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PLOS One logoLink to PLOS One
. 2026 Sep 30;21(9):e0357824. doi: 10.1371/journal.pone.0357824

Age- and sex-stratified prevalence of obstructive sleep apnea and stroke risk comorbidities: A large cross-sectional EHR study

Rupesh Agrawal 1,*,#, Dursun Delen 2,3,#, Bruce Benjamin 4,#, Rani Misra 5
Editor: Omid Beiki6
PMCID: PMC13626327  PMID: 42814704

Abstract

Objective

To characterize age- and sex-stratified prevalence patterns of obstructive sleep apnea and co-morbid conditions corresponding to CHA2DS2−VASc components using a large, population-based electronic health record dataset.

Study Design

The study cohort included 556,474 unique de-identified OSA patients (ICD-9 code 327.23), mined from HIPAA-compliant Cerner HealthFacts® database (1999–2016). The patient records were mined using Structured Query Language (SQL), stratified by age, gender, and stroke risk comorbidities per CHA2DS2−VASc, to conduct a population-based cross-sectional epidemiological study.

Methods

Clinical and epidemiological research informatics methodologies are applied to characterize OSA prevalence patterns across age (5-year intervals), gender, and stroke risk comorbidities per CHA2DS2−VASc criteria. Body-level organ system involvement was examined according to the Major Diagnostic Category (MDC) classification.

Results

Age-stratified cross-sectional analyses showed that prevalence rates for OSA (m: 10.43%, f: 9.28%), hypertension (m: 7.37%, f: 7.11%), along with clinical encounters, peaked at age 55 for both genders, whereas the highest prevalence of cardiovascular comorbidities was observed in older age groups (ages 65–70). Hypertension was most prevalent (57.83%), followed by diabetes (34.7%), congestive heart failure (17.7%), atrial fibrillation (13.31%), vascular disease (12.3%), and prior stroke/TIA (4.78%).

MDC analysis revealed that prevalence is pronounced in ENT, cardiovascular, and musculoskeletal body systems, consistent with the pathophysiology of chronic intermittent hypoxia in OSA patients. These patterns reflect population-level age-specific prevalence differences rather than longitudinal disease progression.

Conclusion

This large cross-sectional study (556,474 patients) provides detailed age- and sex-specific prevalence estimates of OSA-associated stroke-risk comorbidities. While causal or temporal inferences cannot be drawn, the findings highlight population-level prevalence patterns that may inform hypothesis-driven longitudinal studies and future evaluation of stroke-risk models.

Introduction

Prevalence of obstructive sleep apnea (OSA) has been on the rise, and approximately 80% population is undiagnosed, and 1.36 billion adults globally suffer from OSA, where roughly 30 million adults are in the US [1]. Prevalence estimates are inconsistent across demographics (age, gender, race, and ethnicity) [2]. Additionally, patients with OSA exhibit a higher comorbidity burden with a sharp rise in OSA-related cardiovascular mortality rate [3,4]. However, traditional epidemiology and randomized controlled trials (RCTs) are scarce and lack statistical significance to establish strong guidelines for treatment. Clinical-decision gold standards, such as clinical trials, have proven time-consuming, expensive, and insufficient in terms of external validity, sample size, and overall significance [5,6]. Growing volumes of digital patient health information (PHI) and advances in AI-enabled scribe technologies can alleviate the clinical research burden and expedite RCTs [7,8].

Clinical Research Informatics (CRI) to patient health information (PHI) offers an alternative to overcoming the limitations of current gold standards. It produces scalable evidence where clinical trials are infeasible for a multitude of reasons, such as time, cost, validity, sample size, and significance [9]. Thus, EHRs should be considered complementary evidence to produce desired statistical support [10].

This study applies CRI through an evidence-based medicine (EBM) lens to address the following research question: “How is the Prevalence of OSA influenced by the patient’s age, gender, Stroke risk comorbidities, and major organ systems?” The study illustrates the utilization of non-clinical EHR data as a source of clinical information to uncover population-based patterns in age-trend prevalence estimates between the dependent variable (disease) and independent factors (comorbidity, age, and gender). Cardiovascular comorbidities (congestive heart failure, atrial fibrillation, and vascular disease) are analytically distinguished from metabolic risk factors (hypertension and diabetes). Although all are components of the CHA2DS2−VASc framework, this separation allows clearer characterization of population-level prevalence patterns across related but clinically distinct disease categories.

Materials and methods

Digitization of healthcare and electronic health records

The American Recovery and Reinvestment Act (ARRA) of 2009 laid the foundation for the Health Information Technology for Economic and Clinical Health Act (HITECH) to organize patient health information to reduce disparities due to data fragmentation, biased clinical decision support, and the absence of EHR-based clinical interventions and epidemiological studies [11].

USFDA and PCORNET launched initiatives for “patient-centered and data-enabled clinical research to deliver results faster”. The goal is to support patients, caregivers, clinicians, and the broader healthcare community in a timely manner [12]. Government regulation and the resulting financial burden have motivated EHR adoption to achieve patient-centric clinical outcomes. Per data quality guidelines, “patient data should be correct and current.” [13]. The accumulation of petabytes of data has the potential to enable knowledge discovery through data mining and to digitize patients’ health [9]. EHR-driven clinical studies will be economical and timely than current studies, enabling clinical research to deliver results with greater significance [14].

Evidence-based medicine (EBM)

The principle of evidence-based medicine (EBM) is the use of best practices for epidemiological evidence from observational studies (Cross-Sectional, Cohort, and Case-Control) and randomized controlled trials (RCTs). Evidence Level I is the highest level of evidence. Observational studies generate Level III and IV evidence. The validity, applicability, and level of evidence of clinical studies depend on the design, methodology, and cohort selection [15]. Gathering RCTs is an expensive, multi-year endeavor and risks losing financial support. Evidence has shown that well-designed observational studies can improve future RCTs [16,17]. Observational epidemiology studies based on EHRs have gained support as they estimate longitudinal prevalence and extract causality, a drawback of traditional cross-sectional studies due to the lack of data on disease progression. Thus, the application of CRI offers a paradigm shift by delivering cost-effective, time-efficient, and robust evidence [18].

