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. 2026 Jun 2;21(6):e0350105. doi: 10.1371/journal.pone.0350105

Imaging strategies for follow-up during adjuvant nivolumab in esophageal cancer: A multicenter retrospective cohort study

Tamara J Huizer 1,#, Anniek Strijdhorst 2,3,4,*,#, Laurens V Beerepoot 5, Mark I van Berge Henegouwen 4,6, Leni van Doorn 1, Sarah Derks 4,7,8, Bas P L Wijnhoven 9, Bianca Mostert 1,#, Hanneke W M van Laarhoven 2,4,#
Editor: Zhanzhan Li10
PMCID: PMC13229294  PMID: 42228709

Abstract

Introduction

Adjuvant nivolumab improves disease-free survival in patients with esophageal or gastroesophageal junction cancer following neoadjuvant chemoradiotherapy and resection, but recurrence risk remains high. Optimal follow-up strategies for early detection of recurrence during nivolumab treatment are lacking.

Methods

In this multi-center, retrospective cohort study, patients from three hospitals in the Netherlands who underwent surgical resection between September 2021 and October 2023 and received adjuvant nivolumab were included. Data on tumor type, treatment, and imaging intervals (every 3 months vs every 4 months) were collected. Primary outcome was disease recurrence, secondary outcomes included disease-free survival (DFS), and diagnostic yield of CT scans.

Results

Of 353 patients that underwent resection, 151 received at least one dose of adjuvant nivolumab (82% male; median age 66 years; 86% adenocarcinoma). A total of 27 patients (18%) developed on-treatment recurrent disease, which was detected by routinely performed CT scans in 67% and included distant metastasis in 89%. DFS was 89% at 4 months, 84% at 8 months, and 75% at 12 months, showing a gradual decline over time. The diagnostic yield of CT scans increased from 0% at baseline to 9% at 4 months.

Conclusion

Routine baseline CT imaging did not detect recurrences, while routine imaging during adjuvant nivolumab identified the majority of recurrences. The gradual decline in disease-free survival suggests that recurrences are distributed over time, supporting a routine imaging interval, such as every 3 or 4 months as used in our study. These real-world data may help inform clinicians, and future studies can further evaluate optimal imaging intervals.

Introduction

Esophageal cancer is the eighth most commonly diagnosed cancer and the sixth leading cause of cancer death worldwide, with a 5-year survival as low as 30% [1–4]. Neoadjuvant chemoradiotherapy (nCRT) followed by surgery is a well-established standard of care for resectable, locally advanced esophageal or gastroesophageal junction cancer [5]. However, even with curative intent, 50% of patients develop distant metastasis within 5 years [6–9]. Until 2021, clinical follow-up was the standard of care following nCRT and surgery.

In recent years, immune checkpoint inhibitors (ICI) have shown significant potential in the treatment of a wide range of cancers, including those that have historically been difficult to manage. The Checkmate 577 trial demonstrated that adjuvant nivolumab (anti-programmed cell death protein 1 antibody), administered for up to one year or until recurrence, significantly increased disease-free survival (DFS) in patients with residual pathological disease after microscopic radical resection (R0) resection compared to placebo (22.4 vs 11.0 months) [10]. Based on these results, the European Medicines Agency (EMA) approved adjuvant nivolumab in 2021 for this indication [5,11].

Updated results from CheckMate 577, presented at the 2025 American Society of Clinical Oncology (ASCO) Annual Meeting, showed a persistent DFS benefit. However, while a trend towards overall survival (OS) was observed (median 51.7 vs 35.3 months; HR 0.85, P = 0.1064). These data have been presented in abstract form only and have not yet undergone peer review. Final conclusions regarding overall survival benefit should await full publication [12].

Despite improved DFS, approximately 38% of patients treated with adjuvant nivolumab in the Checkmate 577 developed local and/or metastatic recurrent disease. This underscores the need for an effective follow-up strategy to avoid unnecessary exposure to ICI treatment, minimize toxicities and costs, and optimize healthcare resources, including limiting radiation exposure from computed tomography (CT) scans. In clinical practice, follow-up during adjuvant ICI is often performed before treatment initiation and every 3–4 months thereafter using CT scans, as recommended in the Checkmate 577. Studies in other cancers, such as melanoma, suggest that follow-up frequency can be safely reduced based on recurrence patterns, potentially decreasing the number of CT scans without compromising detection rates [13]. This study aimed to evaluate the timing and detection of disease recurrence during adjuvant nivolumab, in order to inform optimal imaging intervals and follow-up strategies.

Methods

Subjects and study design

This was a retrospective cohort study performed in one teaching and two academic high-volume esophageal cancer centers in the Netherlands: Amsterdam University Medical Center (Amsterdam), Erasmus Medical Center (Rotterdam), and Elisabeth-TweeSteden hospital (Tilburg). All patients with a confirmed diagnosis of esophageal or gastroesophageal cancer who underwent surgery between September 1, 2021, and October 31, 2023, were identified from institutional databases.

Patients were assessed for eligibility if they matched the Checkmate 577 criteria, including neoadjuvant treatment with chemoradiotherapy prior to surgery, microscopic radical resection (R0), incomplete pathological response and who received at least one cycle of adjuvant nivolumab [14]. Patients with missing data on treatment initiation, recurrent disease and/or details of routine performed CT scans during adjuvant treatment were excluded.

Data collection and reporting followed the Strengthening the Reporting of Observational Studies in Epidemiology (STROBE) guidelines [15]. A completed STROBE checklist is provided as Supporting Information (S1 Checklist). Baseline demographic and clinical data were extracted from electronic health records, including age, sex, tumor characteristics (histology, stage), neoadjuvant treatment, surgery, adjuvant treatment, follow-up strategies, recurrent disease and method of detection, cancer-specific death, and death of any cause. When available, the CPS (Combined Positive Score) determined from pre-treatment biopsies or surgical specimens was extracted from patient records. The score was assessed in accordance with local practice and clinical care guidelines as part of standard care when indicated. The CPS was defined as the ratio of the total number of Programmed Death Ligand-1 (PD-L1) positive cells (tumor cells, lymphocytes, and macrophages) to the total number of viable tumor cells, multiplied by 100. Patients were followed until death, loss to follow-up, or until the end of study on August 12, 2024. The study was conducted in accordance with the Declaration of Helsinki and approved by the Medical Research Ethical Committee of Erasmus University Medical Center Rotterdam (MEC2023−0631). Informed consent was waived.

The primary outcome was disease recurrence and was defined as local, regional or distant from the primary resected site, confirmed by imaging, cytology and/or pathological evaluation. CT scans were performed as part of routine clinical care and were retrospectively reviewed for the purposes of this study. As such, board-certified radiologists interpreted the scans in accordance with standard clinical practice, and blinding was not applied. Recurrence was defined as the presence of new lesions suspicious for malignancy. In cases where clinical symptoms were later confirmed by imaging, the date of the CT scan was considered the date of recurrence. CT scans were classified as symptom-driven if the clinical indication was documented in the scan request or medical record, and the scan was performed outside the routine protocol.

Secondary outcomes included disease-free survival (DFS) and diagnostic yield of routine CT scans per time point. DFS, defined as the time (in months) from the start of adjuvant nivolumab to disease recurrence or death, whichever occurred first. Adjuvant nivolumab was initiated within 16 weeks after esophagectomy for every patient, per protocol. Unless otherwise specified, all timepoints and analyses are referenced from the start of adjuvant nivolumab.

The diagnostic yield of routine CT scans per time point, predictors associated with early (0–6 months) and late (7–12 months) recurrence, all-cause mortality, and comparison with DFS data from the CheckMate 577 were explored. Disease recurrence was routinely evaluated using CT imaging every 3 (Q3M) or 4 months (Q4M) from the first administration of nivolumab in addition to baseline and post-treatment imaging, according to local institutional standards. After completion or discontinuation of adjuvant treatment, CT scans were performed based on clinical indications, including follow-up for toxicity, surgical monitoring, or clinical suspicion of disease recurrence.

Statistical analysis

Descriptive statistics were used for baseline characteristics. Continuous variables were summarized as mean with standard deviation (SD) when normally distributed, or medians with interquartile ranges (IQR) for non-normally distributed variables. Categorical variables were summarized as counts and percentages. Disease recurrence was reported descriptively. DFS was calculated in months and estimated using the Kaplan-Meier method. Time-to-event curves were generated, with recurrence or death considered as events. Patients lost to follow-up were censored at their last known visit. The diagnostic yield per routine CT evaluation was calculated as the number of detected recurrences divided by the number of routine CT scans at each timepoint. Subanalysis was conducted to explore baseline predictors for early (0–6 months) and late (7–12 months) recurrence during treatment. To facilitate descriptive comparisons between this study and the CheckMate 577 trial, DFS data were extracted from the Kaplan-Meier curve of the CheckMate 577 trial using WebPlotDigitizer 4.1 software [16]. No sample size calculation was performed; all eligible patients between September 1, 2021 and October 31, 2023 were included. A two-sided P-value <0·05 was considered statistically significant. All statistical analyses were performed using R software version 4.3.2 (R Core Team (2018), R Foundation for Statistical Computing, Vienna, Austria).

Results

Cohort selection

A total of 451 patients underwent resection for esophageal or esophageal junction carcinoma between September 1, 2021, and October 31, 2023 (Fig 1). Of these, 98 patients (22%) were excluded based on treatment prior to surgery, including eighteen patients (5%) who participated in clinical trials with additional systemic therapy: tocilizumab in the BASALT trial (NCT04554771 [17]), trastuzumab/pertuzumab in the TRAP-2 trial (NCT05188313 [18]) and nivolumab in the SANO-3 study (NCT05491616 [19]).

Fig 1. Flowchart of patient selection.

Fig 1

Abbreviations: n; number, R1; microscopic irradical resection; UMC; University Medical Center, WHO; World Health Organisation, ypT0N0; pathological complete response‌‌.

Of the remaining 353 patients, 78% received nCRT with carboplatin/paclitaxel. After surgery, 74 patients (21%) had a complete pathological response, and 20 (6%) were excluded due to microscopic irradical resection (R1). Thirty patients (8%) were excluded due to missing data. A total of 229 (65%) patients were assessed for eligibility for adjuvant nivolumab, of whom 151 (43%) received at least one cycle.

