ABSTRACT
Background
The oral health status of older people living in residential aged care facilities (RACFs) is found to be very poor. Many oral health promotion interventions have been tested in RACF settings around the world with varying degrees of success.
Aim
The aim of this systematic review is to analyse the health promotion strategies used in oral health promotion interventions in RACF settings and map the behaviour change techniques (BCTs) used in interventions to the Behaviour Change Techniques Taxonomy Version 1 (BCTTV1). This will help us identify the BCTs that are used and how effective they are in improving oral health outcomes for residents and the knowledge, attitudes and skills of caregivers in providing mouth care assistance to residents of RACFs.
Methods
A database search was conducted in MEDLINE, Cochrane CENTRAL, Cochrane Database of Systematic Reviews (CDSR), EMBASE, PsycINFO, CINAHL and Web of Sciences databases to screen for articles relevant to the topic of the review; after full‐text review a total of 31 articles comprising both randomised controlled trials and non‐randomised intervention studies were included in this review. Risks of bias in randomised studies were assessed using the ROB2 tool and ROBINS‐I was used to evaluate non‐randomised studies. The description of intervention content in each study was coded for the presence of BCTs by two independent review authors trained in coding BCTs according to BCTTv1.
Results
The most commonly used BCTs were ‘demonstration of behaviour’, ‘instruction on how to perform behaviour’ and ‘credible source’. These BCTs were effective in improving oral health outcomes and knowledge of caregivers on short‐term follow‐up. A higher number of BCTs were coded in studies that showed significant improvement in oral health outcomes of residents on long‐term follow‐up with rarely used BCTs related to ‘monitoring and feedback’ being coded in majority of studies that showed consistent improvement in oral health outcomes of residents.
Conclusion
This review identified the most commonly used BCTs used in health promotion interventions to improve oral health among older people in RACFs and found that majority of interventions were targeted towards ‘knowledge transfer’ and were inconsistent in improving oral health outcomes for residents over long‐term. Well conducted studies with use of theoretical behaviour change frameworks to develop oral health promotion interventions are needed as majority of strategies used currently do not demonstrate consistent effectiveness in improving oral health outcomes for residents of RACFs.
Keywords: aged, health behaviour, health education, homes for the aged, nursing homes, oral health
1. Introduction
The composition of the global population is currently undergoing a demographic transition due to higher life expectancy and lower fertility rates [1]. As a result, the composition of people aged 65 years or above has increased worldwide. Data from the United Nations' World Population Prospects 2022 report reveals that 10% of the total global population were aged 65 years or above in 2022 [2]. According to projections, the number of people aged 65 years or above in the world is going to increase further to about 1.5 billion (16%) in 2050, which translates to one in six people being aged 65 years or above [3]. It is well documented that oral disease burden among older people is high, as nearly 2.5 billion people of all ages suffer from untreated dental caries worldwide, with the highest incidence of dental caries occurring at 70 years of age [4]. The prevalence of periodontal disease is also highest in people aged 60 years and above, and nearly 30% of older adults (people aged 65 years and above) experience edentulism as a result of prior periodontal disease worldwide [4].
Globally, oral diseases contributed to 8 million years lived in disability among people aged 50–74 years in 2019, and oral diseases were one of the ten leading causes of total years lived in disability among older people aged 70 years or above [4, 5]. Poor oral health status among older people affects their general health considerably by impacting their daily nutrition intake, social relationships and quality of life [6, 7]. Maintaining good oral health is essential for older people to lead a life with good functional status, reduced mortality and increased life expectancy [8]. However, poor oral health status is prevalent among older people, and more so in older people who live in residential aged care facilities (RACFs) or similar long‐term care institutions. International studies reveal that nearly two‐thirds of residents in RACFs have untreated dental decay, and around a third exhibit signs of periodontal disease [9, 10]. Even when oral health status is stable with no evidence of disease, upon admission to RACFs, oral health deteriorates rapidly due to several reasons, including the inability to perform routine oral/denture hygiene measures due to a decline in physical or cognitive abilities, relying on caregivers to perform oral/denture hygiene measures, and xerostomia due to polypharmacy for co‐existing morbidities [4]. There is also considerable evidence to show that the oral care assistance given by caregivers to older people in long‐term care facilities is insufficient. Formal evaluations of caregivers providing oral hygiene assistance have revealed very low adherence to standard oral hygiene protocols [11, 12]. Key standards that were never met by caregivers providing oral hygiene assistance to residents included brushing the teeth for at least 2 min, rinsing with mouthwash and flossing [12].
Regular oral hygiene practices, including toothbrushing with fluoridated toothpaste twice a day, flossing and denture hygiene practices (e.g., cleaning dentures regularly every day and storing them appropriately when not in use) are positive behaviours that enable older people to maintain an adequate level of oral health [11]. A previous systematic review has found that many oral health promotion interventions targeting residents or their caregivers in RACFs have been implemented worldwide in RACF settings with varying degrees of success [13]. Maintenance of good oral hygiene among residents of RACFs requires behaviour change among residents and their caregivers to establish good behaviours. Behaviour change interventions are defined as ‘coordinated set of activities that are designed to change specified patterns of behaviour’ [14]. Oral health promotion interventions in RACFs targeting oral/denture hygiene behaviours among residents or caregivers, therefore, employ specific behaviour change techniques (BCTs). BCTs are the active ingredients of an intervention and are defined as ‘observable, replicable and irreducible components of an intervention designed to alter or redirect causal processes that regulate behaviour’ [14]. A standardised language for describing and classifying BCTs has become possible since the development of a taxonomy of behaviour change called the ‘behaviour change techniques taxonomy version 1’ (BCTTv1) [15]. The BCTTv1 is a hierarchically structured taxonomy of 93 distinct BCTs that offers a reliable way to describe, interpret and implement the active ingredients of behaviour change interventions.
Previous studies have established that interventions seeking to alter behaviour have been poorly developed because they rely on personal experiences of the researcher or a particular behaviour change theory or are based on a superficial analysis of contextual factors [16, 17]. Health promotion/behaviour change interventions are not designed in a systematic manner with consideration to the target population, specific behaviour and the context in which the interventions will be implemented. Because of this, most complex health promotion interventions are unsuccessful in improving health outcomes for patients [18, 19]. For behaviour change interventions to be successful, an understanding of the mechanisms underpinning behaviour change is essential to identify techniques that are effective. In this systematic review, we aim to map the intervention content of oral health promotion interventions in RACFs to BCTs in the BCTTv1 taxonomy. By mapping intervention content to BCTTv1, we will understand which behavioural constructs have been targeted in oral health promotion interventions in RACFs to date. In addition, mapping provides a good overview of BCTs that have already been trialled and proven to be most effective in improving the oral health of the residents of RACFs.
2. Methods
A literature review of health promotion interventions conducted in RACFs or long‐term care institutions to improve the oral health of their residents aged 65 years or older was performed. To enhance methodological rigour and transparency, the Preferred Reporting Items for Systematic Reviews and Meta‐analysis (PRISMA) guidelines were used, and the trial protocol was registered with the International Prospective Register of Systematic Reviews, PROSPERO (CRD42022375632).
