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. 2026 Feb 2;36(3):102. doi: 10.1007/s12220-026-02342-y

Families of proper holomorphic maps

Barbara Drinovec Drnovšek 1,, Jure Kališnik 1
PMCID: PMC12864255  PMID: 41641095

Abstract

Given a smooth, open, oriented surface X endowed with a family of complex structures {Jb}bB depending continuously on the parameter b in a metrisable space B, we construct a continuous family of proper holomorphic maps Fb:(X,Jb)C2, bB.

Keywords: Riemann surface, Proper holomorphic map

Introduction

Every smooth, open, oriented surface X endowed with an almost complex structure J is a Riemann surface. Therefore, by choosing a continuously varying family of almost complex structures (Jb)bB for some parameter space B, we determine a family of open Riemann surfaces (X,Jb)bB. In 2025, Forstnerič [7] initiated the study of continuous maps F from B×X to Euclidean space, or more generally, to an Oka manifold, such that for each bB the map F(b,·) is holomorphic on the Riemann surface (X,Jb). In this framework, he obtained the Runge and Mergelyan approximation theorems, as well as the Weierstrass interpolation theorem.

Our main result answers in part the question raised by Forstnerič [7, Problem 8.7 (a)] concerning the existence of proper holomorphic maps in this setting:

Theorem 1.1

Let X be a smooth, connected, open, oriented surface, B a metrisable space, and {Jb}bB a continuous family of complex structures on X of class C(k,α) with kZ+,0<α<1. Then there exists a continuous map F:B×XC2 such that for every bB the map F(b,·):(X,Jb)C2 is proper holomorphic.

Precise definitions will be given in the next section. It is classical that for every open Riemann surface there is a proper holomorphic immersion into C2 and a proper holomorphic embedding into C3, see [6, Theorem 2.4.1] and the references therein.

By increasing the dimension of the target Euclidean space by one, we obtain a family of proper holomorphic immersions:

Corollary 1.2

Let X be a smooth, connected, open, oriented surface, B a finite CW complex or a smooth manifold, and {Jb}bB a continuous family of complex structures on X of class C(k,α) with k1,0<α<1. Then there exists a continuous map G:B×XC3 such that for every bB the map G(b,·):(X,Jb)C3 is a proper holomorphic immersion.

Proof

By [7, Corollary 8.3] there exists a continuous function h:B×XC such that h(b,·):(X,Jb)C is a holomorphic immersion for every bB. Let F:B×XC2 be a continuous map such that for every bB the map F(b,·):(X,Jb)C2 is proper holomorphic, provided by Theorem 1.1. Then the map (F,h):B×XC3 is continuous and for every bB the map (F,h)(b,·):(X,Jb)C3 is a proper holomorphic immersion.

We extend to families the result of Forstnerič and Globevnik [8, Theorem 1.4], Alarcón and López [3, Corollary 1.1], and Andrist and Wold [4, Theorem 5.6] on proper harmonic maps from open Riemann surfaces to R2:

Theorem 1.3

Let X be a smooth, connected, open, oriented surface, B a metrisable space, and {Jb}bB a continuous family of complex structures on X of class C(k,α) with kZ+,0<α<1. There exists a continuous map H:B×XR2 such that for every bB the map H(b,·):(X,Jb)R2 is proper harmonic.

The proof relies on the proof of Theorem 1.1 and we postpone it to Section 3.

By Remmert’s proper mapping theorem, the image of an analytic subvariety under a proper holomorphic map is an analytic subvariety. Therefore, the following corollary provides, in particular, a path of complex analytic subvarieties in C2 from the one parametrised by the complex line to the one parametrised by the unit disc.

Corollary 1.4

Let X be a smooth, connected, open, oriented surface. Let J0,J1 be complex structures on X of class C(k,α) with kZ+,0<α<1. There exist a continuous family {Jb}b[0,1] of complex structures on X of class C(k,α) and a continuous map F:[0,1]×XC2 such that for every b[0,1] the map F(b,·):(X,Jb)C2 is proper Jb-holomorphic.

Proof

Each complex structure determines a compatible Riemannian metric on X of the same smoothness class. Convex combinations of these metrics yield a path connecting the two, which in turn induces a corresponding path of almost complex structures on X of the same smoothness class; see, for example [2, Lemma 1.9.1]. Then the conclusion follows from Theorem 1.1.

The main idea in the proof is constructing a convergent sequence of maps on an exhausting sequence of Runge compact sets of X in a way similar to constructions in [1, 3, 5]. In [3], Alarcón and López constructed a proper conformal minimal immersion from any open Riemann surface M into R3 with its image in a wedge, and in [1], Alarcón and Forstnerič obtained a proper holomorphic immersion from any open Riemann surface M into C2 directed by an Oka cone. The main tool in our construction is the Mergelyan approximation theorem for proper families of compact Runge sets recently proven by Forstnerič [7]. When the parameter space B is not compact, one has to deal with nonconstant proper families of compact Runge subsets of X, which are present already in the noncritical case, i.e., when the topology of X is trivial.

Preliminaries

We use the notations N={1,2,3,} and Z+={0,1,2,3,} for the set of natural numbers, respectively the set of nonnegative integers. If K is a compact topological space and f:KC is a continuous function, we denote by fK the supremum norm of f on K.

Throughout the paper, we denote by X a smooth, connected, open, oriented, Hausdorff, second countable surface. We are interested in families of complex structures on X, parametrised by some topological space B as defined in [7]. A complex structure on X is given by a section JΓ(End(TX)) of the bundle of endomorphisms End(TX) of the tangent bundle TX of X that satisfies the condition J2=-Id. We always assume that J induces on X the given orientation of X. Since the tangent bundle TX is trivial, the bundle End(TX) is isomorphic to the trivial bundle X×End(R2). If we choose a trivialisation of End(TX), we can identify sections of End(TX) with functions from X to End(R2). If we furthermore choose a Riemannian metric on X, we can define Banach spaces Γ(k,α)(End(TX)|Ω) of sections of End(TX) of Hölder class C(k,α)(Ω) for any kZ+, 0<α<1 and any relatively compact domain ΩX. A complex structure JΓ(End(TX)) is locally of class C(k,α) if J|ΩΓ(k,α)(End(TX)|Ω) for every relatively compact domain ΩX.

