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. 2025 Nov 24;10(4):987–998. doi: 10.1182/bloodadvances.2025017083

Risk stratification of low-dose cytarabine and venetoclax in patients with AML ineligible for intensive chemotherapy

Andrew H Wei 1,∗, Panayiotis Panayiotidis 2, Pau Montesinos 3, Kamel Laribi 4, Vladimir Ivanov 5, Inho Kim 6, Jan Novak 7, Rebecca Champion 8, Walter Fiedler 9, Maria Pagoni 10, Julie Bergeron 11, Stephen B Ting 12, Jing-Zhou Hou 13, Takahiro Yamauchi 14, Jianxiang Wang 15, Stephen A Strickland 16, Michael R Savona 17, Tara L Lin 18, Anoop Enjeti 19,20, Ing Soo Tiong 21,22,23, Sangmin Lee 24, Gail J Roboz 24, Relja Popovic 25, Qi Jiang 25, Zihuan Liu 25, Yan Sun 25, Wellington Mendes 25, Brenda Chyla 25, Courtney D DiNardo 26
PMCID: PMC12914422  PMID: 41269778

Key Points

  • •

    Molecular subclassification is relevant for defining treatment outcomes after venetoclax-based therapies.

  • •

    Complex karyotype and TP53 mutation confer adverse prognosis in patients treated with LDAC plus venetoclax.

Visual Abstract

graphic file with name BLOODA_ADV-2025-017083-ga1.jpg

Abstract

Prognostic risk categorization aids treatment selection for patients with acute myeloid leukemia (AML). Although the European LeukemiaNet (ELN) classifications (2017 and 2022) for AML have been used to stratify outcomes for patients receiving intensive chemotherapy, their application to patients receiving less intensive therapy, such as azacitidine plus venetoclax, has been less satisfactory. In response, a 4-gene classifier that stratifies older patients with AML unfit for intensive chemotherapy into those with higher benefit (wild type), intermediate benefit (FLT3–internal tandem duplication [ITD] or NRAS/KRAS mutation), or lower benefit (TP53 mutation) after azacitidine plus venetoclax treatment was developed. We hypothesized that this 4-gene classifier may also have prognostic utility in patients receiving low-dose cytarabine (LDAC) plus venetoclax. Surprisingly, neither the ELN 2022 criteria nor the 4-gene azacitidine-venetoclax classifier model adequately stratified prognosis in a cohort of 139 patients receiving LDAC plus venetoclax. Patients with concurrent NPM1 and FLT3-ITD/RAS variants performed surprisingly well with LDAC plus venetoclax (complete remission [CR]/CR with incomplete blood count recovery [CRi] rate, 92%; median overall survival [OS], 29.67 months). Data-driven (sequential bootstrapping and tree-based) and empirical analyses identified complex karyotype and/or presence of TP53 mutation as prognostically relevant molecular/cytogenetic risk markers. Patients with complex karyotype and/or TP53 mutation displayed poor clinical outcomes (CR/CRi, 25%; median OS, 3.48 months). Notably, 74% of the study population lacked these poor prognostic markers and had a 67% CR/CRi rate with a median OS of 14.92 months. Overall, these data support the importance of molecular subclassification in defining treatment outcomes to venetoclax-based therapies. These trials were registered at www.clinicaltrials.gov as #NCT02287233 and #NCT03069352.

Introduction

Acute myeloid leukemia (AML) is a clinically and molecularly heterogeneous disease of the bone marrow that results in the accumulation of immature clonal myeloid progenitors. Older patients with AML often have a higher comorbidity burden, rendering them unsuitable to receive intensive chemotherapy.1 Historically, treatment options for older patients with AML included lower-intensity therapies with either low-dose cytarabine (LDAC), hypomethylating agents (HMAs), or best supportive care.2 A phase 1b/2 study of LDAC combined with the highly selective and potent oral BCL-2 inhibitor venetoclax demonstrated a complete remission (CR) plus CR with incomplete blood count recovery (CRi) rate of 54% and a remission duration of 8.1 months, resulting in accelerated approval of this combination for patients with newly diagnosed AML ineligible for intensive chemotherapy.1 The confirmatory phase 3 trial of LDAC plus venetoclax or placebo (VIALE-C) did not show a statistically significant difference in median overall survival (OS; 7.2 vs 4.1 months, respectively) at the 12-month follow-up mark.3 However, with 6 months of additional follow-up, LDAC plus venetoclax prolonged median OS compared with the placebo arm (8.4 vs 4.1 months; hazard ratio, 0.70; 95% confidence interval [CI], 0.50-0.99; P = .04), confirming its utility in older patient populations with AML.4

