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. 2023 Apr 2;36(8):e4925. doi: 10.1002/nbm.4925

Phase‐shifted transverse relaxation orientation dependences in human brain white matter

Yuxi Pang 1,✉
PMCID: PMC13587264  PMID: 36908074

Abstract

This work aimed to demonstrate an essential phase shift ε0 for better quantifying R2 and R2* in human brain white matter (WM), and to further elucidate its origin related to the directional diffusivities from standard diffusion tensor imaging (DTI). ε0 was integrated into a proposed generalized transverse relaxation model for characterizing previously published R2 and R2* orientation dependence profiles in brain WM, and then comparisons were made with those without ε0. It was theorized that anisotropic diffusivity direction ε was collinear with an axon fiber subject to all eigenvalues and eigenvectors from an apparent diffusion tensor. To corroborate the origin of ε0, R2 orientation dependences referenced by ε were compared with those referenced by the standard principal diffusivity direction Φ at b‐values of 1000 and 2500 (s/mm2). These R2 orientation dependences were obtained from T2‐weighted images (b = 0) of ultrahigh‐resolution Connectome DTI datasets in the public domain. A normalized root‐mean‐square error ( NRMSE%) and an F‐test were used for evaluating curve‐fittings, and statistical significance was considered to be a p of 0.05 or less. A phase‐shifted model resulted in significantly reduced NRMSE% compared with that without ε0 in quantifying various R2 and R2* profiles, both in vivo and ex vivo at multiple B0 fields. The R2 profiles based on Φ manifested a right‐shifted phase ( ε0>0) at two b‐values, while those based on ε became free from ε0. For all phase‐shifted R2 and R2* profiles, ε0 generally depended on the directional diffusivities by tan−1D⊥/D∥, as predicted. In summary, a ubiquitous phase shift ε0 has been demonstrated as a prerequisite for better quantifying transverse relaxation orientation dependences in human brain WM. Furthermore, the origin of ε0 associated with the directional diffusivities from DTI has been elucidated. These findings could have a significant impact on interpretations of prior R2 and R2* datasets and on future research.

Keywords: anisotropic diffusivity direction, magic angle effect, magnetic susceptibility anisotropy, phase shift, principal diffusivity direction, transverse relaxation orientation dependence, white matter


A ubiquitous phase shift has been demonstrated as essential for better quantifying R2 and R2* orientation dependences in human brain white matter. The origin of this phase shift has been further elucidated as quantitatively linked to the directional diffusivities from standard diffusion tensor imaging. The outcome from this work could have a significant impact on future research and on interpretations of previously published R2 and R2* datasets in human brain white matter from both adults and newborns.

graphic file with name NBM-36-e4925-g001.webp


Abbreviations

ADD

anisotropic diffusivity direction

CST

corticospinal tract

FA

fractional anisotropy

HCFM

hollow cylinder fiber model

LRF

laboratory reference frame

MAE

magic angle effect

MO

mode of anisotropy

MTS

magnetization transfer saturation

MWF

myelin water fraction

NRMSE

normalized root‐mean‐square error

PAS

principal axis system

PDD

principal diffusivity direction

RDC

residual dipolar coupling

ROI

region of interest

TPF

transverse pontine fibers

WM

white matter

1. INTRODUCTION

In recent years, transverse relaxation ( R2 and R2*) orientation dependences in brain white matter (WM) have been extensively studied both in vivo 1 , 2 , 3 , 4 , 5 , 6 , 7 , 8 , 9 and ex vivo 10 , 11 , 12 , 13 , 14 at multiple magnetic B0 fields. These enduring efforts are motivated by the ultimate goal of specifically quantifying microstructural alterations in myelination secondary to different pathological conditions (e.g., multiple sclerosis 15 , 16 ) or at different stages of brain development (e.g., infant brain 4 , 17 , 18 ). Based on the knowledge of highly organized axonal microstructures and associated magnetic susceptibility, as well as its orientational anisotropy, several models have been proposed to date. 10 , 12 , 13 , 19 These models were, however, unable to satisfactorily characterize most of the previously reported R2 and R2* orientation dependences, and thus compromised the intrinsic specificity associated with anisotropic R2 and R2* in brain WM.

For biological tissues featuring cylindrical shapes such as an axon fiber, R2* from gradient echo sequences is reportedly proportional to sin2ε in the so‐called static dephasing regime, where diffusion phenomena may be disregarded. 20 Here, the angle ε refers to an axon fiber direction relative to the static magnetic field B0 direction. Based on the magnetic susceptibility differences between cylindrical microstructures and magnetic local environments, one of the prior model functions was proposed, including an extra term sin4ε to account for susceptibility anisotropy. 12 This developed model function was later recast into R2*=a0+a1cos2ε+a2cos4ε. 10 , 21

Primarily relying on the so‐called hollow cylinder fiber model (HCFM), 13 a seemingly different but mathematically equivalent model function has been proposed 1 , 2 (i.e., R2*=b0+b1sin2ε+b2sin4ε). More accurately, this HCFM can only analytically predict the term sin4ε in the dynamic dephasing regime without considering the signal contribution from myelin water. To minimize the difference between theoretical prediction and measured R2*, the term sin2ε was heuristically included to account for the influence from myelin water. Interestingly, this specific model function was also suggested for R2 orientation dependences based on spin echo sequences. 19 In this case, an identical model function was derived from diffusion‐mediated decoherence because of magnetic susceptibility alterations at the mesoscopic scale. As R2* is composed of an intrinsic R2 part and an external R2′ contribution from local magnetic field inhomogeneities, 12 the origin of R2* orientation dependence would be intrinsic in nature if the measured R2* and R2 orientational anisotropies are comparable.