Definition 2.1

Let B be a topological space, kZ+ and 0<α<1. A continuous family of complex structures on X of class C(k,α), parametrised by B, is a family of complex structures J={Jb}bB on X, which are locally of class C(k,α), such that for every relatively compact domain ΩX the map bJb|ΩΓ(k,α)(End(TX)|Ω) is continuous.

A continuous family J=(Jb)bB of complex structures on X furnishes us with a Riemann surface (X,Jb) for every bB. A function f:XC is Jb-holomorphic if it is holomorphic with respect to the complex structure Jb on X and the standard complex structure on C.

Let B be a topological space and let A be a subset of B×X. For every bB we denote

Ab={xX:(b,x)A}.

If f:AC is a function and bB, we denote by fb:AbC the function, given by

fb(x)=f(b,x)

for xAb. We are interested in continuous families of holomorphic functions.

Definition 2.2

Let B be a topological space, kZ+, 0<α<1 and let J=(Jb)bB be a continuous family of complex structures on X of class C(k,α), parametrised by B.

(1) Let UB×X be an open subset. A continuous function f:UC is J-holomorphic, if the function fb:UbC is Jb-holomorphic for every bB. The vector space of all J-holomorphic functions on U is denoted by OJ(U). We similarly define a J-holomorphic map f:UM, where M is a complex manifold.

(2) Now let ZB×X be a closed subset. A continuous function f:ZC is J-holomorphic if there exist an open set UB×X, containing Z, and f~OJ(U) such that f~|Z=f. The vector space of all J-holomorphic functions on Z is denoted by OJ(Z). The vector space of all continuous functions f:ZC, for which the function fb:Int(Zb)C is Jb-holomorphic for every bB, is denoted by AJ(Z).

For our construction, we need to consider continuous functions on proper families of compact subsets of X, which we recall below.

Definition 2.3

Let B be a topological space and let π:B×XB be the projection onto the first factor. A family of compact subsets of X, parametrised by B, is given by a closed subset KB×X, for which Kb is a compact subset of X for every bB (note that Kb may be empty). A family of compact subsets K is proper if the map π|K:KB is proper, it is wide if Kb is non-empty for every bB, and it is called Runge if Kb is Runge for every bB.

Recall that a continuous map between topological spaces is proper if the preimage of every compact subset is compact, and that a compact subset KX is Runge if the complement X\K has no relatively compact connected components. A Runge compact set K is holomorphically convex in every complex structure on X.

As noted in [7], we have the following characterization of proper families of compact subsets:

Proposition 2.4

Let B be a Hausdorff topological space and let KB×X be a closed subset. Then K is a proper family of compact subsets of X if and only if the following two conditions hold:

(1) For every bB the fiber Kb is compact,

(2) For every b0B and every open subset UX containing Kb0 there is a neighbourhood B0 of b0 in B such that KbU for every bB0.

Let us now take a look at some examples.

Example 2.5

(1) For every compact subset K0X we have the constant family K=B×K0 of compact subsets of X for which Kb=K0 for every bB. More generally, let KB×X be a closed subset for which π|K:KB is a fiber bundle with a compact fiber. Then K is a proper family of compact subsets of X.

(2) A proper family of compact subsets of X need not have all fibers homeomorphic. As an example, consider the case when B=R, X=C=R2 and denote by D¯C the closed unit disk. The set

K=(-,0]×D¯[0,)×{0}

is then a proper family of compact subsets of X. On the other hand, let us define the set

K~=(-,0]×{0}(x,1x)|x(0,).

The set K~ defines a family of compact subsets of X which is not a proper family.

To show that a given set is a proper family of compact subsets of X we easily obtain the following useful criteria.

Proposition 2.6

Let B be a topological space.

  1. Let KB×X be a proper family of compact subsets of X and let K be a closed subset of K. Then K is a proper family of compact subsets of X as well.

  2. Let K1,K2B×X be proper families of compact subsets of X. Then K1K2 is a proper family of compact subsets as well.

Let KB×X be a wide, proper family of compact subsets of X and let η:K(0,) be a positive continuous function. Since Kb is non-empty for every bB, there exists the minimum

min(η)(b)=min{η(b,x):xKb}>0.

We thus obtain a function min(η):B(0,), which is continuous if K is a constant or a locally trivial family. In general, however, the function min(η) is only lower semicontinuous, but we can always find a continuous minorant m(η):B(0,) of min(η):

Proposition 2.7

Let B be a metrisable space, KB×X a wide, proper family of compact subsets of X and let η:K(0,) be a continuous function.

  1. The function min(η):B(0,) is lower semicontinuous.

  2. There exists a continuous function m(η):B(0,), such that m(η)(b)<min(η)(b) holds for every bB. If B is a smooth manifold, we can in addition ensure that the function m is smooth.

Proof

(a) Let ϵ>0 and b0B. We have to prove that there exists an open neighbourhood Ub0 of b0 in B such that min(η)(b)>min(η)(b0)-ϵ for every bUb0. Suppose, on the contrary, that such a neighbourhood does not exist for some b0. Then there exists a sequence (bn,xn) of points in K such that η(bn,xn)min(η)(b0)-ϵ for every nN and limnbn=b0. The set L={bn|nZ+} is a compact subset of B, hence (π|K)-1(L) is a compact subset of K. We may therefore assume, that the sequence (bn,xn) is convergent with limit (b0,x0)K. But then we have

min(η)(b0)η(b0,x0)min(η)(b0)-ϵ,

which leads us to a contradiction.

