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. 2026 Oct 1;21(10):e0359416. doi: 10.1371/journal.pone.0359416

Long-term oncologic outcomes associated with clinically significant anastomotic leakage after curative colorectal cancer surgery: Stage- and location-stratified analyses

Youngbae Jeon 1, Sun Jin Sym 2, Won-Suk Lee 1, Jeong-Heum Baek 1,*
Editor: Chong-Chi Chiu3
PMCID: PMC13630224  PMID: 42821563

Abstract

Background

Clinically significant anastomotic leakage (AL) after colorectal cancer surgery is associated with substantial postoperative morbidity, but its long-term oncologic impact remains uncertain. We evaluated the association of AL with long-term survival, including stage- and location-specific patterns, after curative colorectal cancer surgery.

Methods

We retrospectively reviewed consecutive patients who underwent curative surgery for non-metastatic colorectal adenocarcinoma between 2004 and 2018. Clinically significant AL was defined as grade B or C leakage. Overall survival (OS) and disease-free survival (DFS) were assessed using Kaplan–Meier and multivariable Cox regression analyses. Subgroup and formal interaction analyses were performed according to tumor stage and location.

Results

Among 2,122 patients, 63 (3.0%) developed clinically significant AL. After multivariable adjustment, including treatment era, AL was not independently associated with OS (HR, 1.581; 95% CI, 0.923–2.707; p = 0.095) or DFS (HR, 1.325; 95% CI, 0.812–2.161; p = 0.260). In stage III disease, patients with AL had lower 5-year OS (56.3% vs. 76.3%; p = 0.005) and DFS (43.9% vs. 68.4%; p = 0.007). However, formal interaction testing showed no significant effect modification by tumor stage (OS, p for interaction = 0.132; DFS, p for interaction = 0.141) or tumor location (OS, p for interaction = 0.775; DFS, p for interaction = 0.748).

Conclusions

Clinically significant AL was not independently associated with long-term oncologic outcomes in the overall cohort. Although poorer survival was observed in the stage III subgroup, the absence of significant interaction indicates that these stage- and location-specific findings should be interpreted as exploratory rather than evidence of differential AL effects.

Introduction

Colorectal cancer is the third most commonly diagnosed malignant disease, with the second highest mortality rate worldwide [1]. The outcome of colorectal cancer surgery has significantly improved over the last few decades due to the advancements in surgical techniques, use of prophylactic antibiotics, and implementation of multimodal perioperative care strategies [2,3]. Nevertheless, anastomotic leakage (AL) remains one of the most serious complications following colorectal cancer surgery, with a pooled incidence of approximately 8.6% reported in a meta-analysis of more than 10,000 patients [4]. Several studies reported that the incidence rates of AL in colorectal cancer surgery are approximately 2–19% [5], and can increase up to 30%, especially with rectal cancer procedures [6–8]. AL usually results in peritonitis and might require antibiotic therapy, interventions, reoperation, or even stoma diversion. Such complications prolong hospital stay and negatively affect the patient’s quality of life. Although there is a consensus that AL after colorectal cancer surgery adversely affects short-term clinical outcomes, including postoperative morbidity and mortality [9,10], its impact on long-term oncologic outcomes remains inconsistent. Some studies have demonstrated that AL has a statistically significant negative impact on overall survival and cancer-specific survival [11,12], whereas others have found no significant differences in survival outcomes [13,14]. Previous studies on the long-term oncologic impact of AL have predominantly focused on rectal cancer, whereas relatively fewer studies have specifically evaluated patients with colon cancer [10,15–17]. Furthermore, studies investigating the stage-specific survival impact of AL are lacking. Therefore, in this study, we aimed to evaluate the long-term oncologic impact of AL in patients with non-metastatic colorectal adenocarcinoma who underwent curative surgery using a 15-year database, classified by tumor location (colon vs. rectum) and tumor-node-metastasis (TNM) stage.

Methods

Patient selection and ethics statement

This study included patients who underwent curative surgery for colorectal adenocarcinoma between January 2004 and December 2018 in Gil Medical Center, a tertiary referral hospital in South Korea. Patients with colon cancer underwent radical colectomy with D2 lymph node dissection, whereas those with rectal cancer underwent total mesorectal excision with D2 lymph node dissection. In selected patients of locally advanced mid to low rectal cancer, long-course neoadjuvant chemoradiotherapy (NCRT), including a total dose of 50.4 Gy of external beam radiation, with intravenous fluorouracil or oral capecitabine, was performed 6–10 weeks before surgery after tumor board discussion. Exclusion criteria were as follows: histological types other than colorectal adenocarcinoma; patients aged ≤18 years; metastatic, recurrent, and hereditary colorectal cancers; patients diagnosed with other cancers within 5 years before surgery; incomplete surgery (R1 or R2 resection); surgeries without anastomosis (e.g., Hartmann procedure, abdominoperineal resection, or transanal excision); and emergency surgery. Patient selection was based on the Clinical Research Data Warehouse system, and data were collected from the electronic medical records at Gil Medical Center. The data were accessed for research purpose since September 19, 2023. All data has been anonymized so that individual participant could not be identified. Fig 1 shows a flowchart of the patient selection process (Fig 1).

Fig 1. Flowchart of the patient selection process.

Fig 1

This study was approved by the Institutional Review Board of Gil Medical Center of Gachon University (approval no. GAIRB2023−331). The need for informed consent was waived due to the study’s retrospective design.

