Abstract
The main assumptions of the well-known Kitajima and Butler (1975) model, describing the relationship between the ratio of the maximum variable chlorophyll a fluorescence to the maximum fluorescence (FV/FM) and the photochemical quantum yield of PSII (ΦPo), have been analyzed. Using the experimental data from the literature, potential “weak points” of this model are discussed, as well as the reasons for the differences between the FV/FM values and the actual ΦPo values. Special attention is focused on the fluorescence measurement procedures using the saturating single turnover light flashes and the saturating multiple turnover light pulses. It is concluded that if the FV/FM measurements are made properly, the value of ΦPo can indeed be estimated.
Keywords: chlorophyll a fluorescence, multiple turnover, photochemical quenching, quantum yield, saturating flash, single turnover, variable fluorescence
Highlights
On the assumptions of the Kitajima and Butler (1975) chlorophyll fluorescence emission model
Using proper FV/FM measurements, the quantum yield of PSII can indeed be assessed
The influence of the technical features of the fluorometer(s) on the measured FV/FM ratio is considered
Introduction
A phenomenon largely used in the study of photosynthesis is Chl a fluorescence induction, which takes place during a dark-to-light transition in oxygenic photosynthetic organisms, and was discovered by Kautsky and Hirsch (1931). They observed with their own eyes the Chl a fluorescence changes taking place for several minutes: first, there was a fast increase in fluorescence, and then a slow decrease to a minimum. Kautsky and Hirsch (1931) discussed these transient Chl fluorescence changes in relation to processes in photosynthesis (see also e.g., Govindjee 1995, Schreiber and Lichtenthaler 2025). [For the interpretation of Chl induction curves, see Stirbet et al. 2014; and chapters in books edited by Papageorgiou and Govindjee (2004) and Suggett et al. (2010)].
When measuring Chl a fluorescence induction with a Plant Efficiency Analyzer (PEA) fluorometer with a saturating continuous multiple turnover (MT) light [1,500–3,000 μmol(photons) m–2 s–1], the initial fast (< 1 s) Chl fluorescence increase is known as the OJIP fluorescence transient. The OJIP curve is multiphasic, which is better observed when it is plotted on a logarithmic time scale: the fluorescence increases from an initial value FO (at point O), to a maximum value FM (at point P), and between O and P there are two inflections, which are observed at ~ 2 ms (point J) and at ~ 30 ms (point I), where the respective fluorescence values are FJ and FI. The O-J fluorescence increase is known as the “photochemical phase”, since its relative height and initial slope depend on the number of photons absorbed by the sample per unit of time (which is proportional to the irradiance and PSII absorption cross section), and is not very sensitive to temperature. The J-I-P fluorescence increase is also called the “thermal phase”, which is correlated with the photoreduction by PSII of the plastoquinone pool in the thylakoid membrane, is sensitive to temperature variations (disappearing at subfreezing temperatures), and is less affected by changes in light intensity (see discussion in Stirbet et al. 2014).
On the other hand, when the Chl fluorescence transient is measured with a Fast Repetition Rate (FRR) fluorometer, after applying a saturating single-turnover (ST) sequence of μs light flashes [of ~ 20,000 μmol(photons) m–2 s–1], fluorescence increases from a minimum value of FO to a maximum value of FM in 30–50 μs. However, the measured FM/FO ratios using ST light flashes are lower than those obtained from Chl fluorescence measurements with MT light (see above), and this depends on the duration of the light flashes (France et al. 1992).
The most used fluorescence parameter calculated from the fluorescence induction data is the FV/FM ratio, where FV = FM ‒ FO is the maximal variable fluorescence (see e.g., Stirbet and Govindjee 2011).
In different fluorescence studies on various plants illuminated with MT light, it has been shown that the observed FV/FM values positively correlate with the photochemical yield of PSII (ΦPo), which has been independently estimated by using other types of measurements, such as: (i) the C-550 signal (see explanation in the next section; cf. Kitajima and Butler 1975); (ii) the rates of oxygen evolution on the electron donor side of PSII (e.g., Björkman and Demmig 1987); (iii) picosecond Chl fluorescence kinetics measured on isolated pea chloroplasts (e.g., Roelofs et al. 1992); and (iv) time-resolved fluorescence technique on thylakoid membranes of Arabidopsis thaliana (e.g., Wientjes et al. 2013).
Further, we note that the effective quantum yield of PSII photochemistry, under light-adapted conditions, ΦPSII = (FM' ‒ FS)/FM', also known as the Genty parameter (Genty et al. 1989), is connected with the FV/FM measured under dark-adapted conditions by using Pulse-Amplitude Modulation (PAM) fluorometry (see Porcar-Castell et al. 2014). The ΦPSII values have also been verified on plants through parallel measurements of CO2 assimilation rates under low photorespiration conditions (e.g., Genty et al. 1989), or the rates of oxygen evolution (e.g., Öquist et al. 1992). On the other hand, ΦPSII has also been used by many from measurements using Fast Repetition Rate (FRR) fluorometers (e.g., Oxborough et al. 2012, Boatman et al. 2019, Schuback et al. 2021) to indirectly estimate the rates of photosynthesis in algal cultures and the primary production of phytoplankton by measuring the slope of the linear electron transport rate (ETR) as a function of light intensity. In comparison with the direct methods for measuring the rate of photosynthesis (i.e., by recording the oxygen evolution or the CO2 uptake), the indirect ETR quantification by means of ΦPSII measurements is faster. It has high sensitivity at low Chl content in organisms growing in natural waters (Antal et al. 2001a,b). Some studies have shown good correlation between the direct methods of measuring primary production and ETR values, while others have not. A review of the relevant work is available in Perkins et al. (2010).
Below, we examine, in detail, the model of Kitajima and Butler (1975) on the relation between the Chl a fluorescence and the PSII photochemistry.
