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. 2022 Oct 19;8(42):eabq2659. doi: 10.1126/sciadv.abq2659

Optical manipulation of matter waves

Kamran Akbari 1, Valerio Di Giulio 1, F Javier García de Abajo 1,2,*
PMCID: PMC12419127  PMID: 36260664

Abstract

Light is used to steer the motion of atoms in free space, enabling cooling and trapping of matter waves through ponderomotive forces and Doppler-mediated photon scattering. Likewise, light interaction with free electrons has recently emerged as a versatile approach to modulate the electron wave function for applications in ultrafast electron microscopy. Here, we combine these two worlds, theoretically demonstrating that matter waves can be optically manipulated via inelastic interactions with optical fields. This allows us to modulate the translational part of the wave function and produce temporally and spatially compressed atomic beam pulses. We realize such modulation through stimulated photon absorption and emission by atoms traversing phase-matching evanescent optical fields generated upon light scattering by a nanostructure and via stimulated Compton scattering in free space without any assistance from material media. Our results support optical manipulation of matter waves as a powerful tool for microscopy, spectroscopy, and exploration of fundamental phenomena associated with light-atom interactions.


Optical fields are shown to enable spatiotemporal sculpting of matter waves via near-field or free-space atom-light interactions.

INTRODUCTION

Light enables exquisite control over the excitation dynamics of atoms (1), molecules (2), and materials in general (3) through photon exchanges with internal electronic and vibrational degrees of freedom. In addition, light can directly act on the translational part of the wave function of matter waves to steer their dynamics (48), while optical trapping of objects ranging in size from atoms to human cells has become commonplace both in cold atom physics (9) and in the manipulation of living microorganisms (10, 11).

In parallel, the interaction between free electrons and optical fields has recently been recognized as a valuable tool to modulate the wave function of the former, a capability that is emphasized in the so-called photon-induced near-field electron microscopy (PINEM) (1219). In this technique, electron-light coupling materializes in the direct absorption and emission of individual photons by the moving electron, subject to the condition that the electron velocity v matches the phase velocity ω/q associated with some light components of frequency ω and wave vector q along the direction of particle motion. Obviously, this requires evanescent fields (i.e., q > ω/c) such as those generated by light scattering at nanostructures (20, 21). By capitalizing on the availability of ultrashort laser pulses, PINEM allows for the mapping of material excitations and confined optical fields to be performed with combined space-time resolution in the nanometer-femtosecond domain (16, 2224). In addition, light-electron interaction has been demonstrated to transfer linear (25, 26) and angular (27, 28) momenta, and thus shape the transverse profile of the electron wave function while also enabling temporal compression of the longitudinal wave function down to the attosecond regime (15, 29, 30).

Free-electron modulation in empty space is also possible through ponderomotive interaction with optical fields, leading to stimulated Compton scattering (SCS) (31) and Kapitza-Dirac electron diffraction (3237), which also enable temporal compression (38, 39) and lateral phase imprinting (40), with potential application in actively controlled focusing and steering of electron beams (4143). As a practical consideration, while PINEM interaction is proportional to terms in the light-matter coupling Hamiltonian that scale linearly with the optical vector potential A, ponderomotive effects involve A2 terms that remain much weaker up to light intensities as high as ∼1019 W/cm2 (44) for a typical electron energy of 100 keV.

We expect that optical control over the translational motion of neutral atoms and molecules can also be exerted in a similar way as for free electrons, with the advantage that coupling to light becomes stronger when it involves polarization of the internal electronic degrees of freedom. Beyond its fundamental interest, this type of interaction could find practical application in the creation of temporally compressed atom waves, in analogy to electron pulse compression in PINEM. In addition, we anticipate a previously unexplored form of photon-induced near-field atom microscopy (PINAM), in which atoms, instead of electrons, are used to probe localized excitations, providing strong interaction with light.

These ideas can benefit from the experience gained over the past decades in optical manipulation of atom waves, which was extensively studied in free space to slow and cool atoms through different ingenious schemes involving suitably tuned lasers (4548). In addition, atom interferometry was investigated not only by means of material boundaries or structured optical fields but also by selecting internal atomic transitions driven by lasers and connected to the center-of-mass (CM) motion via recoil (49). In a related area, various forms of atom manipulation were also realized by means of coupling to confined light modes in optical cavities (5052).

To frame the present work in a broader context, we classify light-atom interactions according to the changes produced in the internal and CM degrees of freedom of the atom (Fig. 1A). In particular, light-pulse atom interferometry may leverage internal atomic transitions [e.g., stimulated Raman (53)] or leave the atom in its ground state [e.g., in Bragg diffraction–based scattering (54)], with both of these alternatives possibly affecting the CM motion. Here, we are interested in interactions that leave the internal state unchanged (Fig. 1A, lower row), such that they can be regarded as elastic or inelastic depending on whether the CM energy is varied. In this regard, one has diffraction of atom waves after traversing optical gratings [e.g., in the phenomenon of elastic Bragg diffraction of matter waves by light or Kapitza-Dirac effect (4, 49), mediated by atomic polarization as indicated in Fig. 1B, a] as an elastic process. Instead, we focus on CM inelastic interactions (Fig. 1B, b and c).

Fig. 1. Free-atom interactions with optical fields.

Fig. 1.