AML, however, is characterized by diverse chromosomal and genetic abnormalities, contributing to heterogeneous outcomes after therapy.5 Risk stratification based on genetic factors can inform prognosis and aid in the selection of rational therapeutic approaches. The European LeukemiaNet (ELN) risk classification model is well established for prognostic stratification of patients receiving intensive chemotherapy6, 7, 8, 9, 10, 11, 12; however, attempts to apply the ELN 2022 risk model to older patients with AML receiving azacitidine plus venetoclax have been unsatisfactory, prompting the development of a new 4-gene classifier (incorporating FLT3–internal tandem duplication [ITD], NRAS, KRAS, and TP53 mutation status). This tripartite 4-gene classifier stratified patients into those deriving higher, intermediate, and lower benefit from azacitidine plus venetoclax therapy.13 The mutation status of these 4 genes has also been incorporated into a new ELN 2024 risk classification for older patients receiving less intensive therapy.14

The purpose of this analysis is to evaluate the applicability of the ELN 2022 risk stratification or the 4-gene classifier developed for azacitidine plus venetoclax as a prognostic tool for patients treated with LDAC plus venetoclax.

Methods

Patients and study design

To identify molecular determinants relevant for risk stratification of patients receiving LDAC plus venetoclax, participants from the phase 1b/2 M14-387 (ClinicalTrials.gov number NCT02287233) and the phase 3 VIALE-C (ClinicalTrials.gov number NCT03069352) trials1,3 were pooled and analyzed (supplemental Figure 1). Study design and enrollment criteria for these trials have been described.1,3

Per protocol, venetoclax was administered orally at a target dose of 600 mg/d after a 4- to 5-day dose ramp-up (4-day dose ramp-up in VIALE-C; 100 mg on day 1, 200 mg on day 2, 400 mg on day 3, and 600 mg on day 4), and LDAC was administered at 20 mg/m2 subcutaneously on days 1 to 10 of each 28-day cycle. Dose modifications to venetoclax were allowed, and LDAC reductions were allowed after discussion with the study medical monitor. Patients continued treatment until documented disease progression per investigator assessment, unacceptable toxicity, withdrawal of consent, or patients met other protocol criteria for discontinuation.1,3 All patients provided written informed consent before enrollment. These studies were approved by the institutional review board or ethics committee at each institution and were conducted in accordance with the International Conference on Harmonization, Good Clinical Practice guidelines, and the Declaration of Helsinki.

Outcomes

Responses (CR/CRi) in the M14-387 study were assessed after cycles 1 and 3 and every 3 cycles thereafter until 2 consecutive samples confirmed CR; in VIALE-C, responses were assessed after cycle 1 and every 3 cycles thereafter until 2 consecutive samples confirmed CR or CRi.1,3 Responses were evaluated per modified International Working Group criteria for AML.15 OS was defined as the time from randomization to the date of death in VIALE-C and as the number of days from the first dose of the study drug to the date of death in M14-387. In both studies, safety analyses were performed in patients who received ≥1 dose of venetoclax or LDAC. Adverse events (AEs) were graded based on the National Cancer Institute Common Terminology Criteria for AEs version 4.03.

Cytogenetics and next-generation sequencing

Cytogenetic risk analyses were performed locally. DNA was isolated from bone marrow aspirates and collected before the first dose of the study drugs. Genetic mutations specified as ELN molecular determinants for risk stratification were detected centrally using the MyAML next-generation sequencing panel (194 genes; Invivoscribe, San Diego, CA), TruSight Myeloid panel (54 genes; Illumina, San Diego, CA), or FoundationOne Heme panel (405 genes; Cambridge, MA). All sequencing panels included the following molecular determinants: CEBPA (biallelic), NPM1, FLT3-ITD (plus allelic ratio), TP53, RUNX1, and ASXL1 for the ELN 2017 analyses, and the list was revised to include CEBPA (bZIP), BCOR, EZH2, SF3B1, SRSF2, STAG2, U2AF1, and ZRSR2 for the ELN 2022 analyses. Patients treated with LDAC plus venetoclax without prior HMA exposure for myelodysplastic syndrome and for whom both cytogenetic and molecular data were available (62% [139/225]) were included in subsequent analyses (supplemental Figure 1).

Statistical analysis

The association of risk signatures with OS and remission rates was explored. Time-to-event end points (OS) were analyzed using the Kaplan-Meier method, and the corresponding CI was based on the log hazard (log-log transformation of survival). For binary end points, proportions were calculated along with the Wilson CI. Sequential bootstrapping and aggregating thresholds from trees (BATTing)16 analysis using 27 genetic factors was used to identify a prognostic signature for OS in patients treated with LDAC plus venetoclax. Genetic factors were selected based on those included in the ELN 2017 and 2022 guidelines and those identified as potential sensitivity or resistance markers for venetoclax-based therapies. This analysis identified subgroups with the longest and shortest OS. The P value of the hazard ratio was used to compare patient subgroups.