Patient follow-up

Patients were followed up every 3–6 months for 5 years after curative surgery, with or without adjuvant chemotherapy. Follow-up evaluations included physical examination, serum carcinoembryonic antigen (CEA) level, abdominopelvic computed tomography (APCT), and chest CT. Colonoscopies were scheduled one year after surgery, and biennially thereafter. Additional imaging studies such as transrectal ultrasound (TRUS), pelvic magnetic resonance imaging (MRI), and positron emission tomography (PET) were conducted at the physician’s discretion.

Assessment parameters and statistical analysis

The key variables included patient demographics and perioperative, histopathologic, and survival data. TNM staging was performed according to the seventh edition of the American Joint Committee on Cancer (AJCC) [18]. Surgical approaches included open and laparoscopic procedures, with cases converted from laparoscopic to open surgery classified as open surgery. The follow-up duration was defined as the time from primary resection to either death or the last recorded observation. Overall survival (OS) was calculated from the date of curative surgery to all-cause death. Disease-free survival (DFS) was calculated from the date of curative surgery to recurrence or all-cause death. AL in this study was characterized by peritonitis due to leakage, abscess formation near the anastomotic site, or the presence of fecal content and/or pus in the abdominal drain. Diagnosis of AL was confirmed using one or more of the following methods: physical examination, APCT, sigmoidoscopy, diagnostic laparoscopy, or laparotomy. This study included only clinically relevant leakage, excluding subclinical leakage detected only using imaging. Therefore, only AL grades B and C, according to the International Study Group of Rectal Cancer [19], were included in this study (Table 1). The grading system is typically used for rectal cancer; however, in this study, its relevance was extended to colon cancer. Patients were classified based on the presence of AL into anastomotic leakage (ALG) and no anastomotic leakage groups (NALG).

Table 1. Severity grading of anastomotic leakage (AL) after colorectal surgery.

Variables Definition
Grade A AL requiring no active therapeutic intervention
Grade Ba AL requiring active therapeutic intervention, but manageable without relaparotomy
Grade Ca AL requiring re-laparotomy

In this study, application of the AL grading system by the International Study Group of Rectal Cancer was extended beyond rectal cancer to include colon cancer.

aOnly grades B and C were included in the analysis.

Categorical variables were compared between the ALG and NALG using Pearson’s chi-square test or Fisher’s exact test, as appropriate according to the expected cell counts. Clinically relevant variables, including age, sex, body mass index (BMI), American Society of Anesthesiologists (ASA) score, tumor location, histologic differentiation, and TNM stage were selected based on literature and included in univariate analysis. To account for temporal changes in surgical techniques, perioperative management, and oncologic treatment, the year of surgery was categorized into three 5-year treatment eras: 2004–2008, 2009–2013, and 2014–2018. Variables with p < 0.2 in the univariate analysis were entered into the multivariable Cox regression model. Clinically significant AL and treatment era were included regardless of their univariate significance, considering AL as the primary variable of interest and treatment era as a potential temporal confounder. Age was categorized as <70 and ≥70 years based on our institutional practice for preoperative risk assessment, in which patients aged ≥70 years routinely undergo additional cardiology and pulmonology evaluation regardless of underlying cardiopulmonary comorbidities. This cutoff is also consistent with previous studies and recommendations that have commonly used approximately 70 years to characterize older patients with colorectal cancer [20,21]. BMI was categorized as <25 and ≥25 kg/m², with BMI ≥ 25 kg/m² defined as obesity according to the Korean Society for the Study of Obesity guidelines [22]. Operative time was categorized as <150 and ≥150 minutes, using the median operative time of the study population as the cutoff. Hypoalbuminemia was defined as a serum albumin level of < 3.5 g/dL within 30 days before surgery.

Rectal cancer patients who received NCRT were included in the analysis, and receipt of NCRT was recorded as a clinicopathologic variable. For the stage-specific analyses, postoperative pathologic stage was used. Pathologic TNM stage (pTNM) was applied to patients who underwent upfront surgery, whereas post-neoadjuvant pathologic TNM stage (ypTNM) was applied to patients who received NCRT. Because NCRT was applicable only to rectal cancer, its association with long-term outcomes was evaluated within the rectal cancer subgroup rather than in the overall colorectal cancer cohort.

Stage 0 comprised patients with pTisN0M0 disease after upfront surgery and those with ypT0N0M0 disease after NCRT. Because of the small sample size and clinical heterogeneity of the stage 0 group, stage-specific survival analyses were restricted to stage I–III.

Survival analysis was performed using Kaplan-Meier method and log-rank test. Formal interaction analyses were performed using multivariable Cox proportional hazards models to evaluate whether the association between clinically significant AL and survival outcomes differed according to tumor stage or tumor location. Interaction terms between AL and tumor stage (AL × stage) and between AL and tumor location (AL × location) were evaluated separately for OS and DFS. Significant differences in each variable between the two groups were defined as p-values < 0.05. All statistical analyses were performed using the IBM SPSS Statistics version 23 for Windows (IBM Corp., Armonk, NY, USA).