3. Data Source
Relevant articles for inclusion in the review were systematically identified by searching the following databases: Medical Literature Analysis and Retrieval System online (MEDLINE), Cochrane Central Register of Controlled Trials (CENTRAL), Cochrane Database for Systematic Reviews (CDSR), EBSCO, Cumulative Index to Nursing and Allied Health Literature (CINAHL), Excerpta Medica Database (EMBASE), Web of Sciences and PsycInfo with search terms that were relevant to the population, intervention and outcome (File S1). Search terms included MeSH headings and key words based on oral health promotion interventions in RACFs such as ‘older people’, ‘nursing homes’, ‘health education’, ‘dental health’ etc. Time restrictions were not applied during the database search. A detailed search strategy was developed for each database, based on the search strategy developed for searching the MEDLINE database. This strategy was revised for searching other databases with consideration to different subject headings/terms/key words in different databases. The search strategy used in the MEDLINE database is given in Table 1. These search terms were adapted to the databases as required. Individual search terms associated with population, intervention and outcome were combined with the OR operator before all search strings were combined with the AND operator for the final search. All the results obtained from the search were exported to EndNote and duplicates removed. Two review authors (NA and SR) independently screened the titles and abstracts of all the articles that remained after removing duplicates for relevance to the topic of the review; studies that were found to be irrelevant were excluded. In the next stage, the two review authors (NA and SR) conducted a full‐text review of the articles independently for inclusion in the systematic review. Discrepancies for inclusion of studies in the review were solved by discussions between the two review authors. The reference lists of all the included studies were also screened by the review authors to find other potential studies that could be included in the review and were subjected to the same screening process.
TABLE 1.
Search terms for screening articles in MEDLINE database.
| Concept 1 (Population of interest) | Concept 2 (Intervention) | Concept 3 (Outcome) |
|---|---|---|
| ‘Older persons in residential aged care’ OR ‘nursing home’ OR ‘nursing homes’ OR ‘residential aged care facility’ OR ‘residential aged care facilities’ OR ‘older people’ OR ‘aged care’ OR ‘older persons’ OR ‘older people residents’ OR ‘older people in long‐term care facilities’ OR ‘older people in long term care’ OR ‘older people in long term care facility’ OR ‘homes for the aged’ OR ‘old age home’ OR ‘old age homes’ OR ‘aged’ |
‘Health education’ OR ‘behaviour change’ OR ‘behaviour modification’ OR ‘behaviour change’ OR ‘behaviour modification’ OR ‘health promotion’ OR ‘health program’ OR ‘health programs’ OR ‘behaviour change technique’ OR ‘behaviour change technique’ OR ‘conditioning therapy’ OR ‘behaviour therapy’ OR ‘behaviour therapy’ OR ‘behaviour therapies’ OR ‘behaviour therapies’ OR ‘modelling’ OR ‘self‐efficacy’ OR ‘motivational interviewing’ OR ‘conditioning therapies’ OR ‘facilitation of behaviour’ OR ‘facilitation of behaviour’ OR ‘action control’ OR ‘maintenance’ OR ‘relapse prevention’ OR ‘practice’ OR ‘guided practice’ OR ‘health related behaviour’ OR ‘health related behaviours’ OR ‘health behaviour’ OR ‘health behaviour’ OR ‘health behaviours’ OR ‘health behaviours’ OR ‘behaviour change techniques’ OR ‘behaviour change techniques’ OR ‘locus of control’ OR ‘sense of control’ OR ‘internal external control’ |
‘Oral health’ OR ‘dental health’ OR ‘dentistry’ OR ‘dentist’ OR ‘dental hygiene’ OR ‘oral health related quality of life’ OR ‘dentists’ OR ‘oral hygiene’ OR ‘oral health therapist’ OR ‘dental caries’ OR ‘gingivitis’ OR ‘dental hygienists’ OR ‘dental care’ |
4. Study Selection
All randomised controlled trials (RCTs), quasi‐experimental studies and non‐randomised studies evaluating the effectiveness or efficacy of oral health promotion interventions in RACFs were included. Oral health promotion interventions were defined as any intervention that targets behaviour change in residents or caregivers in RACFs, such as interventions administered by health practitioners (e.g., dentists, dental hygienists or other health educators) involving health education, demonstration of brushing or denture cleaning techniques, hands‐on training in tooth brushing techniques, group discussions, practical advice and workshops etc. Journal articles published in Non‐English languages were excluded. Editorials, letters to the editor, opinion pieces, conference papers, conference reviews, books and book chapters and articles published on community‐dwelling older people not residing in RACFs or long‐term care institutions were excluded. Studies that reported outcomes related to clinical improvement in oral health status of older people, changes in knowledge, attitudes and practices of residents or caregivers, self‐rated oral health, oral health related quality of life, oral hygiene or denture hygiene behaviours etc., were included in the review.
5. Data Extraction and Synthesis
A customised data extraction form was developed and piloted before extracting data. This data extraction form was used to extract information regarding participant characteristics, study design, study setting, duration of follow‐up, intervention characteristics, outcome measures and information needed for assessment of risk of bias. For BCT coding, the intervention content was mapped to BCTs in the BCTTv1 by two independent reviewers (NA and SR) who have been trained in coding BCTs in intervention descriptions according to the BCTTv1. In case of a discrepancy, the authors met to discuss and resolve the discrepancies in coding. The presence of BCTs was coded with (+) and the confidence for their presence was indicated with (+) which indicates probably present, and a code of (++) suggests that the BCT is definitely present in the intervention.
Risk of bias (RoB) for randomised controlled trials (RCTs) was assessed using the Cochrane ROB2 tool for individual RCTs and the Risk of Bias tool for cluster trials for cluster randomised controlled trials [20]. The Cochrane ROB2 tool has five domains for assessing risk of bias including bias arising from randomisation, bias due to deviation from intended intervention, bias from missing outcome data, bias in measurement of outcome and bias due to selective reporting. An overall risk of bias assessment is made based on the determined risk for each domain, with a study being at low risk if all domains have a low risk of bias, some concerns when one or more domains have some concerns, and high risk when one or more domains are judged to bias results highly. This tool was used to report whether a study was at high risk, low risk, or had some concerns that precluded it from being a study with low risk of bias. For non‐randomised studies, the risk of bias was assessed using the risk of bias in non‐randomised studies of interventions (ROBINS‐I) tool [21]. The ROBINS‐I tool has seven domains for assessing risk of bias including bias arising due to confounding, bias from selection of participants in the study, bias in classification of interventions, bias arising due to deviation from intended interventions, bias due to missing data, bias in measurement of outcomes and bias due to selective reporting of results. Overall risk of bias for non‐randomised studies of interventions was determined based on the determined risk of bias for each domain in the ROBINS‐I tool, with a study being considered to be at low risk when all domains had low risk, moderate risk when one or more domains had moderate risk, and serious risk of bias when one or more domains were judged to be at serious risk. Risk of bias assessment for all included studies was performed independently by NA and SR, and any discrepancies were solved by discussion between the two reviewers.
6. Data Analysis
As the studies included in our review had a high degree of heterogeneity in terms of the outcomes that were reported and the instruments used to measure them, we could not perform a meta‐analysis of the studies. Instead, we have provided a narrative synthesis of the findings from the studies included in the review focusing on the study type and setting, the target population, intervention and control conditions and types of outcomes. We also performed a descriptive analysis of the implementation strategies (intervention content) of the oral health promotion interventions used in RACFs or similar long‐term care settings and coded this content according to the BCTTv1 to determine the BCTs that were used in interventions. After coding the BCTs, we analysed the effectiveness of these BCTs where we used a statistically significant positive effect on the outcome as our measure of effectiveness.
7. Results
The completed database search initially yielded 5135 references, of which 1208 were duplicates. After duplicates were removed, 3927 titles were screened for abstracts. A total of 71 articles were included for full‐text review, among which 38 were excluded due to various reasons summarised in the flow chart (Figure 1).
