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. 2026 Aug 4;21(8):e0354795. doi: 10.1371/journal.pone.0354795

Performance of PREMM5, clinical criteria, and immunohistochemistry for MMR proteins in genetic risk assessment of Mexican patients with colorectal cancer

José Luis Rodríguez-Olivares 1,#, Dione Aguilar-y-Méndez 2,3,#, Tamara N Kimball 4, Pamela Rivero-García 5, Javier Rios-Valencia 6, Sandra Santuario-Facio 2, Augusto Rojas-Martinez 3, Rocío Ortiz-López 3, Angélica Leticia Barraza-Arellano 3, Alejandro Aranda-Gutierrez 1, Jazmín Arteaga-Vazquez 5, Héctor De-La-Mora-Molina 1, Josef Herzog 7, Joanne M Jeter 8, Jeffrey N Weitzel 9, Yanin Chávarri-Guerra 1,*
Editor: Miquel Vall-llosera Camps10
PMCID: PMC13436770  PMID: 42550852

Abstract

Background

All individuals with colorectal cancer (CRC) should undergo genetic cancer risk assessment given its implications for personalized treatment, surveillance, risk-reduction strategies, and cascade testing. Universal screening using immunohistochemistry (IHC) for mismatch repair (MMR) proteins in tumor tissue, when combined with clinical criteria, is essential for identifying individuals at higher risk for carrying germline pathogenic variants (PVs) in resource limited countries.

Patients and Methods

The spectrum of PVs in cancer susceptibility genes was characterized using NGS multigene panel assays among selected patients with CRC at two centers in Mexico. Germline genetic testing was used as the reference standard to evaluate the diagnostic accuracy of the referral criteria.

Results

From September 2018 to October 2024, 208 patients were enrolled. The median age at diagnosis was 45.0 years; 52.4% were women, 48.6% had deficient-MMR CRC, and 38.0% reported family history of CRC. Germline PVs were identified in 32.2% (n = 67); of these, 77.6% (n = 52) had Lynch syndrome (30 MLH1, 14 MSH2, 6 MSH6, and 2 PMS2), while 22.4% (n = 15) harbored PVs in other genes (4 ATM, 3 BRCA1, 3 CHEK2, 2 TP53, 1 BRCA2, 1 BRIP1, and 1 PALB2). Additionally, one individual harbored a monoallelic PV in MUTYH. The Amsterdam II criteria demonstrated the highest specificity (Sensitivity 56.0%, Specificity 91.9%), while the revised Bethesda criteria (Sensitivity 98.1%, Specificity 19.9%) and IHC for MMR proteins (Sensitivity 91.2%, Specificity 68.7%) exhibited high sensitivity. The area under the ROC curve for PREMM5 was 0.822 (95% CI 0.746–0.898).

Conclusion

PREMM5, Revised Bethesda criteria and IHC for MMR proteins effectively prioritized patients eligible for germline genetic testing in resource-limited settings. The performance of PREMM5 in this Mexican cohort was comparable to findings reported in validation studies within other populations. Considering the spectrum of PVs identified, employing a multigene panel test is recommended for Mexican patients with CRC.

Introduction

Genetic Cancer Risk Assessment (GCRA) has become an integral component of colorectal cancer (CRC) care. GCRA refers to a structured clinical process that includes: systematic collection of personal and family cancer history, risk stratification based on established clinical criteria and prediction models (e.g., Amsterdam and Bethesda criteria, PREMM5, and tumor-based testing such as immunohistochemistry), and determination of eligibility for germline testing. When indicated, this process is followed by germline testing to identify pathogenic or likely pathogenic variants (PVs) in cancer susceptibility genes. Through this comprehensive approach, GCRA informs risk-adapted surveillance, preventive interventions, therapeutic decision-making, and cascade testing for at-risk relatives [1].

CRC ranks as the third most prevalent cancer worldwide [2]. Although most early-onset cases are sporadic [3,4], and the disease is multifactorial [5], the rising incidence of CRC in younger populations underscores the need to refine strategies for identifying individuals at increased hereditary risk and to expand access to genetic services [6].

The clinical relevance of hereditary CRC syndromes, particularly Lynch syndrome (LS), has driven the development of risk stratification tools to guide germline testing. Early frameworks, including the Amsterdam I criteria, prioritized family history of CRC but failed to capture extracolonic malignancies [7]. Subsequent refinements, such as the Amsterdam II and revised Bethesda criteria, incorporated a broader tumor spectrum and molecular features, including high microsatellite instability (MSI-H), to improve case detection [810].

LS arises from germline PVs in DNA mismatch repair (MMR) genes (MLH1, PMS2, MSH2, and MSH6) or EPCAM, resulting in loss of MMR protein function and a hypermutator phenotype. This biological basis underpins the use of immunohistochemistry (IHC) as a tumor-based screening approach [11,12].

The PREdiction Model for gene Mutations 5 (PREMM5) integrates personal and family history to estimate the probability of carrying a germline PV in LS-associated genes. A threshold of ≥2.5% has demonstrated high sensitivity; however, the limited representation of Hispanic/Latino populations in validation cohorts highlights a critical gap in the generalizability of these tools [13].

Given that genetic ancestry and environmental exposures may influence CRC risk, the performance of established prediction models may not be uniform across populations. In this context, we aimed to evaluate the performance of clinical criteria, PREMM5, and IHC for identifying carriers of germline PVs in a selected cohort of patients with CRC at two centers in Mexico.

Methods

Study participants and genetic cancer risk assessment

From September 1, 2018, to October 28, 2024, Mexican patients were enrolled at the Instituto Nacional de Ciencias Médicas y Nutrición Salvador Zubirán (INCMNSZ) in Mexico City, as part of the CCGCRN (Clinical Cancer Genomics Community Research Network) [1416], and at Hospital Zambrano Hellion in Monterrey, as part of the CHIBCHA project (Common Hereditary Bowel Cancers in Hispania and the Americas). The study protocol was approved by the institutional review boards of both institutions [IRB# HEM-1900 and IRB# CMN2012–001/R-2012-785-032, respectively].