(A) Classification of light-atom interactions depending on the changes experienced by the internal and CM degrees of freedom of the atom. (B) The present work is circumscribed within the lower row of (A) (unchanged internal state), which we classify in turn depending on whether the CM energy is (inelastic) or is not (elastic) modified. In (a), we illustrate how elastic scattering by spatially modulated monochromatic light can change the direction of the atom CM momentum, thus producing diffraction of matter waves (3237, 40). In (b), we show that direct photon absorption or emission is possible under illumination with monochromatic evanescent fields containing wave vector q and frequency ω components satisfying the phase-matching condition q · v = ω, where v is the atom velocity. Two photons are involved in each event to leave the atom in its original ground state so that the energy transfer is entirely associated with the CM motion, opening the way to perform PINAM. Energy gain and loss processes are both enabled, as indicated in the lower sketches. In (c), we depict that SCS under illumination by two light plane waves (blue and red, i = 1,2) of wave vectors qi and frequencies ωi results in a net change in the CM energy by ℏ(ω1 − ω2) (blue to red, atom energy gain) or −ℏ(ω1 − ω2) (red to blue, energy loss), provided the phase-matching condition ω1 − ω2 = (q1q2) · v is satisfied. Electronic transitions mediate these processes, in which internal excitation is followed by deexcitation to leave the atom in the ground state. Here, we focus on the CM inelastic interactions illustrated in (b) and (c).

Here, we theoretically demonstrate that matter waves can be inelastically manipulated by stimulated photon scattering in the presence of optical fields, enabling modulation of the translational wave function of atomic beams and opening the way to unprecedented spatial compression. Specifically, our main focus is to produce a coherent superposition of energy sidebands in the wave function describing the CM motion of atom waves, leaving the internal atomic state unchanged. We propose to achieve this by means of multiple interactions with optical fields, which we investigate within two conceptually different types of scenarios: (i) direct photon absorption or emission by an atom moving in the presence of evanescent fields (Fig. 1B, b) and (ii) SCS under two-color illumination in free space (Fig. 1B, c). The studied inelastic processes affect the CM of the atom, while the photon energies are taken to differ from the internal electronic resonances such that the atom is left in its original ground state after the interaction has taken place. Substantial light-atom coupling is then achieved for relatively moderate optical fields, particularly via SCS at low atom velocities, provided that some rigorously established phase-matching conditions are satisfied, leading to the emergence of coherent sidebands in the CM energy (i.e., belonging to the same wave function), and enabling spatial compression of the CM wave function upon free-space propagation. We anticipate applications in the production of extreme localization of free-space atoms, while exotic states of matter could also be explored as an extension of these ideas to atom bunches.

RESULTS

Inelastic interaction between free atoms and optical fields

We base our results on a rigorous quantum description of free atoms, which leads to an effective Hamiltonian for the CM motion, encapsulating the internal atomic degrees of freedom and accounting for both elastic and inelastic atom-photon processes. The object of our study is a neutral atom moving with nonrelativistic velocity v in the presence of external illumination, which is introduced through its associated classical vector potential A(r,t) within the minimal coupling scheme in the Coulomb gauge. We assume moderate light intensities and optical frequencies that are far from any electronic resonance compared with the width of the latter so that the atom is just slightly perturbed from its initial internal ground state during the interaction period. Then, starting from a complete quantum description of the moving atom (55, 56) and assuming Markovian dynamics (57), the electronic degrees of freedom can be absorbed in an effective Hamiltonian Heff(r,t) that describes the time- and position-dependent atomic CM wave function ψ(r,t). More precisely, we obtain the Schrödinger equation (see Methods)

iψ·(r,t)=[E0(ir+q0)·v+Heff(r,t)]ψ(r,t) (1)

with

Heff(r,t)=e2c2j0 ωj0 xˆ·dj02 A(r,t)·A˜j(r,t) (2)

where j runs over excited electronic states, ωj0 and edj0 are the frequency and dipole moment associated with a transition between the ground state |0〉 and |j〉, and

A~j(r,t)=iωj0 t dt eiωj0(tt) A(rvt+vt,t)

is a j-dependent modified vector potential. These expressions are applicable to isotropic atoms and relatively small CM deflections such that the wave function only contains energy and momentum components that are tightly packed around central values E0 and ℏq0 [nonrecoil approximation (44); see Methods].

Assuming an optical field acting over a finite interaction interval, the solution to Eq. 1 admits the form

ψ(r,t)=ψinc(r,t)e(i/)tdt Heff(rvt+vt,t) (3)

where ψinc(r, t) is the incident wave function in the absence of external illumination. Implicit in this result is the assumption that the nonrecoil approximation remains valid along the interaction region (i.e., the atom beam is well collimated, and such region is small enough as to dismiss lateral diffraction). For propagation over large distances beyond the interaction interval, diffraction can be readily incorporated through free-space propagation according to the remaining Hamiltonian 2r2/2M, where M is the atomic mass.

In what follows, we explore solutions corresponding to the aforementioned PINAM and SCS scenarios (Fig. 1B, b and c), for which the post-interaction wave function takes the general form

ψ(r,t)=ψinc(r,t) eiφ(R)×=J(2β(R)) eiarg{β(R)} ei(zvt)Ω/v e2πi2d/zT (4)

where β(R) is a coupling coefficient that depends on the coordinates R in a plane perpendicular to v, φ(R) is an elastic phase, Ω is an optical frequency related to the incident photon characteristics, and the 𝓁 sum describes periodically spaced energy sidebands separated by ℏΩ with associated shifts in longitudinal momentum by multiples of ℏΩ/v. We have incorporated in Eq. 4 the effect of velocity spreading acting over a long distance d after interaction. This involves a Talbot distance (58)

zT=4πMv3/Ω2 (5)

where we neglect relativistic corrections. We remark that this solution includes not only diffraction by the spatial texture of the optical field intensity through the phase φ(R) but also kinetic energy jumps resulting from events of direct photon absorption or emission by the atom CM motion, as determined by the coupling coefficient β(R), which we remark is the main focus of this work.

