Abstract
Background
External chest wall restriction can alter how airway pressure is transmitted to the lung. This may make airway pressure an unreliable surrogate for lung stress during mechanical ventilation. We aimed to determine whether short-term chest strapping dissociates airway pressure from transpulmonary pressure by increasing chest wall elastance in mechanically ventilated postoperative intensive care unit (ICU) patients.
Methods
This was a single-center, prospective, self-controlled physiological study. Postoperative ICU patients receiving invasive mechanical ventilation were screened for eligibility. Ventilator settings were kept constant. A chest strap was tightened for 30 minutes as a model of acute external chest wall restriction. Airway and esophageal pressures were recorded before and during strapping, and transpulmonary pressure (PL) was derived. This post hoc re-analysis was restricted to patients without chronic obstructive pulmonary disease (COPD) or an acute pulmonary diagnosis at ICU admission (n=21).
Results
During strapping, gas exchange and hemodynamics remained stable, whereas peak and plateau airway pressures, along with airway driving pressure (ΔP), increased. End-inspiratory and end-expiratory esophageal pressures rose, while the corresponding PL decreased. Transpulmonary driving pressure (ΔPL) decreased numerically but did not reach statistical significance. Respiratory system compliance (Crs) decreased, driven mainly by reduced chest wall compliance (Ccw). The elastance ratio (Elung/Ers) declined. Mechanical power increased, with a significant increase in the elastic component but no significant change in the resistive part.
Conclusions
In sedated, volume-controlled postoperative ICU patients undergoing short-term external chest wall restriction, chest strapping increased airway pressures mainly through chest wall loading. Higher airway pressures did not correspond to higher PL, and ΔPL did not increase significantly. Esophageal pressure monitoring may help interpret airway pressures when Ccw is externally restricted.
Keywords: Esophageal pressure, transpulmonary pressure (PL), chest wall, mechanical power, respiratory mechanics
Highlight box.
Key findings
• Chest strapping increased airway pressures and respiratory system elastance, with a large increase in chest wall elastance.
• Transpulmonary pressures (PLs) decreased despite higher airway pressures; transpulmonary driving pressure did not increase significantly in patients without chronic obstructive pulmonary disease (COPD) or an acute pulmonary diagnosis at intensive care unit (ICU) admission.
• Mechanical power increased, with a significant increase in the elastic component but no significant change in the resistive component.
What is known and what is new?
• Chest wall restriction has been reported to affect airway pressures and compliance in acute respiratory distress syndrome, but results vary across studies.
• In a restricted cohort without COPD or an acute pulmonary diagnosis at ICU admission, we show that chest strapping primarily loads the chest wall and can lower PL even when airway pressures rise.
What is the implication, and what should change now?
• When external chest wall restriction is present (straps, binders, positioning), airway pressures may overestimate lung stress.
• Esophageal pressure monitoring can separate chest wall and lung mechanics and may prevent over-interpretation of airway pressure alone.
Introduction
Limiting lung stress is a core aim of lung-protective ventilation, particularly in acute respiratory distress syndrome (ARDS) (1-3). Airway plateau pressure (Pplat) and airway driving pressure (ΔP) are used to assess ventilator load, but they reflect the combined mechanics of the lung and chest wall rather than lung stress alone (4).
Transpulmonary pressure (PL) describes the distending pressure applied to the lung. Esophageal pressure is commonly used as a bedside surrogate for pleural pressure and allows partitioning of lung and chest wall mechanics during ventilation (4,5). In ARDS, PL-based assessment has been used to interpret lung stress and to guide positive end-expiratory pressure (PEEP) in selected patients (6,7), and transpulmonary mechanics have been associated with outcomes in observational analyses (8).
Chest wall mechanics can change with positioning and external thoracoabdominal compression (9-12). For example, chest strapping is routinely used after surgery to support the chest wall. External restriction has also been reported as a physiologic maneuver in ARDS, but prior findings are mixed. Classic physiology suggests that rib cage or abdominal restriction increases airway pressures and reduces respiratory system compliance (Crs) by stiffening the chest wall (13,14). In contrast, continuous anterior chest compression and abdominal compression have been reported to improve compliance in selected ARDS patients (15,16), suggesting phenotype-dependent effects (17).
Chest strapping provides a pragmatic model of acute external chest wall restriction. It does not reproduce the chronic and complex respiratory mechanics of morbid obesity. However, it resembles clinical situations in which external devices or postoperative support restrict chest wall motion, such as chest support straps, binders, and other forms of thoracoabdominal restriction. In these settings, clinicians may observe higher airway pressures but still need to know whether the lung is exposed to higher distending pressure.
