ABSTRACT
Objective
Frailty is a predictor of poor outcomes following surgery for malignancy. Our study investigates the association between the modified 5‐item frailty index (mFI‐5) and postoperative outcomes following parotidectomy for malignancy.
Study Design
Cross‐sectional database study.
Setting
National Surgical Quality Improvement Program (NSQIP).
Methods
The 2005–2018 NSQIP was retrospectively queried for patients undergoing parotidectomy for malignancy. Cases were stratified by the modified 5‐item frailty index (mFI‐5), which was calculated by the presence of 5 comorbidities: hypertension requiring medication, diabetes mellitus, congestive heart failure in the last 30 days, lung pathology, and functional health status. Univariate and multivariate analyses were performed to identify associations between mFI‐5 and demographic, comorbid, and complication variables.
Results
A total of 14,567 patients were identified and stratified by the mFI‐5. Univariate analysis showed an increasing incidence of American Society of Anesthesiologists (ASA) class, all comorbidities, and all complications with increasing mFI‐5 score (p < 0.001). Multivariable regressions showed increased odds of any surgical complication in patients with mFI‐5 ≥ 2 compared with mFI‐5 = 0 (aOR 2.56; 95% CI: 1.37–4.76, p = 0.011), as well as increased odds of unplanned readmission (aOR 4.02; 95% CI: 1.16–13.97, p = 0.032) and reoperation (aOR 6.61; 95% CI: 1.07–40.68, p = 0.042).
Conclusion
The mFI‐5 is associated with increased incidence of comorbidities and complications, as well as increased odds of surgical complications, unplanned readmission, and reoperation in patients undergoing parotidectomy for malignancy, independent of age and ASA class. The mFI‐5 can be utilized in the risk stratification of these patients.
1. Introduction
Parotidectomy is indicated in the management of parotid gland malignancies, benign tumors, and non‐neoplastic diseases [1]. Approximately 80% of salivary gland tumors occur in the parotid gland, of which 20% are malignant, accounting for 1%–5% of all head and neck malignancies [2, 3, 4, 5, 6]. Despite being an uncommon malignancy, the annual incidence of malignant parotid tumors ranges from 0.5 to 3.0 per 100,000 internationally [2, 4]. While parotidectomy remains the foundation of management for these malignancies, there is limited data on the prognostic factors influencing surgical outcomes, especially in the context of patient‐specific risk factors and comorbidities.
Frailty has emerged as a reliable indicator of outcomes in patients with head and neck cancer and a valuable prognostic indicator in assessing surgical risk. The modified frailty index 5 (mFI‐5) is a 5‐point score consisting of the presence of congestive heart failure, diabetes mellitus, chronic obstructive pulmonary disease or pneumonia, dependent functional health status at the time of surgery, and hypertension requiring medications [7]. Emerging literature has elucidated the relationship between frailty and poor outcomes in several domains of otolaryngology, such as head and neck cancer, free flap reconstruction, olfactory impairment, and facial fracture repair [8, 9, 10, 11, 12, 13, 14]. However, the application of frailty on salivary gland resections such as parotidectomy remains to be determined. In fact, studies of frailty in head and neck cancer surgery are often limited to glossectomy, laryngectomy, pharyngectomy, mandibulectomy, thyroidectomy, and esophagectomy, and exclude resections of salivary malignancy such as parotidectomy [14, 15, 16, 17, 18, 19, 20, 21, 22, 23, 24, 25, 26, 27, 28, 29, 30, 31, 32, 33, 34, 35, 36, 37, 38, 39, 40, 41, 42, 43, 44, 45, 46, 47]. Understanding the impact of frailty on outcomes after parotidectomy and complications such as reoperations, unplanned readmissions, and overall morbidity is therefore critical for guiding perioperative management strategies and enhancing patient outcomes.
Benign salivary pathologies are often highly amenable to parotidectomy and have an uncomplicated postoperative course; frailty is therefore not a major consideration in the preoperative evaluation, because patients tend to be healthier and younger. However, frailty is particularly relevant in the setting of salivary malignancy, because malignancy may worsen baseline performance status, complicating decisions surrounding adjuvant therapy, which is indicated in patients with high‐risk pathologic features. To address this gap in the literature, we utilized the National Surgical Quality Improvement Program (NSQIP) database to identify patients undergoing parotidectomy for malignancy. By analyzing mFI‐5 scores, we aimed to elucidate the association between frailty and certain comorbidities. We hypothesized that higher (worse) mFI‐5 scores would correlate with increased odds of unplanned readmissions, reoperations, and surgical complications. To our knowledge, we report the first study that investigates the association between the mFI‐5 and outcomes in patients undergoing parotidectomy for malignancy.
2. Methods
2.1. Study Design
The National Surgical Quality Improvement Program (NSQIP) is an annual database of surgical cases published by the American College of Surgeons (ACS) that consists of associated data on demographics, comorbid variables, and postoperative complications, including data from upward of 450 hospitals across the United States. Our study identified patients undergoing parotidectomy for primary malignancy that occurred between the years 2005 and 2018 from the 2005–2018 ACS‐NSQIP. We utilized CPT codes 42410, 42415, 42420, 42425, and 42426 to select for parotidectomy cases. We further selected for postoperative diagnosis of parotid malignancy by codes 142.0 and C07, for ICD‐9 and ICD‐10, respectively. Of note, this study did not require approval by the Rutgers New Jersey Medical School Institutional Review Board because the NSQIP consists entirely of de‐identified patient data. The ACS‐NSQIP has not verified the validity of the statistical analysis or conclusions derived herein.
For each case in our analysis, demographic data were collected, including age, sex, race, and American Society of Anesthesiologists Classification (ASA). Parotidectomy type was also included as an independent variable, detailing the parotidectomy for each case as either lateral (no facial nerve dissection), lateral (with facial nerve dissection and preservation), total (with facial nerve dissection and preservation), total (with facial nerve sacrifice), or total (with facial nerve sacrifice and unilateral ipsilateral neck dissection). Comorbidity data were also retrieved, including frequency data on variables such as obesity, smoking status, dyspnea, peripheral vascular disease, dialysis status, stroke history, disseminated cancer status, wound infection, steroid use, bleeding disorder, and systemic sepsis.