Results

Anastomotic leakage

Among the 3320 patients initially selected, 2122 were eligible for analysis. Of those patients included in the analysis, 1,351 (63.7%) had colon cancer and 771 (36.3%) had rectal cancer. Clinically significant AL (grade B = 18 or C = 45) occurred in 63 patients (3.0%), including 23 patients with colon cancer and 40 patients with rectal cancer. Of the 23 patients with colon cancer who developed AL, 7 patients had grade B and 16 patients had grade C AL, whereas among the 40 patients with rectal cancer who developed AL, 11 patients had grade B and 29 patients had grade C AL. Overall, 18 patients (28.6%) had grade B AL and 45 (71.4%) had grade C AL.

Patient demographics

The baseline characteristics of the patients are summarized in Table 2. There were no significant differences between the ALG and NALG in age, sex, BMI, American Society of Anesthesiologists (ASA) score, cardiovascular disease, diabetes mellitus, chronic kidney disease, hypoalbuminemia, or bowel obstruction. Among patients with rectal cancer, the proportion receiving neoadjuvant chemoradiotherapy was also comparable between the two groups (30.0% vs. 28.7%, p = 0.863). However, the ALG had a significantly higher proportion of rectal tumors than the NALG (63.5% vs. 35.5%, p < 0.001). The distribution of treatment era also differed significantly between the groups (p = 0.007), with a higher proportion of patients in the ALG undergoing surgery during 2014–2018 compared with the NALG (60.3% vs. 42.5%).

Table 2. Baseline patient characteristics.

Variables ALG (n = 63),

n (%)
NALG (n = 2059),

n (%)
pa
Age, years 0.919
 ≥70 21 (33.3) 699 (33.9)
 <70 42 (66.7) 1360 (66.1)
Sex 0.086
 Male 45 (71.4) 1250 (60.7)
 Female 18 (28.6) 809 (39.3)
BMI ≥ 25, kg/m2 0.608
 Yes 18 (28.6) 651 (31.6)
 No 45 (71.4) 1408 (68.4)
ASA score 0.421
 1 10 (15.9) 242 (11.8)
 2 47 (74.6) 1672 (81.2)
 3 6 (9.5) 145 (7.0)
Cardiovascular disease 0.117
 Yes 34 (54.0) 906 (44.0)
 No 29 (46.0) 1153 (56.0)
Diabetes mellitus 0.709
 Yes 14 (22.2) 418 (20.3)
 No 49 (77.8) 1641 (79.7)
Chronic kidney disease 0.585
 Yes 1 (1.6) 28 (1.4)
 No 62 (98.4) 2031 (98.6)
Serum albumin<3.5, g/dL 0.160
 Yes 4 (6.3) 251 (12.2)
 No 59 (93.7) 1808 (87.8)
Bowel obstruction 0.146
 Yes 9 (14.3) 184 (8.9)
 No 54 (85.7) 1875 (91.1)
Tumor location <0.001*
 Colon 23 (36.5) 1328 (64.5)
 Rectum 40 (63.5) 731 (35.5)  
NCRTb 0.863
 Yes 12/40 (30.0) 210/731 (28.7)
 No 28/40 (70.0) 521/731 (71.3)
Treatment era, year 0.007*
 2004 ~ 2008 13 (20.6) 422 (20.5)
 2009 ~ 2013 12 (19.0) 762 (37.0)
 2014 ~ 2018 38 (60.3) 875 (42.5)
Anastomotic leakage grade n/a
 Grade B 18 (28.6) n/a
 Grade C 45 (71.4) n/a

ALG, Anastomotic leakage group; NALG, No anastomotic leakage group; ASA, American Society of Anesthesiologists; BMI, body mass index; NCRT, neoadjuvant chemoradiotherapy

* Statistical significance, p < 0.05.

aP values were calculated using Pearson’s chi-square test or Fisher’s exact test, as appropriate.

bNCRT was applicable only to patients with rectal cancer; therefore, the corresponding numbers and percentages were calculated among rectal cancer patients only.

Perioperative outcomes

Perioperative outcomes are shown in Table 3. Surgical procedures differed significantly between the groups, with the ALG undergoing low anterior resection more frequently than the NALG (74.6% vs. 46.1%, p < 0.001). Operative time ≥150 minutes was more frequent in the ALG than in the NALG, although the difference was not statistically significant (61.9% vs. 51.5%, p = 0.103). Hospital stays of ≥10 days were significantly more frequent in the ALG (79.4% vs. 39.9%, p < 0.001). The 90-day mortality rates did not differ significantly between the groups (1.6% vs. 0.9%, p = 0.437).

Table 3. Perioperative outcomes.

Variables ALG (n = 63),

n (%)
NALG (n = 2059),

n (%)
pa
Type of surgery <0.001*
 Right hemicolectomy 10 (15.9) 393 (19.1)
 Transverse colectomy 1 (1.6) 32 (1.6)
 Left hemicolectomy 1 (1.6) 70 (3.4)
 Anterior resection 4 (6.3) 569 (27.6)
 Low anterior resection 47 (74.6) 950 (46.1)
 Total colectomy 0 (0.0) 45 (2.2)
Surgical approach 0.203
 Open 19 (30.2) 479 (23.3)
 Laparoscopic 44 (69.8) 1580 (76.7)
Time of surgery ≥150 min 0.103
 Yes 39 (61.9) 1060 (51.5)
 No 24 (38.1) 999 (48.5)
Anastomosis method 0.744
 Handsewn 3 (4.8) 85 (4.1)
 Stapled 60 (95.2) 1974 (95.9)
Length of hospital stay ≥10 days <0.001*
 Yes 50 (79.4) 822 (39.9)
 No 13 (20.6) 1237 (60.1)
90-day mortality 1 (1.6) 18 (0.9) 0.437

* Statistical significance, p < 0.05.

aP values were calculated using Pearson’s chi-square test or Fisher’s exact test, as appropriate.

