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. 2025 Aug 24;18(17):3958. doi: 10.3390/ma18173958

Negative Mass in the Systems Driven by Entropic Forces

Edward Bormashenko 1,*, Artem Gilevich 1, Shraga Shoval 2,*
Editor: Pan Gong
PMCID: PMC12428839  PMID: 40942383

Abstract

The paper addresses the phenomena of negative effective mass and negative effective density emerging in systems driven by entropic elastic forces. The elasticity of polymers is, at least partially, of entropic origin, and it represents the tendency of a polymer to evolve into a more probable state, rather than into one of lower potential energy. Entropy forces are temperature-dependent; thus, the temperature dependence of the effective mass and effective density arises. The effect of the negative effective mass is a resonance effect, emerging in core–shell mechanical systems, which takes place when the frequency of the harmonic external force acting on a core–shell system connected by an ideal spring approaches from above to the eigen-frequency of the system. We address the situation when the ideal spring connecting the core to the shell is made from a polymer material, and its elasticity is of an entropic origin. The effective mass is calculated, and it is temperature-dependent. The chain of core–shell units connected with a polymer spring is studied. The effective density of the spring is temperature-dependent. Optical and acoustical branches of vibrations are elucidated. The negative mass and density become attainable under the variation of the temperature of the system. In the situation when only one of the springs demonstrates temperature dependence, entropic behavior is investigated. Exemplifications of the effect are addressed.

Keywords: core-shell system, negative mass, negative density, entropic force, polymer spring, temperature dependence

1. Introduction

Entropic forces are emergent forces that arise from the statistical tendency of a system to increase its entropy [1,2]. Unlike other fundamental forces (like gravity or electromagnetism), entropic forces originate from the system’s tendency to maximize the number of accessible microstates [3]. The entropic origin of these forces represents the tendency of a system to evolve into a more probable state, rather than simply into one of lower potential energy [1]. The elasticity of polymers is driven to a great extent by entropy [4,5,6,7]. Maximizing the entropy of a polymer chain implies reducing the distance between its two free ends. Consequently, an entropic elastic force emerges that tends to collapse the chain. Elasticity of the muscles arises from entropy in a way very similar to the entropy-driven elasticity of polymer chains [8]. Entropic forces drive the contraction of cytoskeletal networks [9]. Verlinde suggested that gravity is actually an entropic force [10]. According to Verlinde, gravity emerges from fundamental principles of statistical mechanics and information theory rather than being a fundamental interaction like electromagnetism. His idea is rooted in the holographic principle and thermodynamics [10]. Verlinde showed that if information about matter is stored on a holographic screen (a surface encoding information about space), then the tendency of entropy is to maximize leads in an effect that mimics Newton’s law of gravity [10]. In a similar way, the Coulomb interaction was treated as an entropic force [11].

Usually, entropic forces grow with temperature. However, exceptions to this rule were reported when a system of elementary magnets supposed to be in thermal equilibrium with a thermal bath were exposed to an external magnetic field [12]. A diversity of polymer materials demonstrate entropic elasticity, including rubber [13], Polydimethylsiloxane PDMS [14] and thermoplastic elastomers [15,16]. Entropic elasticity is inherent for tropocollagen, which is the building block of collagen fibrils and fibers that provide mechanical support in connective tissues [17]. Entropic elasticity was observed in slide-ring gels [18]. Somewhat surprisingly, entropic elasticity was reported in cubic crystals of ScF3 [19].

Our paper addresses the situation when the entropic/polymer spring gives rise to the effect of the negative mass. The effect of the negative mass is a resonance effect, emerging in core–shell mechanical systems. This effect occurs when the frequency of the harmonic external force acting on a core–shell system, connected by a Hookean massless spring, approaches from above to the eigen-frequency of the system [20,21,22,23,24]. Negative-inertia converters for both translational and rotational motion were introduced [25].

The energy of the vibrated core–shell system is not conserved, due to the fact that it is exposed to the external harmonic force as it occurs, for example, in the famous Kapitza pendulum, in which the pivot point vibrates in a vertical direction, up and down [26,27]. Unlike the Kapitza pendulum, the effect of “negative effective mass” arises in linear approximation to an analysis of the motion [20,21,22,28]. The effect of the negative effective mass/negative effective density may be achieved with the plasma oscillations of free electron gas in metals [29,30,31].