OSA, an epidemic

OSA is a chronic disease; its prevalence, comorbidities, and economic burden are increasing globally [19]. Over 30 million American adults suffer from OSA [18], and the severity increases the mortality [20]. Industrialization has disrupted sleep hygiene. Blue light suppresses melatonin, an essential hormone for sleep. Dietary habits have changed. Alcohol consumption decreases sleep quality, with an odds ratio (OR) of 3.37 [21]. The prevalence has spread beyond personal hygiene and habits. A motorist with Obstructive Sleep Apnea (OSA) increases the risk of road accidents by 2.5 times and costs U.S. taxpayers over $300 billion [22]. A report published in 2010 for Harvard Medical School titled “The Price of Fatigue: The Surprising Economic Costs of Unmanaged Sleep Apnea” stated that the economic cost of OSA is over $165 billion, and the financial burden is higher than asthma, heart failure, stroke, and hypertensive disease.

The established clinical guidelines and the understanding of the relationship between OSA and comorbidities are fragmented. Consequently, OSA is under-diagnosed and under-treated, with significant health and economic implications [23]. OSA is sleep-disordered breathing (SDB), characterized by repetitive episodes of a complete or partial upper airway collapse. The collapse of the airway leads to cessation of breathing or ineffective respiratory efforts, resulting in intermittent hypoxia (decreased oxygen in the body) and sleep disruption. Continuous positive airway pressure (CPAP) is considered the current gold standard for the treatment of OSA [24]. Low adherence to CPAP increases the OSA-multimorbidity and adds complexity to OSA care management.

OSA and complexity

The International Classification of Sleep Disorders (ICSD-2) classifies 80 distinct sleep disorders. The heterogeneous phenotype and impact of OSA on multiple human organ systems (Fig 1) are further nuanced by complex relationships with demographic factors, such as age and gender [25], thus complicating the development of clinical guidelines for the diagnosis and treatment of OSA.

Fig 1. Obstructive sleep apnea and comorbidity.

Fig 1

OSA and complex phenotype

The OSA phenotype is heterogeneous and affects vital organ systems (Refer to Fig 1) with a growing prevalence across age, gender, and geographic regions. OSA comorbidity increases mortality risk by as much as 140% [26]. The connection between OSA-AF is well established, and OSA-AF comorbidity condition is attributed to ischemic stroke, where stroke is the fourth leading cause of death with increasing mortality rate [27]. There is mounting evidence in support of the clinically relevant correlation between stroke, atrial fibrillation (AF), and obstructive sleep apnea (OSA) [27]. Researchers have endorsed including OSA as an independent factor in the stroke risk stratification scheme (RSS), i.e., CHA2DS2−VASc [28]. However, OSA-Comorbidity complexity prevents establishing OSA as an independent causal factor of stroke risk, and OSA is not considered a risk factor in stroke risk stratification.

Age and gender

Research data spanning multiple studies shows that up to 90% of men and 78% of women increase with age and peak among adults 55–59 years [29], and Men show a higher prevalence across all ages [30]. The presence of comorbidity further complicates the Prevalence and severity of OSA: Men with OSA are more susceptible to the presence of diabetes and heart disease, whereas women with OSA are more prone to hypertension [31].

Epidemiology and limitations

Conventional OSA-epidemiology studies have had a narrow scope, qualitative symptom-based inclusion criteria such as snoring, gasping for air, and silent breathing pauses during sleep, and targeted patients with highly susceptible chronic comorbidities such as hypertension, rather than representative population-based sampling. Thus, traditional studies produced non-generalizable, varying, and inconsistent prevalence estimates [32]. Limitations due to measurement errors, limited inclusion/exclusion criteria, prone to selection bias, and site-specific variations in epidemiological studies produced limited evidence in support of prevalence, etiology, morbidity, and mortality. Thus, they are not able to postulate causal mechanisms of disease [32].

Current gaps and future research

A large number of epidemiological studies have estimated the prevalence of OSA. However, the lack of comprehensiveness led to high variation and inconsistent conclusions [33]. Limited study design, lack of definition, inconsistent inclusion/exclusion criteria, selection bias, and reduced longitudinal subject participation resulted in unreliable validity and precision. A generalizable result is eclipsed by age, gender, and multi-morbidity [30]. Tables 1 and 2 show significant variation in the prevalence estimates across extant studies (% prevalence, age, gender, population, and diagnosed patient sample). It is safe to conclude that there is significant disagreement among studies regarding prevalence estimates of OSA and its comorbidities.

Table 1. Prevalence of stroke risk comorbidity.

Reference Year Comorbidity Prevalence
Chen et al. 2025 Stroke ~62%
McKee et al. 2019 Stroke 30–90%
Huang et al. 2024 Hypertension 50–71%
Ahmad et al. 2001 Hypertension 30–83%
Li et al. 2024 Diabetes 50–75%
Jehan et al. 2018 Diabetes 18–87%
Tang et al. 2023 Congestive Heart Failure 34.80%
Khattak et al. 2018 Congestive Heart Failure 47–81%
Zhuang et al. 2025 Atrial Fibrillation 37%
Linz et al. 2018 Atrial Fibrillation 21–74%

Table 2. Prevalence of OSA, population, age, and gender.