(b) We have shown that for every b0B we can find a neighbourhood Ub0 of b0 in B and a number ϵb0>0 such that ϵb0<min(η)(b) for every bUb0. Since B is paracompact, we can find a subset BB and for every bB an open subset VbUb such that {Vb}bB is a locally finite open cover of B. Choose a continuous partition of unity {ρb}bB, subordinated to the cover {Vb}bB. The function m(η):B(0,), defined by

m(η)=bBϵbρb

is then continuous and satisfies 0<m(η)(b)<min(η)(b) for every bB.

Classical versions of Runge and Mergelyan approximation theorems show us that we can approximate a holomorphic function on a Runge compact set K arbitrarily closely on K with global holomorphic functions on X. In the construction of families of proper holomorphic maps, we use the following Mergelyan theorem for proper families of compact Runge sets (see Corollary 5.2 and Remark 5.7 in [7]).

Theorem 2.8

(Mergelyan theorem for proper families of Runge compacts) Let B be a paracompact Hausdorff space, kZ+, 0<α<1 and let J={Jb}bB be a continuous family of complex structures on X of class C(k,α), parametrised by B. Let KB×X be a proper family of Runge compacts in X and let ϵ:B(0,) be a continuous function. Then for every fAJ(K) there exists a function FOJ(B×X) such that Fb-fbKb<ϵ(b) for every bB.

In our construction, we need the following combination of the Mergelyan theorem and Proposition 2.7.

Proposition 2.9

Let B be a metrisable space, kZ+, 0<α<1 and let J={Jb}bB be a continuous family of complex structures on X of class C(k,α), parametrised by B. Let nN and let K1,K2,,KnB×X be wide, proper families of compact subsets of X such that their union is contained in a proper family K of Runge compacts in X. Suppose fAJ(K) is a function that satisfies conditions f>Ci on Ki for some positive constants Ci for 1in. Then for every continuous function ϵ:B(0,) there exists a function FOJ(B×X) such that F>Ci on Ki for 1in and Fb-fbKb<ϵ(b) for every bB.

Proof

For 1in the function f-Ci is continuous and positive on Ki. By Proposition 2.7, there exist continuous functions δi:B(0,) such that for every (b,x)Ki we have f(b,x)-δi(b)>Ci. Now define a continuous function δ=min{δ1,δ2,,δn,ϵ}:B(0,). From Mergelyan’s theorem, it follows that there exists a function FOJ(B×X) such that Fb-fbKb<δ(b) for every bB. This function F satisfies the conditions.

Construction of families of proper holomorphic maps

We first recall how we can reduce the construction of a family of proper holomorphic maps to the construction of a converging sequence on an exhausting family of compact sets in X.

Proposition 3.1

Let B be a topological space, kZ+, 0<α<1 and let J={Jb}bB be a continuous family of complex structures on X of class C(k,α), parametrised by B. Let =K0K1K2K3 be an exhaustion of X by compact sets such that KnIntKn+1 for every nN. Suppose that for every nZ+ we have functions Fn,1,Fn,2AJ(B×Kn), such that for every nN it holds:

(a)n

|Fn,i(b,x)-Fn-1,i(b,x)|<12n-1 for every (b,x)B×Kn-1 and i=1,2,

(b)n

max{Fn,1(b,x),Fn,2(b,x)}>n-1 for every (b,x)B×(Kn\IntKn-1).

Then there exist functions F1,F2OJ(B×X) such that F=(F1,F2):B×XC2 is a continuous J-holomorphic map, for which Fb:XC2 is a proper map for every bB.

Proof

It follows from the condition (a)n that the sequences (Fn,1)nN and (Fn,2)nN converge uniformly on the sets of the form B×K, where KX is a compact subset. For the limit functions F1=limnFn,1 and F2=limnFn,2, we have that F1,F2OJ(B×X).

For n>1 and i=1,2 it then follows from (a)n that

|Fi(b,x)-Fn,i(b,x)|<12n+12n+1+=12n-1<1for(b,x)B×Kn

and further from (b)n that

max{F1(b,x),F2(b,x)}>n-2for(b,x)B×(Kn\IntKn-1),

which implies that Fb:XC2 is a proper map for every bB.

We now consider the case X=R2, where the topology is trivial:

Theorem 3.2

Let B be a metrisable topological space, kZ+, 0<α<1 and let J={Jb}bB be a continuous family of complex structures on R2 of class C(k,α), parametrised by B. Then there exists a J-holomorphic map F:B×R2C2 for which Fb:R2C2 is a proper map for every bB.

To prove Theorem 3.2 we first introduce some notations, where we identify R2 and C for convenience. We choose the exhaustion of C by closed disks

Kn=nD¯={zC:|z|n}

for nN, and denote by

An=Kn\IntKn-1

the closed annulus in C between circles of radii n-1 and n. Also let K0=.

Definition 3.3

(1) Let nN and suppose we have kN angles 0ϕ1<<ϕk<2π. We then define the following subsets of C:

γ(n,{ϕ1,,ϕk})={reiϕ:r[n,n+1],ϕ{ϕ1,,ϕk}},p(n,{ϕ1,,ϕk})={neiϕ:ϕ{ϕ1,,ϕk}}.

The set γ(n,{ϕ1,,ϕk}) is the union of radial line segments at angles in {ϕ1,,ϕk}, while their inner endpoints form the set p(n,{ϕ1,,ϕk}).

(2) Let nN and suppose ϕ1,ϕ2[0,2π] are such that 0<ϕ2-ϕ1<2π. We then define:

D(n,ϕ1,ϕ2)={reiϕ:r[n,n+1],ϕ[ϕ1,ϕ2]},α(n,ϕ1,ϕ2)={neiϕ:ϕ[ϕ1,ϕ2]}.

The set D(n,ϕ1,ϕ2)C is the part of the annulus An which lies between angles ϕ1 and ϕ2. Its inner boundary arc is denoted by α(n,ϕ1,ϕ2).

