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The Journal of Nutrition, Health & Aging logoLink to The Journal of Nutrition, Health & Aging
. 2012 Dec 3;17(2):199–204. doi: 10.1007/s12603-012-0416-2

Characteristics of patients who stop falling after a risk-based multidisciplinary intervention initiated in a geriatric day hospital

O Flabeau 1,2, G Laurendeau 1, H Laksir 1, S Castaings-Pelet 1, S Harston 1, I Bourdel-Marchasson 1,3,4,5,f
PMCID: PMC12879626  PMID: 23364503

Abstract

Background

Multidisciplinary interventions for fallers have provided conflicting results in part due to the diversity of fallers' profiles.

Objectives

to determine the characteristics of the subgroup of patients with a positive response to a multidisciplinary fall prevention program initiated in a geriatric day hospital.

Design

Prospective observational study in day hospital.

Methods

Patients > 75 years referred for falls during the last 3 months benefited from a multidisciplinary assessment to record their characteristics at baseline and to tailor a risk-based multidisciplinary intervention for fall prevention. Patients free from falls at the 3rd or 6th month were compared to persistent fallers for baseline characteristics.

Results

Sixty-nine patients were assessed at baseline (mean age 85.2 y (SD=0.6)), 44 at the 3rd month and 21 at the 6th month. Baseline characteristics of the patients free from falls at the 3rd month were the lower number of previous non-serious falls (p=0.013), living in nursing home (p=0.045), a higher Berg balance score (p=0.02) and a better mental health-related quality of life (M HQol, p=0.045). On multivariate analysis restricted to home-dwelling patients, the positive predictive factors were less isolation at home (OR=0.028, 95%CI [0–0.813], p=0.037), a lower number of non-serious previous falls (OR= 0.526 [0.309–0.894], p=0.018), a better M HQol (OR=1.205 [1.000–1.452], p=0.050) and a trend for younger age (OR= 0.662, [0.426–1.027], p=0.066).

Conclusion

Being able to call upon a support person (familial or institutional) to apply advice and a less serious risk of falling may be preliminary conditions for success in a multidisciplinary intervention initiated in a day hospital.

Key words: Fall, mulitdisciplinary intervention, observational study

Introduction

Frequency of falling rises with aging and leads to an increase in the rate of injuries, disability, mortality and costs for the community (1., 2., 3., 4., 5., 6., 7., 8.). Many risk factors of falling have been identified and have been used to develop screening tools (2-3, 5, 9-13) and to tailor multidisciplinary interventions for fall prevention (3-5, 14-18). According to three recent meta-analyses, multifactorial interventions may be more efficient in reducing falling in comparison to usual care (19., 20., 21.). However, some randomized controlled trials failed to demonstrate a reduction in falling, although they conducted guidelines-based multidisciplinary interventions in older people (22., 23., 24., 25., 26., 27., 28.). These conflicting results may be due to the different intensity/frequency with which the interventions were conducted, and the characteristics of the screened populations in these trials (29., 30.). For example, Salminem et al. failed to demonstrate any benefit of a multifactorial one-year fall prevention program, although subgroup analyses showed a significant reduction in falling in patients with baseline depressive symptoms, more than 3 previous falls and with a self-perceived risk of falling (26). Indeed, among old people at high risk of falling, there are many profiles (25), and they may correspond to different personalized programs. Given the central role of the day hospital in implementing multifactorial assessment and organizing subsequent management (31., 32., 33.), we sought to determine which particular subgroup of patients stopped falling after a risk-based fall prevention program in this setting. A set of criteria for identifying potential non-responders could be used to propose alternative disease management programs.

For this purpose, we conducted a prospective study including patients with recent falls who were assessed at baseline, then 3 and 6 months after a multifactorial intervention in a day hospital. We sought which baseline characteristics were predictive of stopping falls.