Cases were stratified by the mFI‐5. For each patient, the mFI‐5 was calculated by the presence of five comorbidities, each constituting one point in summation: (1) hypertension requiring medication, (2) diabetes mellitus, (3) congestive heart failure in the last 30 days, (4) lung pathology (chronic obstructive pulmonary disease or pneumonia), and (5) functional health status. Following this, we established mFI‐5 score cohorts as such, as supported by prior similar studies with mFI‐5 analyses: 0, 1, and ≥ 2 [7, 9, 12, 14, 17, 24, 31, 36, 39, 46]. Finally, we retrieved perioperative complications data occurring within 30 days of the primary procedure (parotidectomy), including surgical complications (surgical site infections, wound dehiscence, excessive bleeding, hematoma formation), medical complications, readmission, unplanned readmission, reoperation, and mortality.
2.2. Statistical Analysis
The statistical analysis for this study was performed via Version 28.0.1 of SPSS Statistics (IBM Corporation, Armonk, NY). Univariate analyses in the form of Fisher's exact test and Pearson chi‐square analysis were used to compare demographic and comorbid data among mFI‐5 score cohorts. Multivariable, binary logistic regression was used to assess the independent impact of mFI‐5 on adverse outcomes, controlling for statistically significant demographic and comorbid variables including age and ASA class. For all analyses, the alpha level was set at p < 0.050.
3. Results
A total of 14,567 parotidectomy patients were included as part of this retrospective cohort analysis and stratified by modified frailty index, with 7434 (51.03%) having mFI‐5 = 0, 5025 (34.50%) having mFI = 1, and 2108 (14.47%) having mFI ≥ 2. The most common type of parotidectomy in this cohort was lateral or superficial parotidectomy with dissection (Table 1).
TABLE 1.
Frequency and CPT code by parotidectomy type.
| Parotidectomy type | CPT code | % (N) |
|---|---|---|
| Lateral (no dissection) | 42,410 | 15.6 (2275) |
| Lateral (dissection) | 42,415 | 56.4 (8212) |
| Total (dissection) | 42,420 | 21.5 (3127) |
| Total (sacrifice) | 42,425 | 2.2 (315) |
| Total (unilateral dissection) | 42,426 | 4.4 (639) |
3.1. Univariate Associations Between mFI‐5 and Demographics/Comorbidities
Older patients tended to correlate more with a higher mFI‐5 score; for example, patients aged 60–81 represented a higher portion of those with mFI‐5 ≥ 2 as compared to mFI‐5 = 1 or mFI‐5 = 0 (62.4% vs. 54.2% vs. 27.6%, p < 0.001). Additionally, males were more likely to have mFI‐5 ≥ 2 as compared to females (57.9% vs. 42.1%, p = 0.010). Black patients were more likely to have a score of mFI‐5 ≥ 2 as compared to mFI‐5 = 1 or mFI‐5 = 0 (9.7% vs. 8.8% vs. 6.7%, p < 0.001). For comorbidities, patients with mFI‐5 ≥ 2 were more likely than patients with mFI‐5 = 0 to be obese (60.9% vs. 31.9%, p < 0.001), to be a smoker (28.5% vs. 23.1%, p < 0.001), to have dyspnea (14.9% vs. 1.9%, p < 0.001), to have a history of stroke (4.3% vs. 0.6%, p < 0.001), to have current disseminated cancer (3.7% vs. 1.5%, p < 0.001), to have a history of steroid use (4.2% vs. 1.6%, p < 0.001), or to have a bleeding disorder (3.9% vs. 0.7%, p < 0.001) (Table 2).
TABLE 2.
Cohort demographics and comorbidities.
| mFI‐5 score 0 (n = 7434) | mFI‐5 score 1 (n = 5025) | mFI‐5 score 2+ (n = 2108) | Total (n = 14,567) | p‐value | |
|---|---|---|---|---|---|
| Age cohorts in years, % (N) | < 0.001 | ||||
| 18–40 | 25.3 (1878) | 2.9 (148) | 1.6 (31) | 14.1 (2057) | |
| 41–60 | 44.4 (3298) | 31.4 (1580) | 24.8 (523) | 37.1 (5401) | |
| 61–80 | 27.6 (2053) | 54.2 (2724) | 62.4 (1316) | 41.8 (6093) | |
| ≥ 81 | 2.8 (205) | 11.4 (573) | 11.3 (238) | 7 (1016) | |
| Sex, % (N) | 0.010 | ||||
| Female | 53.8 (3997) | 44.1 (2218) | 42.1 (887) | 48.8 (7102) | |
| Male | 46.2 (3432) | 55.8 (2805) | 57.9 (1219) | 51.2 (7456) | |
| Parotidectomy type, % (N) | < 0.001 | ||||
| Lateral (no dissection) | 16.5 (1227) | 14.4 (722) | 15.5 (326) | 15.6 (2275) | |
| Lateral (dissection) | 56.8 (4226) | 56.5 (2839) | 54.4 (1147) | 56.4 (8212) | |
| Total (dissection) | 21.4 (1591) | 21.1 (1058) | 22.7 (478) | 21.5 (3127) | |
| Total (sacrifice) | 1.8 (136) | 2.4 (121) | 2.8 (58) | 2.2 (315) | |
| Total (unilateral dissection) | 3.4 (255) | 5.7 (285) | 4.7 (99) | 4.4 (639) | |
| Race cohorts, % (N) | < 0.001 | ||||
| White | 77.1 (4616) | 79.4 (3451) | 77.5 (1432) | 78 (9499) | |
| Black | 6.7 (402) | 8.8 (384) | 9.7 (180) | 7.9 (966) | |
| Other | 16.2 (967) | 11.8 (511) | 12.7 (235) | 14.1 (1713) | |
| ASA class, % (N) | < 0.001 | ||||
| I | 17.7 (1314) | 0.6 (28) | 0.1 (2) | 9.2 (1344) | |
| II | 61.8 (4585) | 46.8 (2348) | 21.6 (445) | 50.8 (7388) | |
| III | 19.9 (1478) | 49.9 (2506) | 70.6 (1486) | 37.6 (5470) | |
| IV | 0.6 (47) | 2.7 (136) | 7.7 (161) | 2.4 (344) | |
| Comorbidities, % (N) | |||||
| Obesity | 31.9 (2350) | 45.7 (2277) | 60.9 (1273) | 40.9 (5900) | < 0.001 |
| Smoking | 23.1 (1715) | 24.3 (1220) | 28.5 (601) | 24.3 (3536) | < 0.001 |
| Dyspnea | 1.9 (143) | 6.1 (305) | 14.9 (315) | 5.2 (763) | < 0.001 |
| History of stroke | 0.6 (9) | 2.1 (23) | 4.3 (14) | 1.6 (46) | < 0.001 |
| Disseminated cancer | 1.5 (111) | 3.1 (154) | 3.7 (78) | 2.4 (343) | < 0.001 |
| Steroid use | 1.6 (117) | 3.9 (194) | 4.2 (89) | 2.7 (400) | < 0.001 |
| Bleeding disorder | 0.7 (53) | 2.8 (142) | 3.9 (83) | 1.9 (278) | < 0.001 |
Note: Totals used in calculating percentages excluded missing cases for each variable.