The main reasons for not starting adjuvant treatment were poor performance status (n = 22), patient preference (n = 33), and symptomatic recurrence (n = 11) detected before starting adjuvant treatment.

Nivolumab cohort

The nivolumab cohort included 151 patients, with a median age of 66 years (IQR, 60–72), 82% were male, and 86% had an adenocarcinoma (Table 1). The median number of completed nivolumab cycles was 10 (IQR, 5–13), with early discontinuation in 76 patients (50%), due to either immune-related adverse events (43%), recurrent disease (36%), patient preference (12%), or other reasons (9%) (Table 2). At study completion, twelve patients (8%) were still on treatment.

Table 1. Baseline characteristics.

Nivolumab

(n = 151)
Median age (range) – year 66 [60-72]
Male sex – no. (%) 124 (82)
Histological type – no. (%)
 Adenocarcinoma 130 (86)
 Squamous cell carcinoma 15 (10)
 Other or unknown 6 (4)
Disease stage at initial diagnosis – no. (%)*
 I 27 (18)
 II 50 (33)
 III 70 (46)
 Unknown 4 (3)
Type of resection – no. (%)
 Ivor Lewis esophagectomy 118 (78)
 McKeown esophagectomy 24 (16)
 Other 9 (6)
Pathological tumor status post-surgery – no. (%)*
 ypT0 9 (6)
 ypT1 or ypT2 80 (53)
 ypT3 or ypT4 62 (41)
Pathological lymph-node status post-surgery – no. (%)*
 ypN0 66 (44)
  ≥ ypN1 85 (56)
R0 resection – no. (%) 151 (100)

*Pathological lymph-node status and tumor status are classified according to the criteria of the 8th edition of the Cancer Staging Manual of the American Joint Committee on Cancer [14]. Percentages may not total 100 because of rounding.

Abbreviations: no, number; ypT, tumor status post-surgery; ypN, lymph node status post surgery; R0, microscopically margin-negative resection.

Table 2. Treatment outcomes and details on disease recurrence.

Nivolumab

(n = 151)
Completed number of cycles – median (IQR) 10 (5 –13)
Discontinuation of nivolumab, reason – no. (%) 76 (50)
 Recurrent disease 27 (36)
 Immune related adverse events 33 (43)
 Patients’ preference 9 (12)
 Other 7 (9)
Recurrent disease during treatment– no. (%) 27 (18)
 Local recurrence 1 (4)
 Local regional recurrence 2 (7)
 Distant recurrence 24 (89)
Method of detection – no. (%)*
 Evaluation CT scans 18 (67)
 Planned CT scans (symptoms) 3 (11)
 Other 6 (22)
Recurrent disease during follow-up – no. (%) 50 (33)
Mortality 25 (17)
 Cancer-related death 21 (84)
 Immune related adverse events 1 (4)
 Other or unknown 3 (12)

Percentages may not total 100 because of rounding.

Abbreviations: IQR, interquartile range; no, number; CT, computed tomography.

*Method of detection of disease recurrence during treatment.

Recurrent disease

During treatment, 27 (18%) (95% CI: 12–25%) patients developed recurrent disease, predominantly distant metastases (89%). Eighteen patients (67%) (95% CI: 46–84%) were asymptomatic and their recurrence was detected by routine imaging. DFS was assessed monthly during the first year after nivolumab initiation, with estimated rates of 89% (95% CI: 85–95%) at 4 months, 84% (95% CI: 79–90%) at 8 months, and 75% (95% CI: 69–83%) at 12 months (Table 3, Fig 2), with a gradual decline over time and no clear peak in recurrences. At the time of analysis, the median DFS had not been reached due to limited number of events. The 12-month DFS in this cohort (75%) was higher than reported in the Checkmate 577 trial (Table 3).

Table 3. Disease free survival and proportion of patients with recurrent disease in the nivolumab group, and the Checkmate 577 trial.

Treatment Time (months from nivolumab initiation) 1 2 3 4 5 6 7 8 9 10 11 12
Nivolumab cohort DFS 99% 97% 93% 89% 89% 87% 85% 84% 80% 78% 78% 75%
No. recurrences 2 3 5 6 0 4 3 1 5 3 1 3
No. distant metastasis 2 3 4 6 0 3 3 0 5 2 1 2
Checkmate 577$ DFS 98% 96% 84% 81% 79% 72% 71% 70% 67% 67% 65% 62%
DMFS 99% 97% 88% 85% 84% 78% 78% 75% 73% 72% 70% 68%

Recurrence free survival is calculated in months from the date of start of nivolumab until local, local regionally or distant metastatic disease.

$patients in the Checkmate 577 trial who received nivolumab.

Abbreviations: DFS, disease free survival. DMFS, distant metastasis free survival.

Fig 2. Kaplan-Meier estimates of disease-free survival in patients who received adjuvant nivolumab.

Fig 2

Disease free survival is calculated from start date of nivolumab until recurrent disease or death, whichever occurred first.

Method of disease detection

In 69 (46%) patients, a baseline CT scan was performed before the start of adjuvant nivolumab, with no recurrences detected. Median time between surgery and baseline CT was 10.6 weeks (IQR 7.9–13.0). After nivolumab initiation, the timing of routinely performed CT scans varied between every three months (Q3M, n = 67), or every four months (Q4M, n = 84) according to local protocol. The diagnostic yield per routine CT evaluation was calculated as the number of detected recurrences divided by the number of routine CT scans at each timepoint. Denominators decrease over time due to prior recurrence, treatment discontinuation, or study end. In the Q3M regimen (n = 67), 12 patients (18%) had a recurrence, with eight (67%) detected by routine CT. The diagnostic yield (i.e., detection of disease recurrence/all performed CT scans) of routinely performed CT scans was 5% (3/62) at 3 months, 8% (4/51) at 6 months, and 3% (1/32) at 9 months. At 12 months, 3/18 patients (17%) had recurrence on routine CT. In the Q4M regimen (n = 84), 15 patients (18%) experienced on-treatment recurrent disease, with ten (67%) detected by routine CT. Diagnostic yield was 9% (6/68) at 4 months and 8% (4/49) at 8 months. No routine 12-month CT scans were performed in the Q4M group. In total, 9/27 (33%) recurrences were detected by symptom-driven testing (i.e., CT scan, gastroscopy).

Predictors of on-treatment recurrent disease

To identify predictors of early (0–6 months) versus late (7–12 months) disease recurrence during treatment, an univariable sensitivity analysis was performed (Table 4). There were no significant differences between the groups in terms of age, sex, histological subtype, disease stage at diagnosis, or surgical technique. However, among patients who experienced on-treatment recurrence, both the early and late recurrence groups had a higher proportion of patients with ≥N1 disease post-surgery (p = 0.021) compared to those without recurrence during treatment. Furthermore, in a subset of patients with available preoperative PD-L1 CPS data (n = 41), those with early recurrence were significantly more likely to have a PD-L1 CPS < 5 than patients without recurrence (p = 0.001).

Table 4. Sensitivity analysis of predictors for on-treatment recurrent disease, stratified by time of recurrent disease (early recurrence 0-6 months, late recurrence 7-12 months and no on-treatment recurrence).

Recurrent disease during nivolumab 0–6 months (n = 21) Recurrent disease during nivolumab 7–12 months (n = 6) No recurrence during active treatment

(n = 124)
P value
Median age (range) – year 66 [61-72] 63 [57-68] 66 [60-72] 0.544
Male sex – no. (%) 17 (81) 5 (83) 102 (82) 0.987
Histological type – no. (%)
 Adenocarcinoma 19 (91) 5 (83) 106 (86) 0.813
 Squamous cell carcinoma 0 0 15 (12) 0.163
Disease stage – no. (%) 0.589
 Stage I 3 (14) 0 (0) 24 (19)
 Stage II 5 (24) 3 (50) 42 (34)
 Stage III 13 (62) 3 (50) 54 (44)
Type of resection – no. (%) 0.225
 Ivor Lewis 17 (81) 3 (50) 98 (79)
 McKeown 3 (14) 3 (50) 18 (15)
PD-L1 status – no. (%)
 PD-L1 CPS < 5& 7/11 (33% of total early recurrences; 64% of those tested) 1/1 (17) 8/29 (7% of total group; 28% of those tested) 0.001
Pathological tumor status post-surgery – no. (%)* 0.172
 ypT0 1 (5) 0 8 (7)
 ypT1 or ypT2 9 (43) 1 (17) 70 (57)
 ypT3 or ypT4 11 (52) 5 (83) 46 (37)
Pathological lymph-node status post-surgery – no. (%)* 0.021
 ypN0 6 (29) 0 60 (48)
  ≥ ypN1 15 (71) 6 (100) 64 (52)

& PD-L1 expression was determined from tissue prior to neoadjuvant chemoradiotherapy (n = 39) or resection specimen (n = 2).

*Pathological lymph-node status and tumor status are classified according to the criteria of the eighth edition of the Cancer Staging Manual of the American Joint Committee on Cancer.

Percentages may not total 100 because of rounding. A two-sided P-value <0.05 was considered to indicate statistical significance.

Abbreviations: no, number; ypT, tumor status post-surgery; ypN, lymph node status post surgery; PD-L1, programmed death ligand 1; CPS, combined positive score.

All-cause mortality

After completion or discontinuation of nivolumab, 23 (15%) patients developed recurrent disease within two years after initiation of adjuvant treatment. During a median follow-up of 21 months (IQR, 16–29), 25 patients (17%) died, with most common cause of death being cancer-related death (Table 2).

Discussion

The introduction of adjuvant nivolumab in patients with residual disease after nCRT offers the potential for improved outcomes, as demonstrated in the Checkmate 577 trial. However, recurrent disease remains a significant challenge during nivolumab treatment, raising questions about the optimal follow-up strategy. Real-world data on follow-up strategies are lacking, leading to variability in CT scan intervals. While more frequent imaging may lead to earlier detection and prevent unnecessary exposure to ICI, it also increases healthcare burden and radiation exposure. This study includes data from three hospitals – two academic centers and one teaching hospital – reflecting a diverse patient population and increasing the generalizability of our findings. The variation in CT scan schedules between these institutions (every 3 months versus a 4- and 8-months regimen) allowed for a descriptive comparison of different follow-up regimens in a real-world setting.