Histopathologic outcomes

Histopathologic findings are presented in Table 4. No significant differences were observed between the two groups regarding histologic grade, TNM staging, lymphovascular and perineural invasion, or number of harvested lymph nodes.

Table 4. Histopathologic outcomes.

Variables ALG (n = 63),

n (%)
NALG (n = 2059),

n (%)
pa
Histologic grade 1.000
 WD/MD 62 (98.4) 2016 (97.9)
 PD 1 (1.6) 43 (2.1)
Pathologic staging according to AJCC 7th edition
T stage 0.974
 T0/Tis/T1/T2 22 (34.9) 715 (34.7)
 T3/T4 41 (65.1) 1344 (65.3)
N stage 0.586
 N0 38 (60.3) 1311 (63.7)
 N1/N2 25 (39.7) 748 (36.3)
TNM stage 0.663
 Stage 0b 2 (3.2) 49 (2.4)
   pTisN0M0 1 (1.6) 25 (1.2)
  ypT0N0M0 1 (1.6) 24 (1.2)
 Stage Ⅰ 19 (30.2) 556 (27.0)
 Stage Ⅱ 17 (27.0) 709 (34.4)
 Stage Ⅲ 25 (39.7) 745 (36.2)
Lymphovascular invasion 0.312
 Yes 27 (42.9) 754 (36.6)
 No 36 (57.1) 1305 (63.4)
Perineural invasion 0.317
 Yes 13 (20.6) 328 (15.9)
 No 50 (79.4) 1731 (84.1)
Harvested LN < 12 0.578
 Yes 9 (14.3) 349 (16.9)
 No 54 (85.7) 1710 (83.1)

AJCC, American Joint Committee on Cancer; LN, lymph node; WD/MD, well or moderately differentiated; PD, poorly differentiated

aP values were calculated using Pearson’s chi-square test or Fisher’s exact test, as appropriate.

bStage 0 comprised patients with pTisN0M0 disease after upfront surgery and those with ypT0N0M0 disease after neoadjuvant chemoradiotherapy.

Multivariate analysis

Multivariate Cox regression analysis identified several independent predictors of survival (Table 5). For OS, age ≥ 70 years (HR, 3.374; 95% CI, 2.730–4.170; p < 0.001), male sex (HR, 1.494; 95% CI, 1.209–1.846; p < 0.001), diabetes mellitus (HR, 1.283; 95% CI, 1.004–1.641; p = 0.047), bowel obstruction (HR, 1.496; 95% CI, 1.052–2.127; p = 0.025), poorly differentiated histology (HR, 2.378; 95% CI, 1.440–3.930; p < 0.001), advanced pathologic T stage (HR, 1.422; 95% CI, 1.094–1.849; p = 0.008), and advanced pathologic N stage (HR, 1.706; 95% CI, 1.367–2.129; p < 0.001) were independently associated with poorer survival. Treatment era was also independently associated with OS (overall p < 0.001); compared with patients treated during 2004–2008, those treated during 2014–2018 had a lower risk of death (HR, 0.514; 95% CI, 0.361–0.732; p < 0.001). For DFS, age ≥ 70 years (HR, 2.487; 95% CI, 2.050–3.016; p < 0.001), male sex (HR, 1.356; 95% CI, 1.119–1.644; p = 0.002), rectal tumor location (HR, 1.277; 95% CI, 1.048–1.556; p = 0.016), poorly differentiated histology (HR, 2.229; 95% CI, 1.402–3.544; p < 0.001), advanced pathologic T stage (HR, 1.708; 95% CI, 1.332–2.191; p < 0.001), advanced pathologic N stage (HR, 1.848; 95% CI, 1.508–2.265; p < 0.001), perineural invasion (HR, 1.370; 95% CI, 1.068–1.757; p = 0.013), and harvesting of fewer than 12 lymph nodes (HR, 1.415; 95% CI, 1.113–1.798; p = 0.005) were independently associated with poorer outcomes. Treatment era was also independently associated with DFS (overall p = 0.008), with patients treated during 2014–2018 having a lower risk of recurrence or death than those treated during 2004–2008 (HR, 0.629; 95% CI, 0.468–0.846; p = 0.002). Clinically significant AL was not independently associated with either OS (HR, 1.581; 95% CI, 0.923–2.707; p = 0.095) or DFS (HR, 1.325; 95% CI, 0.812–2.161; p = 0.260).

Table 5. Univariate and multivariate analysis for overall and disease-free survival in colorectal cancer.