Abbreviations: ASA = American Society of Anesthesiologists; PVD = peripheral vascular disease.
3.2. Univariate Associations Between mFI‐5 and Complication Rates
On univariable analysis of postoperative outcomes, patients with mFI‐5 ≥ 2 were more likely than patients with mFI‐5 = 0 to have higher rates of overall complications (6.3% vs. 3.1%, p < 0.001), medical complications (2.6% vs. 0.8%, p < 0.001), surgical complications (4.2% vs. 2.5%, p < 0.001), unplanned readmission (2.8% vs. 1.0%, p < 0.001), reoperation (2.7% vs. 1.0%, p < 0.001), and mortality (0.8% vs. 0.1%, p < 0.001) (Table 3).
TABLE 3.
Incidence of perioperative complications.
| mFI‐5 score 0 (n = 7434) | mFI‐5 score 1 (n = 5025) | mFI‐5 score 2+ (n = 2108) | Total (n = 14,567) | p‐value | |
|---|---|---|---|---|---|
| Any surgical complication, % (N) | 2.5 (187) | 3.1 (156) | 4.2 (88) | 3.0 (431) | < 0.001 |
| Any medical complication, % (N) | 0.8 (61) | 1.3 (64) | 2.6 (54) | 1.2 (179) | < 0.001 |
| Any complication, % (N) | 3.1 (234) | 4.1 (208) | 6.3 (132) | 3.9 (574) | < 0.001 |
| Unplanned readmission, % (N) | 1.0 (76) | 1.9 (95) | 2.8 (58) | 1.6 (229) | < 0.001 |
| Reoperation, % (N) | 1.0 (76) | 2.0 (102) | 2.7 (57) | 1.6 (235) | < 0.001 |
| Mortality, % (N) | 0.1 (7) | 0.2 (12) | 0.8 (17) | 0.2 (36) | < 0.001 |
Note: Totals used in calculating percentages excluded missing cases for each variable.
3.3. Multivariable Associations Between mFI‐5 and Complication Rates
On multivariable binary logistic regression analysis also adjusting for age and ASA class, patients with mFI‐5 score ≥ 2 as compared to patients with mFI‐5 = 0 were significantly more likely to have any surgical complication (aOR 2.56; 95% CI: 1.37–4.76, p = 0.011), unplanned readmission (aOR 4.02; 95% CI: 1.16–13.97, p = =0.032), or reoperation (aOR 6.61; 95% CI: 1.07–40.68). However, patients with mFI ≥ 2 as compared to mFI = 0 were not more likely to have any medical complication. Finally, of note, neither increasing age nor ASA class was independently associated with a higher likelihood of complications, after adjusting for mFI‐5 (Table 4).
TABLE 4.
Factors associated with development of perioperative complications in multivariate analysis.
| Dependent variable | Independent covariates | Significance | OR | 95% CI |
|---|---|---|---|---|
| Any complication | mFI‐5 score = 0 (reference) | |||
| mFI‐5 score = 1 | 0.042 | 0.56 | 0.32–0.98 | |
| mFI‐5 score = 2+ | 0.564 | 1.23 | 0.61–2.48 | |
| Age = 18–40 (reference) | ||||
| Age = 41–60 | 0.770 | 1.13 | 0.50–2.55 | |
| Age = 61–80 | 0.590 | 1.26 | 0.54–2.92 | |
| Age ≥ 81 | 0.700 | 1.23 | 0.43–3.53 | |
| ASA class I (reference) | ||||
| ASA class II | 0.394 | 1.63 | 0.531–4.98 | |
| ASA class III | 0.169 | 2.29 | 0.70–7.44 | |
| ASA class IV | 0.053 | 4.87 | 0.98–24.27 | |
| Any surgical complication | mFI‐5 score = 0 (reference) | |||
| mFI‐5 score = 1 | 0.041 | 0.51 | 0.27–0.97 | |
| mFI‐5 score = 2+ | 0.011 | 2.56 | 1.37–4.76 | |
| Age = 18–40 (reference) | ||||
| Age = 41–60 | 0.993 | 1.00 | 0.42–2.36 | |
| Age = 61–80 | 0.918 | 0.95 | 0.39–2.34 | |
| Age ≥ 81 | 0.791 | 0.86 | 0.272–2.70 | |
| ASA class I (reference) | ||||
| ASA class II | 0.146 | 3.04 | 0.68–13.57 | |
| ASA class III | 0.077 | 4.09 | 0.86–19.42 | |
| ASA class IV | 0.050 | 7.67 | 0.99–58.98 | |
| Any medical complication | mFI‐5 score = 0 (reference) | |||
| mFI‐5 score = 1 | 0.307 | 0.61 | 0.23–1.58 | |
| mFI‐5 score = 2+ | 0.635 | 0.74 | 0.22–2.52 | |
| Age = 18–40 (reference) | ||||
| Age = 41–60 | 0.647 | 0.71 | 0.16–3.14 | |
| Age = 61–80 | 0.497 | 1.66 | 0.38–7.20 | |
| Age ≥ 81 | 0.671 | 1.47 | 0.25–8.57 | |
| ASA class I (reference) | ||||
| ASA class II | 0.491 | 0.55 | 0.10–3.05 | |
| ASA class III | 0.928 | 1.09 | 0.18–6.39 | |
| ASA class IV | 0.308 | 3.36 | 0.33–34.59 | |
| Unplanned readmission | mFI‐5 score = 0 (reference) | |||
| mFI‐5 score = 1 | 0.322 | 1.77 | 0.57–5.45 | |
| mFI‐5 score = 2+ | 0.032 | 4.02 | 1.16–13.97 | |
| Age = 18–40 (reference) | ||||
| Age = 41–60 | 0.595 | 0.62 | 0.11–3.64 | |
| Age = 61–80 | 0.893 | 0.89 | 0.17–4.73 | |
| Age ≥ 81 | 0.881 | 1.16 | 0.16–8.19 | |
| ASA class I (reference) | ||||
| ASA class II | n.a. | n.a. | n.a. | |
| ASA class III | n.a. | n.a. | n.a. | |
| ASA class IV | n.a. | n.a. | n.a. | |
| Reoperation | mFI‐5 score = 0 (reference) | |||
| mFI‐5 score = 1 | 0.189 | 3.01 | 0.58–15.59 | |
| mFI‐5 score = 2+ | 0.042 | 6.61 | 1.07–40.68 | |
| Age = 18–40 (reference) | ||||
| Age = 41–60 | n.a. | n.a. | n.a. | |
| Age = 61–80 | n.a. | n.a. | n.a. | |
| Age ≥ 81 | n.a. | n.a. | n.a. | |
| ASA class I (reference) | ||||
| ASA class II | n.a. | n.a. | n.a. | |
| ASA class III | n.a. | n.a. | n.a. | |
| ASA class IV | n.a. | n.a. | n.a. |