Reference Year Population (Total) Population (Male) (N, % Prevalence) Population (Female) (N, % Prevalence) Age Country
Kline et al. 2025 5,320 2,718, 39% 2,602, 26% ≥18 USA
Wang et al. 2022 4,512 2,286, 34% 2,226, 21% 35–75 China
Senaratna et al. 2017 1,613 748, 23% 865, 17% ≥18 Australia
Heinzer et al. 2015 2,121 1,062, 50% 1,059, 23% 40–85 Switzerland
Franklin et al. 2013 10,000 N/A, N/A 400, 17% 20–70 Sweden
Appleton et al. 2013 220,000 64, 6% 400, 2% ≥18 Australia
Nakayama-Ashida et al. 2008 466 322, 18% N/A, N/A 23–59 Japan
Huang et al. 2008 60,197 1,738, 3% 669, 1% 0–99 Australia
Sharma et al. 2006 2,400 88, 5% 63, 2% 30–60 India
Ip et al. 2004 3,074 153, 4% 106, 2% 30–60 Hong Kong
Udwadia et al. 2004 658 250, 8% N/A, N/A 35–65 India
Kim et al. 2004 5,020 309, 5% 148, 3% 40–69 Korea
Durán et al. 2001 2,148 325, 3% 235, 3% 30–70 Spain
Bixler et al. 1998 4,364 741, 3% N/A, N/A 20–100 USA
Young et al. 1993 3,513 352, 4% 250, 2% 30–60 USA

Disease classification

In 1990, the ICSD developed codes for diagnostic and epidemiological purposes for sleep disorders, such as OSA [34]. Consequently, epidemiological studies lacked agreement on prevalence estimates (Table 2, Fig 2) due to differences in criteria for OSA, including snoring, EDS, fatigue, choking, and the oxygen de-saturation index (ODI). The current study addresses the gap by using diagnostic codes (ICD-9: 327.23; ICD-10: G47.33) to ensure accurate patient identification of OSA patients per the ICSD classification (Tables 3-6).

Fig 2. Prevalence estimate (%) – age vs gender.

Fig 2

Table 3. Disease classification – MDC, DRG, ICD.

Major Diagnostic Code (MDC) Disease Related Group (DRG) International Classification of Diseases (ICD)
Single Organ System Groups Products (Appendectomy) Diseases and Procedures
1–23 (Principal Organ) 467 / 897 Groups 1,400 / 69,000 Codes
24 (Multiple Trauma)
25 (HIV)
26 (Transplants)
27 (Ungroupable)
Motivation: Cost calculations Cost-based reimbursement Generic disease classification
“Grouper” program based on ICD diagnoses, procedures, age, sex, discharge status, and complications/comorbidities Classifying diseases, nuanced classifications of signs, symptoms, abnormal findings, complaints, social circumstances, external causes
Assumption: Patients are clinically similar Morbidity/mortality statistics, reimbursement systems, automated decision support
Top Level Group Subgroup of MDC Subgroup of MDC and DRG

Table 6. MDC to DRG mapping.

MDC Description DRG Range
0 Pre-MDC 001–017
1 Diseases and Disorders of the Nervous System 020–103
2 Diseases and Disorders of the Eye 113–125
3 Diseases and Disorders of the Ear, Nose, Mouth, Throat 129–159
4 Diseases and Disorders of the Respiratory System 163–208
5 Diseases and Disorders of the Circulatory System 215–316
6 Diseases and Disorders of the Digestive System 326–395
7 Diseases and Disorders of the Hepatobiliary System, Pancreas 405–446
8 Diseases and Disorders of the Musculoskeletal System and Connective Tissue 453–566
9 Diseases and Disorders of the Skin, Subcutaneous Tissue, Breast 573–607
10 Diseases and Disorders of the Endocrine, Nutritional, Metabolic System 614–645
11 Diseases and Disorders of the Kidney, Urinary Tract 652–700
12 Diseases and Disorders of the Male Reproductive System 707–730
13 Diseases and Disorders of the Female Reproductive System 734–761
14 Pregnancy, Childbirth, Puerperium 765–782
15 Newborn and Other Neonates (Perinatal Period) 789–795
16 Diseases and Disorders of the Blood and Blood Forming Organs and Immunological Disorders 799–816
17 Myeloproliferative DDs (Poorly Differentiated Neoplasms) 820–849
18 Infectious and Parasitic DDs (Systemic or unspecified sites) 853–872
19 Mental Diseases and Disorders 876–887
20 Alcohol/Drug Use or Induced Mental Disorders 894–897
21 Injuries, Poison, Toxic Effects of Drugs 901–923
22 Burns 927–935
23 Factors Influencing Health Status and Other Contacts with Health Services 939–951
24 Multiple Significant Trauma 955–965
25 Human Immunodeficiency Virus Infection 969–977
– MDC Category Missing 981–989; 998, 999

Table 4. MDC and ICD mapping for OSA (ICD-9 & ICD-10).

ICD-9: Diseases of the Nervous System (320–389) ICD-10: Diseases of the Nervous System (G00–G99)
327 Organic disorders of initiating and maintaining sleep G40–G47 Episodic and paroxysmal disorders
327.2 Organic sleep apnea, unspecified G47 Sleep disorders
327.2 Organic sleep apnea NOS G47.3 Sleep apnea
327.21 Primary central sleep apnea G47.30 Sleep apnea, unspecified
327.22 High altitude periodic breathing G47.31 Primary central sleep apnea
327.23 Obstructive sleep apnea G47.33 Obstructive sleep apnea (adult/pediatric)
327.24 Idiopathic sleep-related non-obstructive alveolar hypoventilation G47.34 Idiopathic sleep-related non-obstructive alveolar hypoventilation
327.25 Congenital central alveolar hypoventilation syndrome G47.35 Congenital central alveolar hypoventilation syndrome
327.26 Sleep-related hypoventilation/hypoxemia G47.36 Sleep-related hypoventilation in conditions classified elsewhere
327.27 Central sleep apnea with another medical condition G47.37 Central sleep apnea in conditions classified elsewhere
327.29 Other organic sleep apnea G47.39 Other sleep apnea

Table 5. DRG–ICD mapping: Obstructive sleep apnea (G47.33, 327.23).

DRG Code Description
011 Tracheostomy for face, mouth & neck diagnoses or laryngectomy with MCC
012 Tracheostomy for face, mouth & neck diagnoses or laryngectomy with CC
013 Tracheostomy for face, mouth & neck diagnoses or laryngectomy without CC/MCC
154 Other ear, nose, mouth & throat diagnoses with MCC
155 Other ear, nose, mouth & throat diagnoses with CC
156 Other ear, nose, mouth & throat diagnoses without CC/MCC

Obstructive Sleep Apnea is grouped within MS-DRG v37.0.