The theoretical model of Kitajima and Butler (1975)
The physical meaning of the FV/FM in dark-adapted samples, i.e., as a proxy of the maximum photochemical quantum yield of PSII, ΦPo, was shown by Kitajima and Butler (1975) through a simple physical model, which they had also verified experimentally. [Warren Butler's scientific biography is available in Benson (1998), and his papers are listed in Govindjee (1986)]. We summarize below the basics of the above-mentioned model.
Kitajima and Butler (1975) have analyzed the quenching of both fluorescence and photochemistry in terms of the rate constants for the depopulation of the first excited singlet state of Chl by fluorescence (kF), nonradiative internal decay processes (kD), photochemistry (kP), and by the specific quenching (kQ) by DBMIB. They made such an analysis by considering two types of light energy-harvesting processes: (1) “independent photosynthetic units with one reaction center per unit and no energy transfer between them”, and (2) “complete energy transfer between the units; essentially a matrix of reaction centers that can exchange excitation energy between them”. The second model is also known as the “lake” model (Robinson 1966). Since both the models arrive at the same expressions for the quantum yields of fluorescence and photochemistry at the initial and final fluorescence states (represented by FO and FM measured at low temperature), for simplicity, we present below only the equations for the lake model.
The quantum yield of a concurrent process can be calculated as the ratio between the rate constant of that process and the sum of the rate constants of all the processes. Kitajima and Butler (1975) wrote the following equations (1–3) of the quantum yields for FO (ΦFo), of PSII photochemistry (ΦPo), and for the maximum fluorescence FM (ΦFM), all measured in the presence of different concentrations of an external fluorescence quencher Q (in their experiment, it was dibromothymoquinone).
| (1) |
| (2) |
| (3) |
Note that, in equation (3), at the moment when the Chl fluorescence reaches its maximum value FM (when all active PSII RCs are closed), the [QA] = 0, and thus kP = 0.
Therefore, if we note the absorbed light intensity by PSII to be Jabs, the fluorescence values of FO and FM can be calculated as:
and
| (4) |
Finally, based on the above equations, it can be shown that FV/FM equals ΦPo:
| (5) |
At the time of publication of the Kitajima and Butler (1975) paper, the presence of the electron carrier pheophytin between P680 and quinone QA was not known, although there was some experimental data in favor of the “lake” model (Briantais et al. 1972, see also Malkin et al. 1980). Kitajima and Butler (1975) found that the FV/FM ratio is a proxy of ΦPo independently of whether the PSII units are energetically connected or not. Indeed, both FO (when all the active PSII RCs are open) and FM (when all the active PSII RCs are closed) do not depend on PSII connectivity (see also Björkman and Demmig 1987, Dau 1994, Lavergne and Trissl 1995, Porcar-Castell et al. 2014).
To demonstrate the correctness of the equation (5), Kitajima and Butler (1975) made parallel measurements of both the C-550 signal, and the Chl fluorescence induction curves (intensity of fluorescence at 690 nm as a function of time following the onset of blue exciting light) on isolated chloroplasts at –196°C (77 K), as a function of the DBMIB concentration. We note that the C-550 signal is related to a pigment whose light-induced absorbance changes reflect the primary photochemical activity of PSII, being associated with the photoreduction of QA (see Kitajima and Butler 1973, Melis and Schreiber 1979).
The yield for the quenching of the excited Chl by a specific concentration of DBMIB would be:
| (6) |
From equation (5), and by using the index QO in the absence, and Q in the presence of the quencher DBMIB, Kitajima and Butler (1975) obtained the following equation:
or
| (7) |
With equation (7), Kitajima and Butler (1975) were able to determine the ΦQ for various concentrations of DBMIB from both the FV/FM values and the initial rates of photoreduction of C-550.
An excellent experimental verification of the equation (5) was shown in the Fig. 4 of Kitajima and Butler (1975), as they found a very good correlation between ΦPo (determined from the initial rates of C-550 photoreduction) and the FV/FM (calculated from the fluorescence data obtained at λ = 690 nm and –196°C, with blue MT light for excitation) for varying degrees of quenching by DBMIB.
As mentioned in the Introduction, many authors have confirmed the results of Kitajima and Butler (1975) by measuring the FV/FM ratios and comparing them with the quantum yields of O2 evolution, or with the CO2 assimilation rates under conditions of low photorespiration. Here we emphasize the research of Björkman and Demmig (1987) on leaves of 44 species of vascular plants, in which the FV/FM ratios were measured under similar conditions as those used by Kitajima and Butler (1975) (but without DBMIB), and a very good correlation was found between these values and the quantum yields of O2 evolution at saturating [CO2]. Furthermore, Björkman and Demmig (1987) also showed that high-light treatment of shade leaves caused a reduction in both the quantum yields of O2 evolution and their respective FV/FM values, which increased with the time of exposure to high light. A linear relationship was observed when the photon yields of O2 evolution were plotted against the FV/FM values. It was concluded that the measurements used in this study serve as an excellent quantitative measure of photoinhibition of overall photosynthetic energy conversion and of the photochemistry of PSII, respectively. Besides the above results, Öquist and Chow (1992) found that the maximum values of the quantum yield of PSII electron transport (ΦPSII) in light-adapted samples and the photosynthetic O2 evolution decrease in proportion to the degree of photoinhibition.
We also note that Kitajima and Butler (1975) had made an important observation, based on their measurements, that the major part of the FO fluorescence is of the same type as the FV fluorescence, both emanating from the bulk chlorophyll of PSII, while before their paper, it was considered that the FO is “dead fluorescence”, or a fluorescence of constant yield emanating only from PSI (see page 113 in Kitajima and Butler 1975, and Etienne et al. 1974). This observation was confirmed, based on the fact that at –196°C the entire PSII fluorescence is increased (see e.g., Dekker et al. 1995), while the PSI fluorescence yield is decreased at wavelengths shorter than 700 nm, and the long-wavelength fluorescence of PSI is increased (see e.g., Croce et al. 1996), so that the vast majority of the Chl fluorescence measured at λ = 690 nm and at –196°C indeed originates from PSII (see also the discussion on page 188 in Pfündel 1998).
