Abstract
Purpose
This study aimed to develop and evaluate a near-infrared spectroscopy (NIRS) system enhanced by gold nanorods (GNRs) for the detection of prostate cancer using phantom and xenograft mouse models.
Methods
A hybrid ultrasound-NIRS (US-NIRS) system was created with a 785 nm wavelength, integrating eight laser diodes and four detectors with a linear ultrasound probe. Software for processing near-infrared (NIR) signals was developed using an engineering toolkit and an image reconstruction package. Two optical phantoms simulating prostate cancer were constructed using TiO2 for scattering effects and India ink for absorption effects, each containing a cylindrical cavity for GNRs positioned at depths of 1 cm and 2 cm. A xenograft mouse model was prepared by injecting PC-3 cells into the right flank of nude mice. PEGylated GNRs (GNR-PEG) were synthesized. US-NIRS imaging was performed on mice before and after intravenous injection of GNR-PEG.
Results
Ultrasonography revealed solid, vascular tumors without necrosis or hemorrhage. Preinjection NIRS showed higher baseline NIR absorbance in tumors compared to normal tissue (optical depths: 0.26, 1.52, and 0.24 for the 1.5 cm, 1.4 cm, and 0.5 cm tumors, respectively). After GNR-PEG injection, tumor optical depths significantly increased (3.36, 4.39, and 1.69 for the 1.5 cm, 1.4 cm, and 0.5 cm tumors, respectively), peaking around 5 minutes, and subsequently decreasing towards baseline levels by 60 minutes.
Conclusion
A US-NIRS hybrid imaging system enhanced by GNR-PEG demonstrated increased NIR absorption in prostate cancer xenografts. This fusion imaging technique holds potential for future clinical applications in detecting prostate cancer.
Keywords: Prostatic neoplasms, Near-infrared spectroscopy, Ultrasonography, Gold, Xenograft
Graphic Abstract
Introduction
The incidence of prostate cancer has steadily increased since 1975, largely due to screening for asymptomatic disease using the prostate-specific antigen test. However, a concurrent decline in mortality rates has raised concerns regarding overtreatment risks and complications from invasive diagnostic methods [1,2]. Clinically significant prostate cancer is characterized by a Gleason score of 7 or higher (including grade group 3+4), a tumor volume of at least 0.5 cm3, or extraprostatic extension [3,4]. Consequently, active surveillance has emerged as a viable management strategy for patients with low-risk disease, offering an alternative to immediate curative treatment [5,6].
However, a key challenge in active surveillance is the limited sensitivity of transrectal ultrasound (TRUS) for cancer detection. Thus, TRUS-guided systematic random biopsy carries a considerable risk of missing or understaging clinically significant lesions [7,8]. Notably, approximately 25% of cases initially diagnosed on biopsy are upgraded to a higher Gleason score following pathological examination of the entire radical prostatectomy specimen [9,10].
To address these limitations, noninvasive optical techniques such as near-infrared spectroscopy (NIRS) have emerged as promising diagnostic tools. NIRS employs light in the 700-900 nm range. Here, light scattering dominates over absorption, enabling deep tissue penetration to facilitate the measurement of concentrations and distributions of endogenous chromophores. Because prostate cancer exhibits higher microvascular density compared to normal prostate tissue, diagnostic feasibility has already been demonstrated in preclinical phantom and animal studies using multichannel NIRS systems [11-15].
Furthermore, employing gold nanorods (GNRs), which absorb light around 800 nm, as contrast agents may further amplify the near-infrared (NIR) absorption signal associated with tumor neovascularity. In the present study, the authors aimed to develop and evaluate a ultrasound-NIRS (US-NIRS) system enhanced by PEGylated GNRs (GNR-PEG) using an optical phantom and a prostate cancer xenograft mouse model.
Materials and Methods
Compliance with Ethical Standards
The study was conducted with the approval of the Institutional Animal Care and Use Committee of the authors’ institution and conformed to the guidelines of the National Institutes of Health for the care and use of laboratory animals.