The effects of negative mass and negative density gave rise to the novel mechanic and thermal metamaterials [32,33,34]. The negative effective mass materials were manufactured by the dispersion of soft silicon rubber coated heavy spheres in epoxy, acting as the mechanical resonators [20]. The negative density metamaterial was manufactured in an aluminum plate, comprising the resonant structure [35]. Soft 3D acoustic metamaterials and polymer materials demonstrating negative effective density were reported [36]. Our paper is devoted to the possibility of the realization of negative mass/density metamaterials exploiting entropic elastic forces.

2. Materials and Methods

Numerical calculations were performed with Wolfram Mathematica software, version 14.3.

3. Results

3.1. Negative Mass in the Core–Shell System Driven by Entropic Elastic Force

Consider the core–shell mechanical system, depicted in Figure 1. The core mass m2 is connected to the shell m1 with two polymer stripes/springs. The entire system is subjected to the external sinusoidal force Im(F^t)=F0xsinωt, as shown in Figure 1. We assume that the masses of the polymer stripes are much smaller than both the masses of the core and shell; thus, the masses of the polymer springs are negligible. The core–shell system may be replaced with a single effective mass meff expressed with Equation (1) (for the rigorous derivation of Equation (1), see [23,24,28,29]):

meff=m1+m2ω02ω02ω2 (1)

where ω0=2km2, and k is the elastic constant of the polymer stripe (the core mass is driven by the pair of polymer springs).

Figure 1.

Figure 1

The core–shell unit giving rise to the effect of the “negative effective mass”. The core mass m is connected with two polymer elastic Hookean springs k to the shell m1. The core–shell system is exposed to the harmonic external force F^(t)=Foxejωt.

It is easily seen from Equation (1) that, when the frequency ω approaches ω0 from above, the effective mass meff will be negative [21,22,28,29]. For the sake of simplicity, we assume that the polymer stripe/spring is built of ξ identical polymer chains, each of which may be represented by the ideal Kuhn equivalent freely jointed chain, built of N Kuhn monomers; the length of the Kuhn segment is b [5]. The elastic constant k of the polymer spring is given by Equation (2):

k=3ξkBTNb2 (2)

where kB is the Boltzmann constant, and T is the temperature; we assume that the temperature is constant along the addressed core–shell system [5]. Substitution of Equation (2) into Equation (1) yields the following equation for the effective mass of the entire core–shell system (the masses of the polymer springs are neglected):

meffω,T=m1+6ξkBTNb2/6ξm2kBTNb2ω2 (3)

Now, we fix the frequency of the external force ω, and vary the temperature of the core–shell system T. It is clearly seen that the effective mass meffω,T becomes negative when the temperature of the core–shell system approaches the critical temperature T* from below, where T* is given by Equation (4):

T*=m2Nbω26ξkB (4)

The dependence meff(T) is presented in Figure 2 (the value of ω is fixed). It is instructive to calculate the asymptotic values of meff(T). When, TT* we derive the following from Equation (3).

limTT*meffT=m1+m2 (5)

which is intuitively clear for an infinitely stiff spring. The low-temperature limit of the effective mass is also easily calculated as follows:

limTT*meffT=m1 (6)

Figure 2.

Figure 2

Temperature dependence of the effective mass meffT is depicted. T*=m2Nbω26ξkB. Dashed lines demonstrate the asymptotic behavior of meffT.

Equation (6) is also intuitively clear; indeed, the influence of the “weak” polymer spring (the temperatures are low) becomes negligible.

3.2. Negative Density of the Chain of Core–Shell Systems Driven by Elastic Forces

The concept of negative resonant density emerging in a chain of core–shell units, depicted in Figure 3, was introduced in [29]. The effective density of the chain is depicted in Figure 3; ρeffω was calculated in [29], and it is given by Equation (7):

ρeffω=ρst θδ1+θωω02 cos11δ2θωω02ωω021+θωω0212 (7)

where m1 and m2 are the masses of the shell and core, respectively; the linear density of the chain ρst is given by ρst=m1+m2a; ρst=kgm; θ=m2m1; δ=k2k1; a is the lattice constant (see Figure 3); and ω0=k2m2. It was demonstrated that the effective density becomes negative, when the frequency of the external force ω approaches ω0 from above [29].