Major diagnostic code and drug-related group

Beyond ICD classification, Major Diagnostic Categories (MDC) and Diagnosis-Related Groups (DRG) organize ICD codes by organ system and related diseases. DRG classifies patients who are clinically similar in terms of diagnosis, treatment, length of hospital stays, and resource utilization for mapping prospective hospital payments. OSA is grouped within MDC 01 “Diseases and Disorders of the Nervous System/Sense Organs” (Table 6), enabling organ system-based epidemiological analysis.

Clinical informatics with EHR for epidemiology

Clinical research informatics (CRI) harnesses big EHR data to extract epidemiological intelligence. CRI provides an accurate phenotype for complex diseases such as OSA by enabling precise clinical guidelines and overcoming challenges in RCTs.

This work represents the first in a series of two studies, with increasing levels of evidence, based on ICSD criteria on 60 million U.S. population-representative patient records to simulate comprehensive epidemiological evidence. Grounded in EBM principles, the current work establishes a foundation for examining the role of Obstructive Sleep Apnea (OSA) in stroke risk stratification.

Study design & data source

The current study has two objectives: first, to characterize OSA prevalence patterns and compare these findings with the existing epidemiological literature. Second, to estimate OSA prevalence across stroke-risk comorbidity stratified by age and gender for refinement of the CHA2DS2−VASc stroke-risk stratification scheme in patients with atrial fibrillation (AF). Differences observed across age groups represent population-level prevalence distributions and do not reflect longitudinal trajectories or temporal ordering of disease onset in individual patients. Fig 3 illustrates the study’s methodology.

Fig 3. Research methodology.

Fig 3

The prevalence estimates were calculated as the “proportion of patients with OSA relative to the total number of patients in each stratification group.” The formula is written as follows:

Prevalence=Number of Patients in Sample with CharacteristicsTotal Number of Patients in Sample (1)

The 2019 AHA/ACC/HRS guideline recommends using the CHA2DS2−VASc risk stratification scheme (RSS) in assessing risk in patients with AF [35]. The risk of stroke in atrial fibrillation (AF) patients is 5–6 times [36]. The correlation between stroke, AF, and OSA is clinically significant [37], and research has endorsed OSA as a factor of [28] stroke risk. However, OSA-comorbidity complexity has prevented inclusion in the CHA2DS2−VASc stratification scheme (RSS) [28]. The CHA2DS2−VASc [28] is an acronym: congestive heart failure (CHF), Hypertension, age (≥75), Diabetes, history of stroke/transient ischemic attack/thromboembolic event, Vascular disease, Age 65–74 years, and sex category (female).

Patient selection, data extraction, and classification

De-identified, HIPAA-compliant electronic health records (EHRs) from the Cerner HealthFacts® database (1999−2016) were mined using Structured Query Language (SQL) to identify unique OSA patients (ICD-9 code 327.23). The data for the research was accessed between 03/04/2018 and 30/07/2020. Fig 4 illustrates the breakdown of unique OSA patients (556,474) identified from 63 million patient records representing over 400 clinical encounters or visits. Extracted variables are PatientSk (Unique Patient ID), Diagnosis Type (ICD-9), Diagnosis Description, MDC Description, and patient demographic variables (patient geographical location, Race, Age, Gender, and Marital Status). CHA2DS2−VASc risk factors and comorbidities were identified using ICD-9 codes (Table 7). Data quality precautions were implemented prior to use for final analysis to address accuracy, redundancy, and missing values. Exclusion criteria included: removal of inconsistent coding (records marked both male and female), missing critical variables, duplicate encounters, and implausible values (e.g., age > 130 years).

Fig 4. Patient population OSA and comorbidity.

Fig 4

Table 7. CHA2DS2-VASc risk factor & comorbidities.

Diagnosis ICD-9 ICD-10
Atrial Fibrillation
Atrial fibrillation and flutter 427.3 I48
Paroxysmal atrial fibrillation 427.3 I48.0
Persistent atrial fibrillation – I48.1
Chronic atrial fibrillation – I48.2
Unspecified atrial fibrillation and atrial flutter – I48.9
Unspecified atrial fibrillation – I48.91
CHA 2 DS 2 -VASc Scheme
Hypertension 401.x, 402.x, 403.x, 404.x, 405.x I10, I11, I12, I13, I15
Age ≥ 75 years – –
Diabetes mellitus 250.x E10, E11, E12, E13, E14
Prior stroke or TIA or thromboembolism 434.x, 435.x G45, I63
Vascular disease 440.2x, 410.x, 411.x, 412 I70.0, I70.2, I70.3, I70.4, I70.5
Obstructive Sleep Apnea
Obstructive sleep apnea (adult/pediatrics) 327.23 G47.3x

Ethics statement

This study utilized de-identified electronic health record data from the Cerner HealthFacts® database. All patient data were de-identified per HIPAA Safe Harbor standards prior to researchers’ access. No informed consent was required as subjects could not be identified or re-identified. Data were obtained under a data use agreement between Oklahoma State University and Cerner Corporation.

Results

OSA patient sample characteristics

The final cohort comprised 556,474 unique patients diagnosed with OSA (ICD-9: 327.23), including 312,450 males (56.1%) and 244,024 females (43.9%), with ages ranging from 18 to 95 years (mean age: 54.3 ± 14.2 years). Fig 4 summarizes the patient selection and cohort construction. Figs 5–7 describe the demographic distribution of the study cohort. The cohort was primarily Caucasian (67.71%), Urban (74.83%), and Married (44.95%).

Fig 5. Population distribution – USA.

Fig 5

Fig 7. Population distribution – Marital status.

Fig 7

Fig 6. Population distribution – Race.

Fig 6

OSA comorbidity prevalence

Refer to Fig 8 for a visual representation of the overall prevalence estimate for both genders stratified for stroke-risk comorbidities.

Fig 8. Comorbidity prevalence estimates (%) – OSA patients.

Fig 8

Among the OSA cohort, hypertension is the most prevalent comorbidity (57.83%, n = 321,811) with the second highest prevalence for diabetes (34.7%, n = 193,096), followed by congestive heart failure (17.7%, n = 98,496), atrial fibrillation (13.31%, n = 74, 067), vascular disease (12.3%, n = 68,446), and prior stroke/TIA (4.78%, = 26,599). Prevalence estimates for diabetes and hypertension are within the ranges reported in epidemiological studies; however, those for stroke, CHF, and AF are significantly lower than previously reported in the literature.