A key finding is the limited diagnostic yield of baseline CT scans. Eleven patients (5%) had symptomatic recurrences diagnosed prior to nivolumab initiation, which is in line with previous studies reporting recurrences within three months after surgery in 7–15% of patients [20,21]. The median time from surgery to recurrence detection in these symptomatic patients was 7.9 weeks (IQR 4–10). For patients who underwent routine baseline CT scanning prior to nivolumab initiation (n = 69), the median time between surgery and baseline CT was 10.6 weeks (IQR 7.9–13.0), which largely overlapped with or was even later than the timing of symptomatic recurrences. This suggests that routine baseline CT would not have detected these recurrences earlier than clinical evaluation. Although early recurrences are common and could theoretically be captured by baseline imaging, our data indicate that the baseline CT did not contribute to detection, as these events were already recognized based on clinical symptoms.

Regarding follow-up imaging intervals, our study showed variability across institutions. Both strategies showed nearly identical recurrence rates during treatment (18%) and rates of recurrence detection by routine CT (67%). While time-to-event analysis showed a relatively even distribution of recurrences, most were detected around months 4 and 8. However, as most patients were managed with the 4/8-month regimen, this may have introduced bias. The non-randomized design, differences between institutions, and the limited sample size hindered a meaningful comparison between the Q3 and Q4 month strategies.

Our sensitivity analyses did not identify clear clinical predictors of early (0–6 months) and late (7–12 months) on-treatment recurrence, with the exception of two observations. First, patients with a CPS < 5 at diagnosis had a significantly higher recurrence rate compared to those with a CPS ≥ 5. Second, the presence of one or more positive lymph nodes post-surgery was associated with early recurrence, consistent with prior studies linking higher postoperative nodal (ypN) status to disease recurrence [10]. However, since PD-L1 expression was not routinely assessed and the subgroup sizes were small, these findings should be interpreted with caution and requires validation in larger cohorts. In addition, differences in PD-L1 assessment methods—our study largely relied on available data from post-treatment samples, whereas CheckMate 577 used predominantly pre-treatment biopsies—complicate the interpretation of these observations. Further research is needed to confirm whether low PD-L1 expression and nodal positivity can serve as reliable biomarkers of early on-treatment recurrence, and to determine whether more frequent imaging strategies could facilitate earlier detection and improve patient outcomes. Heightened clinical awareness and close monitoring remain particularly important for these high-risk patients.

The 1-year DFS in our cohort was 75%, compared to 62% in the CheckMate 577 study. While no formal statistical tests were performed, these findings suggest that disease recurrence in this retrospective cohort may be similar to that observed in a large clinical trial. In the CheckMate 577, a peak in recurrences was observed at three months, coinciding with the first protocol-mandated CT scan at 12 weeks. This may explain the observed peak, although it is unclear how many recurrences were symptomatic versus detected through routine imaging. While we noted a slight increase in early recurrences between two and three months, our study showed a more evenly distributed recurrence rate over time, without a distinct critical time point for evaluation imaging, corresponding with daily practice as compared to a clinical trial cohort. Taken together, these data suggest that performing a CT scan around 3–4 months may be valuable for detecting early recurrences. Importantly, standardized imaging at 12 months, as in CheckMate 577, was not routinely performed in our cohort.

The therapeutic landscape for esophageal cancer is evolving, with perioperative FLOT (5-FU/leucovorin/oxaliplatin/docetaxel) increasingly used for adenocarcinoma following recent ESOPEC results [22]. This shift in treatment strategy alters the population eligible for adjuvant therapy following nCRT and surgery, as it now mainly reserved for patients with SCC, limited nodal involvement, or those unfit for FLOT. This change may affect the future applicability of current treatment protocols. The implications of these changes for the role of adjuvant nivolumab are not yet clear, as definitive evidence is still pending. While CheckMate 577 demonstrated improved disease-free survival, preliminary overall survival data did not show a statistically significant difference. Recent real-world studies have reported a potential benefit, although follow-up remains limited [23]. In this context, our study offers relevant data to inform follow-up strategies for patients currently receiving nCRT and adjuvant nivolumab.

Several limitations must be considered when interpreting the findings of this study. First, detection bias may have occurred, as some recurrences detected during scheduled imaging were already clinically suspected, potentially overestimating the detection rate in both strategies. Second, the non-randomized design and variability in institutional practices prevented a formal comparison between the Q3M and Q4M imaging strategies, as any differences between groups may reflect confounding factors rather than inherent differences. The generalizability of the results may be limited due to the homogeneity of the cohort, which was predominantly male (82%) and mainly comprised of adenocarcinoma patients (86%) from Dutch centers. These factors may limit the applicability of the findings to other populations, histologies, or healthcare settings. Lastly, while early detection may help spare patients from unnecessary treatments and their associated risks, timely detection of recurrence through routine imaging does not necessarily translate into better patient outcomes. Based on our data, we cannot determine whether detecting recurrence 1–2 months earlier with one strategy (Q3M vs Q4M) would lead to improved outcomes, such as greater opportunities for salvage surgery or other curative interventions, especially considering that the majority of recurrences was distant.

In conclusion, this retrospective cohort study showed that 18% of patients with esophageal cancer, previously treated with neoadjuvant chemoradiotherapy and resection, developed recurrent disease during adjuvant treatment with nivolumab. This observational study cannot determine the optimal imaging interval. Our findings describe current practice patterns and outcomes, which may inform clinical decision-making pending prospective comparative studies.

Routine baseline CT scans appear to have limited utility, as early recurrences were predominantly detected based on clinical symptoms. However, considering the timing of recurrences, follow-up intervals of 3–4 months for early recurrences and 7–8 months for late on-treatment recurrences could be reasonable options. Reducing the number of scans requires careful consideration of recurrence detection, imaging frequency, feasibility, and healthcare costs. At the same time, follow-up imaging remains essential, as many recurrences detected by routine CT scans were asymptomatic. Given the high cost of nivolumab and the potential for severe adverse effects, timely detection of recurrence is crucial to avoid unnecessary exposure to treatment in patients who may not benefit. The choice of routine imaging intervals should be guided by institutional resources, patient preferences, and clinical judgment.

Supporting information

S1 Checklist. STROBE checklist.

(PDF)

pone.0350105.s001.pdf (104.1KB, pdf)

Acknowledgments

None

Data Availability

Data cannot be shared publicly due to ethical restrictions related to participant consent. The ethics approval (MEC2023-0631) specified that individual-level data would not be publicly released. Requests for de identified, aggregated data (including summary statistics and additional subgroup analyses upon request) may be directed to the Department of Internal Oncology at Erasmus University Medical Center via interne.oncologie@erasmusmc.nl and will require approval from the Medical Research Ethical Committee of Erasmus University Medical Center Rotterdam.

Funding Statement

The author(s) received no specific funding for this work.

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Decision Letter 0

Zhanzhan Li

20 Feb 2026

-->PONE-D-25-61933-->-->Optimizing imaging strategies for adjuvant nivolumab in esophageal cancer: the planning of scanning-->-->PLOS One

Dear Dr. Strijdhorst,

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Reviewer #1: Dear Authors,

Thank you for submitting this manuscript evaluating CT imaging strategies during adjuvant nivolumab treatment for esophageal cancer. This study addresses a clinically relevant question that has practical implications for patient follow-up after curative-intent treatment. The multi-center design and real-world data complement the pivotal CheckMate 577 trial findings. I have carefully reviewed your manuscript against PLOS ONE publication criteria. Below I provide detailed feedback organized by major issues, minor issues, and specific recommendations for improvement.

MAJOR ISSUES

MAJOR ISSUE 1: DATA AVAILABILITY STATEMENT CONTRADICTION

There is a contradiction between your submission form responses and the manuscript text regarding data availability:

Submission Form (Page 4-5):

- "Yes - all data are fully available without restriction"

- "All relevant data are within the manuscript and its Supporting

Information files."

Manuscript Text (Lines 283-286):

- "Due to the nature of the study, in which exception consent was obtained from participants, the data used in this research cannot be made publicly available. Data sharing is not permitted as per the consent agreement."

RECOMMENDATION:

Option A - If data truly cannot be shared publicly:

1. Correct the submission form by selecting "No" for unrestricted availability

2. Revise the Data Availability Statement to read:

"Data cannot be shared publicly due to ethical restrictions related to participant consent. The ethics approval (MEC2023-0631) specified that individual-level data would not be publicly released. Requests for de-identified, aggregated data may be directed to the corresponding author (Anniek Strijdhorst, [email]) and will require approval from the Medical Research Ethical Committee of Erasmus University Medical Center Rotterdam."

3. Specify what data CAN be shared (e.g., aggregated statistics, additional subgroup analyses upon request)

Option B - If data can be made available:

1. Prepare a de-identified dataset removing all patient identifiers

2. Deposit in a public repository (e.g., Dryad, Figshare, or institutional repository)

3. Include the DOI or accession number in your Data Availability Statement

4. Ensure the manuscript text matches the submission form

I recommend Option A given your ethics approval conditions, but ensure all statements are consistent throughout the submission.

MAJOR ISSUE 2: CONCLUSIONS EXCEED WHAT THE DATA CAN SUPPORT

The manuscript title, abstract, and conclusions make claims that exceed what a retrospective, non-randomized observational study can establish:

Title: "Optimizing imaging strategies..."

Abstract (Lines 46-47): "Routine CT imaging every 4 months, starting at 4 months after surgery, effectively detects recurrences during adjuvant nivolumab treatment while reducing unnecessary imaging."

Conclusion (Lines 268-274): Implies the 4-month interval is the recommended or optimal strategy.

