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. 2026 Mar 30;21(3):e0345960. doi: 10.1371/journal.pone.0345960

Preoperative binaural beats reduce remimazolam dosage and enhance safety in anesthesia induction: A randomized controlled trial

Hyun-Chang Kim 1, Jin Young Sohn 2, Myoung Hwa Kim 1, Yoon Jung Kim 2, Chul Ho Chang 1, Jeong-Hwa Seo 2,*
Editor: Nabin Lageju3
PMCID: PMC13035112  PMID: 41911215

Abstract

Binaural beats, a form of auditory stimulation, are thought to reduce anxiety and anesthetic requirements through brainwave entrainment. Remimazolam offers advantages in terms of rapid onset and offset of action and hemodynamic stability. However, the optimal remimazolam dose for anesthesia induction remains unclear and there are concerns regarding variability in response and potential side effects at higher doses. This study investigated the effects of preoperative binaural beats on the remimazolam dose required for loss of consciousness during general anesthesia induction. In this randomized, prospective, single center study, 72 patients undergoing general anesthesia were allocated to two groups: the binaural sound (B group) or the control group. The B group listened to binaural sounds (1-Hz frequency difference) for 30 min preoperatively, while the control group did not. The B group required a significantly lower remimazolam dose for loss of consciousness (15.0 ± 3.6 vs. 17.7 ± 4.5 mg, p = 0.006) and achieved loss of consciousness faster (140 ± 29 vs. 168 ± 47 s, p = 0.003) than the control group. The incidence of hypotension was lower in the B group than in the control group (6 vs. 28%, p = 0.024). Electroencephalography spectral analysis revealed no significant between-group differences. Binaural beats significantly reduced the remimazolam dose required for loss of consciousness and shortened the time to loss of consciousness, while reducing the incidence of hypotension during anesthesia induction. Binaural beats are an effective, non-invasive method of enhancing efficiency and safety in anesthesia induction when using remimazolam infusion.

Trial registration

ClinicalTrials.gov NCT06099977

Introduction

The quest for safer and more efficient methods of anesthesia induction remains a challenge. Anesthesia induction requires precise dosing of anesthetic agents to achieve optimal sedation, while minimizing the risks associated with higher doses. Remimazolam, a novel benzodiazepine derivative, is a promising candidate because of its rapid onset and offset of action, offering potential advantages in terms of hemodynamic stability and reduced respiratory depression [1–3]. However, the optimal remimazolam dose for anesthesia induction is still unclear, with concerns regarding individual variability in response and potential side effects at higher doses [4–7].

Binaural beats, a form of auditory stimulation involving slightly different frequencies being presented to each ear, may reduce anxiety and anesthetic requirements, potentially through brainwave entrainment or psychological relaxation [8–10]. While some evidence suggests binaural beats engage the brainstem’s superior olivary complex to produce a coherent neural response [11], their exact mechanism, whether through neural entrainment or anxiety reduction, remains unclear due to the limited number of direct comparative studies [12].

This study investigates the effects of preoperative binaural beats on the remimazolam dose required for loss of consciousness (LoC) during general anesthesia induction, to explore their potential to optimize sedation and to determine their underlying mechanisms, such as anxiety reduction or neural entrainment.

We also aimed to elucidate whether the incorporation of binaural beats into the preinduction phase could optimize the sedative properties of remimazolam, thereby reducing the required dosage and associated risks.

Materials and methods

This randomized, prospective, single-center, two-arm study was approved by the Investigative Review Board of Yonsei University Gangnam Severance Hospital in Seoul, Korea (document number: 2023-0759-001) on October 6, 2023. The study was registered at ClinicalTrials.gov (NCT06099977; November 1, 2023). Written informed consent was obtained prior to patient enrolment.

Participants

Patients with an American Society of Anesthesiologists (ASA) physical status of 1–2, aged 20–60 years, with an ideal bodyweight of 50–80 kg, and scheduled for general anesthesia in November 1 and December 15, 2023 were included. The ideal bodyweight was calculated as follows: for men, 50 + 0.91 × (height in cm − 152.4), and for women, 45.5 + 0.91 × (height in cm − 152.4) [13]. Patients were excluded if they had a hearing disability; had used opioids or sedatives within the past week; were dependent on alcohol or drugs; had hypersensitivity to remimazolam; or had arrhythmia, cardiovascular disease, heart failure, hypovolemia, or liver failure.

Randomization and intervention

Seventy-two patients were randomly allocated to two groups (the binaural sound [B group] or no sound group [control group]) in a 1:1 ratio based on a computer-generated randomization list, which was placed in a sealed opaque envelope. Patients in the B group used headphones to listen to real-time binaural sounds for 30 min in the anesthesia pretreatment room. Real-time binaural sounds with a frequency difference of 1 Hz (431 Hz on the left side and 432 Hz on the right) were used. The study adhered to the approved protocol (version 1.1), with a binaural beats frequency difference of 1 Hz selected within the approved range of 1–4 Hz. The binaural beat frequency difference was set at 1 Hz to target very low-frequency neural oscillations associated with reduced levels of consciousness. Previous studies have demonstrated that low-frequency binaural beats (< 1 Hz) can facilitate transitions toward sleep or slow-wave activity, suggesting their potential to modulate baseline arousal states prior to anesthesia induction [14,15]. In addition, slow cortical oscillations around 1 Hz are a characteristic feature of unconscious states during general anesthesia, supporting the physiological relevance of this frequency range [16]. Based on this evidence, a 1-Hz frequency difference was selected as a theoretically plausible stimulus to promote a lower arousal state before anesthetic induction. Patients in the control group used headphones but listened to no sound for 30 min. The application of headphones and binaural beats was performed by a nurse who was not involved in the investigation. This study was a randomized controlled trial with blinding of anesthesiologists and outcome assessors. All participants wore identical headphones; however, because only the binaural-beats group received audible auditory stimulation, complete blinding of participants could not be ensured.

Anesthetic procedure

The patients were transferred to the operating room, where they were monitored using non-invasive blood pressure measurement, electrocardiography, and pulse oximetry. The depth of anesthesia was assessed using the Patient State Index (PSI), which was measured using a SedLine® brain function monitor (Masimo, Irvine, CA, USA).