OSA prevalence by age and gender

Healthcare utilization reached its peak at age 55, with females having higher utilization compared to males. OSA prevalence also peaked at age 55 for both sexes. For the female cohort (n = 244,024), peak prevalence was 9.28% (n = 22,645). Whereas for the male cohort (n = 312,450), peak prevalence was 10.43% (n = 32,589). Despite greater healthcare utilization among females, age-specific prevalence patterns were slightly higher among males than females (Fig 9).

Fig 9. Prevalence estimate (%) – OSA.

Fig 9

OSA comorbidity prevalence by age and gender

The current section summarizes the comorbidity prevalence by age and gender. The prevalence estimates for each comorbidity were calculated from OSA cohort (males: n = 312,450; females: n = 244,024).

Hypertension and diabetes showed similar prevalence rates between genders but peaked at different ages. Hypertension prevalence among OSA patients peaked at 55 years for both genders (Fig 10), with rates of 7.37% (n = 23,016) for men and 7.11% (n = 17,340) for women. Diabetes prevalence peaked at 60 years with peak prevalence rates for men 7.91% (n = 24,715), and for women 7.58% (n = 18,495) (Fig 11).

Fig 10. Prevalence estimate (%) – Hypertension.

Fig 10

Fig 11. Prevalence estimate (%) – Diabetes.

Fig 11

Cardiovascular health or comorbidities demonstrated higher prevalence rates in males and peaked at older age (65–70 years) compared to hypertension (55 years). CHF prevalence among OSA patients peaked at 65 years for both genders (Fig 12), at 9.3% (n = 29,048) in men and 6.97% (n = 16,998) in women. AF prevalence peaked later at ages 70, with peak rates of 10.53% (n = 32,901) in men and 6.66% (n = 16,229) in women (Fig 13).

Fig 12. Prevalence estimate (%) – Congestive heart failure.

Fig 12

Fig 13. Prevalence estimate (%) – Atrial fibrillation.

Fig 13

Similarly, stroke and vascular disease prevalence peaked at 65 years of age for males. Stroke/TIA prevalence rates among OSA patients were 8.23% (n = 32,745) in males and 6.51% (n = 24,478) in females at age 60 (Fig 14). Vascular disease prevalence among OSA patients showed gender-specific peak ages: males at age 65 (10.48%; n = 32,651) and females at age 60 (5.62%; n = 13,714) (Fig 15). Table 8 summarizes the peak prevalence by comorbidity and gender.

Fig 14. Prevalence estimate (%) – Stroke.

Fig 14

Fig 15. Prevalence estimate (%) – Vascular disease.

Fig 15

Table 8. Peak prevalence rates and ages for comorbidities among OSA patients.

Comorbidity Male Female Gender Difference
Peak Age Prevalence Rate Sample Size Peak Age Prevalence Rate Sample Size Percentage Points (pp)
OSA 55 10.43% 32,589 55 9.28% 22,645 1.15 (M > F)
Hypertension 55 7.37% 23,016 55 7.11% 17,340 0.26 (M > F)
Diabetes 60 7.91% 24,715 60 7.58% 18,495 0.33 (M > F)
CHF 65 9.30% 29,048 65 6.97% 16,998 2.33 (M > F)
Atrial Fibrillation 70 10.53% 32,901 70 6.66% 16,229 3.87 (M > F)
Stroke/TIA 65 8.23% 32,745 60 6.51% 24,478 1.72 (M > F)
Vascular Disease 65 10.48% 32,651 60 5.62% 13,714 4.86 (M > F)

The patients with OSA demonstrated higher cardiovascular comorbidities in older age groups and represent cross-sectional age-specific prevalence estimates, not temporal progression. Prevalence rates for cardiovascular comorbidities are highest, followed by OSA, with the lowest rates for metabolic comorbidities (diabetes, hypertension). Moreover, cardiovascular comorbidities show larger disparities compared to metabolic comorbidities, with higher prevalence rates in males.

Prevalence of major diagnostic categories (MDCs) in OSA patients

The descriptive results on prevalence between the OSA and MDC (Major Diagnostic Category) groups revealed differential patterns and impacts across major organ systems (Fig 16). “Disease & Disorders of Ear, Nose, Mouth & Throat” are most prevalent (n ~ 150,000). While “Disease & Disorders of the Kidney & Urinary Tract” are the least prevalent (n ~ 60,000). The results suggest that prevalence is pronounced in ENT, cardiovascular, and musculoskeletal body systems, consistent with the pathophysiology of chronic intermittent hypoxia in OSA patients.

Fig 16. OSA population patterns by organ system (MDC).

Fig 16

Fig 17 shows the top 10 medical conditions among OSA patients, with stacked bar distributions by affected organ system (MDC group). Diabetes is the second most prevalent, followed by Esophageal reflux, showing that it exceeds respiratory and cardiovascular conditions. Across the top 10 conditions, the “Circulatory System” organ group consistently has a higher prevalence rate, suggesting the impact of OSA on the “Circulatory System” independent of the secondary comorbidities (Diabetes to Obesity). These results are consistent with Table 8 and Fig 16, which show the impact of OSA on the ENT, Respiratory, Musculoskeletal, and Digestive body systems.

Fig 17. Percentage prevalence of OSA comorbidity and organ system (MDC).

Fig 17

Discussion

The current study demonstrates the application of clinical research informatics for population-based epidemiological research of 556,474 OSA patients using a nationally representative EHR. The novel insight has implications with significance for stroke risk stratification and clinical screening for OSA. The primary findings and implications of the study are:

  1. Prevalence of OSA was highest in the 55-year age group for both sexes (m = 10.43%, f = 9.28%), whereas the highest cross-sectional prevalence of cardiovascular comorbidities was observed in older age groups (65–70 years) (Fig 9, Table 8). While minor sex-specific differences were observed in age-stratified prevalence curves for vascular disease, highest prevalence estimates of stroke/TIA for both men and women indicate that the impact is similar for both genders.