Variables Overall survival Disease-free survival
Univariate log-rank test Multivariate Cox regression analysisa Univariate log-rank test Multivariate Cox regression analysisa
p HR 95% CI p p HR 95% CI p
Age ≥ 70, years <0.001 3.374 2.730–4.170 <0.001* <0.001 2.487 2.050–3.016 <0.001*
Male sex 0.003 1.494 1.209–1.846 <0.001* 0.006 1.356 1.119–1.644 0.002*
BMI ≥ 25, kg/m2 0.053 0.865 0.686–1.089 0.216 0.054 0.880 0.714–1.083 0.228
ASA > 1 <0.001 1.277 0.833–1.958 0.262 0.002 1.145 0.802–1.635 0.458
Cardiovascular disease 0.001 1.063 0.856–1.322 0.579 0.010 1.107 0.910–1.347 0.309
Diabetes Mellitus 0.006 1.283 1.004–1.641 0.047* 0.227
Chronic kidney disease 0.009 1.604 0.818–3.145 0.169 0.025 1.440 0.761–2.726 0.262
Serum albumin<3.5, g/dL 0.803 0.627
Bowel obstruction <0.001 1.496 1.052–2.127 0.025* 0.002 1.277 0.922–1.770 0.141
Rectum 0.788 0.117 1.277 1.048–1.556 0.016*
Treatment era 0.062 <0.001* 0.060 0.008*
2004 ~ 2008 Reference Reference
2009 ~ 2013 0.846 0.655–1.091 0.198 0.807 0.635–1.025 0.079
2014 ~ 2018 0.514 0.361–0.732 <0.001* 0.629 0.468–0.846 0.002*
Operative time ≥ 150 min 0.098 1.084 0.870–1.351 0.473 0.008 1.143 0.935–1.399 0.193
Stapled anastomosis 0.630 0.590
Clinically significant AL 0.154 1.581 0.923–2.707 0.095 0.147 1.325 0.812–2.161 0.260
Histologic grade (PD) <0.001 2.378 1.440–3.930 <0.001* <0.001 2.229 1.402–3.544 <0.001*
pT stage ≥ 3 <0.001 1.422 1.094–1.849 0.008* <0.001 1.708 1.332–2.191 <0.001*
pN stage ≥ 1 <0.001 1.706 1.367–2.129 <0.001* <0.001 1.848 1.508–2.265 <0.001*
Lymphovascular invasion <0.001 1.148 0.919–1.435 0.224 <0.001 1.123 0.916–1.379 0.265
Perineural invasion <0.001 1.195 0.899–1.590 0.220 <0.001 1.370 1.068–1.757 0.013*
Harvested LN < 12 0.318       0.067 1.415 1.113–1.798 0.005*

aVariables with p < 0.20 in the univariate log-rank analysis were entered into the multivariable Cox regression model. Clinically significant anastomotic leakage and treatment era were retained in the multivariable model irrespective of their univariate significance, considering anastomotic leakage as the primary variable of interest and treatment era as a potential temporal confounder.

* Statistical significance, p < 0.05.

ASA, American Society of Anesthesiologist; BMI, body mass index; CI, confidence interval; HR, hazard ratio; LN, lymph node; AL, anastomotic leakage; PD, poorly differentiated

In the location-specific subgroup analyses, clinically significant AL was not independently associated with either OS or DFS in the colon cancer subgroup (OS: HR, 1.301; 95% CI, 0.532–3.182; p = 0.565; DFS: HR, 1.141; 95% CI, 0.468–2.782; p = 0.773) or the rectal cancer subgroup (OS: HR, 1.340; 95% CI, 0.661–2.718; p = 0.416; DFS: HR, 1.362; 95% CI, 0.741–2.502; p = 0.320) (S1 Table and S2 Table). In the colon cancer subgroup, older age, male sex, diabetes mellitus, chronic kidney disease, bowel obstruction, poorly differentiated histology, advanced pN stage, and treatment era were independently associated with OS, while BMI ≥ 25 kg/m² was associated with a lower risk of death. For DFS, older age, male sex, chronic kidney disease, poorly differentiated histology, advanced pT and pN stages, perineural invasion, and treatment era were independently associated with outcome, whereas BMI ≥ 25 kg/m² was associated with a lower risk of recurrence or death. In the rectal cancer subgroup, older age, diverting ileostomy, and advanced pT and pN stages were independently associated with worse OS. For DFS, older age, diverting ileostomy, poorly differentiated histology, and advanced pT and pN stages were independently associated with worse outcomes. NCRT and anastomotic level<5 cm were not independently associated with DFS after multivariable adjustment.

Survival outcomes

The median follow-up duration was 59.3 months (range: 1.0 to 188.3 months). Kaplan-Meier survival analysis demonstrated no statistically significant differences in the 5-year OS (76.0% in the ALG vs. 84.1% in the NALG, p = 0.154) or the 5-year DFS (70.4% vs. 79.5%, p = 0.147). Survival curves are presented in Fig 2.

Fig 2. Kaplan-Meier analysis with log-rank test comparing survival in anastomotic leakage group (ALG) and no anastomotic leakage group (NALG) in relation to colon and rectal cancer.

Fig 2

A. Overall survival (OS) for total patients, B. Disease-free survival (DFS) for total patients, C. OS for colon cancer, D. DFS for colon cancer, E. OS for rectal cancer, F. DFS for rectal cancer.

In subgroup analysis based on tumor location, patients with colon cancer showed no significant differences in the 5-year OS (72.4% in the ALG vs. 84.2% in the NALG, p = 0.313) or the 5-year DFS (77.0% vs. 80.8%, p = 0.621). Similarly, patients with rectal cancer showed no significant differences in the 5-year OS (78.2% in the ALG vs. 83.9% in the NALG, p = 0.309) or the 5-year DFS (67.7% vs. 77.5%, p = 0.224).

