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. 2026 Sep 28;21(9):e0358640. doi: 10.1371/journal.pone.0358640

A flower-shaped dual-band four port MIMO antenna with novel DGS for 5G mmWave applications

Mohammed Bendaoued 1, Anouar Es-saleh 2, Soufian Lakrit 2, Sudipta Das 3, Abdelhamid Bou-El-Harmel 4, Manish Varun Yadav 5,*, Boddapati Traka Phani Madhav 6, Heba G Mohamed 7,8
Editor: Daosen Zhai9
PMCID: PMC13619068  PMID: 42804538

Abstract

A novel quad-port multiple-input multiple-output (MIMO) antenna with enhanced isolation is proposed by incorporating a specifically designed hybrid defected ground structure (DGS) for dual band 5G mmWave wireless applications. This suggested MIMO antenna system features a distinctive DGS, consisting of a central circular slot combined with four surrounding trapezoidal cut-outs at the base of the ground plane for enhanced isolation and comprises four identical elliptical monopole elements. Initially, a four-element MIMO system is developed to achieve optimal performance. Subsequently, the conFigd hybrid DGS is included in the proposed structure to improve the isolation by effectively analyzing the impact of alterations in the various geometrical parameters of the DGS. The designed MIMO radiator resonates at 26.73/38.29 GHz and operates from 26.39 to 27.04 GHz and from 38.11 to 38.47 GHz, achieving gains of 4.80 dBi and 7.61 dBi at 26.73 GHz and 38.29 GHz, respectively, maintaining a compact size of 21 mm × 21 mm (1.849 λ × 1.849 λ). The designed four-port MIMO radiator demonstrates exceptional performance in terms of various impedance, radiation and diversity metrics. The design and simulation studies are conducted using the CST simulation tool. Finally, the intended antenna has been prototyped and experimentally tested, confirming the correctness of the simulation analysis. The proposed antenna partially operates within 5G NR mmWave n258/n260 bands and is suitable for 5G Fixed Wireless Access (FWA) applications.

1. Introduction

Managing multiple antennas in the user equipment’s transmitter and/or reception is more complicated than operating a single, well-isolated antenna system. The 5G, or fifth-generation wireless communication networks, are dispersed widely and utilize technology that follows the 4G. The characteristics of MIMO antenna systems include reduced latency, increased data throughput, and improved isolation between antenna parts [1]. To achieve the unprecedented reliability, capacity, and speed that characterize the fifth generation of wireless communication, MIMO antennas are essential for 5G technology [2]. In 5G applications, the four-port MIMO antenna system is an essential component among other MIMO design configurations. By using four transmitting and receiving antennas, this setup allows 5G networks to improve their capacity and coverage with increased spatial diversity and multiplexing [3–6]. Four-port MIMO antennas can enhance five-generation wireless communication performance in several ways, including enhanced data rates, larger network capacity, and improved dependability [7,8]. The four-port MIMO antennas improve wireless performance by utilizing multiple transmission paths to provide faster data throughput, reliable signal connection, and better network coverage in complex propagation environments. These antennas also help minimize co and adjacent channel interference, which help for better utilization of spectrum contention in congested network [9–11]. Recent literature introduces innovative antenna configurations like dual-operating four-port MIMO systems to fulfill 5G demands for high speed, low latency, and reliability. This setup transmits and receives multiple data streams simultaneously, boosting transfer speed and network efficiency [12].

The performance of antennas can be enhanced by incorporating novel DGS configurations. DGS is a unique electromagnetic structure that helps mitigate interference, improve radiation characteristics, and reduce backward radiation. Specifically, it is critical and challenging to minimize interference and optimize signal quality in 5G applications, which makes DGS a valuable addition to the four-port MIMO antenna [13]. This innovative antenna configuration and DGS integration contribute to the successful implementation of 5G technology, particularly in scenarios where high-frequency bands are used to achieve ultra-fast data rates and support massive device connectivity. The inclusion of a novel defected ground structure (DGS) with MIMO antennas is a significant design step in optimizing their performance. The strategic design of DGS involves manipulating the electromagnetic properties of the ground plane beneath an antenna. By introducing defects or variations in the ground plane, DGS can achieve various objectives such as reducing interference, improving bandwidth, radiation patterns, radiation efficiency of an antenna. The combination of MIMO technology and DGS holds an enormous promise for 5G uses. It enables the reduction of co-channel interference and enhances the antenna’s capabilities in terms of signal quality, connectivity, and coverage, which are essential factors in realizing the potential of 5G networks for many different uses, including augmented reality, autonomous vehicle, and the Internet of Things [14,15].

MIMO antennas with DGS in the ground plane offer several advantages in 5G and other wireless applications:

  • Improved Isolation or Reduced Mutual Coupling: DGS can help to minimize mutual coupling between radiating elements in a MIMO system, thus, enhancing isolation between channels and reducing interference.

  • Enhanced Radiation Patterns: The use of DGS can shape the radiation patterns of MIMO antennas, allowing for better coverage and directionality as needed in different scenarios.

  • Bandwidth Improvement: The implementation of DGS can extend the bandwidth of the antenna, enabling support for multiple frequency bands and diverse communication requirements.

  • Interference Reduction: The DGS-based antenna is capable to mitigate co-channel interference, improving signal quality in dense network environments. These characteristics make MIMO antennas with DGS in the ground plane a valuable choice for 5G applications, as they enable better performance, coverage, and network efficiency [16,17].

The next-generation 5G networks require dual-band mmWave MIMO antennas to counteract severe path loss and compact form-factor constraints. By concurrently operating across dual operating frequency bands within the mmWave spectrum, these systems enable extreme data rates and enhance spatial multiplexing, within constrained physical footprint of mobile devices. In this context, researchers have adopted several MIMO antenna design methodologies [18–23] to support dual band mmWave 5G communications.

The stated objective of this research is to develop a miniature-sized four elements-based dual band MIMO antenna with an overall improved performance. A novel hybrid DGS has been incorporated into the proposed structure to enhance isolation and facilitate miniaturization. A detailed investigation has been conducted on the impact of this hybrid DGS on the performance improvement of the suggested four-port MIMO radiator system. The proposed antenna shows considerable performance in terms of its impedance, radiation, and diversity metrics across the entire dual operating bands. The proposed four-port MIMO antenna achieves impedance bandwidths of about 0.65 GHz (26.39–27.04 GHz) and 0.36 GHz (38.11–38.47 GHz), resonating at 26.73 GHz and 38.29 GHz. The reflection coefficient drops to −60.94 and −16.80 dB at 26.73 and 38.29 GHz, respectively. The gain is 4.80 dBi at 26.73 GHz and 7.61 dBi at 38.29 GHz; the maximum radiation efficiencies are about 97.61% and 95.45% for the first and second band, respectively. The suggested antenna shows an exceptional diversity performance with ECC ≤ 0.00028, DG ≈10 dB, TARC ≤−15.42 dB, CCL < 0.1, MEG <−3 dB, and Multiplexing efficiency > 91.1%.

The novel contribution of this study is the development of a four-port MIMO antenna that combines four identical orthogonally arranged flower-shaped elliptical patch elements with a specifically engineered and systematically optimized hybrid defected ground structure (DGS) to achieve enhanced isolation across two distinct mmWave operating bands. The proposed DGS configuration is uniquely designed by a central circular slot combined with four surrounding trapezoidal slots to effectively improve isolation between the radiating patches while preserving high gain and radiation efficiency performance. Furthermore, it offers a favorable combination of dual-resonant band functionality, high isolation, size miniaturization, reliable radiative performance as well as excellent diversity metrics, ensuring improved signal reliability and maximized data throughput. This integrated design approach distinguishes the proposed antenna from previously reported MIMO structures, making it a potential choice for dual band 5G mmWave communication applications.

The following point summarizes the novel aspects of the suggested work:

  • Compact size: The four identical elliptical monopole elements, transformed into flower shaped with a novel hybrid defected ground plane occupies an area of only 21 mm × 21 mm (1.849 λ × 1.849 λ).

  • Hybrid DGS configuration: A distinctive DGS, consisting of circular and trapezoidal shapes are strategically incorporated at the ground plane’s base to minimize mutual coupling, improving overall isolation. This helps minimize the electromagnetic interference, improving overall system reliability.

  • Dual-Resonance and stable radiation performance: The designed four port MIMO radiator operates from 26.39–27.04 GHz and 38.11–38.47 GHz, partially covering the spectrums of 5G NR n258/n260 bands, yielding stable gains of 4.80 and 7.61 dBi at 26.73 and 38.29 GHz, respectively along with radiation efficiencies of 97.61% and 95.45%, respectively.

  • Optimized metrics: Exceptionally low ECC, high DG, competitive CCL, MEG, TARC and desired multiplexing efficiency confirm its superior MIMO diversity performance.

  • Performance validation and applicability: All the analyzed results obtained by using CST MWS tool are validated through measurements of the realized antenna prototype. The measurement results confirm its dual band utilization. The proposed antenna partially operates within 5G NR mmWave n258/n260 bands and is suitable for 5G Fixed Wireless Access (FWA) applications.

2. Antenna layout with a unit patch

The suggested structure for the elemental antenna is displayed in [24], based on which two port and four port MIMO configurations are designed. A 50 Ω micro strip line feeds the antenna, which has a 12.5 × 6 mm2 partial ground plane. It is modelled on a 14 × 6 × 0.2 mm³ Rogers RO4003C dielectric slab with a permittivity of 3.55. The single antenna element is optimized and simulated by CST Microwave Studio. The recommended dual-band antenna’s ideal design specifications are pointed out in Table 1, and Fig 1 depicts its recommended geometry. The elliptical slot has five ellipses with an area, π × R3 × R4 = 1.34 mm2, while the patch has five ellipses with an area of π × R1 × R2 = 5.10 mm2. The modified patch shows a noticeable improvement in terms of gain, operational bandwidth, and reflection coefficient, as compared to basic patch. The patch antenna’s bandwidth is increased, and its size is miniaturized by using the specified slots. Fig 2 represents the fluctuations of the antenna’s (single patch) reflection coefficient vs. frequency. The patch antenna’s reflection coefficients display −18.39 dB at 26.76 GHz and an impedance bandwidth (IBW) of 0.48 GHz (26.52 to 27 GHz), and −46.89 dB at 38 GHz with an IBW of 0.43 GHz, which spans over the spectrum of 37.78 to 38.21 GHz, supporting two crucial 27/38 GHz 5G bands.