  2. Overall OSA prevalence was similar between sexes, but prevalence estimates of cardiovascular comorbidities were higher among males (Table 8). These findings show sex-specific differences. However, the differences do not represent risk progression. The reason for emphasizing prevalence progression is to show subgroups prevalence differences as evidence for comprehensive health management.

  3. Although medication use and outcomes were not evaluated in the present study, identifying demographic subgroups with higher OSA prevalence may help prioritize screening efforts, and treatment of OSA and associated cardiovascular/metabolic comorbidities. Earlier identification of OSA, specifically in the younger female population, could reduce reliance on anti-thrombotic therapies such as aspirin. Aspirin is inferior to anti-coagulation therapies for stroke prevention in atrial fibrillation. Clinical guidelines discourage aspirin use to reduce side effects such as gastrointestinal and intracranial bleeding in adults with cardio-metabolic risk factors [38]. The above interpretations are hypothesis-generating and require validation in future studies.

  4. Although this study does not evaluate stroke outcomes or incremental risk prediction, the descriptive prevalence patterns observed among CHA2DS2−VASc components in OSA patients support future hypothesis-driven research to evaluate whether OSA provides independent or additive impact in longitudinal cohorts.

  5. Lastly, MDC group analysis shows musculoskeletal system impact, highlighting OSA’s impact beyond cardiovascular and metabolic involvement. To the best of our knowledge, the broader impact of OSA based on organ systems (MDC) provides new clinical insights and has not been previously reported in the literature.

Conclusion

This study is the first of a two-part study to demonstrate that descriptive clinical informatics can produce Level III evidence for EBM with precision, in a timely and cost-effective manner. The study demonstrates how future studies can be refined to develop higher-level evidence (Levels I or II).

The EHR data inherit temporal information to estimate longitudinal prevalence and extract causality, a drawback of traditional cross-sectional studies due to the lack of data on disease progression [31]. Cohort-based designs with repeated individual-level observations would be necessary to get accurate longitudinal inference and causal estimation. Figs 9–15 show the prevalence of all patient populations from newborns to patients aged 90 years. The results reflect the population’s prevalence and progression for both genders across all ages. Consequently, CRI with EHRs can bring a paradigm shift in epidemiological clinical research for other disease epidemics, such as Cancer, COPD, and Opioid addiction.

The currently used stroke risk stratification scheme, CHA2DS2−VASc, does not account for potential interactions among obstructive sleep apnea (OSA), stroke risk comorbidities, age, and gender. This absence of clinical guidelines limited cardiologists and sleep specialists at Oklahoma State University Medical Center in effective management of stroke risk in patients with atrial fibrillation (AF). We believe cardiologists have similar experiences at other healthcare operations. The study findings provide descriptive evidence of OSA prevalence stratified by age, sex, and associated stroke-risk comorbidities. Although the current study does not assess stroke risk prediction, the findings offer insight for evaluating the potential additive impact of OSA beyond established CHA2DS2−VASc components.

Study limitations

The current study does have its limitations. First, the cross-sectional design does not permit inference regarding temporal ordering, disease progression, or causality at the individual level. Observed age-specific differences reflect population-level prevalence patterns and may be influenced by cohort effects, diagnostic practices, or healthcare-seeking behavior. Second, prevalence estimates depend on documented diagnoses within the EHR; therefore, undiagnosed OSA or comorbid conditions may lead to underestimation of disease burden. Third, important clinical variables such as OSA severity, treatment adherence, medication use, obesity status, smoking history, family history, and socioeconomic factors were not available for analysis and may influence observed prevalence patterns. Finally, because the study population was derived from a single EHR repository, findings may not be fully generalizable to all healthcare settings or populations.

Future directions

Future studies should explore predictive/prescriptive analytics to investigate the impact of OSA on stroke risk in AF patients and evaluate the stroke risk scheme (CHA2DS2−VASc score). Predictive models (logistic regression, decision tree) shall provide insight into relative risk among stroke risk disease and clinical understanding to explore possible causal mechanisms.

Supporting information

S1 File. Highlights.

(PDF)

pone.0357824.s001.pdf (122.1KB, pdf)

Acknowledgments

The authors acknowledge the Center for Health Systems Innovation (CHSI) at Oklahoma State University (OSU) for facilitating access to the Cerner HealthFacts® electronic health record data used in this study. Any opinions, findings, and conclusions or recommendations expressed in this material are those of the authors and do not reflect the views of the Cerner Corporation, OSU or CHSI.

Data Availability

The data used in this study were obtained from the Cerner HealthFacts® database, which is a proprietary, third-party electronic health record (EHR) repository owned by Cerner Corporation. Although the dataset was provided to the investigators in de-identified form, there are legal restrictions imposed by Cerner Corporation that prohibit public redistribution of the data. The authors do not have the authority to make the underlying data publicly available. Data is not available from Cerner through an institutional agreement. Given the legal and contractual restrictions, the authors are unable to deposit the dataset in a public repository or provide it as Supporting Information. Due to the retrospective nature of the study using de-identified data, formal ethical approval and informed consent were waived by Oklahoma State University Center for Health Sciences (OSU-CHS) IRB (Institutional Review Board FWA #00005037). All methods were conducted in accordance with relevant guidelines and regulations. Amber Hood, the administrator of OSU-CHS IRB, can be contacted for data information via email at amber.hood@okstate.edu.

Funding Statement

The author(s) received no specific funding for this work.

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Decision Letter 0

Jamal Akhtar

1 Apr 2026

Dear Dr. Agrawal,

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Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. Is the manuscript technically sound, and do the data support the conclusions?

Reviewer #1: Partly

Reviewer #2: Partly

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2. Has the statistical analysis been performed appropriately and rigorously? -->?>

Reviewer #1: I Don't Know

Reviewer #2: Yes

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The PLOS Data policy

Reviewer #1: Yes

Reviewer #2: Yes

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Reviewer #1: No

Reviewer #2: Yes

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Reviewer #1: The title and objective are different and confusing. Cardiovascular co-morbidities, and stroke Risk factors are not the same. It seems at different places they have useed this two interchangeably. the way they have written, it seems they have separated hypertension from cardiovascular risk factors. At multiple places showing up error reference source not found. I don't see anything very relevant for clinical practice that i can take from this paper. more clarity in defining objectives , discussion , conclusions and results needed.

