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. 2026 Mar 9;21(3):e0343710. doi: 10.1371/journal.pone.0343710

Racial differences in people living with HIV and Heart Failure: Insight from New York City health and hospitals HIV Heart Failure Cohort

Pawel Borkowski 1,2, Luca Biavati 1, Natalia Nazarenko 1, Matthew Parker 1, Amrin Kharawala 1,3, Coral Vargas-Pena 1,4, Shivang Bhakta 1,5, Ishmum Chowdhury 1, Joshua Bock 1, Vibhor Garg 1, Robert Faillace 1,6, Leonidas Palaiodimos 1,7, Yi-Yun Chen 1,8,*
Editor: Ronaldo Go9
PMCID: PMC12970931  PMID: 41801860

Abstract

Background

Racial disparities, an imbalance between the treatment of racial groups, in healthcare significantly affect the prognosis and treatment outcomes for people living with HIV (PLHIV) and heart failure (HF). The complexity of racial disparities in health care is exacerbated when social determinants of health (SDoH). Utilizing the New York City Health and Hospitals HIV Heart Failure (NYC 4H) cohort, one of the largest public health providers in New York City, this study aims to describe the epidemiological characteristics, treatment, and mortality differences among various racial groups in patients living with HIV (PLHIV) and HF.

Methods

This study utilized data from the mixed retrospective and prospective NYC 4H cohort, comprised of adult individuals with confirmed HIV and HF from inpatient or clinic visits between July 2017 and June 2022.

from eleven major New York City Health and Hospitals. Racial identification was reported by the patients. Social adversities (SA) were assessed through a psychosocial evaluation conducted by licensed clinical social workers (LCSWs) during the initial clinic or hospital encounter within the enrollment period. Each patient’s home address was mapped to the area deprivation index (ADI) to obtain ADI ranking and further characterize socioeconomic disadvantage. We assessed the relationship between social adversities and overall mortality in each racial group using hazard ratios (HRs) derived from proportional hazard regression models.

Results

In total, 1044 patients, including 631 Black/African American, 289 Hispanic/Latino, 57 non-Hispanic White, 17 Asian/Pacific Islander, and 50 of unknown or other racial backgrounds were analyzed in the study. An average follow-up time is 3.8 years. Significant racial difference in ischemic cardiomyopathy, with the highest occurrence found in the Black/African American group (51%) were noticed comparing to Asian/Pacific Islander (2.3%) and Other/Unknown groups (5.6%) (P < 0.001). The rate of coronary artery bypass grafting (CABG) among the African American population (1.9%) is notably lower (P < 0.001) compared to other racial groups. Based on state-wide ADI ranking, all patients disproportionately clustered in the most disadvantaged neighborhood areas, however patients identifying as Black/African American and Hispanic/Latino were more likely to reside in areas with higher ADI score. Asian/Pacific Islander populations have experienced fewer social adversities, with 76.5% reporting no encounters with social adversity, compared to 41% for Black/African American, 44.3% for Hispanic/Latino, 45.6% for non-Hispanic White, and 34% for Other/Unknown groups. Non-Hispanic White group exhibited a higher prevalence of LGBTQ individuals at 10.5%, a identity not commonly listed among the top challenge for other racial groups (P = 0.002). During the follow-up period, a total of 259 deaths were recorded. The mortality rate is lowest in Asian/Pacific Islanders (11.8%), while comparing to non-Hispanic Whites (33.3%) and unknown or other races (50%).

Conclusions

Significant differences exist in comorbidities, disease management, and social conditions among HIV and heart failure patients across five racial groups. The findings suggest that within impoverished multiethnic communities, it is crucial to conduct comprehensive screenings for social adversities across all racial groups, as social disadvantage may manifest in various ways.

Introduction

Despite the advent of modern treatments, human immunodeficiency virus (HIV) infection and heart failure (HF) continue to represent significant individual and public health challenges as chronic conditions [13]. Racial disparities in health outcomes among individuals living with both HIV and heart failure (HF) remain a critical but underexplored area of research [4,5]. A complex interplay of biological, socioeconomic, and healthcare access factors likely contributes to the observed differences in morbidity and mortality across racial and ethnic groups. Biologically, variations in genetic predisposition, inflammation pathways, and comorbid conditions may potentially influence disease progression and response to treatment in racially diverse populations [6,7]. It is known that HIV viral suppression is associated with significantly reduced inflammation, which contributes to an increased risk of age-related conditions like cardiovascular disease [8,9]. Access to high-quality, culturally competent healthcare also plays a pivotal role in timely and chronic antiretroviral (ART) and HF treatment; racial and ethnic minorities are more likely to encounter structural barriers, including underinsurance, geographic limitations, and implicit bias within healthcare systems [10,11]. Understanding the multifactorial contributors to racial inequities in this dual-diagnosis population is essential for designing targeted interventions that promote health equity and improve clinical outcomes.

The complexity of racial disparities in health care is further exacerbated when social determinants of health (SDoH), such as socioeconomic status, lack of family support, education level, substance abuse, and living conditions, also act as modulators [12,13]. Therefore, a thorough analysis of how race and social challenges intersect is crucial for understanding their cumulative effect on health management and outcome across different racial groups. Yet, little research has examined racial differences among patients diagnosed with both HIV infection and heart failure (HF). Utilizing the New York City Health and Hospitals HIV Heart Failure (NYC 4H) cohort, one of the largest public health providers in New York City, this study aims to describe the epidemiological characteristics and treatment differences among various racial groups in patients with HIV and HF. Furthermore, we navigate how SDoH impact on racial disparity and survival.

Methods

Study population

This study utilized data from the NYC 4H cohort, consolidating records from eleven major New York City Health and Hospitals [14]. The dataset integrates a mix of retrospective baseline data collection and ongoing prospective follow-up details. The original NYC 4H cohort comprised adult individuals (Age ≥ 18) with diagnosis code of HIV and HF from inpatient or clinic visits between July 2017 and June 2022. After excluding patients without confirmed HIV infection and heart failure (HF) based on individual laboratory results and echocardiographic data, a total of 1,044 patients were included in the final cohort. Baseline demographic, medical, treatment, and social factors data were obtained through chart review at enrollment. The first follow-up period commenced from the first clinical encounter diagnosing HIV and HF to June 2022. A second round of detailed follow-up data was then gathered in subsequent hospital or clinic encounters from July 2022 through October 2023.

Clinical variables

Participants self-reported their baseline demographic information, which was then documented in the electronic health record (EHR) [14]. Racial and ethnic classifications were based on self-reported data. Past medical histories were compiled from chart reviews. Medication information for both baseline and follow-up were verified using clinical encounter records in the EHR, with additional cross-checking against internal or external pharmacy records to resolve any duplications or discrepancies [15].

Heart failure with reduced ejection fraction (HFrEF) was defined as symptomatic heart failure with a left ventricular ejection fraction (LVEF) ≤40%; heart failure with mildly reduced ejection fraction (HFmrEF) as symptomatic heart failure with LVEF 41–49%; and heart failure with preserved ejection fraction (HFpEF) as symptomatic heart failure with LVEF ≥50%, consistent with the 2022 AHA/ACC/HFSA guideline definitions. Controlled HIV is defined by HIV viral load less than 200 copies/mL.

Functional status was determined based on the Activities of Daily Living (ADL). Patients were classified into three categories: completely independent (0 deficiencies in ADL), partially dependent (1–2 deficiencies in ADL), and completely dependent (more than 2 deficiencies in ADL), based on their individual ADL evaluations.