(3) Let nN, let ϕ1,ϕ2[0,2π] be such that 0<ϕ2-ϕ1<2π and suppose that 0<δ<13min{1,ϕ2-ϕ1}. We then define:

L(n,δ,ϕ1,ϕ2)={reiϕ:r[n+δ,n+1],ϕ[ϕ1+δ,ϕ2-δ]},W(n,δ,ϕ1,ϕ2)=D(n,ϕ1,ϕ2)\L(n,δ,ϕ1,ϕ2)¯.

The set W(n,δ,ϕ1,ϕ2) is the closed δ-neighbourhood of γ(n,{ϕ1,ϕ2})α(n,ϕ1,ϕ2) in D(n,ϕ1,ϕ2).

(4) Let n,kN and suppose 0=ϕ1<ϕ2<<ϕk<2π. Furthermore, let 0<δ<13min{1,ϕ2-ϕ1,ϕ3-ϕ2,,ϕk-ϕk-1,2π-ϕk}. We then define:

W(n,δ,{ϕ1,ϕ2,,ϕk})=W(n,δ,ϕ1,ϕ2)W(n,δ,ϕk-1,ϕk)W(n,δ,ϕk,2π),L(n,δ,{ϕ1,ϕ2,,ϕk})=L(n,δ,ϕ1,ϕ2)L(n,δ,ϕk-1,ϕk)L(n,δ,ϕk,2π).

(5) Let nN and suppose 0=ϕ1<ϕ2<<ϕk<2π, where k is an even number. We then define:

Dodd(n,{ϕ1,ϕ2,,ϕk})=D(n,ϕ1,ϕ2)D(n,ϕ3,ϕ4)D(n,ϕk-1,ϕk),Deven(n,{ϕ1,ϕ2,,ϕk})=D(n,ϕ2,ϕ3)D(n,ϕ4,ϕ5)D(n,ϕk,2π).

In a similar fashion we define the sets αodd, αeven, Lodd, Leven, Wodd and Weven.

All of the above sets are compact subsets of C as shown in Figure 1.

Fig. 1.

Fig. 1

Pictures of sets from Definition 3.3

Next we extend the above definitions to the setting of B×C, where B is a topological space. If ϕi:B[0,2π] and δ:B(0,13) are continuous functions that satisfy the conditions (1)-(5) in Definition 3.3 pointwise, we can define families of compact subsets of C whose fibres are the corresponding sets. We denote such a family by adding a subscript B. For example, if nN and ϕ1,ϕ2:B[0,2π] are continuous functions such that 0<ϕ2(b)-ϕ1(b)<2π for every bB, then DB(n,ϕ1,ϕ2) is a subset of B×C, which is implicitly defined by

(DB(n,ϕ1,ϕ2))b=D(n,ϕ1(b),ϕ2(b))C

for every bB.

Proposition 3.4

Let B be a topological space. The sets γB,pB,DB,αB,LB and WB are all proper families of compact subsets of C. The same is true for their odd and even versions.

Proof

All these sets are subsets of the constant family B×Kn+1, so by Proposition 2.6 it suffices to prove they are closed subsets. This follows from the fact that their complements in B×C are open since the functions ϕi and δ are continuous.

To be able to use the Mergelyan theorem to construct the sequence of functions from Proposition 3.1, we need the following result.

Proposition 3.5

Let B be a metrisable topological space, nN and let ϕ1,ϕ2:B[0,2π] be continuous functions such that 0<ϕ2(b)-ϕ1(b)<2π for every bB. Suppose f:DB(n,ϕ1,ϕ2)C is a continuous function such that:

  1. f>n on γB(n,{ϕ1,ϕ2})αB(n,ϕ1,ϕ2),

  2. f>n+1 on pB(n+1,{ϕ1,ϕ2}).

Then there exists a continuous function δ:B(0,13), satisfying δ<13min{1,ϕ2-ϕ1} and such that:

  1. f>n on WB(n,δ,ϕ1,ϕ2),

  2. f>n+1 on αB(n+1,ϕ1,ϕ1+δ)αB(n+1,ϕ2-δ,ϕ2).

Proof

Let us define

K={(b,x)DB(n,ϕ1,ϕ2):f(b,x)n}{(b,x)αB(n+1,ϕ1,ϕ2):f(b,x)n+1)}.

The set K is a closed subset of the proper family of compact subsets DB(n,ϕ1,ϕ2), hence K is a proper family as well. Since K may have empty fibers, we enlarge it to a proper family of compact subsets

K=KpB(n+1,{12(ϕ1+ϕ2)}),

for which Kb for every bB. Then K is a wide, proper family of compact subsets of C which is disjoint from γB(n,{ϕ1,ϕ2})αB(n,ϕ1,ϕ2).

For any (b,x)K we can write x in the form x=reiϕ for unique r(n,n+1] and ϕ(ϕ1(b),ϕ2(b)). The functions ϕ2-ϕ, ϕ-ϕ1 and r-n are continuous and positive on K. By Proposition 2.7, we can find a function δ:B(0,) such that for every (b,reiϕ)K we have:

r(n+δ(b),n+1],ϕ(ϕ1(b)+δ(b),ϕ2(b)-δ(b)).

If needed, we can make δ smaller, so that δ<13min{1,ϕ2-ϕ1}. We then have f>n on WB(n,δ,ϕ1,ϕ2) and f>n+1 on αB(n+1,ϕ1,ϕ1+δ)αB(n+1,ϕ2-δ,ϕ2).

Proof of Theorem 3.2

Let ln=3n-1 for nN. According to Proposition 3.1, it suffices to construct a sequence of functions Fn,1,Fn,2AJ(B×Kn) that for every nN satisfy the conditions:

(a)n

|Fn,i(b,x)-Fn-1,i(b,x)|<12n-1 for every (b,x)B×Kn-1 and i=1,2,

(b)n

max{Fn,1(b,x),Fn,2(b,x)}>n-1 for every (b,x)B×An.