Table 1. The suggested antenna’s design specifications.

Characteristics Values [mm]
LG 12.5
WG = WSUB 6
HG = HF 0.035
LSUB 14
LF 7.6
WF 0.54
R1 0.5
R2 3.25
R3 0.33
R4 1.3

Fig 1. Configuration of the single-element radiator: the ground plane’s geometry, geometry of the patch.

Fig 1

Fig 2. The proposed single antenna’s reflection coefficient in relation to frequencies.

Fig 2

3. Two-element MIMO antenna: Design perspectives and analysis of structures

Despite providing dual-band resonance with adequate impedance matching, this single-element design restricts operations to single-input-single-output (SISO), which limits data throughput and makes the system susceptible to multipath fading. Consequently, it is inadequate for high-data-rate 5G applications. In contrast, a two-element MIMO antenna deploys two independent radiators to handle multiple data streams simultaneously, effectively doubling capacity and dramatically improving signal reliability. The two-port setup provides a primary foundation for MIMO systems, enabling researchers to quantify mutual coupling, signal correlation, and overarching radiation behavior between antenna elements. Therefore, a two-element MIMO system is designed using two identical unit patch elements. Fig 3 displays four different configurations of the designed two-element MIMO antennas, which are developed by positioning the single-element antenna in various orientations.

Fig 3. Design layout of two-port MIMO antenna showing placements of two elements in several positions, Two parallel elements, Two parallel opposing elements, Two perpendicular patch elements (case 1), and Two perpendicular elements (case 2).

Fig 3

These configurations are evaluated based on their reflection coefficients (S11) and isolation characteristics to identify the most suitable design. Fig 4 shows the S11 results: The two parallel elements configuration with a partial ground plane achieves S11 of −18 dB at 26.24 GHz along with an IBW of 0.46 GHz (26.02–26.48 GHz). For the second band, S11 is about −22.43 dB at 37.82 GHz, offering IBW of 0.35 GHz (37.65–38.0 GHz). The two perpendicular elements (case 2) also performs well, showing −18 dB at 26.2 GHz (bandwidth 0.47 GHz) and −16 dB at 37.7 GHz (bandwidth 0.29 GHz). In terms of isolation, both two perpendicular patch elements (case 1 and case 2) configurations demonstrate acceptable values below −15 dB, which is the typical threshold for MIMO systems. In conclusion, the configuration with two perpendicular patch elements (case 1) shows best impedance matching and isolation performance. Therefore, the configuration of two perpendicular patch elements (case 1) is selected as the proposed structure, due to its balanced performance in terms of reflection, isolation, and miniaturization.

Fig 4. Two-element MIMO in different arrangements: reflection coefficient (S11) and isolation (S12).

Fig 4

4. Proposed four-element configuration of the MIMO antenna

This section investigates the four-element configuration of the MIMO antenna. The four-elemental radiating arrangement yields significantly higher data throughput, vastly improved signal reliability, and stronger link stability—especially intended for modern 5G networks. The configuration of the suggested MIMO radiator, a detailed analysis of the selection of intended ground plane geometry, and the impacts of various defected ground plane (DGS) design parameters are analyzed and discussed in this section.

4.1. Configuration of the antenna

A four-element MIMO radiator with the suggested design is outlined in Fig 5. It is constructed using a Rogers RO4003C substrate of 0.2 mm thickness, a loss tangent of 0.0025, and a permittivity of 3.55. The four elliptical flower-shaped radiating elements in the MIMO configuration are identical, and a novel “hybrid DGS” element is implemented for isolation enhancement. The total dimension of this compact MIMO antenna is 21 × 21 mm2. The proposed four-port MIMO antenna has an electrical size of 1.849 λ × 1.849 λ. The various essential optimal design parameters are summarized in Table 2.

Fig 5. Geometry of the proposed MIMO antenna: geometry of four patch elements, partial ground plane with DGS, and Projection of DGS trapezoidal section.

Fig 5

Table 2. Physical parameters of the four-port MIMO radiator.

Characteristics Values (mm)
WSUB = LSUB 21
LG 12.5
WG 6
RDGS 2
hQ 2
HQ 2.5
WQ 5.5

4.2. Selection of ground plane with defected structure

To get optimal performance, the MIMO antenna is initially designed with four elements with ground planes. Secondly, a 15 × 15 mm2 square is used to connect the ground plane, and for greater isolation and miniaturization, the ground plane is made to be defected, disturbing its surface currents flow. Next, to optimize the performance in terms of isolation and compactness, several configurations of defected ground structures (DGS) are explored.

  • Step 1–Connected ground plane (cross-shaped connection) [Fig 6}:

Fig 6. Analyzed results for connected ground plane configuration.

Fig 6

The modelling is initiated by connecting the four ground planes with a complete conductor base to form a continuous ground, as shown in Fig 6. Compared to the baseline of four isolated ground planes [Fig 7], the connected ground configuration reduces mutual coupling; this improvement is apparent when comparing the S-parameter plots for the connected and isolated cases [Fig 6 vs Fig 7].

Fig 7. Analyzed results for isolated ground plane configuration.

Fig 7

  • Step 2 – Circular-slot DGS [Fig 8]:

Fig 8. Analyzed results for circular slot DGS-based configuration.

Fig 8

A circular slot (radius RDGS = 2 mm) is introduced into the baseline ground arrangement to form a circular-slot DGS [Fig 8]. The S-parameters for this case are shown in Fig 8. While the circular slot modifies the resonance locations and the impedance behaviour, it does not improve isolation relative to the connected ground configuration; in fact, the plots in Fig 8show increased coupling in some bands compared with Fig 6. This step is therefore important as it reveals the effect of a central circular perturbation on resonance tuning and coupling, even though it alone does not give the desired isolation improvement.

  • Step 3–Trapezoidal-slot DGS [Fig 9

Fig 9. Analyzed results for Trapezoidal-slot DGS-based configuration.

Fig 9

Finally, four trapezoidal slots (dimensions hQ = 2 mm, WQ = 5.5 mm, HQ = 2.5 mm) are placed symmetrically at each side of the baseline ground to form a trapezoidal-slot DGS. The S-parameters are presented in Fig 9. This modification is evaluated because it offers a different spectral perturbation than the circular slot; the results show how slot shape and placement influence both resonance alignment and inter-element coupling, guiding the choice of the final ground geometry.

  • Final Step – Merged (hybrid) DGS Design [Fig 10]:

Fig 10. Analyzed results for proposed ground plane configuration.

Fig 10

Ultimately, the circular and trapezoidal slot designs are combined to form a hybrid DGS structure. This final configuration delivered the best performance, showing in Fig 10excellent isolation above 19.32 dB and strong dual-band operation at both 26.73 GHz and 38.29 GHz.

This systematic exploration confirmed that while some DGS configurations degraded performance, the optimized merged design achieved significant improvements in bandwidth, isolation, and overall MIMO efficiency.

4.3. Effect of radius of DGS circle (RDGS)

When the radius of the DGS circle (RDGS) changes from 1.6 mm to 2.3 mm, Fig 11 and Table 3 shows that the lower resonant frequency is affected significantly, with little impact on the higher band resonance frequency. However, prominent variations in both the reflection and isolation parameters are clearly noted due to changes in RDGS. The best reflection coefficient and hence best impedance matching is obtained for the proposed dimension of RDGS = 2 mm, dropping to −60.94 dB at 26.73 GHz and −16.80 dB at 38.29 GHz, respectively. The operating bandwidths are 0.65 GHz (26.39–27.04 GHz) and 0.36 GHz (38.11–38.47 GHz) at 26.73/38.29 GHz, respectively. This indicates that the radius of circular-shaped DGS, RDGS = 2 mm, is utilized in the proposed design. In addition, the suggested design with RDGS = 2 mm ensures an isolation of greater than 19.32 dB among the various radiating elements. At 26.73 GHz, a gain of 4.80 dBi and 97.61% radiation efficiency, and at 38.29 GHz, 7.61 dBi gain and 95.45% radiation efficiency are recorded. The proposed RDGS produces excellent results and improves isolation, as compared to other tested dimensions.

Fig 11. Effects of variations in RDGS: reflection coefficients and isolations.

Fig 11

Table 3. Simulation results with different RDGS dimensions.

RDGS (mm) 1.6 2 (proposed) 2.3
Frequency (GHz) 27.43 38.23 26.73 38.29 27.47 38.23
Bandwidth (GHz)– 0.48 0.98 0.65 0.36 0.48 0.98
–10 dB IBW (GHz) 27.21-27.69 37.65-38.63 26.39-27.04 38.11-38.47 27.21-27.69 37.63-38.61
Gain (dBi) 4.32 6.53 4.80 7.61 4.21 6.32
Sii (dB) –34.87 –29.49 –60.94 –16.80 –27.86 –30.60
Isolation (dB) >17.5 >20.42 >19.32 >22.12 >20.48 >21.7
Rad. Efficiency (%) 95% 94.1% 97.61% 95.45% 95.21% 93.90%

4.4. Effect of the short base (hQ) of DGS trapezoidal

There is a noticeable downward shift in the lower resonant frequency along with significant improvement in reflection coefficient due to an increment (from 1 mm to 2 mm) in the dimensions of the short base (hQ) of the DGS. Similarly, the isolation among patch elements varies due to changes in hQ parameter. According to Fig 12 and Table 4, the reflection coefficient drops to −60.94 dB at 26.73 GHz and −16.80 dB at 38.29 GHz, respectively, when the short base (hQ) of the DGS trapezoidal is proposed to be 2 mm, and the impedance bandwidth is around 0.65 GHz (26.39–27.04 GHz) and 0.36 GHz (38.11–38.47 GHz) at 26.73/38.29 GHz, respectively. It exhibits a gain of 4.80/7.61 dBi at 26.73/38.29 GHz, respectively. The corresponding radiation efficiencies are 97.61 and 95.45%, respectively at 26.73 and 38.29 GHz. Although the proposed radiator with other values of hQ provides improved isolation, the proposed hQ of 2 mm yields the optimal balance of impedance matching, gain, radiation efficiency, and isolation.

Fig 12. Simulation analysis of hQ: changes in reflection coefficient and isolation.