After preoxygenation with 100% oxygen, remimazolam was infused continuously at a rate of 6 mg/kg/h. LoC during anesthesia induction (LoC) was defined as the absence of response to standardized verbal commands. During remimazolam infusion, verbal commands (“Please open your eyes”) were delivered every 5 seconds by the attending anesthesiologist using a predefined script. LoC was determined as the first time point at which the patient failed to respond to two consecutive commands. This protocol was applied consistently across all participants to ensure standardized assessment of LoC. Following LoC, continuous infusion of remifentanil was initiated with a target concentration of 4 ng/mL effect site concentration using the Minto pharmacodynamic model (Agilia SP TIVA; Fresenius Kabi, Bad Homburg, Germany) [17]. Additionally, rocuronium was administered at a dosage of 0.8 mg/kg. Tracheal intubation was performed after confirmation of complete muscle relaxation. Anesthesia was maintained using sevoflurane, along with a continuous infusion of remifentanil and rocuronium. Hypotension was defined as a mean arterial pressure of < 65 mmHg or a decrease in mean arterial pressure by 20% from baseline. During the first 30 min after anesthesia induction, hypotension was managed with vasopressors or inotropes at the discretion of the attending anesthesiologist. The incidence of hypotension requiring vasopressor or inotrope treatment was recorded during the first 30 min after anesthesia induction.

Assessment and data collection

The anxiety score (0, no anxiety; 10, maximum anxiety) was assessed before and after the 30-min headphone application period. Anxiety was not reassessed after transfer to the operating room immediately before anesthesia induction. The remimazolam dose and the time to events, including the absence of response to vocal stimuli or the eyelash reflex and PSI ≤ 50, were evaluated. The time to LoC was defined as the time taken to achieve the absence of response to vocal stimuli. Hemodynamic variables during these events, as well as when the PSI dropped to ≤50, were also assessed. The PSI and relative power of electroencephalography (EEG) were recorded using a SedLine® brain function monitor. PSI monitoring was initiated at the start of anesthesia induction and was not recorded before headphone application or immediately before induction. Data on hemodynamic variables, PSI, spectral edge frequency (SEF), and relative power of the EEG were collected and analyzed using open-source VitalRecorder software (version 1.13.9) [18]. Relative EEG power was calculated as the percentage of power in each frequency band (alpha: 8–12 Hz, beta: 12–30 Hz, delta: 0.5–4 Hz, gamma: 30–100 Hz, theta: 4–8 Hz) relative to the total EEG power, averaged from 10-s intervals recorded by the SedLine® monitor and analyzed using VitalRecorder software (version 1.13.9). Measurements were collected for 10 min before anesthesia induction and from the start of remimazolam infusion until LoC, with normalization based on the total power during each 10-s interval. Changes in relative EEG power were calculated as the post-anesthesia induction values minus the pre-anesthesia induction values for each group (binaural beats [B] group and control group). Positive values indicated an increase in relative power post-induction compared with pre-induction, while negative values indicated a decrease. Between-group differences in these changes (B group value minus control group value) were analyzed and reported with 95% confidence intervals and p-values.

Statistical analyses

The primary outcome was the remimazolam dose required to achieve an absence of response to vocal stimuli. Based on a preliminary, unpublished pilot investigation, the remimazolam dose necessary for the absence of vocal stimuli was 17.8 ± 5.1 mg. Assuming that the requirement would be 20% lower in the binaural beats group than in the control group, a sample size of 36 patients per group was necessary to achieve 80% power, with a two-sided significance level of 0.05 and a dropout rate of 10%. This assumed effect size was informed by the pilot data and supported by previous studies reporting reduced anesthetic requirements with binaural beat stimulation [9,10]. This 20% reduction was chosen as a conservative estimate for sample size calculation to achieve 80% power with a two-sided significance level of 0.05 and a 10% dropout rate.

For outcomes involving repeated measurements, a two-way repeated-measures analysis of variance (ANOVA) was used, with time (before vs. after anesthesia induction) as a within-subject factor and group (binaural beats vs. control) as a between-subject factor. When significant main effects or interactions were identified, post hoc comparisons were performed based on the ANOVA model. Assumptions of normality were evaluated using the residuals of the model. For secondary outcomes, p-values were interpreted cautiously with consideration of multiple comparisons. Continuous variables were presented as the mean ± standard deviation. Categorical variables were compared using the chi-squared test or Fisher’s exact test. All analyses were conducted on an intention-to-treat basis. Statistical significance was set at p < 0.05. Statistical analyses were performed using SPSS (version 25; IBM, Armonk, NY, USA) and R software (version 3.6.1; R Foundation for Statistical Computing, Vienna, Austria).

The detailed study protocol is provided in S1 and S2 File. The anonymized dataset used for the analysis is available in S1 Table. The study was reported in accordance with the CONSORT 2010 guidelines (S3 File).

Results

Seventy-five patients were screened for inclusion in this study. Two patients were excluded owing to hearing disorders and one refused to participate. Therefore, 72 patients were included in the final analysis (Fig 1).

Fig 1. CONSORT diagram.

Fig 1

The demographic characteristics of patients in the B and control groups were comparable. No significant differences were observed in age, sex distribution, height, weight, body mass index, or ASA physical status between the two groups (Table 1). The anxiety scores before headphone application were similar between groups, but after headphone application, they were significantly lower in the B group than in the control group (3.0 ± 2.8 vs. 4.4 ± 2.5, p = 0.034).

Table 1. Demographic characteristics.