Social adversities

Social adversities (SA) were assessed through a psychosocial evaluation conducted by LCSWs in New York State during the initial clinic or hospital encounter within the enrollment period. The comprehensive evaluation typically required approximately 45 minutes for a one-to-one personal interview. The spectrum of SA encompassed various factors, including criminal history, lack of insurance, immigration status, educational barriers, financial or job instability, lack of family and community support, housing issues, substance abuse, mental illness, history of trauma, affiliation to Lesbian, Gay, Bisexual, Transgender and Queer (LGBTQ) community. The assessment of trauma history involved exploring experiences such as childhood abuse, being a crime victim, elder abuse, emotional abuse, human trafficking, intimate partner violence, neglect, physical abuse, sexual abuse, sexual assault, and other significant traumatic events.

Socioeconomic disadvantage was measured by using the area deprivation index (ADI), a standardized score based on census variables which combines measures of employment, income, housing, and education extracted from the American Community Survey [16]. The ADI scores for each zip code tabulation area (ZCTA) in New York State were linked to the ZCTA associated with each patient’s permanent home address and analyzed as a continuous variable and by percentile ranking to compare the level of socioeconomic disadvantage experienced by cohort with the other ZCTAs in the state [17,18].

Outcome

The Patient Outreach Department conducts annual follow-ups with patients who meet the criteria for loss of follow-up. Our primary outcome focused on the incidence of overall mortality during the follow-up period, which was identified first through the EHR. Between November 2023 and December 2023, all patients or their family members were contacted to verify the individual's survival status.

Statistics analysis

Continuous variables and categorical variables were compared through independent t-test and chi-square test, respectively. We assessed the relationship between social adversities and overall mortality in each racial group, using hazard ratios (HRs) derived from proportional hazard regression models, adjusted for age, sex, baseline EF, controlled HIV, and comorbidities such as chronic obstructive pulmonary disease (COPD), end-stage renal disease (ESRD), cancer, hyperlipidemia, hypertension, diabetes mellitus, peripheral artery disease (PAD), pulmonary hypertension, and coronary artery disease (CAD), ADL and smoking status (S1 Table). Effect modification was tested via interaction terms (S2 Table). Sensitivity analysis was done among patient with controlled HIV and heart failure with reduced EF (HFrEF) (S3 Table). The Grambsch and Therneau test confirmed no violation of the proportional hazard assumption. All statistical tests were two-sided, with a significance threshold set at P < 0.05 to determine statistical significance.

Statistical analyses were performed using Stata (version 15.1; StataCorp) and R (version 4.3.3).

Results

Baseline characteristics

Table 1 provides an overview of the baseline characteristics for the NYC 4H cohort, broken down into five racial groups. The analysis included a total of 1044 patients, with distribution as follows: 631 Black/African American, 289 Hispanic/Latino, 57 non-Hispanic White, 17 Asian/Pacific Islander, and 50 of unknown or other racial backgrounds. The cohort was followed for an average duration of 3.8 years. Notably, the non-Hispanic White group showed a lower proportion of female participants (21%) compared to other racial groups. The Black/African American group exhibited a markedly higher prevalence of hypertension (80%), distinguishing it significantly from other races (P < 0.001). Asian group had the highest rate of never smoker (35.3%) compared to the rest of racial groups.

Table 1. Baseline characteristic by race in HIV HF patients.

Black Hispanic/Latino Non-Hispanic white Asian & pacific islander Other/Unknown P value
Patient number 631 289 57 17 50
Age, years 57.1 56.6 56.6 59.6 55.6 0.69
Sex, (%) 0.02
Female 256 (40.6%) 94 (32.5%) 12 (21%) 7 (41.2%) 18 (36%)
Male 375 (59.4%) 195 (67.5%) 45 (79%) 10 (58.8%) 32 (64%)
Insurance, %) 0.47
Medicare 246 (38%) 98 (34%) 31 (54.4%) 6 (35.3%) 17 (34%)
Medicaid 270 (42.8%) 131 (45.5%) 15 (26.3%) 6 (35.3%) 23 (46%)
Commercial 72 (11.4%) 39 (13.5%) 7 (12.3%) 2 (11.8%) 8 (16%)
No insurance 40 (6.3%) 19 (6.6%) 4 (7%) 3 (17.6%) 2 (4%)
Smoking, %) 0.09
Active smoker 261 (41.4%) 88 (30.5%) 25 (43.9%) 2 (11.8%) 19 (38%)
Former smoker 205 (32.5%) 118 (49.8%) 19 (33.3%) 9 (52.9%) 21 (42%)
Never smoker 158 (25%) 79 (27.3%) 12 (21.1%) 6 (35.3%) 10 (25.4%)
Co-morbidity, %)
Hypertension 506 (80%) 199 (68.9%) 34 (60%) 11 (64.7%) 36 (72%) <0.001**
Hyperlipidemia 221 (35%) 114 (39.5%) 21 (36.8%) 7 (41.2%) 10 (20%) 0.11
Type 2 diabetes 261 (41.5%) 112 (38.9%) 18 (31.6%) 7 (41.2%) 18 (36%) 0.4
COPD 250 (39.6%) 116 (40.1%) 22 (38.6%) 2 (11.8%) 19 (38%) 0.23
CKD 150 (23.8%) 57 (19.7%) 10 (17.5%) 3 (17.7%) 10 (20%) 0.56
HIV
median CD4 counts 393 375 413 335 255
Controlled HIV, %) 463 (73.4%) 191 (66.1%) 31 (54.4%) 12 (70.6%) 34 (68%) 0.02*
On ART, %) 573 (90.8%) 265 (91.8%) 50 (87.7%) 15 (88.2%) 43 (86%) 0.67
ART Non-compliance 119 (18.9%) 48 (13.8%) 8 (14%) 3 (17.7%) 7 (14%) 0.16
Heart failure
median EF, %) 46.5 45 40 35 50
HFrEF, %) 322 (51%) 147 (50.9%) 32 (56.1%) 12 (70.6%) 23 (46%) 0.49
Ischemic cardiomyopathy 288 (45.6%) 135 (46.7%) 36 (63.2%) 9 (52.9%) 26 (52%) 0.128

The non-Hispanic White group exhibited the lowest rate of controlled HIV, defined as an HIV viral load of less than 200 copies/ml [19], at 54.4% (P = 0.02). The highest median CD4 counts were observed in the non-Hispanic White (413 cells/mm^3), with the lowest recorded in the unknown/other racial category (255cells/mm^3). In terms of non-adherence to antiretroviral therapy (ART), the Hispanic/Latino population demonstrated the lowest non-compliance rate at 13.8%, followed by non-Hispanic White (14%) and Other/Unknown (14%).

Asian group demonstrated the highest percentage of heart failure with reduced ejection fraction (HFrEF) at 70.6% and the lowest median baseline ejection fraction (EF) at 35%. There were no significant racial difference in ischemic cardiomyopathy, with the highest occurrence found in the Non-Hispanic White (63.2%), followed by Asian/Pacific islander (52.9%) and Other/Unknown race (52%).

HIV infection and heart failure treatment

Table 2 showed the variance in the medical treatment, represented by prescription of guideline-directed medical therapy (GDMT), and intervention across different racial groups. At both baseline and follow-up, there were no significant differences observed in the prescription rates of GDMT, aspirin, other than aspirin anti-platelet agents, and statins, among the five racial groups. Significant improvement of GDMT prescription were noticed in follow-up while comparing to the baseline across all five racial groups. The rate of coronary artery bypass grafting (CABG) among the African American population (1.9%) is notably lower (P < 0.001) compared to other racial groups, such as Hispanic/Latino (3.1%), non-Hispanic White (8.8%), Asian/Pacific Islander (23.5%). No statistically significant differences in the rates of pacemaker implantation (P = 0.07), implantable cardioverter-defibrillator (ICD) usage (P = 0.78), and cardiac resynchronization therapy with defibrillator (CRT-D) (P = 0.59) were noticed across these groups.