The inclusion criteria were ≥18 years of age and a histopathological diagnosis of CRC, and at least one of the following criteria: age at CRC diagnosis <50 y; second primary CRC (synchronous or metachronous) regardless of age at onset; history of CRC or other LS-associated neoplasms in ≥1 first- or second-degree relatives before age 50, or ≥2 relatives regardless of age; a calculated probability score of ≥2.5% as determined by the PREMM5 predictive model; or loss of one or more DNA MMR proteins as determined by IHC on tumor tissue. Patients who met the Adenomatous Polyposis Testing Criteria (S1 Table) were excluded. These criteria functioned as a pre-screening strategy applied to the overall CRC population at the participating institutions, whereby only patients meeting at least one predefined risk factor were eligible for enrollment. Eligible individuals provided written informed consent before undergoing study procedures, including construction of a multigenerational family pedigree focused on cancer history, authorization for clinical data collection, and collection of a blood sample for germline genetic testing. Clinical data — including age at first CRC diagnosis, primary tumor site [right, left (proximal or distal to the splenic flexure, respectively [17]) or rectum], American Joint Committee on Cancer (AJCC) TNM Staging (8th ed., 2017), IHC results for MMR proteins (MLH1, PMS2, MSH2, and MSH6), and personal history of other neoplasms — were obtained from medical records.

Next-generation sequencing and variant characterization

Multigene panel testing included the following cancer susceptibility genes: BRCA1, BRCA2, ATM, CHEK2, PALB2, CDKN2A, RAD50, RAD51C, RAD51D, BRIP1, NBN, PTEN, CDH1, TP53, NF1, APC, STK11, MUTYH, MLH1, PMS2, MSH2, MSH6 and EPCAM. A peripheral blood sample was sequenced using an Illumina HiSEQ Genetic Analyzer. Full sequencing libraries were prepared using the KAPA Hyper library preparation kits and hybridized bar-coded samples to a custom Agilent SureSelect (Santa Clara, CA) targeted gene capture kit. The bait design included full exon coverage for multigene capture, encompassing both 5’ and 3’ untranslated regions, with sequencing of 10 base pairs into all introns for an average coverage of 300-500X. Exons 11–15 in PMS2, located in the pseudogene, and the PTEN promoter region were not fully covered. BRCA1, MLH1, MSH2 and MSH6 were also analyzed for copy-number variants using multiplex ligation-dependent probe amplification (MLPA; Holland). Sanger re-sequencing was used to confirm PVs. Variants of uncertain significant results or apparent polymorphisms were not reported. For this analysis, only pathogenic and likely pathogenic variants were reported according to the American College of Medical Genetics and Genomics, Association for Molecular Pathology consensus criteria, and International Agency for Research on Cancer guidelines [18]. Monoallelic PVs in MUTYH were deemed non-actionable and were classified as uninformative findings for the purpose of this analysis.

Statistical analysis

Statistical analysis was performed using STATA version 17.0 software (StataCorp) and R-4.3.2 (R Core Team 2023) software. The probands were grouped based on carrier status. Descriptive statistics, including frequency and proportions for categorical variables and median and range for quantitative variables, were calculated. Mann-Whitney U and Fisher exact tests were used to examine differences in continuous and categorical variables between groups (non-carriers vs carriers of PVs in LS-associated genes), as appropriate. Statistical significance was defined as a two-sided p-value of <0.05. The diagnostic accuracy of the predictive tools was assessed using genetic testing results as the reference standard. The area under the ROC curve for the PREMM5 model was calculated to differentiate individuals with and without LS.

Results

Cohort characteristics

A total of 1,081 patients were assessed for eligibility, of whom 242 met the selection criteria. Among these, 211 provided written informed consent, and 208 completed all study procedures (Fig 1). Among the 208 patients included in this analysis, 127 (61.0%) were included at INCMNSZ and 81 (39.0%) at Hospital Zambrano Hellion. The distribution of clinicopathological characteristics is presented in Table 1. The median age at first CRC diagnosis for the entire cohort was 45.0 years (18.0–82.0), with 52.4% of the participants being women. The proportion of probands by stage of CRC were 13.0% for stage I, 25.5% for stage II, 21.6% for stage III, and 18.8% for stage IV. 21.1% had an unknown stage or were undergoing staging at the time of enrollment.

Fig 1. Flowchart of patient selection.

Fig 1

Table 1. Clinicopathological differences between non-carriers and carriers of germline PVs in Lynch syndrome-associated genes. The characteristics of carriers of PVs in other cancer susceptibility genes (TP53, ATM, CHEK2, BRCA1, BRCA2, PALB2, and BRIP1) are also described. For this analysis, monoallelic PVs in MUTYH were considered a non-actionable result.

Characteristic Study population

N = 208 (%)
Non carriers

n=141 (%)
LS genes

n=52 (%)
P* Other genes

n=15 (%)
Median age at first CRC diagnosis (Range) 45.0

(18.0-82.0)
47.0

(18.0-82.0)
41.0

(18.0-74.0)
0.011 43.0

(26.0-68.0)
Sex
Female 109 (52.4) 78 (55.3) 22 (42.3) 0.143 9 (60.0)
Male 99 (47.6) 63 (44.7) 30 (57.7) 6 (40.0)
CRC site, No. (%)
Right 92 (44.2) 55 (39.0) 33 (63.5) 0.005 4 (26.7)
Left 80 (38.5) 57 (40.4) 16 (30.8) 7 (46.7)
Rectum 29 (13.9) 23 (16.3) 3 (5.7) 3 (20.0)
Unavailable 7 (3.4) 6 (4.3) 0 1 (6.7)
Stage, No. (%)
I 27 (13.0) 18 (12.8) 8 (15.4) 0.315 1 (6.7)
II 53 (25.5) 32 (22.7) 15 (28.8) 6 (40.0)
III 45 (21.6) 28 (19.8) 14 (26.9) 3 (20.0)
IV 39 (18.8) 29 (20.6) 7 (13.5) 3 (20.0)
Unavailable 44 (21.1) 34 (24.1) 8 (15.4) 2 (13.3)
IHC analysis for MMR protein expression
Deficient (dMMR)a 52/107 (48.6) 21/67 (31.3) 31/34 (91.2) <0.001 0/6
Proficient (pMMR)a 55/107 (51.4) 46/67 (68.7) 3/34 (8.8) 6/6 (100.0)
Unavailable 101 74 18 9
Other self-reported malignancy, No. (%)
Any 57 (27.4) 29 (20.6) 22 (42.3) 0.003 6 (40.0)
Synchronous (colon) 2 (1.0) 1 (0.7) 1 (1.9) 0.467 0
Metachronous (colon) 10 (4.8) 1 (0.7) 7 (13.5) 0.005 2 (13.3)
Prostateb 8/99 (8.1) 8/63 (12.7) 0 NA 0
Endometrialc 8/109 (7.3) 4/78 (5.1) 3/22 (13.6) 0.177 1/9 (11.1)
Ovarianc 3/109 (2.8) 1/78 (1.3) 1/22 (4.5) 0.393 1/9 (11.1)
Breast 9 (4.3) 4 (2.8) 3 (5.8) 0.389 2 (13.3)
Thyroid 6 (2.9) 5 (3.5) 1 (1.9) 1.000 0
Gastric 5 (2.4) 1 (0.7) 4 (7.7) 0.019 0
Sebaceous glands 3 (1.4) 0 3 (5.8) NA 0
Kidney 3 (1.4) 2 (1.4) 1 (1.9) 1.000 0
Pancreatic 2 (1.0) 2 (1.4) 0 NA 0
Others 7 (3.4) 6 (4.3) 1 (1.9) 0.676 0