PINAM interaction

A direct consequence of Eq. 3 is that direct absorption or emission of optical quanta by the moving atom is only possible for field components of wave vector q and frequency ω satisfying the phase-matching condition

ω=q·v (6)

[i.e., evanescent fields (44)]. Slow polaritons are well suited to satisfy this condition, which is illustrated in Fig. 2A by the point of crossing between their dispersion relation and the electron line. As a practical configuration, we consider a polaritonic material drilled with holes in which one-dimensional modes are confined and excited through external illumination. Atoms that traverse the film along the holes see their wave function modified as prescribed by Eq. 4 with Ω = 2ω and a coupling coefficient (see Methods)

β=βPINAML2v α0E02 (7)

where L is the film thickness, ℰ0 is the electric field amplitude associated with the polariton, and α0 is the static atomic polarizability. Each sideband 𝓁 in Eq. 4 has a probability of occupation given by J2(2βPINAM), which produces a pattern of atom CM energy distributions as a function of ∣βPINAM∣ as illustrated in Fig. 2B, similar to those observed in PINEM (13, 15), but with sidebands separated by an energy spacing ℏΩ = 2ℏω, instead of just ℏω. This reflects the fact that the neutral atom necessitates two photons to realize a PINAM interaction (one to excite and another one to deexcite the internal degrees of freedom; see Fig. 1B, b). We show in Fig. 2C the values of ∣βPINAM∣ obtained for selected alkali atoms [K, Rb, and Cs, for which α0 = 42.9, 47.4, and 59.4 Å3, respectively (59)], which present relatively high static polarizabilities. Sizeable values of the coupling coefficient are thus expected for propagation over a distance of 1 μm and attainable field amplitudes compatible with material damage during subpicosecond illumination times. Incidentally, assuming the same phase-matching conditions, the PINEM coupling coefficient for electrons is ∣βPINEM∣= eL∣ℰ0∣/ℏω (44), independent of velocity, linear in the field amplitude, and exceeding the PINAM coefficient by several orders of magnitude for a photon energy ℏω = 1 eV (see Fig. 2C).

Fig. 2. PINAM interaction.

Fig. 2.

(A) Monochromatic illumination with evanescent fields of well-defined wave vector q (along the atom beam direction) and frequency ω can be implemented for atoms traversing a hole drilled in a polaritonic material when the external light excites hole-confined polaritons under phase-matching conditions (indicated by the crossing point in the dispersion relation). The upper sketch illustrates the geometry and parameters entering Eq. 7. (B) An atom incident with energy E0 develops sidebands in the CM spectrum at energies E = E0 + 2ℓω with probability J2(2βPINAM) only dependent on a light-atom PINAM coupling coefficient βPINAM. The atom CM spectrum evolves with βPINAM in a similar way as in PINEM but with sidebands separated by 2ω instead of ω. Sidebands are convoluted here with a Lorentzian of 0.12ω full width at half maximum, and the spectral integral over E is normalized to unity. (C) The coupling coefficient βPINAM scales as LE02/v with the hole length L, the atom velocity v, and the optical electric field amplitude ℰ0. We represent ∣βPINAM∣ as a function of ℰ0 for different atoms moving with velocity v = 0.01c along a path length L = 1 μm (solid curves). For comparison, we show the PINEM coupling coefficient βPINEML0 for electrons moving under the same conditions and a photon energy ω = 1 eV (dashed line).

We stress that, because we consider off-resonance conditions, the PINAM interaction depicted in Fig. 1B, b receives substantial contributions from both rotating and counterrotating terms, in contrast to other studied configurations in which the atom is resonantly coupled to a cavity mode, typically describable by using the Jaynes-Cummings model (5052).

Near-resonant SCS

A disadvantage of PINAM is that it requires a material structure to mediate the atom-light interaction, and this imposes severe restrictions on the optical modes and light intensities that can be used, as well as a minimum atom energy required to produce phase matching. We therefore investigate an alternative in which coherent energy sidebands can be produced in free space via SCS (see Fig. 1B, c) under illumination with two light plane waves (i = 1,2), as illustrated in Fig. 3A. In this configuration, a photon is taken from one of the beams and scattered along the other beam, thus rendering a stimulated process with a probability proportional to the product of the two incident beam intensities. We consider vc as a typical condition that is additionally beneficial to reach strong light-atom coupling (see below), although the present study can be straightforwardly extended to higher atom velocities. Defining the associated electric field amplitudes Ei, wave vectors qi, and photon frequencies ωi, the CM wave function after interacting over a finite path length L is again given by Eq. 4 with Ω = ω1 − ω2 and a coupling coefficient (see Methods)

β=βSCS2ie2ω1L2vω2E1·E2*ei(q1q2)·Rj0ωj0xˆ·dj02ωj02(ω1q1·v)2 (8)

subject to the phase-matching condition

ω1ω2=(q1q2)·v (9)

The resulting CM wave function is again similar to PINEM (44) but composed of sidebands corresponding to energy transfers that are multiples of the difference between the two incident photon energies, ℏ(ω1 − ω2) (Fig. 3B).

Fig. 3. Free-space optical manipulation of matter waves.

Fig. 3.

(A) SCS can be achieved in free space by irradiation with two light plane waves of frequencies and angles satisfying the phase-matching condition ω12 = (cv cos θ2)/(cv cos θ1). (B) Atom CM spectra similar to those in Fig. 2B are then generated, with sidebands separated by the photon energy difference ℏ(ω1 − ω2), as illustrated here for a coupling coefficient ∣βSCS∣ = 4. Energy gains and losses of the CM are associated with absorption and emission events as indicated in the upper inset. (C) We plot the coupling coefficient ∣βSCS∣ for a Rb atom under illumination with light beams along angles θ1 = 0 (downward red arrow in the inset) and θ2 = π (blue arrow) as a function of atom velocity (purple arrow) and the light wavelength λ1 = 2πc1 near the 5s-5p optical transition. The other light wavelength λ2 is determined from these parameters by the above phase-matching condition. The low-velocity region contains extreme values of ∣βSCS∣ ∼ 107 for equivalent CM temperatures as shown in the right vertical scale. We take L = 1 mm for the length of the interaction region and E1·E2*=1(MV/m)2 for the product of the two optical light fields.