Table 2. Heart failure treatment across race.

Black Hispanic/Latino Non-Hispanic white Asian/ pacific islander Other/Unknown P value
Baseline Prescription
Evidence-based BB1 267 (42.3%) 117 (40.5%) 22 (38.6%) 6 (35.3%) 21 (42%) 0.94
ACEI/ARB/ARNI 2 284 (45%) 133 (46%) 29 (50.9%) 6 (35.3%) 20 (40%) 0.73
SGLT2 inhibitor 3 14 (2.2%) 5 (1.7%) 2 (3.5%) 0 (0%) 1 (2%) 0.89
MRA 4 43 (6.8%) 14 (4.8%) 6 (10.5%) 0 (0%) 3 (6%) 0.38
Aspirin 264 (41.8%) 112 (38.8%) 22 (38.6%) 6 (35.3%) 15 (30%) 0.51
Other anti-platelets 50 (7.9%) 36 (12.5%) 9 (15.8%) 3 (17.7%) 6 (12%) 0.07
Statin 284 (45%) 134 (46.4%) 27 (47.4%) 6 (35.3%) 22 (44%) 0.91
One or more GDMT 280 (60.2%) 176 (60.9%) 33 (57.9%) 9 (52.9%) 29 (58%) 0.96
Two or more GDMT 190 (30.1%) 81 (28%) 19 (33.3%) 3 (17.6%) 13 (26%) 0.69
Follow-up Prescription
Evidence-based BB1 370 (58.6%) 170 (58.8%) 34 (59.7%) 7 (41.2%) 31 (62%) 0.66
ACEI/ARB/ARNI 2 330 (52.3%) 160 (55.4%) 29 (50.9%) 9 (52.9%) 33 (66%) 0.4
SGLT2 inhibitor 3 71 (11.3%) 34 (11.8%) 7 (12.3%) 1 (5.9%) 6 (12%) 0.96
MRA 4 76 (12%) 33 (11.4%) 4 (7%) 3 (17.7%) 4 (8%) 0.64
Aspirin 315 (49.9%) 136 (47.1%) 25 (43.9%) 8 (47.1%) 27 (54%) 0.78
Other anti-platelets 74 (11.7%) 37 (12.8%) 4 (7%) 2 (11.8%) 6 (12%) 0.82
Statin 403 (63.9%) 176 (60.9%) 39 (68.4%) 9 (52.9%) 27 (54%) 0.42
One or more GDMT 474 (75%) 222 (76.8%) 41 (71.9%) 13 (76.5%) 40 (80%) 0.87
Two or more GDMT 269 (42.6%) 128 (44.3%) 25 (43.9%) 6 (35.3%) 27 (54%) 0.56
CABG 12 (1.9%) 9 (3.1%) 5 (8.8%) 4 (23.5%) 2 (4%) <0.001
Pacemaker 19 (3%) 2 (0.7%) 0 (0%) 1 (5.9%) 0 (0%) 0.07
ICD 27 (4.3%) 14 (4.9%) 3 (5.3%) 0 (0%) 1 (2%) 0.78
CRT-D 2 (0.3%) 3 (1%) 0 (0%) 0 (0%) 0 (0%) 0.59

1. Beta-blocker

2. angiotensin converting enzyme inhibitors (ACEI)/angiotensin receptor blockers (ARB)/ angiotensin receptor/neprilysin inhibitor (ARNI),

3. sodium-glucose cotransporter-2 (SGLT2) inhibitors

4. mineralocorticoid receptor antagonist (MRA).

Social determinants of health

Table 3 and S1 Fig shows the social adversities encountered by each racial group. Asian/Pacific Islander populations have experienced fewer SA, with 76.5% reporting no encounters with social adversity, compared to 41% for Black/African American, 44.3% for Hispanic/Latino, 45.6% for non-Hispanic White, and 34% for Other/Unknown groups.

Table 3. Social adversities evaluation across race.

Black Hispanic/ Latino Non-Hispanic white Asian/ pacific islander Other/ Unknown P value
Social adversities exposure
0 SA 259 (41%) 128 (44.3%) 26 (45.6%) 13 (76.5%) 17 (34%) 0.19
1-2 SA 269 (42.6%) 112 (38.8%) 22 (38.6%) 3 (17.7%) 23 (46%)
>2 SA 103 (16.3%) 49 (17%) 9 (15.8%) 1 (5.9%) 10 (20%)
Specific SA
PSA 214 (33.9%) 77 (26.6%) 13 (22.8%) 2 (11.8%) 19 (38%) 0.03
Mental illness 130 (20.6%) 61 (21.1%) 16 (28.1%) 1 (5.9%) 8 (16%) 0.30
Housing difficulty 71 (11.3%) 36 (12.5%) 8 (14%) 1 (5.9%) 5 (10%) 0.87
Food insecurity 19 (3%) 19 (3.5%) 1 (1.8%) 0 (0.00%) 2 (4%) 0.88
Job insecurity 35 (5.6%) 20 (6.9%) 0 (0%) 0 (0%) 6 (12%) 0.07
Financial insecurity 39 (6.2%) 21 (7.3%) 2 (3.5%) 1 (5.9%) 4 (8%) 0.84
Family support 84 (13.3%) 43 (14.9%) 11 (19.3%) 2 (11.8%) 11 (22%) 0.38
No insurance 40 (6.3%) 19 (6.6%) 4 (7%) 3 (17.7%) 2 (4%) 0.40
Transportation 44 (7%) 24 (8.3%) 0 (0%) 0 (0%) 3 (6%) 0.16
Education difficulty 9 (1.4%) 9 (3.1%) 0 (0%) 0 (0%) 0 (0%) 0.21
Undocumented 5 (0.8%) 4 (1.4%) 0 (0%) 0 (0%) 1 (2%) 0.73
Trauma history 28 (4.4%) 9 (3.1%) 4 (7%) 0 (0%) 3 (6%) 0.53
Safety concern 8 (1.3%) 2 (0.7%) 3 (5.3%) 0 (0%) 1 (2%) 0.09
Criminal history 9 (1.4%) 1 (0.3%) 0 (0%) 0 (0%) 1 (2%) 0.49
LGBTQ 19 (3%) 4 (1.4%) 6 (10.5%) 0(0%) 0 (0%) 0.002

Polysubstance abuse (PSA) emerged as the most common social adversity among the Black/African American, Hispanic/Latino, and Other/Unknown race groups, showing a statistically significant difference (P = 0.03). Mental illness and difficulties with insurance were more prevalent in the non-Hispanic White and Asian/Pacific Islander groups, respectively, though these findings were not statistically significant (P = 0.3 for mental illness; P = 0.4 for insurance difficulties). Common adversities for all racial groups were PSA, mental illness, and a lack of family support. Notably, the non-Hispanic White group exhibited a higher prevalence of LGBTQ individuals at 10.5%, a social adversity not listed among the top concerns for other racial groups, with this difference reaching statistical significance (P = 0.002).

From the socioeconomic perspective, patients identifying as Black/African American and Hispanic/Latino resided in neighborhoods with the highest ADI scores, representing least resourced, when compared to other racial groups (Fig 1). However, when compared to all New York State ZIP Code Tabulation Area (ZCTA) -defined ADI rankings, all racial groups were disproportionately clustered in the more disadvantaged (higher ADI) ranks.