B group (n = 36) Control group (n = 36)
Age 47 ± 10 46 ± 12
Sex
Male, % 13 (36%) 12 (33%)
Height, cm 164 ± 7 164 ± 9
Weight, kg 66 ± 12 65 ± 14
Body mass index, kg/m 2 24 ± 4 24 ± 3
ASA physical status, 1/2 30 (83%)/6 (17%) 30 (83%)/6 (17%)
Smoking, % 3 (8%) 3 (8%)
Anxiety score
Before headphone application 4.7 ± 2.7 4.7 ± 2.7
After headphone application 3.0 ± 2.8 4.4 ± 2.5
Surgery type
Robotic prostatectomy 4 (11%) 5 (14%)
Robotic cholecystectomy 6 (17%) 5 (14%)
Robotic myomectomy 3 (8%) 6 (17%)
Robotic gastrectomy 5 (14%) 3 (8%)
Robotic ovarian cystectomy 7 (19%) 6 (17%)
Robotic nephrectomy 4 (11%) 1 (3%)
Others 7 (19%) 10 (28%)
Anesthesia time 174 ± 73 182 ± 76

B, binaural sound; ASA, American Society of Anesthesiologists. The B group listened to binaural sounds through headphones prior to anesthesia induction. The control group listened to no sound through headphones prior to anesthesia induction. The anxiety score was measured on a scale from 0 (no anxiety) to 10 (maximum imaginable anxiety).

The dose of remimazolam required to achieve the absence of response to vocal stimuli was significantly lower in the B group than in the control group (15.0 ± 3.6 vs. 17.7 ± 4.5 mg, p = 0.006, Table 2). Similarly, the dose of remimazolam per unit bodyweight was significantly lower in the B group than in the control group (0.23 ± 0.05 vs. 0.31 ± 0.18 mg/kg, p = 0.014). The time to the absence of response to vocal stimuli was also shorter in the B group than in the control group (140 ± 29 vs. 168 ± 47 s, p = 0.003).

Table 2. Variables of anesthesia induction using remimazolam infusion.

B group (n = 36) Control group (n = 36) Difference (95% confidence interval) p-value
Loss of consciousness (defined as absence of response to vocal stimuli)
Remimazolam dose, mg 15.0 ± 3.6 17.7 ± 4.5 −2.7 (−4.6 to −0.8) 0.006
Remimazolam dose per unit bodyweight, mg/kg 0.23 ± 0.05 0.31 ± 0.18 −0.07 (−0.14 to −0.02) 0.014
Duration, s 140 ± 29 168 ± 47 −28 (−47 to −10) 0.003
Patient state index 76 ± 16 63 ± 16 12 (5–20) 0.002
Right spectral edge frequency 14 ± 6 15 ± 6 −1 (−4–2) 0.534
Left spectral edge frequency 14 ± 6 14 ± 5 0 (−3–2) 0.910
Mean blood pressure, mmHg 90 ± 19 88 ± 19 1 (−8–10) 0.785
Heart rate, bpm 79 ± 11 81 ± 13 −3 (−8–3) 0.372
In the absence of the eyelash reflex
Remimazolam dose, mg 15.5 ± 3.7 18.4 ± 4.7 −2.6 (−4.9 to −0.9) 0.005
Remimazolam dose per unit bodyweight, mg/kg 0.24 ± 0.05 0.29 ± 0.07 −0.05 (−0.08 to −0.02) 0.001
Duration, s 146 ± 34 174 ± 45 −29 (−47 to −10) 0.003
Patient state index 73 ± 16 62 ± 15 12 (4–19) 0.003
Right spectral edge frequency 14 ± 6 15 ± 6 −1 (−4–2) 0.530
Left spectral edge frequency 14 ± 6 15 ± 5 0 (−3–2) 0.730
Mean blood pressure, mmHg 89 ± 19 87 ± 17 2 (−7–10) 0.645
Heart rate, bpm 79 ± 11 81 ± 14 −3 (−8–3) 0.395
In the patient state index ≤ 50
Remimazolam dose, mg 21.2 ± 6.1 22.2 ± 5.2 −1.0 (−3.7 to 1.6) 0.451
Remimazolam dose per unit bodyweight, mg/kg 0.32 ± 0.08 0.36 ± 0.10 −0.05 (−0.08 to −0.02) 0.142
Duration, s 228 ± 62 245 ± 101 −17 (−56–22) 0.389
Right spectral edge frequency 13 ± 5 15 ± 4 −2 (−4–0) 0.083
Left spectral edge frequency 13 ± 6 15 ± 4 −2 (−5–0) 0.089
Mean blood pressure, mmHg 89 ± 16 90 ± 15 −2 (−9–5) 0.618
Heart rate, bpm 77 ± 13 82 ± 14 −5 (−11–2) 0.137
At tracheal intubation
Patient state index 42 ± 7 45 ± 7 −3 (−6–0) 0.079
Mean blood pressure, mmHg 106 ± 27 104 ± 23 2 (−10–14) 0.752
Heart rate, bpm 92 ± 11 95 ± 13 −3 (−9–3) 0.307

B, binaural sound. The B group listened to binaural sounds through headphones prior to anesthesia induction. The control group listened to no sound through headphones prior to anesthesia induction.

For the absence of eyelash reflex, the remimazolam dose was lower in the B group than in the control group (15.5 ± 3.7 vs. 18.4 ± 4.7 mg, p = 0.005), as was the dose per unit bodyweight (0.24 ± 0.05 vs. 0.29 ± 0.07 mg/kg, p = 0.001). The time to absence of eyelash reflex was shorter in the B group than in the control group (146 ± 34 vs. 174 ± 45 s, p = 0.003), and the PSI was higher (73 ± 16 vs. 62 ± 15, p = 0.003). No significant between-group differences were observed in the SEFs, mean blood pressure, or heart rate at this timepoint.

When the PSI was ≤ 50, no significant difference was observed in the remimazolam dose between the two groups (21.2 ± 6.1 vs. 22.2 ± 5.2 mg, p = 0.451), although the dose per unit bodyweight tended to be lower in the B group than in the control group (0.32 ± 0.08 vs. 0.36 ± 0.10 mg/kg, p = 0.142). No significant differences were observed in the SEFs, mean blood pressure, or heart rate between the groups at this timepoint.

During tracheal intubation, the PSI and hemodynamic variables (mean blood pressure and heart rate) did not differ significantly between the groups.

Two-way repeated-measures ANOVA was conducted to evaluate the effects of time (before vs. after anesthesia induction) and group (binaural beats vs. control) on relative EEG power across alpha, beta, delta, gamma, and theta bands.