However, in general, when Chl fluorescence induction is measured at room temperature, the FV/FM depends on the technical characteristics of the fluorometer, the type of photosynthetic organism, and its structural properties, e.g., the PSI/PSII ratio. For example, Pfündel (1998) showed that, for a C3 plant with FV/FM = 0.83 (measured at λ > 700 nm with an MT light pulse, and at room temperature), the FV/FM value, corrected for PSI fluorescence, is 0.88; the FV/FM values, corrected for PSI fluorescence, are larger than those without correction since the PSI contribution to FO is much higher than it is for FM. On the other hand, the FV/FM measured using μs ST light flashes (at λ > 700 nm at room temperature) is smaller (~ 0.67), and after correction, it increases to 0.74; (see e.g., discussion in Stirbet and Govindjee 2012).
Now, we ask the question: Is the equation (5), see above, really valid for the photosynthetic samples under the experimental conditions that we now use? This remains to be examined since quite often the quantum yield of PSII measured, as shown above, does not agree with the actual measured yield (van Wijk and van Hasselt 1990, Tsuyama et al. 2003, Earl and Ennahli 2004). Indeed, when it is not ensured that the experimental extremes correspond to the real values of FO and FM (i.e., when all the active PSII RCs are open or closed, respectively), and the Chl fluorescence is mainly PSII fluorescence (i.e., with a very low contribution of PSI fluorescence or of other pigments; see Pfündel 1998), the calculated FV/FM ratio is only an “apparent” ΦPo. Thus, we examine here the general assumptions in the Kitajima and Butler (1975) model.
General assumptions of the Kitajima and Butler (1975) model
When measuring Chl a fluorescence in plants and green algae, the contribution of PSI has only a moderate effect on the FV/FM values (see Pfündel 1998). We also note that the FM can be affected by variable PSI fluorescence, which can be as high as 8–17% of the overall maximal fluorescence originating from both the photosystems, as first suggested by Lazár (2013). Later, this was confirmed in Chl fluorescence studies on green algae and cyanobacteria, by using different wavelengths for excitation, and by measuring fluorescence at λ > 700 nm (Schreiber and Klughammer 2021, Schreiber 2023). Still, the uncorrected FV/FM ratios are often used in these organisms, especially in comparative studies, since their PSI/PSII ratios are close to 1, when grown under “standard” white light conditions. However, the cyanobacteria and the red algae are different, since there the contribution of PSI to overall fluorescence is quite high (due to a larger PSI/PSII ratio); also, the overlap by the fluorescence of phycobilins (phycoerythrin, phycocyanin, and allophycocyanin) must not be neglected. However, we note that there are experimental solutions that can deal with these types of problems (see e.g., Ogawa et al. 2017, Stirbet et al. 2019).
The measuring system, used by Kitajima and Butler (1975), recorded the fluorescence intensity during continuous excitation-light exposure. We note that in a dark-adapted sample all the Chl molecules are in the ground state (upper left diagram in Fig. 1). The fluorescence intensity is proportional to the number of radiative transitions, per unit time, from S1, the first excited state, to the ground state S0, and this, in turn, is proportional to kF and to the concentration of the excited Chl molecules in the light-collecting antenna as well as in the reaction centers. Thus, after turning on the weak measuring excitation light, the fluorescence signal increases from zero to a certain stable value FO.
Fig. 1. A scheme for the process of initial fluorescence changes that occur immediately after switching on the weak measuring excitation light of a constant intensity. The green (round) boxes – the chlorophyll molecules in the ground (nonactivated) state, and the brown boxes – the excited chlorophyll molecules. The yellow flashes – continuous measuring light; the red flash – fluorescence emission. The F(t) curve is the overall fluorescence on a nanosecond time scale.

In the initial excitation phase (see the upper middle diagram in Fig. 1), the number of upward transitions S0–S1 (ground state to the first excited state due to light absorption) per unit time significantly exceeds the rate of the reverse transitions. Therefore, the concentration of the excited Chl molecules as well as the fluorescence intensity continuously increases. This process has been studied on a wide time scale (from 1 ps to 1 s) and has been theoretically examined by Lazár (2003) based on a very detailed model of the PSII reactions.
Reliable determination of the FO level becomes possible only when the fluorescence intensity becomes stable, that is, when the rates of direct and reverse transitions between the S0 and S1 states become equal (see the upper right diagram in Fig. 1). The kinetics of fluorescence transient from zero towards a stable value, which corresponds to FO when a weak measuring excitation light is applied (lower diagram in Fig. 1), is described below in equation (8), with a saturating monoexponential curve F(t).
| (8) |
where τ is the overall Chl fluorescence lifetime.
For the derivation of the steps leading to equation (8), see Appendix; as shown there, when the sum of kF, kD, kP, and kQ increases, the value of FO decreases, but the kinetics of fluorescence transient from zero towards a stable value becomes more rapid (i.e., a decrease in τ). We also note that since the fluorescence intensity is proportional to the number of Chl molecules in the S1 state, fluorescence lifetime is equal to the lifetime of the excited S1 state. The fluorescence lifetime can be measured directly and, thus, serves as an estimate of the lifetime of the excited state. Both depend on the redox state of QA: the smaller the amount of oxidized QA, the smaller the expected value of kP and the longer the time τ will be [see equation (17) in Appendix].