Fig 12

Table 4. Simulated results utilizing various hQ Dimensions.

hQ (mm) 1 1.5 2 (proposed)
Frequency (GHz) 27.51 38.1 27.51 38.3 26.73 38.29
Bandwidth (GHz) 0.50 0.88 0.50 0.90 0.65 0.36
−10 dB IBW (GHz) 27.25-27.75 37.65-38.53 27.24-27.74 37.66-38.56 26.39-27.04 38.11-38.47
Gain (dBi) 4.53 6.22 4.57 6.56 4.80 7.61
Sii (dB) − 30.60 −25.66 −30.59 −35.51 −60.94 −16.80
Isolation (dB) >20.3 >20.1 >19.5 >23 >19.32 >22.12
Rad. Efficiency (%) 95.5% 93.6% 95.15% 93.55% 97.61% 95.45%

4.5. Effect of the horizontal base (WQ) of the DGS trapezoidal

The resonant response undergoes a notable change in operational bandwidth and impedance matching when the WQ is changed from WQ = 4.5 mm to WQ = 6 mm. Although the designed antenna shows improved isolation for WQ = 4.5 mm, other crucial parameters like reflection coefficient, gain, radiation efficiency, operating bandwidth deteriorate along with frequency shifts for this case. Further increment of WQ to 6 mm also leads to unsatisfactory results, as summarized in Table 5. When the proposed horizontal base (WQ) of the DGS trapezoidal is 5.5 mm, the reflection coefficient improves to −60.94 and −16.80 dB, respectively at 26.73 and 38.29 GHz [Fig 13 and Table 5]. At 26.73 GHz, the impedance bandwidth is around 0.65 GHz (26.39 to 27.04 GHz), and at 38.29 GHz, it is about 0.36 GHz (38.11 to 38.47 GHz). The analyzed results show a gain of 4.80 dBi along with 97.61% radiation efficiency at 26.73 GHz and at 38.29 GHz, these values correspond to 7.61 dBi and 95.45%, respectively. Hence, the antenna with proposed WQ of 5.5 mm provides an overall balanced performance in comparison to the other two values of WQ.

Table 5. Simulated Results by varying the values of WQ.

WQ (mm) 4.5 5.5 (proposed) 6
Frequency (GHz) 27.37 37.77 26.73 38.29 27.39 38.21
Bandwidth (GHz) 0.70 0.82 0.65 0.36 0.42 0.74
−10 dB IBW (GHz) 26.97-27.67 37.37-38.19 26.39-27.04 38.11-38.47 27.17-27.59 37.77-38.51
Gain (dBi) 4.03 5.55 4.80 7.61 4.33 7.14
Sii (dB) −12.1 −26.80 −60.94 −16.80 −18.96 −22.12
Isolation (dB) >20.07 >21.10 >19.32 >22.12 >19.41 >17.38
Rad. Efficiency (%) 95.86% 94.66% 97.61% 95.45% 96.43% 95.22%

Fig 13. Simulation results due to change in WQ: Reflection coefficient and Isolation.

Fig 13

5. Measurement results and discussion

The prototype of the designed 4-port MIMO antenna system is fabricated through standard chemical etching process for its experimental validation purpose, as demonstrated in Fig 14. It was experimentally tested using a vector network analyzer, while simulations were conducted using CST Microwave Studio. Fig 15 provides a comparison between simulated and measured reflection (S11). Figs 16–21 present the transmission (S21, S31, etc.) coefficients of the proposed antenna. The measured S11 shows good agreement with the simulated results, with both exhibiting resonance at 26.73 GHz and 38.29 GHz, confirming dual-band operation. Small discrepancies between the computed and tested values can be explained by the tolerances in fabrication and experimental process. Nevertheless, the reflection coefficients (Sii) remain below −10 dB across the intended dual frequency bands, and isolation between ports stays higher than −19 dB, indicating the effectiveness of the design and its suitability for dual band 5G mmWave applications.

Fig 14. Images of the fabricated prototype: Patch elements and ground plane.

Fig 14

Fig 15. Comparison of reflection coefficients for the suggested four-port MIMO antenna.

Fig 15

Fig 16. Comparison of measured and simulated S12 and S13.

Fig 16

Fig 21. Comparison of measured and simulated S43 and S42.

Fig 21

Fig 17. Comparison of measured and simulated S14 and S21.

Fig 17

Fig 18. Comparison of measured and simulated S24 and S23.

Fig 18

Fig 19. Comparison of measured and simulated S31 and S32.

Fig 19

Fig 20. Comparison of measured and simulated S41 and S34.

Fig 20

Fig 22 highlights the gain and radiation efficiency plots for the presented 5G MIMO antenna, comparing both the simulation and experimental results. The simulated gains are 4.80/7.61 dBi, respectively at 26.73/38.29 GHz, with corresponding radiation efficiencies of 97.61% and 95.45%. The measured gains are respectively 4.63/7.22 dBi at 26.73/38.29 GHz, while the measured radiation efficiency is 94.12% at 26.73 GHz and 95.21% at 38.29 GHz. The simulated and measured results reported in Fig 22 show a strong agreement in terms of overall trends and antenna performance behavior. Although some numerical differences exist between simulation and measurement, these variations are expected due to practical implementation effects. The simulated results represent an ideal electromagnetic model, while the measured results corresponding to the fabricated prototype are possibly affected by fabrication tolerances, substrate’s dielectric-property variations, copper roughness, etching inaccuracies, SMA connector soldering effects, cable and connector losses, antenna alignment errors, residual reflections in the anechoic chamber. However, the experimental outcomes remain in acceptable agreement with the simulations and confirm the dual band operating mechanism and the effectiveness of the presented MIMO antenna model. The radiation patterns are measured in an anechoic chamber with co and cross pol components. Figs 23–26 present both co and cross pol E and H plane patterns at 26.73/38.29 GHz, showing consistent outcomes. The radiation patterns on the E and H planes covers the radiated regions with almost omnidirectional shapes with the formation of lobes.

Fig 22. Comparison of radiation parameters of the presented antenna: Gain (dBi) and Radiation efficiency (%).

Fig 22

Fig 23. The radiation patterns (measured and simulated): Co pol phi at 26.73 GHz and Co pol phi at 38.29 GHz.

Fig 23

Fig 26. The radiation patterns (measured and simulated): Cross pol theta at 26.73 GHz and Cross pol theta at 38.29 GHz.

Fig 26

Fig 24. The radiation patterns (measured and simulated): Co pol Theta at 26.73 GHz and Co pol Theta at 38.29 GHz.

Fig 24

Fig 25. The radiation patterns (measured and simulated): Cross pol phi at 26.73 GHz and Cross pol phi at 38.29 GHz.

Fig 25

The proposed 4-port MIMO antenna is assessed for its spatial diversity and multiplexing performance, utilizing critical metrics like ECC, DG, TARC, MEG, CCL, and multiplexing efficiency to ensure highly reliable, high-throughput data transmission. These parameters verify that the design mitigates multipath fading and minimizes signal correlation between ports for optimal multi-antenna performance.

In a multi-channel communication system, the envelope correlation coefficient (ECC) of MIMO antennas is a crucial parameter for evaluating the level of channel isolation. The ECC should have a value of less than 0.5. The lower value of ECC signifies minimal signal interference between ports, high data capacity, and reliable multi-path performance. The S parameters using equation (1) [25] and the far-field radiation pattern using equation (2) [26] are the two methods used to get the correlation coefficient.

ECCi,j=|Sii*Sij+Sji*Sjj|2(1−|Sii|2−|Sji|2)(1−|Sjj|2−|Sij|2)    (1)
ECCi,j=|∬4π[Ei⇀(θ,φ).Ej⇀(θ,φ)dΩ]|2∬4π|Ei⇀(θ,φ)|2dΩ∬4π|Ej⇀(θ,φ)|2dΩ (2)

To achieve optimal diversity performance, the ECC between the MIMO antenna elements is recommended be smaller than 0.05. In the two operating frequency bands, the maximum (simulated) ECC of this antenna [Fig 27] is within 0.0003, which fulfill the required acceptable limit of ECC. By utilizing diversity technology, MIMO antennas increase the system’s signal-to-noise ratio in comparison to single antennas. The diversity gain (DG) is directly related to the ECC and can be computed using the following expression (3) [27]:

Fig 27. ECC vs. frequency of the proposed MIMO antenna.

Fig 27

DGi.j=101−ECCi.j (3)

Fig 28 illustrates the diversity gain profile of the presented 4-port MIMO model. In comparison to the optimum DG value of 10 dB, the measured values are calculated above 9.999 dB within the targeted ranges.

Fig 28. DG vs. frequency of the proposed MIMO antenna.

Fig 28

Channel Capacity Loss (CCL) is a critical metric in MIMO antenna design that quantifies the loss of data transmission capacity due to signal correlation and elemental coupling. In practical MIMO wireless systems, regulatory and industry standards dictate that the CCL for the functional bands should remain well below 0.5 bits/s/Hz to limit capacity degradation caused by spatial correlation and mutual coupling. Fig 29 demonstrates that the CCL for this proposed design stays within 0.1 bits/s/Hz across both functional bands (26.39 to 27.04 GHz and 38.11 to 38.47 GHz). These results indicate highly efficient data transmission and minimal information loss.

Fig 29. CCL vs. frequency of the proposed MIMO antenna.

Fig 29

The channel capacity loss is determined employing equations (4,5) [28]

Closs=−log2 det(αR) (4)
αR=[α11α12α13α14α21α22α23α24α31α32α33α34α41α42α43α44] (5)

Where αii=1−(∑j=1N|Sij|2) andαij=−(Sij*Sij+Sji*Sij)

Total Active Reflection Coefficient (TARC) is a vital metric that quantifies how much incident power is reflected back due to impedance mismatch. A lower TARC value corresponds to less reflected power and optimal use of the delivered input power. The TARC can be computed through equation (6) [28].