In subgroup analysis based on TNM staging revealed significantly worse 5-year OS and 5-year DFS in the ALG than in NALG for stage III colorectal cancer (56.3% vs. 76.3%, p = 0.005) and (43.9% vs. 68.4%, p = 0.007), respectively. In contrast, no significant differences in survival were observed between the two groups with stage I and II colorectal cancer (Fig 3). Furthermore, stage-specific subgroup analyses were performed separately for colon and rectal cancers. In the colon cancer group, there were no significant differences in 5-year OS or DFS between ALG and NALG for stage I (OS: p = 0.632; DFS: p = 0.607), stage II (OS: p = 0.410; DFS: p = 0.541), or stage III (OS: p = 0.276; DFS: p = 0.527) (Fig 4). In contrast, in the rectal cancer group, patients with stage III disease in the ALG showed significantly worse OS (p = 0.005) and DFS (p = 0.009) compared to those in the NALG, whereas no significant differences were observed in stage I (OS: p = 0.998; DFS: p = 0.398) or stage II (OS: p = 0.128; DFS: p = 0.074) (Fig 5).

Fig 3. Kaplan-Meier analysis with log-rank test comparing survival in anastomotic leakage group (ALG) and no leakage group (NALG) in relation to TNM staging for colorectal cancer patients.

Fig 3

A. Overall survival (OS) for stage Ⅰ patients, B. Disease-free survival (DFS) for stage Ⅰ patients, C. OS for stage Ⅱ patients, D. DFS for stage Ⅱ patients, E. OS for stage Ⅲ patients, F. DFS for stage Ⅲ patients.

Fig 4. Kaplan-Meier analysis with log-rank test comparing survival in anastomotic leakage group (ALG) and no leakage group (NALG) in relation to TNM staging for colon cancer patients.

Fig 4

A. Overall survival (OS) for stage Ⅰ patients, B. Disease-free survival (DFS) for stage Ⅰ patients, C. OS for stage Ⅱ patients, D. DFS for stage Ⅱ patients, E. OS for stage Ⅲ patients, F. DFS for stage Ⅲ patients.

Fig 5. Kaplan-Meier analysis with log-rank test comparing survival in anastomotic leakage group (ALG) and no leakage group (NALG) in relation to TNM staging for rectal cancer patients.

Fig 5

A. Overall survival (OS) for stage Ⅰ patients, B. Disease-free survival (DFS) for stage Ⅰ patients, C. OS for stage Ⅱ patients, D. DFS for stage Ⅱ patients, E. OS for stage Ⅲ patients, F. DFS for stage Ⅲ patients.

However, formal interaction analyses showed no significant interaction between clinically significant AL and tumor stage for either OS (p for interaction = 0.132) or DFS (p for interaction = 0.141) (Table 6). Likewise, the interaction between AL and tumor location was not significant for OS (p for interaction = 0.775) or DFS (p for interaction = 0.748). Although the adjusted association between AL and poorer survival was observed in the stage III subgroup (OS: HR, 2.36; 95% CI, 1.27–4.36; DFS: HR, 1.94; 95% CI, 1.10–3.41), the nonsignificant interaction tests did not provide statistical evidence that the association of AL with survival differed according to tumor stage or location.

Table 6. Interaction analyses between clinically significant anastomotic leakage and tumor stage or location for survival outcomes.

Subgroup Number of AL / Total number Adjusted HR for AL (95% CI), OS p for interaction Adjusted HR for AL (95% CI), DFS p for interaction
Tumor stage Stage Ⅰ 19/575 0.92 (0.13–6.71) 0.132 1.29 (0.31–5.32) 0.141
Stage Ⅱ 17/726 0.63 (0.16–2.57) 0.52 (0.13–2.10)
Stage Ⅲ 25/770 2.36 (1.27–4.36) 1.94 (1.10–3.41)
Tumor location Colon 23/1351 1.37 (0.56–3.34) 0.775 1.19 (0.49–2.89) 0.748
Rectum 40/771 1.61 (0.82–3.18) 1.41 (0.78–2.54)

Adjuvant chemotherapy for Stage Ⅲ colorectal cancer

In stage Ⅲ colorectal cancer, rectal cancer was significantly more frequent in the ALG than in NALG (68.0% vs. 33.6%, p < 0.001). No significant differences regarding the administration of adjuvant chemotherapy were observed between the two groups (88.0% vs. 85.4%, p = 1.000). However, delay in the administration of adjuvant chemotherapy for more than two months after surgery was significantly more frequent in the ALG than in NALG (22.7% vs. 4.7%, p = 0.004) (Table 7).

Table 7. Adjuvant chemotherapy for Stage Ⅲ colorectal cancer.

Variables ALG (n = 25),

n (%)
NALG (n = 745),

n (%)
p
Tumor location <0.001*
 Colon 8 (32.0) 495 (66.4)
 Rectum 17 (68.0) 250 (33.6)
Adjuvant chemotherapy 1.000
 Yes 22 (88.0) 636 (85.4)
 No 3 (12.0) 109 (14.6)
Delay of adjuvant chemotherapy for more than 2 monthsa 5 (22.7) 30 (4.7) 0.004*

aAmong patients who received chemotherapy.

* Statistical significance, p < 0.05.

Discussion

In this study, we evaluated the long-term oncologic outcomes associated with AL in patients undergoing curative surgery for non-metastatic colorectal adenocarcinoma. Although AL has been consistently associated with increased short-term morbidity and mortality, its impact on long-term survival remains debatable. In our cohort of 2,122 patients, clinically significant AL was not independently associated with either OS or DFS after multivariable adjustment. In stage-stratified analyses, however, patients with stage III disease and AL showed worse OS and DFS, whereas no significant differences were observed in stages I and II. Importantly, formal interaction analyses did not demonstrate significant effect modification by tumor stage or location. Therefore, the stage- and location-specific findings should be interpreted as exploratory subgroup patterns rather than definitive evidence that the oncologic effect of AL differs according to disease stage or tumor location.