Results

Prognostic utility of ELN 2017 and ELN 2022 classifiers for outcomes after LDAC plus venetoclax

To assess the utility of ELN 2017 and 2022 risk models for outcome determination after lower-intensity therapy with LDAC plus venetoclax, 139 patients without prior HMA exposure for myelodysplastic syndrome were pooled from the M14-387 (n = 53) and VIALE-C (n = 86) studies (supplemental Figure 1). The median age of the combined cohort of patients treated with LDAC plus venetoclax was 76 years (range, 36-92), and 48 patients (35%) had poor cytogenetic risk based on the 2016 National Comprehensive Cancer Network risk criteria (Figure 1A). The ELN 2017 risk model stratified patients treated with LDAC plus venetoclax into 3 distinct cohorts: favorable, intermediate, and adverse (Table 1), with a median OS of 25.26, 13.08, and 6.54 months, respectively (Figure 1B). Separation of these risk groups was less distinct, however, when the ELN 2022 risk criteria were applied, with a median OS of 23.79, 22.01, and 7.69 months for patients with favorable, intermediate, and adverse risk, respectively (Figure 1C). Patients classified as intermediate risk had improved survival using ELN 2022 compared with ELN 2017 risk criteria. The main change associated with the ELN 2022 model was the inclusion of patients with NPM1 mutation/FLT3-ITD low allelic ratio (<0.5) into the intermediate-risk category (n = 6). These patients were previously designated as ELN 2017 favorable. In addition, the ELN 2022 criteria redistributed 20 patients from ELN 2017 intermediate to ELN 2022 adverse risk based on the presence of myelodysplasia-related (MR) gene mutations (involving BCOR, EZH2, SF3B1, SRSF2, STAG2, U2AF1, and/or ZRSR2; supplemental Table 1). CR/CRi rates across prognostic risk categories for patients treated with LDAC plus venetoclax were similar when defined using either ELN 2017 or 2022 criteria (supplemental Figure 2). When examining the pooled rates of any grade, grade ≥3, or serious AEs across the ELN 2017 or 2022 risk classifications, there were also no obvious differences in the safety profile of patients categorized as favorable, intermediate, or adverse risk to explain the differences in outcome (supplemental Tables 2-4). Overall, these analyses demonstrated that the revised ELN 2022 guidelines were not optimal for prognostic stratification of survival after therapy with LDAC plus venetoclax in older, unfit patients with AML.

Figure 1.

Figure 1.

Risk classifications and survival outcomes based on ELN 2017 and ELN 2022 guidelines in patients treated with LDAC plus venetoclax. (A) Sankey plot showing pooled analysis of patients from the VIALE-C and M14-387 clinical trials distributed by ELN 2017 and ELN 2022 criteria. (B-C) Segregation of OS with LDAC plus venetoclax based on prognostic risk determined by ELN 2017 (B) and ELN 2022 criteria (C). NCCN, National Comprehensive Cancer Network.

Table 1.

Baseline characteristics of patients treated with LDAC plus venetoclax per ELN 2017 and ELN 2022 favorable-, intermediate-, and adverse-risk groups

Characteristic ELN 2017
ELN 2022
Favorable (n = 31) Intermediate (n = 34) Adverse (n = 74) Favorable (n = 25) Intermediate (n = 20) Adverse (n = 94)
Median age, y 76 73 77 76 72 77
Age group, n (%), y
 <75 14 (45) 19 (56) 27 (36) 9 (36) 15 (75) 36 (38)
 ≥75 17 (55) 15 (44) 47 (64) 16 (64) 5 (25) 58 (62)
AML type, n (%)
 De novo 28 (90) 23 (68) 48 (65) 22 (88) 15 (75) 62 (66)
 Secondary 3 (10) 11 (32) 26 (35) 3 (12) 5 (25) 32 (34)
ECOG PS, n (%)
 <2 19 (61) 22 (65) 38 (51) 14 (56) 10 (50) 55 (59)
 ≥2 12 (39) 12 (35) 36 (49) 11 (44) 10 (50) 39 (41)
Percent blasts, n (%)∗
 <30% 5 (16) 11 (33) 27 (36) 4 (16) 6 (30) 33 (35)
 ≥30% to <50% 4 (13) 10 (30) 14 (19) 3 (12) 2 (10) 23 (25)
 ≥50% 22 (71) 12 (36) 33 (45) 18 (72) 12 (60) 37 (40)
Cytogenetic risk, n (%)
 Favorable 0 0 0 0 0 0
 Intermediate 30 (97) 33 (97) 28 (38) 24 (96) 19 (95) 48 (51)
 Poor 1 (3) 1 (3) 46 (62) 1 (4) 1 (5) 46 (49)
Mutations, n (%)
 FLT3 8 (26) 11 (32) 8 (11) 2 (8) 12 (60) 13 (14)
 FLT3-ITD low† 6 (19) 2 (6) 7 (9) 0 7 (35) 8 (9)
 FLT3-ITD high‡ 0 2 (6) 0 0 2 (10) 0
 TP53 0 0 25 (34) 0 0 25 (27)
 NPM1 22 (71) 2 (6) 2 (3) 16 (64) 8 (40) 2 (2)
 NPM1/FLT3-ITD negative or low 22 (71) 0 2 (3) 16 (64) 6 (30) 2 (2)
 NPM1/FLT3-ITD high 0 2 (6) 0 0 2 (10) 0
 IDH1/2 10 (32) 9 (26) 11 (15) 7 (28) 4 (20) 19 (20)
 ASXL1 3 (10) 0 15 (20) 3 (12) 0 15 (16)
 RUNX1 0 0 27 (36) 1 (4) 0 26 (28)
 BCOR 1 (4) 0 9 (10)
 EZH2 0 0 7 (7)
 SF3B1 0 0 10 (11)
 SRSF2 5 (20) 1 (5) 24 (26)
 STAG2 3 (12) 0 18 (19)
 U2AF1 0 0 10 (11)
 ZRSR2 1 (4) 0 3 (3)
 Biallelic CEBPA 8 (26) 0 0
 CEBPA-bZIP 8 (32) 0 0
 t(8;21) 0 0 1 (1) 0 0 0
 t(16;16) 1 (3) 0 0 1 (4) 0 0
 t(9;11) 0 2 (6) 0 0 2 (10) 0
 t(6;9) 0 0 0 0 0 0
 t(11q23) 0 0 0 0 0 0
 t(3;3) 0 0 2 (3) 0 0 2 (2)
 del(5) or del(7) or del(17) 0 0 39 (53) 0 0 39 (41)
 Complex karyotype 0 1 (3) 34 (46) 0 1 (5) 32 (34)