The coefficients of those prior model functions may differ depending on what model was utilized when quantifying R2 and R2* orientation dependences, rendering ambiguous interpretations of these coefficients. Frequently, these coefficients can become negative numbers, 2 obviously with no biophysically meaningful basis. More importantly, these models cannot adequately explain some extreme datapoints that have manifested in most of the R2 and R2* profiles in the literature. 2 , 3 , 22 Specifically, these extreme datapoints appeared at the measured fiber orientations of Φ≈ 20 °, where R2 or R2* became minimum, or at Φ≈80°, where the maximum was found. Here, the measured fiber orientation Φ, like an actual fiber orientation ε, was also referenced to the B0 direction.

Although predominantly relying on the susceptibility effect, those previously developed models did not rule out the magic angle effect (MAE) as a potential relaxation mechanism. 1 , 10 The MAE has been known for more than half a century, 23 and it has been described as a remarkable phenomenon for T2 (i.e., 1/ R2) relaxation in highly organized biological tissues. 24 , 25 , 26 Briefly, the MAE arises from nonaveraging proton residual dipolar coupling (RDC) in heterogenous microenvironments, and it depends on the direction of dipolar interactions relative to B0. To date, most of the basic research and clinical applications on the topic have focused on collagen‐rich tissues such as tendon and cartilage. 24 However, for the human nervous system, the MAE remains elusive, particularly in the brains of adults, even although it has been reported in the peripheral nervous system 27 , 28 and recently in the brains of newborns. 17 When the standard MAE function is appropriately evaluated in a cylindrical system, such as a concentric distribution of water proton RDC around an axon fiber, a generalized MAE function can be formulated. 29 , 30 This generalized function can be recast into one of the previous model functions that originated from the susceptibility effect. 21 , 23 This finding implies that the underlying relaxation mechanisms cannot be disentangled simply based on different function forms. However, these two relaxation mechanisms can be, in principle, separated according to R2 and R2* orientation dependences at different B0 fields. This is because the relaxation mechanisms associated with susceptibility depend quadratically on B0, while the MAE is independent of B0. 31 , 32 , 33

An axon fiber orientation in vivo is predominantly determined by the principal diffusivity direction (PDD) from standard diffusion tensor imaging (DTI). 8 , 9 An imaging voxel size is of the order of millimeters in clinical DTI studies, while an average axon fiber diameter is of the order of micrometers in brain WM. 34 Thus, there will be tens of millions of axon fibers within an imaging voxel, and these axon fibers may not align uniformly along one direction. For instance, different fiber orientation dispersions have been documented in the corpus callosum with highly compact fiber bundles. 35 Therefore, it remains uncertain whether the PDD can still appropriately represent an axon fiber orientation at the cellular level.

Consistent evidence from previous susceptibility tensor imaging studies has revealed that the principal susceptibility direction significantly deviates from the PDD in brain WM. 36 , 37 , 38 In the literature, susceptibility anisotropy has been attributed to a concentric distribution of lipid molecules within bilayers around an axon fiber. 39 Similarly, the origin of the MAE has been associated with a concentric distribution of ordered water molecules near the surface of bilayers. 29 , 40 Accordingly, the observed R2 or R2* orientation dependence profile, if guided by the PDD, ought to be phase shifted. 37 Regardless of the origin of the underlying relaxation mechanisms, the measured R2 and R2* orientation dependences must be described as accurately as possible by any competing model. Hence, this work aimed to demonstrate that a phase shift is a prerequisite for better quantifying R2 and R2* orientation dependences in brain WM, and to further elucidate the origin of the phase shift associated with directional diffusivities from DTI.

2. THEORY

2.1. A unified model for R2* and R2 orientation dependences

Previous models for quantifying R2* and R2 may be generalized using Equation (1), 10 , 13 , 17 , 19 where the orientation independent and dependent contributions to the measured R2exp are, respectively, denoted by R2i and R2afαε.

R2exp=R2i+R2a*fαε (1)

In the past, R2a has been substituted by the myelin water fraction (MWF) 16 , 21 or magnetization transfer saturation (MTS) 41 in the case of R2* studies, while it simply refers to the strength of RDC in the case of R2. 29 fαε is a normalized orientation dependence function for an axially symmetric or cone‐shaped RDC distribution surrounding an axon fiber, as depicted in Figure 1A. This function could be parameterized either by a factored form, 30 as expressed in Equation (2), or by an expanded form in Equation (3), as originally presented by Berendsen. 23 Interestingly, this expanded form has been previously used for characterizing transverse relaxation orientation dependences based on magnetic susceptibility anisotropy, rather than the MAE. The reason to provide both function forms herein is to contrast two drastically different relaxation mechanisms, but both parametrized by the same fαε.

fαε=143cos2α−123cos2ε−12+98sin4αsin4ε+sin22αsin22ε (2)
fαε=A0+A1cos2ε+A2cos4ε (3)

FIGURE 1.