TARC=∑i=1N|Si1+∑m=2NSimejθm−1|N (6)

The expression of TARC parameter for a 4-port MIMO antenna is provided using equation (7):

𝐓𝐀𝐑𝐂=|𝐒11+𝐒12𝐞𝐣θ1+𝐒13𝐞𝐣θ2+𝐒14𝐞𝐣θ3|2+|𝐒21+𝐒22𝐞𝐣θ1+𝐒23𝐞𝐣θ2+𝐒24𝐞𝐣θ3|2+|𝐒31+𝐒32𝐞𝐣θ1+𝐒33𝐞𝐣θ2+𝐒34𝐞𝐣θ3|2+|𝐒41+𝐒42𝐞𝐣θ1+𝐒43𝐞𝐣θ2+𝐒44𝐞𝐣θ3|24 (7)

The TARC plot in Fig 30 signifies the reflection performance of the four-port MIMO radiator. A TARC value of <−10 dB is the standard threshold used to define acceptable operational bandwidth in MIMO systems, signifying that 90% of the incident power is radiated. The TARC remains lesser than −10 dB at both operating frequencies, exhibiting minimal variation with changes in input. For first operating band, the resonance dip is observed at 26.73 GHz. Both simulated and measured traces drop well below −10 dB (with the simulated curve reaching down to about −21.03 dB). For second operating band, the sharpest dip is at the resonant frequency (38.29 GHz). Both curves dip below the −10 dB threshold line, confirming that the radiator meets the operational bandwidth requirements for this higher frequency band.

Fig 30. TARC vs. frequency of the proposed MIMO antenna.

Fig 30

The mean effective gain (MEG) indicates the MIMO radiator’s capacity to intercept EM power under rich multipath fading conditions. For robust and balanced diversity performance, the calculated MEG value should typically stay below −3 dB. It can be expressed using equation (8) [28].

MEGi=12(1−∑j=14|Sij|2) (8)

Where i and j indicates the port indices related to the four-port MIMO antenna system. The MEG quantity vs frequency plot for the recommended MIMO radiator is shown in Fig 31 with a solid red line representing the simulated performance, and a dashed blue line is indicating the measured prototype performance. The antenna maintains mean effective gain of less than −3 dB throughout the entire analyzed range of operation, indicating balanced power reception and efficient performance under standard conditions.

Fig 31. MEG vs. frequency of the proposed MIMO antenna.

Fig 31

The multiplexing efficiency quantifies the signal degradation caused by both power imbalances and spatial correlation between antenna elements. Fig 32 illustrates the multiplexing efficiency (%) against the frequency spectrum spanning from 24 GHz to 40 GHz. A direct comparison is presented between the full-wave EM Simulated results (solid red line) and the results obtained from measured data (dashed blue line). The multiplexing efficiency of 97.3% (simulated) and 96.4% (measured) is achieved at first resonant frequency, 26.73 GHz. Similarly, 38.29 GHz, multiplexing efficiencies of approximately 97.1% (simulated) and 96.3% (measured) are achieved. The close similarity between the findings validates the theoretical framework and design accuracy for the excellent diversity performance. The high multiplexing efficiency indicates low correlation and power loss between antenna elements, ensuring high data rates and reliable transmission with minimal channel capacity loss. The multiplexing efficiency (ηmux) can be calculated using the analytical expression provided in equation (9) [29].

Fig 32. Multiplexing efficiency vs. frequency of the proposed MIMO antenna.

Fig 32

ηmux=(1−|ρC|2)etot1×etot2×…..etotMM (9)

Where, M = No. of antenna ports; ρc = ECC between the antenna elements; etot = total radiation efficiency of each individual antenna element.

Table 6 summarizes all the crucial performance parameters (both simulated and measured) of the suggested four-port MIMO radiator at its dual operating bands. The measured resonant frequencies, reflection coefficient, isolation, gain, radiation efficiency, ECC, DG, TARC, MEG, CCL, and multiplexing efficiency show acceptable agreement with the simulation-based findings. The small discrepancies are mainly attributed to fabrication tolerances, soldering effect of connector, and measurement uncertainties at millimeter-wave frequencies.

Table 6. Summary of simulation and measurement results for the presented four-port dual-resonant MIMO antenna.

Resonant frequency (GHz)
Parameter 26.73 GHz (Simulation) 26.73 GHz (Measurement) 38.29 GHz (Simulation) 38.29 GHz (Measurement)
reflection coefficients (dB) −40.15 to −60.94 dB −23 to −30 dB −16.31 to −16.80 dB −11 to −15 dB
Isolation (dB) > 19.32 > 19 > 22.12 > 19
Gain (dBi) 4.80 4.63 7.61 7.22
Radiation efficiency (%) 97. 61% ≈ 94.12% 95.45% ≈ 95.21%
ECC 0.0001 0.0003 0.00028 0.0004
DG (dB) ~10 dB ~9.9999 dB ~10 dB ~9.9998 dB
TARC (dB) −21.03 −17.94 −15.42 −12.03
MEG (dB) <−3 <−3 <−3

–
<−3
CCL (bits/s/Hz) <0.1 <0.1 <0.1 <0.1
Multiplexing Efficiency (%)

(ηmux)
97.3 96.4 97.1 96.3

To understand the physical insight behind the dual-band operation and isolation enhancement, the surface current distributions at 26.73 GHz and 38.29 GHz for different antenna ports are analyzed in Figs 33–36. At 26.73 GHz and 38.29 GHz, the antenna elements exhibit maximum surface current amplitudes of 260 A/m and 1092 A/m, respectively. These values are derived from the surface current distribution, which includes a corresponding color scale. In general, the concentration of the current distributions is observed along the margins of the patches and in the ground plane slots. On the surface of the radiating patch, current distributions are found to be larger in the circular and trapezoidal DGS slots. This indicates that the slots have improved the bandwidth of the antenna by facilitating the transmission of electromagnetic waves. Specifically, at 26.73 GHz Fig 33, the surface current flows uniformly along the entire length of the patch, signifying that the fundamental mode governs the lower band. Conversely, at 38.29 GHz, intense current concentration shifts towards the slot edges and curvilinear discontinuities, generating a secondary shorter effective path that yields the upper resonant band. Furthermore, the decoupling mechanism introduced by the trapezoidal-shaped based defected ground structure (DGS) is apparent in minimizing mutual coupling among orthogonally placed antenna elements. When an individual port is active, the DGS behaves as a high-impedance band-stop wall. It traps and perturbs the ground plane currents, preventing them from coupling into adjacent elements. This causes the unexcited patches to exhibit minimum current intensity, which directly supports the highly suppressed mutual coupling observed in the S-parameter characteristics.

Fig 33. The surface current distributions for port 1 at 26.73 GHz and 38.29 GHz.

Fig 33

Fig 36. The surface current distributions for port 4 at 26.73 GHz and 38.29 GHz.

Fig 36

Fig 34. The surface current distributions for port 2 at 26.73 GHz and 38.29 GHz.

Fig 34

Fig 35. The surface current distributions for port 3 at 26.73 GHz and 38.29 GHz.

Fig 35

6. Performance comparison analysis

Table 7 shows a summary of the performance comparison with other reported MIMO designs [12,13,17–23]. The MIMO antenna analysis has been justified by including details of designed methodology and comparing various important characteristics such as their physical size, electrical size with respect to lowest operating frequency, number of ports used in antenna configurations, resonant frequency, impedance bandwidth, gain, radiation efficiency, gain-to-area ratio, reflection coefficient, isolation and radiation efficiency, and various MIMO diversity parameters. Unlike previously reported configurations, which evaluate only a subset of MIMO metrics, this study provides an exhaustive investigation of all diversity parameters: CCL, MEG, TARC, and multiplexing efficiency along with ECC and DG discussed in results and discussion section. The proposed antenna system yields highly favorable values across all evaluated metrics, ensuring robust real-world performance. Furthermore, the suggested antenna possesses highly competitive impedance and radiation performance with a compact physical footprint and electrical size in comparison to the state-of-the-art. These collective features make the suggested hybrid DGS-based four-port MIMO design a highly suitable choice for intended dual band 5G applications in mmWave range.

Table 7. Comparative outline of the recommended MIMO antenna with other antennas documented in the literature.

Ref. Antenna geometry/

Physical Size in (mm2)/ Electrical size in terms of λ
No. of ports Gain (dBi)/ Rad. Efficiency (%) fr (GHz)/

BW (GHz)
Sii

(dB)
Gain-to-Area Ratio Isolation (dB) TARC

(dB)
MEG

(dB)
CCL

(bits/s/Hz)
ηmux

(%)
[12] MIMO with FSS/

(36.2 × 36. 2)/

(4.49λ × 4.49λ)
4 8.2-10/82 38/2 −24 0.00625-0.00763 >25 NP NP <0.4 NP
[13] MIMO with semicircular slots based square DGS/ 25 × 25

(2.21λ × 2.21λ)
4 8.72/NP 26.26/2.74 −23.5 0.01395 >23.5 −29 NP NP NP
[18] Modified tapered patch with partial ground plane/

26 × 14

(2.31λ × 1.24λ)
2 NR NR −22 NR >20 NP NP <0.4 NP
NR NR −15 NR >20 NP NP <0.4 NP
[19] Phased array MIMO patch with EBG cells/ 26 × 19.25

(2.342λ × 1.734λ)
4 7.58 dB/ > 86 28/

1.44
−40.35 0.01514 >20 NP NP NP NP
5.72 dB/ > 86 38/0.35 −38.80 0.01142 >20 NP NP NP NP
[20] Slot-based triangular extended monopole/

26 × 11

(2.255λ × 0.954λ)
2 5/99.5 27/3 −22.5 0.01748 >30 NP NP NP NP
5.7/98.6 39/5 −27.5 0.01993 >25 NP NP NP NP
[17] MIMO array with T-junction divider and different types of DGS

35 × 30

(2.976λ × 2.551λ)
4 8.3/82 28/4.1 ----- 0.00790 >15 NP NP <0.4 NP
[21] Metamaterials integrated modified patch and ground plane

18 × 9.2

(1.44λ × 0.736λ)
2 7.8/NP 28/4.8 NP 0.04710 30 NP NP 0.05 NP
6.0/NP 38/4.2 NP 0.03623 28 NP NP 0.05 NP
[22] Composite patch with slots-based ground plane

18 × 8.5

(1.665λ × 0.786λ)
4 4.15/80.13 28/0.72 –18.5 0.02712 >20 −25 − 6 < 0.15 NP
7.73/85.44 38/0.5 –21.1 0.05052 >15 −34 − 6 < 0.15 NP
[23] Crescent shaped monopole

20 × 20

(1.801λ × 1.801λ)
4 9.5/ > 80 28/2 <–20 0.02375 >21.5 NP NP <0.1 NP
11.7/ > 80 38/6.5 <–33 0.02925 >22.5 NP NP <0.1 NP
Proposed Flower-shaped elliptical patch with hybrid DGS 21 × 21 (1.849λ × 1.849λ) 4 4.80/97.61 26.73/0.65 −60.94 0.01088 >19.32 −21.03 <−3 <0.1 97.3
7.61/95.45 38.29/0.36 −16.80 0.01725 >22.12 −15.42 <−3 <0.1 97.1

NR = Not provided.