Fig 1. Area Deprivation index across racial groups.

Fig 1

Caption: Patients identifying as Black/African American and Hispanic/Latino resided in neighborhoods with the highest ADI scores. However, when compared to all New York State ZIP Code Tabulation Area (ZCTA) -defined ADI rankings, all racial groups were disproportionately clustered in the more disadvantaged (higher ADI) ranks.

Overall mortality across race

During the follow-up period, a total of 259 deaths were recorded. A variation in mortality rates was noted among different racial groups, with the lowest observed in Asian/Pacific Islanders (11.8%) and the highest in non-Hispanic Whites (33.3%) and individuals of unknown or other races (50%). Fig 2 illustrates the risk of death for each racial group, as determined by a proportional hazard regression model. The analysis revealed that compared to the Asian population, individuals of other/unknown races had a 4.6 times higher risk of death during the follow-up period (Hazard Ratio [HR] 4.57, 95% Confidence Interval [CI] [1.06, 19.8], P = 0.04).

Fig 2. Death Across Race By Proportional Hazard Regression Model.

Fig 2

Caption: The hazard ratio for mortality is 4.57 times higher in unknown/other groups, in comparison to Asian/Pacific islander.

Discussion

Racial and ethnic minorities in the United States continue to bear a disproportionate burden of both HIV and HF [20,21,22]. To our knowledge, this is the first multi-center longitudinal study to examine differences in biological factors, SDoH, and medical implementation among people living with HIV (PLHIV) and HF across five distinct racial and ethnic groups. This study is uniquely positioned in that it draws from the diverse patient population served by the largest safety-net healthcare systems in New York State—systems that primarily care for individuals often excluded from traditional research. As such, our findings provide critical insights into the intersection of race, chronic illness, and healthcare disparities among underrepresented communities.

Our study demonstrates that the differences in outcomes observed across racial groups are multifactorial, reflecting the combined influence of biological, socioeconomic, and healthcare access–related factors.

Similar to prior studies, our study observed a higher prevalence of hypertension and ischemic cardiomyopathy among Black/African American individuals, demonstrating incidence and underlying disease may be partly contribute to the difference. Furthermore, it is notable that coronary artery bypass grafting (CABG) rates were significantly lower in this population. Studies have demonstrated that Black/African American individuals utilize revascularization procedures less frequently compared to other racial groups, contributing to this differences [23,24]. Popescu et al. have similarly highlighted disparities between White and Black individuals in the quality of hospital care for acute myocardial infarction (AMI) and CABG surgery [25,26]. The implementation gap may partly explain the worse outcome in certain racial groups.

The proportion of individuals identifying as other/unknown race in our cohort is notably low (4.7%). The unexpectedly high burden of social adversity in individuals identifying as “other/unknown” race is consistent with literature highlighting the invisibility and marginalization of racially ambiguous or non-disclosed individuals [27,28]. The decision to withhold racial information or self-identify could serve as a potential entry point for SDoH within this vulnerable population. Studies have illuminated that individuals may refrain from disclosing their race due to discomfort or perceived threat stemming from past experiences of discrimination or marginalization [29,30]. This finding aligns with our observation that individuals of unknown/other racial backgrounds bear a heavier burden of social adversities, potentially motivating them to conceal their race to evade further scrutiny or targeted societal responses. This group's high mortality rate may reflect elevated allostatic load from chronic stress exposure, underutilization of health services, or unmeasured barriers to care such as stigma and trauma-related avoidance. Furthermore, the youngest age and highest mortality was observed in the unknown/other racial groups, indicating disparity in premature mortality among these specific groups and warrant further investigation [31].

Our study population demonstrated lower adherence to ART, which may reflect a combination of structural and individual barriers. These could include unstable housing, limited access to healthcare, mental health comorbidities, substance use, and stigma—all of which are more prevalent among individuals served by safety-net health systems. The Interestingly, despite receiving similar treatment regimens, non-Hispanic Whites in our study displayed the poorest control of HIV. This stands in contrast to the general epidemiology finding, where CDC data shows viral suppression rates usually are highest among this group [32]. Our investigators hypothesize that non-Hispanic Whites with higher socioeconomic status (SES) may be more likely to avoid public healthcare systems, potentially introducing bias into the perceived health outcomes of non-Hispanic whites who do utilize such services. Our analysis with patient’s ZCTA-defined ADI showed that patients enrolled in the study were more likely to reside in neighborhoods with greater disadvantage. Although the present study was not powered to assess the association between race/ethnicity and neighborhood deprivation because of measures gathered over large geographic areas (zip code-level data), we were able to link each patient to their socioeconomic surroundings and compare them with state-wide rankings. Our findings suggest that, among non-Hispanic White individuals who utilize public safety-net hospitals, a significant proportion experiences greater socioeconomic disadvantage than the national/state average. Furthermore, we also notice that non-Hispanic whites also exhibit higher and distinct social challenges, particularly regarding trauma history and LGBTQ status, in comparison to other racial groups. This finding suggests that social adversities extend beyond income alone, potentially impacting non-Hispanic Whites, who have historically been perceived as having higher socioeconomic status in other dimensions.

These results challenge the assumption that racial identity alone predicts health advantage and emphasize the role of intersecting adversities. Individuals across different racial group demonstrate their unique challenge and it underscores the importance of conducting comprehensive screenings for social adversities across all racial groups. These findings also highlight the necessity for further research to elucidate the specific factors and potential intervention in the social adversities, including socioeconomic, systemic, and possibly healthcare-related biases contributing to poorer health outcomes.

Limitations

First, our study is limited by small sample size for certain racial groups, notably Asian/Pacific Islanders, which may not provide sufficient statistical power to identify significant associations. Additionally, the patient cohort was drawn exclusively from New York City, a region that, while demographically diverse, presents unique patient characteristics and medical settings not necessarily representative of those found in suburban or rural areas across the country, or within the private healthcare system. Furthermore, our cohort originates from New York City's largest safety-net hospital system, which is committed to providing healthcare services to the most vulnerable population, regardless of socioeconomic status, insurance coverage, or immigration status. This commitment ensures a unique study population that may significantly differ from those typically served by private healthcare systems, creating the selection bias and limited generalization. Third, racial data were derived from self-reported information, and we did not have an independent method to verify its accuracy. Lastly, despite extensive covariate adjustment, residual confounding is an inherent limitation of observational cohort studies and results should be interpreted with caution. However, our sensitivity analyses yielded consistent findings, supporting the robustness of the results.

Conclusion

Significant differences exist in comorbidities, disease management, and social conditions among PLHIV and HF patients across five racial groups. The findings suggest that within impoverished multiethnic communities, it is crucial to conduct comprehensive screenings for social adversities across all racial groups in order to provide effective healthcare, as social disadvantage may manifest in various ways.

Supporting information

S1 Table. Race and Overall Mortality through Cox regression hazard model. Model adjusted for age, sex, baseline EF, controlled HIV, and comorbidities such as chronic obstructive pulmonary disease (COPD), end-stage renal disease (ESRD), cancer, hyperlipidemia, hypertension, diabetes mellitus, peripheral artery disease (PAD), pulmonary hypertension, and coronary artery disease (CAD), ADL and smoking status.

(DOCX)

pone.0343710.s001.docx (14.1KB, docx)
S2 Table. Potential effect modifier with race to mortality.

(DOCX)

pone.0343710.s002.docx (14KB, docx)
S3 Table. Sensitivity analysis within heart failure with reduced EF patient. Model adjusted for age, sex, baseline EF, controlled HIV, and comorbidities such as chronic obstructive pulmonary disease (COPD), end-stage renal disease (ESRD), cancer, hyperlipidemia, hypertension, diabetes mellitus, peripheral artery disease (PAD), pulmonary hypertension, and coronary artery disease (CAD), ADL and smoking status.