FIGURE 1

An axially symmetric model for transverse relaxation orientation dependence in brain white matter. (A) A concentric distribution of proton–proton residual dipolar interactions around an axon fiber, which makes an angle α to the proton–proton direction and an angle ε to the static magnetic field B0 direction. The normalized orientation dependence function fαε is profiled for different α angles covering an (B) Extended or a (D) Limited orientation ε range. (C) A detailed orientation dependence of fαε is given as a 2D map.

The three interdependent coefficients are defined as follows: A0=81cos4α+156cos2α+467/512, A1=180cos4α+432cos2α+156/512, and A2=315cos4α+180cos2α+81/512. ε is the angle between an axon fiber direction and the B0 direction, and α is an opening angle of the cone.

If α becomes zero, fαε will be shrunk into the familiar term 3cos2ε−12 that is commonly associated with the standard MAE in the literature. 9 , 10 The maximum and the minimum fαε values are f0°0°=4 and f0°54.7°=0, respectively. The multiple symmetries of fαε intrinsic to an axially symmetric system are easily recognized in Equation (2), for example, fαε= fεα =fαε±180°. If ε can be accurately determined, R2exp would be fully quantified by three model parameters, that is, R2i, R2a, and α, if fαε is in the factored form, or by C0=R2i+R2aA0, C1=R2aA1, and C2=R2aA2 if fαε is in the expanded form.

2.2. A phase‐shifted fαε for ex vivo studies

When a brain WM specimen is manually rotated within an MR scanner, 11 , 12 an angle Φ between the long axis of the specimen and the B0 direction can be determined using an angle‐measuring tool. In a series of measurements on the specimen with different rotations, the first may not necessarily be performed with the long axis collinear with the B0 direction. Consequently, the measured R2* or R2 profile from a compact axon fiber bundle within the specimen will be out of phase relative to the theoretical fαε profile, provided that those fibers are aligned with the long axis. Even though the first measurement could start exactly with Φ=0° for one axon fiber tract, there may exist some noncollinear fiber bundles in the same specimen. Therefore, a phase‐shifted R2* or R2 orientation dependence profile, that is, fαΦ−ε0, is not unusual in brain WM ex vivo, with either a right shift ( ε0>0) or a left shift ( ε0<0). In other words, the measured R2* or R2 profile will become as the theory predicts once the measured profile is shifted by ε0.

2.3. A phase‐shifted fαε for in vivo studies

An axon fiber orientation ε may be determined voxel‐wise by three eigenvalues λi and three eigenvectors ei ( i=1,2,3), rather than by the principal diffusivity λ1 direction e1 as usual. From the laboratory reference frame (LRF) to the principal axis system (PAS), an apparent diffusion tensor D could be mathematically transformed into a diagonalized matrix Λ, 42 which may be considered as a vector, as illustrated in Figure 2A. This vector has a magnitude Λ=λ12+λ22+λ32 and a direction signified by a unit vector, e=exeyezT, as expressed in Equation (4).

e=cosβ1e1+cosβ2e2+cosβ3e3 (4)

FIGURE 2.

FIGURE 2

Definitions of an effective diffusion vector Λ in the principal axis system (A) and a phase shift ε0 for an axially symmetric linear tensor (B). λ1, λ2, and λ3 are, respectively, the primary or principal, secondary, and tertiary eigenvalues of the diagonalized diffusion tensor Λ.

Here, cosβi=λi/Λ is the direction cosine of the vector Λ; ei=eixeiyeizT is the direction cosine of each PAS orthonormal axis in the LRF (i = 1, 2, 3); 42 bold face letters symbolize vectors or matrices throughout the text; and the letter T denotes the transpose operator.

Because D is composed of both anisotropic Daniso and isotropic Diso components, with the latter being devoid of any orientation attributes, the direction of Daniso ought to be collinear with the unit vector e direction. This seemingly unusual interpretation of D is actually in accordance with the conclusion that D and Daniso share the same sets of eigenvectors, albeit with different eigenvalues. 42 Accordingly, an actual axon fiber orientation ε must be determined by the anisotropic diffusivity direction (ADD) (i.e., ε=cos−1ez). As a comparison, this fiber orientation has always been associated with the PDD in the literature, 8 , 9 that is, Φ=cos−1e1z, implying λ1≫λ2>λ3 or β1≈0°, an unlikely scenario for most of the imaging voxels from DTI. So, it comes as no surprise that previously reported R2* and R2 orientation dependences manifested a phase shift ε0 as those observed in ex vivo studies, due to the difference between the actual ε and the measured Φ.

If directional diffusivities are available voxel‐wise or averaged across whole brain WM, ε0 could be estimated for an axially symmetric linear tensor, as shown in Figure 2B. In this case, the two direction angles in the PAS become complementary (i.e., β1+β3=90°). It is also valid for Φ (i.e., cos−1e1z) in the LRF and its counterpart (i.e., cos−1e3z). As a result, Equation (4) can be approximated by Equation (5a). Based on the cosine addition formula, ε will be estimated using Equation (5b), in which β1 has been replaced by ε0= tan−1D⊥/D∥, with D∥=λ1 and D⊥=λ2+λ3/2.

ez≈cosβ1e1z+cosβ3e3z (5a)
ε≈Φ−ε0 (5b)