We hypothesized that chest strapping would primarily increase chest wall elastance and increase the transmission of airway pressure to pleural pressure, as reflected by esophageal pressure. We therefore expected airway pressures and respiratory system elastance to increase, the elastance ratio (Elung/Ers) to decrease, and airway pressure to dissociate from PL. We conducted a prospective self-controlled study with esophageal pressure monitoring to test this hypothesis. We present this article in accordance with the TREND reporting checklist (available at https://jtd.amegroups.com/article/view/10.21037/jtd-2026-1010/rc).
Methods
Ethics
This trial was conducted at the Department of Critical Care Medicine, Zhongshan Hospital, Fudan University, Shanghai, China. Written informed consent was obtained from all patients or their surrogates. The study was conducted in accordance with the Declaration of Helsinki and its subsequent amendments, and was approved by the institutional research committee of Zhongshan Hospital, Fudan University (No. B2018-322). The study was registered at ClinicalTrials.gov (NCT03947476; principal investigator: Minjie Ju; date of registration: May 8, 2019).
Study design and population
This was a single-center, prospective, self-controlled physiologic study in postoperative intensive care unit (ICU) patients receiving invasive mechanical ventilation. During the study period, patients were screened from the postoperative mechanically ventilated ICU population. Eligible patients were adults (age ≥18 years) with body mass index (BMI) 18–40 kg/m2 who were hemodynamically stable under deep sedation and analgesia to suppress spontaneous breathing, and were expected to require invasive mechanical ventilation for at least 12 hours. Exclusion criteria included BMI <18 or >40 kg/m2, pregnancy, pneumothorax, severe hypoxemia defined as partial pressure of oxygen in arterial blood/fractional inspiratory oxygen concentration (PaO2/FiO2) <100 mmHg at screening, intra-abdominal hypertension, end-stage disease, and contraindications to esophageal catheter placement (e.g., inability to place a nasogastric tube) or recent thoracic trauma or surgery.
The study focused on short-term changes in respiratory mechanics during a standardized chest strapping intervention. During the study period, 36 patients had complete paired measurements before and during chest strapping and were included in the initial descriptive analyses. Alignment between trial registration and the analyses reported here is summarized in Table S1.
Ventilation protocol
All enrolled patients were ventilated in a volume-assist control mode with constant square flow and a tidal volume of 7 mL/kg predicted body weight (PBW) using the Mindray ventilator (Mindray SV800, Shenzhen, China). PEEP was adjusted between 5–10 cmH2O and the respiratory rate was adjusted to ensure a normal partial pressure of carbon dioxide. The above settings remained unchanged during the intervention. After the intervention, the attending physician could adjust the parameters in response to other conditions during ICU stay.
In this study, the Richmond Agitation-Sedation Scale (RASS) was used to assess the depth of sedation. Continuous infusion of remifentanil with midazolam or propofol was used to achieve a RASS score of −3 to −2.
Chest strapping
The tightening procedure was performed by trained staff following a consistent routine. When hemodynamic and respiratory parameters were stable after ICU admission, chest circumference was measured around the rib cage and the closest-fitting thoracic band was selected (available sizes 75–120 cm in 5 cm increments). The band was then tightened to maximal feasible tightness and maintained for 30 minutes while ventilator settings were kept unchanged (Figure S1). The 30-minute duration was chosen to allow cardiorespiratory variables to stabilize and to minimize confounding from concurrent clinical interventions.
Esophageal and PL measurements
An esophageal manometer tube (Mindray SDY-1, Guangzhou, China) was placed and positioned according to established guidance (18). An end-inspiratory occlusion of 2 s allowed the measurement of Pplat and inspiratory Pes (Pes insp), while an end-expiratory occlusion hold of 5 s allowed the measurement of total PEEP and expiratory Pes (Pes exp). The following measurements and calculations were performed before chest strapping and after 30 minutes of chest strapping, respectively.
❖ Driving pressure (ΔP) = Pplat − total PEEP
❖ End-inspiratory transpulmonary pressure (PL insp) = Pplat − Pes insp
❖ End-expiratory transpulmonary pressure (PL exp) = total PEEP − Pes exp
❖ Esophageal pressure swing (ΔPes) = Pes insp − Pes exp
❖ Change in ΔPes = ΔPes after − ΔPes before
❖ Transpulmonary driving pressure (ΔPL) = PL insp − PL exp = ΔP − (Pes insp − Pes exp)
❖ Respiratory system elastance (Ers) = ΔP/Vt = 1/Crs
❖ Chest wall elastance (Ecw) = (Pes insp − Pes exp)/Vt = 1/Ccw
❖ Lung elastance (Elung) = (PL insp − PL exp)/Vt = 1/Clung
❖ Mechanical power (MP) = 0.098 × RR × Vt × [Ppeak − (Pplat − PEEP)/2]
❖ Elastic mechanical power (MPe) = 0.098 × RR × Vt × (PEEP + ΔP/2)
❖ Resistive mechanical power (MPr) = 0.098 × RR × Vt × (Ppeak − Pplat)
In these formulas, RR is respiratory rate, Vt is tidal volume in liters, and PEEP refers to measured total PEEP.