Note: Values for which there were not enough cases in multivariable analysis to calculate were labeled as “n.a.” Any complication—consists of the following variables: surgical complication, medical complication. Any surgical complication—consists of excessive bleeding, wound dehiscence, and surgical infection. Excessive bleeding—excessive bleeding requiring transfusion within 72 h postop. Surgical infection—consists of superficial infection, deep infection, and organ space infection. Any medical complication—consists of medical infection, hypercoagulation event, and ventilation/intubation. Medical infection—consists of urinary tract infection, sepsis, septic shock, and pneumonia. Hypercoagulation event—consists of pulmonary embolism, deep vein thrombosis, and myocardial infarction. Ventilation/intubation—ventilator use and/or intubation within 48 h postoperatively.
4. Discussion
The current literature discusses several prognostic factors of parotid cancers. One retrospective review of 224 patients undergoing surgery for primary parotid malignancies found that advanced age is a poor prognostic factor for survival, locoregional failure, and distant metastasis [48]. Several studies showed that high‐grade tumors were seen more often in patients over 45 years old and are also considered to be of prognostic significance, with high‐grade tumors having worse survival outcomes compared to low‐grade tumors [6, 48, 49]. This study is the first to examine the association between the mFI‐5 and outcomes following parotidectomy for malignancy. Our analysis revealed that higher mFI‐5 scores correlated with increased incidences of comorbidities and complications. Specifically, patients with mFI‐5 scores ≥ 2 had significantly higher odds of surgical complications, unplanned readmissions, and reoperations.
Our study demonstrated a significant association between higher mFI‐5 scores and increased rates of surgical complications, with patients scoring mFI‐5 ≥ 2 having over twice the odds of experiencing surgical complications compared to patients with mFI‐5 = 0 (aOR 2.56; 95% CI: 1.37–4.76, p = 0.011). These findings are consistent with prior research on frailty in head and neck surgery. Abt et al. highlighted that the modified frailty index strongly predicts Clavien‐Dindo IV complications, surgical morbidity, and mortality in patients undergoing flap reconstructions, with moderate correlations observed for reoperation and readmission [32]. Their study underscored the particular relevance of frailty indices in oncology patients, where functional health impairments are often not captured by traditional comorbidity indices but are integral to predicting and managing surgical risk. Our results also align with findings from skull base surgeries, where higher mFI scores were independently associated with increased odds of surgical complications after adjusting for confounders such as age, ASA class, and surgical site [50]. These studies collectively highlight the role of frailty as a robust and independent predictor of adverse surgical outcomes, emphasizing the need for frailty‐based preoperative assessments to better anticipate complications and tailor perioperative care.
Interestingly, our study found no significant association between increased mFI‐5 scores and medical or overall complications, which contrasts with prior research in other head and neck surgical populations. Abt et al. demonstrated that frailty is strongly correlated with Clavien‐Dindo IV complications and overall morbidity in flap reconstruction cases [32]. Similarly, in intradural skull base surgeries, higher mFI scores were associated with significantly increased odds of medical complications and prolonged hospital stays [50]. The absence of a significant association in our cohort may be partially explained by the mFI‐5 and newer versions of the ACS‐NSQIP missing key frailty dimensions, such as unintentional weight loss, subjective exhaustion, and reduced mobility, which are critical in other frailty phenotypes and may play a greater role in predicting medical complications. Abt et al. used the 11‐point modified frailty index, which, while including more data points, cannot be used for ACS‐NSQIP versions beyond 2014 because these versions do not include all of the 11 required variables [32, 51]. Another potential explanation is that the impact of frailty on medical complications may be mediated by preoperative optimization in this patient population. For instance, multidisciplinary prehabilitation programs have been shown to reduce frailty and improve postoperative outcomes, particularly in older or oncology patients [52, 53]. These interventions could mitigate the risk of medical complications in frail patients undergoing parotidectomy, thereby blunting the association observed.