FIGURE 1.

PRISMA Flow Diagram demonstrating the flow of studies.
Data were extracted from 31 articles, of which 12 were RCTs and the remaining 19 were non‐randomised intervention studies. Seventeen articles compared the outcomes between the intervention and control groups. The target population in the included studies varied between residents, caregivers or both. Fourteen articles only had an intervention group and did not have a comparison arm. The sample size in the included articles ranged from 10 to 1393 residents [22, 23]. The sample size of caregivers ranged from 9 to 2212 [24, 25]. The study design, study setting, composition of the control and intervention groups, and the baseline characteristics have been summarised in Table 2.
TABLE 2.
Study setting and baseline characteristics of intervention and control groups.
| S. no. | Reference | Study site | Study type | Study setting | Intervention/control | Number of residents at baseline | Number of caregivers at baseline |
|---|---|---|---|---|---|---|---|
| 1 | Amerine et al., 2014 [26] | Arkansas, USA | Pre‐intervention post‐intervention pilot study | Long‐term care facilities |
Intervention Control |
58 20 |
— |
| — | |||||||
| 2 | Budtz‐Jørgensen et al., 2000 [27] | Val Fleuri, France | Randomised controlled trial | Long‐term care facilities |
Intervention Control |
122 115 |
— |
| — | |||||||
| 3 | Cadet et al., 2016 [24] | Cape Cod and Islands, USA | Pre‐test post‐test pilot study | Nursing homes | Intervention | — | 9 |
| 4 | deVisschere et al., 2011 [22] | Gent region, Flanders‐Belgium | 5‐year longitudinal group randomised controlled trial | Nursing homes |
Intervention Control |
211 1182 |
— |
| — | |||||||
| 5 | Fallon et al., 2006 [28] | Towoomba, Australia | Pilot implementation project | Residential aged care facilities | Intervention | — | 50 |
| 6 | Frenkel et al., 2001 & 2002 [29, 30] | United Kingdom | Cluster randomised controlled trial | Nursing homes |
Intervention Control |
201 211 |
151 144 |
| 7 | Isaksson et al., 2000 [31] | Sweden | Quasi‐experimental study with pre and post‐test | Long‐term care facilities | Intervention | 240 | — |
| 8 | Janssens et al., 2016 [32] | East and West Flanders, Belgium | Cluster randomised controlled trial | Nursing homes |
Intervention Control |
— |
165 94 |
| 9 | Johansson et al., 2020 [33] | Sweden | Feasibility intervention study with a longitudinal design | Nursing homes |
Intervention Control |
30 16 |
24 9 |
| 10 | Khanagar et al., 2014 & 2015 [34, 35] | Bangalore, India | Cluster randomised controlled trial | Nursing homes |
Intervention Control |
162 160 |
38 40 |
| 11 | Konstantopoulou et al., 2020 [36] | Athens, Greece | Quasi‐experimental study | Nursing homes |
Intervention Control |
— |
28 27 |
| 12 | Kullberg et al., 2010 [37] | Sweden | Longitudinal evaluation study | Nursing homes | Intervention | 43 | — |
| 13 | Le et al., 2012 [38] | Ontario, Cananda | Controlled intervention study | Long‐term care facilities |
Intervention Control |
41 39 |
46 29 |
| 14 | MacEntee et al., 2007 [39] | Vancouver, Canada | Randomised controlled trial | Long‐term care facilities |
Intervention Control |
59 68 |
63 85 |
| 15 | Mojon et al., 1998 [40] | Geneva, Switzerland | Randomised controlled trial | Long‐term care facility |
Intervention Control |
58 58 |
— |
| 16 | Nicol et al., 2005 [41] | Scotland, UK | Controlled intervention trial | Nursing homes and long‐stay hospitals |
Intervention Control |
39 39 |
— |
| — | |||||||
| 17 | Paulsson et al., 1998 [25] | Sweden | Quasi‐experimental study with pre and post‐test | Special housing facilities for elderly | Intervention | — | 2212 |
| 18 | Peltola et al., 2007 [42] | Helsinki, Finland | Longitudinal intervention study | Hospital unit for chronically ill elderly |
Intervention Control |
139 66 |
— |
| 19 | Portella et al., 2015 [43] | Porto Alegre, Brazil | Quasi‐experimental study | Nursing home | Intervention | 80 | — |
| 20 | Pronych et al., 2010 [44] | New Hampshire, USA | Pilot study | Nursing home | Intervention | 46 | 137 |
| 21 | Red et al., 2020 [23] | Mississippi, USA | Pre/post‐intervention study | Long‐term care facility | Intervention | 10 | 29 |
| 22 | Reed et al., 2006 [45] | USA | Pre/post intervention study | Extended care facility | Intervention | 137 | 20 |
| 23 | Samson et al., 2009 [46] | Norway | Quasi‐experimental study | Nursing home | Intervention | 88 | — |
| 24 | Schwindling et al., 2018 [47] | Baden‐Württemberg, Germany | Controlled clinical trial | Nursing homes |
Intervention Control |
178 91 |
— |
| 25 | Seleskog et al., 2018 [48] | Varmland, Sweden | Controlled clinical trial | Nursing homes |
Intervention Control |
15 22 |
13— |
| 26 | Simons et al., 2000 [49] | West Hertfordshire, UK | Quasi‐experimental study | Nursing homes |
Intervention Control |
87 126 |
39— |
| 27 | Sjogren et al., 2010 [50] | Sweden | Longitudinal evaluation study | Nursing homes | Intervention | 41 | — |
| 28 | Volk et al., 2020 [51] | New York, USA | Program evaluation study | Nursing homes | Intervention | — | 335 |
| 29 | Zenthofer et al., 2013 [52] | Germany | Randomised controlled trial | Long‐term care homes |
Intervention Control |
52 17 |
— |
| 30 | Zenthofer et al., 2016 [53] | Germany | Longitudinal cohort study | Long‐term care homes | Intervention | 93 | 48 |
| 31 | Zusman et al., 2015 [54] | Constanta, Romania | Pilot study | Residential home | Intervention | 50 | 49 |
8. Interventions
The intervention in all studies involved providing oral health education to caregivers using traditional methods, including lectures using PowerPoint presentations, practical demonstrations of brushing techniques and denture hygiene measures using models, and providing information pamphlets/booklets/guidelines on oral health and oral hygiene techniques. In 15 studies, ongoing support was provided to caregivers by dental hygienists, dental health researchers or project supervisors throughout the course of the intervention. The duration of the studies varied from the shortest being hours in pre‐ and post‐studies to the longest being six years following intervention delivery. The details of the intervention, control conditions, duration and follow‐up intervals are given in Table 3.
TABLE 3.
Intervention and control conditions, duration and follow‐up intervals, outcomes and results.
| Reference | Personnel involved in intervention delivery | Intervention | Control | Outcome measure | Findings |
|---|---|---|---|---|---|
| Amerine et al., 2014 |
Nursing assistants Dental hygiene champion |
Facility A
A8 dental hygiene champion. for 1 h with PowerPoint presentation (Topics: links between oral and systemic health, commonly encountered oral health conditions in older people residing in LTCFs and the steps to provide adequate oral hygiene care to residents).