We construct such a sequence inductively, together with the sequence of continuous families of angles: These angles are defined by continuous functions ϕn,j:B[0,2π] for j{1,,2ln+1}, which satisfy for every nN the following conditions:

(c)n

0=ϕn,1(b)<ϕn,2(b)<<ϕn,2ln(b)<2π=ϕn,2ln+1(b) for every bB,

(d)n

Fn,1>n on (αodd)B(n,{ϕn,1,ϕn,2,,ϕn,2ln}), Fn,2>n on (αeven)B(n,{ϕn,1,ϕn,2,,ϕn,2ln}).

To start with the induction, we define constant functions ϕ1,1,ϕ1,2,ϕ1,3:B[0,2π] by

ϕ1,1=0,ϕ1,2=π,ϕ1,3=2π

and choose any functions F0,1,F0,2AJ(B×K0) and F1,1,F1,2AJ(B×K1) that satisfy the conditions (a)1, (b)1 and (d)1. (For example, we could just choose appropriate constant functions F0,1, F0,2, F1,1 and F1,2.)

Suppose that for some nN we have functions Fm,1,Fm,2AJ(B×Km) and ϕm,j:B[0,2π] for j{1,2,,2lm+1} which satisfy conditions (a)m, (b)m, (c)m and (d)m for m{1,2,,n}. In the induction step, we construct continuous functions

ϕn+1,1,ϕn+1,2,,ϕn+1,2ln+1+1:B[0,2π],

that satisfy

0=ϕn+1,1<ϕn+1,2<<ϕn+1,2ln+1<2π=ϕn+1,2ln+1+1

and functions Fn+1,1,Fn+1,2AJ(B×Kn+1) that satisfy (a)n+1, (b)n+1 and (d)n+1. Before we turn to details let us quickly describe the main idea of the induction step. We need to construct functions Fn+1,1,Fn+1,2AJ(B×Kn+1) for which max{Fn+1,1,Fn+1,2}>n on B×An+1. To do that, we split the inductive step into three parts. In the first part, we use Mergelyan’s theorem to construct functions F~n,1,F~n,2OJ(B×R2) which satisfy max{F~n,1,F~n,2}>n on the subset γB(n,{ϕn,1,ϕn,2,,ϕn,2ln}) of B×An+1. Next we use Proposition 3.5 to show that there exists a continuous function δ:B(0,13) such that max{F~n,1,F~n,2}>n on the subset WB(n,{ϕn,1,ϕn,2,,ϕn,2ln}) of B×An+1. In the third part, we use the idea from the proofs in [1, 3] to obtain functions Fn+1,1,Fn+1,2AJ(B×Kn+1) for which max{Fn+1,1,Fn+1,2}>n on B×An+1.

Let us now describe the details. First we construct functions F~n,1,F~n,2OJ(B×R2) that satisfy:

(a1)n+1

|F~n,i(b,x)-Fn,i(b,x)|<12n+1 for (b,x)B×Kn and i=1,2,

(b1)n+1

F~n,1>n on γB(n,{ϕn,1,,ϕn,2ln})(αodd)B(n,{ϕn,1,,ϕn,2ln}), F~n,2>n on γB(n,{ϕn,1,,ϕn,2ln})(αeven)B(n,{ϕn,1,,ϕn,2ln}),

(d1)n+1

F~n,i>n+1 on pB(n+1,{ϕn,1,,ϕn,2ln}) for i=1,2.

To do that we first continuously extend the functions Fn,1,Fn,2 from the set B×Kn to the set (B×Kn)γB(n,{ϕn,1,,ϕn,2ln}) so that Fn,i>n on γB(n,{ϕn,1,,ϕn,2ln}) and Fn,i>n+1 on pB(n+1,{ϕn,1,,ϕn,2ln}) for i=1,2. Now note that Fn,1>n on the proper family γB(n,{ϕn,1,,ϕn,2ln})(αodd)B(n,{ϕn,1,,ϕn,2ln}) and that Fn,1>n+1 on the proper family pB(n+1,{ϕn,1,,ϕn,2ln}) of compact subsets of R2. The union of these two proper families is contained in the proper family (B×Kn)γB(n,{ϕn,1,,ϕn,2ln}) of Runge compacts in R2, so by Proposition 2.9 we can find a function F~n,1OJ(B×R2) that satisfies (a1)n+1, (b1)n+1 and (d1)n+1. In a similar fashion we also obtain a function F~n,2OJ(B×R2) which approximates the function Fn,2.

We now proceed to the second part of the induction step. Consider the function F~n,1 on the proper family (Dodd)B(n,{ϕn,1,,ϕn,2ln}) of compact subsets of R2. From Proposition 3.5 it follows that there exists a continuous function δ1:B(0,13) such that:

·

F~n,1>n on (Wodd)B(n,δ1,{ϕn,1,,ϕn,2ln}),

·

F~n,1>n+1 on k=1lnαB(n+1,ϕn,2k-1,ϕn,2k-1+δ1)αB(n+1, ϕn,2k-δ1,ϕn,2k).

In the sequel, we repeat this argument for the function F~n,2 on the (Deven)B(n,{ϕn,1,, ϕn,2ln}) to obtain a function δ2:B(0,13) such that F~n,2 satisfies conditions:

·

F~n,2>n on (Weven)B(n,δ2,{ϕn,1,,ϕn,2ln}),

·

F~n,2>n+1 on k=1lnαB(n+1,ϕn,2k,ϕn,2k+δ2)αB(n+1,ϕn,2k+1 -δ2,ϕn,2k+1).

Let δ=min{δ1,δ2} and define functions ϕn+1,1,ϕn+1,2,,ϕn+1,2ln+1+1:B[0,2π] by:

ϕn+1,3k+1=ϕn,k+1,ϕn+1,3k+2=ϕn,k+1+δ,ϕn+1,3k+3=ϕn,k+2-δ

for k{0,1,,2ln-1} and ϕn+1,2ln+1+1=2π. Observe that these functions satisfy the condition (c)n+1 while functions F~n,1,F~n,2 satisfy the conditions:

(a2)n+1

|F~n,i(b,x)-Fn,i(b,x)|<12n+1 for all (b,x)B×Kn and i=1,2,

(b2)n+1

max{F~n,1(b,x),F~n,2(b,x)}>n for all (b,x)WB(n,δ,{ϕn,1,ϕn,2,, ϕn,2ln}),

(d2)n+1

F~n,1>n+1 on k=1lnαB(n+1,ϕn,2k-1,ϕn,2k-1+δ)αB(n+1,ϕn,2k -δ,ϕn,2k), F~n,2>n+1 on k=1lnαB(n+1,ϕn,2k,ϕn,2k+δ)αB(n+1,ϕn,2k+1 -δ,ϕn,2k+1).