From the basic properties of a monoexponential function, we know that 95% of the fluorescence transient is completed within the time equal to 3τ (see the lower part of the diagram in Fig. 1). Thus, in practice, a time interval of 3–4 times longer than the fluorescence lifetime is sufficient to obtain the initial FO value. The Chl fluorescence lifetime is known to be 0.1–2 ns (see e.g., Briantais et al. 1972). The longest τ values (2 ns or more) are found for pigments in solvents where kP is equal to zero. Thus, a stationary fluorescence level of FO may be sampled 10 ns after switching on the measuring light (3 ns for active PSII, see Lazár 2003).
The real time resolution for measuring the initial fluorescence FO varies depending on the fluorometers used: (1) with Pulse-Amplitude Modulation (PAM) fluorometers (Schreiber et al. 1986, Schreiber 2004), FO is determined by applying a weak modulated measuring light on dark-adapted samples, and the measurement takes typically 20 or 50 μs; (2) with Plant Efficiency Analyzer (PEA) fluorometers (Strasser and Govindjee 1992), FO corresponds to the initial fluorescence value at the “O” step of the OJIP transient, which is typically measured at 20 or 50 μs after the onset of illumination with constant light of the dark adapted sample; and (3) with Fast Repetition Rate (FRR) fluorometers (Kolber et al. 1998), FO is sampled at the end of the first microsecond-scale light flash (0.125–1.0 μs, see Kolber et al. 1998), which is at the beginning of the saturating ST flash sequence.
We note that the steady-state concentration of the excited Chl molecules, and hence the intensity of Chl a fluorescence, depends on the ratio of the rate constants of the following competing processes (first-order reactions, see equation (1), and Kitajima and Butler (1975); as well as Fig. 3 and the related text in Lazár 2003): (i) radiative transition, kF; (ii) photochemical quenching, kP; (iii) nonradiative (thermal) deactivation, kD; and (iv) additional thermal deactivation in the presence of external quenchers (nonphotochemical quenching), kQ. In theoretical papers by Schatz et al. (1988) and Dau (1994), the Chl transition to a triplet excited state, with its rate constant, has also been considered.
Furthermore, in the Kitajima and Butler (1975) model, the following assumptions were made: (1) after dark adaptation, all the active PSII RCs are open; (2) at the moment when the maximum Chl a fluorescence is measured, all the active PSII RCs are closed, and, thus, kP = 0; (3) the kF, kD, and kQ values remain the same in the dark and under light saturation when the FO and FM levels are measured.
In another paper, Butler and Kitajima (1975) had emphasized that in some experiments, when the PSII activity is artificially inhibited and then restored (see e.g., Malkin and Jones 1968, Yamashita and Butler 1968, 1969), the FV/FM values correlate very weakly with the actual photochemical activity of the PSII. To explain these facts, an extended model was proposed (Butler and Kitajima 1975), in which both the radiative and the nonradiative transitions in the antenna chlorophyll molecules, and in the chlorophylls of the RC, were considered separately, and a time-limited excitation trapping between the antenna chlorophylls and the RC chlorophylls was considered. However, this model has not been used by most researchers, as the other model proposed in Kitajima and Butler (1975) was – this may have been since it was a particular case, more complex. In addition to the concerns raised above, we now also consider the following points of view.
A complex photochemical quenching mechanism – reversible radical pair
In the Kitajima and Butler (1975) model, all the processes of deactivation of the excited state of Chl are considered as irreversible first-order reactions. If this is the case, then the kinetics of fluorescence decay in response to a single picosecond-width laser exciting pulse would represent a single-exponential curve with a characteristic time τ (the overall Chl fluorescence lifetime):
| (9) |
A similar Chl a fluorescence decay pattern can also be measured after dark adaptation of the photosynthetic sample, corresponding to the condition for FO (i.e., when all the active RCs are open). The characteristic time of this fluorescence decay (τFo) is in the range of hundreds of picoseconds (Haehnel et al. 1982, Karukstis and Sauer 1983). More strictly speaking, the Chl fluorescence decay also contains a short component from PSI with a characteristic time of 40–80 ps (see a review by Govindjee and Satoh 1986). Also, for PSI Chl fluorescence components during the Chl fluorescence induction, see Lazár (2013), Schreiber and Klughammer (2021), and Schreiber (2023). But we will not discuss it further and will focus only on the PSII fluorescence components.
Under light saturation of photosynthesis, and in the presence of DCMU (dichlorophenyl dimethyl urea – a PSII acceptor side inhibitor), the value of kP decreases. As follows from equation (9), there is an increase in the lifetime of fluorescence, although the single-exponential shape of the decay curve is expected to remain as such. However, as shown in Volgusheva et al. (2007), when all the RCs are closed, the fast (100–500 ps) component is retained in the decay curve, and a second, “slow” (up to 2 ns) component appears (also see Malkin et al. 1980, Haehnel et al. 1982, Schatz et al. 1988).
The appearance of a new “slow” component while a “fast” one is retained, can be described by a much more complex scheme (Schatz et al. 1988; see also a discussion in Stirbet and Govindjee 2012, and Lazár 1999, 2003), which postulates the formation, at the RC of PSII, of the radical pair [P680+Phe‒] (Fig. 2, k1) and the possibility of its sufficiently rapid recombination leading to the regeneration of the excited state (see the rectangular box on the left in Fig. 2, k–1). The value of k2 is different for the open and closed RCIIs; further, it has, in addition, a different meaning within the reversible radical pair model in the two cases. An increase in Chl a fluorescence intensity from FO to FM corresponds to an increase in the area under the fluorescence decay curve in response to a single picosecond-width light pulse. This increase occurs due to the rise in the area under the “slow” component (due to recombination of charges in the radical pair, see Volgusheva et al. 2007); note that this is accompanied by an energy loss through kd (Fig. 2). Due to the energy loss, the quantum yield of Chl a fluorescence can never reach the high values known for Chl solutions in organic solvents (10–33% for different solvents; see e.g., Förster and Livingston 1952, Rabinowitch 1956).
