Skip to main content
ACS Omega logoLink to ACS Omega
. 2026 Sep 4;11(37):54965–54973. doi: 10.1021/acsomega.6c00253

Reflectance-Only Retrieval of Refractive Index and Extinction Coefficient Dispersions in an Absorbing Thin Film via a Paul-Wavelet Repetition-Frequency Method

Emre Coskun †,*, Cansu Emir ‡,§, Erhan Tiryaki ∥, Makbule Terlemezoglu ⊥, Mehmet Parlak #
PMCID: PMC13613463  PMID: 42799013

Abstract

Accurate knowledge of the refractive index (n) and extinction coefficient (κ) dispersions is essential for understanding the optical response of thin-film materials used in photovoltaics, optoelectronics, and related photonic applications. However, transmission-based dispersion extraction becomes unreliable for turbid, colloidal, nanostructured, or strongly absorbing thin films, where low transmission or scattering prevents accurate spectral evaluation. In this work, we introduce a reflectance-only framework based on the Paul wavelet transform applied to normal-incidence reflectance spectra. The method exploits repetition frequency analysis of interference fringes to retrieve continuous dispersions of n and κ without requiring a predefined dispersion model. The wavelet order provides explicit control over the joint spectral-Fourier resolution, allowing optimization for a given data set. The approach is validated through simulation studies and a noisy signal test with 10% additive random noise, and benchmarked against Minkov’s reflectance-based envelope/extrema method. Under noisy conditions, the proposed method preserves the refractive index trend close to the reference behavior, whereas the envelope-based approach shows larger deviations. The extinction coefficient is more sensitive to noise in both methods, although the wavelet-based retrieval remains comparatively stable. Experimental validation on a CdS thin film demonstrates consistency of the refractive index dispersion with literature data, while deviations in the extinction coefficient are attributed to its sensitivity to absorption-related and microstructural variations. The method requires independent film thickness information, as in all interference-based approaches, but is otherwise nondestructive and model-free, making it suitable for a broad range of thin-film systems including doped semiconductors, colloidal nanostructures, and hybrid organic–inorganic materials where conventional transmission or ellipsometric methods are difficult to apply.


graphic file with name ao6c00253_0007.webp


graphic file with name ao6c00253_0005.webp

1. Introduction

Accurate and continuous determination of the refractive index (n) and extinction coefficient (κ) of absorbing thin films across the visible spectrum is crucial for the design and optimization of optoelectronic and photonic devices. − Given this importance, a broad range of characterization strategies has been developed. Among them, transfer-matrix analysis of normal-incidence reflectance/transmittance spectra is a well-established route to retrieve the spectral dispersion of n and κ; however, the method is model-dependent and highly sensitive to the absolute magnitude and noise of the reflectance and transmittance spectra, which can lead to significant deviations in the retrieved optical constants. Swanepoel improved the spectral analysis by exploiting the envelopes formed by the interference fringes in the transmittance spectrum, enabling the determination of the values of both n and κ for weakly absorbing films on transparent substrates. While this noncontact optical approach is among the earliest and most recognized techniques based on fringe extrema, it requires well-resolved fringes and lateral uniformity. Today, spectroscopic ellipsometry has become one of the most widely used techniques for extracting the optical dispersion of thin films due to its nondestructive nature, high sensitivity, and ability to simultaneously determine film thickness and optical constants over a broad spectral range. Advanced implementations such as Mueller-matrix ellipsometry further extend its applicability to anisotropic and depolarizing samples. However, ellipsometric analysis generally relies on predefined dispersion models (e.g., Cauchy, Tauc–Lorentz, or Sellmeier), and the accuracy of the extracted optical constants may depend on the suitability of the selected model. In contrast, the frequency-domain wavelet framework proposed in this work retrieves the n and κ dispersions directly from the interference-fringe periodicity of the reflectance spectrum, without requiring a parametric dispersion model. Therefore, the proposed approach provides a complementary and computationally efficient alternative, particularly in cases where model selection is ambiguous or transmission-based measurements are unreliable. For the sub-bandgap, very-low-absorption regime, photothermal methods, most notably photothermal deflection spectroscopy (PDS), are employed to determine these optical constants owing to their superior sensitivity to weak absorption. The main drawbacks are the high cost of the instrumentation, the need for precise thermal and optical alignment, and the overall complexity of data acquisition and analysis.