The different survival patterns observed across disease stages may have several possible explanations, although the absence of a significant AL-by-stage interaction precludes a definitive conclusion regarding stage-specific effect modification. Patients with early-stage colorectal cancer generally have a lower tumor burden and are less likely to require adjuvant chemotherapy, potentially reducing the clinical consequences of treatment delays following postoperative complications [23]. In contrast, patients with stage III disease have nodal involvement and routinely require postoperative systemic therapy. Thus, the inflammatory response associated with AL and delays in adjuvant chemotherapy could plausibly contribute to the poorer outcomes observed in the stage III subgroup. These mechanisms, however, remain hypothetical in the context of the present observational study. The inflammatory response triggered by AL may create a tumor-promoting microenvironment, as demonstrated in previous studies linking systemic inflammation to cancer recurrence and metastasis [24–26]. Moreover, AL often delays the initiation of adjuvant chemotherapy, a critical component of stage III colorectal cancer management [15,27–29]. Hershman et al. suggested that in stage III colon cancer, both all-cause mortality and cancer-specific survival were associated with an interval of more than two months between surgery and adjuvant chemotherapy [29]. Results from previous studies on the proportion of patients receiving adjuvant chemotherapy for stage III colorectal cancer in the group with AL compared to the group without AL, respectively, are as follows: 63% vs. 87%, p = 0.007 [27], 60.3% vs. 73.4%, p < 0.001 [15], and 37.5% vs. 88.1%, p = 0.004 [28]. In our study, although there were no statistical differences between the two groups in the proportion of patients receiving adjuvant chemotherapy (88.0% vs. 85.4%, p = 1.000), the proportion of patients experiencing a delay in administering adjuvant chemotherapy for more than 2 months was significantly higher in the ALG than in NALG (22.7% vs. 4.7%, p = 0.004). Our findings are consistent, to some extent, with those of previous studies reporting that delayed initiation of adjuvant chemotherapy is associated with adverse prognostic outcomes.

In the location- and stage-stratified analyses, no significant survival difference according to AL was observed at any stage of colon cancer, whereas worse OS and DFS were observed among patients with stage III rectal cancer. However, the formal interaction tests between AL and tumor location were not significant for either OS or DFS, and the interactions between AL and disease stage were also nonsignificant. Accordingly, these findings do not establish that the oncologic association of AL differs between colon and rectal cancer or across disease stages. The observed pattern in stage III rectal cancer should therefore be regarded as exploratory. Nevertheless, the higher incidence of AL in rectal cancer and the anatomical characteristics of the confined pelvic space provide biologically plausible reasons for further investigation of this subgroup [30].

Although the present findings do not support differential management of AL according to tumor stage or location, they reinforce the importance of prompt recognition and appropriate management of clinically significant AL after colorectal cancer surgery. In patients who require adjuvant chemotherapy, particularly those with stage III disease, postoperative recovery should be optimized to minimize unnecessary delays in systemic treatment. Enhanced recovery after surgery (ERAS) protocols, which prioritize early mobilization, nutritional support, and inflammation management, should be uniformly implemented to minimize the risk of AL and its complications [31,32]. A combination of an early warning score system and laboratory markers such as C-reactive protein, procalcitonin, and presepsin can facilitate the timely identification of AL [33–35].

This study is valuable due to the long follow-up period and comprehensive evaluation of the oncologic impact of AL, based on cancer stage and tumor location. However, the retrospective design introduces inherent selection and reporting biases. Furthermore, the study only included patients with clinically significant AL (grades B and C), potentially underestimating the full impact of AL on survival. AL grade A cases were excluded due to difficulty in identifying these cases in the retrospective review, as some records were missing. Given that grades B and C cases involved well-documented interventions or reoperations, the inclusion of grade A cases might have compromised the reliability of the database. Another limitation is the relatively small number of patients with AL, particularly after stratification by tumor location and disease stage. Although the overall study population was large, only 63 patients experienced clinically significant AL, resulting in small sample sizes in several subgroup analyses. This may have reduced statistical power, increased the risk of type II error. Finally, the 15-year study period encompassed substantial changes in surgical techniques, perioperative management, neoadjuvant treatment, and systemic chemotherapy. Although treatment era was incorporated into the multivariable models to account for temporal changes in clinical practice, categorization by calendar period cannot fully capture changes in individual treatment regimens or perioperative strategies, and residual temporal confounding may remain. In addition, despite adjustment for several newly incorporated comorbidities and clinical variables, residual confounding from unmeasured or incompletely measured factors cannot be excluded.

Further prospective multicenter studies are needed to validate our findings and to explore the association between AL and oncologic outcomes. Investigating the significance of systemic inflammation and immune response biomarkers could provide deeper insights into the role of AL in tumor progression. Additionally, standardized perioperative care protocols should be implemented to optimize the outcomes for high-risk patients, particularly those with advanced-stage disease.