Facility B received all except Hands‐on support |
Facility C
|
Self‐reported oral health status |
Tongue health (p = 0.011) Denture status (p = 0.025) Oral cleanliness (p = 0.046).
|
| Budtz‐Jørgensen et al., 2000 | Dental hygienists |
|
|
Intra‐oral examinations and yeast cultures from the oral mucosa and from the fitting surface of dentures at baseline and 18 months follow‐up to detect the occurrence of oral candidiasis |
|
| Cadet et al., 2016 | Dental faculty researchers |
|
No control group | Changes in knowledge, self‐efficacy and attitudes to future training among certified nursing aides |
|
| deVisschere et al., 2011 |
Train the trainer principle applied to registered nurses in nursing homes Oral health co‐ordinator |
|
Oral hygiene was performed as usual for the control group |
Silness and Loe index for dental plaque [57] Denture plaque according to Augsburger and Elahi criteria [58] |
|
| Fallon et al., 2006 | Senior oral health therapist |
(Topics: Link between general and oral health, link between nutrition, prevention and oral disease, denture hygiene techniques, brushing techniques, behavioural interventions, use of props to assist dependent older people, supplemental information on caring for oral health of residents) |
No control group |
Customised oral health audit tool with six categories namely lips, gingiva and oral mucosa, tongue, full dentures, teeth and/or partial dentures and saliva on which ratings could be made to determine oral dysfunction with greater scores indicating higher dysfunction Customised education evaluation questionnaire to assess knowledge after intervention |
|
| Frenkel et al. 2001 & 2002 | Experienced health promoter |
|
|
Customised oral health knowledge and attitudes assessment questionnaire for caregivers For residents, the following outcome measures were assessed Denture plaque using disclosing solution on four buccal and mucosal surface segments Dental plaque using simplified Oral Hygiene Index [59] Denture induced stomatitis using Budtz‐Jørgensen classification [60] Gingivitis using separate segment wise scores for buccal and lingual surfaces |
|
| Isaksson et al., 2000 | Dental hygienists | 4‐h oral health education program focused on health of the oral cavity |
|
Mucosal Plaque Index [61] |
|
| Janssens et al., 2016 |
Investigator Project supervisor Ward oral health care organiser |
|
|
Knowledge and attitudes of nurses and nursing aides |
|
| Johansson et al., 2020 | Dental hygienist |
|
No intervention, daily care performed as usual |
Dental Coping Beliefs Scale for nursing staff [62] Revised Oral Health Assessment Guide (ROAG) [63] Mucosal plaque scores for residents [61] |
|
| Khanagar et al., 2014 & 2015 | Health educator |
|
No intervention until the end of study period |
Customised knowledge, attitudes and practices assessment questionnaire for caretakers In residents, Debris component of Simplified Oral Hygiene index [59] Turesky‐Gilmore‐Glickman modification of the Quigley Hein Plaque Index [64] Denture Plaque Index by Armbjornsen [58] Denture induced stomatitis according to Budtz‐Jorgensen criteria [60] |
|
| Konstantopoulou et al., 2020 | Research team |
(Topics: link between oral health and general health, common oral diseases among older people, the difference between normal and pathological oral clinical findings, oral health assessment tools, oral hygiene promotion practices and reasons for dental referrals, recommendations for dementia residents)
|
No intervention until the end of study period | Customised knowledge and attitudes assessment questionnaire for caregivers |
|
| Kullberg et al., 2010 | Dental hygienist |
|
No control group |
For residents, Gingival bleeding index [65] Plaque index [57] |
|
| Le et al., 2012 | Not given |
|
|
Customised knowledge assessment tool for caregivers For residents, Modified plaque index [57] Modified gingival index [66] |
|
| MacEntee et al., 2007 |
Dental hygienist Nurse educator |
|
The same 1 h seminar with clinical photographs, text and education models was directly delivered by the dental hygienist to the care aides without any additional support or follow‐up |
Geriatric Simplified Debris Index [59] Gingival Bleeding Index [65] |
|
| Mojon et al., 1998 | Dental hygienist |
|
|
Plaque index [57] Customised dental caries criteria Microbial sampling for Mutans streptococci and Lactobacillus |
|
| Nicol et al., 2005 |
Dentist Dental hygienist |
|
|
Intra‐oral examination of teeth for the presence of decayed teeth and oral mucosa for the presence of erythema, mucosal plaques, glossitis, candidiasis, denture induced stomatitis, ulceration and hyperplasia Denture cleanliness and frequency of denture cleaning Clinical assessment of dry mouth |
|
| Paulsson et al., 1998 | Dental hygienists |
|
No control group | Customised knowledge and attitudes questionnaire for nursing personnel |
|
| Peltola et al., 2007 |
Dental hygienists Nursing staff |
Group A
Group B
|
|
For residents, Customised denture hygiene assessment criteria Modified plaque index to measure dental hygiene [57] |
|
| Portella et al., 2015 | Dental students |
|
|
Mucosal plaque score (MPS) for residents [61] |
|
| Pronych et al., 2010 |
Dental health personnel Oral health co‐ordinator |
|
No control group | Debris index‐Simplified (DI‐S) for residents [59] |
|
| Red et al., 2020 | Primary investigator |
|
No control group |
Customised knowledge, skills and attitudes assessment tool for care staff Oral Health Assessment tool (OHAT) for residents [55] |
|
| Reed et al., 2006 |
Research project staff Dentists |
|
|
Customised oral health knowledge assessment questionnaire for care providers |
|
| Samson et al., 2009 |
Dentists Dental hygienists |
|
No control group | MPS for residents [61] |
|
| Schwindling et al., 2018 | Dentist |
|
No intervention until the end of study period |
Plaque control record (PCR) [67] Gingival bleeding index (GBI) [65] Community periodontal index—Treatment needs (CPI‐TN) [68] Denture Hygiene Index (DHI) [69] |
|
| Seleskog et al., 2018 | Dental hygienist |
|
|
For residents, Revised Oral Health Assessment Guide (ROAG) for residents [63] Plaque Index (PI) [57] by Silness and Loe Gingival bleeding by Loe and Silness criteria [66] Oral health education program evaluation questionnaire for care staff only in intervention group |
Staff were able to identify their own limitations in taking care of the oral health of their residents and valued contact with the dental health team more following the intervention |
| Simons et al., 2000 |
Dental hygienists Dental therapists |
|
|
Customised knowledge evaluation questionnaire for caregivers. For residents, Plaque Index [57] Gingival Index [66] Customised coronal caries criteria Root Caries Index [70] Customised denture plaque criteria Customised questionnaire for evaluation of the program |
|
| Sjogren et al., 2010 | Dental hygienist |
|
No control group | Plaque Index [57] |
|
| Volk et al. 2020 |
Dental hygienists Nursing home staff |
|
No control group |
Modified Gingival Index [71] Oral hygiene index simplified [59] Customised denture plaque criteria Self‐efficacy questionnaire for staff members |
|
| Zenthofer et al., 2013 | Research team |
|
|
PCR [67] DHI [69] GBI [65] |
|
| Zenthofer et al., 2016 | Dentist |
|
No control group |
PCR [67] GBI [65] CPI‐TN [68] DHI [69] |
|
| Zusman et al., 2015 |
Dentistry students Dental hygienist |
|
No control group |
Customised oral health knowledge and attitudes assessment questionnaire for care givers For residents, Decayed, Missing and Filled Teeth (DMFT), WHO criteria 1997 [72] Simplified Oral Hygiene Index (OHI‐S) [59] |
|
9. BCT Coding
BCTs to improve oral health knowledge of caregivers and oral health status of residents were identified in all intervention groups but not in control groups, except for two articles in which BCTs were also coded in control groups. The number of BCTs used in each study varied greatly ranging from two to eight. From the taxonomy of 93 BCTs in BCTTv1, 17 distinct BCTs were identified and coded in the articles included in this review. The BCT ‘demonstration of behaviour’ was coded in all 31 articles and was the most frequently used BCT across all studies included in the review followed by ‘instruction on how to perform behaviour’ which was identified in 30 articles. The BCT ‘credible source’ was coded in 27 articles, ‘social support (practical)’ in 15 articles, ‘adding objects to the environment’ in 13 articles and ‘behavioural practice’ in 11 articles. In addition, ‘information about health consequences’, ‘feedback on behaviour’ and ‘prompts/cues and non‐specific incentive’ were coded in 7 and 2 articles, respectively. The least frequently coded BCTs across studies were ‘action planning’, ‘monitoring of behaviour by others without feedback’, ‘monitoring of behaviour with feedback’, ‘framing/reframing’, ‘feedback on outcomes of behaviours’, ‘restructuring the physical environment and social support (unspecified’) which were all coded in 1 article each across 31 articles. The details of BCT coding for each study in the intervention and control group are presented in Table 4.