* P value comparing non-carriers versus carriers of germline PVs in LS-associated genes.

a. The proportion of DNA mismatch repair protein expression status was estimated only in the group of patients with available IHC results.

b. The proportion of second primary prostate cancer was estimated only in men.

c. The proportion of second primary endometrial and ovarian malignancies was estimated only in women.

Abbreviations: LS = Lynch Syndrome, CRC = Colorectal Cancer, IHC = Immunohistochemistry, MMR = Mismatch Repair, NA = not applicable due to complete separation of estimates

LS genes include: MLH1, PMS2, MSH2, and MSH6.

Variant detection and clinicopathological characteristics by carrier status

Germline PVs were identified in 32.2% (67/208) of the probands. Among these, 77.6% (n = 52/67) were carriers of PVs in LS-related genes (30 in MLH1, 14 in MSH2, 6 in MSH6, and 2 in PMS2). Of note, no PVs were found in EPCAM. 22.4% (n = 15/67) of carriers harbored PVs in other cancer susceptibility genes (4 in ATM, 3 in BRCA1, 3 in CHEK2, 2 in TP53, 1 in BRCA2, 1 in BRIP1, and 1 in PALB2). Additionally, one individual harbored a monoallelic PV in MUTYH, and was classified within the subgroup of patients with negative results. Fig 2.

Fig 2. Distribution of germline pathogenic and likely pathogenic variants among Mexican patients with CRC referred for GCRA.

Fig 2

Comparing non-carriers, patients with LS presented with their first CRC at an earlier age (47.0 vs. 41.0 years, p = 0.011) and had a higher proportion of primary tumors in the right colon (39.0% vs. 63.5%, p = 0.005).

IHC results for MMR proteins in tumor tissue were available for 107 individuals. Compared to individuals without germline PVs, those with LS exhibited a significantly higher frequency of MMR-deficient tumors (31.3% vs. 91.2%, p < 0.001). Individuals with LS also showed an increased occurrence of second primary malignancies (20.6% vs. 42.3%, p = 0.003), primarily due to a higher incidence of metachronous CRC (0.7% vs. 13.5%, p = 0.005) and gastric cancer (0.7% vs. 7.7%, p = 0.019). In patients with LS and known MMR status, IHC was concordant with germline test results in 91.2% of cases (31/34). The three discordant cases included one carrier each of PVs in MLH1, MSH2 and MSH6, all of whom exhibited MMR-proficient tumors.

In the subgroup of patients with PVs in other cancer susceptibility genes, 86.7% (n = 13/15) harbored PVs in genes involved in the homologous recombination repair pathway. Among these individuals, the median age at diagnosis of the first CRC was 43.0 years; 60.0% were female, and 66.7% had tumors located in the left colon or rectum. Additionally, 20.0% presented with metastatic disease at diagnosis, and all patients with available IHC results exhibited MMR-proficient tumors.

Clinical genetic referral criteria and prediction models performance

Family history data revealed that 38.0%, 11.5%, and 9.6% of the entire cohort reported familial occurrences of colorectal, gastric, and endometrial cancers, respectively. Compared to non-carriers, individuals with LS were significantly more likely to report a family history of colorectal (24.8% vs. 75.0%, p < 0.001), endometrial (5.0% vs. 23.0%, p = 0.005), gastric (4.3% vs. 32.7%, p < 0.001), and pancreatic cancer (3.5% vs. 13.5%, p = 0.018). Among individuals carrying PVs in other genes, 33.3% reported a family history of CRC. Table 2.

Table 2. Differences in self-reported family cancer history limited to first-degree and second-degree relatives on the affected side between non-carriers and carriers of PVs in LS genes.

Cancer, No. (%) Study population

N = 208 (%)
Non carriers

n=141 (%)
LS genes

n=52 (%)
P* Other genes

n=15 (%)
Colorectal 79 (38.0) 35 (24.8) 39 (75.0) <0.001 5 (33.3)
Endometrial 20 (9.6) 7 (5.0) 12 (23.0) 0.005 1 (6.7)
Gastric 24 (11.5) 6 (4.3) 17 (32.7) <0.001 1 (6.7)
Small intestine 1 (0.5) 1 (0.7) 0 NA 0
Pancreatic 13 (6.3) 5 (3.5) 7 (13.5) 0.018 1 (6.7)
Biliary tract 2 (1.0) 1 (0.7) 0 NA 1 (6.7)
Urinary tract 3 (1.4) 3 (2.1) 0 NA 0
Ovarian 11 (5.3) 5 (3.5) 4 (7.7) 0.254 2 (13.3)
Sebaceous glands 1 (0.5) 0 1 (1.9) NA 0
Central nervous system 4 (1.9) 1 (0.7) 3 (5.8) 0.060 0

* P value comparing non-carriers versus carriers of germline PVs in LS-associated genes.

Compared to non-carriers, a greater proportion of individuals with LS met the Amsterdam II criteria (7.8% vs. 53.8%). Similarly, a higher percentage of LS carriers fulfilled the revised Bethesda criteria (80.1% vs. 98.0%). Additionally, 88.5% of patients with LS had a PREMM5 score ≥2.5%, as detailed in S2 Table.