(DOCX)

pone.0343710.s003.docx (14.2KB, docx)
S1 Fig. Most prevalent social adversities across racial groups. Percentage of reported needs by demographic category, highlighting the prevalence of Mental Health, PSA, and Family-related concerns across diverse populations.

(PNG)

pone.0343710.s004.png (133.6KB, png)

Acknowledgments

Acknowledgments The authors express their sincere gratitude to the staff and participants of the NYC 4H cohort for their invaluable contributions.

Data Availability

The data underlying this study contain sensitive patient information and are subject to institutional and IRB restrictions. The data are not publicly available due to confidentiality of patient records. Data access requests may be submitted to the NYC Health + Hospitals Institutional Review Board (IRB) at 718-579-5339, which serves as the non-author institutional point of contact for data access inquiries. Researchers may be required to submit a formal data use agreement and IRB approval for access.

Funding Statement

The author(s) received no specific funding for this work.

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Decision Letter 0

Vladimir Berthaud

16 Sep 2025

Dear Dr. Chen,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

==============================

ACADEMIC EDITOR:

The following changes are required for acceptance of your revised manuscript:

Use the term persons or patients with HIV instead of HIV-positive patients.

Write Health and Hospitals instead of Health + Hospitals.

Correct the sentence “Yet little can be found to address the racial differences in patient has both diagnosis HIV infection and HF'. in lines 55-56.

Place figures and captions right after the paragraph in which they are first cited and write the title in bold letters.

Explain the reasons for low HIV treatment adherence and rate of viral suppression across different racial/ethnic categories.

Consider adjusting for confounding variables or if not done, acknowledge this as study limitation.

The comments provided by Reviewer 3 are appropriate suggestions and recommendations.

This Journal Editor feels that your manuscript addresses a very important topic as persons living with HIV are living longer and experiencing a higher incidence of cardiovascular diseases, fueled by ongoing inflammation, even in the setting of consistent viral suppression. Moreover, people of lower socio-economic status are facing increased risk of cardiovascular comorbidity regardless of HIV status.

==============================

Please submit your revised manuscript by Oct 30 2025 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org . When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file.

  • A rebuttal letter that responds to each point raised by the academic editor and reviewer(s). You should upload this letter as a separate file labeled 'Response to Reviewers'.

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We look forward to receiving your revised manuscript.

Kind regards,

Vladimir Berthaud

Academic Editor

PLOS ONE

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When submitting your revision, we need you to address these additional requirements.

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2. We note you have included a table to which you do not refer in the text of your manuscript. Please ensure that you refer to Table 3 in your text; if accepted, production will need this reference to link the reader to the Table.

3. We note that there is identifying data in the Supporting Information file <file name>. Due to the inclusion of these potentially identifying data, we have removed this file from your file inventory. Prior to sharing human research participant data, authors should consult with an ethics committee to ensure data are shared in accordance with participant consent and all applicable local laws.

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Please remove or anonymize all personal information (<specific identifying information in file to be removed>), ensure that the data shared are in accordance with participant consent, and re-upload a fully anonymized data set. Please note that spreadsheet columns with personal information must be removed and not hidden as all hidden columns will appear in the published file.

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6. Please review your reference list to ensure that it is complete and correct. If you have cited papers that have been retracted, please include the rationale for doing so in the manuscript text, or remove these references and replace them with relevant current references. Any changes to the reference list should be mentioned in the rebuttal letter that accompanies your revised manuscript. If you need to cite a retracted article, indicate the article’s retracted status in the References list and also include a citation and full reference for the retraction notice.

Additional Editor Comments:

Reviewer #1: Minor Revision: LINE 131: Brief background of why CD4 cells are important in HIV patients.

Fig. 1 : Replace 'prevalence' with 'prevalent'.

Do the socio-economic conditions affect the diet? Diet might have direct and indirect effect on heart disease.

Reviewer #2: Minor Revision

This manuscript presents a technically sound and well-executed study examining racial disparities in HIV-positive patients with heart failure using data from the NYC 4H cohort. The research is timely, relevant, and contributes meaningfully to the understanding of how social adversity intersects with clinical outcomes in marginalized populations.

1. Technical Soundness and Data Support

The study design, a mixed retrospective and prospective cohort, is appropriate for the research question. The sample size (n=1,044) is adequate, and the inclusion of five racial groups allows for meaningful stratified analysis. The use of validated tools such as the Area Deprivation Index (ADI) and psychosocial evaluations conducted by licensed social workers adds rigor to the assessment of social adversity.

The statistical analyses are appropriately chosen and executed. Proportional hazards regression models are used to assess mortality risk, with adjustments for key confounders. The manuscript confirms that proportional hazard assumptions were tested and not violated. Chi-square and t-tests are applied correctly to compare categorical and continuous variables, respectively. Hazard ratios and confidence intervals are clearly reported, and the findings are supported by well-organized tables and figures.

The conclusions are appropriately drawn from the data. The attenuation of mortality differences after adjusting for social adversity is a compelling finding that reinforces the manuscript’s central thesis.

2. Statistical Rigor

The statistical methodology is robust. The multivariable models are well-constructed, and the stratification by race and social adversity adds depth to the analysis. The authors have transparently acknowledged limitations related to small subgroup sizes and geographic specificity, which do not undermine the core findings.

3. Data Availability

The authors have confirmed that all relevant data are included within the manuscript and its Supporting Information files. This complies with PLOS ONE’s data policy and ensures transparency and reproducibility.

4. Language and Presentation

The manuscript is written in standard English and is generally intelligible. The structure is logical, and the tone is professional. However, a few grammatical and syntactical issues should be addressed:

• Revise awkward phrasing such as “Yet little can be found to address the racial differences in patient has both diagnosis HIV infection and HF.”

A light editorial review would enhance clarity and polish.

5. Figures and Tables Formatting

While figures and tables are cited appropriately in the Results and Discussion sections, the manuscript does not fully comply with PLOS ONE’s formatting guidelines:

• Figure captions should appear directly after the paragraph in which they are first cited. Currently, they are listed separately.

• Figure titles should be in bold type to distinguish them clearly.

• No tables are embedded within figure captions, which is correct and appreciated.

Addressing these formatting issues will improve readability and ensure compliance with journal standards.

6. Ethical Compliance and Publication Integrity

The study received IRB approval (Study ID 23-12-663719(HHC)), and all data were anonymized. The ethics statement is complete and appropriate. The authors have declared no competing interests and no funding sources, and there is no indication of dual publication.

Overall Recommendation: This manuscript meets the criteria for publication in PLOS ONE. With minor editorial and formatting revisions, it will make a valuable contribution to the literature on health disparities in HIV and heart failure populations.

Reviewer #3: Major revision

The manuscript addresses an important and timely topic, exploring racial differences in HIV-positive patients with heart failure. Overall, the study has potential to make a meaningful contribution, but several areas could be strengthened. First, the rationale for focusing on racial differences should be more clearly articulated in the introduction, with a discussion of potential biological, socioeconomic, and healthcare access factors that could contribute to observed disparities. The methodology section would benefit from additional clarity regarding patient selection, inclusion and exclusion criteria, and how race was categorized and verified. Details on how heart failure was defined and classified, including ejection fraction categories and relevant biomarkers, should be included to allow reproducibility. Statistical analyses need to be more explicitly described, including any adjustments for confounding variables such as age, sex, comorbidities, and antiretroviral therapy use; consideration of interaction terms or stratified analyses might also enhance interpretation. The results section would benefit from more granular reporting, particularly regarding subgroup differences and effect sizes, rather than focusing solely on statistical significance. Discussion of potential limitations is limited; the authors should address issues such as residual confounding, single-center design, and potential selection bias, and how these factors might influence generalizability. Additionally, the discussion could more thoroughly integrate the findings with existing literature, highlighting similarities, differences, and potential mechanistic explanations. Finally, attention to clarity in tables, figures, and text—ensuring consistency in terminology and proper labeling—would improve readability. Overall, the manuscript addresses a clinically relevant topic, but these areas of improvement would enhance rigor, clarity, and interpretability.