However, your data show that both imaging strategies produced equivalent outcomes:

Q3M group (n=67):

- 12 patients (17.9%) developed recurrence

- 8 of 12 recurrences (66.7%) detected by routine CT

- Diagnostic yield: 5% at 3 months, 8% at 6 months, 3% at 9 months

Q4M group (n=84):

- 15 patients (17.9%) developed recurrence

- 10 of 15 recurrences (66.7%) detected by routine CT

- Diagnostic yield: 9% at 4 months, 8% at 8 months

Both strategies showed nearly identical recurrence rates (~18%) and detection rates (~67%). Your study design cannot determine which is superior because:

1. Patients were not randomized to imaging intervals

2. Institutional practice determined interval (potential confounding)

3. Sample sizes preclude detecting meaningful differences

4. No formal statistical comparison between groups was performed

RECOMMENDATION:

1. Revise the title to:

"Characterizing imaging strategies for adjuvant nivolumab in esophageal cancer: a multi-center retrospective cohort study" OR "Imaging follow-up patterns during adjuvant nivolumab for esophageal

cancer: real-world data from three Dutch centers"

2. Revise the abstract conclusion (Lines 46-51) to:

"In this retrospective cohort, routine CT imaging at 4-month intervals detected the majority of on-treatment recurrences. The gradual decline in disease-free survival suggests that recurrences are distributed over

time rather than clustered at specific time points. These real-world data may help inform, but cannot definitively establish, optimal follow-up intervals. Prospective studies comparing imaging strategies

are needed."

3. Revise the Discussion conclusion (Lines 268-279) to explicitly state: "This observational study cannot determine the optimal imaging interval. Our findings describe current practice patterns and outcomes, which may inform clinical decision-making pending prospective comparative studies."

4. Add a statement acknowledging that both Q3M and Q4M showed equivalent outcomes in your cohort (12/67 vs 15/84 recurrences; 8/12 vs 10/15 detected by routine CT), and that selection of imaging interval should consider institutional resources, patient preferences, and clinical judgment rather than presumed superiority of one approach.

MAJOR ISSUE 3: MULTIPLE DATA DISCREPANCIES

Several numerical inconsistencies were identified that must be corrected:

DISCREPANCY 1 - Patient Age:

Line 160: "The nivolumab cohort included 151 patients, with a median age

of 69 years (IQR, 60-72)..."

Table 1: "Median age (range) - year: 66 [60-72]"

The IQR values match (60-72), but the median differs by 3 years (69 vs 66).

DISCREPANCY 2 - Lymph Node Status P-Value: Line 193-194: "both the early and late recurrence groups had a higher proportion of patients with ≥N1 disease post-surgery (p = 0.039)"

Table 4: Shows p = 0.021 for "Pathological lymph-node status post-surgery"

These p-values differ substantially (0.039 vs 0.021) for what appears to be the same analysis.

I suspect Table 1 (66 years) is correct for age based on the IQR, and Table 4 (p=0.021) may be correct for the lymph node analysis, with the text containing typographical errors - but please verify from original data.

MAJOR ISSUE 4: STROBE CHECKLIST NOT PROVIDED

Lines 100-101 state: "Data collection and reporting followed the Strengthening the Reporting of Observational Studies in Epidemiology (STROBE) guidelines."

However, no STROBE checklist is included with the submission. PLOS ONE recommends (and for some study types requires) completed reporting checklists as supplementary material.

RECOMMENDATION:

1. Complete the STROBE checklist for cohort studies (22 items) Available at: https://www.strobe-statement.org/checklists/

2. For each item, indicate:

- The page/line number where the item is addressed, OR - "N/A" with brief explanation if not applicable

3. Submit as "S1_STROBE_Checklist.pdf" or similar

4. Add a statement to Methods: "A completed STROBE checklist is provided as Supporting Information (S1 Checklist)."

MAJOR ISSUE 5: INCOMPLETE LIMITATIONS DISCUSSION

While the Discussion acknowledges some limitations (Lines 228-231, 238-243), several important limitations are not explicitly addressed:

1. INABILITY TO COMPARE IMAGING STRATEGIES: The non-randomized design means institutional preference determined imaging interval, not randomn assignment. Any differences (or lack thereof) could reflect selection bias or confounding rather than true equivalence.

2. LEAD-TIME BIAS: Earlier or more frequent detection of recurrence through imaging may not translate to improved outcomes. Patients detected earlier appear to survive longer from diagnosis simply because diagnosis occurred earlier, not because of any true survival benefit.

3. DETECTION BIAS: The 67% detection rate by routine CT may be influenced by the timing of scans. Some "symptom-driven" detections may have been caught on the next routine scan regardless.

4. LIMITED GENERALIZABILITY: The cohort is predominantly male (82%, 124/151), adenocarcinoma (86%, 130/151), from Dutch academic centers. Results may not generalize to other populations, histologies, or healthcare settings.

5. EVOLVING TREATMENT LANDSCAPE: With FLOT becoming standard for adenocarcinoma, the population eligible for nCRT + adjuvant nivolumab is changing, potentially limiting future applicability.

MINOR ISSUES

MINOR ISSUE 1: TYPOGRAPHICAL AND FORMATTING ERRORS

Location: Line 94-95

Issue: Awkward sentence structure

Current: "...an incomplete pathological response and received at least one cycle of adjuvant nivolumab."

Suggested revision: "...incomplete pathological response, and who received at least one cycle of adjuvant nivolumab."

Location: Throughout

Issue: Inconsistent spacing around punctuation and parentheses (For example line 66, 72 and 95)

Recommendation: Careful proofreading for formatting consistency

Cite line 68-69

MINOR ISSUE 2: PD-L1 ANALYSIS - CONFUSING PRESENTATION AND INTERPRETATION

The PD-L1 subgroup analysis in Table 4 has confusing presentation:

Table 4 shows for "PD-L1 CPS <5":

- Early recurrence (0-6 mo): 7/11 (33)

- Late recurrence (7-12 mo): 1/1 (17)

- No recurrence: 8/29 (7)

- P = 0.001

The format "7/11 (33)" appears to show:

- Numerator/Denominator with available PD-L1 data

- Percentage in parentheses refers to % of TOTAL group (7/21 = 33%)

This is confusing because:

- 7/11 = 63.6% of patients WITH PD-L1 data had CPS <5

- But (33) shows 33% of the total early recurrence group (7/21)

- Similarly, 8/29 = 27.6% but (7) shows 8/124 = 6.5%

The more clinically meaningful comparison is among patients WITH available

PD-L1 data:

- Early recurrence: 7/11 (63.6%) had CPS <5

- No recurrence: 8/29 (27.6%) had CPS <5

Additionally, this is based on very small numbers (only 41 patients had PD-L1 data available per Line 195), making the p=0.001 finding potentially unreliable.

RECOMMENDATION:

1. Clarify the Table 4 presentation - specify whether percentages refer to:

- Proportion of those with available PD-L1 data, OR

- Proportion of the total group

2. Consider presenting both:

"7/11 (63.6% of those tested; 33.3% of early recurrence group)"

3. More explicitly frame as hypothesis-generating in the text (Lines 195-196):

"In an exploratory analysis limited by small sample size (n=41 with available PD-L1 data), patients with early recurrence were more likely to have CPS <5 (7/11, 63.6%) compared to those without recurrence

(8/29, 27.6%), p=0.001. This finding should be interpreted with caution given the small numbers and requires validation in larger cohorts."

MINOR ISSUE 3: CT READING METHODOLOGY NOT SPECIFIED

The manuscript does not describe how CT scans were interpreted:

- Single radiologist or consensus reading?

- Were readers blinded to clinical information?

- Were standardized criteria used for defining recurrence on imaging?

RECOMMENDATION:

Add to Methods section (around Line 121-125):

"CT scans were interpreted by [board-certified radiologists / the treating institution's radiology department] according to standard clinical practice. Recurrence was defined as [new lesions suspicious for malignancy / RECIST criteria / clinical judgment]. [Readers were/were not blinded to clinical

symptoms at time of interpretation.]"

MINOR ISSUE 4: MISSING COMPARISON TABLE FOR SELECTION BIAS ASSESSMENT

Of 229 eligible patients, only 151 (66%) received nivolumab. The 78 patients who did not receive treatment may differ systematically from treated patients. Understanding these differences is important for assessing selection bias.

The reasons for not starting treatment are listed (Lines 155-157):

- Poor performance status: n=22

- Patient preference: n=33

- Contraindications: n=5

- Post-operative death: n=7

- Pre-treatment recurrence: n=11

However, baseline characteristics of these patients are not compared to treated patients.

RECOMMENDATION:

Add a supplementary table (S1 Table) comparing baseline characteristics

between:

- Patients who received nivolumab (n=151)

- Eligible patients who did not receive nivolumab (n=78)

Include: age, sex, histology, stage, pathological response, performance status, and reason for not receiving treatment. This allows readers to assess whether the treated cohort is representative of the broader eligible population.

MINOR ISSUE 5: TIMING CONVENTION INCONSISTENCY

Lines 117-118 define DFS from "start of adjuvant nivolumab," but some analyses and discussion reference time from surgery. This can cause confusion when interpreting timing of events.

For example:

- DFS is from nivolumab start (Line 117)

- But nivolumab starts ≤16 weeks after surgery (Line 117-118)

- Table 3 shows "Time (months)" without specifying reference point

- Discussion mentions "4 months after surgery" (Line 46)

RECOMMENDATION:

1. Clearly state the reference time point (surgery vs. nivolumab start) for each analysis

2. Consider adding a note that nivolumab was initiated within 16 weeks of surgery (per protocol), so timepoints approximately align

3. In Table 3 header, specify: "Time (months from nivolumab initiation)"

4. In abstract/conclusions, clarify whether "4 months after surgery" means

4 months from surgery or 4 months from nivolumab start

MINOR ISSUE 6: CONFIDENCE INTERVALS FOR KEY ESTIMATES

Key percentages are reported without confidence intervals:

- On-treatment recurrence: 27/151 (18%)

- Detection by routine CT: 18/27 (67%)

- 12-month DFS: 75%

This makes it difficult to assess precision of estimates, which is particularly important given the relatively small sample size.