In the third part of the induction step, we correct the functions F~n,1,F~n,2 so that we obtain the condition (b)n+1 on the set LB(n,δ,{ϕn,1,,ϕn,2ln}) as well as the condition (d)n+1 on the remaining arcs. Let us define a proper family of Runge compacts by

(Aodd)n=(B×Kn)(Dodd)B(n,{ϕn,1,,ϕn,2ln})(Leven)B(n,δ,{ϕn,1,,ϕn,2ln}),

see the left part of Figure 2, and define the function F¯n,1AJ((Aodd)n) by

F¯n,1(b,x)=F~n,1;(b,x)(B×Kn)(Dodd)B(n,{ϕn,1,,ϕn,2ln}),n+2;(b,x)(Leven)B(n,δ,{ϕn,1,,ϕn,2ln}).

Fig. 2.

Fig. 2

Regions in the inductive step in the case n=2

Function F¯n,1 satisfies conditions:

·

|F¯n,1(b,x)-Fn,1(b,x)|<12n+1 for (b,x)B×Kn,

·

F¯n,1>n on (Wodd)B(n,δ,{ϕn,1,,ϕn,2ln})(Leven)B(n,δ,{ϕn,1,,ϕn,2ln}),

·

F¯n,1>n+1 on (αodd)B(n+1,{ϕn+1,1,,ϕn+1,2ln+1}).

By applying Proposition 2.9 to the function F¯n,1 with precision at least 12n+1 we obtain a function Fn+1,1OJ(B×R2) that satisfies:

(a3,1)n+1

|Fn+1,1(b,x)-Fn,1(b,x)|<12n for (b,x)B×Kn,

(b3,1)n+1

Fn+1,1>n on (Wodd)B(n,δ,{ϕn,1,,ϕn,2ln})(Leven)B (n,δ,{ϕn,1,,ϕn,2ln}),

(d3,1)n+1

Fn+1,1>n+1 on (αodd)B(n+1,{ϕn+1,1,,ϕn+1,2ln+1}).

Similarly we obtain a function Fn+1,2OJ(B×R2) which satisfies conditions:

(a3,2)n+1

|Fn+1,2(b,x)-Fn,2(b,x)|<12n for (b,x)B×Kn,

(b3,2)n+1

Fn+1,2>n on (Weven)B(n,δ,{ϕn,1,,ϕn,2ln})(Lodd)B (n,δ,{ϕn,1,,ϕn,2ln}),

(d3,2)n+1

Fn+1,2>n+1 on (αeven)B(n+1,{ϕn+1,1,,ϕn+1,2ln+1}).

The areas in B×An+1 where Fn+1,1>n respectively Fn+1,2>n are shown in the right part of Figure 2. Condition (a)n+1 now follows from conditions (a3,1)n+1 and (a3,2)n+1, condition (b)n+1 follows from conditions (b3,1)n+1 and (b3,2)n+1 while condition (d)n+1 follows from conditions (d3,1)n+1 and (d3,2)n+1. The proof is concluded by applying Proposition 3.1.

Proof of Theorem 1.1

Let K0=. Choose a point b0B, and a strongly Jb0-subharmonic Morse exhaustion function τ:X(0,). By a small perturbation, we may assume that there is exactly one critical point at every critical level set. Choose an increasing sequence (cn)nN of regular values of τ converging to such that the interval (cn,cn+1) contains at most one critical value of τ. Then Kn={xX:τ(x)cn} is a smoothly bounded compact Runge set, and we may assume that c1 is chosen so large that K1 is nonempty and so small that it is simply connected. Then bKn is a union of finitely many, say kn, smooth closed Jordan curves. If τ has no critical values in (cn,cn+1), then Kn+1\IntKn is a union of kn annular regions, and we call this the noncritical case. In this case, there is no change in the topology, and the construction is similar to the construction in the proof of Theorem 3.2. We will explain the details below. In the critical case, τ has exactly one critical point in Kn+1\IntKn of index 0 or 1.

If its index is 0, then it is a minimum of τ and a new simply connected component appears. If its index is 1, then there is a compact Jordan arc γnIntKn+1\IntKn transversally attached with both endpoints to Kn, and otherwise disjoint from Kn, such that Knγn is a Runge set and a strong deformation retract of Kn+1. We need to distinguish two cases: either the endpoints of the arc γn lie on the same component of bKn or the arc connects two different components of bKn. We choose two distinct points, denoted by pnj and qnj on each boundary component of bKn (j=1,,kn) such that the endpoints of the arc γn are pnj and qnl for some j,l{1,,kn}. The map F is constructed inductively and at the critical case, we need to continuously extend the maps Fn,1,Fn,2:B×bγn{zC:z>n} to maps Fn,1,Fn,2:B×γn{zC:z>n}. This is possible since the set {zC:z>n} is contractible. Moreover, we will also obtain a continuously varying family of points on each boundary component of Kn, which corresponds to the continuous family of angles in the proof of Theorem 3.2, and the points pnj and qnj will correspond to the constant angles with the different parity: for this reason, we choose for each n and for each j{1,kn} a continuous map φnj from [0,2π] to the j-th component of bKn which induces a homeomorphism from the quotient [0,2π]/(02π) to the j-th component of bKn, inducing the given orientation. Furthermore, we may achieve that φnj(0)=φnj(2π)=pnj and φnj(π)=qnj.