Reviewer #2: Several major methodological, analytical, and interpretive concerns must be addressed before this manuscript is suitable for publication.

1. Study design mislabeled and causal language overreached

The authors repeatedly use temporal and causal language (e.g., "temporal lag," "critical intervention window," "OSA may cause cardiovascular complications") despite this being a cross-sectional prevalence study. The age-stratified cross-sectional design cannot establish temporal sequence or causality. The "temporal lag" observed between OSA and cardiovascular comorbidity prevalence peaks is an artifact of cross-sectional age-stratified data and does not represent a longitudinal trajectory for individual patients. The authors must clearly and consistently acknowledge this limitation throughout the manuscript, including the title and abstract, and rephrase all causal or temporal language accordingly.

2. Peak prevalence figures appear internally inconsistent

In Table 8, AF peak prevalence in males is reported as 10.53 at age 70, yet in the text, AF prevalence rates are also reported as 10.4848 in males at age 60. Similarly, Vascular Disease sample sizes for males (n=32,651) and females (n=13,714) at different peak ages are identical to Stroke/TIA figures, suggesting possible copy-paste errors. The authors must verify and reconcile all figures in Table 8 with those reported in the text and figures.

3. The claim that OSA should be added to CHA2DS2-VASc is not supported by the data

The study demonstrates prevalence patterns of CHA2DS2-VASc comorbidities in OSA patients but does not test whether OSA independently predicts stroke risk beyond existing CHA2DS2-VASc factors, nor does it provide hazard ratios, odds ratios, or any inferential statistics comparing OSA patients to non-OSA controls. The conclusion that CHA2DS2-VASc should be revised to include OSA is not supported by the descriptive data presented. This conclusion should be substantially toned down or reframed as a hypothesis for future research.

4. Gender-specific findings require clarification

The abstract and conclusion state that "early intervention for females" is warranted and that stroke/TIA and vascular disease peak at different ages by gender (females age 60, males age 65). However, Table 8 shows the same peak age (65) for Stroke/TIA in both genders, which contradicts the text. These discrepancies must be resolved. Additionally, the rationale for "early intervention in females" based on prevalence data alone is not sufficiently supported.

5. Several broken figure and table references throughout the manuscript

The manuscript contains numerous instances of "Error! Reference source not found." where figures and supplementary tables should be cited. These must all be corrected before submission.

6. Reference 27 appears to be incorrectly cited

Reference 27 (Garvey et al., 2019) is cited in the context of CPAP adherence but describes a study about queer and trans students navigating college contexts, appears to be a citation error.

OVERALL RECOMMENDATION

This study has potential value as a large-scale descriptive epidemiological analysis of OSA comorbidity patterns. However, the causal overreach in the interpretation, internal inconsistencies in reported data, broken figure references, and unsupported conclusions regarding CHA2DS2-VASc revision require major revision before this manuscript can be considered for publication.

**********

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Reviewer #1: Yes: Devendra Tripathi

Reviewer #2: No

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Attachment

Submitted filename: renamed_eb2a1.pdf

pone.0357824.s002.pdf (20.1KB, pdf)
PLoS One. 2026 Sep 30;21(9):e0357824. doi: 10.1371/journal.pone.0357824.r002

Author response to Decision Letter 1


25 May 2026

Reviewer #1

Comment 1: Title and objectives are confusing; cardiovascular comorbidities and stroke risk factors are used interchangeably. Hypertension appears separated from cardiovascular risk factors without clarity.

Response: We thank the reviewer for this comment. We have revised the title, abstract, and objectives to clearly distinguish cardiovascular comorbidities from stroke risk components within the CHA₂DS₂ VASc framework. We also define analytic categories and justify the separation of metabolic (hypertension, diabetes) and cardiovascular comorbidities in the Introduction.

Comment 2: Multiple instances of “error reference source not found.”

Response: All figure and table references have been corrected.

Reviewer #2

Comment 1: Cross sectional design mislabeled; temporal and causal language overreached.

Response: We agree and have comprehensively revised the manuscript to eliminate causal or temporal interpretations. Terms such as “temporal lag” and “intervention window” have been removed or reframed. The cross sectional nature and its limitations are now explicitly acknowledged in the Abstract, Methods, Results, Discussion, and Limitations sections.

Comment 2: Internal inconsistencies in peak prevalence values (Table 8 vs text).

Response: All prevalence estimates and peak age values have been re validated. The Results, Abstract, and Discussion now consistently align with Table 8, and we clarified interpretations of sex specific age differences.

Comment 3: Claim that OSA should be added to CHA₂DS₂ VASc is unsupported.

Response: We appreciate this important clarification. We have reframed all language implying modification or revision of CHA₂DS₂ VASc. The manuscript now explicitly states that no stroke outcomes or predictive modeling were performed, and that findings are descriptive and hypothesis generating, intended to inform future longitudinal evaluation rather than guideline changes.

Comment 4: Gender specific intervention claims are not supported.

Response: We have removed prescriptive language regarding “early intervention for females.” Sex specific findings are now presented strictly as population level prevalence patterns. The Discussion reframes potential implications as hypotheses related to downstream management considerations, explicitly noting that medication use, and outcomes were not assessed.

Attachment

Submitted filename: Response to Reviewers.pdf

pone.0357824.s004.pdf (126.1KB, pdf)

Decision Letter 1

Omid Beiki

11 Aug 2026

Dear Dr. Agrawal,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

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Reviewer #1: All comments have been addressed

Reviewer #2: All comments have been addressed

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Reviewer #1: No

Reviewer #2: Yes

**********

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Reviewer #1: Yes

Reviewer #2: Yes

**********

Reviewer #1: 1. there appear to be discordance between the study objectives and final conclusions.

2. Figure 5 summarizes the patient selection and data extraction. I do not see figure 5 in the presented manuscript.

3.It is noteworthy that the OSA prevalence peaks at birth and dips to its lowest at age 20.This statement appears factually inaccurate. please provide reference is available.