RECOMMENDATION:

Add 95% confidence intervals for:

- On-treatment recurrence rate: 27/151 = 17.9% (95% CI: 12.1-24.9%)

- Detection by routine CT: 18/27 = 66.7% (95% CI: 46.0-83.5%)

- DFS at 4, 8, and 12 months (from Kaplan-Meier analysis)

MINOR ISSUE 7: REFERENCE TO UNPUBLISHED DATA

Lines 68-72 reference "Updated results from CheckMate 577, presented at the 2025 ASCO Annual Meeting" with overall survival data. Reference 12 cites this as a conference abstract.

RECOMMENDATION:

This is acceptable for providing context, but add a statement noting: "These data have been presented in abstract form only and have not yet undergone peer review. Final conclusions regarding overall survival benefit should await full publication."

MINOR ISSUE 8: DIAGNOSTIC YIELD CALCULATION CLARIFICATION

The diagnostic yield calculations (Lines 180-185) could be clearer:

Q3M group:

- 5% (3/62) at 3 months

- 8% (4/51) at 6 months

- 3% (1/32) at 9 months

- 17% (3/18) at 12 months

Q4M group:

- 9% (6/68) at 4 months

- 8% (4/49) at 8 months

The denominators (62, 51, 32, 18, 68, 49) represent patients who had CT scans at each timepoint, not the total cohort. This is appropriate but could be stated more explicitly.

RECOMMENDATION:

Add clarification: "Diagnostic yield was calculated as the number of recurrences detected divided by the number of patients who underwent routine CT scanning at each timepoint. Denominators decrease over time due to prior recurrence, treatment discontinuation, or study end."

QUESTIONS REQUIRING CLARIFICATION

1. PROTOCOL DEVIATIONS: Were there instances where patients deviated from their assigned imaging protocol (e.g., Q3M patient receiving scan at 4 months due to scheduling)? If so, how were these handled in the analysis?

2. SYMPTOM-DRIVEN VS. ROUTINE SCANS: How were "symptom-driven" scans (Table 2, n=3, 11%) distinguished from routine scans in your data collection? Was this based on documented clinical indication, or timing relative to protocol?

3. PRE-TREATMENT RECURRENCES: For the 11 patients with symptomatic recurrence before starting nivolumab, what was the median time from surgery to recurrence detection? This information would help contextualize the potential value of baseline imaging.

4. LOSS TO FOLLOW-UP: Were any patients lost to follow-up during the study period? If so, how many and how were they handled in survival analyses?

5. IMAGING PROTOCOLS: Were there differences in CT protocols between institutions (e.g., contrast, slice thickness, body regions imaged)? Could this affect detection sensitivity?

6. P-VALUE DISCREPANCY: Please clarify the correct p-value for the lymph node status analysis - is it 0.039 (Line 193-194) or 0.021 (Table 4)?

7. VERIFICATION: Given the multiple numerical discrepancies identified, can you confirm that all statistics have been independently verified against the source database?

STRENGTHS OF THE MANUSCRIPT

I want to acknowledge several strengths of this work:

1. CLINICAL RELEVANCE: This study addresses a genuine gap in clinical knowledge. The CheckMate 577 trial established efficacy but did not define optimal surveillance strategies. Clinicians need guidance on follow-up imaging, and real-world data are valuable.

2. MULTI-CENTER DESIGN: Including three hospitals (two academic, one teaching) enhances generalizability beyond single-institution experience. The variation in imaging protocols between centers (Q3M vs Q4M) provides a natural comparison, albeit non-randomized.

3. REAL-WORLD DATA: Complementing randomized trial data with real-world evidence is valuable for understanding how treatments perform in routine clinical practice outside controlled trial conditions.

4. TRANSPARENT REPORTING: The authors are forthcoming about limitations, including small sample size for subgroup analyses and lack of formal sample size calculation.

5. APPROPRIATE METHODS: The statistical approach (Kaplan-Meier, descriptive statistics) is appropriate for the study design and research questions.

6. CLINICAL CONTEXT: The Discussion appropriately situates findings withinthe evolving treatment landscape (FLOT, updated CheckMate 577 data).

7. PRACTICAL IMPLICATIONS: The finding that recurrences are distributed gradually over time (rather than clustered at a specific timepoint) has practical implications for follow-up scheduling.

8. COMPREHENSIVE DATA COLLECTION: The study collected relevant clinical variables including tumor characteristics, treatment details, imaging timing, and outcomes, enabling meaningful descriptive analysis.

FINAL RECOMMENDATION

RECOMMENDATION: MAJOR REVISION

This manuscript addresses an important clinical question and provides useful eal-world data on imaging surveillance during adjuvant nivolumab therapy for esophageal cancer. The multi-center design and appropriate methodology are strengths.

However, several issues must be addressed before publication:

CRITICAL (must be corrected):

- Resolve the data availability statement contradiction (Major Issue 1)

- Correct all numerical discrepancies - age (69 vs 66) and p-value

(0.039 vs 0.021) (Major Issue 3)

IMPORTANT (significantly affects interpretation):

- Temper conclusions to match observational study design; both Q3M and Q4M showed equivalent outcomes (Major Issue 2)

- Provide STROBE checklist as supplementary material (Major Issue 4)

- Expand limitations discussion to address lead-time bias, selection bias, and generalizability concerns (Major Issue 5)

MINOR (should be addressed but less critical):

- Fix typographical errors (Minor Issue 1)

- Clarify PD-L1 table presentation (Minor Issue 2)

- Add CT reading methodology (Minor Issue 3)

- Consider supplementary table comparing treated vs untreated (Minor Issue 4)

- Clarify timing conventions (Minor Issue 5)

- Add confidence intervals (Minor Issue 6)

- Add caveat about unpublished CheckMate 577 OS data (Minor Issue 7)

- Clarify diagnostic yield methodology (Minor Issue 8)

With appropriate revisions addressing these concerns, this work could make a meaningful contribution to clinical practice by informing (though not definitively establishing) follow-up imaging strategies for patients receiving adjuvant nivolumab after curative-intent treatment for esophageal cancer.

I encourage the authors to carefully verify all numerical data, temper their conclusions to match the observational study design, and resubmit.

Respectfully submitted,

Peer Reviewer

Reviewer #2: To the authors:

Thank you for submitting your manuscript entitled “Optimizing imaging strategies for adjuvant nivolumab in esophageal cancer: the planning of scanning,” which evaluates real‑world imaging strategies during adjuvant nivolumab therapy for esophageal or gastroesophageal junction cancer following neoadjuvant chemoradiotherapy (nCRT) and R0 resection. By comparing 3‑monthly versus 4‑monthly CT‑based follow‑up schedules and their respective diagnostic yields for recurrence detection, the study suggests that a 4‑monthly scanning interval may balance the need for timely detection with the aims of minimizing radiation exposure and controlling healthcare costs. Although this study is of considerable interest, there are several issues I would like to raise prior to publication.

1. Exclusions for nivolumab: The study reports that 74 patients (21%) with a complete pathological response (ypT0N0) and 20 patients (6%) with microscopic irradical resection (R1) after surgery were excluded from the nivolumab cohort. Could you further clarify the specific follow‑up strategies, including imaging intervals, implemented for these patients who did not receive adjuvant nivolumab? In particular, were follow‑up intervals extended for ypT0N0 patients or shortened for R1 patients, and what were the actual surveillance strategies used in routine practice for these groups?

2. Imaging strategy for high‑risk esophageal cancer patients: The study identifies ≥ypN1 disease and PD‑L1 CPS <5 as factors associated with a higher risk of on‑treatment recurrence, although PD‑L1 data were available only in a subset of patients. Could you clarify whether the proposed strategy of “routine CT imaging every 4 months” has been specifically evaluated in these higher‑risk subgroups? Alternatively, should a more frequent interval, such as a Q3M strategy, be considered for such patients to ensure sufficiently timely detection of recurrence?

3. Comparison of Q4M vs Q3M interval strategy based on the diagnostic yield of CT scans: The study reports that, in the Q3M group, the diagnostic yield for recurrence detection was 5% at 3 months, 8% at 6 months, 3% at 9 months, and 17% at 12 months. In the Q4M group, the diagnostic yield was 9% at 4 months and 8% at 8 months, and no routine 12‑month CT scans were performed. To definitively conclude that Q4M is “superior” to Q3M, the following questions need to be addressed:

3‑1. Rationale for the absence of 12‑month CT scans in the Q4M group: Please provide a clear explanation for why routine CT scans were not performed at 12 months for patients in the Q4M group. Understanding the rationale for this omission is important for a complete comparison of the longer‑term performance of the two imaging strategies.

3‑2. Statistical significance of differences in diagnostic yield: Given the observed diagnostic yields in the Q3M and Q4M groups, was any statistical analysis performed to assess whether there is a significant difference in recurrence detection rates between these schedules at comparable time points? A formal statistical comparison would strengthen any claims regarding the relative performance of the two strategies.

3‑3. Impact of delayed detection on patient outcomes: The Q4M schedule inherently introduces an approximately one‑month delay in the first routine evaluation (3 vs 4 months) and a two‑month delay in the second evaluation (6 vs 8 months) compared with the Q3M schedule. Could you discuss whether such delays might adversely affect patients’ chances for potentially curative or salvage therapy, or otherwise worsen prognosis? Timely identification of recurrence is important to initiate salvage treatment as soon as possible. Therefore, a thorough discussion of the clinical implications of these detection delays is warranted.

Reviewer #3: Conceptual issue:

The paper considers two protocols, Q3M which has CAT scans at 3, 6, 9 and 12

months, and Q4M which has CAT scans at 4 and 8 months. The authors would

like to reach some conclusion about whether Q4M is competitive with Q3M for

detection of relapse.

Unfortunately I think this is close to impossible due to the limitations of the

data. There is no shared timepoint between the two protocols, so at any time

where they could be compared, one has been scanned more recently than the other.

Relapses which are not caught by scan are sometimes caught because they become

symptomatic, so that later scans are not done at all, introducing further

complication.

The authors divide detected reccurrences into early (0-6 months) and late (7-12 months).

However, since Q4M cannot detect recurrences in months 5 or 6 until month 8,

an identical recurrence will be "early" in Q3M and "late" in Q4M. And the

"late" category does not include months 9-12 for Q4M at all as those can never

be caught by scanning, since no 12 month scan is done.