We inductively construct functions Fn,1,Fn,2AJ(B×Kn), nN{0}, positive integers lnj, j{1,,kn},nN, continuous functions ϕn,mj:B[0,2π], m{1,,2lnj+1},j{1,,kn},nN, that satisfy the following conditions for every nN:

(a)n

|Fn,i(b,x)-Fn-1,i(b,x)|<12n-1 for (b,x)B×Kn-1 and i=1,2,

(b)n

max{Fn,1(b,x),Fn,2(b,x)}>n-1 for every (b,x)B×(Kn\IntKn-1),

(c)n

0=ϕn,1j(b)<ϕn,2j(b)<<ϕn,2lnjj(b)<2π=ϕn,2lnj+1j(b) for each bB and j{1,,kn}; for each j{1,,kn} there is mnj{1,,lnj} such that ϕn,2mnjjπ,

(d)n

Fn,1(b,x)>n for xφnj([ϕn,2m-1j(b),ϕn,2mj(b)]) and Fn,2(b,x)>n for xφnj([ϕn,2mj(b),ϕn,2m+1j(b)]) for each m{1,,lnj}, and j{1,,kn}.

Once we complete the construction, the proof is complete due to Proposition 3.1.

To start the induction take F0,1=F0,2=F1,1=F1,2=2, l1j=1, m1j=1 for j{1,,k1}, which satisfy (a)1-(d)1.

Assume we have already constructed Fi,1,Fi,2, lij, mij, ϕi,mj, m{1,,2lij+1}, j{1,,ki}, i{1,n}, that satisfy (a)i-(d)i for all i{1,n}. We construct the functions Fn+1,1,Fn+1,2 by dividing each component of the set Kn+1\IntKn into two unions of simply connected regions that play the roles of (Dodd)B and (Deven)B in the proof of Theorem 3.2.

In the noncritical case, the set Kn+1\IntKn is homeomorphic to a disjoint union of kn=kn+1 annular components which we denote by Anj for j=1,2,,kn. Suppose that the boundary components of Anj are parametrised by φninner and φn+1outer. We may choose a diffeomorphism ψnj:{zC:1|z|2}Anj such that ψnj(eit)=φninner(t) and ψnj(2eit)=φn+1outer(t) for t[0,2π). Denote by γnj the arc ψnj([1,2]) and by γnj the arc ψnj([-2,-1]). By the property (d)n we can continuously extend the maps Fn,1,Fn,2 from B×Kn to maps from B×(Knγnjγnj) so that the image of B×(γnjγnj) lies in {zC:z>n} and the image of B×{pn+1j} and of B×{qn+1j} lies in {zC:z>n+1}. Then we proceed as in the proof of Theorem 3.2 to obtain functions Fn+1,1,Fn+1,2AJ(B×Kn+1), integers ln+1j, mn+1j, and functions ϕn+1,ij (i{1,,2ln+1j+1}, j{1,,kn+1}) satisfying properties (a)n+1-(d)n+1.

In the critical case, we only need to consider critical points with the index 1, since we can treat the new appearing component in the case of critical points with index 0 in the same way as at the start of the inductive construction. Thus, we first consider the situation in which the arc γn connects two different components of bKn. Then the number of components of bKn+1 is one less than the number of components of bKn. By rearranging the notation, we may assume that γn connects pnkn-1 and qnn. The set Kn+1\IntKn is a union of a two-connected domain Dn in X, and perhaps a finite number of annuli, where the arc γnDn connects two components of the complement of Dn in X. In the annular regions of Kn+1\IntKn we proceed as in the noncritical case, thus we provide the details only for the construction corresponding the domain Dn. Since the domain Dn is two-connected, we first explain how we choose continuous family of arcs connecting the boundary of bKn and bKn+1, corresponding to the arcs γ(n,{ϕ1,,ϕk}) in the proof of Theorem 3.2. We can choose pairwise disjoint smooth arcs γnp and γnq in Kn+1\(IntKnγn) which intersect bKn and bKn+1 transversally at their endpoints such that the endpoints of γnp are pnn and pn+1n+1, and the endpoints of γnq are qnkn-1 and qn+1n+1, see the left part of Figure 3.

Fig. 3.

Fig. 3

Critical case 1

Then the domain Dn is the union of two closed simply connected domains Dn+ and Dn- with the arcs γn, γnp and γnq as their common boundary. There is a diffeomorphism Ψn+ from Dn+ to the convex hull C of points (2,0),(2,1),(1,2),(-1,2),(-2,1), (-2,0) in R2 that maps qn+1n+1 to (-2,0), qnkn-1 to (-2,1), pnkn-1 to (-1,2), qnn to (1, 2), pnn to (2, 1), and pn+1n+1 to (2, 0) (and similarly for Dn-). The vertical segments in C provide arcs in Dn+. More precisely, for any ϕ(0,π) the points φnn-1(ϕ), φnn(ϕ) from bKn are mapped to points (x,y), (x,y) for some x(-2,-1), x(1,2) and y,y>0 on the beveled edges of C. Then segments from (x,y) to (x,0) and (x,y) to (x,0) mapped back to Dn+ by (Ψn+)-1 give the required arcs. This construction gives a Runge family, and the proof is reduced to the proof in the noncritical case: First we extend the maps Fn,1,Fn,2 continuously to maps from B×(Knγnγnpγnq) such that the image of B×(γnγnpγnq) lies in {zC:z>n}, and that the image of B×{pn+1n+1} and B×{qn+1n+1} lies in {zC:z>n+1}. The continuous extension to B×(γnγnpγnq) with the image in {zC:z>n} is possible by the property (d)n and since the former set is contractible. Now the construction can proceed similarly to the construction in the regular case, and here we explain the main differences: In the noncritical case, the functions ϕn,j determined boundary arcs (αodd)B and (αeven)B such that Fn,1>n on (αodd)B, and Fn,2>n on (αeven)B. In the critical case, we start at the point pnn on bKn and move in the positive direction along kn-th component of bKn; we first get some arcs with alternating parity until we reach the point φnn(ϕn,2mnn-1n(b)). These arcs determine the domains in Dn+ that belong to Dodd, Deven as before. Observe that for all bB and xφnn([ϕn,2mnn-1n(b),π])γnφnkn-1([0,ϕn,2kn-1(b)])=:I+(b) we have Fn,1(b,x)>n. Therefore, the set I+ can be seen as a part of (αodd)B, and the corresponding domain as a part of Dodd. As we move further along the boundary of the (kn-1)-th component of bKn in the positive direction, from φnkn-1(ϕn,2kn-1(b)) to φnkn-1(ϕn,2lnkn-1kn-1(b)) we obtain alternating arcs and domains as before, first we get some from Dn+ and then some in Dn-. Similarly to the above, we have for all bB and xφnkn-1([ϕn,2lnkn-1kn-1(b),2π])γnφnn([π,ϕn,2mnn+1n(b)])=:I-(b) that Fn,2(b,x)>n, and the set I- can be viewed as a part of (αeven)B, and the corresponding domain as a part of Deven. As we move further along the boundary of the kn-th component of bKn, we get some arcs with alternating parity until we reach the starting point pnn. Then we proceed with the proof as in the noncritical case. On the right part of Figure 3, we denoted the arcs in (αodd)B darker than the arcs in (αeven)B.