TABLE 4.
BCTs identified in each study.
| Reference | Intervention/control | BCTs identified with confidence (+, ++) |
|---|---|---|
| Amerine et al., 2014 | Intervention |
Demonstration of behaviour (++) Instruction on how to perform behaviour (++) Information about health consequences (++) Credible source (++) Social support (practical) (++) |
| Control | None | |
| Budtz‐Jørgensen et al., 2000 | Intervention |
Addition of objects to the environment (++) Demonstration of behaviour (++) Instruction on how to perform behaviour (++) Information on health consequences (+) |
| Control | None | |
| Cadet et al., 2016 | Intervention |
Demonstration of behaviour (++) Instruction on how to perform behaviour (++) Information about health consequences (+) Credible source (++) |
| No control group | ||
| deVisschere et al., 2011 | Intervention |
Credible source (++) Demonstration of behaviour (++) Instruction on how to perform behaviour (+) Social support (practical) (++) |
| Control | None | |
| Fallon et al., 2006 | Intervention |
Demonstration of behaviour (++) Credible source (++) Instruction on how to perform behaviour (+) |
| No control group | ||
| Frenkel et al., 2001 & 2002 | Intervention |
Credible source (++) Demonstration of behaviour (++) Behavioural practice (++) Instruction on how to perform behaviour (++) Addition of objects to the environment (++) |
| Control | None | |
| Isaksson et al., 2000 | Intervention |
Demonstration of behaviour (+) Credible Source (++) |
| No control group | ||
| Janssens et al., 2016 | Intervention |
Demonstration of behaviour (++) Credible source (++) Behavioural practice (++) Instruction on how to perform behaviour (++) Social support unspecified (+) Social support practical (+) Adding objects to the environment (+) |
| Control | None | |
| Johansson et al., 2020 | Intervention |
Credible source (++) Social support (practical) (++) Demonstration of behaviour (++) Instruction on how to perform behaviour (++) Behavioural practice (++) Feedback on behaviour (++) Information about health consequences (++) Prompts/cues (+) |
| Control | None | |
| Khanagar et al., 2014 & 2015 | Intervention |
Demonstration of behaviour (++) Instruction on how to perform behaviour (++) |
| Control | None | |
| Konstantopoulou et al., 2020 | Intervention |
Credible source (++) Demonstration of behaviour (++) Instruction on how to perform behaviour (++) Information about health consequences (+) |
| Control | None | |
| Kullberg et al., 2010 | Intervention |
Demonstration of behaviour (++) Instruction on how to perform behaviour (++) Credible Source (++) Behavioural practice (+) Addition of objects to the environment (++) Social support (practical) (++) |
| No control group | ||
| Le et al., 2012 | Intervention |
Demonstration of behaviour (++) Instruction on how to perform behaviour (++) |
| Control | None | |
| MacEntee et al., 2007 | Intervention |
Demonstration of behaviour (++) Instruction on how to perform behaviour (++) Credible source (++) Social support (practical) (++) |
| Control |
Demonstration of behaviour (++) Instruction on how to perform behaviour (++) Credible source (++) |
|
| Mojon et al., 1998 | Intervention |
Demonstration of behaviour (++) Instruction on how to perform behaviour (+) Credible source (+) Social support (practical) (+) Addition of objects to the environment (+) |
| Control | None | |
| Nicol et al., 2005 | Intervention |
Credible source (++) Demonstration of behaviour (++) Instruction on how to perform behaviour (+) |
| Control | Same as above following 9 months follow‐up | |
| Paulsson et al., 1998 | Intervention |
Credible source (++) Demonstration of behaviour (++) Instruction on how to perform behaviour (++) |
| No control group | ||
| Peltola et al., 2007 | Intervention |
Demonstration of behaviour (++) Instruction on how to perform behaviour (+) Action planning (+) Social support (practical) (++) |
| Control | None | |
| Portella et al., 2015 | Intervention |
Credible source (++) Demonstration of behaviour (++) Instruction on how to perform behaviour (++) Addition of objects to the environment (++) |
| No control group | ||
| Pronych et al., 2010 | Intervention |
Social support (Practical) (++) Demonstration of behaviour (++) Instruction on how to perform behaviour (++) Information on health consequences (++) Feedback on behaviour (++) Non‐specific incentive (+) Credible source (++) |
| No control group | ||
| Red et al., 2020 | Intervention |
Demonstration of behaviour (++) Instruction on how to perform the behaviour (++) Social support practical (+) Addition of objects to the environment (++) Credible source (+) |
| No control group | ||
| Reed et al., 2006 | Intervention |
Demonstration of behaviour (++) Instruction on how to perform behaviour (++) Credible source (++) |
| No control group | ||
| Samson et al., 2009 | Intervention |
Credible source (++) Demonstration of behaviour (++) Instruction on how to perform behaviour (++) Prompts and cues (+) Restructuring the physical environment (+) Addition of objects to the environment (++) Social support (Practical) (++) Feedback on outcomes of behaviour (++) |
| No control group | ||
| Schwindling et al., 2018 | Intervention |
Demonstration of behaviour (++) Instruction on how to perform behaviour (++) Credible source (++) Behavioural practice (++) Monitoring of behaviour by others without feedback (++) Adding objects to the environment (++) |
| Control | None | |
| Seleskog et al., 2018 | Intervention |
Credible source (++) Instruction on how to perform behaviour (++) Behavioural practice (++) Demonstration of behaviour (++) Social support (practical) (++) Non‐specific incentive (+) |
| Control | None | |
| Simons et al., 2000 | Intervention |
Demonstration of behaviour (++) Behavioural practice (++) Instruction on how to perform behaviour (+) Credible source (+) |
| Control | None | |
| Sjogren et al., 2010 | Intervention |
Credible source (++) Instruction on how to perform behaviour (++) Demonstration of behaviour (++) Behavioural practice (+) Addition of objects to the environment (+) Social support practical (++) Framing/reframing (++) |
| No control group | ||
| Volk et al., 2020 | Intervention |
Demonstration of behaviour (++) Instruction on how to perform behaviour (++) Behavioural practice (++) Social support (practical) (++) Credible source (++) Information about health consequences (++) |
| No control group | ||
| Zenthofer et al., 2013 | Intervention |
Group I and II Instruction on how to perform behaviour (++) Credible source (+) Demonstration of behaviour (++) Behavioural practice (+) Addition of objects to the environment (++) Group III All the above plus Social support (practical) (++) Monitoring of behaviour with feedback (+) |
| Control | None | |
| Zenthofer et al., 2016 | Intervention |
Demonstration of behaviour (++) Instruction on how to perform behaviour (++) Behavioural practice (++) Addition of objects to the environment (++) Credible source (++) |
| No control group | ||
| Zusman et al., 2015 | Intervention |
Demonstration of behaviour (++) Instruction on how to perform behaviour (++) Credible source (++) Addition of objects to environment (++) |
| No control group |
Note: + − Coded with confidence, ++ − Coded with high confidence.