Multi-channel US-NIRS Imaging System
The NIRS system employed a continuous-wave method for NIR signal measurement. Eight laser diodes (Thorlabs, Newton, NJ, USA) operating at wavelengths of 785 nm and 830 nm were used as NIR sources, alongside four avalanche photodiodes (APDs; Hamamatsu Photonics, Hamamatsu City, Japan) serving as detectors. Optical fibers with a diameter of 400 μm (FT400-EMT, Thorlabs) were connected to the laser diodes and APDs. To mitigate interference from ambient light, the setup incorporated bandpass filters, root mean square detectors, and low-pass filters for 6 kHz and 25 kHz frequency modulation of light. A microcontroller unit (ATmega128, Atmel, San Jose, CA, USA) collected and transmitted data via serial communication to a personal computer. A graphical user interface for processing incoming signals and displaying relative NIR absorption on a logarithmic scale was designed using LabVIEW (National Instruments, Austin, TX, USA) and NIRFAST (Dartmouth College and University of Birmingham) software packages [16]. Integration of the ultrasound device (Aixplorer, SuperSonic Imagine, Aix-en-Provence, France) probe with the NIRS system facilitated imaging. In the combined NIRS system, the light emitters were evenly spaced 0.3 cm apart and attached to the linear ultrasound probe (Fig. 1). The signal receivers were anchored on the opposite side of the ultrasound probe, 2 cm from the emitters.
Fig. 1. Ultrasound–near-infrared spectroscopy imaging system.
A. The integrated probe comprises eight optical fibers linked to laser diodes (light emitters) and four optical fibers for detectors, positioned on the opposite side of the ultrasound probe. B. Internal components of the near-infrared spectroscopy system are illustrated. Optical fibers are affixed to two avalanche photodiodes (asterisks), which serve as detectors to convert near-infrared signals into electrical signals.
Synthesis of GNR-PEG
GNRs were synthesized using a seed-mediated growth method. A gold seed solution was prepared by combining 0.25 mL of 10 mM HAuCl4 solution with 7.5 mL of 93 mM aqueous cetyltrimethylammonium bromide (CTAB) solution. Sodium borohydride (0.6 mL, 10 mM) was added as a reducing agent. This process yielded individual gold seed nanoparticles coated with CTAB molecules (CTA-AuBr4). Subsequently, a growth solution was prepared by mixing 0.08 mL of 10 mM silver nitrate solution, 0.05 mL of 10 mM HAuCl4 solution, and 9.5 mL of 95 mM CTAB solution, with 55 μL of 100 mM ascorbic acid added as a reducing agent. When the color of the growth solution changed from yellow to colorless, 12 μL of the gold seed solution was introduced, stirred for 10 seconds, and incubated for 24 hours. During incubation, the solution changed from colorless to reddish-brown. Excess CTAB molecules were removed from the GNR solution by centrifugation at 15,000 rpm for 30 minutes, and the product was dispersed in 5 mL of deionized water. For PEGylation of the CTAB-coated GNRs (4.73 mM), 50 mg of mPEG-SH (Mw 5K) was added; this was followed by mixing for 24 hours at room temperature, then centrifuging again at 15,000 rpm for 30 minutes to remove unbound PEG molecules. The resulting product was suspended in 5 mL of deionized water.
The morphology of GNR-PEG was examined using transmission electron microscopy (Fig. 2). The aspect ratio (longitudinal to transverse length) was approximately 3.6. The absorption spectrum of the GNR-PEG solution displayed a maximum absorption peak at 780 nm in the NIR region.
Fig. 2. Schematic illustration of PEGylated gold nanorods (GNRPEG).
A. PEGylation of cetyltrimethylammonium bromide-coated GNRs (GNR-CTAB) was performed by adding mPEG-SH (Mw 5K) and mixing for 24 hours at room temperature. B. Transmission electron microscopic image and absorption spectrum of GNR-PEG solution are presented.
Optical Phantom of Prostate Cancer
To replicate the optical characteristics of a prostate gland, an optical phantom was created using TiO2 to simulate scattering effects and India ink to simulate absorption effects. The optical properties of typical prostate tissue were calibrated using reference values from prior studies, and adjustments were made by incorporating precise amounts of TiO2 and India ink into the phantom (volume, 200 mL; TiO2, 0.252 g; India ink, 0.064 g; μs′ 10/cm, 785 nm; μa 0.2/cm, 785 nm) [17-20]. Cylindrical empty spaces to be filled with GNRs were prepared with depths of 1 cm and 2 cm and a diameter of 1 cm.