In the second case, the endpoints of the arc γn lie on the same component of bKn. In this case, the number of components of bKn+1 is one greater than the number of components of bKn. By rearranging the notation, we may assume that the endpoints of γn are pnn and qnn. The set Kn+1\IntKn is a union of a two connected domain Dn in X, and perhaps a finite number of annuli, where the set γn(bKnDn) separates the other boundary components of Dn. We can choose smooth arcs γnp, γnq, γnp, γnq in Kn+1\IntKn which intersect bKn and bKn+1 transversally and only at their endpoints, such that the endpoints of γnp are pnn and pn+1kn+1-1, the endpoints of γnq are qnn and qn+1kn+1-1, the endpoints of γnp are pnn and pn+1n+1, the endpoints of γnq are qnn and qn+1n+1. Furthermore, we can achieve that arcs γn, γnp, γnq, γnp, γnq intersect pairwise at most at their endpoints. We denote by Dn+ the simply connected component of the set Dn\(γnpγnq). Assume that Dn+ contains φnn((0,π)), the other case is symmetrical. Let Dn- be the simply connected component of the set Dn\(γnpγnq) which contains φnn((π,2π)). See the left part of Figure 4.

Fig. 4.

Fig. 4

Critical case 2

There is a diffeomorphism ψn+ from D¯n+ (and ψn- from D¯n-) to the unit square [0,1]×[0,1] in R2 that maps the arcs γnp, γnq (γnp ,γnq) to the vertical edges, and the arc φnn((0,π)), (φnn((π,2π))) to the upper edge of the square. By the properties (c)n-(d)n there are continuous functions ϕnp±,ϕnq±:B(0,2π) such that for each bB we have ϕnp+(b)(0,ϕn,2n(b)), ϕnp-(b)(ϕn,2lnnn(b),2π), ϕnq+(b)(ϕ2mnn-1n(b),π), ϕnq-(b)(π,ϕ2mnn+1n(b)) and such that the restrictions of the maps Fn,1,Fn,2 to the arcs φnn([0,ϕnp+(b)]), φnn([ϕnp-(b),2π]), φnn([ϕnq+(b),π]) and φnn([π,ϕnq-(b)]) map into {zC:z>n}. Note that in this step we added 4 functions to the family ϕn,in. For every bB and every t[0,1] we get a segment from (t, 0) to ((1-t)ψn+(φnn(ϕnp+(b)))+tψn+(φnn(ϕnq+(b))),1) in the unit square, and by pushing back with (ψn+)-1 we obtain a family of arcs in D¯n+ that correspond to the union of radial line segments (and similarly for D¯n-). In particular, for t=0 we get arc from φnn(ϕnp+(b)) to pn+1kn+1-1, and for t=1 we get the arc from φnn(ϕnq+(b)) to qn+1kn+1-1. Next, we explain how we divide the domain Dn into domains Dodd and Deven which reduces the proof to the proof in the noncritical case (see the right part of Figure 4).

We start with the point φnn(ϕnp+(b)) and move in the positive direction along kn-th component of bKn. We get arcs with alternating parity until we reach the point φnn(ϕnq+(b)) determining the domains which alternately belong to Dodd, Deven. For bB and xφnn([ϕnq+(b),π])γnφnn([0,ϕnp+(b)])=:I+(b) it holds that Fn,2(b,x)>n, thus, I+ can be taken as a part of αeven and the corresponding domain as a part of Deven. For bB and xφnn([π,ϕnq-(b)])γnφnn([ϕnp-(b),2π])=:I-(b) we have that Fn,1(b,x)>n, thus, I- can be taken as a part of αodd and the corresponding domain as a part of Dodd. From the point φnn(ϕnq-(b)) we move in the positive direction along bKn until we reach the point φnn(ϕnp-(b)) and again the points φnn(ϕn,in(b)) determine the arcs with alternating parity. Again, this reduces the construction to the noncritical case, which completes the proof.

Proof of Theorem 1.3

In the proof of Theorem 1.1, we constructed a continuous map F:B×XC2 such that for every bB the map F(b,·):(X,Jb)C2 is proper holomorphic, and, furthermore, for every bB, max{F1(b,·),F2(b,·)} goes to infinity as we leave any compact set of X, which implies that the map (F1,F2)(b,·):(X,Jb)R2 is proper harmonic.

Acknowledgements

The first named author is partially supported by the European Union (ERC Advanced grant HPDR, 101053085 to F. Forstnerič) and by the research program P1-0291 from ARIS, Republic of Slovenia. The second named author is partially supported by the research program P1-0291 from ARIS, Republic of Slovenia. The authors wish to thank the members of the Complex Analysis Seminar in Ljubljana for their remarks, in particular Rafael B. Andrist and Franc Forstnerič.

Footnotes

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