Our study found that neither increasing age nor higher ASA class was independently associated with a higher likelihood of complications following parotidectomy, after adjusting for mFI‐5. This finding aligns with previous research suggesting that frailty, rather than chronological age or ASA classification, serves as a more accurate predictor of postoperative outcomes. For instance, a study by Adams et al. demonstrated that the mFI was significantly associated with morbidity and mortality in patients undergoing inpatient head and neck surgery, whereas age and ASA class were less predictive. 44 Similarly, in vestibular schwannoma surgeries, Dicpinigaitis et al. found that increasing frailty, not increasing age, resulted in extended hospital stays [54]. These findings underscore the limitations of relying solely on age or ASA class for preoperative risk assessment.
With the average life expectancy increasing in developed countries, many studies have found frailty to be considered an essential factor to consider in preoperative patients [14, 55]. It is important to note that frailty and age, while related, are also independent factors, and there is strong evidence that frailty is a better prognostic indicator for postoperative outcomes than age [14]. Studies have shown that age alone should not be used as a factor by which to exclude patients from aggressive surgical treatment of esophageal, thyroid, and laryngeal cancers [14, 56, 57, 58]. While there are many tools to assess frailty, the mFI‐5 allows for a condensed and simplified tool that has effectively predicted postoperative complications and mortality across surgical specialties [59]. Importantly, its condensed nature allows for it to be a potential tool that can be used in day‐to‐day clinical practice [14].
This study has several limitations. As with many studies relying on the ACS‐NSQIP database, our analysis is restricted to short‐term outcomes within 30 days postoperatively, limiting our ability to evaluate long‐term complications, functional recovery, or survival [32, 50]. Moreover, the ACS‐NSQIP database does not report complications specific to parotidectomy procedures, such as facial nerve injury, Frey's syndrome, or salivary fistula. Data specific to tumor presentation such as histology, group stage, clinical tumor‐nodal‐metastasis classification, adjuvant therapy, locoregional recurrence, and survival are also not reported. Another limitation lies in the retrospective nature of the study and the use of a deidentified national database, which introduces selection bias and heterogeneity in surgical and perioperative practices across participating institutions [32, 50]. For example, it is possible that patients with higher frailty scores were selectively excluded from surgery or underwent less aggressive interventions, skewing the observed outcomes. Future studies incorporating institutional datasets and long‐term outcomes are necessary to validate our findings and expand upon these limitations.
5. Conclusion
The mFI‐5 is associated with increased incidence of comorbidities and complications, as well as increased odds of surgical complications, unplanned readmission, and reoperation in patients undergoing parotidectomy for malignancy, independent of age and ASA class. Clinically, the mFI‐5 can be utilized in the risk stratification of patients undergoing parotidectomy. Ultimately, frailty is highly multifactorial, encompasses many risk factors, and should be considered holistically in preoperative and postoperative evaluations.
Conflicts of Interest
The authors declare no conflicts of interest.
Shaari A. L., Kumar K., Saad A. M., et al., “Modified 5‐Item Frailty Index and Postoperative Outcomes Following Parotidectomy for Malignancy,” Laryngoscope Investigative Otolaryngology 10, no. 5 (2025): e70220, 10.1002/lio2.70220.
Funding: The authors received no specific funding for this work.
Data Availability Statement
The data that support the findings of this study are available from the corresponding author upon reasonable request.
References
- 1. Wang S. J. and Eisele D. W., “Parotidectomy—Anatomical Considerations,” Clinical Anatomy 25, no. 1 (2012): 12–18, 10.1002/ca.21209. [DOI] [PubMed] [Google Scholar]
- 2. Pinkston J. A. and Cole P., “Incidence Rates of Salivary Gland Tumors: Results From a Population‐Based Study,” Otolaryngology and Head and Neck Surgery 120, no. 6 (1999): 834–840, 10.1016/S0194-5998(99)70323-2. [DOI] [PubMed] [Google Scholar]
- 3. Dell'Aversana Orabona G., Salzano G., Abbate V., et al., “Malignant Tumours of the Parotid Gland: Management of the Neck (Including the Clinically Negative Neck) and a Literature Review,” British Journal of Oral & Maxillofacial Surgery 59, no. 6 (2021): 665–671, 10.1016/j.bjoms.2020.08.026. [DOI] [PubMed] [Google Scholar]
- 4. Stenner M. and Klussmann J. P., “Current Update on Established and Novel Biomarkers in Salivary Gland Carcinoma Pathology and the Molecular Pathways Involved,” European Archives of Oto‐Rhino‐Laryngology 266, no. 3 (2009): 333–341, 10.1007/s00405-008-0882-7. [DOI] [PubMed] [Google Scholar]
- 5. Bussu F., Parrilla C., Rizzo D., Almadori G., Paludetti G., and Galli J., “Clinical Approach and Treatment of Benign and Malignant Parotid Masses, Personal Experience,” Acta Otorhinolaryngologica Italica 31, no. 3 (2011): 135–143. [PMC free article] [PubMed] [Google Scholar]