Xenograft Model of Prostate Cancer
BALB/c nude mice (Orient Bio Inc., Seongnam, Korea) aged 4-6 weeks were anesthetized with a Zoletil/Rompun mixture administered via intraperitoneal injection. PC-3 prostate cancer cell lines were procured from the Korean Cell Line Bank and cultured in RPMI 1640 medium (Gibco, Invitrogen, Carlsbad, CA, USA) supplemented with 10% fetal bovine serum and 1% antibiotics. The incubator was maintained at 37°C with a humidified atmosphere of 5% CO2. Subcutaneous injections of 5×106 human prostate cancer cells were administered into the mouse flank. In vivo imaging using ultrasonography and NIRS was conducted when the tumors reached a diameter of approximately 1.0 cm. All experiments were performed with the approval of the Association for Assessment and Accreditation of Laboratory Animal Care.
Ultrasonography and NIRS of Optical Phantom and Xenograft Mouse with GNR-PEG
The change in optical depth (ΔOD) resulting from the absorption of the material can be calculated using the formula: ΔOD=ln(Ic/Ie), where Ic represents the intensity of the light detected during the calibration phase and Ie denotes the intensity of the light detected during the enhanced phase with the absorption material, such as GNR-PEG. Ultrasonography and NIRS were performed on an optical phantom containing GNR-PEG at four different concentrations (15 μg, 5 μg, 1.5 μg, and 0.5 μg of Au in 1 mL of solution) at depths of 1 cm and 2 cm (Fig. 3). For in vivo imaging of mouse tumors, ultrasonography and NIRS were conducted under anesthesia. GNR-PEG (15 μg Au in 100 μL solution) were administered via tail-vein injection, and ultrasonography and NIRS imaging were repeated after 5, 40, and 60 minutes (Fig. 4).
Fig. 3. Schematic illustration of the optical phantoms.

Ultrasound–near-infrared spectroscopy (US-NIRS) of the optical phantoms was conducted using PEGylated gold nanorods (GNR-PEG) simulating prostate cancer at depths of 1 cm and 2 cm.
Fig. 4. Ultrasound–near-infrared spectroscopy (US-NIRS) of the xenograft mice.

US-NIRS was performed on the PC-3 tumor (arrowhead) and the opposite flank of xenograft mice, before and after injection of PEGylated gold nanorods.
Results
In Vitro NIRS Imaging of the Phantom with Four Different GNR-PEG Concentrations
The maximal optical depths measured at a depth of 1 cm were 0.64, 1.70, 1.43, and 1.57 at concentrations of 0.5, 1.5, 5.0, and 15 μg/mL, respectively. At a depth of 2 cm, the optical depths at the same concentrations were 0.51, 1.31, 1.51, and 1.21 (Fig. 5).
Fig. 5. Near-infrared spectroscopy results of the optical phantom at four concentrations.
Peak changes in optical depth (ΔOD) and full width at half-maximum (FWHM) are provided. The x-axis spans 2.2 cm. Absorbance increased with rising concentrations of gold nanorods and was more pronounced at a depth of 1 cm compared to 2 cm.
In Vivo US-NIRS Imaging of the Xenograft Mice with PC-3 Tumors
Ultrasound imaging of the mice revealed tumors in the subcutaneous layer (Fig. 6). The tumor diameters were approximately 1.5 cm, 1.4 cm, and 0.5 cm, with depths less than 0.2 cm. The tumors exhibited internal vascularity and homogeneous echotexture without signs of necrosis or hemorrhagic degeneration. These ultrasound characteristics remained consistent after the injection of GNR-PEG.
Fig. 6. In vivo ultrasound–near-infrared spectroscopy (US-NIRS) of xenograft mouse.