Perhaps there is a sophisticated type of statistical analysis which could work

here. This reviewer is not an expert in trial statistics. However, no

such analysis has been attempted.

The only hope I see of getting any answer to the relative effectiveness of

Q3M vs Q4M is Monte Carlo simulation where various assumptions can be made about

the underlying distribution of events, they can be subjected to Q3M and Q4M,

and the resulting simulated data can be compared to the real data.

The results of the study may be worth presenting anyway--there is a good deal

of information here. But I am very uncomfortable with almost all conclusions drawn

by the authors. Certainly the statement that Q4M seems adequate is not based

in the data.

Presentational issues:

(1) There are discrepancies both within the front matter (likely generated by

the submission website) and between front matter and paper. These need to be

checked and corrected. Specifically:

Front matter: states no funding

Paper: lists funding sources

Front matter: answers "yes" to "are data available?"; instructions specifically state

that "by request" should be treated as a "no" answer and explained

Paper: states that data are only available by request

Both paper and front matter state that there are no known competing financial

interests, and then go on to list, in detail, potential competing interests.

I don't understand this: it appears contradictory.

(2) The section "Cohort selection" is not sufficiently clear. I strongly

recommend making a flowchart. Classes of patients are mentioned without saying

whether they were included or excluded. For example, the text mentions

18 patients who were in other trials, and 74 patients who had a complete

pathological response. I think the 18 were included and the 74 were excluded

but this is not stated. It is also unclear throughout this section what the

denominator of the given percentages is. For example, 11 patients had

recurrence before adjuvant treatment: this is given as 5%, but 5% of what?

Total patients? Eligible patients? Why are these 11 separated from "the main

reasons for not starting adjuvant treatment"?--isn't recurrence a reason for

not starting adjuvant treatment?

The trial protocol does a better job with this; I recommend basing the publication

version on the protocol.

(3) A number of abbreviations are used without explanation: someone deeply

involved with this specific cancer will know them, but cancer researchers from

other subdisciplines may not, and general readers definitely will not. In one

case two different unexplained abbreviations turn out to refer to the same thing.

Minor points:

p. 8 "as advocated in the Checkmate 577" Strange choice of words: is "mandate"

or "recommend" intended?

p. 295 "discolures" for "disclosures"

p. 10 clarify whether CPS was based on specimen analysis previously carried out

by others (who? when? with what criteria?) or by the current researchers.

p. 10 Some patients apparently had recurrence before their first dose of

nivolumab (and were therefore not dosed). What was the DFS value for these patients?

Zero? Or were they excluded from DFS calculation?

p. 11 "were summarized as means with standard deviations or medians with

interquartile ranges" -- I am concerned this represents "experimenter degrees of

freedom." Why were two different approaches used?

p. 11 "real-world cohort and the CheckMate 577 trial" I would be comfortable

contrasting simulated data with real-world data, but this retrospective trial

and the prospective CheckMate were both done in the real world with real

patients. I recommend "retrospective" or simply "this study."

**********

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Reviewer #3: No

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PLoS One. 2026 Jun 2;21(6):e0350105. doi: 10.1371/journal.pone.0350105.r002

Author response to Decision Letter 1


23 Apr 2026

Point-to-point response letter

_________________________________________ Reviewer 1 _______________________________________

Reviewer #1: Dear Authors,

Thank you for submitting this manuscript evaluating CT imaging strategies during adjuvant nivolumab treatment for esophageal cancer. This study addresses a clinically relevant question that has practical implications for patient follow-up after curative-intent treatment. The multi-center design and real-world data complement the pivotal CheckMate 577 trial findings. I have carefully reviewed your manuscript against PLOS ONE publication criteria. Below I provide detailed feedback organized by major issues, minor issues, and specific recommendations for improvement.

We would like to thank the Reviewer for the thorough and constructive comments. We have made every effort to address the recommendations and believe that these revisions have improved the manuscript. For clarity and readability, we have combined some points where appropriate. Please find below our responses to the Reviewer’s comments and a summary of the changes made to the manuscript.

MAJOR ISSUES

MAJOR ISSUE 1: DATA AVAILABILITY STATEMENT CONTRADICTION

There is a contradiction between your submission form responses and the manuscript text regarding data availability: Submission Form (Page 4-5) and information files." Manuscript Text (Lines 283-286):

"Due to the nature of the study, in which exception consent was obtained from participants, the data used in this research cannot be made publicly available. Data sharing is not permitted as per the consent agreement."

Thank you for your feedback regarding the data availability statement. We have updated the statement in the manuscript (page 12) as requested. However, we are unable to change the selection in the submission portal, as we do not have access to this option in the revision phase.

"Data cannot be shared publicly due to ethical restrictions related to participant consent. The ethics approval (MEC2023-0631) specified that individual-level data would not be publicly released. Requests for de identified, aggregated data (including summary statistics and additional subgroup analyses upon request) may be directed to the Department of Internal Oncology at Erasmus University Medical Center via interne.oncologie@erasmusmc.nl and will require approval from the Medical Research Ethical Committee of Erasmus University Medical Center Rotterdam."

MAJOR ISSUE 2: CONCLUSIONS EXCEED WHAT THE DATA CAN SUPPORT

The manuscript title, abstract, and conclusions make claims that exceed what a retrospective, non-randomized observational study can establish: Title: "Optimizing imaging strategies..." Abstract (Lines 46-47): "Routine CT imaging every 4 months, starting at 4 months after surgery, effectively detects recurrences during adjuvant nivolumab treatment while reducing unnecessary imaging." Conclusion (Lines 268-274): Implies the 4-month interval is the recommended or optimal strategy. However, your data show that both imaging strategies produced equivalent outcomes: Q3M group (n=67):

- 12 patients (17.9%) developed recurrence

- 8 of 12 recurrences (66.7%) detected by routine CT

- Diagnostic yield: 5% at 3 months, 8% at 6 months, 3% at 9 months

Q4M group (n=84):

- 15 patients (17.9%) developed recurrence

- 10 of 15 recurrences (66.7%) detected by routine CT

- Diagnostic yield: 9% at 4 months, 8% at 8 months

Both strategies showed nearly identical recurrence rates (~18%) and detection rates (~67%). Your study design cannot determine which is superior because:

1. Patients were not randomized to imaging intervals

2. Institutional practice determined interval (potential confounding)

3. Sample sizes preclude detecting meaningful differences

4. No formal statistical comparison between groups was performed

RECOMMENDATION:

1. Revise the title to:

"Characterizing imaging strategies for adjuvant nivolumab in esophageal cancer: a multi-center retrospective cohort study" OR "Imaging follow-up patterns during adjuvant nivolumab for esophageal

cancer: real-world data from three Dutch centers"

2. Revise the abstract conclusion (Lines 46-51) to:

"In this retrospective cohort, routine CT imaging at 4-month intervals detected the majority of on-treatment recurrences. The gradual decline in disease-free survival suggests that recurrences are distributed over

time rather than clustered at specific time points. These real-world data may help inform, but cannot definitively establish, optimal follow-up intervals. Prospective studies comparing imaging strategies

are needed."

3. Revise the Discussion conclusion (Lines 268-279) to explicitly state: "This observational study cannot determine the optimal imaging interval. Our findings describe current practice patterns and outcomes, which may inform clinical decision-making pending prospective comparative studies."

4. Add a statement acknowledging that both Q3M and Q4M showed equivalent outcomes in your cohort (12/67 vs 15/84 recurrences; 8/12 vs 10/15 detected by routine CT), and that selection of imaging interval should consider institutional resources, patient preferences, and clinical judgment rather than presumed superiority of one approach.

Thank you for your thoughtful and detailed feedback. We fully agree that, given the retrospective and non-randomized design of our study, we cannot definitively establish the superiority of any imaging regimen. We appreciate your careful consideration of the study’s limitations, including the lack of randomization, potential confounding by institutional practice, and limited sample sizes, which preclude formal statistical comparison between groups.

In response, we have revised the manuscript to ensure that our claims are closely aligned with the data and presented in a more descriptive manner. Specifically:

• The title and abstract have been updated to reflect the observational nature of the study and to avoid overstating the conclusions as following:

“Imaging strategies for follow-up during adjuvant nivolumab in esophageal cancer: a multicenter retrospective cohort study”

• The manuscript now explicitly states that both imaging strategies (Q3M and Q4M) produced nearly identical recurrence and detection rates, and that selection of imaging interval should be guided by institutional resources, patient preferences, and clinical judgment rather than presumed superiority. We revised the conclusion in the abstract as follows:

“Routine baseline CT imaging did not detect recurrences, while routine imaging during adjuvant nivolumab identified the majority of recurrences. The gradual decline in disease-free survival suggests that recurrences are evenly distributed over time, supporting a routine imaging interval, such as every 3 or 4 months as used in our study. These real-world data may help inform clinicians, and future studies can further evaluate optimal imaging intervals.”

• The discussion and conclusion sections have been revised to clarify that our findings describe real-world practice patterns and outcomes, which may inform clinical decision-making, but cannot determine the optimal imaging interval. We also acknowledge the need for prospective comparative studies to address this question.

“In conclusion, this retrospective cohort study showed that 18% of patients with esophageal cancer, previously treated with neoadjuvant chemoradiotherapy and resection, developed recurrent disease during adjuvant treatment with nivolumab. This observational study cannot determine the optimal imaging interval. Our findings describe current practice patterns and outcomes, which may inform clinical decision-making pending prospective comparative studies.

Routine baseline CT scans appear to have limited utility, as early recurrences were predominantly detected based on clinical symptoms. However, considering the timing of recurrences, follow-up intervals of 3–4 months for early recurrences and 7–8 months for late on-treatment recurrences could be reasonable options. Reducing the number of scans requires careful consideration of recurrence detection, imaging frequency, feasibility, and healthcare costs. At the same time, follow-up imaging remains essential, as many recurrences detected by routine CT scans were asymptomatic. Given the high costs of nivolumab and the potential for severe adverse effects, timely detection of recurrence is crucial to avoid unnecessary exposure to treatment in patients who may not benefit. The choice of routine imaging intervals should be guided by institutional resources, patient preferences, and clinical judgment.”