Figure 3.

Figure 3

Chain of the core–shell units giving rise to the effect of temperature-dependent negative density [22]. The single lattice constant of the 1D chain, defined as the distance between the core–shell units, is a; the mass of the core is m1; the mass of the shell is m2; k1 and k2 are entropic strings.

Now, we assume that both springs are polymer stripes. The elasticity of the stripes is given by Equations (8) and (9) [5]:

k1=3ξ1kBTN1b12=α1T (8)
k2=3ξ2kBTN2b22=α2T (9)

where ξi,Ni,bi, i=1,2 are the numbers and parameters of the Kuhn chains constituting the strings, αi=3ξikBNibi2, i=1,2. It is noteworthy that the parameter δ=k2k1 is temperature-independent. Thus, the squared resonant frequency ω02 is given by Equation (10):

ω02=3ξ2kBTm2N2b22=α2Tm2 (10)

where α2=3ξ2kBN2b22. Hence, the effective density of the chain appears as follows:

ρeffω,T=ρst θδ1+θm2ω2α2T cos11δ2θm2ω2α2Tm2ω2α2T1+θm2ω2α2T12 (11)

Now, we fix the frequency of the external force ω. The plot ρeffT is depicted in Figure 4. The graph is numerically built with Wolfram Mathematica software. The blue curve depicts the dependence ρeffω,T for the following dimensionless parameters: k1=k2=1×T; m1=1; δ=1; θ=m2; a=1; ω=2.3; m2=20.

Figure 4.

Figure 4

The temperature-dependent effective density of the chain shown in Figure 3 is depicted. The blue curve depicts the dependence ρeffω,T for the following dimensionless parameters: k1=k2=1×T; m1=1; δ=1; θ=m2; a=1; ω=2.3; m2=20. The resonance occurs when T*=ω2m2. Set of brown curves depicts the temperature dependencies of the effective density calculated for the different values of 10m225. Blue dashed line demonstrates the asymptotic behavior of ρeffT. Red dashed line is ρeff=ρst=m1+m2a. Black arrow depicts increase in m2.

It is recognized that ρeffT becomes negative when the temperature of the core–shell system approaches the critical temperature T* from below, where T* is given by Equation (12):

T*=ω2m2α2 (12)

where α2=3ξ2kBN2b22. The set of brown curves appearing in Figure 4 depict the temperature dependencies of the effective density ρeff(T) calculated for the different values of 10m225. It is clearly demonstrated that the high-temperature limit of the effective density is given by Equation (13):

limTρeffω,T=ρst=m1+m2a (13)

which is as expected for the massless, infinitely stiff springs.

Let us vary the parameter δ in Equation (7) in the range less than and greater than one, namely 0.7<δ<1.3. Parameter δ=k2k1 quantifies the relative stiffness of spring k2 in reference to the string k1. The variation of parameters m2 and δ is illustrated in Figure 5. Brown curves are built for the fixed δ=1 and demonstrate a change in ρeff with ω for 10m225. Magenta curves, in turn, illustrate a fixed m2=20 and 0.7<δ<1.3.

Figure 5.

Figure 5

The plots demonstrate changes in the resonance curves when parameters m2 and δ are varied. Brown curves are built for a fixed δ=1 and demonstrate a change in ρeff with ω for 10m225. The blue curve demonstrates ρeffT;ω=2.3,m2=20, δ=1. The magenta curves illustrate variations in 0.7<δ<1.3 and depict ρeffT;ω=2.3,m2=20, δ{0.7, 0.9, 1.1, 1.3}. The brown arrow depicts increase in m2; the magenta arrow illustrates increase in δ.

Figure 5 illustrates a very important result: increase in δ=k2k1 leads to the sharpening of the resonance behavior of ρeff(T) dependence. This result is intuitively quite understandable; indeed, the decrease in stiffness of the outer spring k1 results in the sharpening of the resonance.

The dependence ρeffδ as calculated for different temperatures is depicted in Figure 6. In the low-temperature limit, when Tω2m2 and δ1, the effective density ρeffT, ω almost does not change with δ=k2k1, as is illustrated in Figure 6.

Figure 6.

Figure 6

The dependence ρeff(δ) is depicted for various temperatures T. The curves ρeffδ;ω=2.3,m2=20, T[10, 190] are depicted.