Methods

Study design

This prospective observational study was conducted from 2009 January to 2010 July in the day hospital of the Geriatric Department in University Hospital of Bordeaux, France. A multidisciplinary assessment was performed at baseline to record patients’ characteristics and to tailor a risk-based multidisciplinary intervention for fall prevention according to guidelines (3, 18). Patients were reassessed in the day hospital at the 3rd then 6th month by the same multidisciplinary team and to record the number of falls. Compliance was defined as a rate of advice followed higher than 50% according to patients’ and relatives’ claims at interview.

To determine predictive factors for success in the multidisciplinary intervention, comparison of patients’ baseline characteristics was performed between those with a further positive response and those with a negative response to the intervention at the 3rd and 6th month visit. A positive response to the intervention was defined as stopping falls by the 3rd and 6th month assessment.

Participants

Patients were included on the morning of their arrival if > 75 y and if referred by their personal physician for one or more falls during the last 3 months. Patients were excluded if they showed Parkinsonism requiring a particular program, if their Timed Up and Go test (TUG) was lower than 12 seconds indicating no gait troubles, and if they had already benefited from a comprehensive geriatric assessment. All of these patients were considered at risk of falling. All the participants gave their oral consent for use of their personal data for research purposes. Briefly, characteristics recorded at baseline were the following: socio-demographic data, number of falls during the last 3 months, fall-related diagnosis (for instance, hyponatremia), clinical and biological assessment, such as creatinine clearance, and health-related quality of life according to the MOS SF12 (34) with the mental and physical component score (MCS and PCS) (Table 1).

Table 1.

Baseline characteristics of included patients (n= 69)

Variables Baseline
Socio-demographic data
Age
mean, years (SD) 85,2 (5,06)
Gender
male/female 20/49
Home living
yes, n (%) 59 (85,5)
Home professional help
yes, n (%) 43 (72,8)
Social isolation from family
yes, n (%) 37 (62,7)
Number of falls per patient during
the last 3 months
Non serious
mean (SD) 3,043 (0,45)
Serious
mean (SD) 0,70 (0,97)
Diagnosis
Undernutrition: MNA<17
yes, n (%) 12 (17,9)
Anemia [<11 g/dl in female; <12 g/dl in male]
yes, n (%) 17 (24,6)
Hyponatremia [<135 mmol/l]
yes, n (%) 8 (11,59)
Inflammatory syndrome [CRP>10 mg/l]
yes, n (%) 15 (29,4)
Vitamine D deficiency [<10 ng/ml]
yes, n (%) 24 (34,8)
Visual impairment [Snellen eye chart < 20/50]
yes, n (%) 24 (34,8)
Heart conduction trouble
yes, n (%) 19 (27,5)
Orthostatic hypotension
yes, n (%) 10 (14,5)
Assessment
BMI
kg/m2, mean (SD)
MMS [0-30]
mean (SD) 20,45 (6,15)
GDS-SF [0-15]
mean (SD) 7,43 (3,4)
TUG test
seconds, mean (SD) 27,8 (14,8)
SPPB [0-12]
mean (SD) 3,61 (2,42)
BBS score [0-56]
mean (SD) 33,44 (11,7)
ADL [0-12]
mean (SD) 3,49 (2,93)
IADL [0-8]
mean (SD) 3,58 (2,45)
CIRS-G [0-56]
mean (SD) 1,87 (0,33)
Number of drugs
mean (SD) 7,09 (3,16)
Number of psychotropic drugs
mean (SD) 1,46 (1,26)
Clearance of creatinine (Cockcroft formulae)
ml/min, mean (SD) 51,98 (14,90)
Serum albumin concentration
g/l, mean (SD) 40,37 (4,03)
Health related Quality of life
SF12-Mental Component Summary Scale [0-100]
mean (SD) 46, 09 (7,75)
SF12-Physical Component Summary Scale [0-100]
mean (SD) 35,71 (9,82)