Fig. 2. A scheme for the quenching of the excited states of chlorophyll molecules with the formation of a reversible radical pair. All the pigments connected with the photosystem II (LHC + Core + P680) are assumed to form a single pool, and the primary charge separation is presumed to be reversible. LHC, light-harvesting complex; the “core” represents the pigments of the core reaction center complex of PSII; P680 is the primary electron donor of PSII; Phe is pheophytin, the primary electron acceptor of PSII; QA is the primary plastoquinone (electron) acceptor of PSII; kF is the rate constant of the radiative energy dissipation at the antenna level (fluorescence emission, as well as the delayed light emission, DLE); kHD is the rate constant of nonradiative energy dissipation at the antenna level (internal conversion, quenching by triplet states, energy spillover to PSI or transfer to other PSII exogenous fluorescence quenchers); k1 is the rate constant related to the intrinsic rate of the primary charge separation; k–1 is the rate constant of the radiative charge recombination that leads to re-excitation of the antenna and DLE; k2 is the rate constant of the decay of radical pair by electron transfer to QA; kT is the rate constant of the decay of the radical pair through 3Chl generation; kd is the rate constant of the decay of the radical pair through nonradiative recombination to the ground state. (Note: The rate constants k1, k–1, k2, and kd have different values for the open than for closed centers.) Source: Stirbet and Govindjee (2012).

A theoretical study of a similar model was published by Trissl et al. (1993), which showed that different sets of parameters (kinetic constants) give different FV/FM ratios, and this ratio sometimes differs from the value of the photochemical quantum yield obtained in the same model. While it was found that these were “errors” in Trissl's work (Falkowski et al. 1994, Trissl 1994; also see Holzwarth 1993), it is clear that the relationships between the fluorescence intensity and the processes of the deactivation of the excited state are much more complex than used in the Kitajima and Butler (1975) model which postulated irreversible photochemical reactions (see Lavergne and Trissl 1995). Now, below, we consider the issues related to the instruments used for fluorescence measurements.
The influence of the technical features of the fluorometer on the measured FV/FM values
This issue is manifested by the fact that, for the same organism and the same samples, even after identical dark adaptation, different fluorometers give different FV/FM values (Antal et al. 2009, Brown et al. 2019, Kromkamp and Forster 2003, Padhi et al. 2021). This implies that some devices give closer to the real estimates of the PSII photochemical quantum yield than others. We list below the major points related to this issue.
Determining the FM level in the single turnover state (ST; protocols Pump-and-Probe, 100–200 μs Fast Repetition Rate) vs. that in the multiple turnover state (MT; protocols PAM, 100–2,000 ms Fast Repetition Rate, Fast Induction)
Single turnover state (ST) corresponds to a system with closed RCs, in which, due to the high intensity and the short duration of the saturating flash, complete reduction of QA (single charge separation event) is achieved, but there is no time for the reduction of QB and the plastoquinone pool (PQ-pool) to take place. However, we note that the QB reduction can be detected after a ST flash (in particular, in Pump-and-Probe fluorometers), but this depends on the time after the ST flash, and on how long time the detection system is working. Multiple turnover state (MT) of closed RCs appears after a long-term exposure of the sample by a saturating light, when in addition to the reduction of QA, the plastoquinone QB and the PQ-pool are also reduced (during multiple charge separation events). In our opinion, besides the very large differences between the light intensities and the illumination times, used in these two types of measurements, the above is the most significant difference between the results obtained with these two methods, used for measuring FV/FM. Research on this topic (Samson and Bruce 1996, Kromkamp and Forster 2003, Prášil et al. 2018, Brown et al. 2019) has shown a systematic difference of 1.5–2 times in terms of FV/FM measured by single turnover (lower FV/FM) than by multiple turnover (higher FV/FM) methods. On the other hand, we note that the quantum efficiency of PSII (ΦPo) measured by Roelofs et al. (1992) and Wientjes et al. (2013), by using other methods than Chl fluorescence induction (see Introduction), had values of 0.9 and 0.91, which are very close to 0.88 reported by Pfündel (1998) for the FV/FM ratio of 0.83 measured using MT light, and then corrected for the PSI contribution. Moreover, for the saturating single turnover flashes (< 300 ps), the ratio FM/FO decreases much more with the duration of the flash (France et al. 1992; see a discussion of this paper in Lazár 1999), which shows corresponding decreases in the apparent FV/FM values (as FV/FM = 1 – 1/(FM/FO), suggesting fluorescence quenching due to the high light intensities used in single turnover measurements (see below for a discussion about a special quenching induced by excessive light intensities HIQ; Schreiber et al. 2019, Schreiber 2024).
Differences in the spectrum of the measuring exciting light source and the sensitivity spectrum of the detector
The spectrum of the measuring exciting light source and the sensitivity spectrum of the detector have a different proportion of PSI fluorescence included in the total signal, but it is only PSII fluorescence that is needed for our analysis. The optimal combination, to be used for this purpose, is blue (430–480 nm) exciting light and a narrow band-pass filter in front of the detector – tuned to the fluorescence maximum of the PSII at 680–690 nm, which cuts off the PSI fluorescence (710–800 nm) as well as a significant part of phycobilin fluorescence (< 660 nm) in cyanobacteria (Franck et al. 2002, Simis et al. 2012, Santabarbara et al. 2019).