In our previous studies, a new approach was introduced in the literature. In these works, fringe repetition frequency in the transmittance spectrum was utilized to determine the spectral dispersion of n and κ. − This frequency-based analysis provides significant advantages, including high noise immunity, a noncontact measurement configuration, short computation time, and ease of implementation. All of these methods, however, rely on the analysis of transmittance spectra. Unlike our previous Paul wavelet studies, which were confined to transmittance spectra and did not address κ retrieval, the present work extends the repetition-frequency framework to reflectance spectra and introduces simultaneous n and κ retrieval within this framework for the first time. In parallel, Minkov proposed empirical reflectance-based procedures in 1989 and 1991 to determine optical parameters directly from the reflectance spectrum of thin films. , More broadly, reflectance-only retrieval strategies have been demonstrated across a wide range of spectral domains where transmission measurements are impractical or inaccessible. In the extreme ultraviolet (EUV), where materials are essentially opaque and transmission-based analysis is infeasible, optical constants have been determined solely from reflectance data using synchrotron-based reflectometry. , A conceptually similar reflectance-only approach has proven effective for organic molecular monolayers (films so thin that their transmission signal is negligibly small) where spectroscopic reflectometry yields reliable dispersion of the optical functions and film thickness. , The present study extends this broader family of reflectance-only characterization methods to the visible range by combining the Paul wavelet transform with repetition-frequency analysis.

In this study, we address scenarios where transmission measurements become unreliable, such as in turbid, colloidal, or highly absorbing films in which strong scattering or minimal transmission prevents accurate spectral evaluation, by introducing a reflectance-only characterization framework. We apply the Paul wavelet transform to the reflectance spectrum and use repetition-frequency analysis to determine the dispersion of n and κ. The Paul wavelet, used in the Continuous Wavelet Transform (CWT), affords tunable joint resolution in the spectral and Fourier domains, which makes it particularly well suited to capturing interference-fringe periodicities in reflectance data. The algorithm has been implemented and validated through simulation studies, including controlled noise injections to assess robustness and precision. Finally, we demonstrate the method on CdS thin films and benchmark the results against Minkov’s reflectance-based approach and representative literature data.

2. Method

When a light beam incident normally passes through a structure consisting of air-thin film–substrate–air, the reflectance equation is given as,

R(k0)=A′−(B1′cos2δ−B2′sin2δ)x+C′x2A″−(B1″cos2δ−B2″sin2δ)x+C″x2+A‴x2A″−(B1″cos2δ−B2″sin2δ)x+C″x2×1C″−(E1″cos2δ−E2″sin2δ)x+F″x2 1

where,

A′=[(n−1)2+κ2][(n+ns)2+κ2] 2a
B1′=2[(n2+κ2−1)(n2+κ2−ns2)+4κ2ns] 2b
B2′=4κ[ns(n2+κ2−1)−(n2+κ2−ns2)] 2c
C′=[(n+1)2+κ2][(n−ns)2+κ2] 2d
A″=[(n+1)2+κ2][(n+ns)2+κ2] 2e
B1″=2[(n2+κ2−1)(n2+κ2−ns2)−4κ2ns] 2f
B2″=4κ[ns(n2+κ2−1)+(n2+κ2−ns2)] 2g
C″=[(n−1)2+κ2][(n−ns)2+κ2] 2h
A‴=64ns(ns−1)2(n2+κ2)2 2i
C″=[(n+1)2+κ2][(n+1)(n+ns2)+κ2] 2j
E1’’=2[(n2+κ2−1)(n2+κ2−ns2)−2κ2(ns2+1)] 2k
E2’’=2κ[(n2+κ2−ns2)+(ns2+1)(n2+κ2−1)] 2l
F″=[(n−1)2+κ2][(n−1)(n−ns2)+κ2] 2m

and

x=exp(−αd);α=4πκk0;δ=2πndk0 2n

where ns is the refractive index of the substrate, k 0 is the wavenumber and d is the thickness of the film. Since refractive-index dispersion influences the repetition frequency of the optical interference pattern, R(k 0) becomes nonstationary; therefore, the Continuous Wavelet Transform (CWT) is an appropriate tool for its analysis. The CWT of the reflectance signal can be expressed as

CWT(a,b)=1a1/2∫−∞∞ψ*(k0−ba)R(k0)dk0 3

where, ψ(k0⁡−⁡ba) is the analyzing wavelet derived from the admissible and localized mother wavelet ψ(k0) . , Here, b denotes the translation parameter corresponding to the wavelet’s location, and a is the dilation parameter (a ≥ 0) related to scale length. By applying the convolution theorem, eq can be rewritten in the Fourier domain (x 0) as

CWT(a,b)=a1/2∫−∞∞ψ̂*(ax0)R̂(x0)exp(ibx0)dx0=IFT{ψ̂*(ax0)R̂(x0)} 4

where a1/2ψ̂(ax0) and R (x 0) represent the Fourier Transform (FT) of a−1/2ψ(k0a) and R(k 0), respectively. This representation allows the wavelet transform to be efficiently evaluated in the Fourier domain by means of the inverse Fourier transform (IFT) algorithm.