No significant interaction was observed between time and group for any frequency band. The main effect of time was significant for all frequency bands, indicating changes in relative EEG power after anesthesia induction. The main effect of group was not significant for any frequency band. Post-hoc t-tests revealed no significant between-group differences in relative power before or after anesthesia induction (Table 3). Before anesthesia induction, the relative powers of the alpha, beta, delta, gamma, and theta waves did not differ significantly between the B and control groups. The relative power of these waves also did not differ significantly between groups after anesthesia induction. However, changes in the relative power between before and after anesthesia induction were significant for all wave types. The relative power difference between before and after anesthesia induction did not differ significantly between groups.

Table 3. Electroencephalography during anesthesia induction.

B group (n = 36) Control group (n = 36) Difference (95% confidence interval) p-value
Relative power before anesthesia induction, %
Alpha 3 ± 3 4 ± 5 −1 (−3–1) 0.346
Beta 4 ± 4 5 ± 5 −1 (−3–2) 0.614
Delta 77 ± 10 75 ± 12 2 (−4–7) 0.555
Gamma 2 ± 2 2 ± 2 0 (−1–1) 0.931
Theta 10 ± 3 10 ± 4 0 (−2–2) 0.954
Relative power after anesthesia induction, %
Alpha 8 ± 8 8 ± 8 −1 (−4–4) 0.956
Beta 17 ± 16 18 ± 17 0 (−8–7) 0.897
Delta 57 ± 25 58 ± 25 0 (−12–12) 0.965
Gamma 3 ± 2 2 ± 2 0 (−1–1) 0.546
Theta 9 ± 3 9 ± 3 0 (−1–2) 0.678
Relative power difference before and after anesthesia induction
Alpha 5 ± 7 4 ± 8 −3–5 0.589
Beta 13 ± 17 13 ± 18 −8–9 0.896
Delta −19 ± 25 −19 ± 28 −13–12 0.969
Gamma 1 ± 3 1 ± 3 −1–2 0.525
Theta −1 ± 3 −1 ± 4 −1–2 0.522

B, binaural sound. The B group listened to binaural sounds through headphones prior to anesthesia induction. The control group listened to no sound through headphones prior to anesthesia induction.

The incidence of hypotension was significantly lower in the B group than in the control group (2 [6%] vs. 10 [28%], p = 0.024). The incidence of vasopressor use was lower in the B group than in the control group (2 [6%] vs. 10 [28%], p = 0.024).

Discussion

This study investigated the effects of preoperative binaural beats on the remimazolam dose required for LoC (absence of response to vocal stimuli) during general anesthesia induction. Our results demonstrated that the preoperative application of binaural beats significantly reduced the dose of remimazolam required for LoC, as assessed by the response to vocal stimuli and the eyelash reflex. In addition, binaural beats reduced the incidence of hypotension during anesthesia induction.

Previous studies have demonstrated that binaural beats can reduce the requirements for anesthetics and analgesics [9,10,12]. Our study extends these findings by being the first to investigate the effects of preoperative binaural beats on patients being administered remimazolam, a novel ultra-short-acting benzodiazepine with rapid onset, offset, and favorable hemodynamic stability [1–3]. This is particularly significant given the limited data on optimizing remimazolam dosing during anesthesia induction, where individual variability and potential side effects like hypotension remain concerns [4–7]. By demonstrating that binaural beats reduce the remimazolam dose required for LoC and the incidence of hypotension, our study introduces a non-invasive adjunct that enhances the safety and efficiency of remimazolam-based anesthesia induction. Furthermore, while our EEG spectral analysis did not detect significant between-group differences in standard frequency bands (alpha, beta, delta, gamma, theta), the use of a 1-Hz binaural beat frequency suggests the potential for frequency-specific neural entrainment at 1 Hz, which was not explored in this study due to the focus on broader frequency bands [15]. Future investigations could incorporate targeted 1-Hz power analysis to assess whether binaural beats induce specific neural responses that further explain the observed reductions in remimazolam requirements, offering a novel avenue of examining brainwave entrainment mechanisms in anesthesia.

A practical challenge in using binaural beats during anesthesia is the necessity for patients to wear headphones, which can be difficult if they are not supine. However, the application of binaural beats in the preoperative treatment room is relatively straightforward and practical. In our study, the administration of binaural beats before anesthesia induction effectively reduced the required dose of remimazolam. Additionally, a reduction in the time to LoC of approximately 28 s could be clinically significant. Given that heightened anxiety during induction can prolong the process and adversely affect postoperative outcomes, including quality of life [8,19], this shorter induction time, combined with reduced preoperative anxiety, may contribute to a less stressful experience for patients. Furthermore, the preoperative use of binaural beats presents a non-invasive, user-friendly intervention that could improve patient outcomes by enhancing the efficiency and safety of anesthesia induction. This approach aligns with ongoing efforts in anesthesiology to minimize drug doses and enhance patient comfort and safety.

Remimazolam is widely recognized for its safety profile, particularly its hemodynamic stability [2,3]. However, when administered at high doses, it can lead to significant hypotension, necessitating the use of vasopressors to maintain hemodynamic stability [1]. In our study, the preoperative application of binaural beats significantly reduced the incidence of hypotension requiring vasopressor intervention during anesthesia induction. This reduction is likely attributable to the reduced dosage of remimazolam required when binaural beats are employed, as they have previously been shown to enhance the efficacy of anesthesia agents, allowing for lower dosages. Vasopressors, which are effective in managing hypotension, are associated with risks and complications. Their use can lead to adverse effects, such as tachycardia, myocardial ischemia, and peripheral vasoconstriction, which pose significant risks, particularly in patients with pre-existing cardiovascular conditions [20]. Thus, minimizing the need for vasopressors through adjunctive measures such as binaural beats can be highly beneficial. Reduced hypotension may lessen the need for vasopressors and their associated risks, thereby enhancing overall safety and workflow efficiency. From this perspective, the incorporation of preoperative binaural beats into anesthetic protocols holds promise for the enhancement of the safety of anesthesia induction using remimazolam.

The PSI at the time of LoC differed significantly between the two groups, despite a shorter time to LoC and lower remimazolam dose in the binaural-beats group. This finding should be interpreted with caution, as PSI values are calculated using processed EEG data with inherent smoothing and display delays. As a result, the PSI value displayed at the behavioral endpoint of loss of consciousness may not precisely reflect the instantaneous cortical state at that moment, particularly when loss of consciousness occurs rapidly. This temporal mismatch may partly explain the observed between-group difference in PSI at the time of loss of consciousness.