An advantage of this scheme with respect to PINAM is that the interaction can be dramatically enhanced by tuning the Doppler-shifted frequency ω1q1 · v = ω2q2 · v close to one of the atomic resonances j. This is illustrated in Fig. 3C, where ∣βSCS∣ is plotted as obtained from Eq. 8 for Rb atoms near the 5s-5p optical transition region, dominated by two resonances (j = 1,2) with parameters ℏω10 = 1.56 eV, ℏω20 = 1.59 eV, xˆ·d102=1.75 Å2, and xˆ·d202=3.30 Å2 (60). We ignore the resonance finite widths (Δλ < 10−5 nm) under the assumption that the optical frequencies are at least several widths apart from the atomic resonances. Specifically, we consider two counterpropagating light beams at angles θ1 = 0 and θ2 = π relative to the atom velocity v, which maximize the transition frequency ω1 − ω2 = [2v/(c + v)] ω1 obtained from Eq. 9 and further provide the additional advantage of enabling illumination over a long atom path length L such that high values of ∣βSCS∣ can be achieved using moderate light fields. We find ∣βSCS∣ ≫ 1 near the atomic resonances for optical field amplitudes of 1 MV/m (i.e., an intensity of ∼0.5 MW/cm2) acting along 1 mm (see Fig. 3C). Incidentally, a blue shift is observed in the resonance conditions as v increases, while the βSCS ∝ 1/v scaling makes it easier to reach large coupling at low velocities for a detuning of a few nanometers in the incident light wavelengths. Small velocities are thus favorable to increase the coupling coefficient, although recoil should then be carefully accounted for if the kinetic energy is not large compared with the photon energies under consideration.

We note that, although we consider near-resonance conditions, a real transition is forbidden by Eq. 9, and therefore, we are in the scenario depicted in Fig. 1B, c. This differs from the process of stimulated Raman transitions in light-atom interactions (53), in which the atom exits the interaction region in an excited state j (i.e., within the context of the upper row in Fig. 1A), and consequently, Eq. 9 needs to be changed to ω1 − ω2 = (q1q2) · v + ωj0, thereby imposing a different j-dependent alignment and tuning of the lasers.

DISCUSSION

The atom-light inelastic interactions explored here open a viable approach to shape the translational wave function of free-space atoms boldly beyond currently existing capabilities (47, 6163). In particular, the emergence of coherent sidebands in the kinetic energy distribution leads to temporal compression upon propagation over a large distance d after the interaction has taken place (Fig. 4A), as demonstrated in the context of electron accelerators (64), and later using smaller setups to achieve attosecond compression by exploiting ponderomotive (38, 39) and PINEM (15, 29, 30) interactions. A high degree of compression approaching the classical point-particle limit is attainable by combining several cycles of optical interaction spaced by free propagation (65). For a coupling strength ∣β∣≫1, maximum compression is observed in the CM wave function of Eq. 4 after a propagation distance d ≈ 0.0733 zT/∣β∣(66, 67). For example, for Rb atoms (mass M ≈ 85.5 u) and ∣β∣ = 10, PINAM interaction under the conditions of Fig. 2C leads to d ∼ 40 cm, whereas we have dv in the SCS configuration of Fig. 3C (i.e., ∼800 nm of light wavelength), with d ∼ 5 mm for a velocity v ∼ 105 m/s. An illustrative example of the resulting electron density profile as a comb of compressed wave packets is shown in Methods. Temporal compression of atom waves opens a range of possible applications in precise atom implantation (68) and controlled atom collisions.

Fig. 4. Tools for optical manipulation of matter waves.

Fig. 4.

(A) Following SCS interaction under the conditions of Fig. 3C (see mirror-based scheme for light injection), temporal compression of the CM wave function is achieved after free-space propagation over a distance d. A train of atom probability density pulses is thus generated, separated by approximately half of the light wavelength λ1/2. (B) By laterally shaping one of the light beams with a spatial light modulator (SLM), its phase is directly imprinted on the inelastic components of the atom wave function to produce designated profiles [e.g., a chiral beam in the scheme, having a certain amount of orbital angular momentum (OAM)]. (C) Beam splitting and mixing can be performed by patterning an optical grating through the SLM.

Control over the transverse wave function is also possible through the phase of both φ and β. The former is commonly exploited in atom optics and scales linearly with the field intensity, whereas the phase in β for SCS is directly given by the differences between the phases of the two externally applied light waves (see Eq. 8), thus permitting us to directly imprint an on-demand lateral wave function and prepare, for example, states with a desired degree of orbital angular momentum (27, 28) (Fig. 4B) by optical interactions instead of mask patterning (69), as well as focused atomic beams (70) with tailored profiles (42). This approach could be used to implement beam splitters and mixers (Fig. 4C) and further combined to assemble interferometers (8), quantum erasers, and delayed-choice setups (71). In particular, splitters and mixers could be constructed on the basis of concatenated SCS interactions, each of them imposing sidebands with additional phases 𝓁 (q1q2) · R (see Eqs. 8 and 33), where R denotes the coordinates normal to the atom velocity and q1q2 is the wave vector transfer associated with a single photon-scattering event.

The present results can be readily extended to molecular beams, thus suggesting applications in precise epitaxial growth, as well as in the control of nanoscale chemical reactions. A direct extension of the PINEM formalism to ions shows that the coupling coefficient should be linear in the charge. However, free-space optical manipulation of ions through ponderomotive forces is limited by the inverse-mass dependence of the A2 coupling Hamiltonian. In contrast, the coupling coefficient is independent of the atomic mass in the PINAM and SCS configurations investigated here for neutral atoms.