The Paul wavelet was selected as the analyzing wavelet owing to its tunable joint resolution in the real (k 0) and Fourier (x 0) domains. The corresponding expressions in the k 0 and x 0 spaces are presented in eqs and , respectively,

ψa,b(k0)=1a2mm!(1−i(k0−ba))−(m+1)2π(2m)!/2 5
ψ̂(ax0)=2mm(2m−1)!(ax0)mexp(−ax0)ξ(x0) 6

where m denotes the order of the Paul wavelet and ξ(x 0) is the Heaviside function. , The Paul wavelet belongs to the class of progressive wavelets, making it well suited for analyzing causal signals because ψ̂(ax0)=0 for x 0 < 0. The center and variance of the analyzing wavelet in k 0 domain are k0C=b and (Δk0)2=a22m⁡−⁡1 , whereas in x 0 domain they are x0C=2m⁡+⁡12a and (Δx0)2=2m⁡+⁡14a2 , respectively. The degree m determines the trade-off between the resolutions of the two domains. By exploiting the localization property, and assuming that n(k 0) remains approximately constant, n(k 0) ≅ n(b) within the interval [k0C−Δk0,k0C+Δk0] , the Fourier transform of R(k 0) is obtained as,

R̂(x0)=C1δ(x0+4πD)+C2δ(x0)+C3δ(x0−4πD) 7

C 1, C 2, and C 3 are constants. Using ψ̂(ax0)=0 when x 0 ≤ 0, eq is reduced by inserting eqs and ,

CWT(a,b)=a∫−∞∞C1δ(x0−4πD)2mm(2m−1)!(ax0)mexp(−ax0)exp(ibx0)dx0 8

and the squared normalized modulus of CWT(a,b) was calculated as,

|CWT(a,b)|2=aψ̂2(aX)α12=22mm(2m−1)!a(a4πD)2mexp(−a8πD) 9

This has a matrix of a × b dimensions. eq peaks at amax for a fixed b according to eq ,

amax=2m+18πD,→n=2m+18πdamax 10

Determination of the spectral dispersion of n(k 0) requires prior knowledge of the film thickness. Once the dispersion of n(k 0) is obtained, the extinction coefficient κ(k 0) can be determined from the envelopes of the maxima RM or minima RM of the reflection spectrum using eq

RM,Rm=A′±B1′x+C′x2A″±B1″x+C″x2+A‴x2(A″±B1″x+C″x2)(C″±E1″x+F″x2) 11

where + in the ± refers to RM and – to RM .

The Paul-wavelet method relies on the presence of well-defined interference fringes in the reflectance spectrum; therefore, when strong absorption suppresses these fringes, the method does not provide sufficient information for reliable retrieval of optical parameters. In such cases, alternative model-based approaches, such as Cauchy or Sellmeier dispersion relations, may be used to estimate the optical constants through fitting procedures.

2.1. Simulation Studies

To demonstrate the applicability of the proposed method, a simulation study was conducted. The reflectance spectrum R(k 0) was calculated over the wavenumber range [0.91–2.22] μm‑1 using eq with the parameters defined in eq a–d. The computing R(k 0) curve is shown in Figure a,

n(k0)=A+Bk02+Ck04 12a
A=2.60,B=3.00×10−1μm2,C=2.00×10−4μm4 12b
κ(k0)=(1034πk0)10(1.5⁡×⁡k02)−8 12c
n0=1,ns=1.51,d=3⁡μm 12d

1.

1

(a) Theoretically generated R(k 0). (b) The normalized modulus obtained from the Paul wavelet analysis (m = 34). (c) n(k 0) curves determined by the Paul wavelet analysis with different m values (m = 12–cyan, m = 24–purple, m = 34–blue, and m = 46–green curves), compared with the Minkov method (red) and the presumed reference curve (black). The inset illustrates the accuracy of the calculated results. (d) κ(k 0) curves determined by the Paul wavelet analysis (m = 34–blue), the Minkov method (red), and the presumed reference curve (black).

The simulated reflectance signal was analyzed using the Paul wavelet with m = 34, and the resulting normalized modulus is presented in Figure b. The spectral dispersion of n(k 0), calculated from eq , is shown in Figure c. The refractive index n(k 0) was obtained as a continuous function, and the corresponding three-term Cauchy parameters derived from the fitting process are listed in Table . The accuracy of the results was assessed through a mean relative difference analysis,

δn/n®=|ncal−ninp|/ninp 13

yielding an average relative error of 7.64 × 10‑4. The sharp deviations observed at the edges of the calculated n(k 0) curve originate from edge effects intrinsic to the method, which arise due to the finite-length nature of the R(k 0) signal. In wavelet-based analysis, methods such as padding or the Meyer approach are commonly proposed in the literature to mitigate edge effects. However, since these methods introduce artificial extensions or modifications to the measured signal, they were not employed in this study in order to preserve the physical integrity of the data.

1. Three-Term Cauchy Parameters (Computed and Input) and Corresponding Mean Relative Difference Results for Refractive Index Dispersions.