Analytic cohort
No formal sample-size calculation was performed because this was a physiologic self-controlled study. All 36 patients with complete paired measurements underwent the same standardized chest strapping protocol. The present post hoc re-analysis was restricted to 21 patients without chronic obstructive pulmonary disease (COPD) or an acute pulmonary diagnosis at ICU admission to reduce clinical heterogeneity. The remaining 15 patients with COPD and/or an acute pulmonary diagnosis were included only in exploratory subgroup and effect-modification analyses reported in Tables S2-S4 and Figures S2,S3. Severe hypoxemia (PaO2/FiO2 <100 mmHg) was an exclusion criterion at enrollment; none of these 15 patients met this threshold at ICU admission.
Data collection
Demographics, ventilator settings, gas exchange, hemodynamics, and respiratory mechanics were recorded immediately before chest strapping and after 30 minutes of the intervention. The primary outcome was paired changes in respiratory mechanics before vs. during chest strapping. Paired comparisons were performed within each patient.
Statistical analysis
Continuous variables are summarized as median [interquartile range (IQR)]. Paired comparisons (after vs. before) were performed using two-sided Wilcoxon signed-rank tests. For key outcomes, effect magnitude was described using paired median changes with 95% confidence intervals (CIs) and rank-biserial correlations (Table S5). No post hoc power analysis was performed. Exploratory subgroup comparisons used Mann-Whitney U tests, and correlations used Spearman coefficients. A two-sided P<0.05 was considered statistically significant. All analyses were performed using R version 4.2.2 (R Foundation for Statistical Computing, Vienna, Austria).
Results
Study population
From May 2019 to April 2022, 64 postoperative patients receiving mechanical ventilation were screened. Ten patients were not enrolled because of refusal of informed consent (n=6) or enrollment in another study (n=4). Of the remaining 54 eligible patients, 18 were excluded, including 10 due to spontaneous breathing during the intervention. Thirty-six patients had complete paired measurements before and during chest strapping. The post hoc re-analysis cohort included 21 patients without COPD or an acute pulmonary diagnosis at ICU admission (Figure 1). Baseline characteristics and ventilator settings are shown in Table 1. The paired median changes with 95% CIs and rank-biserial correlations are summarized in Table S5.
Figure 1.

Participant flow diagram. Postoperative mechanically ventilated ICU patients screened between May 2019 and April 2022. Thirty-six patients had complete paired measurements before and during chest strapping. The post hoc re-analysis cohort included 21 patients without COPD and without an acute pulmonary diagnosis at ICU admission. Fifteen patients with an acute pulmonary diagnosis at ICU admission and/or COPD were excluded from the re-analysis. COPD, chronic obstructive pulmonary disease; ICU, intensive care unit.
Table 1. Baseline characteristics and ventilator settings.
| Characteristic | N=21 |
|---|---|
| Age, years | 74 [65, 80] |
| Male sex | 12 (57.1) |
| Height, cm | 165 [160, 168] |
| Weight, kg | 60 [55, 67] |
| BMI, kg/m2 | 22.0 [18.6, 25.7] |
| APACHE II | 16 [12, 19] |
| Primary diagnosis category | |
| Abdominal surgery | 11 (52.4) |
| Neurosurgical surgery | 7 (33.3) |
| Cardiac surgery | 3 (14.3) |
| FiO2 | 0.40 [0.40, 0.40] |
| Respiratory rate, breaths/min | 12 [12, 12] |
| Tidal volume, mL | 480 [460, 480] |
| PEEP, cmH2O | 7 [5, 8] |
| Tidal volume/PBW, mL/kg | 7.9 [7.5, 8.8] |
Data are presented as number (%), or median [interquartile range]. APACHE II, acute physiology and chronic health evaluation II score; BMI, body mass index; FiO2, fractional inspiratory oxygen concentration; PBW, predicted body weight; PEEP, positive end-expiratory pressure.
Among the 21 patients in the re-analysis cohort, 12 (57.1%) were male. Median age was 74 [65, 80] years and median BMI was 22.0 [18.6, 25.7] kg/m2. Upon ICU admission, the median acute physiology and chronic health evaluation II (APACHE II) score was 16 [12, 19]. Primary diagnosis categories were abdominal surgery/gastrointestinal (n=11, 52.4%), neurosurgical/neurologic (n=7, 33.3%), and cardiac (n=3, 14.3%) (Table 1).
Mechanical ventilation
All patients were ventilated in a volume-assist control mode. Remifentanil was administered intravenously in all patients. Ventilator settings were kept unchanged during the 30-min intervention {FiO2 0.40 [0.40, 0.40], tidal volume 480 [460, 480] mL, PEEP 7 [5, 8] cmH2O, respiratory rate 12 [12, 12] breaths/min}.