7. Conclusion

The use of quadri-port MIMO antennas in 5G networks is essential to meet the growing demand for faster data rates, lower latency, and the ability to connect a larger number of devices. The recommended MIMO antenna is designed using a modular approach, starting from a single elliptical patch element, two-element MIMO, and extending to a four-element MIMO configuration to provide improved diversity performance. A novel hybrid defected ground structure (DGS) is introduced to enhance isolation and minimize coupling, while maintaining compact dimensions of 21 × 21 mm2. The proposed model shows dual-band resonance with a gain of 7.22 dBi at upper resonant frequency, and maximum radiation efficiency of 97.61% at 26.73 GHz. Furthermore, the presented four-port radiator demonstrates exceptional diversity performance, proving its efficacy in mitigating multipath fading and ensuring reliable coverage. These experimental findings demonstrate the proposed design to be a promising option for next-generation 5G mmWave applications.

Data Availability

All relevant data are available within the paper.

Funding Statement

The author(s) received no specific funding for this work.

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Reviewer #1: The manuscript proposes a compact flower-shaped dual-band four-port MIMO antenna with a hybrid defected ground structure for 27/38 GHz 5G mm-wave applications. The study includes a single-element design, two-port arrangement analysis, four-port MIMO configuration, DGS parameter optimization, fabrication, and measurement. The overall topic is relevant, and the manuscript has publication potential.

However, several specific issues should be corrected before the manuscript can be accepted.

1. Reflection-coefficient values at 27 GHz and 38 GHz are inconsistent

In the Introduction, in the paragraph beginning with “The stated objective of this research is to develop a four-element MIMO…”, the manuscript states:

“The reflection coefficient drops to −16.80 dB at 27 GHz and −60.94 dB at 38 GHz.”

However, this is not consistent with the parametric results in Tables IV and V.

For the final parameter set in Table IV, when hQ = 2 mm, the reported values are:

• Frequency: 26.73 GHz and 38.29 GHz

• Sii: −60.94 dB at the lower band

• Sii: −16.80 dB at the upper band

Similarly, in Table V, when WQ = 5.5 mm, the reported values are:

• Frequency: 26.74 GHz and 38.29 GHz

• Sii: −60.94 dB at the lower band

• Sii: −16.80 dB at the upper band

Therefore, the values appear to be reversed in the Introduction. Please check and correct the reported reflection-coefficient values throughout the manuscript. The final values should be consistently reported in the Introduction, Section 4, Tables IV–V, the measurement discussion, and the Conclusion.

2. The final optimized value of RDGS is unclear

Section 4.3 discusses the effect of the circular DGS radius RDGS. The text states:

“This indicates that the DGS radius (RDGS), RDGS = 2.6 mm, is utilized in the proposed design.”

However, the numerical values discussed immediately before this sentence correspond to RDGS = 2 mm in Table III, not RDGS = 2.6 mm.

Specifically, Section 4.3 states:

• Sii = −54.79 dB at 27 GHz

• Sii = −16.59 dB at 38 GHz

• bandwidth = 0.651 GHz and 0.362 GHz

• gain = 4.73 dBi and 7.08 dBi

In Table III, these values belong to the RDGS = 2 mm column. The RDGS = 2.6 mm column gives different values:

• Sii = −38.65 dB and −16.40 dB

• bandwidth = 0.640 GHz and 0.357 GHz

• gain = 4.71 dBi and 6.72 dBi

In addition, Table II lists the final design parameter as RDGS = 2 mm. Please clarify which RDGS value was finally selected and which value was used in the fabricated prototype. The text in Section 4.3 should be corrected accordingly.

There is also a small frequency wording issue in Section 4.3: the text states “At 28 GHz, a gain of 4.73 dBi…”, but the target lower band and the table values are around 26.76–27 GHz. Please check whether “28 GHz” should be revised to “27 GHz” or to the exact simulated frequency.

3. Please unify the reported impedance bandwidth values for the final design

The manuscript reports slightly different lower-band bandwidth values for the final design.

For example:

• In the Abstract and Introduction, the operating range is given as 26.39–27.04 GHz, corresponding to approximately 0.648 GHz.

• In Table IV for hQ = 2 mm, the bandwidth is reported as 0.655 GHz, with range 26.38–27.04 GHz.

• In Table V for WQ = 5.5 mm, the bandwidth is reported as 0.648 GHz, with range 26.39–27.04 GHz.

The difference is small, but since these values refer to the final optimized structure, please use one consistent final value or explain why the values differ between the hQ and WQ parametric studies.

4. The gain statement in Section 5 and the Conclusion should be corrected

In Section 5, the manuscript states:

“From measurements, a maximum gain of 8.40 dB is observed at 36 GHz.”

However, in the Conclusion, the manuscript states:

“The proposed MIMO radiator exhibits stable radiation patterns with a high gain of 8.40 dBi at 38 GHz…”

These two statements are inconsistent. If the measured maximum gain is observed at 36 GHz, then it should not be described as the gain at 38 GHz. Antenna gain should normally be reported in dBi, not simply dB.

5. Figure 13 caption is incorrect

The caption of Figure 13 currently states:

“The comparison of isolation of the suggested 4-port MIMO antenna.”

However, Figure 13 actually shows:

• gain versus frequency;

• radiation efficiency versus frequency.

Please revise the caption of Figure 13 to reflect the actual content of the figure.

6. Please distinguish radiation efficiency and total efficiency

In Section 5, the manuscript states:

“From measurements, a maximum gain of 8.40 dB is observed at 36 GHz, with corresponding total efficiency of 88.86% at 27 GHz and 75.51% at 38 GHz.”

However, Figure 13(b) is labeled as radiation efficiency. Elsewhere in the manuscript, the reported simulated values are called radiation efficiencies:

• 98.81% at 27 GHz;

• 95.35% at 38 GHz.

Please clarify whether the measured values are radiation efficiency or total efficiency. If simulated values and measured values represent different efficiency definitions, this should be clearly stated.

7. Please summarize simulated and measured results in a table

Figures 11–15 provide important measured/simulated comparisons, but the numerical values are difficult to extract precisely from plots.

8. DGS trapezoid parameters should be defined more clearly

In Figure 5(c), the trapezoidal DGS section is labeled with hQ, WQ, and HQ. However, in Section 4.5, the title is:

“Effect of the height (WQ) of the DGS trapezoidal”

From Figure 5(c), WQ appears to be the horizontal base or width, while HQ appears to be a vertical dimension. Please check and correct the terminology. If WQ is a width rather than a height, the section title and text should be revised.

9. Data availability statement should be revised

The manuscript states:

“All relevant data are available within the paper.”

However, the submission information also states:

“No datasets were generated or analysed during the current study.”

This is not consistent with the content of the manuscript, because this work generated simulation and measurement datasets.

10. Please check substrate material parameters

The manuscript states in Section 4.1 that Rogers RO4003C has a loss tangent of 0.025. Please verify this value carefully, because it strongly affects efficiency, bandwidth, and gain.

11. Terminology and typographical corrections

The manuscript is understandable, but the following specific wording and formatting issues should be corrected:

• “Keys words” should be changed to “Keywords”.

• “Valued (mm)” in Table II should be changed to “Values (mm)”.

• “defective ground structure” should be written consistently as “defected ground structure”.

• In Figure 16 caption, “p38 GHz” should be corrected to “38 GHz”.

• “two perpendiculars patch elements” should be corrected to “two perpendicular patch elements”.

• In Figure 4 caption, “different propositions” should be replaced by “different configurations” or “different arrangements”.

• In the author contribution section, “Investigation, Investigation” is repeated for Sudipta Das. Please remove the duplicated word.

Reviewer #2: The manuscript presents a compact flower-shaped dual-band four-port MIMO antenna with a hybrid defective ground structure for 27/38 GHz 5G millimeter-wave applications. The topic is relevant, and the authors provide both simulation and measurement results. However, the manuscript still requires substantial improvement in terms of novelty justification, technical depth, measurement analysis, consistency of reported results, and language quality. My detailed comments are as follows:

1.The claimed novelty of the flower-shaped radiator and hybrid DGS is not sufficiently distinguished from existing DGS-based MIMO antennas. The authors should clearly explain the structural and electromagnetic differences from prior works.

2.The effects of $R_{DGS}$, $h_Q$, and $W_Q$ are studied, but the final parameter selection lacks a clear optimization criterion. The authors should explain the trade-off among bandwidth, isolation, gain, efficiency, and resonance accuracy.

3.The measured efficiency is much lower than the simulated efficiency, especially at 38 GHz. The authors should discuss possible reasons such as fabrication tolerance, connector loss, soldering effects, substrate deviation, and measurement uncertainty.

4.Some reported values of reflection coefficient, bandwidth, gain, and efficiency appear inconsistent across the abstract, main text, tables, and conclusion. The authors should carefully verify all numerical data.

5.Only ECC and DG are discussed. Additional metrics such as TARC, MEG, channel capacity loss, and multiplexing efficiency should be included to better evaluate the four-port MIMO performance.

6.Table VI is useful but not fully fair, since the compared antennas differ in size, number of ports, bandwidth, substrate, and measurement conditions. More normalized and complete comparison indicators should be added.

7.The manuscript mainly presents simulation curves but does not adequately explain why the proposed patch generates dual-band resonance or how the DGS suppresses mutual coupling. More discussion based on surface current distribution or equivalent current paths is needed.

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Reviewer #2: No

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PLoS One. 2026 Sep 28;21(9):e0358640. doi: 10.1371/journal.pone.0358640.r002

Author response to Decision Letter 1


27 Jul 2026

Response to Respected Reviewer’s Comments on Manuscript ID:  PONE-D-26-17759

To

The Respected Editor in Chief

PLOS One

Thank you very much for giving us the opportunity to revise our manuscript entitled “A Flower-shaped Dual-band Four Port MIMO Antenna with Novel DGS for 5G mm-wave (27/38 GHz) Applications” (PONE-D-26-17759), “A Flower-shaped Dual-band Four Port MIMO Antenna with Novel DGS for 5G mmWave Applications”

We would like to express our sincere gratitude to you, the Associate Editor, and the reviewers for the careful evaluation of our manuscript. We are truly grateful to Respected Editor and Reviewers for providing the constructive comments and suggestions, which helped us improve the quality, clarity, and technical depth of the work.