[Note: HTML markup is below. Please do not edit.]

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. Is the manuscript technically sound, and do the data support the conclusions?

Reviewer #1: Partly

Reviewer #2: Yes

Reviewer #3: Yes

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2. Has the statistical analysis been performed appropriately and rigorously? -->?>

Reviewer #1: N/A

Reviewer #2: Yes

Reviewer #3: Yes

**********

3. Have the authors made all data underlying the findings in their manuscript fully available??>

The PLOS Data policy

Reviewer #1: Yes

Reviewer #2: Yes

Reviewer #3: Yes

**********

4. Is the manuscript presented in an intelligible fashion and written in standard English??>

Reviewer #1: Yes

Reviewer #2: Yes

Reviewer #3: Yes

**********

Reviewer #1: LINE 131: Brief background of why CD4 cells are important in HIV patients.

Fig. 1 : Replace 'prevalence' with 'prevalent'.

Do the socio-economic conditions affect the diet? Diet might have direct and indirect effect on heart disease.

Reviewer #2: This manuscript presents a technically sound and well-executed study examining racial disparities in HIV-positive patients with heart failure using data from the NYC 4H cohort. The research is timely, relevant, and contributes meaningfully to the understanding of how social adversity intersects with clinical outcomes in marginalized populations.

1. Technical Soundness and Data Support

The study design, a mixed retrospective and prospective cohort, is appropriate for the research question. The sample size (n=1,044) is adequate, and the inclusion of five racial groups allows for meaningful stratified analysis. The use of validated tools such as the Area Deprivation Index (ADI) and psychosocial evaluations conducted by licensed social workers adds rigor to the assessment of social adversity.

The statistical analyses are appropriately chosen and executed. Proportional hazards regression models are used to assess mortality risk, with adjustments for key confounders. The manuscript confirms that proportional hazard assumptions were tested and not violated. Chi-square and t-tests are applied correctly to compare categorical and continuous variables, respectively. Hazard ratios and confidence intervals are clearly reported, and the findings are supported by well-organized tables and figures.

The conclusions are appropriately drawn from the data. The attenuation of mortality differences after adjusting for social adversity is a compelling finding that reinforces the manuscript’s central thesis.

2. Statistical Rigor

The statistical methodology is robust. The multivariable models are well-constructed, and the stratification by race and social adversity adds depth to the analysis. The authors have transparently acknowledged limitations related to small subgroup sizes and geographic specificity, which do not undermine the core findings.

3. Data Availability

The authors have confirmed that all relevant data are included within the manuscript and its Supporting Information files. This complies with PLOS ONE’s data policy and ensures transparency and reproducibility.

4. Language and Presentation

The manuscript is written in standard English and is generally intelligible. The structure is logical, and the tone is professional. However, a few grammatical and syntactical issues should be addressed:

• Revise awkward phrasing such as “Yet, little can be found to address the racial differences in patient has both diagnosis HIV infection and HF.”

A light editorial review would enhance clarity and polish.

5. Figures and Tables Formatting

While figures and tables are cited appropriately in the Results and Discussion sections, the manuscript does not fully comply with PLOS ONE’s formatting guidelines:

• Figure captions should appear directly after the paragraph in which they are first cited. Currently, they are listed separately.

• Figure titles should be in bold type to distinguish them clearly.

• No tables are embedded within figure captions, which is correct and appreciated.

Addressing these formatting issues will improve readability and ensure compliance with journal standards.

6. Ethical Compliance and Publication Integrity

The study received IRB approval (Study ID 23-12-663719(HHC)), and all data were anonymized. The ethics statement is complete and appropriate. The authors have declared no competing interests and no funding sources, and there is no indication of dual publication.

Overall Recommendation: This manuscript meets the criteria for publication in PLOS ONE. With minor editorial and formatting revisions, it will make a valuable contribution to the literature on health disparities in HIV and heart failure populations.

Reviewer #3: The manuscript addresses an important and timely topic, exploring racial differences in HIV-positive patients with heart failure. Overall, the study has potential to make a meaningful contribution, but several areas could be strengthened. First, the rationale for focusing on racial differences should be more clearly articulated in the introduction, with a discussion of potential biological, socioeconomic, and healthcare access factors that could contribute to observed disparities. The methodology section would benefit from additional clarity regarding patient selection, inclusion and exclusion criteria, and how race was categorized and verified. Details on how heart failure was defined and classified, including ejection fraction categories and relevant biomarkers, should be included to allow reproducibility. Statistical analyses need to be more explicitly described, including any adjustments for confounding variables such as age, sex, comorbidities, and antiretroviral therapy use; consideration of interaction terms or stratified analyses might also enhance interpretation. The results section would benefit from more granular reporting, particularly regarding subgroup differences and effect sizes, rather than focusing solely on statistical significance. Discussion of potential limitations is limited; the authors should address issues such as residual confounding, single-center design, and potential selection bias, and how these factors might influence generalizability. Additionally, the discussion could more thoroughly integrate the findings with existing literature, highlighting similarities, differences, and potential mechanistic explanations. Finally, attention to clarity in tables, figures, and text—ensuring consistency in terminology and proper labeling—would improve readability. Overall, the manuscript addresses a clinically relevant topic, but these areas of improvement would enhance rigor, clarity, and interpretability.

**********

what does this mean? ). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy

Reviewer #1: No

Reviewer #2: Yes: Edgar Muchinta

Reviewer #3: Yes: Chukwuka Elendu

**********

[NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.]

While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/ . PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org

PLoS One. 2026 Mar 9;21(3):e0343710. doi: 10.1371/journal.pone.0343710.r002

Author response to Decision Letter 1


7 Nov 2025

ACADEMIC EDITOR:

The following changes are required for acceptance of your revised manuscript:

Use the term persons or patients with HIV instead of HIV-positive patients.

Author reply:

All of the term is changed to people living with HIV (PLHIV).

Write Health and Hospitals instead of Health + Hospitals.

Author reply:

All of the terms are changed to Health and Hospitals.

Correct the sentence “Yet little can be found to address the racial differences in patient has both diagnosis HIV infection and HF'. in lines 55-56.

Author reply:

The sentence is now corrected to “Yet, little research has examined racial differences among patients diagnosed with both HIV infection and heart failure (HF).”

Place figures and captions right after the paragraph in which they are first cited and write the title in bold letters.

Author reply:

All figures/captions/table are all placed right after the paragraph in which they were first cited.

Explain the reasons for low HIV treatment adherence and rate of viral suppression across different racial/ethnic categories.

Author reply:

We appreciate editors’ suggestion. A small paragraph were added to the discussion part to explain the lower adherence.

“Our study population demonstrated lower adherence to ART, which may reflect a combination of structural and individual barriers. These could include unstable housing, limited access to healthcare, mental health comorbidities, substance use, and stigma—all of which are more prevalent among individuals served by safety-net health systems. ”

Consider adjusting for confounding variables or if not done, acknowledge this as study limitation.