EEG was recorded using the SedLine® monitor, which derives spectral indices from a limited frontal montage; therefore, the EEG measures represent indirect assessments of frontal cortical activity and may not capture region-specific or distributed neural entrainment effects. In addition, this study was powered for clinical outcomes rather than mechanistic EEG endpoints, and subtle between-group differences in EEG spectral power may have been underdetected. Our analysis, which focused on standard frequency bands (alpha, beta, delta, gamma, theta), did not reveal significant between-group differences in EEG spectral power. Given this, the term “brainwave modulation”, which encompasses broader changes in neural activity or relaxation states without requiring specific frequency synchronization, may more accurately describe the potential effects of binaural beats in our study. The lack of observed EEG changes could be attributed to the brief 30-min duration of binaural beat application, the focus on broad frequency bands rather than targeted 1-Hz power analysis, or insufficient statistical power to detect subtle variations [15]. While our EEG spectral analysis did not detect significant between-group differences in standard frequency bands (alpha, beta, delta, gamma, theta), a targeted analysis at the 1-Hz stimulation frequency could provide critical evidence for the hypothesized brainwave entrainment mechanism. Such an analysis was not performed in this study due to limitations in the EEG analysis configuration, which focused on broader frequency bands. Future studies should incorporate narrow-band spectral analysis or time-frequency decomposition targeting the 1-Hz frequency to determine whether binaural beats induce specific neural entrainment, potentially transforming our understanding of their role in optimizing anesthesia induction. This could bridge a critical gap in the literature and establish a mechanistic foundation for the use of binaural beats in anesthesiology. It is also possible that binaural beats primarily reduced remimazolam requirements through anxiety reduction, rather than direct neural entrainment. Future studies should extend the duration of binaural beat exposure and include frequency-specific analyses, such as 1-Hz power, to better elucidate the mechanisms by which binaural beats influence anesthetic requirements. The lower anxiety scores in the binaural beats group suggest that anxiety reduction may reduce the required remimazolam dosage. A post-hoc correlation analysis (e.g., Pearson’s or Spearman’s) between post-headphone anxiety scores and the remimazolam dose could confirm this but was not conducted in this study. Future studies should explore this using our shared dataset (Mendeley Data, DOI: 10.17632/swxgj79jpy.2) to clarify the role of anxiety reduction in optimizing anesthetic dosing. The absence of significant EEG changes in our study suggests that brainwave entrainment may not be the primary mechanism by which binaural beats reduce remimazolam requirements. This could be due to the brief 30-min exposure to 1-Hz binaural beats, which may be insufficient to induce detectable neural entrainment, or the lack of frequency-specific analysis targeting the 1-Hz stimulation frequency. Alternatively, the observed reduction in anxiety scores in the B group suggests that anxiety reduction may play a significant role in decreasing the required remimazolam dosage and time to LoC. Anxiety is known to increase anesthetic requirements [8], and correlation of anxiety scores with remimazolam dosage in future studies could clarify this mechanism. Low-frequency binaural beats, such as the 1-Hz difference used in this study, have been shown to promote deep sleep or reduced consciousness [14,21]. It is possible that preoperative binaural beat exposure induced a sleep-like state, lowering the baseline level of consciousness and thus reducing the remimazolam dose required for LoC. This hypothesis warrants further investigation using objective sedation measures, such as the Ramsay Sedation Scale or polysomnography, to assess the depth of relaxation during the preoperative period. Future studies could consider delivering binaural beats during the anesthesia induction phase to allow a more direct assessment of neural entrainment during the transition to unconsciousness.

LoC in the present study was assessed using standardized verbal commands delivered at fixed 5-second intervals, which allowed for a practical and reproducible determination of unresponsiveness in the operating room setting. Alternative approaches, such as switch-based paradigms in which patients actively confirm consciousness at predefined intervals, have been used in experimental settings to achieve higher temporal resolution. While such methods may offer more precise detection of the transition to unconsciousness, their application during routine clinical anesthesia induction may be limited by feasibility and workflow considerations.

The current study had some limitations. First, this was a single-center study with a relatively small sample size, which may limit the generalizability of the findings to other institutions, patient populations, or perioperative settings. Multicenter studies with larger cohorts are needed to confirm the robustness of these results. Second, EEG analysis was based on a limited frontal montage and broad frequency bands, and the study was not powered to detect subtle or frequency-specific neuralentrainment effects. In particular, narrow-band analysis targeting the 1-Hz stimulation frequency was not performed, which may have limited mechanistic interpretation of the EEG findings. Third, although anxiety scores were reduced in the binaural-beats group, anxiety reduction and neural entrainment could not be disentangled mechanistically, as no correlation, mediation, or causal pathway analyses were performed. Future studies incorporating formal mediation models may help clarify the relative contributions of psychological and neurophysiological mechanisms. Finally, the findings are specific to remimazolam-based anesthesia induction and may not be directly generalizable to other anesthetic agents with different pharmacodynamic and hemodynamic profiles.

Conclusions

Our study suggests that the preoperative use of binaural beats may reduce the dose of remimazolam needed for LoC (the absence of response to vocal stimuli), shorten the time to achieve it, and potentially lower the incidence of hypotension during anesthesia induction. These preliminary findings indicate that binaural beats could serve as a non-invasive adjunctive measure to support the efficiency and safety of anesthesia induction, though further research with larger samples is needed to confirm these effects.

Supporting information

S1 File. Study protocol in English.

(DOCX)

pone.0345960.s001.docx (19.8KB, docx)
S2 File. Study protocol in Korean.

(DOCX)

pone.0345960.s002.docx (144.7KB, docx)
S1 Table. Raw anonymized dataset.

(XLSX)

pone.0345960.s003.xlsx (44.6KB, xlsx)
S3 File. CONSORT 2010 Checklist.

(DOCX)

pone.0345960.s004.docx (41.3KB, docx)
S4 File. Graphic abstract.