The Amsterdam II criteria demonstrated good accuracy (Sensitivity 56.0%, 95% CI 41.3–70.0; Specificity 91.9%, 95% CI 85.9–95.9), while the Revised Bethesda criteria (Sensitivity 98.1%, 95% CI 89.7–99.9), PREMM5 score ≥2.5% (Sensitivity 92.0%, 95% CI 80.7–97.8), and IHC for MMR proteins (Sensitivity 91.2%, 95% CI 76.3–98.1) exhibited high sensitivity. Table 3.

Table 3. Diagnostic test indicators for Lynch syndrome.

Test Sensitivity

(95% CI)
Specificity

(95% CI)
PPV

(95% CI)
NPV

(95% CI)
Amsterdam II 56.0% (41.3–70.0) 91.9% (85.9–95.9) 0.72 (0.58–0.83) 0.85 (0.80–0.88)
Revised Bethesda 98.1% (89.7–99.9) 19.9% (13.6–27.4) 0.31 (0.29–0.33) 0.96 (0.79–0.99)
IHC analysis for MMR protein expression 91.2% (76.3–98.1) 68.7% (56.2–79.4) 0.60 (0.50–0.68) 0.94 (0.84–0.97)
PREMM5 ≥ 2.5% 92.0% (80.7–97.8) 20.7% (14.3–28.6) 0.31 (0.27–0.33) 0.87 (0.72–0.95)

PPV = Positive Predictive Value, NPV = Negative Predictive Value, CI = confidence interval.

The area under the ROC curve for PREMM5 was 0.822 (95% CI 0.746–0.898) with a median score of 28.5% (95% CI 23.4–33.5) in patients with LS and of 5.9% (95% CI 4.1–7.6) in non-carriers. Fig 3.

Fig 3. Receiver operating characteristic (ROC) curve and area under the curve (AUC) for the PREMM5 predictive model.

Fig 3

Discussion

The yield of germline PVs in our cohort of individuals with CRC who met clinical criteria for GCRA was 32.2%. In cohorts of patients with CRC selected for age younger than 50 years (with a 10% incidence of MMR-deficient tumors) a prevalence of PVs ranging from 16% to 25% has been reported [3,4]. In contrast, studies using universal multigene panel testing strategies (regardless of age at onset or family history) have reported germline PV frequencies ranging from 5% to 15% in CRC cohorts [1921]. The high frequency of germline PVs in our cohort can likely be attributed to the highly selected nature of the population, characterized by a median age of 45.0 years at first CRC diagnosis, 48.5% presenting with MMR-deficient tumors among those with available IHC results, and 38.0% reporting a family history of CRC. Our cohort represents a referral-enriched population, which likely contributed to the high prevalence of germline PVs and may overestimate the diagnostic performance of the evaluated tools. Therefore, these findings should not be extrapolated to unselected CRC populations.

In our study, 77.6% of selected hereditary CRC cases were attributed to Lynch syndrome, predominantly involving PVs in MLH1 (57.7% of LS cases). This aligns with a retrospective analysis of Mexicans referred to GCRA, where LS was the most confirmed hereditary syndrome in the subgroup of patients with CRC, mostly linked to MLH1 PVs [22]. Our findings also reinforce prior evidence from Mexican LS families, in which MLH1 was the most frequently altered gene across a broad tumor spectrum. In these families, CRC was the most prevalent cancer, highlighting its role as a frequent trigger for GCRA in this population [23].

Resources for germline testing in Mexico are limited; therefore, determining the most effective screening strategies is essential. A pivotal prospective study of 1,066 unselected individuals with newly diagnosed CRC reported that 12.7% had high microsatellite instability, and IHC demonstrated a sensitivity of 93.2% (95% CI: 88.9–97.4) for detecting tumors with this phenotype [24]. In patients with MLH1/PMS2 deficiency identified through tumor tissue IHC, other etiologies beyond LS may be responsible, such as somatic variants [25], MLH1 promoter methylation [26], and MLH1 constitutional methylation [27]. Among our patients with LS and available IHC results, 91.2% had MMR-deficient CRC, consistent with prior reports indicating that approximately 90.0% of individuals with LS had MMR-deficient tumors [28,29]. In contrast, 8.8% of individuals with LS-associated CRCs in our cohort were MMR-proficient, consistent with reports from other studies showing rates as high as 10.0%. These findings suggest that such patients may remain at risk of CRC through alternative pathways [29].

Universal screening through IHC for MMR proteins in tumor tissue not only identifies individuals at risk for hereditary cancer but also has significant clinical implications, such as assessing recurrence risk to guide adjuvant chemotherapy decisions in early-stage CRC [30], and selecting eligible patients for immunotherapy in neoadjuvant [31,32], adjuvant [33], and metastatic settings [34,35]. Looking ahead, the use of immunotherapy in MMR-deficient CRC is expected to play a key role in the development of organ-preserving strategies, with the goal of optimizing patient outcomes while minimizing treatment-related morbidity [36]. A high proportion of our enrolled patients had deficient-MMR tumors, suggesting a referral bias, with patients displaying this biomarker being more frequently referred to GCRA.

Among the predictors evaluated, the Amsterdam II criteria demonstrated the lowest sensitivity, likely due to their stringent requirements, which necessitate simultaneous fulfillment of multiple criteria to identify an individual as an at-risk proband. Consequently, this may result in the non-identification of individuals with limited family history [37], young carriers who have not yet manifested symptoms, carriers with lower penetrance PVs [38], and in rare instances, de novo germline PVs [39].

Previous reports indicate that approximately 72.0% of patients with LS identified through a CRC diagnosis met the revised Bethesda criteria [28]. In our cohort, 86.0% of all referred patients and 98.0% of those diagnosed with LS met these criteria, highlighting their sensitivity and suggesting they can be effectively used as referral criteria for germline genetic testing by healthcare professionals managing individuals diagnosed with CRC.

In our study, PREMM5 effectively distinguished carriers of PVs in LS-genes, achieving an area under the ROC curve (AUC) of 0.822 (95% CI 0.746–0.898) in a Mexican population. This performance is comparable to the AUC of 0.83 (95% CI: 0.75–0.92) reported by Kastrinos et al. in a cohort composed predominantly of non-Hispanic White individuals [13].