2.4. R2 orientation dependence from a single T2‐weighted image

If the orientation information is available, anisotropic R2 relaxation can be effectively quantified using only a single T2‐weighted (T2W) image. 33 , 43 An imaging voxel signal SO with b = 0 in DTI may be expressed by Equation (6a), with S0, TE, and R2exp, respectively, denoting signal intensity with TE=0, spin‐echo time, and apparent transverse relaxation rate that could be decomposed into isotropic R2i and anisotropic R2afαε components, as defined in Equation (1). 29

SO=S0*exp−TE*R2exp (6a)
lnSOTE=lnS0TE−R2i−R2a*fαε (6b)

On a logarithmic scale and further normalized by TE, Equation (6a) could be replaced by Equation (6b). Here, the parenthesized composite term (i.e., lnS0/TE−R2i) may be considered as an unknown constant C0 with a fixed TE in DTI. This is because both S0 and R2i reportedly hardly altered when compared with the variation of R2afαε across brain WM. 5 It should be emphasized that R2i cannot be determined with a single T2W image.

3. METHODS

3.1. Public domain R2* and R2 orientation dependences of brain WM

Unless stated otherwise, all R2* and R2 profiles presented herein were extracted from graph images of previous publications using a free online tool (www.graphreader.com). These extracted data were originally measured from the human brain WM in vivo or ex vivo at different B0 fields, following ethical guidelines as stated in the original papers.

3.1.1. R2* orientation dependences of brain WM ex vivo at 7 and 11.7 T

Two R2* datasets were extracted from the human brain WM specimens. 11 , 12 The first was from a brain specimen (Sample 1) at 7 T, as presented in figs 2a‐b of the original paper, 12 which were replotted (circle vs. triangle symbols) in Figure 3B in this work. These profiles were measured from two rectangular regions of interest (ROIs; green vs. magenta), as depicted in Figure 3A, including the major fiber bundles of the corpus callosum. This specimen was successively rotated from 0 ° to 170 ° relative to B0 within a whole‐body MR scanner for 18 R2* measurements.

FIGURE 3.

FIGURE 3

Two phase‐shifted R2* orientation dependence profiles from a brain specimen at 7 T. (A) The brain image was adapted from fig. 2a and (B) The R2* datasets were extracted from fig. 2b in the original publication. 12

The second was derived from a fixed human brainstem specimen at 11.7 T, as shown in fig. 3 of the original publication. 11 The extracted R2* profiles of the corticospinal tract (CST; red circles) and transverse pontine fibers (TPF; blue triangles) were replotted in Figure 4B,D in this work. While the CST run along the foot–head direction in the brain, the TPF were approximately aligned mediolaterally and thus perpendicular to the CST. The fiber orientations in Figure 4B were manually measured based on the long axis of ROIs relative to the B0 direction, as illustrated in Figure 4A. By contrast, the fiber orientations in Figure 4D were indirectly determined based on the standard PDD from DTI, as seen in Figure 4C. As the measured R2* values associated with DTI‐based orientations were presented in scatterplots in the original paper, it was challenging to replicate original data with high confidence. Nonetheless, the extracted R2* datapoint for each orientation in Figure 4D was a best estimate for an average from several R2* values at the angle.

FIGURE 4.

FIGURE 4

Two phase‐shifted R2* orientation dependence profiles from a brainstem specimen at 11.7 T. Axon fiber orientations were either (A and B) Independent of or (C and D) Dependent on diffusion tensor imaging. The (A and C) brainstem images and (B and D) R2* datasets were, respectively, adapted from figs 1 and 3 and extracted from fig. 3 in the original publication. 11 CST, corticospinal tract; DTI, diffusion tensor imaging; GM, gray matter; TPF, transverse pontine fibers.

3.1.2. R2* and R2 orientation dependences of brain WM in vivo at 3 and 7 T

Four transverse relaxation orientation dependence datasets were extracted from previously published in vivo studies 2 , 17 , 44 and were replotted consecutively in Figure 5A‐D in this work. The first was R2* profile at 7 T without the confounding flip angle effect. 44 This dataset was measured from three healthy subjects (age 38.7 ± 4.2 years), as shown in fig. 7 (Session2, green) from the original paper. The second was the R2* profile at 3 T from four healthy subjects (age 29.5 ± 5.6 years), reproduced from fig. 2a (red triangles) in the original work. 2 The third and the fourth were R2 orientation dependences at 3 T from eight healthy adults (age 21 ± 2 years) and eight newborns (age 40.4 ± 1.1 weeks), replicated from fig. 6 in the supplementary information of the original paper. 17

FIGURE 5.

FIGURE 5

Phase‐shifted R2* (A and B) and R2 (C and D) orientation dependence profiles in the brain white matter from either (A‐C) Adults or (D) Newborns at either (A) 7 T or (B‐D) 3 T. These R2* and R2 datasets were extracted from three original publications. 2 , 17 , 44

3.1.3. R2 orientation dependences from a single T2W image

The origin of the phase shift ε0 associated with DTI was revealed on ultrahigh resolution Connectome DTI datasets from one healthy subject (age = 30 years). 45 With an isotropic voxel size of 760 μm 3, the reconstructed image matrix was 292 (left–right) by 288 (anterior–posterior) by 192 (superior–inferior). Paired with b = 0 (s/mm2) images, six preprocessed data subsets with b = 1000 (s/mm2) and 12 preprocessed data subsets with b = 2500 (s/mm2) were individually analyzed using FSL DTIFIT. 46 The outputs were as follows: (a) T2‐weighted signal SO with b = 0, from which an anisotropic R2 profile was derived based on Equation (6b); (b) eigenvalues λi and eigenvectors ei ( i= 1, 2, 3); (c) fractional anisotropy (FA); and (d) mode of anisotropy (MO), 47 with MO=1 denoting an ideal linear diffusion tensor for one fiber population within an imaging voxel, and with MO=−1 indicative of a perfect planar diffusion tensor for crossing or fanning fiber tracts. In this work, WM voxels were categorized by 0.5<FA<0.9 and 0.5<MO<1.0.