(TIFF)

pone.0345960.s005.tif (1.3MB, tif)

Acknowledgments

We would like to thank Medical Illustration & Design (MID), a member of the Medical Research Support Services of Yonsei University College of Medicine, for providing excellent support with the medical illustrations. A graphical abstract is provided to summarize the study design and main findings (S4 File).

Data Availability

The datasets generated and/or analyzed during the current study are available in Mendeley Data repository, https://data.mendeley.com/datasets/swxgj79jpy/1.

Funding Statement

This work was supported by the Department of Anesthesiology and Pain Medicine and Anesthesia and Pain Research Institute, Yonsei University College of Medicine. This research was supported by a special research grant funded by the Korean Society of Neuroscience in Anesthesiology and Critical Care (KSNACC-2024) and a new faculty research seed money grant from the Yonsei University College of Medicine for 2024 (2024-32-0075).

References

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Decision Letter 0

Nabin Lageju

4 Feb 2026

Dear Dr. Seo,

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This work was supported by the Department of Anesthesiology and Pain Medicine and Anesthesia and Pain Research Institute, Yonsei University College of Medicine. This research was supported by a special research grant funded by the Korean Society of Neuroscience in Anesthesiology and Critical Care (KSNACC-2024) and a new faculty research seed money grant from the Yonsei University College of Medicine for 2024 (2024-32-0075).

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Comments to the Author

1. Is the manuscript technically sound, and do the data support the conclusions?

Reviewer #1: Yes

Reviewer #2: Yes

Reviewer #3: Yes

**********

2. Has the statistical analysis been performed appropriately and rigorously? -->?>

Reviewer #1: No

Reviewer #2: Yes

Reviewer #3: Yes

**********

3. Have the authors made all data underlying the findings in their manuscript fully available??>

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Reviewer #1: Yes

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Reviewer #3: Yes

**********

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**********

Reviewer #1: Lines 124 and 128 contain the same information and should be revised.

Line 133: For repeated measurements, repeated-measures ANOVA or mixed-effects models should be used.

Line 135: Post hoc tests should be based on the primary analysis model. Normality should be assessed using the residuals of this model. The Mann–Whitney U test should not be used as a post hoc test.

Remove Cohen’s d from all tables.

P values for secondary outcomes need to be adjusted for multiple comparisons.

Line 182: no need to report F values or partial eta-squared values.

Reviewer #2: This study provides valuable clinical insights by demonstrating that preoperative binaural beats can significantly reduce the required dosage of remimazolam during anesthesia induction. It effectively introduces a non-invasive adjunct that not only optimizes anesthetic efficiency but also enhances patient safety by reducing preoperative anxiety and the incidence of hypotension. While the manuscript is well-structured and addresses a compelling topic, I would like to offer the following comments for further clarification and improvement:

1. The authors state that the specific frequency difference of 1 Hz for the binaural beats was selected based on reference 14. However, reference 14 focuses on how propofol anesthesia alters cortical traveling waves and does not appear to provide a specific rationale or evidence for the selection of a 1 Hz binaural beat frequency. I recommend the authors provide a more accurate citation or a clearer scientific justification for why this specific frequency was chosen for the intervention.

2. The primary parameter in this study is the remimazolam dose required to achieve loss of consciousness, which was defined as the absence of response to vocal stimuli. To ensure the robustness of this data, a more detailed explanation of the assessment protocol is required. Specifically, it is important to clarify the frequency and content of the verbal commands used, as long intervals between commands can make it difficult to accurately detect the precise moment of loss of consciousness. The authors might consider comparing their protocol to other established methods, such as utilizing prompts every 5 seconds where patients confirm consciousness by pressing a switch.

3. The study analyzed EEG spectral power but found no significant differences between the groups after anesthesia induction. This finding suggests a need for further discussion regarding whether preoperative binaural beats can induce lasting modifications in brainwave patterns that persist after the onset of general anesthesia. Additionally, the authors could consider whether delivering the binaural beats during the induction phase, rather than only preoperatively, would provide a more direct measurement of neural entrainment and its impact on EEG variables.

Reviewer #3: This is a well-designed, single-center, randomized controlled trial whether 30 minutes of preoperative 1-Hz binaural beats reduce the total remimazolam dose and time required to achieve loss of consciousness (LoC; unresponsiveness to verbal stimuli) during induction with continuous remimazolam infusion (6 mg/kg/h), and whether they decrease the incidence of hypotension (or vasopressor use) within 30 minutes after induction. The main findings were that the binaural-beats group required a lower remimazolam dose and a shorter time to reach LoC, and experienced fewer hypotensive events.

I have a few comments.

1. Although the study is described as double-blind, it is unlikely that participants were truly blinded. The authors should clearly specify who was blinded (e.g., participants, anesthesiologists, outcome assessors) and how blinding was maintained.

2. Because the headphone (binaural beats) group reached LoC more quickly, they received a lower total dose of remimazolam. However, PSI at the time of LoC differed between the two groups, which is not intuitively straightforward. To aid readers’ interpretation, the authors should add a discussion addressing possible explanations for this discrepancy.

3. Are there anxiety and/or PSI values measured (1) before and after headphone use, and (2) immediately before induction (after transfer to the operating room)?

4. There are more than ten limitations listed. The authors should consider removing limitations that are not directly relevant to this study, and incorporating any essential points into a more focused discussion instead.

For example, in my opinion, the second and third limitations do not appear to be direct limitations of the present study. The seventh and eighth points relate more to study design choices and would be better addressed in the Methods and/or Discussion rather than framed as limitations. In particular, the authors should explain why a 1-Hz frequency difference was chosen and why the control condition was silence rather than a 0-Hz (sham) auditory stimulus.

5. I would like to know whether the authors assessed changes in anxiety scores among participants who wore headphones with no audible sound for 30 minutes.

**********

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Reviewer #2: No

Reviewer #3: No

**********

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PLoS One. 2026 Mar 30;21(3):e0345960. doi: 10.1371/journal.pone.0345960.r002

Author response to Decision Letter 1


10 Feb 2026

Journal Requirements:

When submitting your revision, we need you to address these additional requirements.

1. Please ensure that your manuscript meets PLOS ONE's style requirements, including those for file naming. The PLOS ONE style templates can be found at

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Response:

We have carefully reviewed and revised the manuscript to ensure full compliance with PLOS ONE’s style requirements.