MR genes BCOR, EZH2, SF3B1, SRSF2, STAG2, U2AF1, and ZRSR2 were added in ELN 2022.

ECOG PS, Eastern Cooperative Oncology Group performance status; WT, wild type.

∗

Percentages were calculated based on the number of patients with non-missing values.

†

FLT3-ITD low is defined as a FLT3-ITD to FLT3-WT ratio of <0.5.

‡

FLT3-ITD high is defined as a FLT3-ITD to FLT3-WT ratio of ≥0.5.

Evaluation of the 4-gene azacitidine plus venetoclax prognostic risk signature for patients treated with LDAC plus venetoclax

Because ELN 2022 risk criteria failed to optimally segregate survival outcomes after LDAC plus venetoclax, we examined the utility of a 4-gene prognostic risk signature established for azacitidine plus venetoclax therapy.13 The 4-gene risk signature categorized higher-, intermediate-, and lower-benefit risk groups based on the mutational status of TP53, NRAS, KRAS, and FLT3-ITD. The higher-benefit group included patients who were wild type for TP53 and NRAS/KRAS and negative for FLT3-ITD. The intermediate-benefit group was designated as wild-type TP53 but positive for the signaling mutations FLT3-ITD and/or NRAS/KRAS. The lower-benefit group was marked by the presence of TP53 mutation regardless of FLT3-ITD or NRAS/KRAS mutation status. When applying this prognostic signature to the pooled cohort, the shortest median OS was observed for the lower-benefit group (2.83 months; 95% CI, 1.84-6.54). Notably, there was no difference in median OS between the intermediate- (13.96 months; 95% CI, 7.33-20.83) and higher-benefit groups (13.50 months; 95% CI, 10.74-23.56; Figure 2). Therefore, similar to the ELN 2022 risk criteria, the 4-gene azacitidine plus venetoclax signature was not optimal for stratifying patients receiving LDAC plus venetoclax.

Figure 2.

Figure 2.

Survival outcomes based on the azacitidine plus venetoclax prognostic signature in patients treated with LDAC plus venetoclax. mut, mutated; wt, wild type.

Modeling determinants of survival for patients receiving LDAC plus venetoclax

To determine whether an alternative prognostic model could be developed to risk stratify patients receiving LDAC plus venetoclax, we used sequential BATTing analysis to evaluate 27 distinct mutation/cytogenetic factors (supplemental Table 5) as candidate determinates of prognostic outcome. BATTing uses sequential multivariate bootstrapping and aggregation of thresholds from trees16 to identify molecular factors with prognostic relevance. Surprisingly, complex karyotype was identified as the sole prognostic variable, with no additional factors found to have considerable impact (supplemental Table 5). Absence of complex karyotype defined a higher-benefit group, which constituted 76% of the pooled cohort (106/139), with a median OS of 16.43 months (95% CI, 11.24-21.29). In contrast, patients with complex karyotype present defined a lower-benefit group, accounting for 24% of the pooled cohort (33/139), with a median OS of only 3.42 months (95% CI, 1.84-5.88; Figure 3A). Patients in the higher-benefit group lacking complex karyotype also had a higher clinical response rate (67%; CR, 44%; CRi, 23%) than patients in the lower-benefit group with complex karyotype (21%; CR, 3%; CRi, 18%; supplemental Figure 3A).

Figure 3.

Figure 3.

Survival outcomes based on the complex karyotype prognostic signature with or without the co-occurrence of TP53 mutation. OS by the complex karyotype signature (A), with or without TP53 mutation and complex karyotype (B), and the final prognostic signature inclusive of complex karyotype and TP53 mutation (C).