Screening strategies combining IHC for MMR proteins with germline genetic testing have been recognized as cost-effective, particularly as the number of family members undergoing genetic testing increases [40]. Enhancing access to cascade testing for targeted variant identification poses a critical challenge in Mexico, especially as the diagnosis of hereditary CRC in probands continues to rise. It may be that population genomic screening of high-evidence genes linked to hereditary conditions, including LS, could prove cost-effective with adequate access to risk-reduction measures [41]. This highlights the critical need for establishing specialized clinics to manage patients at high risk for CRC and other neoplasms.

In our cohort, 22.4% of the identified PVs were located in non-LS genes, predominantly involving genes related to homologous recombination pathway. Analyzing this subgroup was challenging due to the heterogeneous CRC risk associated with these genes. Among those identified with PVs in non-Lynch syndrome genes, only TP53 has an established association with CRC risk. In the LIFT UP study, it was reported that TP53 PV carriers had a 7.2% cumulative risk of CRC by age 80, with an elevated relative risk peaking at age 20 and declining after age 70 [42]. These findings support early screening colonoscopy in young adults with Li-Fraumeni syndrome. In contrast, the NCCN recently revised its guidelines [1], no longer recommending high-risk colon cancer screening for CHEK2 PV carriers. The presence of germline PVs in non-LS genes underscores the increasing complexity of GCRA in the era of multigene panel testing. This expanded spectrum challenges traditional risk prediction tools and highlights the need to validate broader models—such as PREMMplus [43]—in our population. Such tools may improve the identification of individuals carrying PVs in a wider array of cancer susceptibility genes beyond those classically linked to CRC.

Limitations

This study has several limitations. The cohort represents a referral-enriched population, as patients were pre-selected based on clinical criteria, abnormal IHC, or elevated risk scores. This selection approach likely increased the prevalence of germline PVs and may have overestimated the diagnostic performance of the evaluated tools, limiting generalizability to unselected CRC populations. IHC data were unavailable for nearly half of participants, which may have introduced verification bias and affected performance estimates; nevertheless, exploratory analyses showed no significant differences between patients with known and unknown MMR status (S3 Table).

A limitation of our sequencing approach is the incomplete coverage of PMS2 exons 11–15 and the PTEN promoter region. PMS2 contains regions of high homology with its pseudogene (PMS2CL), particularly across exons 11–15, which complicates sequencing and may lead to underdetection of PVs [44]. In addition, alterations in PTEN may occur through promoter methylation rather than coding sequence variants [45], which would not be captured by our approach.

The findings are derived from a cohort of Mexican patients with access to specialized centers, and therefore may not be directly generalizable to other populations with different genetic backgrounds, healthcare systems, or levels of access to genetic services.

Conclusion

In our cohort, composed entirely of patients self-identified as having Mexican-Mestizo ancestry, we validated the accuracy of the PREMM5 model, supporting its use as a tool to guide patient selection for germline genetic testing. While no predictive model is infallible, our findings suggest that in Mexican patients with CRC, decisions regarding genetic testing should be informed—but not solely determined—by risk models.

We recommend a comprehensive clinical evaluation incorporating detailed family cancer history, physical examination, and relevant endoscopic and histological findings. In this context, use of the PREMM5 score and the revised Bethesda criteria—both demonstrating high sensitivity—may help reduce missed high-risk individuals who could benefit from germline testing. Although genetic testing for all patients with CRC should ideally become standard practice in Mexico, optimizing referral criteria remains essential to improve risk stratification in settings with limited access.

Finally, genetic testing should not be restricted to patients with MMR-deficient tumors. Although Lynch syndrome is the most common hereditary cancer syndrome in Mexican patients with CRC, our findings demonstrate a broader spectrum of germline pathogenic variants.

Supporting information

S1 Table. Adenomatous Polyposis Testing Criteria (NCCN Guidelines®).

For this study, patients who fulfilled any of these criteria were excluded.

(DOCX)

pone.0354795.s001.docx (33.7KB, docx)
S2 Table. Family history-based criteria and clinical prediction models performance.

(DOCX)

pone.0354795.s002.docx (33.2KB, docx)
S3 Table. Differences between patients with known versus unknown MMR status as determined by immunohistochemistry.

(XLSX)

pone.0354795.s003.xlsx (39.3KB, xlsx)

Acknowledgments

We thank the American Society of Clinical Oncology Virtual Mentoring Program 2023 for fostering collaboration with international researchers. We would like to express our deepest gratitude to the patients who participated in the study, along with their families and caregivers, for their invaluable support and contributions.

Data Availability

All relevant data are included within the paper and its Supporting Information files.

Funding Statement

Some sequencing was performed through the GRACIAS project, with support from the Breast Cancer Research Foundation grant 24-210, and the Conquer Cancer Research Professorship in Breast Cancer Disparities (J.N. Weitzel). The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript. We thank the American Society of Clinical Oncology Virtual Mentoring Program 2023 for fostering collaboration with international researchers. We would like to express our deepest gratitude to the patients who participated in the study, along with their families and caregivers, for their invaluable support and contributions.

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Decision Letter 0

Albert Rübben

10 Mar 2026

-->PONE-D-25-45234-->-->Performance of PREMM5, Clinical Criteria, and Immunohistochemistry for MMR Proteins in Genetic Risk Assessment of Mexican patients with Colorectal Cancer-->-->PLOS One

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Additional Editor Comments:

Both reviewers raise concerns regarding potential selection bias due to pre-screening/referral enrichment, which should be clearly described and its implications addressed prior to further consideration. Please also address the reviewers’ comments regarding incomplete IHC testing data and clarify/verify the statistical analyses and reporting.

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-->5. Review Comments to the Author

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Reviewer #1: Dear Editor,

I have reviewed the manuscript evaluating the performance of PREMM5, clinical criteria (Amsterdam II and revised Bethesda), and mismatch repair (MMR) immunohistochemistry for identifying germline pathogenic variants in Mexican patients with colorectal cancer. This study addresses an important gap by assessing genetic risk assessment tools in an underrepresented Hispanic/Mestizo population. The multicenter design, use of multigene panel testing, and focus on resource-limited clinical settings are notable strengths. The reported diagnostic performance of PREMM5 (AUC ≈0.82) and the high proportion of Lynch syndrome cases provide clinically relevant regional data.

However, several issues related to methodological transparency, potential bias, and reporting must be addressed before the manuscript is suitable for publication.