By incorporating resonant components in the external illumination, additional means of control of atoms and molecules are enabled when engaging their internal excitations, which could be activated, for example, through π pulses introduced at designated positions along the particle path, thus reconfiguring the set of available optical transitions to engineer the SCS interaction, and also providing an alternative source of CM momentum. In molecules with rotational and vibrational degrees of freedom, low-energy excitations provide an extra range of resonance frequencies, over two orders of magnitude below electronic excitations, thus suggesting the use of external illumination extending from the infrared to the microwaves for near-resonant inelastic SCS manipulation.

METHODS

Light-atom interaction: Transition matrix elements

The free-atom Hamiltonian H^at admits a complete, orthonormal set of eigenstates ∣pj⟩ (i.e., ∑pjpj〉〈pj∣ = ℐ and 〈pjpj′〉 = δppδjj) factorized into CM and internal components (55, 56), which we label by the total translational momentum ℏp and an internal state index j, respectively. We can thus write Hˆatpj=(εp+ωj)pj, where ℏωj is the internal energy, ℏεp = ℏ2p2/2M is the CM energy, and M is the atomic mass. In what follows, we denote the nuclear charge, mass, and position as eZ, mn, and rn, respectively, while the bound electron coordinates ri are labeled by an index i = 1, …, Z and the electron charge and mass are −e and me. We also use the CM coordinates

r=1M(mnrn+meiri) (10a)

and the electronic positions

ui=rirn (10b)

relative to the nucleus, as well as the nucleus position u = rnr = − (me/M)∑iui relative to the CM.

The total Hamiltonian of the system H^(t)=H^at+H^(t)+H^(t) incorporates coupling to classical radiation through the terms

H^(t)=ieZmncA(rn,t)·rniemeci A(ri,t)·ri (11a)
H^(t)=e2Z22mnc2A2(rn,t)+e22mec2iA2(ri,t) (11b)

which are linear and quadratic in the classical vector potential A(r, t). We work in the Coulomb gauge [∇r · A(r, t) = 0], and due to the transverse character of electromagnetic fields in the vacuum region in which the atom is moving, the scalar potential is zero. Incidentally, we use the notation A2A · A for vectors. Considering external fields that vary very little across the small size of the atom, we can approximate the vector potential at the nucleus and electron positions by the first-order Taylor expansion around the CM coordinates r according to

A(rn,t)A(r,t)+(u·r)A(r,t),A(ri,t)A(r,t)+[(ui+u)·r] A(r,t)

Introducing these expressions in Eqs. 11a and 11b, and writing

rn=mnMriui (12a)
ri=meMr+ui (12b)

from Eqs. 10a and 10b, we find

Hˆ(t)iemec{Mmn A(r,t)·iui+[(u·r) A(r,t)]·r} (13a)
H^(t)e22mec2Mmn{Z A2(r,t)1me(2mnM) [u·r A2(r,t)]} (13b)

where we only retain terms linear in either ui or ∇ui, as higher-order contributions produce corrections beyond the dipolar response of the atom, while the inhomogeneous term cancels exactly. For clarity, we note that the gradients inside [(u · ∇r) A(r, t)] and [u · ∇r A2(r, t)] only affect the vector field, whereas the rightmost operator ∇r in Eq. 13a acts on the wave function in the Schrödinger equation (see below).

We now evaluate the matrix elements jHˆj by expressing them in terms of the transition dipoles e djj with

djj=Zjrnjijrij=ijuij (14)

Using the identities

juj=meM djj (15a)
ijuij=mnmeM ωjj djj (15b)

(see self-contained derivation below), where ωjj = ωj − ωj, together with Eqs. 13a and 13b, we find

Hˆjj(t)=jHˆ(t)jiec ωjj djj·A(r,t)+ieM c[(djj·r)A(r,t)]·r (16a)
Hˆjj(t)=jHˆ(t)je22mec2Mmn×[Z A2(r,t)δjj(2mn/M1)(djj·r)A2(r,t)] (16b)

We note that the property djj = 0 is implicitly used in the derivations that follow. Finally, matrix elements including translational degrees of freedom are readily obtained from Eqs. 16a and 16b by using CM momentum wave functions rp=eip·r/V, where V is the quantization volume. We find

Hpj,pj(t)=pjHˆ(t)pjiecVdjj·{ωjjApp(t)+M(pp)[p·App(t)]} (17a)
Hpj,pj(t)=pjHˆ(t)pje22mec2VMmnd3r ei(pp)·r{Z A2(r,t)δjji (2mn/M1)[djj·(pp)]A2(r,t)} (17b)

where Aq(t) is the vector potential in momentum space, defined by the Fourier transform

Aq(t)=d3r eiq·r A(r,t) (18)

In what follows, we also use frequency-space quantities defined by

fω=dt eiωt f(t) (19)

for any time-dependent function f(t).

Light-atom interaction: Effective Hamiltonian

The time-dependent state of the atom can be expanded in the complete set of free-atom states as

Ψ(t)=pjcpj(t) ei(εp+ωj)tpj

From the Schrödinger equation Hˆ(t)Ψ(t)=iΨ·(t), the expansion coefficients cpj(t) are found to follow the equation of motion

i c·pj(t)=pjcpj(t)ei(εpp+ωjj)t[Hpj,pj(t)+Hpj,pj(t)] (20)

where εpp = εp − εp, whereas the matrix elements of H^(t) and H^(t) are given by Eqs. 17a and 17b.