On the intensity of the exciting saturating light
The use of too low as well as too high exciting light intensity is inappropriate (see e.g., the theoretical results on the dependence of FV/FM on the light intensities used by Lazár 2003). Indeed: (i) under low photon flux density it is impossible to achieve complete closure of the RCs; as a result, the true FM value is not reached; (ii) on the other hand, too high photon flux density results in a high rate of signal rise in the OJ phase of the Chl a fluorescence induction curve, making it difficult to monitor the true value of the “O” level, and, in addition, it can also induce photoinhibition; further, the first reliable point (from the sample) on the recorded fluorescence induction curve is overestimated relative to the true FO level (see e.g., Padhi et al. 2021); (iii) also, the too rapid arrival of photons on the PSII reaction center leads to the following problem: the relatively lowered rate of electron transfer from the oxygen-evolving complex leads to the accumulation of P680+ – a strong quencher of excited Chl states (Shinkarev and Govindjee 1993); this may also affect the FM (i.e., the P level); and, (iv) excessive high saturating MT light pulses (SP) used sometimes in PAM fluorometers, which induce the quenching of the measured FM (called high-intensity quenching, HIQ; Schreiber et al. 2019), which is due to carotenoid triplet quenching via a singlet–triplet annihilation mechanism (see e.g., Gruber et al. 2015). The HIQ increases linearly with the intensity of the SP pulse, but it relaxes rapidly (100–400 μs) after the pulse. The application of the maximum MT intensity provided by the MC-PAM induces a HIQ that lowers the FM' by ~ 8%, which will lower the calculated value of the effective PSII quantum yield (ΦPSII), as studied by Schreiber et al. (2019). Moreover, we note that the HIQ is stimulated by anoxic conditions, is not affected by DCMU treatment, and when the SP pulses are not excessive, the energy-related NPQ can significantly prevent the fluorescence decrease by HIQ.
Possible changes in the excited chlorophyll deactivation constants between the FO and the FM states
Returning to the initial formal model of Kitajima and Butler (1975), we emphasize that the FV/FM ratio will be strictly equal to the maximum photochemical quantum yield of the PSII only if the rate constants kF, kQ, and kD are the same at the FO and the FM states, and there is no additional fluorescence quenching. The point we want to stress here is that, in fact, this may not be the case (see e.g., Dau and Sauer 1992, Shinkarev and Govindjee 1993, Vredenberg and Bulychev 2003). The first extensive review of all the “players” affecting the O-J-I-P Chl fluorescence rise was published by Lazár (2006). Also, a list of the different nonphotochemical quenchers affecting the O-J-I-P transient is available in Stirbet and Govindjee (2012).
Further, it was suggested that at the FM – determined with multiple turnover light – the kD may have a lower value than at FO, due to change(s) in the redox-state of the PQ-pool. In experiments with exogenous quinones and broken chloroplasts, it has been shown (see e.g., Vernotte et al. 1979, Bukhov et al. 2003) that in the oxidized state, these quinones quench the fluorescence of light-harvesting complexes by a static mechanism. With the gradual reduction of quinones, this type of quenching disappears (see e.g., Vasil'ev et al. 1998). The effect of the oxidized PQ pool quenching was also considered in the numerical simulations of the O-J-I-P Chl fluorescence transient by Stirbet et al. (1998) and Lazár (2003). However, Tóth et al. (2005) showed that the oxidized PQ-pool does not quench Chl fluorescence in leaves (thus, in intact chloroplasts), but this possibility cannot be ruled out in advance for other systems.
Furthermore, the deactivation constants (e.g., kd shown in Fig. 2 – nonradiative recombination of transiently generated radical pairs) can change during the process of photo-conformational transitions that occur in the structure of the RC proteins during electron transfer inside it (Sipka et al. 2021). The specific direction, as well as how much these quenching constants affect the FO and the FM states, have not yet been estimated, but it is a well-known fact that conformational changes do occur in the RCs (e.g., Kleinfeld et al. 1984, Nagy et al. 2008). It is, thus, obvious that such conformational changes can affect the properties of Chl molecules embedded in the protein matrix of the RC since they are known to interact with the polar groups of proteins as well as with other chromophores (Moise and Moya 2004, Schansker et al. 2011). For further information on the issues related to the different levels of nonphotochemical quenching (NPQ) of Chl a fluorescence during the recording of fluorescence induction, see Garab (2024); also see Schreiber (2024) for different opinions on this topic. In addition, we refer the readers to Belyaeva et al. (2015), Riznichenko et al. (2022a), and Riznichenko et al. (2022b), where the above aspects have been studied for Chl fluorescence transients induced after a saturating 10-ns ST flash, by using mathematical simulation models (i.e., with real fluorescence signal fitting).
The influence of the taxonomic affiliation of the sample, its physiological state, and the preparation methods on the measurement of FV/FM
The photosynthetic apparatus of cyanobacteria, prokaryotes, after dark adaptation, is usually in the State 2 (absorbed light energy is redistributed in favor of PSI), and this is significantly different from that in eukaryotic microalgae and in higher plants, which, when dark-adapted, are in State 1 where the absorbed light energy is distributed in favor of PSII (Stirbet et al. 2019, Calzadilla and Kirilovsky 2020). In State 2, there is an increased contribution of PSI fluorescence. Further, the reduction of the PQ-pool by respiration in cyanobacteria leads to an increase in the initial level of fluorescence (FO). Here, the measured FO also includes some phycobilin fluorescence from the phycobilisomes, unless care is taken to correct for it. As a result, the apparent value of FV/FM (after dark adaptation) in cyanobacteria rarely exceeds 0.5, but in the eukaryotes, it is between 0.7 and 0.83 (Campbell et al. 1998, Simis et al. 2012). However, adaptation of cyanobacteria by exposing them to far-red light (> 700 nm) or blue light (400–480 nm) leads them to be in State 1, where the FV/FM value becomes high (0.6–0.65; see e.g., Mullineaux and Allen 1990, Voloshina et al. 2016).