Effects of chest strapping
Effects on ventilation and hemodynamics
Gas exchange and hemodynamics showed no significant change during the intervention (Table 2). After chest strapping, patients had similar arterial pH 7.40 [7.38, 7.43] vs. 7.41 [7.38, 7.43] (P=0.20), PaO2/FiO2 380 [315, 425] vs. 380 [340, 428] mmHg (P=0.44), PaCO2 38 [36, 41] vs. 38 [37, 41] mmHg (P=0.66), mean arterial pressure 70 [69, 73] vs. 71 [69, 73] mmHg (P=0.82), and heart rate 89 [79, 93] vs. 88 [79, 92] bpm (P=0.23).
Table 2. Changes in respiratory mechanics before and after chest strapping (paired analysis).
| Characteristic | Before (n=21) | After (n=21) | P value |
|---|---|---|---|
| Gas exchange and hemodynamics | |||
| pH | 7.40 [7.38, 7.43] | 7.41 [7.38, 7.43] | 0.20 |
| PaO2, mmHg | 152 [126, 170] | 152 [136, 171] | 0.44 |
| PaCO2, mmHg | 38 [36, 41] | 38 [37, 41] | 0.66 |
| PaO2/FiO2, mmHg | 380 [315, 425] | 380 [340, 428] | 0.44 |
| Mean arterial pressure, mmHg | 70 [69, 73] | 71 [69, 73] | 0.82 |
| Heart rate, bpm | 89 [79, 93] | 88 [79, 92] | 0.23 |
| Airway pressures | |||
| Ppeak, cmH2O | 24.0 [19.0, 29.0] | 28.0 [21.0, 31.0] | <0.001 |
| Pplat, cmH2O | 18.0 [14.0, 20.0] | 18.0 [17.0, 22.0] | 0.003 |
| ΔP, cmH2O | 10.0 [8.0, 13.0] | 12.0 [10.0, 14.0] | 0.003 |
| Esophageal and transpulmonary pressures | |||
| End-Pes insp, cmH2O | 15.0 [10.0, 18.0] | 17.0 [16.0, 23.0] | <0.001 |
| End-Pes exp, cmH2O | 11.0 [8.5, 14.0] | 14.0 [11.0, 18.0] | <0.001 |
| ΔPes, cmH2O | 3.0 [2.0, 3.6] | 5.0 [3.0, 6.1] | 0.002 |
| End-PL insp, cmH2O | 3.0 [2.0, 4.0] | 0.0 [−1.0, 1.0] | <0.001 |
| End-PL exp, cmH2O | −4.4 [−7.0, −3.0] | −6.0 [−10.0, −4.0] | <0.001 |
| ΔPL, cmH2O | 7.1 [6.0, 9.0] | 6.0 [6.0, 8.0] | 0.19 |
| Compliance and elastance | |||
| Crs, mL/cmH2O | 46 [40, 56] | 37 [34, 50] | 0.002 |
| Ccw, mL/cmH2O | 160 [128, 240] | 92 [76, 153] | 0.005 |
| Clung, mL/cmH2O | 64 [53, 75] | 71 [54, 80] | 0.08 |
| Ers, cmH2O/L | 21.7 [18.0, 25.0] | 27.1 [20.0, 29.2] | 0.005 |
| Ecw, cmH2O/L | 6.2 [4.2, 7.8] | 10.9 [6.5, 13.2] | 0.002 |
| Elung, cmH2O/L | 15.6 [13.4, 18.8] | 14.0 [12.5, 18.4] | 0.21 |
| Elung/Ers | 0.70 [0.67, 0.80] | 0.58 [0.46, 0.69] | 0.002 |
| MP | |||
| MP, J/min | 10.01 [8.47, 12.14] | 11.29 [8.93, 12.98] | <0.001 |
| Elastic MP, J/min | 7.20 [5.68, 7.90] | 7.34 [6.21, 8.38] | 0.002 |
| Resistive MP, J/min | 3.39 [2.16, 4.33] | 3.95 [3.39, 5.08] | 0.21 |
Data are median [interquartile range]. P values are from two-sided Wilcoxon signed-rank tests. Ccw, chest wall compliance; Clung, lung compliance; Crs, respiratory system compliance; Ecw, chest wall elastance; Elung, lung elastance; Elung/Ers, elastance ratio; Ers, respiratory system elastance; FiO2, fractional inspiratory oxygen concentration; MP, mechanical power; PaCO2, partial pressure of arterial carbon dioxide; PaO2, partial pressure of oxygen in arterial blood; Pes, esophageal pressure; Pes exp, end-expiratory esophageal pressure; Pes insp, end-inspiratory esophageal pressure; PL exp, end-expiratory transpulmonary pressure; PL insp, end-inspiratory transpulmonary pressure; Ppeak, peak airway pressure; Pplat, plateau pressure; ΔP, driving pressure; ΔPL, transpulmonary driving pressure.