10. Outcomes
The outcome measures varied widely between articles. While five and seventeen studies reported outcomes for caregivers and residents, respectively, nine studies reported outcome measures for both residents and their caregivers. The outcome measures for residents included both clinical (e.g., oral hygiene status, denture hygiene status) and self‐reported outcome measures (e.g., quality of life). The types of outcome measures used in each study, along with the follow‐up duration and the findings are presented in Table 3.
11. Caregiver Related Outcomes
Among caregivers, the outcomes were knowledge, attitudes and skills related to oral health and providing oral care assistance to residents. Among 14 studies that reported outcome measures for caregivers, one found improvement in knowledge estimated using a validated scale; all other studies used customised questionnaires or assessment tools to report knowledge, attitudes and self‐efficacy or skills. In terms of knowledge, all studies showed a significant improvement in the oral health knowledge of caregivers following intervention except one [24]. Three studies included in the review showed significant improvement in caregivers' attitudes following intervention [23, 24, 32] while three failed to show significant improvement in caregiver attitudes [25, 30, 54]. One study reported significant improvement in self‐efficacy following intervention, while two reported no significant change in self‐efficacy or skills [23, 24, 51].
12. Resident Related Outcomes
For studies involving residents, two used the Oral Health Assessment Tool (OHAT); there was significant improvement in OHAT scores in both studies, with one study showing improvement in scores for tongue health, denture status and oral cleanliness, and the other study showing overall improvement in OHAT scores following intervention [23, 26]. Among 21 studies that used plaque indices to quantify plaque, plaque control record (PCR) was used in 3 studies, simplified oral hygiene index (OHI‐S) in 3 studies, debris component of oral hygiene index in 2 studies, mucosal plaque scores in 4 studies, plaque index in 6 studies and modified plaque index in 3 studies. Of the 21 studies, 13 studies showed significant improvement in dental plaque levels among residents following intervention, 6 showed no significant improvement, and plaque levels remained stable in two studies. One study reported significant improvement in dental plaque levels following intervention at 12 weeks follow‐up, but on long‐term follow‐up, the dental plaque levels worsened and increased significantly at the 3‐year follow‐up [52].
Two studies involved microbial sampling and one study each conducted yeast cultures to test for the presence of oral candidiasis, and Mutans streptococci and Lactobacillus colony counts following intervention [27, 40]. Both studies reported significant reductions in colony counts for yeast culture and Mutans streptococci, but there was no significant improvement in Lactobacillus colony counts following intervention [40]. Ten studies evaluated denture hygiene using the denture hygiene index (DHI) or customised denture plaque criteria. Out of these, seven studies showed significant improvement in denture hygiene following intervention [26, 29, 35, 41, 42, 48, 51] while two showed no significant improvement [22, 49]. One study reported significant improvement at 12 weeks follow‐up but denture plaque levels worsened on long‐term follow‐up at three years [52]. The details of the type of outcome measures used to evaluate denture hygiene and the results are captured in Table 3.
13. Association Between BCTs and Outcomes
There was some correlation between the number of BCTs used and oral health outcomes of residents or outcomes related to oral health knowledge and attitudes among caregivers. The three most commonly used BCTs, ‘demonstration of behaviour’, ‘instruction on how to perform behaviour’ and ‘credible source’ had a significant positive effect on improving caregivers oral health knowledge in ten studies included in the review. One study showed no improvement in the oral health knowledge of caregivers following an intervention using these three BCTs in addition to the BCT ‘information about health consequences’ [24]. Among six studies that used the three most commonly coded BCTs, three showed significant improvement in attitudes following intervention, while three failed to show improvement. The association between specific BCTs and significant improvement in caregiver attitudes were inconsistent, for example, the BCT ‘behavioural practice’ was coded in two articles, of which one reported improvement in caregivers attitudes while the other found no improvement after intervention [30, 32]. Likewise, the association between BCTs and oral health outcomes of residents was inconsistent. For example, in the 21 studies that evaluated dental plaque levels, the BCT ‘addition of objects to the environment’ was coded in 10 studies, of which seven showed significant improvement while the remaining found no improvement in plaque levels. However, in 12 studies with a long‐term follow‐up of 12 months or more, the BCTs ‘feedback on behaviour’, ‘feedback on outcomes of behaviour’ and ‘monitoring of behaviour by others without feedback’ were coded and these studies reported significant improvement in dental health indices of older residents on long‐term follow‐up.
14. Quality Assessment
The results of the RoB analysis of all cluster RCTs are presented in Figure 2. All studies were at a high RoB except for studies by Frenkel et al. (2001 & 2002) and Seleskog et al. [29, 30, 48], which were judged to be at moderate RoB. The only RCT included in this review was also judged to be at a high risk of bias [52].
FIGURE 2.

Risk of bias assessment for cluster randomised controlled trials.
For non‐randomised intervention studies, the ROBINS‐I tool was used for assessing RoB. The results are presented in Table 5. Out of 19 non‐randomised intervention studies, 17 were judged to be at a serious risk of bias, and two were judged to be at a moderate risk of bias.
TABLE 5.
Risk of bias assessment for non‐randomised intervention studies.
| Reference | Bias due to confounding | Bias in selection of participants into study | Bias in classification of interventions | Bias due to deviation from intended intervention | Bias due to missing data | Bias in measurement of outcomes | Bias in selection of reported result | Overall risk of bias |
|---|---|---|---|---|---|---|---|---|
| Cadet et al., 2016 | Serious | Moderate | Low | Low | Low | Serious | Low | Serious |
| Fallon et al., 2006 | Serious | Low | Serious | Low | Serious | Moderate | Low | Serious |
| Isaksson et al., 2000 | Serious | Low | Serious | Low | Low | Moderate | Low | Serious |
| Johansson et al., 2020 | Serious | Low | Moderate | Low | Serious | Serious | Low | Serious |
| Konstantopoulou et al., 2020 | Serious | Low | Low | Low | Serious | Serious | Low | Serious |
| Kullberg et al., 2010 | Serious | Low | Low | Low | Moderate | Moderate | Low | Serious |
| Nicol et al., 2005 | Serious | Low | Low | Low | Low | Low | Low | Serious |
| Paulsson et al., 1998 | Serious | Low | Moderate | Low | Serious | Moderate | Low | Serious |
| Portella et al., 2015 | Serious | Low | Moderate | Low | Serious | Moderate | Low | Serious |
| Pronych et al., 2010 | Serious | Serious | Low | Low | Low | Moderate | Low | Serious |
| Red et al., 2020 | Serious | Low | Moderate | Low | Low | Serious | Low | Serious |
| Reed et al., 2006 | Serious | Low | Moderate | Low | Moderate | Moderate | Low | Serious |
| Samson et al., 2009 | Serious | Low | Low | Low | Low | Moderate | Low | Serious |
| Schwindling et al., 2018 | Low | Low | Low | Low | Moderate | Low | Low | Moderate |
| Simons et al., 2000 | Serious | Low | Moderate | Low | Low | Moderate | Low | Serious |
| Sjogren et al., 2010 | Serious | Low | Low | Low | Moderate | Low | Low | Serious |
| Volk et al., 2020 | Serious | Low | Low | Low | Moderate | Moderate | Low | Serious |
| Zenthofer et al., 2016 | Moderate | Low | Moderate | Low | Low | Moderate | Low | Moderate |
| Zusman et al., 2015 | Serious | Low | Moderate | Low | Low | Moderate | Low | Serious |
15. Discussion
The aim of this review was to analyse and identify the ‘active contents’ of oral health promotion programs implemented in RACFs or similar long‐term care facilities for older people around the world and find out what BCTs have been used for improving oral health among older people. To the authors' knowledge, this is the first review that has analysed and coded oral health promotion interventions in RACFs using a taxonomy of behaviour change techniques called the BCTTv1 [15]. Thus, this review fills a gap in research and advances researchers' understanding of BCTs used to promote oral health in RACF settings. This review also provides an insight into how effective the identified BCTs have been in improving oral health outcomes for residents or oral health knowledge, attitudes and skills among caregivers who provide oral care assistance to older people in RACFs.