      A B (μm2) C (μm4)
δn/n®
Simulation Study Inputs   2.60 3.00 × 10‑1 2.00 × 10–4 0
Paul (m) 12 2.58 3.30 × 10‑1 –8.51 × 10–3 2.76 × 10–3
24 2.57 3.24 × 10‑1 –8.74 × 10–3 2.37 × 10–3
34 2.59 3.07 × 10‑1 –1.31 × 10–3 2.15 × 10–4
46 2.58 3.24 × 10‑1 –5.37 × 10–3 2.31 × 10–3
Minkov   2.61 2.92 × 10‑1 6.92 × 10–4 3.73 × 10–4
Noisy Signal Study Paul (m) 34 2.55 3.35 × 10‑1 –1.38 × 10–2 1.73 × 10–3
Minkov   3.56 –2.55 × 10‑1 9.53 × 10–2 5.58 × 10–2
Experimental Study Paul (m) 32 1.72 5.82 × 10‑2 –4.38 × 10–2 -
Minkov   2.60 2.97 × 10‑1 6.92 × 10–4 -

Instead, the reliability of the results is ensured by focusing on the central spectral region, where the wavelet coefficients are fully supported within the signal window. This region provides the most reliable estimates of the optical constants, while boundary regions are excluded due to reduced wavelet support. This treatment is consistent with the cone of influence (COI) concept in wavelet analysis, defined here using the e-folding time of Torrence and Compo,

τ(a)=a2 14

which, together with the ridge scale amax from eq , gives the reliable-region boundaries,

bleft=k0,min+τ(amaxleft),bright=k0,max−τ(amaxright) 15

For the simulation study (m = 34, d = 3 μm), this yields bleft = 1.33 μm–1 and bright =1.62 μm–1, consistent with the edge deviations in Figure c, d. To further investigate the influence of resolution control, the R(k 0) signal was additionally analyzed using the Paul wavelet with various m values (m = 12, 24, 34, 46 For comparison, the same signal was also analyzed using the empirical method proposed by Minkov. All corresponding three-term Cauchy coefficients and mean relative differences obtained from both approaches are summarized in Table .

Once n(k 0) has been determined, the extinction coefficient κ(k 0) can be subsequently obtained. In this work, κ(k 0) was computed from the analytical expression derived in the proposed framework, whereas the Minkov method retrieves both n(k 0) and κ(k 0) simultaneously via the Newton–Raphson iterative scheme. A comparison between the κ(k 0) curves obtained from the Paul wavelet approach (m = 34), the Minkov method, and the input data is presented in Figure d. The simulation results illustrate the influence of the m parameter in the Paul wavelet analysis and identify m = 34 as the optimal resolution parameter for the theoretically generated R(k 0) spectrum. The mean relative difference values and the three-term Cauchy parameters show that the n(k 0) obtained by the Paul wavelet and Minkov methods are in very good agreement. The Paul wavelet analysis with m = 34 provides slightly higher accuracy compared with the Minkov method, yielding results that closely match the presumed reference curve. In contrast, for the κ(k 0), the Minkov method yields slightly better accuracy than the Paul-wavelet approach, which can be attributed to the idealized nature of the simulated reflectance data.

The simulation study was extended to include a noisy-signal analysis in order to evaluate the performance of the enhanced Paul-wavelet method. Figure a shows the noisy R(k 0) spectrum obtained after adding 10% random noise to the signal presented in Figure a. The corresponding normalized modulus and the determined n(k 0) and κ(k 0) dispersions (m = 34) are shown in Figure b–d, respectively. In addition, the noisy signal was also analyzed using the Minkov method, and the resulting three-term Cauchy parameters along with the mean relative difference values are summarized in Table . Figure c and Table show that, in the analysis of the noisy signal, the n(k 0) values determined by the Minkov method exhibit significant deviations, whereas those obtained from the Paul-wavelet method (m = 34) demonstrate good agreement with the presumed reference curve. By contrast, the Minkov method relies on the extrema of the signal envelope, leading to the observed deviations under noisy conditions. Consequently, the analysis confirms that the Paul-wavelet method possesses strong noise immunity owing to its repetition-frequency-based analysis. Applying the same COI criterion (eqs –) to the noisy-signal analysis yields boundaries nearly identical to the noise-free case (bleft = 1.33 μm‑1, bright = 1.62 μm‑1), confirming that the extent of the reliable spectral region is governed by the ridge scale a max rather than by the noise level. Figure d further indicates that the retrieval of κ(k 0) is inherently more sensitive to noise than that of n(k 0), since κ is governed primarily by the absolute reflectance level (i.e., fringe amplitude), which is directly perturbed by additive random noise. Accordingly, the Minkov-derived κ(k 0) exhibits pronounced oscillations, particularly in the low k 0 region, reflecting the instability of envelope-extrema extraction under noisy conditions. In contrast, the Paul-wavelet-based κ(k 0) remains comparatively smooth and preserves the overall trend of the presumed reference curve.

2.

2

(a) The theoretically generated noisy R(k 0) (10% noise added). (b) The normalized modulus of the Paul wavelet analysis (m = 34). (c) n(k 0) curves determined by the Paul wavelet analysis (m = 34–blue), the Minkov method (red), and the presumed reference curve (black). (d) κ(k 0) curves determined by the Paul wavelet analysis (m = 34–blue), the Minkov method (red), and the presumed reference curve (black).