- 6. Lima R. A., Tavares M. R., Dias F. L., et al., “Clinical Prognostic Factors in Malignant Parotid Gland Tumors,” Otolaryngology and Head and Neck Surgery 133, no. 5 (2005): 702–708, 10.1016/j.otohns.2005.08.001. [DOI] [PubMed] [Google Scholar]
- 7. Weaver D. J., Malik A. T., Jain N., Yu E., Kim J., and Khan S. N., “The Modified 5‐Item Frailty Index: A Concise and Useful Tool for Assessing the Impact of Frailty on Postoperative Morbidity Following Elective Posterior Lumbar Fusions,” World Neurosurgery 124 (2019): e626–e632, 10.1016/j.wneu.2018.12.168. [DOI] [PubMed] [Google Scholar]
- 8. Chen H., Wang L., Zhang J., Yan X., Yu L., and Jiang Y., “Frailty as a Risk Factor for Chronic Sinusitis: Insights From a Nationwide Cross‐Sectional Survey,” Laryngoscope 135 (2024): 1614–1621, 10.1002/lary.31924. [DOI] [PubMed] [Google Scholar]
- 9. McCann C., Hurley R., McGovern J., Knight K., Rattray N. J. W., and Douglas C. M., “Frailty and the Survival Outcomes of Patients With Laryngeal Squamous Cell Cancer,” Head and Neck 47 (2024): 1079–1092, 10.1002/hed.27951. [DOI] [PubMed] [Google Scholar]
- 10. Al Afif A., Rosen P., Gardella J., et al., “Predicting Outcomes in Head and Neck Surgery With Modified Frailty Index and Surgical Apgar Scores,” Oral Oncology 159 (2024): 107045, 10.1016/j.oraloncology.2024.107045. [DOI] [PubMed] [Google Scholar]
- 11. Haleem A., Herz D., Kumar K. D., et al., “Association Between Modified Frailty Index and Postoperative Outcomes of Cricopharyngeal Myotomy,” Otolaryngology and Head and Neck Surgery 171, no. 5 (2024): 1462–1468, 10.1002/ohn.935. [DOI] [PubMed] [Google Scholar]
- 12. Othman S., Robinson E., Kamdar D., et al., “Microvascular Free‐Flap Head and Neck Reconstruction: The Utility of the Modified Frailty Five‐Item Index,” Journal of Reconstructive Microsurgery 41 (2024): 270–276, 10.1055/s-0044-1788540. [DOI] [PubMed] [Google Scholar]
- 13. Yeo B. S. Y., Chan J. H., Tan B. K. J., et al., “Olfactory Impairment and Frailty: A Systematic Review and Meta‐Analysis,” JAMA Otolaryngology. Head & Neck Surgery 150, no. 9 (2024): 772–783, 10.1001/jamaoto.2024.1854. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 14. Goshtasbi K., Birkenbeuel J. L., Lehrich B. M., et al., “Association Between 5‐Item Modified Frailty Index and Short‐Term Outcomes in Complex Head and Neck Surgery,” Otolaryngology and Head and Neck Surgery 166, no. 3 (2022): 482–489, 10.1177/01945998211010443. [DOI] [PubMed] [Google Scholar]
- 15. Covell M. M., Rumalla K., Kassicieh A. J., et al., “Frailty Measured by Risk Analysis Index and Adverse Discharge Outcomes After Adult Spine Deformity Surgery: Analysis of 3104 Patients From a Prospective Surgical Registry (2011‐2020),” Spine Journal 23, no. 5 (2023): 739–745, 10.1016/j.spinee.2022.12.014. [DOI] [PubMed] [Google Scholar]
- 16. Nguyen T. V., Torabi S. J., Goshtasbi K., et al., “Frailty, Age, ASA Classification, and BMI on Postoperative Morbidity in Mandibular Fracture ORIF,” Otolaryngology and Head and Neck Surgery 168, no. 5 (2023): 1006–1014, 10.1002/ohn.181. [DOI] [PubMed] [Google Scholar]
- 17. Dicpinigaitis A. J., Al‐Mufti F., Bempong P. O., et al., “Prognostic Significance of Baseline Frailty Status in Traumatic Spinal Cord Injury,” Neurosurgery 91, no. 4 (2022): 575–582, 10.1227/neu.0000000000002088. [DOI] [PubMed] [Google Scholar]
- 18. Pitts K. D., Arteaga A. A., Stevens B. P., et al., “Frailty as a Predictor of Postoperative Outcomes Among Patients With Head and Neck Cancer,” Otolaryngology and Head and Neck Surgery 160, no. 4 (2019): 664–671, 10.1177/0194599818825466. [DOI] [PubMed] [Google Scholar]
- 19. Goldstein D. P., Sklar M. C., de Almeida J. R., et al., “Frailty as a Predictor of Outcomes in Patients Undergoing Head and Neck Cancer Surgery,” Laryngoscope 130, no. 5 (2020): E340–E345, 10.1002/lary.28222. [DOI] [PubMed] [Google Scholar]
- 20. Hall D. E., Arya S., Schmid K. K., et al., “Development and Initial Validation of the Risk Analysis Index for Measuring Frailty in Surgical Populations,” JAMA Surgery 152, no. 2 (2017): 175–182, 10.1001/jamasurg.2016.4202. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 21. Abt N. B., Richmon J. D., Koch W. M., Eisele D. W., and Agrawal N., “Assessment of the Predictive Value of the Modified Frailty Index for Clavien‐Dindo Grade IV Critical Care Complications in Major Head and Neck Cancer Operations,” JAMA Otolaryngology. Head & Neck Surgery 142, no. 7 (2016): 658–664, 10.1001/jamaoto.2016.0707. [DOI] [PubMed] [Google Scholar]
- 22. Jagtiani P., Rumalla K., Roy J. M., Bhalla S., Covell M. M., and Bowers C. A., “Risk Analysis Index Predicts Nonhome Discharge Following Resection of Cavernous Malformations,” World Neurosurgery 189 (2024): e681–e687, 10.1016/j.wneu.2024.06.148. [DOI] [PubMed] [Google Scholar]
- 23. Ali B., Choi E. E., Barlas V., Petersen T. R., Menon N. G., and Morrell N. T., “Risk Factors for 30‐Day Mortality After Head and Neck Microsurgical Reconstruction for Cancer: NSQIP Analysis,” OTO Open 5, no. 3 (2021): 2473974X211037257, 10.1177/2473974X211037257. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 24. Kshirsagar R. S., Eide J. G., Qatanani A., et al., “Impact of Frailty on Postoperative Outcomes in Extended Endonasal Skull Base Surgery for Suprasellar Pathologies,” Otolaryngology and Head and Neck Surgery 170, no. 2 (2024): 568–576, 10.1002/ohn.537. [DOI] [PubMed] [Google Scholar]