We assume the system to be initially prepared in the ground state j = 0 [i.e., cpj(−∞) = 0 for j ≠ 0] and further adopt the following two approximations: (i) The population of any excited state ∣j ≠ 0⟩ is small compared to that of ∣0⟩ so that we only consider transitions to ∣j ≠0⟩ coming from ∣00⟩; and (ii) the process is Markovian (57), implying that the probability in each event only depends on the state reached in the immediately previous event. We then follow a standard procedure consisting in solving cpj(t) for j ≠ 0 and introducing the result back in Eq. 20 to obtain an effective Schrödinger equation for the j = 0 component. In doing so, we find that H^ produces a contribution ∝A2 in cp,j ≠ 0(t) and thus terms ∝A4 in the effective Hamiltonian, which are negligible for the field strengths considered in this work. Consequently, the solution for the expansion coefficients with j ≠ 0 can be approximated by integrating Eq. 20 without including H^. This leads to

cpj(t)iptdtcp0(t)Hpj,p0(t) ei(εpp+ωj0)t1pcp0(t)dω2π Hpj,p0,ω ei(εpp+ωj0ω)tεpp+ωj0ωiκj/2 (21)

where only j = 0 terms are retained in the right-hand side in virtue of approximation (i). The second line in this expression uses the frequency-space representation defined by Eq. 19 and incorporates a phenomenological decay rate κj of the excited atomic state ∣j⟩. Also, we move cp0(t) outside the integral under the assumption that these coefficients vary slowly compared with the relatively fast oscillations of the exponential factor [approximation (ii)] (57). Then, we insert Eq. 21 in the right-hand side of Eq. 20 and specify the left-hand side for j = 0 to write

i c·p0(t)=pcp0(t) Hppeff(t) eiεppt (22)

where

Hppeff(t)=e2Z2mec2VMmnd3rei(pp)·rA2(r,t)1pjdωdω(2π)2ei(ω+ω)tHp0,pj,ωHpj,p0,ωεpp+ωj0ωiκj/2 (23)

is the effective interaction Hamiltonian that describes the evolution of the CM. We note that the first term in Eq. 23 represents the only contribution remaining from H^(t) at order ∝A2 in the external field.

At this point, we adopt the nonrecoil approximation so that the atom velocity v is taken to be constant during the interaction with the optical field (44). This allows us to write

εpp(pp)·v

In addition, we approximate p′ ≈ Mv/ℏ in the rightmost part of Eq. 17a, which becomes

Hpj,pj,ωiecVdjj·{ωjjApp,ω+(pp)[v·App,ω]} (24)

in frequency space. We observe that Hpj,pj,ω=Hpp,j,0j,ω is only a function of the wave vector difference pp′ in the nonrecoil approximation, and consequently, Hppeff(t) also depends on that difference alone. Using this property in Eq. 22, multiplying both sides by eip·r−iεpt, and summing over p, we obtain the Schrödinger equation given in Eq. 1, where

Heff(r,t)=peip·r Hp0eff(t) (25)

is the effective interaction Hamiltonian in real space,

ψ(r,t)=V1/2pcp0(t) eip·riεpt

is the CM wave function of the atom, and we assume the latter to be tightly concentrated around central values of the kinetic energy E0 and the wave vector q0. In the derivation of Eq. 1, the kinetic part of the Hamiltonian is approximated as ℏεq = ℏ2q2/2ME0 + ℏ(qq0) · v in momentum space, followed by the substitution q → − i∇r to move to real space.

Substituting Eq. 24 in Eq. 23, and this in turn in Eq. 25, we obtain

Heff(r,t)=e2Z2mec2Mmn A2(r,t)e2c2 j0{ωj0 A(r,t)+ir[v·A(r,t)]}·d3q(2π)3dω2πeiq·riωtd0jdj0(ωj0+q·vωiκj/2)·{ωj0Aq,ω+q[v·Aq,ω]} (26)

where we have applied the customary prescription ∑pVd3p/(2π)3 to transform momentum sums into integrals. Finally, considering isotropic atoms (or alternatively, averaging over orientations for magnetic atoms), the j sum produces a diagonal tensor d0jdj0 proportional to the identity, so we can rewrite Eq. 26 as

Heff(r,t)=e2Z2mec2Mmn A2(r,t)e2c2j0d3q(2π)3dω2πeiq·riωt×xˆ·dj02(ωj0+q·vωiκj/2)×{ωj0 A(r,t)+ir[v·A(r,t)]}·{ωj0Aq,ω+q[v·Aq,ω]} (27)

which can be applied to any form of the classical optical field.

As a relevant configuration, we note that the effective Hamiltonian in Eq. 27 can be simplified if the vector potential A(r, t) is perpendicular to the atom velocity v. Then, using the Thomas-Reiche-Kuhn (TRK) sum rule (7274)

j0ωj0 xˆ·d0j2=Z2meMmn (28)

(see self-contained derivation below), we can express the first term in the right-hand side of Eq. 27 as a j sum and write

Heff(r,t)=e2c2j0ωj0 xˆ·d0j2×d3q(2π)3dω2πeiq·riωtq·vωωj0+q·vωiκj/2×A(r,t)·Aq,ω (29)

This result is also valid for arbitrary A(r, t) orientation in the vc limit (see below). Finally, using the Fourier transforms in Eqs. 18 and 19, and neglecting κj, we obtain Eq. 2 in the main text.