MAJOR ISSUE 3: MULTIPLE DATA DISCREPANCIES

Several numerical inconsistencies were identified that must be corrected:

DISCREPANCY 1 - Patient Age: Line 160: "The nivolumab cohort included 151 patients, with a median age of 69 years (IQR, 60-72)..." Table 1: "Median age (range) - year: 66 [60-72]". The IQR values match (60-72), but the median differs by 3 years (69 vs 66).

DISCREPANCY 2 - Lymph Node Status P-Value: Line 193-194: "both the early and late recurrence groups had a higher proportion of patients with ≥N1 disease post-surgery (p = 0.039)" Table 4: Shows p = 0.021 for "Pathological lymph-node status post-surgery" These p-values differ substantially (0.039 vs 0.021) for what appears to be the same analysis. I suspect Table 1 (66 years) is correct for age based on the IQR, and Table 4 (p=0.021) may be correct for the lymph node analysis, with the text containing typographical errors - but please verify from original data.

We apologize for the inconsistencies in the representation of the data. We have carefully reviewed the original dataset and corrected the manuscript as follows:

• Patient Age: The correct median age is 66 years (IQR 60–72), as shown in Table 1. The text has been updated to reflect this value.

• Lymph Node Status P-Value: The correct p-value for pathological lymph-node status post-surgery is 0.021, as indicated in Table 4. The text has been revised accordingly.

We have ensured that all numerical values in the manuscript are consistent with the original data. Thank you for bringing these discrepancies to our attention.

MAJOR ISSUE 4: STROBE CHECKLIST NOT PROVIDED

Lines 100-101 state: "Data collection and reporting followed the Strengthening the Reporting of Observational Studies in Epidemiology (STROBE) guidelines."

We apologize that the STROBE checklist was not readily found within the submission. It was originally uploaded as Supporting Information, which may have caused it to be overlooked among the supplemental files. To ensure clarity, we have re-uploaded the checklist as supplemental data and revised the manuscript as follows:

"Data collection and reporting followed the Strengthening the Reporting of Observational Studies in Epidemiology (STROBE) guidelines. (15) A completed STROBE checklist is provided as Supporting Information (S1 Checklist)."

MAJOR ISSUE 5: INCOMPLETE LIMITATIONS DISCUSSION

While the Discussion acknowledges some limitations (Lines 228-231, 238-243), several important limitations are not explicitly addressed:

1. INABILITY TO COMPARE IMAGING STRATEGIES: The non-randomized design means institutional preference determined imaging interval, not random assignment. Any differences (or lack thereof) could reflect selection bias or confounding rather than true equivalence.

2. LEAD-TIME BIAS: Earlier or more frequent detection of recurrence through imaging may not translate to improved outcomes. Patients detected earlier appear to survive longer from diagnosis simply because diagnosis occurred earlier, not because of any true survival benefit.

3. DETECTION BIAS: The 67% detection rate by routine CT may be influenced by the timing of scans. Some "symptom-driven" detections may have been caught on the next routine scan regardless.

4. LIMITED GENERALIZABILITY: The cohort is predominantly male (82%, 124/151), adenocarcinoma (86%, 130/151), from Dutch academic centers. Results may not generalize to other populations, histologies, or healthcare settings.

5. EVOLVING TREATMENT LANDSCAPE: With FLOT becoming standard for adenocarcinoma, the population eligible for nCRT + adjuvant nivolumab is changing, potentially limiting future applicability.

Thank you for these valuable suggestions. We have specifically addressed the issues of selection bias, lead-time bias, detection bias, limited generalizability, and the evolving treatment landscape, as suggested by the reviewer. We have extended the limitations section in the manuscript to address the points raised, as follows (page 10):

“Several limitations must be considered when interpreting the findings of this study. First, detection bias may have occurred, as some recurrences detected during scheduled imaging were already clinically suspected, potentially overestimating the detection rate in both strategies. Second, the non-randomized design and variability in institutional practices prevented a formal comparison between the Q3M and Q4M imaging strategies, as any differences between groups may reflect confounding factors rather than inherent differences. The generalizability of the results may be limited due to the homogeneity of the cohort, which was predominantly male (82%) and mainly comprised of adenocarcinoma patients (86%) from Dutch centers. These factors may limit the applicability of the findings to other populations, histologies, or healthcare settings. Lastly, while early detection may help spare patients from unnecessary treatments and their associated risks, timely detection of recurrence through routine imaging does not necessarily translate into better patient outcomes. Based on our data, we cannot determine whether detecting recurrence 1-2 months earlier with one strategy (Q3M vs Q4M) would lead to improved outcomes, such as greater opportunities for salvage surgery or other curative interventions, especially considering that the majority of recurrences were distant.”

MINOR ISSUES

MINOR ISSUE 2: PD-L1 ANALYSIS - CONFUSING PRESENTATION AND INTERPRETATION

The PD-L1 subgroup analysis in Table 4 has confusing presentation:

Table 4 shows for "PD-L1 CPS <5": The more clinically meaningful comparison is among patients WITH available

PD-L1 data: - Early recurrence: 7/11 (63.6%) had CPS <5 - No recurrence: 8/29 (27.6%) had CPS <5

Additionally, this is based on very small numbers (only 41 patients had PD-L1 data available per Line 195), making the p=0.001 finding potentially unreliable.

RECOMMENDATION:

1. Clarify the Table 4 presentation - specify whether percentages refer to:

- Proportion of those with available PD-L1 data, OR Proportion of the total group

2. Consider presenting both: "7/11 (63.6% of those tested; 33.3% of early recurrence group)"

3. More explicitly frame as hypothesis-generating in the text (Lines 195-196):

"In an exploratory analysis limited by small sample size (n=41 with available PD-L1 data), patients with early recurrence were more likely to have CPS <5 (7/11, 63.6%) compared to those without recurrence

(8/29, 27.6%), p=0.001. This finding should be interpreted with caution given the small numbers and requires validation in larger cohorts."

Thank you for this comment. We added these detailed numbers in Table 4, and added the more

cautious interpretation to the Discussion as requested.

MINOR ISSUE 3: CT READING METHODOLOGY NOT SPECIFIED

The manuscript does not describe how CT scans were interpreted: Single radiologist or consensus

reading? Were readers blinded to clinical information? Were standardized criteria used for defining recurrence

on imaging?

Thank you for this comment. We agree that the methodology for CT scan interpretation should be clarified. As the CT scans were performed as part of routine clinical care, they were interpreted by board-certified radiologists according to standard clinical practice at each participating center. No standardized research criteria or consensus readings were applied, and readers were not blinded to clinical information. We have clarified this in the revised manuscript as follows (Method section, page 4-5):

"CT scans were performed as part of routine clinical care and were retrospectively reviewed for the purposes of this study. Board-certified radi

Attachment

Submitted filename: Point-to-point rebuttal_05042026.docx

pone.0350105.s003.docx (58.2KB, docx)

Decision Letter 1

Zhanzhan Li

11 May 2026

Imaging strategies for follow-up during adjuvant nivolumab in esophageal cancer: a multicenter retrospective cohort study

PONE-D-25-61933R1

Dear Dr. Anniek Strijdhorst,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication.

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Kind regards,

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Academic Editor

PLOS One

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Reviewers' comments:

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Reviewer #1: All comments have been addressed

Reviewer #2: All comments have been addressed

**********

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Reviewer #2: Yes

**********

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Reviewer #1: Yes

Reviewer #2: Yes

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Reviewer #2: Yes

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Reviewer #1: Dear Authors,

Thank you for the substantial and largely responsive revision. The

manuscript is significantly improved: the title and conclusions now match

the observational design, the prior numerical discrepancies are

reconciled, the Methods on CT interpretation and CPS provenance are now

specified, the limitations section has been broadened, the new patient-

selection flowchart (Figure 1) is a clear addition, and the STROBE

checklist is included as Supporting Information. The Reviewer 2 and

Reviewer 3 concerns about high-risk subgroups, the Monte Carlo idea, and

ambiguous cohort selection have been engaged thoughtfully. Below I

summarize the small number of new or residual issues that should be cleaned up before

acceptance.

REMAINING ISSUES (R1)

MAJOR ISSUES

MAJOR ISSUE 1 (R1): NEW NUMERICAL DISCREPANCY — FIGURE 1 VS RESULTS TEXT

PROBLEM:

The new flowchart (Figure 1) shows under Exclusion (n=78):

- Patients' preference (n=33)

- WHO performance status ≥2 (n=22)

- Recurrent disease within 12 weeks after surgery (n=10)

- Postoperative death (n=8)

- Contra indication ICI/other (n=5)

Total: 33 + 22 + 10 + 8 + 5 = 78 ✓

But the Results text (line 164-165) states:

"The main reasons for not starting adjuvant treatment were poor

performance status (n=22), patient preference (n=33), and symptomatic

recurrence (n=11) detected before starting adjuvant treatment."

And the Discussion (line 244-245) states:

"Eleven patients (5%) had symptomatic recurrences diagnosed prior to

nivolumab initiation."

The rebuttal letter also uses n=11.

The flowchart says 10, the text and rebuttal say 11. Likewise, the

flowchart shows postoperative death n=8, while the original R0

manuscript and rebuttal cited n=7.

Also, the text now lists only 22 + 33 + 11 = 66 patients out of 78

exclusions — leaving 12 unaccounted for in the narrative (the 5

contraindications and 7-8 postoperative deaths are silently dropped).

Given that the prior review flagged numerical inconsistencies as a major

issue, introducing a new mismatch between Figure 1 and the running text

undermines the verification statement provided in the rebuttal. It also

affects the median-time-to-recurrence figure (7.9 weeks IQR 4-10) since

the denominator differs.

SPECIFIC RECOMMENDATION:

1. Reconcile to a single number — verify whether n = 10 or n = 11

patients had pre-nivolumab symptomatic recurrence, and update Figure 1,

Results text (line 164), Discussion (line 244), and the rebuttal/flow-

chart consistently.

2. In the Results narrative, list ALL five exclusion reasons so the totals

reconcile to 78. Suggested wording:

"Reasons for not starting adjuvant treatment were patient preference

(n=33), poor performance status (WHO ≥2, n=22), symptomatic recurrence

detected within 12 weeks of surgery (n=10), postoperative death (n=8),

and contraindications to immune checkpoint inhibitors (n=5)."