Among patients with complex karyotype, survival outcomes were poor, regardless of whether TP53 mutation was present (median OS, 2.83 months; 95% CI, 0.72-4.73) or absent (median OS, 5.88 months; 95% CI, 0.92-8.97; Figure 3B). Moreover, no CRs were observed among patients with complex karyotype in the presence of TP53 mutation (supplemental Figure 3B). Patients harboring either complex karyotype or TP53 mutation had a median OS of 3.48 months (95% CI, 1.94-6.44) compared with 14.92 months (95% CI, 10.94-22.01) in patients lacking either feature (Figure 3C). Moreover, patients with either complex karyotype or TP53 mutation had a response rate of 25% (CR, 8%; CRi, 17%) compared with 67% (CR, 44%; CRi, 23%) in patients with both these poor risk features absent (supplemental Figure 3C). Patient disease characteristics by higher and lower benefit are presented in supplemental Table 6.

To avoid the confounding effect of prior HMA exposure, which was found to be associated with adverse prognostic risk in VIALE-C, this subgroup was not included in the current molecular prognostic risk score. When examining the excluded 41 patients who had prior exposure to HMA with karyotype and full molecular data available, there were 32 patients classified as higher benefit and 9 with lower benefit. Median OS was poor among patients in both the higher- and lower-benefit groups (5.55 months [95% CI, 3.02-11.24] vs 2.66 months [95% CI, 0.92-5.68]), suggesting that prior HMA exposure is a confounding factor in determining a prognostic signature for LDAC plus venetoclax and supporting the exclusion of these patients from analyses.

Molecular determinants of outcome among patients lacking complex karyotype

We next examined an oncoprint of the higher- and lower-benefit subgroups to allow for the examination of the molecular landscape within each prognostic stratum (supplemental Figure 4A-B). Roughly a third of the patients in the higher-benefit group had mutations in FLT3-ITD, KRAS, or NRAS. Median OS was similar in the presence (14.69 months; 95% CI, 8.44-21.16) or absence (16.43 months; 95% CI, 10.94-24.48) of these kinase-activating mutations (Figure 4A). Similar response rates were also observed for both these subgroups (63% with kinase mutations vs 69% without; supplemental Figure 5A). Analysis of efficacy outcomes using individual molecular markers (FLT3-ITD, NRAS, and KRAS) were inconclusive (supplemental Figure 7). To explore this observation further, there were 26 patients with mutated NPM1 in the higher-benefit group. Median OS was superior for patients with NPM1 mutation (29.67 months; 95% CI, 16.43 to not estimable [NE]) compared with patients who were wild type for NPM1 (12.88 months; 95% CI, 9.03-17.97; Figure 4B). Among the NPM1-mutant subgroup, 12 patients had either concurrent FLT3-ITD (n = 8) or NRAS/KRAS variants (n = 4). When considering patients in the higher-benefit group with NPM1 mutation, survival outcomes were comparable among those with FLT3-ITD/NRAS/KRAS variants present (median OS, 29.67 months; 95% CI, 10.74 to NE) or absent (median OS, 25.26 months; 95% CI, 7.16 to NE; Figure 4C). Similar rates of CR/CRi were also observed for each group (92% with kinase mutations vs 86% without; supplemental Figure 5C). Among patients with NPM1 mutation, the co-occurrence of FLT3-ITD, NRAS, or KRAS did not separate outcomes further (supplemental Figure 8).

Figure 4.

Figure 4.

Figure 4.

Survival outcomes in the higher-benefit group, characterized by patients without complex karyotype or TP53 mutation, stratified by molecular markers of interest. OS outcomes in patients with or without FLT3-ITD or NRAS/KRAS mutations (A), with or without NPM1 mutation (B), with NPM1 mutation with or without FLT3-ITD or NRAS/KRAS mutation (C), with or without MR gene mutation (D), and with MR gene mutations with or without FLT3-ITD or NRAS/KRAS (E).

Among patients in the higher-benefit cohort without an NPM1 mutation, 53 patients were defined as having AML with MR gene mutations. As anticipated, median OS outcomes were lower for those with AML-MR variants present (11.56 months; 95% CI, 7.69-16.89) than those lacking AML-MR (22.01 months; 95% CI, 14.23-32.10; Figure 4D). Among the AML-MR subgroup, 18 had concurrent FLT3-ITD (n = 6) or NRAS/KRAS variants (n = 12). When considering subpopulations within the higher-benefit group with AML-MR, survival outcomes trended inferiorly for those with (median OS, 7.33 months; 95% CI, 2.43-14.69) vs without (median OS, 12.88 months; 95% CI, 10.74-24.48) FLT3-ITD/NRAS/KRAS mutation (Figure 4E).

Median OS in the presence (20.83 months [95% CI, 10.74-32.10]) vs absence (14.69 months; 95% CI, 9.92-21.29) of IDH1/2 mutation was comparable (supplemental Figure 6A). Similar trends were observed for median OS in the presence (11.24 months; 95% CI, 4.57-21.16) vs absence (19.61 months; 95% CI, 11.56-23.79) of RUNX1 mutation (supplemental Figure 6C). CR/CRi rates were also comparable among patients with either IDH1/2, NPM1, RUNX1 or MR gene mutations (supplemental Figures 5 and 6).