3.2. A unified R2* and R2 model with a phase shift ε0

Equation (1) and Equation (6b) may be consolidated into Equation (7), which comprises four model parameters, that is, constant C0, R2a, α, and a phase shift ε0.

y=C0±R2a*fαx−ε0 (7)

The plus sign was applied when the dependent variable y denoted relaxation rates, as written in Equation (1); otherwise, the minus sign was used when y was associated with T2W signals, as expressed in Equation (6b). In the first scenario, C0 simply became R2i, and the independent variable x was represented by Φ, denoting orientations either measured manually or determined indirectly by the PDD from DTI. In the second case, C0 was equivalent to lnS0/TE−R2i with TE = 75 ms, 45 and x was represented either by ε from the ADD as theorized in this work or by Φ from the PDD as usual.

The calculated ε and Φ for brain WM voxels were sorted ascendingly from 0° to 90° following the literature, 5 , 8 , 9 and then averaged within each predefined data bin (size = 0.5°) to generate an orientation dependence profile for associated T2W signals as well as some diffusion metrics. Except for those sorted based on ε in Figure 6D and Figure 7D, the orientation‐dependent variables that appeared in all the figures were dependent on Φ just for consistency with the literature.

FIGURE 6.

FIGURE 6

An anisotropic R2 profile from T2W (b = 0) based on directional diffusivities from b = 1000 (s/mm2) DTI data subsets (B) With and (D) Without a phase shift ε0. Also presented are (A) Voxel‐wise orientation‐dependent ε0 and (C) Direction angle βi ( i = 1, 2, 3). These results were based on public domain DTI datasets. 45 DTI, diffusion tensor imaging; T2W, T2‐weighted.

FIGURE 7.

FIGURE 7

An anisotropic R2 profile from T2W (b = 0) based on directional diffusivities from b = 2500 (s/mm2) DTI data subsets (B) With or (D) Without a phase shift ε0. Also presented are (A) Voxel‐wise orientation‐dependent ε0 and (C) Direction angle βi ( i= 1, 2, 3). These results were based on public domain DTI datasets. 45 DTI, diffusion tensor imaging; T2W, T2‐weighted.

3.3. Nonlinear least‐squares curve fittings

A robust Levenberg–Marquardt nonlinear least‐squares optimization method, from a public domain (http://purl.com/net/mpfit), 48 was used for data modeling with constrained model parameters. The fittings were either weighted or unweighted depending on availabilities of measurement uncertainties denoted by error bars in all plots. For the unweighted case, a unity error was applied to all measured data. The uncertainties of fitted model parameters were rescaled so that the reduced χ2 became unity.

fαx−ε0 was parameterized in the factored form unless otherwise specified, and the fitted model parameters were R2i or C0, R2a, α, and ε0. When fαx−ε0 was in the expanded form, the fitted parameters became C0, C1, C2, and ε0. Generally, these model parameters were constrained to the following ranges: R2i= C0 = [0, 100] (1/s), R2a = C1= [0, 50] (1/s), and α = [0°, 90°] or C2 = [0, 50] (1/s). If the constraints were not set to non‐negative numbers, C1 and C2 were optimized within the range [−50, 50] (1/s). As for the phase shift ε0, its constraint was typically set to [0°, 90°] but could be altered for some cases. For instance, the range of ε0 was extended to [−180°, 180°] to cover a larger phase shift for one of two orthogonal axon fiber tracts in Figure 4B.

Divided into five subgroups, the maximum number of iterations was set to 1000. To avoid being trapped within local minima during optimization processes, each subgroup started with unique initial values within the constraints. In this work, the fitted y, labeled as “ Fit”, was plotted using colored solid lines, and the fitted model parameters were imprinted on the graphs for easy reference. Further, the standard deviations of measured (i.e., “ Exp”) data were denoted by error bars or half widths of shaded ribbons. A goodness of fit was quantified by the root‐mean‐square error normalized by the mean value of measurements ( NRMSE%). An F‐test was used for comparing two fittings with and without ε0. Statistical significance was considered to be a p of 0.05 or less. All data analysis and visualization were conducted using in‐house software developed in IDL 8.8 (Harris Geospatial Solutions, Inc., Broomfield, CO, USA).

4. RESULTS

4.1. Theoretical fαε profiles in brain WM

Figure 1B shows five fαε profiles for fiber orientations −180°≤ε≤180° when angles α= 0 ° (red), 20 ° (green), 45 ° (blue), 70 ° (black), and 90 ° (magenta). Figure 1D focuses on these profiles ( 0°≤ε≤90°), showing different ∆fαε as α varies, for example, ∆f0°ε=4 and ∆f90°ε≈1. Here, ∆fαε was calculated as the difference between the maximum and the minimum of fαε values. A full picture of fαε is presented in Figure 1C, revealing multiple symmetries embedded in an axially symmetric model.