Author reply:

The proportional hazard model was adjusted with age, sex, baseline EF, controlled HIV, and comorbidities such as chronic obstructive pulmonary disease (COPD), end-stage renal disease (ESRD), cancer, hyperlipidemia, hypertension, diabetes mellitus, peripheral artery disease (PAD), pulmonary hypertension, and coronary artery disease (CAD), ADL and smoking status. It was mentioned in the results section and now moved up to the method section.

Reviewer #1: Minor Revision:

LINE 131: Brief background of why CD4 cells are important in HIV patients.

Author reply:

We include the introduction of how viral suppression is important for PLHIV.

“It is known that HIV viral suppression is associated with significantly reduced inflammation, which contributes to an increased risk of age-related conditions like cardiovascular disease. Access to high-quality, culturally competent healthcare also plays a pivotal role in timely and chronic antiretroviral (ART) and HF treatment; racial and ethnic minorities are more likely to encounter structural barriers, including underinsurance, geographic limitations, and implicit bias within healthcare systems.”

Fig. 1 : Replace 'prevalence' with 'prevalent'.

Author reply: Figure 1 is now replaced by different figure. But we change the title to prevalent in the supplementary information.

Do the socio-economic conditions affect the diet? Diet might have direct and indirect effects on heart disease.

Author reply: We appreciate and agree on the thought. Yes, we believe that SES affect the diet. However, the cohort did not build with the dietary information. The information will be gathered in the next data collection cycles. We include this in the last sentences in discussion. “These findings also highlight the necessity for further research to elucidate the specific factors, including dietary, socioeconomic, systemic, and possibly healthcare-related biases contributing to poorer health outcomes.”

Reviewer #2: Minor Revision

This manuscript presents a technically sound and well-executed study examining racial disparities in HIV-positive patients with heart failure using data from the NYC 4H cohort. The research is timely, relevant, and contributes meaningfully to the understanding of how social adversity intersects with clinical outcomes in marginalized populations.

1. Technical Soundness and Data Support

The study design, a mixed retrospective and prospective cohort, is appropriate for the research question. The sample size (n=1,044) is adequate, and the inclusion of five racial groups allows for meaningful stratified analysis. The use of validated tools such as the Area Deprivation Index (ADI) and psychosocial evaluations conducted by licensed social workers adds rigor to the assessment of social adversity.

The statistical analyses are appropriately chosen and executed. Proportional hazards regression models are used to assess mortality risk, with adjustments for key confounders. The manuscript confirms that proportional hazard assumptions were tested and not violated. Chi-square and t-tests are applied correctly to compare categorical and continuous variables, respectively. Hazard ratios and confidence intervals are clearly reported, and the findings are supported by well-organized tables and figures.

The conclusions are appropriately drawn from the data. The attenuation of mortality differences after adjusting for social adversity is a compelling finding that reinforces the manuscript’s central thesis.

2. Statistical Rigor

The statistical methodology is robust. The multivariable models are well-constructed, and the stratification by race and social adversity adds depth to the analysis. The authors have transparently acknowledged limitations related to small subgroup sizes and geographic specificity, which do not undermine the core findings.

3. Data Availability

The authors have confirmed that all relevant data are included within the manuscript and its Supporting Information files. This complies with PLOS ONE’s data policy and ensures transparency and reproducibility.

4. Language and Presentation

The manuscript is written in standard English and is generally intelligible. The structure is logical, and the tone is professional. However, a few grammatical and syntactical issues should be addressed:

• Revise awkward phrasing such as “Yet little can be found to address the racial differences in patient has both diagnosis HIV infection and HF.”

Author reply: The authors thank reviewers for the grammar correction. The sentences is now re-written as “Yet, little research has examined racial differences among patients diagnosed with both HIV infection and heart failure (HF).”

5. Figures and Tables Formatting

While figures and tables are cited appropriately in the Results and Discussion sections, the manuscript does not fully comply with PLOS ONE’s formatting guidelines:

• Figure captions should appear directly after the paragraph in which they are first cited. Currently, they are listed separately.

• Figure titles should be in bold type to distinguish them clearly.

• No tables are embedded within figure captions, which is correct and appreciated.

Addressing these formatting issues will improve readability and ensure compliance with journal standards.

Author reply: We thank reviewer for the suggestion. The article is revised and should be compatible with the PLOS One format.

6. Ethical Compliance and Publication Integrity

The study received IRB approval (Study ID 23-12-663719(HHC)), and all data were anonymized. The ethics statement is complete and appropriate. The authors have declared no competing interests and no funding sources, and there is no indication of dual publication.

Overall Recommendation: This manuscript meets the criteria for publication in PLOS ONE. With minor editorial and formatting revisions, it will make a valuable contribution to the literature on health disparities in HIV and heart failure populations.

Reviewer #3: Major revision

The manuscript addresses an important and timely topic, exploring racial differences in HIV-positive patients with heart failure. Overall, the study has potential to make a meaningful contribution, but several areas could be strengthened.

First, the rationale for focusing on racial differences should be more clearly articulated in the introduction, with a discussion of potential biological, socioeconomic, and healthcare access factors that could contribute to observed disparities.

Author reply:

We thank reviewer for the recommendation. We extensively edit the introduction to make it more focus on the racial disparity in HIV HF patients. Here is the paragraph in the introduction section:

“Racial disparities in health outcomes among individuals living with both HIV and heart failure (HF) remain a critical but underexplored area of research. A complex interplay of biological, socioeconomic, and healthcare access factors likely contributes to the observed differences in morbidity and mortality across racial and ethnic groups. Biologically, variations in genetic predisposition, inflammation pathways, and comorbid conditions such as hypertension and diabetes may potentially influence disease progression and response to treatment in racially diverse populations. Access to high-quality, culturally competent healthcare also plays a pivotal role; racial and ethnic minorities are more likely to encounter structural barriers, including underinsurance, geographic limitations, and implicit bias within healthcare systems. These disparities may result in delayed diagnosis, suboptimal treatment, and poorer outcomes. Understanding the multifactorial contributors to racial inequities in this dual-diagnosis population is essential for designing targeted interventions that promote health equity and improve clinical outcomes.”

The methodology section would benefit from additional clarity regarding patient selection, inclusion and exclusion criteria, and how race was categorized and verified.

Author’s reply:

1) We appreciate reviewer’s suggestions. We had included sentences to clarify the selection process “The original NYC 4H cohort comprised adult individuals (Age ≥18) with confirmed diagnosis code of HIV and HF from inpatient or clinic visits between July 2017 and June 2022. After excluding patients without confirmed HIV infection and heart failure (HF) based on individual laboratory results and echocardiographic data, a total of 1,044 patients were included in the final cohort.”

2) Racial data were derived from self-reported information, and we did not have an independent method to verify its accuracy. We have addressed this limitation explicitly in both the Methods and Limitations sections of the manuscript.

Details on how heart failure was defined and classified, including ejection fraction categories and relevant biomarkers, should be included to allow reproducibility.

Author’s reply:

We thank the reviewer for the suggestions. The information about HF and biomarker is in the previous polished cohort profile. However, to make sure we provide clarity for reproducibility. We include the following sentences in method section to clarify the HF classification “Heart failure with reduced ejection fraction (HFrEF) was defined as symptomatic heart failure with a left ventricular ejection fraction (LVEF) ≤40%; heart failure with mildly reduced ejection fraction (HFmrEF) as symptomatic heart failure with LVEF 41–49%; and heart failure with preserved ejection fraction (HFpEF) as symptomatic heart failure with LVEF ≥50%, consistent with the 2022 AHA/ACC/HFSA guideline definitions.” We also include the HIV biomarker classification “Controlled HIV is defined by HIV viral load less than 200 copies/mL.”