A total of 31 studies were included in this review and we found mixed evidence on the effects of interventions on improving oral health outcomes of residents or oral health knowledge, attitudes, skills among caregivers. Educational interventions focusing on ‘knowledge transfer’ were present in all studies with the BCT ‘demonstration of behaviour’ being the most commonly coded BCT. Most of the interventions were targeted towards caregivers of RACFs and were delivered by dental health professionals or the research team. The duration, content, involvement of the participants in the intervention, follow‐up intervals and outcomes used to assess effectiveness of interventions varied significantly between studies. The details in the description of interventions also varied widely with some reporting the interventions rigorously while others reported intervention strategies briefly. The descriptions of control conditions in comparison to intervention conditions were not sufficiently detailed in studies that used a control group, and there was also no information on the rationale for the selection of particular BCTs in most of the studies included in this review. BCTs were identified in all intervention groups and the most commonly coded BCT was ‘demonstration of behaviour’. A minimum of two BCTs were coded in every study. This is similar to previous findings from a systematic review that analysed the behavioural determinants targeted by oral health promotion interventions and found that a combination of strategies were used in all oral health promotion interventions in RACFs as opposed to a single strategy [13]. Johansson et al. and Samson et al.'s [33, 46] studies used the most number of BCTs among all studies included in this review, eight distinct BCTs were identified in both these studies. Studies by Isaksson et al., Khanagar et al. and Le et al. [31, 34, 35, 38] used only two BCTs. There was some correlation between the number of BCTs used in a study and the outcomes but this association was not always consistent. All studies using the highest and lowest number of BCTs have showed significant improvement in knowledge of caregivers or oral health outcomes of residents such as an improvement in plaque index scores and mucosal plaque scores in Le et al. and Samson et al.'s [38, 46] studies. One possible reason for significant intervention effects being observed in studies with a low number of BCTs could be due to the relatively shorter follow‐up period in these studies, while intervention effects may have been observable on short‐term follow‐up, it is uncertain whether these effects would have been maintained over a longer follow‐up period. On the other hand, studies using the highest number of BCTs had a longer follow‐up period [33, 46].
The findings of this review also indicate that the most common groupings of BCTs across all studies included were ‘demonstration of behaviour’, ‘instruction on how to perform behaviour’ and ‘credible source’, which are predominantly focused on improving knowledge and self‐efficacy on oral health and oral health‐related behaviours. This finding is similar to the previous systematic review, which reported that most oral health promotion interventions in RACFs or similar long‐term care settings used strategies that addressed the behavioural determinants of knowledge and self‐efficacy [13]. These three BCTs were used in 26 articles, among which, 21 reported significant improvement in outcome measures when these three BCTs were coded alone or in combination with other BCTs. Significant improvement in oral hygiene levels of residents measured by plaque indices were reported in some studies that used the most common grouping of BCTs. Short‐terms effects of the interventions on dental plaque were inconsistent. Among studies that had a longer follow‐up duration of 12 months or more, the majority of studies that showed significant improvement in dental plaque had BCTs related to monitoring and feedback in their intervention strategies. This finding is similar to a previous review which has found that only strategies such as ‘increasing memory’ and ‘feedback on clinical outcomes’ related to monitoring and feedback were associated with consistently improving oral health outcomes for residents [13].
Other clinical outcomes that were evaluated include denture hygiene levels of residents where the majority of studies showed significant improvement following an intervention with the most common BCT grouping. A higher number of BCTs were coded in studies that showed significant improvement in denture hygiene in comparison to studies reporting non‐significant effects. However, these were studies with a short‐term follow‐up period; intervention effects on denture hygiene were not sustained over long‐term follow‐up in studies that had a longer follow‐up period. This suggests that the most common BCTs used in oral health promotion interventions for older people in RACFs are not effective in improving denture hygiene over a long period of time. In this review, the intervention effects on gingival bleeding and Community Periodontal Index of Treatment Needs (CPI‐TN) among residents in long‐term care were inconsistent, with an equal number of studies reporting significant and non‐significant effects on gingival bleeding and CPI‐TN. The inconsistent association between BCTs used in oral health promotion interventions and the oral health status of residents was similar to findings from a previous review which found that most strategies used in interventions failed to consistently demonstrate significant positive effects on the oral health outcomes of residents [13].
The oral health of residents post‐intervention was assessed using OHAT in two studies with both showing significant improvements in some components or overall OHAT score. The most common BCT grouping was coded in these studies along with other BCTs such as ‘social support (practical)’, ‘information about health consequences’ and ‘addition of objects to environment’. However, both studies using OHAT as the outcome measure had a very short follow‐up duration of two to eight weeks which precludes us from reaching conclusions regarding the long‐term effectiveness of these strategies.
Among the studies included in our review, 13 evaluated the ‘knowledge’ gained after an oral health promotion intervention targeting caregivers working in long‐term care. Twelve studies showed significant improvement in caregivers ‘knowledge’ on oral health following intervention. The most common BCT grouping was observed in all studies showing significant effects on knowledge except for Khanagar et al. and Le et al.'s [34, 38] studies where only two BCTs were coded. Most studies assessing knowledge gain had a short‐term follow‐up period of six months or less. Johansson et al.'s [33] study evaluated knowledge gained post‐intervention after a nine month follow‐up period and reported significant improvement in caregivers knowledge on fluoride use, support for oral health, gum disease and interproximal cleaning. The highest number of BCTs used in interventions was coded in Johansson et al.'s study where 8 distinct BCTs were identified, rarely coded BCTs of ‘prompts/cues’ and ‘feedback on behaviour’ were coded in this study suggesting that rarely used intervention strategies are effective in maintaining intervention effects over long‐term follow‐up. Some studies that assessed attitudes of caregivers following intervention reported significant improvements in caregiver attitudes following intervention. The association between BCTs coded in intervention descriptions and effects on caregiver attitudes were inconsistent. Two studies assessed improvements in self‐efficacy of caregivers following intervention of which one reported significant improvement on long‐term follow‐up. Similar to studies assessing knowledge gain, a higher number of BCTs were coded in the study showing significant effects on self‐efficacy with the BCTs ‘information about health consequences’, ‘behavioural practice’ and ‘social support (practical)’ being identified along with the most common BCT grouping [51]. This suggests that providing support to the caregivers during the course of the health promotion intervention is successful in improving self‐efficacy of caregivers in providing oral hygiene assistance to elderly residents.