A partial reduction of the PQ-pool in the dark is also known to occur in the eukaryotes, which is due to the activity of chlororespiration (Bennoun 2002, Miloslavina et al. 2007). In this case, the value of FO has been shown to increase, while the dark-adapted FM is slightly quenched; thus, the FV/FM value is underestimated (Feild et al. 1998).
During the process of photoacclimation, and when photosynthetic systems are under stress conditions, a sustained nonphotochemical quenching can occur, which is a quenching of the Chl excited state that persists for a long time (Schindler and Lichtenthaler 1996). A specific mechanism of this quenching is an increase in the degree of de-epoxidation of the xanthophyll cycle carotenoids (accumulation of zeaxanthin or diatoxanthin) and an increase in the total content of xanthophyll carotenoids in algae, as well as in plants (Horton 2012, Ruban and Wilson 2021). Another example of nonphotochemical quenching of Chl a fluorescence, known from measurements under natural conditions, especially during midday under high light intensity, is photoinhibition (Murata et al. 2007). Here, the quenching of the excited states is caused by the photooxidation of the D1 protein, located in PSII; further, the FV/FM values decrease because of a much more pronounced decrease in the FM than that in the FO (Ohad et al. 1990).
Additional aspects of the practical use of short and long saturating flashes
In some experiments, measuring FM with a short saturating flash of 0.1–1 ms duration is more preferable compared to measuring it with longer (500–1,000 ms) saturating flashes. Let us consider two examples. The first example is repeated measurements of FV/FM on the same cells or leaf areas. Such measurements can be carried out on the following systems:
In long-term experiments on a leaf, lichens, and algal thalli – under artificial or natural light illumination conditions, and with parallel measurement of gas-exchange processes;
On natural phytoplankton samples, at low Chl content, fluorescence signals have a low signal-to-noise ratio that results in random errors in estimating the ΦPo values; to increase accuracy, repeated measurements of FV/FM and averaging must be applied; and,
On immobilized single cells to study their life cycle.
In our experience, a single long (200–500 ms) saturating flash applied every 20 min (or more often) significantly affects several physiological processes in cells. This is evident from the data on the inhibited cell growth rate (Fig. 3A,C) and the gradual decrease in PSII photochemical quantum yield (Fig. 3B). On the contrary, the use of short (0.1–1 ms) saturating flashes allows one to measure FV/FM much more frequently. Further, it is also useful for monitoring rapid cell growth, cell cycle stages, or cell responses to the effects of external factors (such as – toxins, gases, and mineral nutrients).
Fig. 3. Effect of short and long repeated saturating light flashes on the growth of immobilized cells of Chlorella vulgaris Beijer. (I. Konyukhov, unpublished results). The cells were suspended at +40°C in liquid 1% agar on Tamiya 1:30 nutrient medium with 1 mg cm–3 of baking soda added as a carbon source. After the samples were cooled to room temperature and the gel formed, the cells were immobilized. The cells in the closed box were kept at +25°C, for 72 h under blue (450 nm) actinic light [35 μmol(photons) m–2 s–1], obtained from a Fast Repetition Rate fluorometer, shown in the insert D. Every 10 min the fluorometer generated saturating 450-nm flashes [8,000 μmol(photons) m–2 s–1] to measure FM' and to obtain the effective photochemical quantum yield of PSII [(FM' – FS)/FM' ratio]. Three series of experiments were conducted, each with a different duration of the saturating flash: 0.4 ms, 200 ms, and 500 ms. A – kinetics of cell culture growth based on fluorescence intensity (FM' measured 0.4 ms after the start of the saturating flash sequence). B – changes in the effective photochemical yield of PSII in the same immobilized samples. C – photographs of samples with algal cells at the end of a 72-h light incubation period. D – a fluorometer and a fixed sample inside a light-proof box with the lid removed. (We note that the long light flashes caused inhibitory effects on cell growth rate and PSII activity.).
A still another case concerns FV/FM measurements under conditions when the samples are moved at a high speed in front of the fluorescence detector as shown in Fig. 4 for FV/FM measurements performed through the transparent wall of a photobioreactor. This situation is also relevant in the case of vertical water column probing by means of submersible fluorometers in marine research or in cases when variable Chl a fluorescence is measured on photosynthetic samples in flowing water: in a flow cell or in rivers and streams. In these conditions – under an MT saturating flash – some cells can “escape” from the light illumination beam. However, during the “saturation” process (due to high light), they may get replaced (or not replaced) by new cells with open RCs. Thus, the FV/FM values will be systematically underestimated, and the result will depend on the mixing rate (Fig. 4B, the “steps” on the red FV/FM curve when the stirrer is turned on and when its speed is increased or decreased).
Fig. 4. The effects of stirring and bubbling on long-term repeated measurements of FV/FM in a photobioreactor on Chlorella vulgaris Beijer. (I. Konyukhov, unpublished results). In the 5-dm3 photobioreactor, shown in the insert D, the values of FV'/FM' were quantified every 20 seconds by means of an FRR-fluorometer directly through the transparent vessel wall [saturating 450-nm light – 8,000 μmol(photons) m–2 s–1]. Mixing and bubbling were controlled independently. FV'/FM' values were calculated according to two formulas: one for FM' determined at 1-ms saturation flash, and another for FM' determined at 200-ms saturation flash. During the first three hours of the experiment, the samples were in the dark. A – changes in initial (FO or FS) and maximum fluorescence (FM or FM') over time in response to changes in stirring and bubbling conditions (changes in bubbling and stirring rates are shown at the top). B – changes in the FV/FM ratio in the same experiment. The moment of turning on the photobioreactor light is shown on the x-axis. C – three consecutive measurements of the OJIP curve without bubbling and three consecutive measurements with bubbling. D – an experimental photobioreactor (bubbling on, mixing off).