3. Experimental Studies

The Cd–S thin films were deposited on soda-lime glass (SLG) by using an RF and DC sputtering system in which CdS was used as target. The total sputtering time was determined as 25 min to obtain the desired thickness of thin films. The individual deposition layer thicknesses were controlled by a quartz crystal connected to the Inficon XTM/2 Deposition monitor. The substrate temperature was kept at room temperature. Then, CdS films were annealed under a nitrogen atmosphere at 100 °C for 30 min to improve the crystallinity of the deposited films. A JSM-600 scanning electron microscope (SEM) equipped with an energy dispersive X-ray spectroscopy (EDS) detector facility operated at 20 kV was used to determine the chemical composition of the deposited films. The EDS analysis result shows that the stoichiometry of the films is nearly a 1:1 ratio as desired (see Figure a). EDS analysis was carried out with SEM system and the observed spectrum is shown in Figure a. The relevant atomic ratios of the elements are 51% S and 49% Cd after annealing treatment. The results reveal that the CdS film is nearly stoichiometric within the experimental error of ±2%. A SEM image for a typical sample is shown in Figure b, and it is seen from the figure that the film has crack-free and grainy surface morphology. It shows that the distribution of grains over the surface of the films is quite uniform and regular. X-ray diffraction (XRD) measurements were performed by the Rigaku Miniflex XRD system equipped with a Cu Kα radiation source having wavelength of 1.54 Å, and the result is presented in Figure c. The obtained X-ray diffraction pattern for the film showed that the main orientation of the CdS thin film was found to be along the (111) direction at 2θ ∼ 26.5°, and the deposited films have a cubic crystal structure and lattice parameters of this structure are a = b = c = 5.689 Å according to the card no of JCPDS (joint committee on powder diffraction standards) 78–1922. The average microcrystalline grain size GS was estimated from the XRD pattern using the Scherrer’s formula,

GS=Kλ0βcos⁡θ 16

where λ 0 is the wavelength of the X-ray radiation source, β is the full width of half-maximum value of a diffraction peak, θ is the diffraction angle, and K is the Scherrer’s constant in the order of unity for usual crystal structure; and in this study, due to cubic symmetry, K was taken as 0.94. The calculated grain size value is about 34 nm.

3.

3

(a) EDS analysis results of the CdS film. (b) SEM micrograph of the CdS film. (c) X-ray diffraction pattern of the CdS film.

4. Results and Discussion

4.1. Paul Wavelet Analysis of the Experimental Data

A CdS thin film was used as a test specimen to validate the proposal method. Reflectance measurements were performed using an MS260i spectrograph equipped with an integrating sphere. The light source was a 10–250 W quartz–tungsten–halogen lamp, and the grating had 1800 lines/mm. Reflected light was detected by a charge-coupled device (CCD), and the entire measurement was computer-controlled. The film thickness was measured using a Dektak profilometer and found to be d = 461 ± 10 nm. To quantify the effect of film thickness uncertainty on the retrieved optical constants, a sensitivity analysis was performed by varying the thickness within its experimental uncertainty range (d = 461 ± 10 nm). The corresponding variations in the refractive index were used to define a wavelength-dependent sensitivity function as Sn(k0)=nmax(k0)⁡−⁡nmin(k0)2nref(k0) , where n max(k 0) and n min(k 0) denote the refractive index values obtained at the upper and lower bounds of the thickness variation, respectively. The mean sensitivity over the investigated spectral range was found to be S̅n=0.0216 . Similarly, the extinction coefficient sensitivity was defined as Sκ(k0)=κmax(k0)⁡−⁡κmin(k0)2κref(k0) , and its mean value was calculated as S̅κ=0.3105 (see Figure c and d). At room temperature, the reflectance spectrum of the specimen was recorded in the wavenumber range [0.97 – 2.00] μm‑1, with a sampling interval of Δk 0 ≈ 2 × 10‑4 μm‑1 (Figure a). The measured R(k 0) signal was analyzed using the Paul wavelet method (m = 32), where the wavelet decomposition parameter m was selected via an automated scan over predefined candidate values (m = 8–42). For each candidate m, the refractive-index dispersion n(k 0) was reconstructed and its discrete total variation (TV), which measures the cumulative variation between adjacent data points, was calculated as

TV=∑i=1N−1|n(k0,i+1)−n(k0,i)| 17

4.

4

(a) Measured R(k 0), of the CdS thin film. (b) The normalized modulus of the Paul wavelet analysis (m = 32). (c) n(k 0) curves determined by the Paul wavelet analysis (m = 32–blue), the Minkov method (red); circles and squares indicate the literature values reported in refs , (black), respectively. The shaded region represents the uncertainty band in the retrieved n(k 0) induced by the experimental film thickness variation (d = 461 ± 10 nm). (d) κ(k 0) curves determined by the Paul wavelet analysis (m = 32–blue), the Minkov method (red); circles and squares indicate the literature values reported in refs , (black), respectively. The shaded region represents the uncertainty band in the retrieved κ(k 0) induced by the experimental film thickness variation (d = 461 ± 10 nm).

The optimal wavelet order was defined as the value yielding the minimum TV, thereby suppressing artificial oscillations in the retrieved refractive index dispersion.