Discussion

In this retrospective, pooled analysis of 2 clinical studies examining LDAC plus venetoclax in newly diagnosed AML unfit for intensive chemotherapy, the prognostic relevance of existing risk stratification criteria were evaluated. Overall, our results confirmed that risk stratification based on ELN 2022 criteria lacked prognostic utility for LDAC plus venetoclax therapy, similar to recent findings observed with azacitidine plus venetoclax.13,17 Due to the failure of existing risk stratification criteria to adequately distinguish outcomes of patients receiving LDAC plus venetoclax, a sequential BATTing analysis considering 27 recurring genetic/cytogenetic variables in AML was used. Surprisingly, this only led to the identification of complex karyotype dichotomizing patients into lower- (complex karyotype present) or higher-benefit groups (complex karyotype absent). Consistent with previous findings,18 most patients (67%) with complex karyotype in this analysis harbored a TP53 mutation. Although patients with complex karyotype in the absence of TP53 mutation had a nominally better median OS (5.88 months) than patients positive for both complex karyotype and TP53 mutation (2.83 months), both subgroups derived low benefit from therapy. When examining the impact of other molecular markers of interest (FLT3-ITD, NRAS/KRAS, MR genes, IDH1/2, or RUNX1), we observed no clear segregation of risk; thus, the highest benefit of LDAC plus venetoclax was observed in patients lacking complex karyotype or TP53 mutation (Figure 3C).

Unexpectedly, we found that the 4-gene risk classification model developed for unfit older patients receiving azacitidine plus venetoclax13 was also suboptimal for distinguishing outcomes after LDAC plus venetoclax. The main reason for this anomaly is explained by the comparable outcomes for patients with or without FLT3-ITD or NRAS/KRAS mutations in the higher-benefit group (Figure 4A). Therefore, in the LDAC plus venetoclax molecular classifier, there was no separation into higher- and intermediate-benefit groups, as had previously emerged from a similar sequential BATTing analysis of patients receiving azacitidine plus venetoclax.

Most patients in the higher-benefit group receiving LDAC plus venetoclax with FLT3-ITD or NRAS/KRAS mutations (n = 32) had either concurrent NPM1 (n = 12) or MR mutations (n = 18; Figure 4). For patients with FLT3-ITD or NRAS/KRAS and concurrent NPM1 mutations, the CR/CRi rate was 92% (63% if FLT3-ITD or NRAS/KRAS mutations and wild-type NPM1; supplemental Figure 5). Median OS for FLT3-ITD or NRAS/KRAS and NPM1 mutations was 29.67 months (25.26 months if wild-type NPM1; Figure 4C). In prior studies with azacitidine plus venetoclax, patients with FLT3-ITD or NRAS/KRAS and concurrent NPM1 mutations had a reported CR/CRi rate of 56.5% and a median OS of 9.9 months.13

In this study of patients receiving LDAC plus venetoclax, we also analyzed those with MR gene mutations, because FLT3-ITD or NRAS/KRAS variants co-occurred in 34% of patients in this subgroup. Presence of FLT3-ITD or NRAS/KRAS was associated with a trend for inferior CR/CRi (50% vs 69%) and survival (median, 7.33 vs 12.88 months) compared with absence of these kinase-activating variants (Figure 4E; supplemental Figure 5E). Therefore, our study revealed a negative impact for FLT3-ITD or NRAS/KRAS variants in patients with MR gene but not NPM1 mutations. This was likely a result of the more favorable outcomes for patients with NPM1 mutation compared with NPM1 wild-type AML receiving LDAC plus venetoclax within the higher-benefit group (Figure 4B). For patients in the higher-benefit group with NPM1 mutation receiving LDAC plus venetoclax (n = 26), the median OS was 30 months compared with 13 months for patients who were NPM1 wild type. Although the favorable outcomes of patients with concurrent NPM1 and FLT3-ITD is intriguing (CR/CRi, 88%; median OS, not reached, with only 2 deaths reported; supplemental Figure 8), it should be noted that there were only 8 patients with this combination genotype; thus, current observations remain exploratory and require confirmation in larger studies.

In addition to the 4-gene risk classifier developed for patients receiving HMA plus venetoclax, the recently published ELN 2024 risk classification model also included specific mention of NPM1, IDH2, IDH1, and DDX41 mutations within the higher-benefit subgroup.14 Our current analysis confirmed a survival benefit for patients in the higher-benefit group with NPM1 mutation (Figure 4B) but not for those with mutated IDH1/2 (supplemental Figure 6A). The prognostic role of DDX41 mutation was not examined in this study. In the ELN 2024 recommendations, it was specifically mentioned that the model was not applicable to patients receiving LDAC plus venetoclax–based treatment, because analyses for this patient group were not yet published.14 It is hoped that the new information from the current manuscript will help refine future iterations of the ELN prognostic risk score for older AML populations.