The title page and main manuscript were formatted according to the official PLOS ONE templates, including section organization, headings, and file naming conventions.

2. Thank you for stating the following financial disclosure:

This work was supported by the Department of Anesthesiology and Pain Medicine and Anesthesia and Pain Research Institute, Yonsei University College of Medicine. This research was supported by a special research grant funded by the Korean Society of Neuroscience in Anesthesiology and Critical Care (KSNACC-2024) and a new faculty research seed money grant from the Yonsei University College of Medicine for 2024 (2024-32-0075).

Please state what role the funders took in the study. If the funders had no role, please state: "The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript."

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Please include this amended Role of Funder statement in your cover letter; we will change the online submission form on your behalf.

Response:

We have included the following Role of the Funder statement in the cover letter, as requested:

“The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.”

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Response:

We have added a Supporting Information section at the end of the manuscript, including captions for all Supporting Information files, and updated the in-text citations to match accordingly.

4. Please remove all personal information, ensure that the data shared are in accordance with participant consent, and re-upload a fully anonymized data set.

Note: spreadsheet columns with personal information must be removed and not hidden as all hidden columns will appear in the published file.

Additional guidance on preparing raw data for publication can be found in our Data Policy (https://journals.plos.org/plosone/s/data-availability#loc-human-research-participant-data-and-other-sensitive-data) and in the following article: http://www.bmj.com/content/340/bmj.c181.long.

Response:

We have rechecked the dataset and confirmed that all personally identifiable information, including all date-related variables, has been completely removed.

The re-uploaded dataset is fully anonymized and contains only non-identifiable variables in accordance with participant consent and the PLOS Data Policy.

5. If the reviewer comments include a recommendation to cite specific previously published works, please review and evaluate these publications to determine whether they are relevant and should be cited. There is no requirement to cite these works unless the editor has indicated otherwise.

Response:

We reviewed the reviewer comments and evaluated whether any additional previously published works were recommended for citation.

As no specific references were suggested by the reviewers, no changes were made to the reference list.

Additional Editor Comments:

Please follow the comments and submit for revision.

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

________________________________________

5. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: Lines 124 and 128 contain the same information and should be revised.

Response:

We revised the sentence describing the basis for the assumed 20% effect size.

The original detailed description was replaced with a concise statement indicating that the effect size was informed by pilot data and supported by previous literature.

Line 133: For repeated measurements, repeated-measures ANOVA or mixed-effects models should be used.

Response:

In response to the reviewer’s comment, we have revised the Statistical Analysis section to explicitly state that repeated-measures ANOVA was applied for repeated measurements, rather than simple pairwise tests.

Line 135: Post hoc tests should be based on the primary analysis model. Normality should be assessed using the residuals of this model. The Mann–Whitney U test should not be used as a post hoc test.

Response: We agree with the reviewer’s comment.

The Statistical Analysis section has been revised to clarify that post hoc comparisons were conducted based on the primary repeated-measures ANOVA model, and that normality assumptions were assessed using the residuals of the model.

In addition, inappropriate references to the Mann–Whitney U test as a post hoc procedure have been removed.

Remove Cohen’s d from all tables.

Response: Cohen’s d values have been removed from all tables as recommended.

P values for secondary outcomes need to be adjusted for multiple comparisons.

Response:

We agree with the reviewer’s comment.

The Statistical Analysis section has been revised to clarify that p-values for secondary outcomes were interpreted cautiously with consideration of multiple comparisons.

Line 182: no need to report F values or partial eta-squared values.

Response:

We agree with the reviewer’s comment.

The Results section has been revised to remove the reporting of F statistics and partial eta-squared values, and the findings are now described more concisely.

Reviewer #2: This study provides valuable clinical insights by demonstrating that preoperative binaural beats can significantly reduce the required dosage of remimazolam during anesthesia induction. It effectively introduces a non-invasive adjunct that not only optimizes anesthetic efficiency but also enhances patient safety by reducing preoperative anxiety and the incidence of hypotension. While the manuscript is well-structured and addresses a compelling topic, I would like to offer the following comments for further clarification and improvement:

Response:

We thank the reviewer for the positive and constructive overall assessment of our study.

1. The authors state that the specific frequency difference of 1 Hz for the binaural beats was selected based on reference 14. However, reference 14 focuses on how propofol anesthesia alters cortical traveling waves and does not appear to provide a specific rationale or evidence for the selection of a 1 Hz binaural beat frequency. I recommend the authors provide a more accurate citation or a clearer scientific justification for why this specific frequency was chosen for the intervention.

Response:

We appreciate the reviewer’s insightful comment. We agree that reference 14 alone does not directly justify the selection of a 1-Hz binaural beat frequency. Accordingly, we have revised the manuscript to clarify the scientific rationale for this choice and added references demonstrating that very low-frequency binaural beats are associated with

sleep promotion and reduced levels of consciousness. Reference 14 is now cited as supporting evidence for the relevance of slow oscillations during anesthesia, rather than as a direct justification for the binaural beat frequency selection.

2. The primary parameter in this study is the remimazolam dose required to achieve loss of consciousness, which was defined as the absence of response to vocal stimuli. To ensure the robustness of this data, a more detailed explanation of the assessment protocol is required. Specifically, it is important to clarify the frequency and content of the verbal commands used, as long intervals between commands can make it difficult to accurately detect the precise moment of loss of consciousness. The authors might consider comparing their protocol to other established methods, such as utilizing prompts every 5 seconds where patients confirm consciousness by pressing a switch.

Response:

We thank the reviewer for this important comment.

Loss of consciousness was assessed using standardized verbal commands delivered every 5 seconds (“Please open your eyes”) during remimazolam infusion. LoC was defined as the absence of response to two consecutive commands, allowing for precise temporal

identification of the transition to unconsciousness. We have clarified this assessment protocol in the Methods section and the study protocol (S1 File).

We have added a discussion comparing our method for assessing loss of consciousness

with switch-based paradigms, as suggested by the reviewer.