A. The US image of the tumors (arrowheads) reveals no hemorrhagic or necrotic components. B. Photographs of PC-3 tumor specimens are shown. C. In vivo NIRS results are presented, including peak optical depth changes (ΔOD) and full width at half-maximum. The x-axis spans 2.2 cm. Tumors were detectable on NIRS even without PEGylated gold nanorods (GNR-PEG). FWHM, full width at half-maximum; N/A, not available. D. The OD of the tumors increased further following administration of GNR-PEG, peaked at 5 minutes postadministration, and returned to pre-administration values at 60 minutes.
Before GNR-PEG injection, NIRS imaging of the tumors was performed. The optical depths of the tumors (1.5 cm, 1.4 cm, and 0.5 cm) were higher—0.30, 1.57, and 0.30, respectively—compared to the opposite side without a tumor.
Five minutes after GNR-PEG injection, repeated NIRS imaging revealed optical depths of 3.36, 4.40, and 2.12 for the respective tumors. At 40 minutes, the optical depth had decreased to 2.15, 3.90, and 1.87, respectively, and at 60 minutes post-injection, it had further decreased to 0.40, 1.88, and 0.30.
Discussion
In a previous study, a hybrid US-NIRS imaging system was developed, enabling simultaneous noninvasive acquisition of anatomical and optical data. In the present research, phantom and xenograft models of prostate cancer demonstrated the effectiveness of GNR-PEG in enhancing tumor absorbance using this hybrid imaging system.
NIR light at wavelengths of 785 and 830 nm can effectively penetrate deep into human tissue, enabling quantification of chromophore concentrations in tumors with increased vascularity or accumulated hemoglobin content. Prior investigations employing NIRS for canine transmissible venereal tumors demonstrated detectable NIR absorption linked to heightened vascularity and hemoglobin content, even without enhancing materials [14,15]. However, absorbance alone may be insufficient for detecting small or low-grade cancers. Additionally, anterior prostate cancers should often be assessed using a transperineal approach, necessitating the detection of cancers situated at a greater distance.
In the phantom study, absorbance increased with higher concentrations of GNRs and was more pronounced at a depth of 1 cm compared to 2 cm. However, the absorbance increase did not exhibit a directly proportional relationship with increasing concentration and decreasing distance, indicating potential efficacy of GNRs even under less favorable conditions.
Ultrasonography in this study did not reveal tumor necrosis or hemorrhage, which could have caused unexpected or exaggerated NIR absorption. Thus, optical contrast prior to GNR-PEG administration was solely influenced by the intrinsic vascularity of the tumor. After the GNR-PEG were administered, the optical depth of the tumors increased further until peaking at 5 minutes post-administration. This phenomenon can be attributed to tumorbound GNRs. PEGylation is known to increase half-life by evading the reticuloendothelial system and increases concentration by promoting accumulation within tumor cells. A similar effect presumably occurred in this study. The subsequent decrease in optical depth at 40 and 60 minutes is likely due to clearance by the reticuloendothelial system.
The xenograft model exhibited a more pronounced increase in optical depth compared to the phantom. Regarding concentration, if all the administered GNRs were collected in the tumor, the intratumoral GNR concentration would be the same or lower than the phantom’s concentration (15 μg, 5 μg, 1.5 μg, and 0.5 μg of Au in 1 mL), thus yielding a maximum concentration of 15 μg. The higher optical depth in the xenograft model could be attributed to the absence of alternative pathways for NIR absorption. The tumor depth (0.2 cm) was shallower than the phantom depths (1 and 2 cm). Additionally, the tumor diameter was larger in the horizontal plane compared to the area of GNRs in the phantom; thus, a larger and nearer tumor could block the NIR course at a wider angle, increasing optical depth. A similar absorption level observed in the smallest tumor (0.5 cm diameter) and the phantom is explained by this same reasoning.
Since minimizing overdiagnosis and overtreatment is essential in modern prostate cancer care, the development goals for US-NIRS should align accordingly. Prostate cancer tissues with high Gleason scores are expected to exhibit more pronounced enhanced permeability effects. Unlike dynamic contrast-enhanced magnetic resonance imaging (MRI), in which high-grade prostate cancer shows high kep values with low-molecular-weight gadolinium agents, macromolecular agents such as GNR-PEG or albumin-bound indocyanine green are expected to exhibit low kep values [21]. The potential advantage of NIRS lies in detecting the resulting high retention within prostate tissues. Conversely, benign lesions or low-risk cancers with minimal enhanced permeability and retention effects would produce significantly weaker NIR absorption [22]. Further research is necessary to confirm this signal difference and to identify the optimal imaging time point to maximize contrast, enabling comparative analyses with dynamic contrast-enhanced MRI.