- 25. Boyi T., Williams L. C., Kafle S., Roche A. M., and Judson B. L., “Association of Age and Frailty With 30‐Day Outcomes Among Patients Undergoing Oral Cavity Cancer Surgery,” Otolaryngology and Head and Neck Surgery 169, no. 6 (2023): 1523–1532, 10.1002/ohn.476. [DOI] [PubMed] [Google Scholar]
- 26. Nakayama M., Ohnishi K., Adachi M., et al., “Efficacy of the Pretreatment Geriatric Nutritional Risk Index for Predicting Severe Adverse Events in Patients With Head and Neck Cancer Treated With Chemoradiotherapy,” Auris, Nasus, Larynx 49, no. 2 (2022): 279–285, 10.1016/j.anl.2021.08.009. [DOI] [PubMed] [Google Scholar]
- 27. Covell M. M., Warrier A., Rumalla K. C., Dehney C. M., and Bowers C. A., “RAI‐Measured Frailty Predicts Non‐Home Discharge Following Metastatic Brain Tumor Resection: National Inpatient Sample Analysis of 20,185 Patients,” Journal of Neuro‐Oncology 164, no. 3 (2023): 663–670, 10.1007/s11060-023-04461-w. [DOI] [PubMed] [Google Scholar]
- 28. Nieman C. L., Pitman K. T., Tufaro A. P., Eisele D. W., Frick K. D., and Gourin C. G., “The Effect of Frailty on Short‐Term Outcomes After Head and Neck Cancer Surgery,” Laryngoscope 128, no. 1 (2018): 102–110, 10.1002/lary.26735. [DOI] [PubMed] [Google Scholar]
- 29. Dicpinigaitis A. J., Kazim S. F., Schmidt M. H., et al., “Association of Baseline Frailty Status and Age With Postoperative Morbidity and Mortality Following Intracranial Meningioma Resection,” Journal of Neuro‐Oncology 155, no. 1 (2021): 45–52, 10.1007/s11060-021-03841-4. [DOI] [PubMed] [Google Scholar]
- 30. Srinivasan Y., Briano J., Czaja S., et al., “Elective Surgery Trends and Outcomes of Nonagenarians and Centenarians in Otolaryngology‐Head and Neck Surgery: A NSQIP Study,” Laryngoscope 134, no. 9 (2024): 3989–3996, 10.1002/lary.31446. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 31. Henry R. K., Reeves R. A., Wackym P. A., Ahmed O. H., Hanft S. J., and Kwong K. M., “Frailty as a Predictor of Postoperative Complications Following Skull Base Surgery,” Laryngoscope 131, no. 9 (2021): 1977–1984, 10.1002/lary.29485. [DOI] [PubMed] [Google Scholar]
- 32. Abt N. B., Xie Y., Puram S. V., Richmon J. D., and Varvares M. A., “Frailty Index: Intensive Care Unit Complications in Head and Neck Oncologic Regional and Free Flap Reconstruction,” Head & Neck 39, no. 8 (2017): 1578–1585, 10.1002/hed.24790. [DOI] [PubMed] [Google Scholar]
- 33. Khamar J., McKechnie T., Hatamnejad A., et al., “The Modified Frailty Index Predicts Postoperative Morbidity in Elective Hernia Repair Patients: Analysis of the National Inpatient Sample 2015‐2019,” Hernia 28, no. 2 (2024): 517–526, 10.1007/s10029-023-02944-3. [DOI] [PubMed] [Google Scholar]
- 34. Arya S., Varley P., Youk A., et al., “Recalibration and External Validation of the Risk Analysis Index: A Surgical Frailty Assessment Tool,” Annals of Surgery 272, no. 6 (2020): 996–1005, 10.1097/SLA.0000000000003276. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 35. Mascarella M. A., Muthukrishnan N., Maleki F., et al., “Above and Beyond Age: Prediction of Major Postoperative Adverse Events in Head and Neck Surgery,” Annals of Otology, Rhinology, and Laryngology 131, no. 7 (2022): 697–703, 10.1177/00034894211041222. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 36. Chinta S., Haleem A., Sibala D. R., et al., “Association Between Modified Frailty Index and Postoperative Outcomes of Tracheostomies,” Otolaryngology and Head and Neck Surgery 170, no. 5 (2024): 1307–1313, 10.1002/ohn.667. [DOI] [PubMed] [Google Scholar]
- 37. Nakayama M., Gosho M., Adachi M., et al., “The Geriatric Nutritional Risk Index as a Prognostic Factor in Patients With Advanced Head and Neck Cancer,” Laryngoscope 131, no. 1 (2021): E151–E156, 10.1002/lary.28587. [DOI] [PubMed] [Google Scholar]
- 38. Dicpinigaitis A. J., Khamzina Y., Hall D. E., et al., “Adaptation of the Risk Analysis Index for Frailty Assessment Using Diagnostic Codes,” JAMA Network Open 7, no. 5 (2024): e2413166, 10.1001/jamanetworkopen.2024.13166. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 39. Panayi A. C., Haug V., Kauke‐Navarro M., Foroutanjazi S., Diehm Y. F., and Pomahac B., “The Modified 5‐Item Frailty Index Is a Predictor of Perioperative Risk in Head and Neck Microvascular Reconstruction: An Analysis of 3795 Cases,” American Journal of Otolaryngology 42, no. 6 (2021): 103121, 10.1016/j.amjoto.2021.103121. [DOI] [PubMed] [Google Scholar]
- 40. Dittman J. M., Lavingia K. S., and Larson R. A., “Elevated Risk Analysis Index (RAI) Frailty Scores Are Independently Associated With Adverse Outcomes in Lower Extremity Surgical Revascularizations Similarly Across Genders,” Annals of Vascular Surgery 87 (2022): 47–56, 10.1016/j.avsg.2022.04.004. [DOI] [PubMed] [Google Scholar]
- 41. Wachal B., Johnson M., Burchell A., et al., “Association of Modified Frailty Index Score With Perioperative Risk for Patients Undergoing Total Laryngectomy,” JAMA Otolaryngology. Head & Neck Surgery 143, no. 8 (2017): 818–823, 10.1001/jamaoto.2017.0412. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 42. Gurien L. A., Ra J. H., Crandall M., Kerwin A. J., and Tepas J. J., “Clavien‐Dindo Analysis of NSQIP Data Objectively Measures Patient‐Focused Quality,” American Surgeon 85, no. 8 (2019): 789–793. [PubMed] [Google Scholar]