3. The study analyzed EEG spectral power but found no significant differences between the groups after anesthesia induction. This finding suggests a need for further discussion regarding whether preoperative binaural beats can induce lasting modifications in brainwave patterns that persist after the onset of general anesthesia. Additionally, the authors could consider whether delivering the binaural beats during the induction phase, rather than only preoperatively, would provide a more direct measurement of neural entrainment and its impact on EEG variables.

Response:

We thank the reviewer for this important comment. The lack of significant EEG differences after anesthesia induction may reflect the dominant neurophysiological effects of general anesthesia, which could mask subtle preoperative entrainment effects. In addition, EEG was recorded using a limited frontal montage (SedLine®), and the study was powered for clinical rather than mechanistic EEG endpoints; therefore, subtle differences in spectral power may have been underdetected.

We agree that delivering binaural beats during the induction phase may provide a more direct assessment of neural entrainment. This point has been added to the Discussion as an important direction for future research.

Reviewer #3: This is a well-designed, single-center, randomized controlled trial whether 30 minutes of preoperative 1-Hz binaural beats reduce the total remimazolam dose and time required to achieve loss of consciousness (LoC; unresponsiveness to verbal stimuli) during induction with continuous remimazolam infusion (6 mg/kg/h), and whether they decrease the incidence of hypotension (or vasopressor use) within 30 minutes after induction. The main findings were that the binaural-beats group required a lower remimazolam dose and a shorter time to reach LoC, and experienced fewer hypotensive events.

Response:

We thank the reviewer for the accurate summary of our study and its main findings.

I have a few comments.

1. Although the study is described as double-blind, it is unlikely that participants were truly blinded. The authors should clearly specify who was blinded (e.g., participants, anesthesiologists, outcome assessors) and how blinding was maintained.

Response:

We thank the reviewer for this important point. Participants in both groups wore identical headphones; however, because only the intervention group received audible binaural beats, complete participant blinding cannot be guaranteed. We have clarified in the Methods section that anesthesiologists and outcome assessors were blinded to group allocation, and we have specified how blinding was maintained. The description of blinding has been revised accordingly.

2. Because the headphone (binaural beats) group reached LoC more quickly, they received a lower total dose of remimazolam. However, PSI at the time of LoC differed between the two groups, which is not intuitively straightforward. To aid readers’ interpretation, the authors should add a discussion addressing possible explanations for this discrepancy.

Response:

We thank the reviewer for this thoughtful comment. The observed difference in PSI values at the time of loss of consciousness may be related to the inherent processing delay and smoothing window used in PSI calculation. PSI values are derived from processed EEG data and may not represent instantaneous cortical states at the exact behavioral endpoint of unresponsiveness. Therefore, when loss of consciousness occurs rapidly, particularly in the binaural-beats group, a temporal mismatch between the clinical endpoint and the displayed PSI value may arise. We have added a clarification of this point in the Discussion.

3. Are there anxiety and/or PSI values measured (1) before and after headphone use, and (2) immediately before induction (after transfer to the operating room)?

Response:

We thank the reviewer for this question. Anxiety was assessed before and after the 30-minute headphone application period, as described in the Methods. However, anxiety was not reassessed after transfer to the operating room immediately before induction. PSI monitoring was initiated at the start of anesthesia induction and was not recorded either before or after headphone use, nor immediately before induction. We have clarified the timing of anxiety and PSI measurements in the Methods section.

4. There are more than ten limitations listed. The authors should consider removing limitations that are not directly relevant to this study, and incorporating any essential points into a more focused discussion instead.

For example, in my opinion, the second and third limitations do not appear to be direct limitations of the present study. The seventh and eighth points relate more to study design choices and would be better addressed in the Methods and/or Discussion rather than framed as limitations. In particular, the authors should explain why a 1-Hz frequency difference was chosen and why the control condition was silence rather than a 0-Hz (sham) auditory stimulus.

Response:

We agree with the reviewer that the original Limitations section was overly extensive

and included items that reflected study design choices rather than true limitations. Accordingly, we have substantially revised and condensed the Limitations section, removing points that were not directly related to methodological constraints and integrating essential considerations into the Methods and Discussion. In particular, the rationale for selecting a 1-Hz frequency difference and for using a silence control condition has been explicitly clarified in the Methods and Discussion, rather than being framed as limitations.

5. I would like to know whether the authors assessed changes in anxiety scores among participants who wore headphones with no audible sound for 30 minutes.

Response:

Yes. Anxiety scores were assessed both before and after the 30-minute headphone

application period in both groups. In the control group, anxiety scores did not significantly decrease after wearing headphones without audible sound, whereas a significant reduction was observed in the binaural-beats group. These data are presented in Table 1.

Attachment

Submitted filename: Response to Reviewers.docx

pone.0345960.s007.docx (23KB, docx)

Decision Letter 1

Nabin Lageju

12 Mar 2026

Preoperative binaural beats reduce remimazolam dosage and enhance safety in anesthesia induction: a randomized controlled trial

PONE-D-25-56587R1

Dear Dr. Seo,

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PLOS One

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Comments to the Author

Reviewer #1: All comments have been addressed

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2. Is the manuscript technically sound, and do the data support the conclusions??>

Reviewer #1: (No Response)

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Reviewer #1: (No Response)

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Reviewer #1: (No Response)

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Reviewer #1: (No Response)

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Reviewer #1: All my concerns are addressed.

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Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 File. Study protocol in English.

    (DOCX)

    pone.0345960.s001.docx (19.8KB, docx)
    S2 File. Study protocol in Korean.

    (DOCX)

    pone.0345960.s002.docx (144.7KB, docx)
    S1 Table. Raw anonymized dataset.

    (XLSX)

    pone.0345960.s003.xlsx (44.6KB, xlsx)
    S3 File. CONSORT 2010 Checklist.

    (DOCX)

    pone.0345960.s004.docx (41.3KB, docx)
    S4 File. Graphic abstract.

    (TIFF)

    pone.0345960.s005.tif (1.3MB, tif)
    Attachment

    Submitted filename: Response to Reviewers.docx

    pone.0345960.s007.docx (23KB, docx)

    Data Availability Statement

    The datasets generated and/or analyzed during the current study are available in Mendeley Data repository, https://data.mendeley.com/datasets/swxgj79jpy/1.


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