This experiment had several limitations. Initially, phantoms were assessed using GNRs at depths of 1 cm and 2 cm; however, a similar assessment of tumors at varying depths was not performed. This limitation arose because positioning deep-seated tumors within xenograft mouse models is not feasible, potentially necessitating the use of larger animal models such as rats or canines. Furthermore, a key consideration is the ability to investigate tumors at more distant locations. This is particularly relevant for prostate cancer because, although most cases are found in the posterior region of the prostate, a substantial number develop in the anterior portion, distant from the rectal border. For example, transition zone cancers, often enlarged by benign prostatic hyperplasia, can be situated considerably far from the posterior surface. Therefore, evaluating the efficacy of this GNR-enhanced NIR absorption method for detecting these distant tumors is necessary and may require reconfiguring the placement of the emitters and detectors.
Second, in this study, a linear-shaped ultrasound probe was used, unlike the convex probe typically employed for TRUS. The differing arrangements of emitters and receivers necessary for a convex probe with a shorter width could influence the efficacy of NIRS. Although a linear probe is available for TRUS, its arrangement differs markedly from the probe used in this study. Third, a form of sensitivity bias exists wherein higher absorption is detected when a tumor is closer to the detector than the emitter, due to a wider blocking angle. To overcome this limitation, two-dimensional (2D) NIRS reconstruction is required. A feasible solution is to implement a circular array of NIR sources and detectors encompassing the periphery of the US probe. This arrangement is generally considered ideal for 2D tomography, and given the cylindrical shape of a TRUS probe, its application in future studies is highly promising. A fourth limitation involves potential signal interference. Structures with very high OD, as well as common prostatic conditions such as calcification and inflammation, can adversely affect spatial resolution and signal-to-noise ratio, potentially masking tumor signals. Consequently, the capability of the NIRS system to spatially resolve multiple distinct structures warrants further investigation. Fifth, the current clinical use of GNRs in humans is limited. Indocyanine green, which shares NIR absorption properties with GNRs, is more biocompatible and is already used in clinical practice, making it a potential alternative agent. Lastly, because PEGylation is not an active targeting method for prostate cancer, various complicating factors might exist in individual patients. The recent use of small molecule ligands that bind to the extracellular portion of the prostate-specific membrane antigen, such as PSMA-11, holds promise for the delivery of GNRs or other NIR absorbents [23].
A US-NIRS hybrid imaging system enhanced by GNR-PEG demonstrated increased NIR absorption in tumors in a xenograft mouse model of prostate cancer. This fusion imaging technique shows potential for future clinical applications in the detection of prostate cancer.
Key point
A hybrid ultrasound–near-infrared spectroscopy (US-NIRS) system using PEGylated gold nanorods (GNR-PEG) as a contrast agent was developed to increase near-infrared (NIR) absorbance, improving prostate cancer detection by highlighting tumor neovascularization. Phantom and xenograft mouse model tests confirmed that the US-NIRS system with GNR-PEG significantly enhances tumor NIR absorbance, suggesting clinical applicability for prostate cancer detection.
Footnotes
Author Contributions
Conceptualization: Lee S, Jung DC, Yang J. Data acquisition: Lee S, Jung DC, Kim SS, Yang J, Hong Y. Data analysis or interpretation: Lee S, Jung DC, Hong Y, Koh D. Drafting of the manuscript: Lee S. Critical revision of the manuscript: Lee S, Jung DC, Kim SS, Yang J, Hong Y, Koh D. Approval of the final version of the manuscript: all authors.
Conflict of Interest
Dae Chul Jung serves as Editor for the Ultrasonography, but has no role in the decision to publish this article. All remaining authors have declared no conflicts of interest.
Acknowledgments
This work was supported by the National Research Foundation of Korea (NRF) grant funded by the Korea government (MSIT) (RS-2025-00558877).
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