- 43. Imam T., Konstant‐Hambling R., Flint H., Brooks T. A., Patel N. N., and Conroy S., “The Hospital Frailty Risk Score and Outcomes in Head and Neck Cancer Surgery,” Clinical Otolaryngology 48, no. 4 (2023): 604–612, 10.1111/coa.14051. [DOI] [PubMed] [Google Scholar]
- 44. Adams P., Ghanem T., Stachler R., Hall F., Velanovich V., and Rubinfeld I., “Frailty as a Predictor of Morbidity and Mortality in Inpatient Head and Neck Surgery,” JAMA Otolaryngology. Head & Neck Surgery 139, no. 8 (2013): 783–789, 10.1001/jamaoto.2013.3969. [DOI] [PubMed] [Google Scholar]
- 45. Khera R., Angraal S., Couch T., et al., “Adherence to Methodological Standards in Research Using the National Inpatient Sample,” Journal of the American Medical Association 318, no. 20 (2017): 2011–2018, 10.1001/jama.2017.17653. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 46. Bauer S., Findlay M., Khan M., et al., “Anterior Skull Base Outcomes and Complications: A Propensity Score–Matched Evaluation of Age and Frailty as Measured by mFI‐5 From the ACS‐NSQIP Database,” Indian Journal of Neurosurgery 13, no. 1 (2024): 35–43, 10.1055/s-0043-1770908. [DOI] [Google Scholar]
- 47. Mascarella M. A., Richardson K., Mlynarek A., et al., “Evaluation of a Preoperative Adverse Event Risk Index for Patients Undergoing Head and Neck Cancer Surgery,” JAMA Otolaryngology. Head & Neck Surgery 145, no. 4 (2019): 345–351, 10.1001/jamaoto.2018.4513. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 48. Chakrabarti S., Nair D., Malik A., et al., “Prognostic Factors in Parotid Cancers: Clinicopathological and Treatment Factors Influencing Outcomes,” Indian Journal of Cancer 55, no. 1 (2018): 98–104, 10.4103/ijc.IJC_503_17. [DOI] [PubMed] [Google Scholar]
- 49. Wahlberg P., Anderson H., Biörklund A., Möller T., and Perfekt R., “Carcinoma of the Parotid and Submandibular Glands—A Study of Survival in 2465 Patients,” Oral Oncology 38, no. 7 (2002): 706–713, 10.1016/s1368-8375(02)00007-6. [DOI] [PubMed] [Google Scholar]
- 50. Goshtasbi K., Abiri A., Lehrich B. M., et al., “Association Between Modified Frailty Index and Surgical Outcomes in Intradural Skull Base Surgery,” Journal of Clinical Neuroscience 91 (2021): 255–259, 10.1016/j.jocn.2021.07.027. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 51. Velanovich V., Antoine H., Swartz A., Peters D., and Rubinfeld I., “Accumulating Deficits Model of Frailty and Postoperative Mortality and Morbidity: Its Application to a National Database,” Journal of Surgical Research 183, no. 1 (2013): 104–110, 10.1016/j.jss.2013.01.021. [DOI] [PubMed] [Google Scholar]
- 52. Gill T. M., Baker D. I., Gottschalk M., et al., “A Prehabilitation Program for Physically Frail Community‐Living Older Persons,” Archives of Physical Medicine and Rehabilitation 84, no. 3 (2003): 394–404, 10.1053/apmr.2003.50020. [DOI] [PubMed] [Google Scholar]
- 53. Cameron I. D., Fairhall N., Langron C., et al., “A Multifactorial Interdisciplinary Intervention Reduces Frailty in Older People: Randomized Trial,” BMC Medicine 11 (2013): 65, 10.1186/1741-7015-11-65. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 54. Dicpinigaitis A. J., Kalakoti P., Schmidt M., et al., “Associations of Baseline Frailty Status and Age With Outcomes in Patients Undergoing Vestibular Schwannoma Resection,” JAMA Otolaryngology. Head & Neck Surgery 147, no. 7 (2021): 608–614, 10.1001/jamaoto.2021.0670. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 55. Christensen K., Doblhammer G., Rau R., and Vaupel J. W., “Ageing Populations: The Challenges Ahead,” Lancet 374, no. 9696 (2009): 1196–1208, 10.1016/S0140-6736(09)61460-4. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 56. Ellis F. H., Williamson W. A., and Heatley G. J., “Cancer of the Esophagus and Cardia: Does Age Influence Treatment Selection and Surgical Outcomes?,” Journal of the American College of Surgeons 187, no. 4 (1998): 345–351, 10.1016/s1072-7515(98)00195-1. [DOI] [PubMed] [Google Scholar]
- 57. Magnano M., De Stefani A., Usai A., et al., “Carcinoma of the Larynx in the Elderly: Analysis of Potentially Significant Prognostic Variables,” Aging (Milano) 11, no. 5 (1999): 316–322, 10.1007/BF03339806. [DOI] [PubMed] [Google Scholar]
- 58. Bliss R., Patel N., Guinea A., Reeve T. S., and Delbridge L., “Age Is No Contraindication to Thyroid Surgery,” Age and Ageing 28, no. 4 (1999): 363–366, 10.1093/ageing/28.4.363. [DOI] [PubMed] [Google Scholar]
- 59. Subramaniam S., Aalberg J. J., Soriano R. P., and Divino C. M., “New 5‐Factor Modified Frailty Index Using American College of Surgeons NSQIP Data,” Journal of the American College of Surgeons 226, no. 2 (2018): 173–181.e8, 10.1016/j.jamcollsurg.2017.11.005. [DOI] [PubMed] [Google Scholar]
Associated Data
This section collects any data citations, data availability statements, or supplementary materials included in this article.
Data Availability Statement
The data that support the findings of this study are available from the corresponding author upon reasonable request.