Now, we address a situation when we remove the temperature dependence of the elasticity of the stripes (Equations (8) and (9)) one by one. In the first case, k1T=T and k2=constT=1. Then, Equation (7) with dimensionless parameters will transform into Equation (14):

ρeffT;ω,α2=Tω2cos1[1ω2(1m2+ω2m2)2T(1+ω2m2)]2 (14)

The dependence ρeffT calculated for the different values of parameter m2 is illustrated in Figure 7.

Figure 7.

Figure 7

Curves ρeffT;m210,15,20Blue,25,ω=2.3 are depicted. Black arrow depicts the increase in m2. LimTρeffT,ω=1+m21ω2m2.

The second case corresponds to k1=constT=1, k2(T)=T. Then, Equation (7) with dimensionless parameters will transform into Equation (15):

ρeffT, ω=1ω2cos1[1ω2(1m2+ω2m2T)2(1+ω2m2T)]2 (15)

The dependence ρeffT calculated for the different values of parameter m2 is illustrated in Figure 8.

Figure 8.

Figure 8

Here are curves ρeffT; m210, 15, 20 Blue, 25, ω=2.3. The asymptotic behavior corresponds to T=ω2m2. Black arrow depicts the increase in m2.

The field of negative densities is clearly recognized in Figure 8.

3.3. Dispersion Equations: Influence of the Temperature

The dispersion equation for the 1D lattice (Figure 3) is given by [29,30,31]:

m1m2ω4m1+m2k2+2k1m21cosqaω2+2k1k21cosqa=0 (16)

Considering, as earlier, the dimensionless parameters m1=1, δ=1, θ=m2, a=1, Equation (16) yields the following:

m2ω41+m2k2+2k1m21cos(qω2+2k1k21cosqa=0 (17)

For k1(T)=T, k2(T)=T (both of springs are entropic), we have the following:

1T/m22ω41+m2+2m21cos(qω2T/m2+2m21cos(q=0 (18)

It is clear that the solution of the dispersion equation (Figure 9) does not depend on temperature for ω(q)ω0=ω(q)k2m2=ω(q)Tm2.

Figure 9.

Figure 9

The solution of dispersion equation (Equation (18)) is depicted: acoustic (blue curves) and optical branches (from brown (m2=10) to orange (m2=25) curves), calculated for m210, 15, 20, 25. The arrow indicates the direction of increase in parameter m2 value. It is seen that dependence of acoustic mode on m2 for m21: m210, 15, 20, 25 is negligible.

Let us consider two cases: k1=1, k2=T (only spring k2 is entropic), shown in Figure 10, and k1=T, k2=1 (only spring k1 is entropic), illustrated with Figure 11.

Figure 10.

Figure 10

The solution of dispersion equation (Equation (17)) for k1=1, k2=T is depicted: acoustic (blue curves) and optical branches (from brown (m2=10) to orange (m2=25) curves), calculated for m210, 15, 20, 25. The arrow indicates the direction of increase in parameter m2 value.

Figure 11.

Figure 11

The solution of dispersion equation (Equation (17)) for k1=1, k2=T is depicted. Here m2=20; T10, 50, 300. It is evident that with increasing temperature T both acoustic (blue, green and purple) and optical branches (orange, red and brown) depend weakly on the wave vector q.

Figure 12 and Figure 13 illustrate the situation when the optical branch of the vibrations is strongly temperature-dependent, whereas the acoustic branch is slightly temperature-dependent.

Figure 12.

Figure 12

The solution of dispersion equation (Equation (17)) for k1=T, k2=1 is depicted: acoustic (blue curves) and optical branches (from brown (m2=10) to orange (m2=25) curves), calculated for m210, 15, 20, 25. The arrow indicates the direction of increase in parameter m2 value.

Figure 13.

Figure 13

The solution of dispersion equation (Equation (17)) for k1=T, k2=1 is depicted. Here m2=20; temperature T changes from 50 (orange “optical” branch) to 300 (light blue “optical” curve), with a step of 50. Acoustic branch (blue curves) is barely dependent on temperature.