The corresponding normalized modulus, as well as the n(k 0) and κ(k 0) dispersions, were obtained and are presented in Figure b–d, respectively. The computed three-term Cauchy parameters are listed in Table . For comparison, the same reflectance signal was also analyzed using the Minkov method, and the resulting n(k 0) and κ(k 0) curves are included in Figure c and d, respectively. The corresponding Cauchy parameters derived from the Minkov method are also summarized in Table . The experimental study results prove that the n(k 0) dispersion determined by the Paul wavelet method has high harmony with the n(k 0) values presented in ref , . On the other hand, the n(k 0) dispersion determined by the Minkov method has a small shift on the curve. This situation may be due to the dispersion coefficient (the B parameter in the Cauchy equation) being calculated with a small error caused by noise in the reflectance spectrum. The Paul-wavelet analysis yields κ(k 0) values that differ markedly from those reported in refs , . This discrepancy is plausible because κ is primarily governed by absorption and is therefore highly sensitive to deposition-dependent variations in microstructure and band-edge characteristics. Moreover, κ extraction from reflectance is generally more sensitive to measurement noise than n, which can further amplify differences with literature data. For the CdS film, the smaller thickness (d = 461 nm) gives a larger amax near k 0,min (via eq ), making the COI criterion (eqs –) overly conservative here; bleft falls beyond the measured window (k 0,max = 2.00 μm‑1). We report this for completeness; the edge deviations in Figure c, d are nonetheless interpreted qualitatively, as in Figures and , consistent with the good agreement of n(k 0) with literature values (refs , ).

4.2. Error Analysis

The refractive index error analysis of the enhanced Paul wavelet approach was examined. The relative error on the refractive index (Δnn) depending on eq is given as

Δnn=[((Δamaxamax)2+(Δdd)2)1/2] 18

The dilation (scale) parameter is discretized as,

aj=πx022jdj,dj=log2⁡(x02/x01)N,j=0,1,...,N 19

where x 01 and x 02 are the lower and upper bounds of the Fourier transform of the reflectance spectrum (i.e., where R̂(x0)→0 ); and N is the total number of the scale.

The relative error of the amax is computed as,

Δamaxamax=(x02x01)1/N−1. 20

For this work, N = 1000, x 01 = 0.95 μm and x 02 = 1.99 μm values were obtained from R̂(x0) and the relative error of the scale was computed as,

Δamaxamax=0.0066. 21

The absolute error of the thickness is equal Δd = 1.00 × 10‑2 μm, and the relative error of the thickness was calculated as Δdd=0.024 . The relative error of the improved Paul wavelet method is Δnn=0.025 , which is consistent with the literature.

5. Conclusion

Using the reflectance spectrum, the Paul wavelet approach was enhanced to calculate the n(k 0) dispersion and, subsequently, the κ(k 0) dispersion within the same framework. Simulation studies verified that the retrieved n(k 0) is continuous and highly accurate, as supported by the three-term Cauchy parameters and the mean relative difference results in Table . The method provides explicit control over resolution, and the simulations highlight the practical importance of this tunability. The noise immunity arising from repetition-frequency-based analysis was confirmed in the noisy signal study (δnnoise/nnoise®=7.71×10−4) , where envelope-extrema-based analysis becomes more vulnerable to noise.

Experimental validation on a CdS thin film further demonstrated that the n(k 0) dispersion obtained by the proposed approach is consistent with literature results, while κ(k 0) shows larger variability, which is plausible given its strong dependence on absorption-related, deposition-sensitive band-edge characteristics and its higher sensitivity to measurement noise in reflectance-based extraction. One limitation of the technique is the requirement to ascertain film thickness, which is shared by all interference-based signal analysis methods.

The method is most suitable for moderately to strongly absorbing films (typically in the range of approximately (102 cm‑1 < α < 105 cm‑1), including opaque, colloidal, or heavily doped semiconductor layers where transmission-based analysis is not feasible. For very weakly absorbing films (α < 102 cm‑1), ellipsometric or photothermal techniques may be more appropriate, as κ retrieval becomes increasingly sensitive to noise in the reflectance signal in this regime.

Acknowledgments

The authors acknowledge the support of the Scientific Research Coordination Unit of Çanakkale Onsekiz Mart University.

E.C. and E.T. conceived the mathematical framework and designed simulation studies. C.E. designed and conducted optical experiments. M.T. carried out the structural characterization and analysis. M.P. performed the CdS thin-film deposition. E.C. drafted the manuscript. All authors reviewed and edited the manuscript and contributed to the discussion of the results.

This work was supported by Çanakkale Onsekiz Mart University, Scientific Research Coordination Unit, Project Number FBA-2023–4342.

The authors declare no competing financial interest.