PINAM interaction with monochromatic evanescent fields

We consider an atom moving with velocity v along the z direction in the presence of an external optical electric field E(r, t) = E(R) eiqzz − iωt + c. c. of well-defined frequency ω and longitudinal wave vector qz such that the vector potential can be chosen as A(r, t) = −(ic/ω) E(R) eiqzz − iωt + c. c. with R = (x, y). Inserting this expression in Eq. 27, we find that the integrand in Eq. 3 is composed of a term independent of t′ and two more terms proportional to exp {± 2i(qzz − ω)t′}. The t′-independent term produces an elastic phase, whereas the other two give rise to the sort of inelastic events in which we are interested here. When the interaction region extends over a large length L along the trajectory, those two terms contribute negligibly to the integral, unless the phase-matching condition ω = qzv (i.e., Eq. 6) is satisfied, as we assume here. Then, the integral over t′ simply yields a factor L/v (the interaction time), and the post-interaction CM wave function reduces to

ψ(r,t)=ψinc(r,t) eiφ(R)× exp{β(R)e2iω(zvt)/v+β*(R)e2iω(zvt)/v} (30)

where

φ(R)=e2ZLmevω2Mmn E(R)2+2e2L2vω2j0xˆ·dj02ωj0× (ωj02E(R)2+v2(qzzˆiR)Ez(R)2) (31a)
β(R)=ie2Z L2mevω2MmnE2(R)+ie2Z L2vω2j0xˆ·dj02ωj0× (ωj02 E2(R)v2[(qzzˆiR)Ez(R)]2) (31b)

are an elastic phase and an inelastic atom-light coupling coefficient, respectively, and we have neglected κj in front of ωj0. This result can be simplified by using the TRK sum rule (7274) given in Eq. 28 so that the first term inside the j sum exactly cancels the first term in the right-hand side of Eqs. 31a and 31b. Then, we have

φ(R)=Lv α0 (zˆi(v/ω)R) Ez(R)2 (32a)
β(R)=iL2v α0 [(z^i(v/ω)R) Ez(R)]2 (32b)

where α0=(2e2/)j0xˆ·d0j2/ωj0 is the electrostatic polarizability of the atom (56).

The coefficient β(R) plays a role similar to the coupling coefficient in PINEM (12), but in contrast to a linear dependence on the field, we find a quadratic scaling. Following similar methods as in PINEM (14, 44), we now use the Jacobi-Anger formula to recast Eq. 30 into Eq. 4 with Ω = 2ω. This expression establishes the basis for PINAM. Each 𝓁 term in this expansion represents a wave function component that is displaced in momentum by 2ω/v and in energy by 2ω, therefore spanning a series of sidebands with a probability density J2(2β(R)) that depends on the transverse coordinates R.

As a possible realization of phase-matching monochromatic illumination, we consider an atom reflected from a polariton-supporting planar surface under grazing incidence conditions. To analyze the coupling strength, we then assume parallel motion of the atom relative to the surface, as well as a polariton characterized by an in-plane wave vector qz and frequency ω satisfying the phase-matching condition in Eq. 6. In the vacuum region outside the surface, the electric field associated with the polariton takes the general form E0(z^+iγ x^) eiqzzκpxiωt+c.c., where z and x are parallel and perpendicular to the surface, γ=1/1v2/c2 is the relativistic Lorentz factor, κp = ω/vγ is taken to be real (i.e., we neglect inelastic losses of the surface mode), and ℰ0 is a global field amplitude. We thus have Ez(R) = ℰ0e−κpx, for which Eqs. 32a and 32b become

φ(R)=Lv α0E02 e2κpx(2v2/c2)β(R)=ivL2c2 α0E02 e2κpx

In this geometry, the transverse component partially cancels the longitudinal one in (ivR+ωz^) Ez(R), resulting in a β(R) ∝ v/c2 scaling with atom velocity. This cancellation is dramatic for vc.

A more advantageous situation in which such cancellation does not take place is encountered near curved surfaces and also in a vacuum region flanked by two planar surfaces, for which the transverse derivative of Ez(R) vanishes at some positions, and we have a β(R) ∝ 1/v scaling (see below). As an arrangement of practical interest, we consider a circular hole of radius a running parallel to z and drilled in a homogeneous polaritonic material of permittivity ϵ(ω). This configuration could be realized by perforating holes in a film of large thickness L so that an atom beam impinging normally to the film can be exposed to optically driven polaritons as it moves along the holes. For ωa/c ≪ 1, we can operate in the electrostatic limit so that any propagating polariton confined to the hole can be described by means of a potential ϕ(r, t) = AIm(qzR)eiqzz+imφ−iωt + c. c. in the interior region (R < a) and ϕ(r, t) = BKm(qzR)eiqzz+imφ−iωt + c. c. outside it (R > a). Here, m is the azimuthal number, we use cylindrical coordinates r = (R, φ, z), Km and Im are modified Bessel functions, and the constants A and B are subject to the conditions B/A=Im(qza)/Km(qza)=ϵ(ω)Im(qza)/Km(qza), which guarantee the continuity of the potential and the normal electric displacement at the hole surface. We take m = 0, for which the z component of the electric field amplitude reduces to Ez(R) = ℰ0I0(qzR), subject to the condition [after using the Wronskian (75)] [1 − ϵ(ω)] qza I1(qza)K0(qza) = 1 for the existence of a polariton with longitudinal wave vector qz and frequency ω. Inserting this field inside Eqs. 32a and 32b, where the phase-matching condition in Eq. 6 is assumed, we obtain

φ(R)=Lv α0E02 [I02(ωR/v)+I12(ωR/v)]β(R)=iL2v α0E02 [I02(ωR/v)I12(ωR/v)]

and in particular, for an atom moving along the hole axis (R = 0), we find that β reduces to Eq. 7 in the main text. Note that β(R) grows monotonically for small ωR/v and takes values close to that in Eq. 7 up to ωR/v ∼ 1 for m = 0, so this equation is a good approximation also for off-axis trajectories and relatively small holes of radius av/ω.