Major concerns

1. Selection bias and generalizability

The cohort consists exclusively of patients referred for genetic cancer risk assessment based on clinical criteria, abnormal IHC, or elevated PREMM5 scores, and is characterized by early age at diagnosis and a high prevalence of dMMR tumors. This referral-enriched design likely explains the high pathogenic variant yield (32.2%) and may inflate diagnostic performance estimates. The authors should clearly state that the findings are not generalizable to unselected colorectal cancer populations and temper conclusions accordingly.

2. Missing IHC data

IHC results were available for only about half of the cohort. The reasons for missing data are not described, and potential verification or selection bias is not discussed. The authors should report why IHC was unavailable and compare characteristics of patients with and without IHC results.

3. Statistical reporting clarity

The confidence interval for the PREMM5 AUC appears unusually narrow and should be verified. In addition, the primary outcome (Lynch syndrome vs. any germline pathogenic variant) should be clearly defined and used consistently throughout the manuscript.

4. Data availability

The current statement indicating that data are available upon request does not comply with PLOS ONE data sharing requirements. The dataset should be deposited in a public repository or an appropriate controlled-access justification provided.

5. Interpretation of non-Lynch gene findings

Approximately 22% of pathogenic variants were identified in non-Lynch genes. Given the variable and sometimes uncertain colorectal cancer risk associated with several of these genes, the recommendation for multigene testing should be presented more cautiously and with clearer discussion of clinical actionability.

Minor comments

• Improve grammatical consistency and reduce redundancy in the Introduction.

• Clarify technical details of sequencing and CNV detection across genes.

• Report missing percentage symbols and formatting inconsistencies in tables (e.g., Table 3).

• Consider adding a participant flow diagram to improve transparency.

• The limitations section should explicitly acknowledge referral bias, missing data, and limited generalizability.

Conclusion

This is a clinically relevant and potentially valuable study that contributes important data from an underrepresented population. However, clarification of cohort selection, improved transparency regarding missing data and statistical reporting, compliance with data availability requirements, and more cautious interpretation are necessary. I recommend major revision prior to further consideration.

Reviewer #2: The authors present an analysis of multiple screening strategies as applied to patients with colorectal cancer for the purpose of identifying those at increased likelihood of being identified on germline genetic testing as having Lynch syndrome, or a germline P/LP conferring other syndromic genetic cancer risk. The strategies analyzed here have been previously validated. This analysis is somewhat novel in its focus on a cohort of predominantly Mexican descent and presents data potentially useful to the CRC clinical community. Prior to being considered further, I recommend the follow comments/questions be addressed:

1 - in the Introduction the term "Genetic Cancer Risk Assessment" or GCRA is introduced, however what this actually is does not appear to be explained and needs to be defined. Is GCRA the clinical intake whereby patient personal and family health history are document? Is it the process whereby collected patient clinical information is reviewed for whether it meets guidelines for genetic testing? Is the GCRA the process by which patients are compared against Amsterdam, Bethesda, PREMM5 or IHC to assess whether they meet these criteria for germline testing? Does it include the process of germline genetic testing to assess the future cancer risk of a patient with CRC? Please clarify.

2 - In the Introduction is stated "GCRA is considered a standard of care for selected patients with colorectal cancer". Depending on the answer to the above re: GCRA, it is the standard of care for all patients with CRC to have their cancer risk assessed by collection, analysis and comparison of their clinical information to confirm their eligibility for germline testing. NCCN guidelines indicate germline testing should be considered in all patients with CRC. If the primary intent of this work is to validate PREMM5 as a strategy to be applied in resource constrained geographies for selectively allotting germline testing only to those patients at predicted higher relative risk for having a P/LP, this should be clarified at the outset.

3 - In the Methods the inclusion criteria are outlined, e.g. >=18 yo, diagnosis of CRC, age at diagnosis <50yo, etc. These inclusion criteria represent a "pre-screen" of patients with CRC which has implications for the total number/percentage of patients with P/LP identified after subsequent application of the screening strategies applied. The fact that these inclusion criteria functioned to pre-screen the total population of patients with CRC at the two participating institutions and select only certain qualifying CRC patients for the study needs to be explained in the text. Please add this to the Methods.

4 - To the comment above, how many patients with CRC were "pre-screened" using the inclusion criteria in order to obtain the 208 patients that were enrolled? i.e. what was the total population of patients with CRC seen at these two institutions during the enrollment timeframe of the study?

5 - Methods paragraph 3 is noted patients were consented to the study then underwent GCRA. Was prescreening using inclusion criteria performed before or after obtaining consent, or were only those patients who met the inclusion criteria invited to give their consent to be part of the study? Here again, there is a need to define what it means that patients "underwent GCRA". Please clarify.

6 - Methods section paragraph 4 notes lack of genetic testing coverage for PMS2 exons 11-15 and PTEN promoter region. This should be reiterated in the Discussion as a limitation as it impacts interpretation of the overall P/LP prevalence in the tested population with some studies suggesting >10% of PMS2 P/LP occurring in exons 11-5.

7 - Also in Methods paragraph 4, second to last line indicates "...MSH2 and MSH6 were also analyzed for number variants...", where I believe "copy-number variants" is intended, please correct if so.

8 - Discussion section, first line states "individuals with CRC who met clinical criteria for GCRA". Again, what does GCRA mean? and what are the clinical criteria that were met for a patient to undergo GCRA? This needs to be clarified as it is currently unclear if the clinical criteria are the inclusion criteria, the criteria represented by each of the screening strategies (PREMM5, Amsterdam, Bethesda, IHC), NCCN criteria or something else.

9 - Discussion section, second paragraph, "...77.6% of hereditary CRC cases were attributed to Lynch syndrome..." should be changed to, "77.6% of selected hereditary CRC cases...", as all patients were prescreened prior to enrollment and all enrolled patients were screened via PREMM5, Amsterdam, Bethesda or IHC prior to germline testing.