References

  1. Runowski M., Sobczak S., Marciniak J., Bukalska I., Lis S., Katrusiak A.. Gold Nanorods as a High-Pressure Sensor of Phase Transitions and Refractive-Index Gauge. Nanoscale. 2019;11(18):8718–8726. doi: 10.1039/C9NR02792K. [DOI] [PubMed] [Google Scholar]
  2. Martín-Sánchez C., González-Rubio G., Mulvaney P., Guerrero-Martínez A., Liz-Marzán L. M., Rodríguez F.. Monodisperse Gold Nanorods for High-Pressure Refractive Index Sensing. J. Phys. Chem. Lett. 2019;10(7):1587–1593. doi: 10.1021/acs.jpclett.9b00636. [DOI] [PubMed] [Google Scholar]
  3. Wang Z., Ho Y. L., Cao T., Yatsui T., Delaunay J. J.. High-Q and Tailorable Fano Resonances in a One-Dimensional Metal-Optical Tamm State Structure: From a Narrowband Perfect Absorber to a Narrowband Perfect Reflector. Adv. Funct. Mater. 2021;31:2102183. doi: 10.1002/adfm.202102183. [DOI] [Google Scholar]
  4. Yang F., Li R. H., Tan S. L., Dong J. W., Jiang S. J.. Visible-Mid Infrared Ultra-Broadband and Wide-Angle Metamaterial Perfect Absorber Based on Cermet Films with Nano-Cone Structure. Nanophotonics. 2023;12(13):2451–2460. doi: 10.1515/nanoph-2023-0021. [DOI] [PMC free article] [PubMed] [Google Scholar]
  5. Macleod, A. H. Thin-Film Optical Filters. 4th ed.; CRC Press: Boca Raton, 2010. 10.1201/9781420073034 [DOI] [Google Scholar]
  6. Hilfiker J. N., Singh N., Tiwald T., Convey D., Smith S. M., Baker J. H., Tompkins H. G.. Survey of Methods to Characterize Thin Absorbing Films with Spectroscopic Ellipsometry. Thin Solid Films. 2008;516(22):7979–7989. doi: 10.1016/j.tsf.2008.04.060. [DOI] [Google Scholar]
  7. Swanepoel R.. Determination of the Thickness and Optical Constants of Amorphous Silicon. J. Phys. E. 1983;16(12):1214–1222. doi: 10.1088/0022-3735/16/12/023. [DOI] [Google Scholar]
  8. Fujiwara, H. Spectroscopic Ellipsometry: Principles and Applications. John Wiley & Sons, 2007. [Google Scholar]
  9. Welsch, E. ; Ristau, D. . Photothermal Measurements on Optical Thin Films. Optica Publishing Group; 1995. [DOI] [PubMed] [Google Scholar]
  10. Coskun E., Sel K., Ozder S.. Determination of the Refractive Index of a Dielectric Film Continuously by the Generalized S -Transform. Opt. Lett. 2010;35(6):841–843. doi: 10.1364/OL.35.000841. [DOI] [PubMed] [Google Scholar]
  11. Coşkun E., Özder S., Sel K., Kurt M.. Refractive Index and Extinction Coefficient Determination of an Absorbing Thin Film by Using the Continuous Wavelet Transform Method. J. Opt. Soc. Am. B. 2008;47(12):4888. doi: 10.1364/AO.47.004888. [DOI] [PubMed] [Google Scholar]
  12. Kocahan O., Coşkun E., Tiryaki E., Özder S.. The Zero Order Generalized Morse Wavelet Method to Determine the Refractive Index and Extinction Coefficient Dispersions of an Absorbing Film. Thin Solid Films. 2019;673:72–77. doi: 10.1016/j.tsf.2019.01.032. [DOI] [Google Scholar]
  13. Özder S., Coskun E., Köysal O., Kocahan O.. Determination of Birefringence Dispersion in Nematic Liquid Crystals by Using an S-Transform. Opt. Lett. 2007;32(14):2001. doi: 10.1364/OL.32.002001. [DOI] [PubMed] [Google Scholar]
  14. Minkov D. A.. Calculation of the Optical Constants of a Thin Layer upon a Transparent Substrate from the Reflection Spectrum. J. Phys. D: Appl. Phys. 1989;22:1157–1161. doi: 10.1088/0022-3727/22/8/021. [DOI] [Google Scholar]
  15. Minkov D.. Computation of the Optical Constants of a Thin Dielectric Layer on a Transmitting Substrate from the Reflection Spectrum at Inclined Incidence of Light. J. Opt. Soc. Am. A. 1991;8(2):306–310. doi: 10.1364/JOSAA.8.000306. [DOI] [Google Scholar]
  16. Ciesielski R., Saadeh Q., Philipsen V., Opsomer K., Soulié J.-P., Wu M., Naujok P., van de Kruijs R. W. E., Detavernier C., Kolbe M.. et al. Determination of Optical Constants of Thin Films in the EUV. Appl. Opt. 2022;61(8):2060. doi: 10.1364/ao.447152. [DOI] [PubMed] [Google Scholar]