4. Discussion

Resonances are ubiquitous in nature and engineering [37,38,39]. It is well known that the resonant phenomena may be temperature-dependent. The temperature dependence of the resonance frequency of the fundamental and four higher-order modes of a silicon dioxide micro-cantilever was established [40]. The temperature effects in resonant Raman spectroscopy were registered [41]. A temperature-dependent Raman resonant response in UO2 was reported [42]. The temperature dependence of the Fano resonance discovered in infrared spectra of nano-diamonds was discussed [43]. We address the temperature-dependent resonant effects giving rise the phenomenon of the “negative effective mass effect” exerted on the intensive research of the last decade.

It is unnecessary to say that there is actually no negative mass [29,44,45]. The phenomenon of “negative effective mass” arises when we substitute the core–shell mechanical systems comprising a pair of masses (M and m) and the massless Hookean spring k by a single effective mass meff; that is to say that the internal mass m is hidden and its influence is expressed by the introduction of the mass meff [21,22,23,29,44]. The negative effective mass represents the contra-intuitive situation of “anti-vibrations”, when the harmonic acceleration of the system is in an opposite direction to the sinusoidal applied force [21,22,23,28,29]. We considered the situation when the vibrations are driven by the temperature-dependent entropic forces inherent for natural and biological polymer systems [13,14,15,16,17,18,19,46]. The stiffness of the polymer spring is temperature-dependent, and the physical situation resembling the parametric resonance emerges when the temperature is varied [45]. Thus, the temperature-dependent effective mass emerges. The effect may be exemplified with polymer acoustic meta-materials [36,47]. The temperature-dependent effective mass is not a novel concept; it is broadly used in semiconductors [48]. However, in our analysis, the effect of temperature-dependent mass emerges from the entropic origin of the elastic force in resonant systems.

The engineering implementation of a suggested approach may be realized with rubbers or thermoplastic elastomers [14,15,16]. Negative density materials exploiting thermoplastic materials were already reported [49]. In particular, a negative mass system/waveguide based on styrene butadiene rubber was introduced [50]. These systems have the potential for temperature-dependent negative mass behavior.

5. Conclusions

We conclude that the effect of the temperature-dependent effective mass becomes possible in core–shell systems in which the spring connecting the core mass to the shell is driven by temperature-dependent entropic elasticity, such as that inherent for polymer materials. The core–shell system may be replaced with a single effective mass meffω,T exposed to the external harmonic force. When the frequency of the external force ω is fixed and the temperature of the core–shell system T is varied, the resonance becomes possible, and the harmonic acceleration of the shell may move in an opposite direction to the applied force. We demonstrate that the effective mass meffT becomes negative when the temperature of the core–shell system approaches the critical temperature T* from below.

We also considered the chain/lattice built of core–shell units, in which entropic forces are acting. In this case, the effect of “negative density” is attainable through a variation in the temperature of the system. Again, the negative density ρeffT,ω becomes negative when the temperature of the core–shell system approaches the critical temperature T* from below. The critical temperature is defined by the parameters of polymer chain and frequency of the external force ω. We varied the parameters of the lattice built of the core–shell elements and connected with the elastic springs. An increase in the stiffness of the springs connecting the core–shell units leads to the sharpening of the resonance behavior of ρeff(T) dependence. We also addressed the situation, and calculated the resonance curves, when we removed the temperature dependence of the elasticity of the “inner” and “outer” elastic elements one by one. In the low-temperature limit, the effective density ρeffT, ω almost does not change with the ratio of the elastic constants of the “internal” and “external springs” appearing in the lattice. Optical and acoustical branches of vibrations were calculated. The effect may be demonstrated experimentally with polymer meta-materials.

Acknowledgments

The authors are thankful to the anonymous reviewers for their extremely fruitful reviewing of the manuscript.

Author Contributions

E.B.: Conceptualization, methodology, validation, formal analysis, investigation, writing—original draft preparation. A.G.: Formal analysis, investigation, writing—original draft preparation. S.S.: Conceptualization, methodology, validation, investigation, writing—original draft preparation. All authors have read and agreed to the published version of the manuscript.

Institutional Review Board Statement

Not applicable.

Informed Consent Statement

Not applicable.

Data Availability Statement

The original contributions presented in this study are included in the article. Further inquiries can be directed to the corresponding authors.

Conflicts of Interest

The authors declare no conflict of interest.

Funding Statement

This research received no external funding.

Footnotes

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Associated Data

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Data Availability Statement

The original contributions presented in this study are included in the article. Further inquiries can be directed to the corresponding authors.


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