The clinical management of older patients with FLT3-ITD remains controversial. The addition of gilteritinib to azacitidine did not improve survival over azacitidine alone in patients with FLT3-mutated AML in the LACEWING study.19 Although the addition of venetoclax to azacitidine showed enhanced response in patients with FLT3-mutated AML, survival was not improved compared with azacitidine monotherapy.20 Regarding LDAC as an alternative backbone for patients with FLT3-ITD, LDAC plus venetoclax in this study was associated with a CR/CRi rate of 71% and a median OS of 13.96 months (supplemental Figure 7). In preliminary results from a randomized study comparing LDAC plus venetoclax and midostaurin vs LDAC plus venetoclax alone (INTERVENE), the triplet combination in a subset analysis of patients with FLT3-ITD showed a CR/CRi rate of 82% vs 57% and a median OS of 16.8 vs 9.1 months, with FLT3-ITD negativity by the end of cycle 4, assessed by polymerase chain reaction–next-generation sequencing, recorded in 61% of patients treated with LDAC plus venetoclax and midostaurin compared with 0% with LDAC plus venetoclax alone.21 In a subgroup analysis from another study, patients randomized to LDAC plus quizartinib vs LDAC plus placebo showed improved OS for LDAC combined with quizartinib (median, 13.7 vs 4.2 months) in patients with FLT3-ITD.22 Furthermore, in a separate analysis, cladribine combined with LDAC and venetoclax was studied in 30 patients with relapsed/refractory AML, showing an overall response rate after the first cycle of 70% (95% CI, 52.1-83.3), including a high response rate among patients with either NRAS mutation (7/9 [77.8%]) or FLT3-ITD (3/4 [75%]).23

Overall, these results confirm and reinforce the importance of molecular information in stratifying outcomes in patients receiving venetoclax-based therapy for AML. However, these results also suggest that existing AML risk stratification systems cannot be universally applied to all therapies to estimate outcome. Regimen-specific risk classification models are necessary, indicating that novel therapies will need to be individually validated. The limitations of this study need to be acknowledged, including the retrospective nature, small sample size, and the pooling of the phase 1b/2 and phase 3 study populations. In addition, the small numbers of patients across individual mutational subgroups precluded the ability to evaluate the impact of individual mutations in more detail regarding prognostic risk assessment.