SD: Standard deviation

Intervention

According to guidelines (3, 18), a personalized risk-based intervention was proposed to the patient and explained to the relatives as well as to the patient’s personal physician, a medical report being sent within two days. A detailed personal prescription of physiotherapy was given and technical aids were added if necessary. The social worker assessed the appropriateness of providing professional human assistance regarding the patient’s disability. During the session, psychological support was provided to patients and relatives by the psychotherapist. Treatment revision was recommended when the health status did not warrant continuing psychotropic or cardiovascular drugs. Care for orthostatic hypotension consisted in treatment revision and prescription of compression stockings. Nutritional care for undernourished subjects was proposed with dietary counseling and oral supplements. After screening, patients were referred to appropriate specialists if necessary and metabolic abnormalities such as hyponatremia or vitamin deficiency (D, B9, B12) were corrected.

Fall assessment

The number of falls was determined according to the interview with patients, their relatives or their personal physician. A serious fall was defined as the need to be hospitalized or to go to the emergency department immediately after the fall.

Statistical analyses

Values were expressed as means and standard deviation (SD), as percentage (%) or as number (n). Baseline characteristics were compared between non-fallers (i.e. patients with a positive response to intervention) and fallers at the 3rd month and 6th month using univariate then multivariate tests. For quantitative variables, unpaired t-tests or Mann-Whitney t-tests were used, whereas chi-square or Fisher tests were performed for categorical variables. Multivariate analyses were performed with a step-by-step backward logistical regression. All the analyses were performed with Graphpad prism® software (version 5.01), except logistic regression with SPSS software (Version 12). P values <0.05 were considered to be statistically significant.

Results

Flow of participants

During the inclusion period, 96 people were referred to the day hospital by their personal physician (Figure 1). Sixty-nine patients with mean age of 85.2 years (5.06) [range: 75 to 98 years]) were included. Baseline characteristics are shown in table 1. Forty-four patients were reassessed at the 3rd month and 21 at the 6th month. Among the 44 patients assessed at the 3rd month, a positive response to the intervention was noted in 20 (46%), and sustained response was noted in 5 (24%) at the 6th month. Compliance was similar at the 3rd and 6th months (82% (36/44) and 76% (16/21) respectively).

Figure 1.

Figure 1

Predictive factors of a positive response to the day hospital-based intervention at 3rd month

Baseline characteristics of patients with a positive response to the intervention (i.e. non-fallers) were the lower number of previous non-serious falls (2.00 (1.59) versus 4.70 (4.34), p=0.013), living in a nursing home (25.0% versus 4.2% in fallers p=0.045), a higher Berg balance score (37.28 (10.16) versus 30.50 (9.79) in fallers, p=0.02) and a better mental health-related quality of life (MCS 48.3 (7.73) versus 43.38 in fallers (6.95), p=0.045) (Table 2). A trend was also noted for a higher baseline number of psychotropic drugs (1.75 (1.33) versus 1.13 (1.39) in fallers, p=0.09), a younger age (84.25 (4.67) versus 86.83 (4.58) in fallers, p=0.07) and less isolation at home (40.0% versus 69.6% in fallers p=0.07).

Table 2.

Third month univariate and multivariate comparisons of baseline characteristics between non fallers and fallers

Variables
3rd month non
3rd month
p value
3rd month multivariate model (p=0,001)