All the suggestions provided by the Respected Reviewers have been thoroughly addressed and incorporated into the revised manuscript. The responses to the reviewer’s suggestions are also appended in this letter as follows.

The modifications made in response to the comments of Respected Reviewer1 are highlighted in Red and for Respected Reviewer, the suggested changes are marked in Blue.

We sincerely hope that the revised version satisfactorily addresses all the concerns raised during the review process.

Thanking You,

Authors of the manuscript.

-----------------------------------------------------xx---------------------------------------------------------

Comments from Respected Reviewers

Reviewer 1

Comments to the Author

The manuscript proposes a compact flower-shaped dual-band four-port MIMO antenna with a hybrid defected ground structure for 27/38 GHz 5G mm-wave applications. The study includes a single-element design, two-port arrangement analysis, four-port MIMO configuration, DGS parameter optimization, fabrication, and measurement. The overall topic is relevant, and the manuscript has publication potential.

However, several specific issues should be corrected before the manuscript can be accepted.

Response to Respected Reviewer 1

We would like to express our sincere gratitude to Respected Reviewer 1 for the time and effort devoted to evaluating our manuscript, as well as for the constructive and encouraging comments provided. We are pleased that the reviewer found the proposed topic relevant, and indicated its potential for publication. The remarks have helped us improve several important aspects of the paper. We have carefully revised the manuscript and provided detailed responses to each comment. A detailed point-by-point response is provided below, and all modifications related to Respected Reviewer 1’s comments are marked in red in the revised manuscript.

Comment 1: Reflection-coefficient values at 27 GHz and 38 GHz are inconsistent. In the Introduction, in the paragraph beginning with “The stated objective of this research is to develop a four-element MIMO…”, the manuscript states:

“The reflection coefficient drops to −16.80 dB at 27 GHz and −60.94 dB at 38 GHz.”

However, this is not consistent with the parametric results in Tables IV and V.

For the final parameter set in Table IV, when hQ = 2 mm, the reported values are:

• Frequency: 26.73 GHz and 38.29 GHz

• Sii: −60.94 dB at the lower band

• Sii: −16.80 dB at the upper band

Similarly, in Table V, when WQ = 5.5 mm, the reported values are:

• Frequency: 26.74 GHz and 38.29 GHz

• Sii: −60.94 dB at the lower band

• Sii: −16.80 dB at the upper band

Therefore, the values appear to be reversed in the Introduction. Please check and correct the reported reflection-coefficient values throughout the manuscript. The final values should be consistently reported in the Introduction, Section 4, Tables IV–V, the measurement discussion, and the Conclusion.

Response: Respected Reviewer, Thank you so much for this helpful comment. We are extremely sorry for the unintentional typographical mistakes. We are highly thankful to the Respected Reviewer for pointing out these typing mistakes. The manuscript has been carefully revised to ensure complete consistency in writing the optimal values of reflection coefficient and operating frequencies throughout the revised manuscript (Introduction, Section 4, Tables IV–V, measurement discussion, and Conclusion) for your kind consideration. The exact optimal values are

Frequency: 26.73 GHz and 38.29 GHz with Sii: −60.94 dB at the lower band and Sii: −16.80 dB at the upper band.

Comment 2: The final optimized value of RDGS is unclear. Section 4.3 discusses the effect of the circular DGS radius RDGS. The text states:

“This indicates that the DGS radius (RDGS), RDGS = 2.6 mm, is utilized in the proposed design.”

However, the numerical values discussed immediately before this sentence correspond to RDGS = 2 mm in Table III, not RDGS = 2.6 mm.

Specifically, Section 4.3 states:

• Sii = −54.79 dB at 27 GHz

• Sii = −16.59 dB at 38 GHz

• bandwidth = 0.651 GHz and 0.362 GHz

• gain = 4.73 dBi and 7.08 dBi

In Table III, these values belong to the RDGS = 2 mm column. The RDGS = 2.6 mm column gives different values:

• Sii = −38.65 dB and −16.40 dB

• bandwidth = 0.640 GHz and 0.357 GHz

• gain = 4.71 dBi and 6.72 dBi

In addition, Table II lists the final design parameter as RDGS = 2 mm. Please clarify which RDGS value was finally selected and which value was used in the fabricated prototype. The text in Section 4.3 should be corrected accordingly.

There is also a small frequency wording issue in Section 4.3: the text states “At 28 GHz, a gain of 4.73 dBi…”, but the target lower band and the table values are around 26.76–27 GHz. Please check whether “28 GHz” should be revised to “27 GHz” or to the exact simulated frequency.

Response: Respected Reviewer, Thank you so much for this helpful comment. We are extremely sorry for the unintentional typographical mistakes. We are highly thankful to the Respected Reviewer for pointing out these mistakes. The final optimized value of the circular defected ground structure radius used in both simulation and fabrication is RDGS = 2 mm, as correctly indicated in Table II. The discussion in Section 4.3 referring to RDGS = 2.6 mm was a typographical error and is corrected in the revised manuscript, replacing the value by RDGS = 2 mm. The variation of RDGS was studied to evaluate its effect on impedance matching, gain, and bandwidth, and the final selected value was chosen based on the best overall performance trade-off. Finally, the frequency notation in Section 4.3 has been corrected to match the exact simulated resonance frequency instead of the approximate value previously stated.

Comment 3: Please unify the reported impedance bandwidth values for the final design. The manuscript reports slightly different lower-band bandwidth values for the final design.

For example:

• In the Abstract and Introduction, the operating range is given as 26.39–27.04 GHz, corresponding to approximately 0.648 GHz.

• In Table IV for hQ = 2 mm, the bandwidth is reported as 0.655 GHz, with range 26.38–27.04 GHz.

• In Table V for WQ = 5.5 mm, the bandwidth is reported as 0.648 GHz, with range 26.39–27.04 GHz.

The difference is small, but since these values refer to the final optimized structure, please use one consistent final value or explain why the values differ between the hQ and WQ parametric studies.

Response: Respected Reviewer, Thank you so much for this helpful comment. We are extremely sorry for the unintentional typographical mistakes. We are highly thankful to the Respected Reviewer for pointing out these mistakes. The impedance bandwidth of the lower operating band has been unified and consistently presented in the Abstract, Introduction, Results and Discussion, and Conclusion sections. The reported operating range for the lower band is 26.39–27.04 GHz, corresponding to an impedance bandwidth of 0.65 GHz. This revision eliminates any ambiguity and ensures consistency in the presentation of the final optimized design results.

Comment 4: The gain statement in Section 5 and the Conclusion should be corrected In Section 5, the manuscript states:

“From measurements, a maximum gain of 8.40 dB is observed at 36 GHz.”

However, in the Conclusion, the manuscript states:

“The proposed MIMO radiator exhibits stable radiation patterns with a high gain of 8.40 dBi at 38 GHz…”

These two statements are inconsistent. If the measured maximum gain is observed at 36 GHz, then it should not be described as the gain at 38 GHz. Antenna gain should normally be reported in dBi, not simply dB.

Response: Respected Reviewer, Thank you so much for this helpful comment. The manuscript has been revised accordingly to ensure consistency between the gain values discussed in the measured results and the Conclusion sections. In addition, the antenna gain unit has been corrected from “dB” to “dBi”, which is the appropriate unit for reporting antenna gain. The revised manuscript now consistently reports the measured maximum gain and its corresponding frequency throughout all sections of the manuscript for your kind consideration.

Comment 5: Figure 13 caption is incorrect. The caption of Figure 13 currently states:

“The comparison of isolation of the suggested 4-port MIMO antenna.”

However, Figure 13 actually shows:

• gain versus frequency;

• radiation efficiency versus frequency.

Please revise the caption of Figure 13 to reflect the actual content of the figure.

Response: Respected Reviewer, Thank you so much for this helpful comment. We are extremely sorry for the typing mistaking in the caption of Figure 13. The caption has been revised to correctly reflect the presented results, which show the gain and radiation efficiency of the proposed antenna as a function of frequency, including both simulated and measured data. The revised caption is as follows: Figure 13. Comparison of radiation parameters of the presented antenna (a) Gain (dBi) and (b) Radiation efficiency (%)

Comment 6: Please distinguish radiation efficiency and total efficiency. In Section 5, the manuscript states:

“From measurements, a maximum gain of 8.40 dB is observed at 36 GHz, with corresponding total efficiency of 88.86% at 27 GHz and 75.51% at 38 GHz.”

However, Figure 13(b) is labeled as radiation efficiency. Elsewhere in the manuscript, the reported simulated values are called radiation efficiencies:

• 98.81% at 27 GHz;

• 95.35% at 38 GHz.

Please clarify whether the measured values are radiation efficiency or total efficiency. If simulated values and measured values represent different efficiency definitions, this should be clearly stated.

Response: Respected Reviewer, Thank you so much for this helpful comment. We agree that the terminology used in the original manuscript may lead to confusion. The simulated and measured efficiencies presented in Figure 13(b) correspond to radiation efficiency, not total efficiency. Therefore, the statement in Section 5 referring to the measured values as "total efficiency" was incorrect and has been revised accordingly as per your valuable suggestion. Also, we have presented the accurate values of gain and radiation efficiencies at the exact resonant frequencies (26.73 GHz/38.29 GHz)

The corrected text in the revised article---

Fig. 13 highlights the gain and radiation efficiency plots for the presented 5G MIMO antenna, comparing both the simulation and experimental results. The simulated gains are 4.80/7.61 dBi, respectively at 26.73/38.29 GHz, with corresponding radiation efficiencies of 97.61% and 95.45%. The measured gains are respectively 4.63/7.22 dBi at 26.73/38.29 GHz, while the measured radiation efficiency is 94.12% at 26.73 GHz and 95.21% at 38.29 GHz. The slight discrepancies between the simulated and measured results can be attributed to fabrication tolerances, connector losses, material property variations, and measurement uncertainties.

Comment 7: Please summarize simulated and measured results in a table.