Conflict-of-interest disclosure: A.H.W. has served as a consultant for AbbVie, Amgen, Astellas Pharma, Celgene, Janssen, MacroGenics, Novartis, Roche, and Servier; has received research funding from AbbVie, Celgene, Novartis, and Servier; and is employed by the Walter and Eliza Hall Institute of Medical Research, which receives royalties related to venetoclax, and is entitled to a fraction of these payments. P.P. has received grants/research support from AbbVie, Genesis, Novartis, and Roche; and honoraria from AbbVie, Genesis, Gilead, Janssen, Novartis, and Roche. P.M. has received grants/research support from Astellas Pharma, Celgene, Daiichi Sankyo, Janssen, Karyopharm Therapeutics, Novartis, Pfizer, and Teva; has served as a speaker or in an advisory role for AbbVie, Celgene, Daiichi Sankyo, Incyte, Janssen, Karyopharm Therapeutics, Novartis, Pfizer, Teva, and Tolero; and has served as a consultant for Agios, Astellas Pharma, Celgene, Daiichi Sankyo, Oryzon, and Tolero. K.L. has received grants/research support from AbbVie, Novartis, Roche, Sandoz, and Takeda; and personal fees from AbbVie, Astellas Pharma, BeiGene, Celgene, iQone Healthcare Switzerland, Janssen, Novartis, and Sandoz. V.I. has served as an investigator in clinical trials sponsored by AbbVie, Novartis, Astellas, Merck Sharp & Dohme (MSD), Biocad, and Ascentage Pharma; and has participated in educational events for AbbVie, Pfizer, Novartis, Roche, Biocad, and Sotex. I.K. has served as an investigator in clinical trials sponsored by AbbVie. J.N. has served in a consultancy/advisory role for Amgen, Novartis, Pfizer, Roche, and Takeda; and has received travel expenses from Amgen and Janssen. R.C. has participated in speakers’ bureaus for Bristol Myers Squibb and AbbVie; and has served on advisory boards for ADC Therapeutics and BeiGene. W.F. reports membership on an entity’s board of directors or advisory committee for AbbVie, Amgen, ARIAD/Incyte, Celgene, Jazz Pharmaceuticals, MorphoSys AG, Novartis, Stemline, Clinigen, Otsuka, and Pfizer; has patents and royalties from Amgen; has received support for meeting attendance from Amgen, Daiichi Sankyo, Gilead, Jazz Pharmaceuticals, and Servier; and has received research funding from Amgen, Apis, and Pfizer. M.P. has served as a speaker or in an advisory role for AbbVie, Amgen, Astellas Pharma, Genesis, Janssen, Novartis, AstraZeneca, Bristol Meyers Squibb, Gilead, Sobi, and Pfizer. J.B. has served as a consultant for AbbVie, Servier, Amgen, Astellas Pharma, Bristol Myers Squibb, Jazz Pharmaceuticals, Novartis, Gilead, Palladin, Taiho, and Pfizer; and received travel support from Amgen, Jazz Pharmaceuticals, and Novartis. S.B.T. has served as a consultant for AbbVie and an investigator in clinical trials sponsored by AbbVie. J.-Z.H. has served as an investigator in clinical trials sponsored by AbbVie. T.Y. has received research support/honoraria from and served in an advisory role for AbbVie, Astellas Pharma, Gilead, Janssen, Nippon Shinyaku, Otsuka, Pfizer, Solasia, SymBio, and Takeda. J.W. has served in an advisory role for AbbVie and received research support from Celgene. S.A.S. has served as a consultant and received advisory fees from AbbVie, BerGenBio, Genentech, Senti Bio, and Novartis; and served as a consultant and received advisory fees to institution from AbbVie, BerGenBio, Genentech, Senti Bio, Novartis, Ellipses, Nkarta, Kura Oncology, Sobi, and Syros. M.R.S. has served as a consultant, participated on advisory boards for, and/or received travel expenses from AbbVie, Bristol Myers Squibb, CTI, Forma, Geron, GlaxoSmithKline, Rigel, Taiho, and Treadwell; held equity in and served as a consultant for Empath Biosciences, Karyopharm, and Ryvu; and received research funding from ALX Oncology, Astex, Incyte, and Takeda. A.E. has received honoraria from AbbVie, Astellas, Sanofi, Astex/Otsuka, and Pfizer; and research funding from Astex/Otsuka. I.S.T. has received honoraria from Jazz Pharmaceuticals; and participated in speakers’ bureaus for Novartis and Pfizer. S.L. is employed by Johnson & Johnson and owns stock and stock options. G.J.R. has served as a consultant for AbbVie, Amgen, AstraZeneca, Bristol Myers Squibb, Caribou Biosciences, Celgene, Daiichi Sankyo, Ellipses Pharma, Genoptix, Geron, GlaxoSmithKline, Janssen, Jasper Pharmaceuticals, Molecular Partners, Novartis, Pfizer, Oncoverity, OncoPrecision, Rigel, Roche, Syndax, Takeda (IRC Chair), and Telix Pharma; and received research support from Janssen. R.P., Q.J., Z.L., Y.S., and B.C. are employed by AbbVie and may hold stock or stock options. W.M. was formerly employed by AbbVie and is currently employed by Caribou Biosciences and may hold stock or stock options in AbbVie and Caribou Biosciences. C.D.D. has received research support from AbbVie/Genentech, Agios, Bristol Myers Squibb/Celgene, Calithera, Cleave, Daiichi Sankyo, Immune-Onc, and Loxo; served as a consultant or advisory board member for AbbVie, Agios, Aprea Therapeutics, Bristol Myers Squibb/Celgene, Immune-Onc, Kura Oncology, Novartis, Takeda, and Notable Labs. T.L.L. declares no competing financial interests.

Acknowledgments

The authors thank Xiaotong Li for generating heat map figures. Medical writing support was provided by Bio Connections, LLC, and funded by AbbVie.

Venetoclax is being developed in collaboration between AbbVie and Genentech. AbbVie and Genentech funded the M14-387 and VIALE-C studies. AbbVie funded this post hoc analysis and participated in the study design, research, analysis, data collection, interpretation of data, reviewing, and approval of the publication.

Authorship

Contribution: B.C., A.H.W., W.M., Y.S., and Z.L. contributed to conception and design; W.F., A.H.W., P.P., P.M., K.L., V.I., I.K., J.N., R.C., M.P., J.B., S.B.T., J.-Z.H., T.Y., J.W., S.A.S., M.R.S., T.L.L., A.E., I.S.T., S.L., G.J.R., and C.D.D. contributed to provision of study materials or patients; B.C., W.M., Y.S., Z.L., Q.J., and R.P. collected and assembled data; and all authors analyzed and interpreted data, wrote the manuscript, had access to relevant data, participated in the drafting, review, and final approval of this publication, and are accountable for all aspects of the work.

Footnotes

AbbVie is committed to responsible data sharing regarding the clinical trials we sponsor. This includes access to anonymized, individual, and trial-level data (analysis data sets), as well as other information (eg, protocols, clinical study reports, synopses, or analysis plans), as long as the trials are not part of an ongoing or planned regulatory submission. These clinical trial data can be requested by any qualified researchers who engage in rigorous, independent, scientific research, and will be provided after review and approval of a research proposal, statistical analysis plan, and execution of a data use agreement. Data requests can be submitted at any time after approval in the United States and Europe and after acceptance of this manuscript for publication. The data will be accessible for 12 months, with possible extensions considered. For more information on the process or to submit a request, visit the following link: https://vivli.org/ourmember/abbvie/; then select “Home.”

The full-text version of this article contains a data supplement.

Supplementary Material

Supplemental Tables and Figures

References

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