Effects on respiratory mechanics
Airway pressures increased after chest strapping. Ppeak increased from 24.0 [19.0, 29.0] to 28.0 [21.0, 31.0] cmH2O (paired median change, 2.0 cmH2O; 95% CI: 1.0 to 3.0; P<0.001), Pplat from 18.0 [14.0, 20.0] to 18.0 [17.0, 22.0] cmH2O (paired median change, 1.0 cmH2O; 95% CI: 1.0 to 2.0; P=0.003), and ΔP from 10.0 [8.0, 13.0] to 12.0 [10.0, 14.0] cmH2O (paired median change, 1.0 cmH2O; 95% CI: 1.0 to 2.0; P=0.003). Mechanical power increased from 10.01 [8.47, 12.14] to 11.29 [8.93, 12.98] J/min (paired median change, 0.56 J/min; 95% CI: 0.28 to 0.85; P<0.001). The elastic component increased from 7.20 [5.68, 7.90] to 7.34 [6.21, 8.38] J/min (paired median change, 0.31 J/min; 95% CI: 0.28 to 0.56; P=0.002), while the resistive component showed no significant change {3.39 [2.16, 4.33] to 3.95 [3.39, 5.08] J/min; paired median change, 0.00 J/min; 95% CI: 0.00 to 0.56; P=0.21}.
Esophageal pressures increased after chest strapping. End-Pes insp rose from 15.0 [10.0, 18.0] to 17.0 [16.0, 23.0] cmH2O (paired median change, 4.0 cmH2O; 95% CI: 3.0 to 5.0; P<0.001), end-Pes exp from 11.0 [8.5, 14.0] to 14.0 [11.0, 18.0] cmH2O (paired median change, 2.6 cmH2O; 95% CI: 2.0 to 3.0; P<0.001), and ΔPes from 3.0 [2.0, 3.6] to 5.0 [3.0, 6.1] cmH2O (paired median change, 2.1 cmH2O; 95% CI: 1.0 to 3.0; P=0.002). In contrast, PL shifted downward. End-PL insp decreased from 3.0 [2.0, 4.0] to 0.0 [−1.0, 1.0] cmH2O (paired median change, −2.0 cmH2O; 95% CI: −3.2 to −2.0; P<0.001), and end-PL exp became more negative {−4.4 [−7.0, −3.0] to −6.0 [−10.0, −4.0] cmH2O; paired median change, −2.6 cmH2O; 95% CI: −3.0 to −2.0; P<0.001}. ΔPL showed a downward trend but did not reach statistical significance {7.1 [6.0, 9.0] to 6.0 [6.0, 8.0] cmH2O; paired median change, −0.5 cmH2O; 95% CI: −1.0 to 0.0; P=0.19}. Supplementary analyses showed heterogeneity by pulmonary status (Table S3 and Figure S2) and an exploratory interaction between baseline ΔPL and paired change in ΔPL (Table S4 and Figure S3). BMI showed no strong association with change in ΔPL or change in elastance ratio (Table S6 and Figure S4).
Effects on respiratory compliance and elasticity
Crs decreased from 46 [40, 56] to 37 [34, 50] mL/cmH2O (paired median change, −6 mL/cmH2O; 95% CI: −8 to −4; P=0.002), driven by a marked reduction in Ccw {160 [128, 240] to 92 [76, 153] mL/cmH2O; paired median change, −73 mL/cmH2O; 95% CI: −91 to −36; P=0.005}. Lung compliance (Clung) increased numerically {64 [53, 75] to 71 [54, 80] mL/cmH2O} but was not statistically significant (paired median change, 5 mL/cmH2O; 95% CI: 0 to 15; P=0.08). Ers increased from 21.7 [18.0, 25.0] to 27.1 [20.0, 29.2] cmH2O/L (paired median change, 2.1 cmH2O/L; 95% CI: 2.1 to 4.2; P=0.005), and Ecw increased from 6.2 [4.2, 7.8] to 10.9 [6.5, 13.2] cmH2O/L (paired median change, 4.2 cmH2O/L; 95% CI: 2.1 to 6.2; P=0.002). Elung showed no significant change {15.6 [13.4, 18.8] to 14.0 [12.5, 18.4] cmH2O/L; paired median change, −1.0 cmH2O/L; 95% CI: −2.2 to 0.0; P=0.21}. The Elung/Ers decreased from 0.70 [0.67, 0.80] to 0.58 [0.46, 0.69] (paired median change, −0.151; 95% CI: −0.238 to −0.057; P=0.002) (Figure 2). The paired change in Ppeak was inversely associated with the paired change in Elung/Ers (Spearman ρ=−0.43, P=0.054; Figure 3).
Figure 2.