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PLoS One. 2026 Aug 4;21(8):e0354795. doi: 10.1371/journal.pone.0354795.r002

Author response to Decision Letter 1


9 May 2026

Reviewer #1

Dear Editor, I have reviewed the manuscript evaluating the performance of PREMM5, clinical criteria (Amsterdam II and revised Bethesda), and mismatch repair (MMR) immunohistochemistry for identifying germline pathogenic variants in Mexican patients with colorectal cancer. This study addresses an important gap by assessing genetic risk assessment tools in an underrepresented Hispanic/Mestizo population. The multicenter design, use of multigene panel testing, and focus on resource-limited clinical settings are notable strengths. The reported diagnostic performance of PREMM5 (AUC ≈0.82) and the high proportion of Lynch syndrome cases provide clinically relevant regional data. However, several issues related to methodological transparency, potential bias, and reporting must be addressed before the manuscript is suitable for publication.

R= We thank the reviewers for their thoughtful and constructive comments. We have carefully addressed all concerns and revised the manuscript accordingly to improve methodological transparency, clarity, and interpretation of our findings. All changes are indicated in the revised manuscript.

Major concerns

1. Selection bias and generalizability. The cohort consists exclusively of patients referred for genetic cancer risk assessment based on clinical criteria, abnormal IHC, or elevated PREMM5 scores, and is characterized by early age at diagnosis and a high prevalence of dMMR tumors. This referral-enriched design likely explains the high pathogenic variant yield (32.2%) and may inflate diagnostic performance estimates. The authors should clearly state that the findings are not generalizable to unselected colorectal cancer populations and temper conclusions accordingly.

R= We thank the reviewer for this important observation. We acknowledge that our cohort represents a highly selected population, which likely enriched the prevalence of germline pathogenic variants and may overestimate diagnostic performance. We have clarified this in the Methods and Discussion sections and have tempered our conclusions accordingly. Specifically, we now explicitly state that these findings are not generalized to unselected colorectal cancer populations and should interpreted within the context of a referral-enriched cohort.

2. Missing IHC data. IHC results were available for only about half of the cohort. The reasons for missing data are not described, and potential verification or selection bias is not discussed. The authors should report why IHC was unavailable and compare characteristics of patients with and without IHC results.

R= We agree with the reviewer that incomplete IHC data may introduce selection and verification bias. We have now clarified those reasons for missing IHC in the Methods, including limited tissue availability and variability in institutional practices across referring institutions. In addition, we performed a comparison of baseline clinical and pathologic characteristics between patients with and without available IHC results (Appendix C) to assess potential bias: No statistical differences were observed between groups. This limitation and its potential impact on interpretation of our findings are now also acknowledged in the Discussion.

3. Statistical reporting clarity. The confidence interval for the PREMM5 AUC appears unusually narrow and should be verified. In addition, the primary outcome (Lynch syndrome vs. any germline pathogenic variant) should be clearly defined and used consistently throughout the manuscript.

R= We thank the reviewer for this important observation. We identified an error in the original that led to an incorrect display of the confidence interval bounds. The ROC analysis has been rerun and the figure corrected. The updated AUC for PREMM5 is 0.822 (95% CI: 0.746–0.898, DeLong method), consistent with the originally reported point estimate.

In addition, we have clarified and standardized throughout the manuscript that the primary outcome for diagnostic performance analyses is the identification of Lynch syndrome (germline pathogenic variants in MMR genes).

4. Data availability. The current statement indicating that data are available upon request does not comply with PLOS ONE data sharing requirements. The dataset should be deposited in a public repository or an appropriate controlled-access justification provided.

R= We thank the reviewer for this important comment and fully agree with the principles of open data transparency.

The dataset underlying the findings of this study has now been made publicly available as a supplementary file. All direct identifiers have been removed, and genetic data have been limited to the gene level (without specific variant information) to minimize the risk of participant re-identification.

The Data Availability statement has been updated accordingly.

5. Interpretation of non-Lynch gene findings. Approximately 22% of pathogenic variants were identified in non-Lynch genes. Given the variable and sometimes uncertain colorectal cancer risk associated with several of these genes, the recommendation for multigene testing should be presented more cautiously and with clearer discussion of clinical actionability.

R= We agree with the reviewer that the clinical implications of pathogenic variants in non-Lynch genes are variable and, in some cases, uncertain. We have revised the Discussion to provide a more cautious interpretation, emphasizing current guideline recommendations and the limited colorectal cancer risk associated with several of these genes. We have also clarified that the identification of such variants highlights the complexity of multigene panel testing rather than supporting universal expansion without careful clinical interpretation.

Minor comments

• Improve grammatical consistency and reduce redundancy in the Introduction. • Clarify technical details of sequencing and CNV detection across genes.

• Report missing percentage symbols and formatting inconsistencies in tables (e.g.,

Table 3).

• Consider adding a participant flow diagram to improve transparency.

• The limitations section should explicitly acknowledge referral bias, missing data, and limited generalizability.

Conclusion

This is a clinically relevant and potentially valuable study that contributes important data from an underrepresented population. However, clarification of cohort selection, improved transparency regarding missing data and statistical reporting, compliance with data availability requirements, and more cautious interpretation are necessary. I recommend major revision prior to further consideration.

R= We have revised the manuscript to improve grammatical consistency and reduce redundancy in the Introduction. Technical details of sequencing and copy-number variant detection have been clarified. Formatting inconsistencies in tables have been corrected, and missing percentage symbols have been added. A participant flow diagram has been incorporated as Figure 1. Finally, the limitations section has been expanded to explicitly address referral bias, missing data, and limited generalizability.

Reviewer #2

The authors present an analysis of multiple screening strategies as applied to patients with colorectal cancer for the purpose of identifying those at increased likelihood of being identified on germline genetic testing as having Lynch syndrome, or a germline P/LP conferring other syndromic genetic cancer risk. The strategies analyzed here have been previously validated. This analysis is somewhat novel in its focus on a cohort of predominantly Mexican descent and presents data potentially useful to the CRC clinical community. Prior to being considered further, I recommend the follow comments/questions be addressed.

R= We sincerely thank the reviewer for these thoughtful comments, which greatly improved the clarity and interpretation of our study methodology. In response, we have revised the manuscript to explicitly describe the initial screening phase used to identify eligible participants. This distinction is essential, as our cohort was designed to represent patients prioritized for germline genetic testing in a resource-limited setting rather than an unselected colorectal cancer population. We believe that this clarification provides a more accurate methodological context for interpreting the performance of the evaluated tools and better reflects current real-world clinical practice in our setting.