3. Re-verify the 7.9-week median timing using whichever denominator is

correct.

MAJOR ISSUE 2 (R1): MISPLACED 95% CONFIDENCE INTERVAL

PROBLEM:

Results, line 175-176:

"During treatment, 27 (18%) (95% CI: 12-25%) patients developed

recurrent disease, predominantly distant metastases (89%). Eighteen

patients (12%) (95% CI: 46-84%) were asymptomatic and their recurrence

was detected by routine imaging."

The CI "46-84%" cannot describe a percentage of 12. It is the CI for

18/27 = 66.7% — i.e., the proportion of recurrences detected by routine

CT (which the original review estimated as 95% CI 46.0-83.5%). The CI

has been attached to the wrong proportion.

SPECIFIC RECOMMENDATION:

Rewrite the sentence so the CI is paired with the proportion it describes.

Suggested wording:

"During treatment, 27/151 patients (18%, 95% CI 12-25%) developed

recurrent disease, predominantly distant metastases (24/27, 89%). Of

these 27 recurrences, 18 (67%, 95% CI 46-84%) were detected by routine

imaging in asymptomatic patients."

Note: 18 detected by routine CT corresponds to Table 2 ("Evaluation CT

scans 18 (67)"), so the 18/27 framing is correct.

FIGURE ANALYSIS

F1 (Major) — Figure 1 (flowchart) vs Results text mismatch

Already covered under Major Issue 1 (R1). The flowchart itself is

well-constructed and the arithmetic within Figure 1 is internally

consistent. The mismatch is between the figure and the running text.

F2 (Minor) — Figure 1 wording: "Recurrent disease within 12 weeks after

surgery" is clearer than "symptomatic recurrence" (used in the text)

because it specifies the time window. Recommend the running text

adopt the same phrasing.

F3 (Minor) — Figure 1 abbreviation list: lists "WHO; World Health

Organisation" but the flowchart uses "WHO performance status ≥2."

Consider clarifying as "WHO performance status, World Health

Organization performance status scale" or "ECOG/WHO performance

status" so the figure stands alone.

F4 (Minor) — Figure 2 (Kaplan-Meier): The curve is appropriate. The

number-at-risk panel is included. The 12-month KM-estimated DFS

appears to land at ~75% with 95% CI ~67-82% (visual estimate). The

text reports 75% (95% CI: 69-83%) — the lower bound 69% is slightly

higher than the visual ~67%, but within plotting tolerance. No

action needed.

MINOR ISSUES

MINOR ISSUE 1 (R1): RESIDUAL TYPOGRAPHIC ERRORS

- Abstract, line 31 (and page 1 of rebuttal letter):

"DFSwas 89%" → "DFS was 89%" (missing space).

- Results, line 158: "78% received nCRT with carboplatin/paclitaxel.After

surgery" → add a space after the period.

- Methods, line 93 (clean MS): the parallelism is still broken —

"neoadjuvant treatment with chemoradiotherapy prior to surgery,

microscopic radical resection (R0), incomplete pathological response

and who received at least one cycle of adjuvant nivolumab." Suggest:

"...chemoradiotherapy prior to surgery, achieved microscopic radical

resection (R0) with incomplete pathological response, and received at

least one cycle of adjuvant nivolumab."

- Methods, lines 116-119 (tracked-change residue): in the tracked

version "biopies" and "surgerical" appear briefly; the clean version

uses "biopsies" and "surgical" — verify the typeset PDF uses the

clean spelling.

- Discussion, line 251 (clean MS): minor missing space —

"...clinical evaluation.Although..." → "clinical evaluation. Although"

- Conflict-of-interest section: "Daiichy-Sankyo" appears twice — the

brand is "Daiichi Sankyo." Recommend correcting.

- Methods, line 136-137: "summarized as mean with standard deviation

(SD) when normally distributed,or medians" — missing space after

comma.

MINOR ISSUE 2 (R1): LIMITATIONS — TWO ADDITIONS RECOMMENDED

The rewritten limitations paragraph (lines 287-301) is much improved but

two prior sub-points are not represented:

a) Selection bias for the 78 untreated patients: The reasons are listed

but the limitations paragraph does not acknowledge the residual

uncertainty this introduces. One sentence would suffice, e.g.:

"Although reasons for not starting nivolumab are reported, baseline

characteristics of the 78 untreated patients were not compared to the

treated cohort, leaving residual uncertainty regarding selection

effects."

b) Evolving treatment landscape: This is discussed in the body

(lines 275-285) but not flagged as a limitation. Consider adding:

"Finally, with perioperative FLOT becoming standard for

adenocarcinoma after the ESOPEC trial, the population eligible for

nCRT followed by adjuvant nivolumab is shifting, which may limit the

future applicability of these findings."

MINOR ISSUE 3 (R1): RESIDUAL DIRECTIONAL LANGUAGE IN DISCUSSION/CONCLUSION

The conclusion has been substantially tempered, but two phrases still

read as recommendations:

- Discussion, line 295-297: "Taken together, these data suggest that

performing a CT scan around 3-4 months may be valuable for detecting

early recurrences."

- Conclusion, lines 336-338: "...follow-up intervals of 3-4 months for

early recurrences and 7-8 months for late on-treatment recurrences

could be reasonable options."

These are appropriately hedged ("may be valuable," "could be reasonable

options") so this is not a barrier to acceptance, but for full

consistency with the new tempered framing, consider rewording the second

to:

"...the observed timing of recurrences was compatible with the 3-4 and

7-8 month intervals used in our cohort, but the optimal interval

cannot be inferred from this study."

MINOR ISSUE 4 (R1): COMPARISON WITH CHECKMATE 577 (75% vs 62% AT 12 MONTHS)

The Discussion (line 287-289) states:

"The 1-year DFS in our cohort was 75%, compared to 62% in the

CheckMate 577 study. While no formal statistical tests were performed,

these findings suggest that disease recurrence in this real-world

retrospective cohort may be similar to that observed in a large

clinical trial."

The reported difference (75% vs 62%) is a 13-percentage-point gap —

arguably better-than-CheckMate-577 outcomes, not "similar." Either the

language should reflect that the real-world cohort appears to do at

least as well as the trial, or possible explanations should be offered

(selection effects, different risk distribution, missed early recurrences

without standardized 12-week scan, shorter follow-up censoring effects,

higher proportion adenocarcinoma in real world, etc.).

STRENGTHS OF THE R1 REVISION

1. The title change ("Optimizing..." → "Imaging strategies for follow-up

a multicenter retrospective cohort study") cleanly resolves the

single biggest issue from R0.

2. The new Figure 1 flowchart is informative, internally consistent, and

clearly shows the 451 → 353 → 229 → 151 cascade across three centers.

3. Methods on CT interpretation, recurrence definition, symptom-driven

classification, and CPS provenance are now explicit and reproducible.

4. CIs added for headline estimates; CPS finding now correctly framed

as exploratory and hypothesis-generating.

5. Numerical discrepancies from R0 are corrected and verification was

independently performed.

6. Reviewer 3's conceptual concerns about non-comparability of Q3M and

Q4M are addressed by removing direct comparative statistical claims

and recasting the manuscript as descriptive.

7. The new clinical-relevance comparison of timing-from-surgery for

symptomatic recurrence (7.9 weeks) vs baseline CT (10.6 weeks) is a

nice quantitative addition that strengthens the "limited utility of

baseline CT" claim.

FINAL RECOMMENDATION

RECOMMENDATION: ACCEPT with MINOR REVISION

The R1 revision substantively addresses the prior major concerns

(overclaiming, data discrepancies, STROBE checklist, limitations,

data availability text, PD-L1 presentation, CT methodology, timing

convention, CIs, diagnostic-yield clarification). The new Figure 1 and

expanded Methods are real improvements.

What remains is a small set of clean-up items, none of which require

new analysis:

CRITICAL TO FIX:

- Reconcile Figure 1 vs text on n=10 vs n=11 pre-treatment recurrences

and n=7 vs n=8 postoperative deaths (Major Issue 1, R1).

- Move/relabel the misplaced 95% CI (46-84%) to the 67% (18/27) it

describes (Major Issue 2, R1).

EDITORIAL:

- Fix residual typos ("DFSwas," "paclitaxel.After," "Daiichy-Sankyo,"

awkward parallelism in the eligibility sentence) (Minor Issue 1, R1).

- Add one sentence each on selection bias (untreated cohort) and FLOT

evolving landscape to the limitations paragraph (Minor Issue 2, R1).

- Optionally soften the two remaining recommendation-flavored phrases

in Discussion/Conclusion (Minor Issue 3, R1).

- Reword the 75% vs 62% comparison so "similar" reflects the actual

13-point gap or offer explanations (Minor Issue 4, R1).

With these clean-up edits, the manuscript would be suitable for

publication.

Respectfully submitted,

Peer Reviewer

Review Date: May 2026 (R1)

Reviewer #2: Thank you for your thorough and thoughtful responses to my comments. All of my concerns have been adequately addressed, and the revisions have improved the clarity and rigor of the manuscript. I have no further questions or concerns at this time.

**********

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Reviewer #1: No

Reviewer #2: Yes: Ming-Ching Lee, MD, PhD, FACS, FCCP

**********

Acceptance letter

Zhanzhan Li

PONE-D-25-61933R1

PLOS One

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Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 Checklist. STROBE checklist.

    (PDF)

    pone.0350105.s001.pdf (104.1KB, pdf)
    Attachment

    Submitted filename: Point-to-point rebuttal_05042026.docx

    pone.0350105.s003.docx (58.2KB, docx)

    Data Availability Statement

    Data cannot be shared publicly due to ethical restrictions related to participant consent. The ethics approval (MEC2023-0631) specified that individual-level data would not be publicly released. Requests for de identified, aggregated data (including summary statistics and additional subgroup analyses upon request) may be directed to the Department of Internal Oncology at Erasmus University Medical Center via interne.oncologie@erasmusmc.nl and will require approval from the Medical Research Ethical Committee of Erasmus University Medical Center Rotterdam.


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