4.2. R2* orientation dependences of brain WM ex vivo

Figure 3B shows the shifted R2* profiles at 7 T from two rectangular ROIs in the corpus callosum, as depicted in Figure 3A. Although the fitted R2i, R2a, and α values were all consistent, the fitted ε0 turned out to be completely different, that is, with ε0=−29.2±1.6° (vertical green line, ROI1) for the left shifted profile and with ε0=31.6±1.4° (vertical magenta line, ROI2) for the right shifted profile. These fitting results indicate that the initial orientations of ROI long axes were not aligned along B0, as illustrated in Figure 3A. The angle between these two long axes was 180°−31.6°+29.2°=119.2°, approximately equal to 116 ° measured using a protractor on the graph.

For the brainstem specimen at 11.7 T, the longitudinal fascicles of the CST and TPF were orthogonally interweaved, as seen in Figure 4A,C. When the orientation information was derived by manually rotating the specimen, the R2* profiles from the two axon fiber tracts were out of phase by roughly 90 °, as revealed in Figure 4B, that is, ε0=177.8±2.8° (CST, red) versus 94.4±3.0° (TPF, blue). However, when the orientation information was determined by the PDD from DTI, the two R2* profiles became in phase but right shifted by ε0≈24°, as revealed in Figure 4D.

4.3. R2* and R2 orientation dependences of brain WM in vivo

As shown in Figure 5A,B, R2* profiles of brain WM from adults manifested considerable right phase shifts at both 7 T (i.e., ε0=20.5±2.9°) and 3 T (i.e., ε0=13.5±1.4°). Similarly, the R2 profile from adults was also right shifted at 3 T (i.e., ε0=15.8±0.7°), as seen in Figure 5C. Within measurement errors, the fitted R2a (1/s) from R2* profiles were comparable at two B0 fields (i.e., 7.05 ± 1.26 vs. 8.98 ± 0.31). However, these R2a values were much larger than that (i.e., 2.11 ± 0.06) from the R2 profile at 3 T. Nonetheless, the fitted α were all consistent in these cases. As revealed in Figure 5D, the R2 profile from newborns at 3 T was completely different when compared with those from adults, signified by unusual model parameters, that is, ε0=−8.7±2.1°, R2a=0.66±0.07 (1/s), and α=25.1±0.9°.

With respect to those fits without ε0 (i.e., ε0=0°) as usually found in the literature, the fitting residuals for the presented (i.e., ε0≠0°) profiles were all reduced significantly ( p<0.01), except for that in Figure 5A (i.e., NRMSE%=1.75 vs1.92, p=0.56). For instance, Figure 8A highlights an enlarged portion of Figure 5C within the measured orientation range, and the fitting residuals (i.e., ∆R2= Exp – Fit) are shown in Figure 8B. For this R2 dataset, the fitted parameters were C0, C1, and C2, as imprinted in Figure 8A, that corresponded to R2i, R2a, and α, as seen in Figure 5C. From Figure 8B with ε0=15.8±0.7° to Figure 8D with ε0=0° (fixed), the fitting residuals increased significantly in terms of NRMSE% (i.e., 0.22 vs. 0.71, p<0.01). When C1 had been further constrained to a non‐negative number, the corresponding fit deviated more from the measurement, as demonstrated in Figure 8E,F.

FIGURE 8.

FIGURE 8

Phase‐shifted R2 profile from Figure 5C quantified by different model parameters: (A and C) Without or (E) With non‐negative number constraints, and (C and E) Without or (A) With a phase shift ε0. The associated fitting residues (i.e., ∆R2=Exp−Fit) are shown consecutively in (B), (D), and (F). For the purposes of verification, from Figure 5C, { R2i (1/s), R2a1/s, α°} were equal to {10.95, 2.11, 67.3} and then α‐dependent { A0, A1, A2} became {0.696, −0.293, −0.097}. By definitions, C0=R2i+R2a*A0=10.95+2.11*0.696=12.421/s, C1=R2a*A1=2.11*−0.293=−0.621/s, and C2=R2a*A2=2.11*−0.097=−0.211/s, as shown in (A).

4.4. Anisotropic R2 of brain WM from a single T2W image

Figure 6 presents analysis results from six DTI data subsets with b = 1000 (s/mm2). More specifically, an orientation‐dependent phase shift ε0 is plotted in Figure 6A, derived from voxel‐wise directional diffusivities by tan−1D⊥/D∥. An average phase shift ε0 across all brain WM voxels was around 16.0°, as indicated by a horizontal dashed green line. As demonstrated in Figure 6B, this predicted ε0 value was equal to the fitted ε0=15.4±0.6° (vertical dashed green line) within measurement errors. Similar results from a previous study 4 also confirmed the relationship between the fitted ε0 and directional diffusivities from DTI (data not shown).

If an axon fiber angle ε was determined by three diffusivities λi (not shown) and three direction angles βi ( i=1,2,3), as seen in Figure 6C, the revised R2 profile as seen in Figure 6D became free from a confounding phase shift, but with comparable fitted R2a and α values. Although the R2 profile in Figure 6B was derived from T2W signals, its fitted model parameters were still consistent with those from Figure 5C, rendering strong support to the assumption used in this work, that is, unchanged S0 and R2i across WM in the human brain.