Statistical analyses need to be more explicitly described, including any adjustments for confounding variables such as age, sex, comorbidities, and antiretroviral therapy use; consideration of interaction terms or stratified analyses might also enhance interpretation.

Author reply:

1) The proportional hazard model was adjusted with age, sex, baseline EF, controlled HIV, and comorbidities such as chronic obstructive pulmonary disease (COPD), end-stage renal disease (ESRD), cancer, hyperlipidemia, hypertension, diabetes mellitus, peripheral artery disease (PAD), pulmonary hypertension, and coronary artery disease (CAD), ADL and smoking status. It was mentioned in the results section and now moved up to the method section.

2) Effect modification is now tested and data is included in supplementary table 2. Sensitivity analysis was done within patient with controlled HIV and HFrEF. The data of sensitivity analysis were included in the supplementary table 3.

The results section would benefit from more granular reporting, particularly regarding subgroup differences and effect sizes, rather than focusing solely on statistical significance.

Authors reply:

We appreciate reviewer’s comments on the description of characteristics across different racial groups. We have included more details in result section to address the subtle differences that may be overlook because of the sample size limitations.

Discussion of potential limitations is limited; the authors should address issues such as residual confounding, single-center design, and potential selection bias, and how these factors might influence generalizability.

Authors reply:

We thank reviewer for the suggestions. The add additional limitation of residual confounding and potential selection bias, and how it may influence the generalizability.

“Despite extensive covariate adjustment, residual confounding is an inherent limitation of observational cohort studies and results should be interpreted with caution. However, our sensitivity analyses yielded consistent findings, supporting the robustness of the results.”

“Furthermore, our cohort originates from New York City's largest safety-net hospital system, which is committed to providing healthcare services to the most vulnerable population, regardless of socioeconomic status, insurance coverage, or immigration status. This commitment ensures a unique study population that may significantly differ from those typically served by private healthcare systems, creating the selection bias and limited generalization.

Additionally, the discussion could more thoroughly integrate the findings with existing literature, highlighting similarities, differences, and potential mechanistic explanations.

Authors reply:

We appreciate reviewer’s suggestions for revising discussion. The discussion is now extensively re-written with more integrations with current literature.

Finally, attention to clarity in tables, figures, and text—ensuring consistency in terminology and proper labeling—would improve readability.

Authors reply:

We thank reviewer for the suggestions. We have review and edit the tables, figures, and text—ensuring consistency in terminology and proper labeling

Overall, the manuscript addresses a clinically relevant topic, but these areas of improvement would enhance rigor, clarity, and interpretability.

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Author reply: We thanks the reviewer for the instruction. It is now compliant with journal guideline

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Author reply: All figures/captions/table are all placed right after the paragraph in which they were first cited.

3. We note that there is identifying data in the Supporting Information file <file name>. Due to the inclusion of these potentially identifying data, we have removed this file from your file inventory. Prior to sharing human research participant data, authors should consult with an ethics committee to ensure data are shared in accordance with participant consent and all applicable local laws.

Author reply: All data are now removed from the portal. It will not be open to public. But the research committees will consider reasonable request.

4. Please include captions for your Supporting Information files at the end of your manuscript, and update any in-text citations to match accordingly. Please see our Supporting Information guidelines for more information: http://journals.plos.org/ploso

Attachment

Submitted filename: Reply to reviewers 09302025.docx

pone.0343710.s006.docx (25.8KB, docx)

Decision Letter 1

Ronaldo Go

14 Jan 2026

Dear Dr. Chen,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

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Ronaldo Go, MD

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PLOS One

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Reviewer's Responses to Questions

Comments to the Author

Reviewer #2: All comments have been addressed

Reviewer #3: All comments have been addressed

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2. Is the manuscript technically sound, and do the data support the conclusions??>

Reviewer #2: Yes

Reviewer #3: Yes

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3. Has the statistical analysis been performed appropriately and rigorously? -->?>

Reviewer #2: Yes

Reviewer #3: Yes

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The PLOS Data policy

Reviewer #2: Yes

Reviewer #3: Yes

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5. Is the manuscript presented in an intelligible fashion and written in standard English??>

Reviewer #2: Yes

Reviewer #3: Yes

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Reviewer #2: Thank you for the thorough revisions. All previous concerns have been addressed, and the manuscript is now clear, rigorous, and suitable for publication, with only minor editorial polishing needed.

Reviewer #3: (No Response)

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Reviewer #2: Yes: Edgar Muchinta

Reviewer #3: Yes: Chukwuka Elendu

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PLoS One. 2026 Mar 9;21(3):e0343710. doi: 10.1371/journal.pone.0343710.r004

Author response to Decision Letter 2


16 Jan 2026

We are grateful to the reviewer for their careful and thoughtful review, which has enhanced the quality of the manuscript and prompted meaningful academic discussion.

Attachment

Submitted filename: Response to reviewer_01102026minor revision.docx

pone.0343710.s007.docx (16.2KB, docx)

Decision Letter 2

Ronaldo Go

11 Feb 2026

Racial Differences in People Living with HIV and Heart Failure: Insight from New York City Health and Hospitals HIV Heart Failure Cohort

PONE-D-25-22933R2

Dear Dr. Chen,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

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Kind regards,

Ronaldo Go, MD

Academic Editor

PLOS One

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Reviewers' comments:

Acceptance letter

Ronaldo Go

PONE-D-25-22933R2

PLOS One

Dear Dr. Chen,

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Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 Table. Race and Overall Mortality through Cox regression hazard model. Model adjusted for age, sex, baseline EF, controlled HIV, and comorbidities such as chronic obstructive pulmonary disease (COPD), end-stage renal disease (ESRD), cancer, hyperlipidemia, hypertension, diabetes mellitus, peripheral artery disease (PAD), pulmonary hypertension, and coronary artery disease (CAD), ADL and smoking status.

    (DOCX)

    pone.0343710.s001.docx (14.1KB, docx)
    S2 Table. Potential effect modifier with race to mortality.

    (DOCX)

    pone.0343710.s002.docx (14KB, docx)
    S3 Table. Sensitivity analysis within heart failure with reduced EF patient. Model adjusted for age, sex, baseline EF, controlled HIV, and comorbidities such as chronic obstructive pulmonary disease (COPD), end-stage renal disease (ESRD), cancer, hyperlipidemia, hypertension, diabetes mellitus, peripheral artery disease (PAD), pulmonary hypertension, and coronary artery disease (CAD), ADL and smoking status.

    (DOCX)

    pone.0343710.s003.docx (14.2KB, docx)
    S1 Fig. Most prevalent social adversities across racial groups. Percentage of reported needs by demographic category, highlighting the prevalence of Mental Health, PSA, and Family-related concerns across diverse populations.

    (PNG)

    pone.0343710.s004.png (133.6KB, png)
    Attachment

    Submitted filename: Reply to reviewers 09302025.docx

    pone.0343710.s006.docx (25.8KB, docx)
    Attachment

    Submitted filename: Response to reviewer_01102026minor revision.docx

    pone.0343710.s007.docx (16.2KB, docx)

    Data Availability Statement

    The data underlying this study contain sensitive patient information and are subject to institutional and IRB restrictions. The data are not publicly available due to confidentiality of patient records. Data access requests may be submitted to the NYC Health + Hospitals Institutional Review Board (IRB) at 718-579-5339, which serves as the non-author institutional point of contact for data access inquiries. Researchers may be required to submit a formal data use agreement and IRB approval for access.


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