fallers (n=20) fallers (n=24) (univariate analysis) OR (95%CI) p
Socio-demographic data
Age
mean, years (SD) 84,25 (4,67) 86,83 (4,57) 0,072 0,662 [0,426-1,027] 0,066
Gender
male/female 5/15 6/18 1.00
Home living *
yes, n (%) 15/20 (75) 23/24 (95,8) 0,045
Home professional help
yes, n (%) 11 (73,3) 16 (69,6) 0,809
Social isolation from family
yes, n (%) 6 (40) 16 (69,6) 0,075 0,028 [0,001-0,813] 0,037
Number of falls per patient during the last 3 months
Non serious
mean (SD) 2,00 (1,59) 4,67 (4,34) 0,013 0,526 [0,309-0,894] 0,018
Serious
mean (SD) 0,70 (1,17) 0,75 (1,03) 0,881
Diagnosis
Undernutrition: MNA<17
yes, n (%) 3 (15) 3 (12,5) 0,806
Anémia [<11 g/dl in female; <12 g/dl in male]
yes, n (%) 5 (25) 7 (29,2) 0,764
Hyponatrémie [<135 mmol/l]
yes, n (%) 2 (11,1) 2 (8,3) 0,852
Inflammatory syndrome [CRP>10 mg/l]
yes, n (%) 1 (8,3) 6 (33,3) 0,121
Vitamine D deficiency [<10 ng/ml]
yes, n (%) 7 (35) 9(39,1) 0,786
Visual impairment [Snellen eye chart < 20/50]
yes, n (%) 7 (35) 9 (37,5) 0,786
Heart conduction trouble
yes, n (%) 6 (30) 5 (20,8) 0,496
Orthostatic hypotension
yes, n (%) 2 (10) 2 (8,3) 1,000
Assessment
BMI
kg/m2, mean (SD) 26,56 (3,97) 28,23 (4,26) 0,194
MMS [0-30]
mean (SD) 19,65 (7,12) 21,00 (6,28) 0,508
GDS-SF [0-15]
mean (SD) 6,21 (3,51) 7,75 (2,75) 0,114
TUG test
seconds, mean (SD) 25,42 (13,02) 28,78 (16,43) 0,474
SPPB [0-12]
mean (SD) 3,89 (2,81) 3,05 (1,75) 0,261
BBS score [0-56]
mean (SD) 37,28 (10,16) 30,50 (9,79) 0,039
ADL [0-12]
mean (SD) 3,74 (3,40) 3,29 (2,94) 0,648
IADL [0-8]
mean (SD) 4,53 (2,67) 3,30 (2,16) 0,127
CIRS-G [0-56]
mean (SD) 1,83 (0,06) 1,88 (0,35) 0,661
Number of drugs
mean (SD) 7,20 ((3,74) 6,50 (2,93) 0,490
Number of psychotropic drugs
mean (SD) 1,75 (1,33) 1,13 (1,39) 0,138
Clearance of creatinine (Cockcroft formulae)
ml/min, mean (SD) 53,34 (12,54) 51,24 (16,65) 0,645
Serum albumin concentration
g/l, mean (SD) 39,40 (3,19) 40,06 (4,54) 0,586
Health related Quality of life
SF12-Mental Component Summary Scale [0-100]
mean (SD) 48,32 (7,73) 43,38 (6,95) 0,048 1,205 [1,000-1,452] 0,050
SF12-Physical Component Summary Scale [0-100]
mean (SD) 38,89 (10,67) 34,61 (8,35) 0,180
Compliance to the intervention
n (%) 14 (70) 22 (92) 0,064

SD: Standard deviation.

*

not included in the final model of multivariate analysis.

Multivariate analysis was performed only in people living at home. The independent predictive factors of a positive response to the intervention were less isolation at home (OR=0.028, 95%CI [0-0.813], p=0.037), a lower number of previous non-serious falls (OR= 0.526 [0.309-0.894], p=0.018), a better MCS score (OR=1.205 [1.000-1.452], p=0.050) and a trend for younger age (OR= 0.662, [0.426-1.027], p=0.066).

Predictive factors of a positive response to the day hospital-based intervention at 6th month

Non-fallers also tended to have higher baseline Berg balance scores than fallers (40.40 (5.98) versus 31.20 (11.14), p=0.054). There was a trend for higher scores for SPPB in non-fallers (6 (2.16) versus 3.3 (2.21) in fallers, p=0.07) as well as for IADL (6.25 (2.22) versus 3.73 (2.34) in fallers, p=0.07), whereas ADL scores were lower in non-fallers (0.25 (0.50) versus 2.8 (2.56) in fallers, p=0.03), indicating better baseline autonomy.