Raincloud plots of paired changes in respiratory mechanics before and after chest strapping. Panels show (A) Ers, (B) Ecw, (C) Elung, and (D) Elung/Ers. Points represent individual patients with paired lines; half-violins show distributions. Median and interquartile range are indicated. P values are from two-sided Wilcoxon signed-rank tests; r denotes rank-biserial correlation. Ecw, chest wall elastance; Elung, lung elastance; Elung/Ers, elastance ratio; Ers, respiratory system elastance.
Figure 3.

Association between changes in peak airway pressure and Elung/Ers after chest strapping. Scatterplot of the paired change (after-before) in Ppeak vs. the paired change (after-before) in Elung/Ers. Spearman correlation: ρ=−0.43, P=0.054 (two-sided). Elung/Ers, elastance ratio; Ppeak, peak airway pressure.
Discussion
In this post hoc re-analysis restricted to patients without COPD or an acute pulmonary diagnosis at ICU admission, chest strapping increased airway pressures but lowered absolute PL. The mechanical response was dominated by chest wall loading, with a marked increase in chest wall elastance and a lower Elung/Ers. These findings support the hypothesis that acute external chest wall restriction can dissociate airway pressures from PL.
These findings highlight a practical point: when the chest wall is externally constrained (e.g., straps, binders, positioning), airway pressures may not reflect lung stress. Esophageal pressure monitoring helps separate lung and chest wall mechanics and may prevent over-interpretation of plateau pressure alone (18,19).
ΔPL decreased numerically but was not statistically significant in this restricted cohort. Given the sample size, the analysis is likely underpowered for small changes in ΔPL. In exploratory analyses, patients with an acute pulmonary diagnosis or COPD (excluded from the re-analysis) showed a larger decrease in ΔPL (Table S3 and Figure S2), suggesting heterogeneity by pulmonary status (16,20).
Mechanical power increased during strapping, with a significant increase in the elastic component and no significant change in the resistive component. Mechanical power is an integrated measure of the energy delivered from the ventilator to the respiratory system and has been discussed in relation to ventilator-induced lung injury (VILI) (4,21). In the setting of chest wall restriction, however, this value does not necessarily represent energy delivered to the lung alone. Part of the additional elastic work may be spent inflating a stiffer chest wall rather than increasing lung-directed stress. Thus, increased airway-pressure-based mechanical power may overestimate lung-directed mechanical load when chest wall elastance is markedly increased. However, a possible contribution to VILI cannot be excluded, especially if regional ventilation becomes uneven.
In patients with spontaneous breathing, respiratory drive and inspiratory effort can alter lung stress and patient-ventilator interaction, and these variables can be assessed at the bedside (22). In the present cohort, patients were deeply sedated and spontaneous breathing was suppressed. Thus, neuromechanical coupling could not be assessed directly. The relevant issue here is mechanical coupling among the ventilator, chest wall, and lung. Chest wall stiffening may change how airway pressure is transmitted to esophageal and PL, and may also affect regional ventilation distribution even when global ΔPL does not increase. Because regional ventilation and aeration were not measured using electrical impedance tomography (EIT) or imaging, this mechanism remains untested.
End-expiratory PL was negative at baseline and became more negative during strapping. Absolute Pes and PL values in the supine position can be influenced by mediastinal weight and other factors (18,19,23). Although a more negative PL exp could raise concern for derecruitment, gas exchange remained stable over the 30-minute intervention and no new atelectasis was observed on routine bedside assessment. Similar physiological studies have combined esophageal or PL monitoring with EIT to assess regional ventilation distribution (24). Without such monitoring, we could not determine whether chest wall stiffening changed regional ventilation despite stable global gas exchange. Longer exposures may also behave differently (7).
This study has several limitations. First, it was a single-center physiologic study with a short intervention and a modest sample size. No formal power calculation was performed, and the analysis may be underpowered to detect small but relevant changes, especially for ΔPL. Second, the re-analysis cohort was defined post hoc. This may introduce selection bias and limits generalizability. Patients with COPD or acute pulmonary diagnoses had different baseline mechanics and may respond differently to external chest wall restriction. Third, strap tension was not directly quantified with a force transducer or pressure sensor. Although the procedure was standardized by chest circumference-based band selection, trained staff application, fixed exposure duration, and unchanged ventilator settings, the lack of direct tension measurement limits reproducibility and prevents assessment of dose-response relationships. Finally, regional ventilation or aeration was not assessed using EIT or imaging. Recent reviews emphasize that these tools can help assess regional ventilation, overdistension, collapse, and patient-specific respiratory mechanics (25,26). Future studies should quantify compression intensity and combine esophageal pressure monitoring with regional ventilation assessment, particularly in patients with ARDS, obesity, or other conditions associated with altered chest wall mechanics.
