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[Preprint]. 2025 Aug 27:2025.08.23.25332468. [Version 2] doi: 10.1101/2025.08.23.25332468

Longitudinal ctDNA Surveillance in Older Women with ER+ Breast Cancer to Facilitate Surgical De-Escalation: A Prospective, Hybrid-Decentralized Trial with Correlative Studies

Neil Carleton, Alexander C Chang, Fangyuan Chen, Shannon Puhalla, Julia Foldi, Hunter Waltermire, Antony Tin, Michael S Cowher, Kristin Lupinacci, Emilia J Diego, Quratulain Sabih, Ronald R Johnson, Monica Malhotra, Amanda Laubenthal, Vikram Gorantla, Marija Balic, Rohit Bhargava, Marion Joy, Tanner Freeman, Catherine Bridges, Ekaterina Kalashnikova, Angel Rodriguez, Minetta C Liu, Steffi Oesterreich, Adrian V Lee, Priscilla F McAuliffe
PMCID: PMC12393604  PMID: 40894139

Abstract

For older patients with competing comorbidities, optimizing oncologic therapies is of paramount importance. Circulating tumor DNA (ctDNA) may provide a strategy to identify which patients who may safely de-escalate certain therapies. In this prospective, hybrid-decentralized trial ( NCT05914792 ) that integrated clinical outcomes, patient- and caregiver-reported outcomes, and correlative tissue analysis, the primary objective was to determine if ctDNA levels were associated with tumor progression in older patients who opted to forgo upfront surgery in favor of primary endocrine therapy (pET). ctDNA levels were highly concordant with imaging findings, and a lack of ctDNA clearance at 6 months was associated with tumor progression. In a competing risk regression adjusted for patient age, tumor stage, tumor grade, and tumor Ki-67, pre-treatment ctDNA positivity was associated with a significant risk of tumor progression (HR 30, 95% CI 4.4-209; p = 0.0005). No patients with pre-treatment ctDNA negativity experienced tumor progression. In correlative analysis examining tumors progressing on pET, we identified populations of CD11+ T cell-interacting macrophages that upregulate CD109 and CD89 and secrete immunosuppressive chemokines to create a favorable environment for cancer epithelial cell proliferation. These findings suggest that ctDNA may be a surveillance modality for older patients who receive pET, warranting future evaluation in a randomized setting.

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