Discussion

In this study, we have identified a set of characteristics in older fallers that are predictive of a positive response at the 3rd month to a multidisciplinary intervention initiated in a day hospital: lower number of previous non-serious falls, a higher

Berg balance score indicating a better physical performance, a better mental health-related quality of life and less isolation (i.e. no isolation at home or living in a nursing home). Data at the 6th month indicate that patients who stopped falling tended to have higher baseline BBS and SPPB scores, corresponding to a lower risk of falling. They also had higher IADL and lower ADL scores, indicating less disability and a lower risk of falling (10). As a low number of non-serious falls appeared to be one of the predictors of stopping falls, we hypothesized that such a multidisciplinary day hospital intervention might be inefficient in patients at high risk of falling. These patients may need more intense physiotherapy and follow-up in a rehabilitation unit.

Living in a nursing home compared to living at home was found to be predictive of success of the day hospital-based intervention. In other trials, multifactorial programs within institutions proved efficient whatever the risk of falling (21, 35). Furthermore, the presence of close relatives at home appeared to be an independent factor of success in our study. These results concord with the fact that living alone was found by others to be associated with an increased risk of falling (36), whereas developing family support may reduce the risk (37). Social support, either at home with the family or in nursing home with the nursing staff, may function as a relay for applying the advice given at day hospital, and may help to decrease the fear of falling (38). The better quality of mental health as a strong predictive factor of success may also reflect a greater ability to follow the fall reduction intervention. Unlike others (22), we did not found that cognitive status was a factor influencing the success of our multifactorial intervention. Social support may be the best way to relay advice and to implement prescriptions, whatever the ability of the beneficiaries.

One limitation of our study is the weak statistical power of our results due to the low number of patients included, a figure lower than in trials assessing multifactorial fall prevention programs (in most trials between 100 and 200) (19., 20., 21.). However, the mean age of our population, around 85 years old, might be more representative of geriatric clinical care in comparison to other studies (5, 19., 20., 21.). This old age and the higher functional dependency of our dropout patients (higher baseline ADL score, (data not shown) may contribute to the attrition rate, which is similar to that of other trials (39) especially with a day hospital-based fall prevention program (28). For this reason, the number of patients assessed at the 6th month was not sufficient to reach statistical significance, although the same trend was observed in the predictive factors in comparison to the 3rd month, thus indicating coherent data.

Another limitation could be the duration of follow-up, which may not be long enough to ensure the success of the intervention. In a trial including 79-year-old patients considered to be at high risk of falling, the mean time to first fall was around 8 months (24). However, these home-dwelling patients were younger than in our study, had a history of only 2 falls in the previous year, and had better physical performance at baseline, indicating a lower probability of falling than in our patients. We also found that the number of serious and non-serious falls continued to decrease at the 3rd and 6th month with a functional improvement, as demonstrated by the increase in the SPPB score at the 3rd month (data not shown), whereas the natural history of falling is to recur and worsen (2-3, 5, 9-10).

Conclusion

In this study including 85-year-old patients with a recent history of falling, non-isolated patients (with social support or in institutions) with a low number of non-serious falls and with better mental health allowing them to comply with instructions were the best candidates for a multidisciplinary fall prevention intervention initiated in a day hospital. This raises the question of the management of non-responders. Should we wait longer to see whether a positive effect occurs or should we increase the frequency of the visits in the day hospital? Will they benefit more from hospitalization in a rehabilitation unit? Finally, patients with a history of severe falling may benefit more from a palliative intervention. Although evidence suggests that multidisciplinary interventions may be the most effective form of care to address the multifactorial risk factors of falling in older people, studies are needed to adapt the modalities of such interventions to selected profiles of fallers.

Acknowledgments

All the authors declare no conflicts of interest for the work under consideration for publication. Grant= no. Consulting fee or honorarium = no. Support to travel to meetings for the study or other purposes = no. Fees for participation in review activities such as data monitoring boards, statistical analysis, end point committees and the like = no. Payment for writing or reviewing the manuscript = no. Provision of writing assistance, medicines, equipment, or administrative support = no. Other = no.

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