Out of the 31 studies included in our review, 12 studies had a long follow‐up duration of 12 months or more, with Samson et al.'s [46] study having the longest follow‐up duration of 6‐years post‐intervention. All 12 studies reported oral health outcomes for residents with 8 showing significant improvement in oral health outcomes following intervention. Higher number of BCTs were coded in majority of studies showing improvement in oral health outcomes over long‐term follow‐up. The exceptions to this were Schwingling et al.'s study, which failed to show a significant improvement in CPI‐TN, and Zenthofer et al.'s (2013) study which did not show significant improvement in PCR, DHI or GBI over long‐term follow‐up [47, 52]. However, this maybe because Schwingling et al.'s study recruited residents with Grade 3 or 4 CPI‐TN, which requires clinical periodontal treatment and does not resolve due to changes in oral hygiene habits [47]. Zenthofer et al.'s (2013) study had three intervention groups, of which 6 BCTs were coded only for one intervention group. The results of the three groups were reported together for the last follow‐up, which does not allow us to make interpretations for the long‐term effectiveness of higher BCTs in one intervention group [52]. Generally, interventions tended to be more successful over the long term when a higher number of BCTs were coded in intervention descriptions.
Rarely coded BCTs related to monitoring and feedback were observed in some studies with longer follow‐up duration of which majority reported significant improvement in oral health outcomes for residents following intervention. The BCT ‘feedback on behaviour’ was coded in Pronych et al.' study which had a ‘job shadowing’ component in addition to health education where trainers who provided training to nursing staff accompanied them while they provided mouth care to residents and offered advice where needed [44]. The BCT ‘feedback on outcomes of behaviour’ was coded in Samson et al.'s study where the oral hygiene status of residents throughout the intervention period were measured periodically by a dental hygienist and reported to the ward administration to serve as a means towards improvement [46]. In Schwindling et al.'s study, the BCT ‘monitoring of behaviour by others without feedback’ was coded, among other intervention strategies this study involved caregivers providing mouth care to residents under the supervision of a dentist [47]. All three studies reported significant improvement in oral health outcomes for residents over long‐term suggesting that rare BCTs related to monitoring and feedback have the potential to sustain intervention effects over a long period of time. This finding is similar to a previous review which found that strategies rarely used in interventions such as ‘increasing memory’ and ‘feedback on clinical outcomes’ tended to be the only studies where a consistent positive association could be observed on oral health outcomes of older people in long‐term care [13]. Providing feedback provides positive reinforcement necessary for attaining goals, awareness about potential barriers to behaviour change, enables problem‐solving and aids in development of effective future goals [73]. The importance of feedback in behaviour change has been demonstrated by a recent systematic review which concluded that interventions with feedback were more effective in improving outcomes such as diet, physical activity and weight in comparison to interventions without feedback [74].
Another finding of note is that most studies did not examine outcomes in terms of oral hygiene behaviours like changes in the frequency of toothbrushing, flossing, denture cleaning and proper storage of dentures. There was only one study that assessed denture wearing habits overnight among residents which showed no significant improvement at 18 months follow‐up while another study observed improvement in brushing frequency among residents in the evening following intervention [41, 54]. Instead, most of the studies reported outcomes related to either knowledge acquisition among caregivers after intervention or outcomes related to the oral health status of residents such as levels of dental or denture plaque and did not tie this together which the desired behaviours that would help achieve the desired outcome of improving the oral health of residents. While outcomes related to knowledge and clinical improvement of oral health is important, this must go hand‐in‐hand with measuring changes in behaviour which is necessary to determine whether a behaviour change strategy used in an intervention is successful in changing the target behaviour and thereby bring about an effect in the clinical oral health status of older residents. The finding in our study is similar to a previous review on medicine management for older people at care transition which also reported that outcomes in studies were rarely behaviour focused which makes it difficult to understand the effect of BCT's on the target behaviour [75].
The main strength of this review is that it is the first review to have examined the implementation strategies of oral health promotion interventions in RACFs or long‐term care institutions for older people in terms of the BCTs used in these interventions. Another strength of this study was that a comprehensive database search covering all major databases was performed to include all articles relevant to the topic of the review; no time limits were applied in the database search to ensure that we include a broad base of literature to further our understanding of the oral health promotion interventions implemented in RACFs to date. Likewise, the methods were robust in all stages of the review, including the screening of titles and abstracts, full‐text review, data extraction and risk of bias assessment being undertaken by two independent reviewers. This review helps in identifying the type of BCTs used in oral health promotion interventions in RACFs so far, and also to find those BCTs that remain unexplored in oral health promotion interventions in RACF settings.
The limitations of the review are that only journal articles published in the English language were included. We did not include grey literature or articles published in Non‐English language. Hence, findings from articles that were published in Non‐English language and other sources might have been missed out in our review. Another limitation is that the outcomes measured and follow‐up period in the studies included in this review had a high degree of heterogeneity that prevented us from performing a meta‐analysis. All of the RCTs included in this review had either a high or moderate risk of bias, and all the non‐randomised intervention studies also had either a serious or moderate risk of bias. The outcomes reported in the studies also showed a high degree of heterogeneity from outcome measures reporting on improvement in knowledge of caregivers following intervention to outcomes related to oral health status of residents such as levels of dental plaque and gingivitis. Likewise, the follow‐up interval also differed significantly, with most studies having short durations of follow‐up and fewer studies having long‐term follow‐up, which would help evaluate the sustainability of the effects that were observed. As most studies included reported positive effects following intervention, publication bias may also be a cause for concern, as studies that reported negative results may not have been published.
16. Conclusion
The most common BCTs used in oral health promotion interventions in RACF settings across all studies are ‘demonstration of behaviour’, ‘instruction on how to perform behaviour’ and ‘credible source’. While these BCTs tended to show a significant positive effect on the improvement of knowledge among caregivers, their effects on the oral health status of residents was inconsistent. Among few studies that had a long follow‐up duration of 12 months or more, BCTs related to feedback and monitoring were present in some and, these studies exhibited an improvement in residents' oral health status in the long‐term suggesting that these BCTs could demonstrate sustainable effects.
However, as the methodological quality of the studies and heterogeneity of outcomes are a concern, recommendations cannot be made on one or a combination of BCTs to initiate and maintain positive oral health behaviours among older people in RACFs and caregivers who provide oral hygiene assistance. Details on intervention and control conditions varied greatly, and the rationale for selecting particular strategies was not clear in many studies, while any intervention seeking to change behaviour must have a solid rationale for selecting BCTs to change target behaviour. Hence, there is a need for well‐conducted studies with good quality, where the BCT selection for oral health promotion interventions in RACFs is guided by theories of behaviour change underpinning the mechanisms by which positive oral health behaviours can be initiated and maintained long‐term.
Conflicts of Interest
The authors declare no conflicts of interest.
Supporting information
File S1.
Acknowledgements
The authors have nothing to report. Open access publishing facilitated by La Trobe University, as part of the Wiley ‐ La Trobe University agreement via the Council of Australian University Librarians.
Data Availability Statement
The data that support the findings of this study are available from the corresponding author upon reasonable request.
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Associated Data
This section collects any data citations, data availability statements, or supplementary materials included in this article.
Supplementary Materials
File S1.
Data Availability Statement
The data that support the findings of this study are available from the corresponding author upon reasonable request.