In addition, our results on the FV/FM measurements under long MT flashes show that the system is very sensitive to the presence of large bubbles. For Fig. 4A,B, generation of large bubbles was induced within the time interval between 0.7 and 1.2 h of cultivation. These bubbles could “push out” the cells from the photometric zone in front of the fluorometer's detector. Thus, the measured FO and the FM values on the OJIP curve may correspond to those from different cells and even from different numbers of cells (Fig. 4C; see the three OJIP curves – with dotted lines). Therefore, such measurements sometimes give unrealistically high values of FV/FM: 0.9 or more (Fig. 4B; see the red curve, for samples within 0.7–1.2 h period). Using shorter saturating flashes, in the millisecond and sub-millisecond range, lower average FV/FM values are obtained, and they are much more stable in the presence of bubbles and do not depend on the mixing rate (cf. blue vs. red curve in Fig. 4B).
Concluding remarks
Despite the above complications and theoretical considerations, the Kitajima and Butler model of 1975 is widely used in the analysis of experimental fluorescence induction data since the reliability of the fluorescence parameters FV/FM (i.e., the maximum efficiency of PSII photochemistry) and the closely related parameter ΦPSII (i.e., the effective quantum yield of PSII in light) has been verified in many experimental studies (see the Introduction).
But, as discussed earlier in this paper, when the PSII RCs are not completely open or closed, respectively, or, when the sample is in State 2 after darkness, and when the PSI fluorescence (or that of other pigments) have a significant contribution to the measured fluorescence, the calculated FV/FM ratios do not express the real maximum ΦPo of the sample, but smaller “apparent ΦPo”. To make the FV/FM ratio as close as possible to the actual value of ΦPo, the following practical measures must be taken into account:
Minimize the contribution of PSI fluorescence (use: optimal excitation/emission spectral bands and pre-stimulation of State 2 to State 1 transition in the case of cyanobacteria).
For the algae, eliminate the possible increase of FO in the dark due to chlororespiration induced during too long a dark adaptation.
Ensure the use of high intensity (saturating) light to close the RCs, but not excessive (see our earlier discussion about HIQ, Schreiber et al. 2019).
We also note that, while there are large differences between the FV/FMST values measured with Fast Repetition Rate (FRR) fluorometers, and the FV/FMMT values measured with the Pulse-Amplitude Modulation (PAM) fluorometer and the continuous-excitation fluorometers, the Fast Repetition Rate (FRR) fluorometers are also providing a strong 100-ms MT pulse, which is used for measurements in light-adapted conditions, by emulating the PAM method (see Fig. 1 in Kolber et al. 1998; cf. Gorbunov and Falkowski 2022).
Acknowledgements
We thank Robert Blankenship for reading an earlier draft of this paper. G. Govindjee is thankful to the staff of the Information Technology, Life Sciences, University of Illinois at Urbana-Champaign, for their help.
Appendix. Derivation of the equation (8).
We introduce the following time-dependent variables: [Chl*] – the relative number of excited chlorophyll molecules in the sample (from 0 to 1); [Chl] – the relative number of deactivated chlorophyll molecules in the sample (from 0 to 1); V0-1 – number of S0–S1 transitions per time unit; V1-0 – number of S1–S0 transitions per time unit.
A total number of chlorophyll molecules Co is assumed to be stable in time; thus, the following conservation law can be written:
| (10) |
Co = 1 as we use normalized values of [Chl] and [Chl*] on the total number of chlorophyll molecules.
S0–S1 transitions occur when (i) excitation light is applied and (ii) when this light is absorbed by a chlorophyll molecule being in the ground state. For a light-limited process we can write:
| (11) |
where PFD is a photon flux density used to excite fluorescence [mol(photons) m–2 s–1]; σ is an effective absorption cross section of a chlorophyll molecule [m2]; NA – Avogadro constant, 6 × 1023 mol–1.
S1–S0 transitions occur spontaneously in excited molecules, and their rate (V1-0) is proportional to the number of excited molecules [Chl*]. As it was postulated by Kitajima and Butler (1975), the S1–S0 transition is sum of independent first order reactions. So, using the same designations as used in equations (1)–(3) we can write:
| (12) |
where ktotal = kF + kD + kQ + kP.
The V0-1 process results in accumulation of Chl* molecules, whereas V1-0 process acts in the opposite direction. Taking this into account we have the following differential equation:
| (13) |
Using equations (11), (12), and (13) the above can be rewritten as:
| (14) |
This equation can be solved on the time interval after instant switching on the excitation light, using the following initial condition: [Chl*] = 0 at t = 0. The result is:
| (15) |
The fluorescence intensity, F(t), is simply the product of [Chl*] and fluorescence rate constant kF:
| (16) |
And after replacement of some of the symbols:
where
and
| (17) |
Abbreviations
- DBMIB
dibromothymoquinone
- DCMU
3-(3,4-dichlorophenyl)-1,1-dimethylurea
- ETR
electron transport rate
- FM
maximal chlorophyll (Chl) a fluorescence yield
- FM'
maximal Chl a fluorescence yield in light-adapted state
- FO
minimal Chl a fluorescence yield in dark-adapted state
- FS
steady-state fluorescence yield in light-adapted state
- FV = FM – FO
maximal variable fluorescence
- HIQ
high-intensity quenching
- MT
multiple turnover
- NPQ
nonphotochemical quenching
- P680
primary (electron) donor of PSII
- Phe
pheophytin, the primary (electron) acceptor of PSII
- PQ-pool
plastoquinone pool
- RC
reaction centre
- ST
single turnover
- ФPo
maximum photochemical quantum yield of PSII photochemistry
- ФPSII
effective quantum yield of PSII photochemistry in light-adapted state
Dedication
In memory of Natalia Belyaeva (1945–2025) – an outstanding researcher in the field of computer simulation of primary photosynthesis and light-induced kinetics of chlorophyll fluorescence.
Conflict of interest
The authors declare that they have no conflict of interest.
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