Figure 7 demonstrates the comparable results from 12 DTI data subsets with b = 2500 (s/mm2). In particular, the predicted and the fitted ε0 were still consistent, as revealed in Figure 7A,B (i.e., 18.3±0.2° vs. 17.2±0.4°), albeit slightly larger than those observed in Figure 6. When an axon fiber orientation was determined by the proposed ADD, the R2 profile was not confounded by ε0, as indicated in Figure 7D. By contrast, this profile was right shifted when the axon fiber orientation relied on the standard PDD, as shown in Figure 7B.

5. DISCUSSION

This work has demonstrated that a ubiquitous phase shift ε0 is a prerequisite for better quantifying R2 and R2* orientation dependences in the human brain WM. A phase‐shifted generalized transverse relaxation model was used to characterize some previously published datasets from both ex vivo and in vivo studies at different B0 fields. Furthermore, the origin of ε0 associated with DTI has been elucidated and a quantitative relationship between ε0 and the directional diffusivities has also been established.

5.1. An intrinsic phase shift ε0 in R2 and R2* profiles

When an axon fiber orientation was determined by the proposed ADD rather than by the standard PDD, as demonstrated in Figures 6D and 7D, the phase shift ε0 once manifested in the R2 profile disappeared. This result clearly demonstrates the origin of ε0 as predicted in the current work. From a different perspective, a phase‐shifted anisotropic transverse relaxation profile in brain WM has the hallmark of an intimately linked anisotropic translational diffusion characteristic, that is, a smaller ε0 indicative of a larger FA according to tanε0=D⊥/D∥.

It is obvious that ex vivo R2* profiles in Figure 3B cannot be adequately characterized without ε0; however, the essence of ε0 has not yet been fully revealed in the literature. 12 Initially, two phase offsets or shifts (i.e., φ0 and φ1) were applied to the model function combining both sin2θ and sin4θ terms. These two trigonometric functions were integrated by simultaneously considering magnetic susceptibility perturber structure and magnetic susceptibility anisotropy structure. The phase coherence between the two offsets was later uncovered, and then only one phase shift φ0 was defined for both trigonometric functions such as sin2θ+φ0. This phase shift definition is slightly different from ours for ε0 in the same term sin2θ−ε0. Interestingly, this essential phase parameter has not been explicitly considered in ex vivo data modeling, 10 and was even completely ignored for an in vivo study in the following publication. 21 It would be fair to state that the significance of ε0 has not yet been fully appreciated to date, particularly in those studies where DTI is utilized for obtaining the information about axon fiber orientations.

Whether the orientation information was obtained directly by manually rotating brain WM specimens or derived indirectly from DTI, the fitted model parameters (except ε0) ought to be consistent. To some degree, this was the case for the TPF (blue), as shown in Figure 4, but was not the case for the CST (red), particularly for the fitted R2a(1/s), that is, 45.0 versus 64.6. These observed discrepancies between the fits in Figure 4B and those in Figure 4D could be explained in part by imprecise data in Figure 4D, which were extracted from original scatterplots. Nonetheless, a phase shift is undoubtedly evident and becomes indispensable in better characterizing R2* profiles, irrespective of the origin of the axon fiber orientation information.

5.2. Biophysically meaningful model parameters

The theoretical transverse relaxation orientation dependence function fαε can be parameterized either by a factored form or by an expanded form. When comparing Equation (2) with Equation (3), the former appears to be more complex than the latter; in fact, the data modeling using either of the two has the same fitting performance in terms of fitting residuals, albeit with different model parameters (except ε0). For instance, the previously measured R2*1/s from ROI2 (magenta) in a brain WM specimen (Figure 3B) can be equally described by the model functions 37.7+11.4f73.4°Φ−ε0 and 45.9−3.0cos2Φ−ε0+1.3cos4Φ−ε0. For these two model functions, the NRMSD% values were all equal to 0.99 and the fitted ε0 was 31.6±1.4°.

While the fitted model parameters based on the factored form of fαε were always positive, those based on the expanded form (see Figure 8) and its alternatives could become negative numbers. For example, the R2 profile from Figure 8C could be alternatively modeled by 11.54+1.18sin2Φ+0.19sin4Φ. However, if ε0 was further incorporated for an optimal fit, as demonstrated in Figure 8A, this alternative function would become 11.6+2.87sin2Φ−15.8°−1.64sin4Φ−15.8°, with one negative parameter. It is challenging to interpret these negative parameters in any biophysically meaningful context.

Because of the symmetries in fαε and an inevitable ε0, the R2 or R2* profile could be quantified equally well using different sets of model parameters, depending on the choice of the constraint of ε0. For instance, if the limits of ε0 were altered from the default [0 °, 90 °] to [90 °, 180 °], the R21/s profile from Figure 8A could be characterized by 12.4+0.62cos2Φ−ε0−0.21cos4Φ−ε0, with the fitted ε0=105.8±0.7°. In this scenario, ε0 specified the orientation where the maximum R2, rather than the minimum R2 (as usual for adult brain WM), was observed. This dilemma of the model parameter degeneracy can, in general, be avoided if the default limits of ε0 are kept for in vivo studies.

Nevertheless, both R2 and R2* profiles are constructed based on the averaged and sorted voxel‐wise data, and most of these data across the whole brain WM are aggregated into an orientation range between 30 ° and 90 ° relative to the B0 direction. Consequently, neither the R2 profile nor the R2* profile can provide any localized microstructural information, even though the localized fiber tracts may have different physical characteristics such as varying axon fiber diameters. Thus, it is critical to keep this limitation in mind when interpreting the derived model parameters in any meaningful way.