Conclusions
In sedated, volume-controlled postoperative ICU patients undergoing short-term external chest wall restriction, chest strapping increased airway pressures primarily through increased chest wall elastance. Despite higher airway pressures, absolute PL decreased and ΔPL did not increase significantly. These findings suggest that, when chest wall compliance is externally restricted, airway pressures may be unreliable surrogates for lung stress. Esophageal pressure monitoring may help distinguish lung loading from chest wall loading in this setting.
Supplementary
The article’s supplementary files as
Acknowledgments
The authors would like to thank the Department of Nursing (Zhongshan Hospital, Fudan University) for their assistance during this research process. Preliminary findings from this study were presented at 2024 SCCM Critical Care Congress and published as a conference abstract in Critical Care Medicine.
Ethical Statement: The authors are accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved. This study was conducted in accordance with the Declaration of Helsinki and its subsequent amendments. The study was approved by the institutional research committee of Zhongshan Hospital, Fudan University (No. B2018-322). Written informed consent was obtained from all patients or their surrogates.
Footnotes
Reporting Checklist: The authors have completed the TREND reporting checklist. Available at https://jtd.amegroups.com/article/view/10.21037/jtd-2026-1010/rc
Funding: This work was supported by Science and Technology Commission of Shanghai Municipality (Nos. 20S31905300 and 20Y11900900); Clinical Research Plan of the Shanghai Shenkang Hospital Development Center (SHDC) (No. SHDC2020CR4067); Three-year action plan for strengthening the construction of the public health system in Shanghai (No. GWVI-11.2-XD36); and Science and Technology Innovation Fund of Zhongshan Hospital, Fudan University (No. 2023-2ZSCX12).
Conflicts of Interest: All authors have completed the ICMJE uniform disclosure form (available at https://jtd.amegroups.com/article/view/10.21037/jtd-2026-1010/coif). The authors have no conflicts of interest to declare.
Data Sharing Statement
Available at https://jtd.amegroups.com/article/view/10.21037/jtd-2026-1010/dss
References
- 1.Papazian L, Aubron C, Brochard L, et al. Formal guidelines: management of acute respiratory distress syndrome. Ann Intensive Care 2019;9:69. 10.1186/s13613-019-0540-9 [DOI] [PMC free article] [PubMed] [Google Scholar]
- 2.Slutsky AS, Ranieri VM. Ventilator-induced lung injury. N Engl J Med 2013;369:2126-36. 10.1056/NEJMra1208707 [DOI] [PubMed] [Google Scholar]
- 3.Acute Respiratory Distress Syndrome Network ; Brower RG, Matthay MA, et al. Ventilation with lower tidal volumes as compared with traditional tidal volumes for acute lung injury and the acute respiratory distress syndrome. N Engl J Med 2000;342:1301-8. [DOI] [PubMed] [Google Scholar]
- 4.Costa ELV, Slutsky AS, Brochard LJ, et al. Ventilatory Variables and Mechanical Power in Patients with Acute Respiratory Distress Syndrome. Am J Respir Crit Care Med 2021;204:303-11. 10.1164/rccm.202009-3467OC [DOI] [PubMed] [Google Scholar]
- 5.Fisher MM, Bowey CJ, Ladd-Hudson K. External chest compression in acute asthma: a preliminary study. Crit Care Med 1989;17:686-7. 10.1097/00003246-198907000-00018 [DOI] [PubMed] [Google Scholar]
- 6.Gattinoni L, Giosa L, Bonifazi M, et al. Targeting transpulmonary pressure to prevent ventilator-induced lung injury. Expert Rev Respir Med 2019;13:737-46. 10.1080/17476348.2019.1638767 [DOI] [PubMed] [Google Scholar]
- 7.Talmor D, Sarge T, Malhotra A, et al. Mechanical ventilation guided by esophageal pressure in acute lung injury. N Engl J Med 2008;359:2095-104. 10.1056/NEJMoa0708638 [DOI] [PMC free article] [PubMed] [Google Scholar]
- 8.Baedorf Kassis E, Loring SH, Talmor D. Mortality and pulmonary mechanics in relation to respiratory system and transpulmonary driving pressures in ARDS. Intensive Care Med 2016;42:1206-13. 10.1007/s00134-016-4403-7 [DOI] [PubMed] [Google Scholar]
- 9.Brochard L, Slutsky A, Pesenti A. Mechanical Ventilation to Minimize Progression of Lung Injury in Acute Respiratory Failure. Am J Respir Crit Care Med 2017;195:438-42. 10.1164/rccm.201605-1081CP [DOI] [PubMed] [Google Scholar]