1. In the Introduction the term "Genetic Cancer Risk Assessment" or GCRA is introduced, however what this actually is does not appear to be explained and needs to be defined. Is GCRA the clinical intake whereby patient personal and family health history are document? Is it the process whereby collected patient clinical information is reviewed for whether it meets guidelines for genetic testing? Is the GCRA the process by which patients are compared against Amsterdam, Bethesda, PREMM5 or IHC to assess whether they meet these criteria for germline testing? Does it include the process of germline genetic testing to assess the future cancer risk of a patient with CRC? Please clarify.

R= We thank the reviewer for highlighting the need for clarification. We have now defined Genetic Cancer Risk Assessment (GCRA) in the Introduction as a

comprehensive clinical process that includes detailed personal and family history assessment, risk stratification using clinical criteria and prediction models, and evaluation for germline genetic testing when indicated.

2. In the Introduction is stated "GCRA is considered a standard of care for selected patients with colorectal cancer". Depending on the answer to the above re: GCRA, it is the standard of care for all patients with CRC to have their cancer risk assessed by collection, analysis and comparison of their clinical information to confirm their eligibility for germline testing. NCCN guidelines indicate germline testing should be considered in all patients with CRC. If the primary intent of this work is to validate PREMM5 as a strategy to be applied in resource constrained geographies for selectively allotting germline testing only to those patients at predicted higher relative risk for having a P/LP, this should be clarified at the outset.

R= We appreciate this important clarification. We have revised the statement to reflect current guidelines, acknowledging that germline testing should be considered in all patients with colorectal cancer. We further clarify that, in resource-constrained settings, tools such as PREMM5 may help prioritize patients for testing when universal access is not feasible.

3. In the Methods the inclusion criteria are outlined, e.g. >=18 yo, diagnosis of CRC, age at diagnosis <50yo, etc. These inclusion criteria represent a "pre-screen" of patients with CRC which has implications for the total number/percentage of patients with P/LP identified after subsequent application of the screening strategies applied. The fact that these inclusion criteria functioned to pre-screen the total population of patients with CRC at the two participating institutions and select only certain qualifying CRC patients for the study needs to be explained in the text. Please add this to the Methods.

R= We agree with the reviewer that the inclusion criteria effectively functioned as a pre-screening step. We have now clarified this in the Methods section, explicitly stating that only patients meeting predefined clinical criteria were invited to participate, which enriched the study population for hereditary cancer risk.

4. To the comment above, how many patients with CRC were "pre-screened" using the inclusion criteria in order to obtain the 208 patients that were enrolled? i.e. what was the total population of patients with CRC seen at these two institutions during the enrollment timeframe of the study?

R= During the study period, a total of 1,081 patients with colorectal cancer were evaluated at the participating institutions, of whom 208 met the inclusion criteria and completed all study procedures. This information has now been added to the Methods section. This process is also illustrated in the newly added Figure 1 as a flowchart.

5. Methods paragraph 3 is noted patients were consented to the study then underwent GCRA. Was prescreening using inclusion criteria performed before or after obtaining consent, or were only those patients who met the inclusion criteria invited to give their consent to be part of the study? Here again, there is a need to define what it means that patients "underwent GCRA". Please clarify.

R= We have clarified that pre-screening based on clinical criteria was performed prior to obtaining informed consent, and only eligible patients were invited to participate.

6. Methods section paragraph 4 notes lack of genetic testing coverage for PMS2 exons 11-15 and PTEN promoter region. This should be reiterated in the Discussion as a limitation as it impacts interpretation of the overall P/LP prevalence in the tested population with some studies suggesting >10% of PMS2 P/LP occurring in exons 11-5.

R= We agree and have now included this in the Limitations section, acknowledging that incomplete coverage of PMS2 exons 11–15 and the PTEN promoter region may have led to underdetection of pathogenic variants; this statement is now supported by two additional references.

7. Also in Methods paragraph 4, second to last line indicates "...MSH2 and MSH6 were also analyzed for number variants...", where I believe "copy-number variants" is intended, please correct if so.

R= We thank the reviewer for noting this. The term has been corrected to “copynumber variants.”

8. Discussion section, first line states "individuals with CRC who met clinical criteria for GCRA". Again, what does GCRA mean? and what are the clinical criteria that were met for a patient to undergo GCRA? This needs to be clarified as it is currently unclear if the clinical criteria are the inclusion criteria, the criteria represented by each of the screening strategies (PREMM5, Amsterdam, Bethesda, IHC), NCCN criteria or something else.

R= We have revised the Discussion to ensure consistent and clear use of the term GCRA, explicitly referring to the predefined inclusion criteria and clinical risk assessment process used in this study.

9. Discussion section, second paragraph, "...77.6% of hereditary CRC cases were attributed to Lynch syndrome..." should be changed to, "77.6% of selected hereditary CRC cases...", as all patients were prescreened prior to enrollment and all enrolled patients were screened via PREMM5, Amsterdam, Bethesda or IHC prior to germline testing.

R= We agree and have revised the text to read “selected hereditary CRC cases” to reflect the pre-screened nature of the cohort.

Attachment

Submitted filename: Response to Reviewers May 5.docx

pone.0354795.s005.docx (21.2KB, docx)

Decision Letter 1

Miquel Vall-llosera Camps

14 Jul 2026

Performance of PREMM5, Clinical Criteria, and Immunohistochemistry for MMR Proteins in Genetic Risk Assessment of Mexican patients with Colorectal Cancer

PONE-D-25-45234R1

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Senior Staff Editor

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Reviewers' comments:

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Reviewer #2: Yes

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Acceptance letter

Miquel Vall-llosera Camps

PONE-D-25-45234R1

PLOS One

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Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 Table. Adenomatous Polyposis Testing Criteria (NCCN Guidelines®).

    For this study, patients who fulfilled any of these criteria were excluded.

    (DOCX)

    pone.0354795.s001.docx (33.7KB, docx)
    S2 Table. Family history-based criteria and clinical prediction models performance.

    (DOCX)

    pone.0354795.s002.docx (33.2KB, docx)
    S3 Table. Differences between patients with known versus unknown MMR status as determined by immunohistochemistry.

    (XLSX)

    pone.0354795.s003.xlsx (39.3KB, xlsx)
    Attachment

    Submitted filename: Response to Reviewers May 5.docx

    pone.0354795.s005.docx (21.2KB, docx)

    Data Availability Statement

    All relevant data are included within the paper and its Supporting Information files.


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