4.OSA Prevalence by Age and Gender. this whole paragraph is confusing and should be rewritten and numbers should be checked again if total OSA pt included in the study are 556474.

5.limitations are not clearly defined.

6OSA screening may pause or at least reduce the cardiovascular and metabolic complications. please explain little more under discussion.

Reviewer #2: All comments have been adequately addressed. no further comments at this time, would recommend proceeding with publication

**********

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Reviewer #1: Yes: Devendra Tripathi

Reviewer #2: No

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PLoS One. 2026 Sep 30;21(9):e0357824. doi: 10.1371/journal.pone.0357824.r004

Author response to Decision Letter 2


18 Aug 2026

Dear Academic Editor and Reviewers,

We sincerely thank the reviewers for their careful evaluation of our manuscript and for their constructive comments. We have revised the manuscript to address all the concerns. Below, we provide a detailed point-by-point response.

Reviewer #1

Comment 1: There appear to be discordance between the study objectives and final conclusions.

Response 1: We revised the Conclusion to better align with the study objective and cross-sectional design. The revised text now emphasizes descriptive prevalence patterns and their implications for future longitudinal research rather than modification of the CHA₂DS₂-VASc scheme.

Comment 2: Figure 5 summarizes the patient selection and data extraction. I do not see figure 5 in the presented manuscript.

Response 2: We corrected the figure citation. Patient selection is summarized in Figure 4, while Figures 5–7 present demographic distributions.

Comment 3: It is noteworthy that the OSA prevalence peaks at birth and dips to its lowest at age 20.This statement appears factually inaccurate. Please provide reference is available.

Response 3: We agreed and removed the statement. The revised text now focuses on age-specific prevalence patterns within the study cohort.

Comment 4: OSA Prevalence by Age and Gender. This whole paragraph is confusing and should be rewritten and numbers should be checked again if total OSA pt included in the study are 556474.

Response 4: We rewrote the “OSA Prevalence by Age and Gender” and “OSA Comorbidity Prevalence by Age and Gender” sections for clarity. We now explicitly state that prevalence estimates were calculated within each sex-specific OSA population (males: n = 312,450; females: n = 244,024), not the overall cohort. All percentages, sample sizes, and prevalence estimates were rechecked and verified.

Comment 5: Limitations are not clearly defined.

Response 5: We expanded the Study Limitations section to more clearly describe the limitations of the cross-sectional design, potential confounding factors, undiagnosed conditions, and issues related to generalizability.

Comment 6: OSA screening may pause or at least reduce the cardiovascular and metabolic complications. Please explain little more under discussion.

Response 6: We expanded the Discussion to clarify that identifying demographic subgroups with higher OSA prevalence may help prioritize screening efforts and support earlier recognition and management of associated cardiovascular and metabolic comorbidities. We also note that these implications are hypothesis-generating and require validation in future studies.

We thank Reviewer #1 for the constructive comments and suggestions. We have carefully addressed each point and believe that the revised manuscript now fully addresses all reviewer concerns. We hope that the revisions meet the expectations of the reviewer and editor, and we respectfully submit the manuscript for further consideration for publication.

Sincerely,

Corresponding Author

Attachment

Submitted filename: Response_to_Reviewers_auresp_2.pdf

pone.0357824.s005.pdf (71.2KB, pdf)

Decision Letter 2

Omid Beiki

23 Aug 2026

Age - and sex - stratified prevalence of obstructive sleep apnea and stroke risk comorbidities: A large cross-sectional EHR study

PONE-D-26-00877R2

Dear Dr. Agrawal,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

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Kind regards,

Omid Beiki, MD, PhD, MSc

Academic Editor

PLOS One

Additional Editor Comments (optional):

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

Reviewer #1: All comments have been addressed

**********

2. Is the manuscript technically sound, and do the data support the conclusions??>

Reviewer #1: Yes

**********

3. Has the statistical analysis been performed appropriately and rigorously? -->?>

Reviewer #1: Yes

**********

4. Have the authors made all data underlying the findings in their manuscript fully available??>

The PLOS Data policy

Reviewer #1: Yes

**********

5. Is the manuscript presented in an intelligible fashion and written in standard English??>

Reviewer #1: Yes

**********

Reviewer #1: thank you for addressing all of the comments and making the requested revisions. the manuscript has been improved and i have no further concerns. i recommend acceptance.

**********

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Reviewer #1: No

**********

Acceptance letter

Omid Beiki

PONE-D-26-00877R2

PLOS One

Dear Dr. Agrawal,

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS One. Congratulations! Your manuscript is now being handed over to our production team.

At this stage, our production department will prepare your paper for publication. This includes ensuring the following:

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on behalf of

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Academic Editor

PLOS One

Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 File. Highlights.

    (PDF)

    pone.0357824.s001.pdf (122.1KB, pdf)
    Attachment

    Submitted filename: renamed_eb2a1.pdf

    pone.0357824.s002.pdf (20.1KB, pdf)
    Attachment

    Submitted filename: Response to Reviewers.pdf

    pone.0357824.s004.pdf (126.1KB, pdf)
    Attachment

    Submitted filename: Response_to_Reviewers_auresp_2.pdf

    pone.0357824.s005.pdf (71.2KB, pdf)

    Data Availability Statement

    The data used in this study were obtained from the Cerner HealthFacts® database, which is a proprietary, third-party electronic health record (EHR) repository owned by Cerner Corporation. Although the dataset was provided to the investigators in de-identified form, there are legal restrictions imposed by Cerner Corporation that prohibit public redistribution of the data. The authors do not have the authority to make the underlying data publicly available. Data is not available from Cerner through an institutional agreement. Given the legal and contractual restrictions, the authors are unable to deposit the dataset in a public repository or provide it as Supporting Information. Due to the retrospective nature of the study using de-identified data, formal ethical approval and informed consent were waived by Oklahoma State University Center for Health Sciences (OSU-CHS) IRB (Institutional Review Board FWA #00005037). All methods were conducted in accordance with relevant guidelines and regulations. Amber Hood, the administrator of OSU-CHS IRB, can be contacted for data information via email at amber.hood@okstate.edu.


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