- 10.Pelosi P, Brazzi L, Gattinoni L. Prone position in acute respiratory distress syndrome. Eur Respir J 2002;20:1017-28. 10.1183/09031936.02.00401702 [DOI] [PubMed] [Google Scholar]
- 11.Mancebo J, Fernández R, Blanch L, et al. A multicenter trial of prolonged prone ventilation in severe acute respiratory distress syndrome. Am J Respir Crit Care Med 2006;173:1233-9. 10.1164/rccm.200503-353OC [DOI] [PubMed] [Google Scholar]
- 12.Taccone P, Pesenti A, Latini R, et al. Prone positioning in patients with moderate and severe acute respiratory distress syndrome: a randomized controlled trial. JAMA 2009;302:1977-84. 10.1001/jama.2009.1614 [DOI] [PubMed] [Google Scholar]
- 13.Gattinoni L, Busana M, Giosa L, et al. Prone Positioning in Acute Respiratory Distress Syndrome. Semin Respir Crit Care Med 2019;40:94-100. 10.1055/s-0039-1685180 [DOI] [PubMed] [Google Scholar]
- 14.Bradley CA, Anthonisen NR. Rib cage and abdominal restrictions have different effects on lung mechanics. J Appl Physiol Respir Environ Exerc Physiol 1980;49:946-52. 10.1152/jappl.1980.49.6.946 [DOI] [PubMed] [Google Scholar]
- 15.Scheidt M, Hyatt RE, Rehder K. Effects of rib cage or abdominal restriction on lung mechanics. J Appl Physiol Respir Environ Exerc Physiol 1981;51:1115-21. 10.1152/jappl.1981.51.5.1115 [DOI] [PubMed] [Google Scholar]
- 16.Carteaux G, Tuffet S, Mekontso Dessap A. Potential protective effects of continuous anterior chest compression in the acute respiratory distress syndrome: physiology of an illustrative case. Crit Care 2021;25:187. 10.1186/s13054-021-03619-0 [DOI] [PMC free article] [PubMed] [Google Scholar]
- 17.Guervilly C, Bisbal M, Forel JM, et al. Effects of neuromuscular blockers on transpulmonary pressures in moderate to severe acute respiratory distress syndrome. Intensive Care Med 2017;43:408-18. 10.1007/s00134-016-4653-4 [DOI] [PubMed] [Google Scholar]
- 18.Mauri T, Yoshida T, Bellani G, et al. Esophageal and transpulmonary pressure in the clinical setting: meaning, usefulness and perspectives. Intensive Care Med 2016;42:1360-73. 10.1007/s00134-016-4400-x [DOI] [PubMed] [Google Scholar]
- 19.Gattinoni L, Chiumello D, Carlesso E, et al. Bench-to-bedside review: chest wall elastance in acute lung injury/acute respiratory distress syndrome patients. Crit Care 2004;8:350-5. 10.1186/cc2854 [DOI] [PMC free article] [PubMed] [Google Scholar]
- 20.Kummer RL, Shapiro RS, Marini JJ, et al. Paradoxically Improved Respiratory Compliance With Abdominal Compression in COVID-19 ARDS. Chest 2021;160:1739-42. 10.1016/j.chest.2021.05.012 [DOI] [PMC free article] [PubMed] [Google Scholar]
- 21.Pasledni R, Urbankowski T, Darowski M. The role of mechanical power in lung ventilation for the prevention of ventilator-induced lung injury: a narrative review. Eur Respir Rev 2026;35:250283. 10.1183/16000617.0283-2025 [DOI] [PMC free article] [PubMed] [Google Scholar]
- 22.Tonelli R, Protti A, Spinelli E, et al. Assessing inspiratory drive and effort in critically ill patients at the bedside. Crit Care 2025;29:339. 10.1186/s13054-025-05526-0 [DOI] [PMC free article] [PubMed] [Google Scholar]
- 23.Chiumello D, Consonni D, Coppola S, et al. The occlusion tests and end-expiratory esophageal pressure: measurements and comparison in controlled and assisted ventilation. Ann Intensive Care 2016;6:13. 10.1186/s13613-016-0112-1 [DOI] [PMC free article] [PubMed] [Google Scholar]
- 24.Pereira SM, Sinedino BE, Costa ELV, et al. Phrenic Nerve Block and Respiratory Effort in Pigs and Critically Ill Patients with Acute Lung Injury. Anesthesiology 2022;136:763-78. 10.1097/ALN.0000000000004161 [DOI] [PubMed] [Google Scholar]
- 25.Battaglini D, Schultz MJ, Puentes GAC, et al. Imaging and pulmonary function techniques in ARDS diagnosis and management: current insights and challenges. Crit Care 2025;29:282. 10.1186/s13054-025-05520-6 [DOI] [PMC free article] [PubMed] [Google Scholar]
- 26.Merola R, Battaglini D, Schultz MJ, et al. Physiology-guided personalized mechanical ventilation to prevent ventilator-induced lung injury. Front Med (Lausanne) 2026;13:1764151. 10.3389/fmed.2026.1764151 [DOI] [PMC free article] [PubMed] [Google Scholar]