Figures 11–15 provide important measured/simulated comparisons, but the numerical values are difficult to extract precisely from plots.

Response: Respected Reviewer, Thank you so much for your valuable. A new summary table has been added to the revised manuscript, presenting the key simulated and measured performance parameters of the proposed four-port MIMO antenna, including the resonant frequencies, −10 dB impedance bandwidths, reflection coefficient, isolation, gain, radiation efficiency, ECC, diversity gain (DG), TARC, MEG, channel capacity loss, and multiplexing efficiency. This table facilitates a clear quantitative comparison between the simulated and measured results and improves the readability of the manuscript.

Comment 8: DGS trapezoid parameters should be defined more clearly. In Figure 5(c), the trapezoidal DGS section is labeled with hQ, WQ, and HQ. However, in Section 4.5, the title is :“Effect of the height (WQ) of the DGS trapezoidal”

From Figure 5(c), WQ appears to be the horizontal base or width, while HQ appears to be a vertical dimension. Please check and correct the terminology. If WQ is a width rather than a height, the section title and text should be revised.

Response: Respected Reviewer, Thank you so much for this helpful comment. “The height (WQ) of the DGS trapezoidal” is corrected to “the horizontal base (WQ) of the DGS trapezoidal”. We apologize for the inconveniences caused to you due to typographical errors.

Comment 9: Data availability statement should be revised. The manuscript states:

“All relevant data are available within the paper.”

However, the submission information also states:

“No datasets were generated or analysed during the current study.”

This is not consistent with the content of the manuscript, because this work generated simulation and measurement datasets.

Response: Respected Reviewer, Thank you so much for this helpful comment. We have corrected and maintained the same data availability statement in the manuscript and in the online submission information.

Comment 10: Please check substrate material parameters. The manuscript states in Section 4.1 that Rogers RO4003C has a loss tangent of 0.025. Please verify this value carefully, because it strongly affects efficiency, bandwidth, and gain.

Response: Respected Reviewer, Thank you so much for this helpful comment. Thank you for pointing this out. We are really sorry for this typing mistake. The loss tangent is 0.0025. We have corrected it. Thank you so much.

Comment 11: Terminology and typographical corrections. The manuscript is understandable, but the following specific wording and formatting issues should be corrected:

• “Keys words” should be changed to “Keywords”.

• “Valued (mm)” in Table II should be changed to “Values (mm)”.

• “defective ground structure” should be written consistently as “defected ground structure”.

• In Figure 16 caption, “p38 GHz” should be corrected to “38 GHz”.

• “two perpendiculars patch elements” should be corrected to “two perpendicular patch elements”.

• In Figure 4 caption, “different propositions” should be replaced by “different configurations” or “different arrangements”.

• In the author contribution section, “Investigation, Investigation” is repeated for Sudipta Das. Please remove the duplicated word.

Response: Respected Reviewer, Thank you so much for this helpful comment. We have corrected all suggested changes in the revised manuscript for your kind consideration.

Finally, we hope that these revisions adequately address the concerns raised by Respected Reviewer 1 and improve the clarity and rigor of the manuscript.

------------------------------------------------------xx--------------------------------------------------------

Reviewer 2

Comments to the Author

The manuscript presents a compact flower-shaped dual-band four-port MIMO antenna with a hybrid defective ground structure for 27/38 GHz 5G millimeter-wave applications. The topic is relevant, and the authors provide both simulation and measurement results. However, the manuscript still requires substantial improvement in terms of novelty justification, technical depth, measurement analysis, consistency of reported results, and language quality. My detailed comments are as follows:

Response to Respected Reviewer 1

We would like to express our sincere gratitude to the Respected Reviewer 2 for the time and effort devoted to evaluating our manuscript, as well as for the constructive and encouraging comments provided. We are pleased that the reviewer found the proposed topic relevant, and mentioned about experimental validation of the work. The remarks have helped us improve several important aspects of the paper. We have carefully revised the manuscript and provided detailed responses to each comment. A detailed point-by-point response is provided below, and all modifications related to Respected Reviewer 2’s comments are marked in blue in the revised manuscript.

Comment 1: The claimed novelty of the flower-shaped radiator and hybrid DGS is not sufficiently distinguished from existing DGS-based MIMO antennas. The authors should clearly explain the structural and electromagnetic differences from prior works.

Response: Respected Reviewer, Thank you so much for this helpful comment. The novelty of the proposed work lies in the combination of a flower-shaped radiator geometry with a hybrid defected ground structure (DGS) specifically optimized for dual band mmWave 5G applications. The flower-shaped patch elements are strategically placed in orthogonal arrangements and the suggested hybrid DGS consists of a central circular slot combined with four surrounding trapezoidal cut-outs to provide improved performance. The proposed antenna partially operates within 5G NR mmWave n258/n260 bands and is suitable for 5G Fixed Wireless Access (FWA) applications.

Unlike conventional DGS-based MIMO antennas reported in the literature, which typically employ simple rectangular, circular, or slot-type ground defects, the proposed hybrid DGS introduces a combined structural modification that simultaneously enhances impedance matching, improves port isolation, and contributes to antenna miniaturization.

In addition, the flower-shaped radiator provides improved current distribution and increased effective electrical length, which enables compact dual-band operation while maintaining high gain and radiation efficiency. The integration of this radiator with the optimized hybrid DGS results in superior overall performance in terms of bandwidth, isolation, and radiation characteristics compared to existing designs. Furthermore, the proposed four-port MIMO radiator provides excellent diversity metrics, ensuring improved signal reliability and maximized data throughput.

� The following revised text related to novelty is included in the introduction section of the revised manuscript for your kind consideration.

The novel contribution of this study is the development of a four-port MIMO antenna that combines four identical orthogonally arranged flower-shaped elliptical patch elements with a specifically engineered and systematically optimized hybrid defected ground structure (DGS) to achieve enhanced isolation across two distinct mmWave operating bands. The proposed DGS configuration is uniquely designed by a central circular slot combined with four surrounding trapezoidal slots to effectively improve isolation between the radiating patches while preserving high gain and radiation efficiency performance. Furthermore, it offers a favorable combination of dual-resonant band functionality, high isolation, size miniaturization, reliable radiative performance as well as excellent diversity metrics, ensuring improved signal reliability and maximized data throughput. This integrated design approach distinguishes the proposed antenna from previously reported MIMO structures, making it a potential choice for dual band 5G mmWave communication applications.

The following point summarizes the novel aspects of the suggested work:

• Compact size: The four identical elliptical monopole elements, transformed into flower shaped with a novel hybrid defected ground plane occupies an area of only 21 mm × 21 mm (1.849 λ×1.849 λ).

• Hybrid DGS configuration: A distinctive DGS, consisting of circular and trapezoidal shapes are strategically incorporated at the ground plane's base to minimize mutual coupling, improving overall isolation. This helps minimize the electromagnetic interference, improving overall system reliability.

• Dual-Resonance and stable radiation performance: The designed four port MIMO radiator operates from 26.39-27.04 GHz and 38.11-38.47 GHz, partially covering the spectrums of 5G NR n258/n260 bands, yielding stable gains of 4.80 and 7.61 dBi at 26.73 and 38.29 GHz, respectively along with radiation efficiencies of 97.61% and 95.45%, respectively.

• Optimized metrics: Exceptionally low ECC, high DG, competitive CCL, MEG, TARC and desired multiplexing efficiency confirm its superior MIMO diversity performance.

• Performance validation and applicability: All the analyzed results obtained by using CST MWS tool are validated through measurements of the realized antenna prototype. The measurement results confirm its dual band utilization. The proposed antenna partially operates within 5G NR mmWave n258/n260 bands and is suitable for 5G Fixed Wireless Access (FWA) applications.

Comment 2: The effects of RDGS, hQ, and WQ are studied, but the final parameter selection lacks a clear optimization criterion. The authors should explain the trade-off among bandwidth, isolation, gain, efficiency, and resonance accuracy.

Response: Respected Reviewer, Thank you so much for this helpful comment. The final parameter selection was not based on a single performance metric, but rather on a comprehensive trade-off among impedance bandwidth, isolation, gain, radiation efficiency, and the accuracy of the resonant frequencies at the target bands. During the parametric studies, each parameter exhibited different and sometimes competing effects on the antenna performance. For instance, improvements in impedance matching could slightly affect isolation, while variations in the DGS radius influenced both bandwidth and gain.

Therefore, the final optimized values were chosen to achieve the best overall balance between these performance indicators, ensuring acceptable impedance matching, high isolation, stable gain, high radiation efficiency, and accurate resonance alignment with the desired operating frequencies. Kindly consider, please.

Comment 3: The measured efficiency is much lower than the simulated efficiency, especially at 38 GHz. The authors should discuss possible reasons such as fabrication tolerance, connector loss, soldering effects, substrate deviation, and measurement uncertainty.

Response: Respected Reviewer, Thank you so much for this helpful comment. We would like to clarify that the simulated and measured results reported in Fig. 13 show a strong agreement in terms of overall trends and antenna performance behavior. Although some numerical differences exist between simulation and measurement, these variations are expected due to practical implementation effects.

The simulated results represent an ideal electromagnetic model, while the measured results corresponding to the fabricated prototype are possibly affected by fabrication tolerances, substrate’s dielectric-property variations, copper roughness, etching inaccuracies, SMA connector soldering effects, cable and connector losses, antenna alignment errors, residual reflections in the anechoic chamber. However, the measured results remain in acceptable agreement with the simulations and confirm the dual band operating mechanism and the effectiveness of the proposed antenna design.

Therefore, the observed differences are within an acceptable range and do not affect the validity of the proposed work. As discussed in the manuscript (Fig. 13), the simulated results show a radiation efficiency of about 97.61% at 26.73 GHz and 95.45% at 38.29 GHz and from measurements, the radiation efficiency is about 94.12% at 26.73 GHz and 95.21% at 38.29 GHz.

Comment 4: Some reported values of reflection coefficient, bandwidth, gain, and efficiency appear inconsistent across the abstract, main text, tables, and conclusion. The authors should carefully verify all numerical data.