SCS under two-color illumination

We now focus on slow atoms (vc) moving in free space in the presence of propagating optical fields composed of frequencies comparable to or smaller than the excitation frequencies so that qv can be neglected in front of ω and ωj0. Under these conditions, the effective Hamiltonian in Eq. 27 can be approximated by neglecting the v · A terms and applying the TRK sum rule (7274). This leads to Eq. 29, which we use in what follows as the effective Hamiltonian.

Although inelastic CM scattering is kinematically forbidden for monochromatic fields in free space, it is possible to conserve energy and momentum via Compton scattering using two-color light. We consider illumination with two plane waves i = 1,2 of wave vectors qi and frequencies ωi such that the optical electric field is E(r, t) = ∑i=1,2Ei eiqi·r−iωit + c. c., while the vector potential reduces to A(r, t) = −∑i=1,2(ici) Ei eiqi·r−iωit + c. c. in the Coulomb gauge. Inserting this expression into Eq. 29, and this in turn into Eq. 3, we find that the integrand in the latter contains terms that are (i) independent of t′, (ii) proportional to exp {± i[(q1 · v − ω1) − (q2 · v − ω2)]t′}, (iii) proportional to exp {± i[(q1 · v − ω1) + (q2 · v − ω2)]t′}, or (iv) proportional to exp {± 2i(qi · v − ωi)t′} with i = 1,2. Terms of types (iii) and (iv) vanish after integrating over a large interaction time L/v because of the inequality ∣qi · v∣ ≤ ωiv/c < ωi for propagating waves, so the exponents take nonzero values, giving rise to self-compensating oscillations. The remaining terms produce (i) a global elastic phase φ and (ii) inelastic transitions described by a coupling coefficient β, subject to the phase-matching condition in Eq. 9, which is general for Compton scattering. We assume this condition to hold for our two incident plane waves. After some tedious but straightforward algebra, the post-interaction CM wave function (taking vz^) becomes

ψ(r,t)=ψinc(r,t) eiφ× exp{β ei(ω1ω2)·(zvt)/v+β* ei(ω1ω2)·(zvt)/v} (33)

or equivalently, using the Jacobi-Anger formula (14, 44), we recover Eq. 4 with Ω = ω1 − ω2, a global phase

φ=2e2L2vi=1,2Ei2j0ωj0 xˆ·d0j2ωj02(ω1q1·v)2 (34)

and a coupling coefficient given by Eq. 8. In the derivation of Eqs. 8 and 34, we have again considered vc, except in the rightmost denominators, in which q1 · v is maintained because it can be comparable to ωj0 − ω1 for near-resonance illumination.

Derivation of Eqs. 15a and 15b

We find Eq. 15a directly from Eq. 14 by using the relation u = (−me/M)∑iui. For the derivation of Eq. 15b, we start from the free-atom Hamiltonian H^at=(2/2mn)rn2(2/2me)iri2+V^, where V^ accounts for the electron-nucleus and electron-electron Coulomb interactions. Using Eqs. 12a and 12b, we can rewrite this operator as H^at=(2/2M)r2(2/2me)iui2(2/2mn)iiui·ui+V^. Upon direct inspection, we find the commutator [ui,H^at]=(2/me)ui+(2/mn)iui, where the second term is common for all ui vectors. Taking the matrix elements of the right- and left-hand sides of this identity, we find ℏ(ωj − ωj)〈juij′〉 = (ℏ2/me)〈j∣∇uij′〉 + (ℏ2/mn)〈j∣∑iuij′〉. Finally, summing over i, noticing that we have Z electrons (i.e., the atom is neutral), and using Eq. 15a, we readily obtain Eq. 15b.

Derivation of Eq. 28

We start from the TRK sum rule (7274) 0[Aˆ,[Hˆ,Aˆ]]0=2jωj0jAˆ02, which is valid for any Hermitian operator A^ and Hamiltonian H^. Applying it to A^=ix^·uiiuix and H^at, and making use of the commutator [uix,H^at]=(2/me)uix+(2/mn)iuix derived in the previous paragraph together with the definition of dj0 in Eq. 14, we directly obtain Eq. 28.

Temporal compression of atom waves

As we illustrate in Fig. 5, different energy sidebands in the post-interaction CM wave function (see Eq. 4) propagate at different velocities, giving rise to a temporal reshaping of the probability density, and eventually producing maximum compression after a propagation distance (67) d = (zT/2π) arcsin (ζ1/4∣β∣), where ζ1 ≈ 1.841 is the first maximum of the J1 Bessel function. This phenomenon, which is extensively used with electrons to produce particle bunches and generate intense radiation [e.g., in the klystron (76)], has been exploited to mold the wave function of individual free electrons as a train of attosecond wave packets (15, 29, 30).

Fig. 5. Temporal compression of atom waves.

Fig. 5.

A collimated atom Gaussian wave packet undergoing PINAM or SCS evolves after a long propagation distance d into a temporal comb of compressed matter waves spaced by the optical period 2π/Ω. We illustrate this phenomenon for an incident probability density of standard deviation equal to 4π/Ω, a light-atom coupling coefficient ∣β∣ = 4, an atom velocity v = 0.01c, and a propagation distance d = 0.018 zT (see Eq. 5).

Acknowledgments

Funding: This work has been supported in part by the European Research Council (Advanced Grant 789104-eNANO), the European Commission (Horizon 2020 Grants 101017720 FET-Proactive EBEAM and 964591-SMART-electron), the Spanish MICINN (PID2020-112625GB-I00 and SeveroOchoa CEX2019-000910-S), the Catalan CERCA Program, and Fundaciós Cellex and Mir-Puig.

Author contributions: F.J.G.d.A. conceived the study and wrote the paper. All authors contributed to the theoretical formalism and the discussion of the results.

Competing interests: The authors declare that they have no competing interests.

Data and materials availability: All data needed to evaluate the conclusions in the paper are present in it. The data in the figures are readily generated from the presented self-contained formalism.

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