5.3. Phase‐shifted R2* profile from adults at 7 T and R2 profile from newborns at 3 T

As revealed in Figure 5A, the fitting residuals with ε0, in terms of NRMSE%, were insignificantly reduced compared with those without ε0; nonetheless, this shifted model is compatible with a previously reported R2* orientation dependence at 7 T. In the current work, the shifted R2* profile manifested a minimum or a dip at Φ≈20°, while the same feature could be identified from fig. 2A in the literature, 49 where an apparent R2*, averaged between the orientations 0–18 ° and between the orientations 18–36 °, were comparable. Similarly, the maximum R2* value was found at angle Φ≈79° in Figure 5A from this work, which is consistent with R2* changes from successive intervals of 36–54 °, 54–72 °, and 72–90 °, as deduced from fig. 2A in the literature. 49

The R2 profile from newborns at 3 T, as shown in Figure 5D, is completely different from that previously reported in the literature. 18 Specifically, the measured R2 shown herein and T2 profiled in fig. 5 from the literature shared a similar orientation dependence trend, apparently contradictory from each other. Furthermore, the R2 profile in Figure 5D considerably deviated from a previously reported R2* profile from the same cohort of newborns at 3 T. 4 Considering the similarity between R2* and R2 profiles from healthy adults, as demonstrated in Figure 5B,C, it becomes more challenging to uncover the origin of R2 orientation dependence in newborns. Nevertheless, the standard MAE has been reportedly responsible for this unusual R2 profile, 17 which is a special case of the proposed orientation dependence function fαε with α=0° and without a phase shift ε0.

5.4. Origins of R2 and R2* orientation dependences in brain WM

When comparing Figure 7 with Figure 6, the fitted R2a appeared relatively larger with a higher b‐value. In this work, the FA threshold for classifying brain WM voxels was kept the same regardless of varying b‐values. Because of an inverse correlation between b‐value and FA, 50 more imaging voxels with a lower FA would be disqualified for WM voxels when using a higher b‐value. This would lead to a relatively larger average FA for the selected voxels compared with those with a lower b‐value. In other words, with a fixed FA threshold, the selected WM voxels appear more anisotropic (i.e., an increased R2a) for higher b‐values.

Because no consensus on either FA threshold or b‐value was available for previously published R2 and R2* orientation dependences in brain WM, it is no surprise that some inconsistent results can be found in the literature. For example, the R2a (1/s) value from Figure 5C derived from spin‐echo signals at 3 T was 2.11 ± 0.06 associated with b = 700 (s/mm2), and it became 1.77 ± 0.06 (Figure 6B) associated with b = 1000 (s/mm2). Similarly, the R2a (1/s) values from anisotropic R2* profiles markedly differed (data not shown) even using the same b = 1000 (s/mm2) at 3 T, 5 , 8 which were much lower than those observed with b = 2000 (s/mm2), as shown in Figure 5B. These observations are consistent with the increased R2a values from b = 1000 to 2500 (s/mm2), as demonstrated in Figures 6B and 7B, which were based on anisotropic R2 orientation dependences. It should be mentioned that the DTIFIT outputs at b‐values approximately higher than 1000 (s/mm2) could be somewhat compromised because of the potential contribution of kurtosis. 51 Thus, care should be exercised when interpreting these R2a values at higher b‐values.

Besides its dependence on b values and FA thresholds, R2a could also be impacted by imperfect slice profiles in 2D image acquisitions, 52 , 53 or by varying refocusing pulse intervals, 54 or by temperature differences, 10 as well as different flip angles. 44 Without eliminating these confounding factors from R2a, it is unlikely to unravel the underlying relaxation mechanisms in R2* and R2 orientation dependences in brain WM. In the current work, different R2a values were found from R2* (Figure 5B) and R2 (Figure 5C) profiles at 3 T, seemingly suggesting that the orientation dependence comes at least in part from R2′. However, the fact of the comparable R2a values from R2* profiles at 7 T (Figure 5A) and 3 T (Figure 5B) becomes contradictory to this tentative conclusion. In the literature, 31 the decay of transverse magnetization in highly ordered tissues ex vivo was shown to be biexponential, with components varying at different angles and at different B0 fields; therefore, the monoexponential approximation could be the culprit for the observed contradiction. Nonetheless, the proposed theoretical framework can still be valuable even without knowing the exact relaxation mechanisms involved, because the proposed generalized transverse relaxation model is directly linked to the axon fiber microstructures in brain WM.

6. CONCLUSIONS

A phase shift ε0 in a proposed model function has been revealed as essential for better quantifying R2 and R2* orientation dependences in brain WM. Furthermore, the origin of ε0 associated with directional diffusivities from DTI has been elucidated. These findings could have a significant impact on interpretations of prior R2 and R2* datasets and on future research.

CONFLICT OF INTEREST STATEMENT

The author has no conflicts of interest to declare.

ACKNOWLEDGMENTS

The author would like to thank Prof. Thomas L. Chenevert at University of Michigan for many useful discussions on diffusion imaging and Dr. Peter J. Basser at NIH for his support and encouragement. The author also thanks anonymous reviewers for their insightful comments and constructive suggestions.

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