Response: Respected Reviewer, Thank you so much for this helpful comment. We sincerely thank the reviewer for this important observation. Following the reviewer’s comments, a comprehensive verification of all reported numerical results has been performed throughout the manuscript. Particular attention was given to the reflection coefficient, impedance bandwidth, gain, and efficiency values reported in the abstract, main text, tables, figures, and Conclusion. Any inconsistencies identified during this review process have been corrected, and the numerical values have been updated to ensure complete consistency across all sections of the manuscript for your kind consideration.

Please refer to our responses to Reviewer 1's comments, where the corresponding corrections are described in detail.

Comment 5: Only ECC and DG are discussed. Additional metrics such as TARC, MEG, channel capacity loss, and multiplexing efficiency should be included to better evaluate the four-port MIMO performance.

Response: Respected Reviewer, Thank you so much for this helpful comment. We sincerely thank the reviewer for this valuable suggestion. In response to this comment, the MIMO performance analysis has been significantly expanded. The revised manuscript includes the additional MIMO performance metrics, including the Total Active Reflection Coefficient (TARC), Mean Effective Gain (MEG), Channel Capacity Loss (CCL), and Multiplexing Efficiency (ME), in addition to the previously discussed Envelope Correlation Coefficient (ECC) and Diversity Gain (DG) for your kind consideration. Furthermore, a new table (Table VI) has been included to present a comprehensive comparison between the simulated and measured values of all these MIMO performance parameters. The obtained results are thoroughly discussed, demonstrating a close agreement between simulation and measurement and confirming the excellent diversity and multiplexing performance of the proposed four-port MIMO antenna system.

Comment 6: Table VI is useful but not fully fair, since the compared antennas differ in size, number of ports, bandwidth, substrate, and measurement conditions. More normalized and complete comparison indicators should be added.

Response: Respected Reviewer, Thank you so much for this helpful comment. We agree that a completely fair comparison among different MIMO antenna designs is challenging because the reported antennas in the literature differ in several aspects, including the number of ports, physical dimensions, substrate materials, operating bandwidths, and measurement conditions. The purpose of Table VI (Table VII in the new version) is to provide a general performance comparison with representative state-of-the-art designs operating in similar frequency ranges. We acknowledge that direct one-to-one comparisons are inherently limited due to the differences in results of the reported designs. However, we have revised the table by additionally including details of designed methodology electrical size, number of ports used in antenna configurations, gain-to-area ratio, and various MIMO diversity parameters.

Comment 7: The manuscript mainly presents simulation curves but does not adequately explain why the proposed patch generates dual-band resonance or how the DGS suppresses mutual coupling. More discussion based on surface current distribution or equivalent current paths is needed.

Response: Respected Reviewer, Thank you so much for this helpful comment. The dual-band resonance observed in the proposed antenna is mainly attributed to the combination of the flower-shaped radiator geometry and the modified current paths introduced by the structure. The irregular shape of the patch creates multiple effective current paths with different electrical lengths, which support two distinct resonant modes corresponding to the operating bands at 26.73 GHz and 38.29 GHz. Regarding the mutual coupling reduction, the incorporation of the defected ground structure (DGS) plays a key role in suppressing surface wave propagation and disturbing the current flow on the ground plane. This results in reduced coupling between adjacent elements by increasing the effective current path length and creating a filtering effect that improves isolation.

Detailed explanations:

Dual-Band Resonance Mechanism (Based on Surface Current Distribution)

The proposed patch antenna achieves its dual-band resonance behavior at 26.73 GHz and 38.29 GHz by utilizing different current path distributions across its asymmetric, multi-featured geometry.

At lower band resonance, the surface currents are primarily concentrated along the full length of the patch radiator and its main feed line. The effective current path length corresponds roughly to a half-wavelength at 26.73 GHz, encompassing the entire length from the feed point to the top curvilinear shapes of the flower-shaped patch. When Port 1 is excited at lower resonance, high-intensity current densities (A/m) are observable over the entire body of the excited patch element. At 38.29 GHz, the current redistributes itself to flow dominantly through the smaller geometric sub-structures, specifically the comb-like slots/teeth variations. The higher frequency excites a higher-order mode or shorter localized paths. As seen in Figure 16 (c) or (e), at higher frequencies, the current density hot-spots shift towards the edges, slots, and inner junctions of the patch, validating that these specific sub-wavelength structural variations are responsible for the second resonance.

Mutual Coupling Suppression via Defected Ground Structure (DGS)

The DGS (trapezoidal section) acts as a decoupling barrier that intercepts and block surface waves between adjacent ports. For lower band operation, when Port 1 is excited [Figure 16 (a)], the current is restricted mostly to the active element. The DGS slot suppresses surface wave propagation across the ground plane. Consequently, Figure 16 (a) shows near-zero or extremely weak current distribution on the unexcited adjacent patches (Port 2, Port 3, Port 4), confirming low mutual coupling. At 38.29 GHz, surface waves traveling through the common substrate are trapped by the specific trapezoidal DGS profile. The slot dimensions create an out-of-phase reflection or act as a high-impedance surface for the surface currents at upper resonance. This stops electromagnetic energy from leaking into neighbouring ports, providing required satisfactory levels of isolations.

� To further support this explanation, the following summarized discussion based on surface current distribution and role of DGS has been added to the revised manuscript.

To understand the physical insight behind the dual-band operation and isolation enhancement, the surface current distributions at 26.73 GHz and 38.29 GHz are analyzed in Figure 16. At 26.73 GHz [Figure 16 (a)], the surface current flows uniformly along the entire length of the patch, signifying that the fundamental mode governs the lower band. Conversely, at 38.29 GHz, intense current concentration shifts towards the slot edges and curvilinear discontinuities, generating a secondary shorter effective path that yields the upper resonant band.

Furthermore, the decoupling mechanism introduced by the trapezoidal-shaped based defected ground structure (DGS) is apparent in minimizing mutual coupling among orthogonally placed antenna elements. When an individual port is active, the DGS behaves as a high-impedance band-stop wall. It traps and perturbs the ground plane currents, preventing them from coupling into adjacent elements. This causes the unexcited patches to exhibit minimum current intensity, which directly supports the highly suppressed mutual coupling observed in the S-parameter characteristics.

Finally, we hope that these revisions adequately address the concerns raised by Reviewer 2 and improve the clarity and rigor of the manuscript.

----------------------------------------------------------------------------------------------------------------

----------*** Respected Editors and Reviewers, Thank You so much once again for your valuable comments on the improvement of the article--------***

Attachment

Submitted filename: Response Letter to comments of Respected Reviewers-25th July.pdf

pone.0358640.s002.pdf (282KB, pdf)

Decision Letter 1

Daosen Zhai

4 Sep 2026

A Flower-shaped Dual-band Four Port MIMO Antenna with Novel DGS for 5G mmWave Applications

PONE-D-26-17759R1

Dear Dr. Yadav,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

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Kind regards,

Daosen Zhai

Academic Editor

PLOS One

Additional Editor Comments (optional):

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

Reviewer #1: All comments have been addressed

Reviewer #2: All comments have been addressed

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2. Is the manuscript technically sound, and do the data support the conclusions??>

Reviewer #1: Yes

Reviewer #2: Yes

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3. Has the statistical analysis been performed appropriately and rigorously? -->?>

Reviewer #1: No

Reviewer #2: Yes

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4. Have the authors made all data underlying the findings in their manuscript fully available??>

The PLOS Data policy

Reviewer #1: No

Reviewer #2: No

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5. Is the manuscript presented in an intelligible fashion and written in standard English??>

Reviewer #1: Yes

Reviewer #2: Yes

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Reviewer #1: The authors have carefully and satisfactorily addressed all the comments raised in the previous round of review. The reflection-coefficient values, the optimized RDGS value, the impedance bandwidth, the gain values, the efficiency terminology, the Figure 13 caption, and the various typographical issues have all been corrected and are now consistent throughout the manuscript. The newly added summary table (Table VI), the expanded MIMO diversity metrics (TARC, MEG, CCL, and multiplexing efficiency), the improved literature comparison table (Table VII), and the surface-current-based discussion of the dual-band and decoupling mechanisms have substantially improved the technical depth and clarity of the paper. The novelty statement is now clearly presented.

I consider the manuscript suitable for publication. Before final acceptance, I recommend that the authors correct the following minor issues at the proof stage:

Gain consistency: The Conclusion states a peak gain of “7.23 dBi at 38.29 GHz,” whereas the main text and Table VI report a measured gain of 7.22 dBi. Please unify this value. In addition, since Figure 13(a) shows a higher gain near 36 GHz, please avoid describing 38.29 GHz as the “peak gain” and instead refer to it as the gain at the upper resonant frequency.

Frequency typo: In Section 5, “E and H plane patterns at 26.73/38.39 GHz” should be corrected to 26.73/38.29 GHz to match the figure captions.

Table VI: In the response, the authors mention that the summary table includes the −10 dB impedance bandwidth, but the bandwidth rows are currently missing. Please add the impedance bandwidth values for both bands.

MIMO metric equations: Please check the formatting and the multi-port (four-port) applicability of the ECC and CCL expressions, as the current ECC formula appears in a two-port form. The TARC equation formatting should also be verified.

Data availability and funding statements: Please ensure the Data Availability Statement and the Financial Disclosure are fully consistent between the manuscript and the online submission system.

These are minor corrections and do not affect the scientific validity of the work.

Reviewer #2: I have no more comments.

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Reviewer #1: No

Reviewer #2: No

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Acceptance letter

Daosen Zhai

PONE-D-26-17759R1

PLOS One

Dear Dr. Varun Yadav,

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS One. Congratulations! Your manuscript is now being handed over to our production team.

At this stage, our production department will prepare your paper for publication. This includes ensuring the following:

* All references, tables, and figures are properly cited

* All relevant supporting information is included in the manuscript submission,

* There are no issues that prevent the paper from being properly typeset

You will receive further instructions from the production team, including instructions on how to review your proof when it is ready. Please keep in mind that we are working through a large volume of accepted articles, so please give us a few days to review your paper and let you know the next and final steps.

Lastly, if your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org.

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If we can help with anything else, please email us at customercare@plos.org.

Thank you for submitting your work to PLOS One and supporting open access.

Kind regards,

PLOS One Editorial Office Staff

on behalf of

Dr. Daosen Zhai

Academic Editor

PLOS One

Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    Attachment

    Submitted filename: Response Letter to comments of Respected Reviewers-25th July.pdf

    pone.0358640.s002.pdf (282KB, pdf)

    Data Availability Statement

    All relevant data are available within the paper.


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