  17. Larruquert, J. I. ; Keski-Kuha, R. A. M. . Reflectance Measurements and Optical Constants in the Extreme Ultraviolet for Thin Films of Ion-Beam-Deposited SiC, Mo, Mg 2 Si, and InSb and of Evaporated Cr. Optica Publishing Group; 2000. [DOI] [PubMed] [Google Scholar]
  18. Nie H. Y., McIntyre N. S., Lau W. M., Feng J. M.. Optical Properties of an Octadecylphosphonic Acid Self-Assembled Monolayer on a Silicon Wafer. Thin Solid Films. 2008;517(2):814–818. doi: 10.1016/j.tsf.2008.09.021. [DOI] [Google Scholar]
  19. Hoffmann, H. ; Mayer, U. ; Brunner, H. ; Krischanitz, A. . Reflection-Absorption Infrared Spectroscopy of Self-Assembled Monolayers on Gold and Silicon Surfaces. 1995, 8 151–157 10.1016/0924-2031(94)00037-H. [DOI] [Google Scholar]
  20. Torrence C., Compo G. P.. A Practical Guide to Wavelet Analysis. Bull. Am. Meteorol. Soc. 1998;79(1):61–78. doi: 10.1175/1520-0477(1998)079<0061:APGTWA>2.0.CO;2. [DOI] [Google Scholar]
  21. Yang W.. A Natural Way for Improving the Accuracy of the Continuous Wavelet Transforms. J. Sound Vib. 2007;306(3–5):928–939. doi: 10.1016/j.jsv.2007.07.001. [DOI] [Google Scholar]
  22. Afifi M., Fassi-Fihri A., Marjane M., Nassim K., Sidki M., Rachafi S.. Paul Wavelet-Based Algorithm for Optical Phase Distribution Evaluation. Opt. Commun. 2002;211:47–51. doi: 10.1016/S0030-4018(02)01828-X. [DOI] [Google Scholar]
  23. Meyers S. D., Kelly B. G., O’Brien J. J.. An Introduction to Wavelet Analysis in Oceanography and Meteorology: With Application to the Dispersion of Yanai Waves. Mon Weather Rev. 1993;121(10):2858–2866. doi: 10.1175/1520-0493(1993)121<2858:AITWAI>2.0.CO;2. [DOI] [Google Scholar]
  24. Addison P. S.. Wavelet Transforms and the ECG: A Review. Physiol. Meas. 2005;26(5):R155–99. doi: 10.1088/0967-3334/26/5/R01. [DOI] [PubMed] [Google Scholar]
  25. Coşkun E., Özder S.. Paul Wavelet Algorithm for the Determination of Birefringence Dispersion of a Liquid Crystal Cell. J. Opt. Soc. Am. B. 2011;28(12):2974. doi: 10.1364/JOSAB.28.002974. [DOI] [Google Scholar]
  26. Farge M.. Wavelet Transforms and Their Applications to Turbulence. Annu. Rev. Fluid. Mech. 1992;24(1):395–458. doi: 10.1146/annurev.fl.24.010192.002143. [DOI] [Google Scholar]
  27. Coskun E., Emir C., Selamet S., Parlak M., Ozder S.. A New Method to Determine the Continuous Refractive Index of an Absorbing Film by Generalized Stockwell Transform. Opt Laser Technol. 2023;167(June):109711. doi: 10.1016/j.optlastec.2023.109711. [DOI] [Google Scholar]
  28. Arfken, G. B. ; Weber, H.-J. . Mathematical Methods for Physicists. Elsevier, 2008. [Google Scholar]
  29. Hincapié-Zuluaga D., Herrera-Ramírez J., Garcia-Sucerquia J.. Study of the Padding Effects in Numerical Reconstruction of Digitally Recorded Holograms. Optik. 2018;169:109–117. doi: 10.1016/j.ijleo.2018.05.033. [DOI] [Google Scholar]
  30. Güllü H. H., Bayraklı Ö., Candan Ì., Coşkun E., Parlak M.. Structural and Optical Properties of Zn–In–Te Thin Films Deposited by Thermal Evaporation Technique. J. Alloys Compd. 2013;566:83–89. doi: 10.1016/j.jallcom.2013.03.030. [DOI] [Google Scholar]
  31. Rudin, L. I. ; Osher, S. ; Fatemi, E. . Nonlinear Total Variation Based Noise Removal Algorithms. 1992, 60 259–268 10.1016/0167-2789(92)90242-F. [DOI] [Google Scholar]
  32. Ninomiya S., Adachi S.. Optical Properties of Wurtzite CdS. J. Appl. Phys. 1995;78(2):1183–1190. doi: 10.1063/1.360355. [DOI] [Google Scholar]
  33. Park W. D.. Spectroscopic Ellipsometry and Optical Dispersion Analysis of Nanocrystalline CdS Thin Films. Trans. Electr. Electron. Mater. 2018;19(4):261–266. doi: 10.1007/s42341-018-0059-z. [DOI] [Google Scholar]
  34. Adachi, S. Optical Constants of Crystalline and Amorphous Semiconductors. Springer US, 1999. 10.1007/978-1-4615-5247-5 [DOI] [Google Scholar]

Articles from ACS Omega are provided here courtesy of American Chemical Society

RESOURCES