Conclusions

In conclusion, clinically significant AL was not independently associated with long-term oncologic outcomes after curative colorectal cancer surgery. Although poorer survival was observed in patients with stage III disease, particularly in the rectal cancer subgroup, formal interaction analyses did not demonstrate significant effect modification by tumor stage or location. These subgroup findings should therefore be interpreted cautiously and require validation in larger multicenter cohorts. Prompt management of AL and avoidance of unnecessary delays in adjuvant chemotherapy remain clinically important, particularly for patients requiring postoperative systemic treatment.

Supporting information

S1 Table. Univariate and multivariate analyses for overall and disease-free survival in colon cancer.

(DOCX)

pone.0359416.s001.docx (25KB, docx)
S2 Table. Univariate and multivariate analyses for overall and disease-free survival in rectal cancer.

(DOCX)

pone.0359416.s002.docx (26.2KB, docx)
S1 Dataset. De-identified dataset used for the analyses in this study.

(XLSX)

pone.0359416.s003.xlsx (363.5KB, xlsx)

Acknowledgments

We would like to thank Editage (www.editage.co.kr) for English language editing.

Data Availability

All relevant data are within the paper and its Supporting Information file. (less...).

Funding Statement

This work was supported by the Gachon University Research Fund of 2023 (GCU-202308190001). The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.

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Reviewer #1: This study aimed to evaluate the long-term oncologic impact of anastomotic leakage, with particular focus on stage- and location-specific differences, in patients undergoing curative colorectal cancer surgery. The authors reported stage- and location-specific differences, with a potential adverse impact observed in patients with stage III rectal cancer.

However, several important potential confounding factors, such as nutritional status and comorbidities, were not assessed in the analysis. These variables may substantially influence both postoperative complications and long-term oncologic outcomes. Therefore, I would suggest reanalyzing the data after incorporating these important confounders to improve the validity and interpretability of the findings.

Reviewer #2: Thank you for the opportunity to review this retrospective single-centre study of 2,122 patients, assessing whether clinically significant anastomotic leakage (Grade B/C) affects long-term oncologic outcomes after curative colorectal cancer surgery. Overall, AL was not an independent predictor of OS or DFS on multivariable analysis. However, subgroup analyses suggested worse outcomes in stage III disease, particularly stage III rectal cancer, potentially related to delays in adjuvant chemotherapy. My comments are as follows:

1. The primary analysis was negative (AL not independently associated with OS or DFS). The positive findings are based on small subgroup analyses of only 63 leak patients and should be over-relied on. The manuscript would be strengthened by presenting these findings more cautiously and emphasising that the primary multivariable analysis was negative.

2. The manuscript's central conclusion is based on subgroup analyses stratified by stage and tumour location. However, formal interaction testing was not performed. Demonstration of statistical significance in one subgroup and non-significance in another does not establish a differential effect. The authors should perform interaction analyses (AL × stage and AL × tumour location) before concluding that the oncologic impact of AL differs according to disease stage or tumour location.

3. AL patients had significantly more rectal cancers. Residual confounding may remain despite adjustment, and methods such as propensity matching could strengthen the analysis. The authors should consider reporting separate leak rates for colon and rectal cancer.

4. The 2004–2018 timeframe spans major changes in surgery, perioperative care, neoadjuvant treatment and chemotherapy. Treatment era should be considered as a potential confounder.

5. The study evaluates clinically significant AL rather than all AL (grade A leaks excluded). This distinction should be stated consistently throughout the manuscript.

Reviewer #3: This is an interesting paper on the effects of anastomotic leak for colorectal cancer patients.

I have some points that I think should be addressed:

Introduction

Page 5 lines 6-8

Have there been any meta-analyses to support the points made here? If yes, they should be included.

Line 15

Please cite papers for the limited data on colon cancer

Methods

Page 7

A reference for the AJCC 7th edition should be included.

What was the definition of Stage 0 found in Table 4?

Results

Page 8

The number of colon and rectal patients should be stated, and the breakdown of how many colon or rectal patients had grade B or C AL

Why was 70 chosen as the dividing point for age? This should be explained

Why was 25 and over chosen for BMI? This should be explained, and whether the authors are using the WHO BMI guidelines for Asian patients

How were rectal cancer patients who had neoadjuvant chemoradiotherapy considered in the results?

Page 10

I think supplemental information and analyses for colon and rectal separately would be useful for readers.

Discussion/Conclusions

Given that patients with AL having issues after surgery for CRC is not new. I think a paragraph should be added explaining what this paper contributes to the literature and why it is important.

Limitations section

The low number of patients in some groups in the analyses is not included and should be.

Tables 2, 3, 4

What statistical analyses were done to create these p-values? This would be useful in the text and on the Table legends

Table 4

WD/MD and PD are not defined

General points

There are only 25 references in the paper, and none from 2025 or 2026. I recommend a search on PubMed for AL and CRC or AL and colon cancer, as I found numerous papers looking at AL and colon/CRC and postoperative mortality and morbidity.

I would be interested in the author's thoughts on whether this paper would be better as two separate papers on colon cancer and rectal cancer.

**********

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Reviewer #1: No

Reviewer #2: No

Reviewer #3: No

**********

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PLoS One. 2026 Oct 1;21(10):e0359416. doi: 10.1371/journal.pone.0359416.r002

Author response to Decision Letter 1


17 Aug 2026

● Reviewer #1:

This study aimed to evaluate the long-term oncologic impact of anastomotic leakage, with particular focus on stage- and location-specific differences, in patients undergoing curative colorectal cancer surgery. The authors reported stage- and location-specific differences, with a potential adverse impact observed in patients with stage III rectal cancer.

However, several important potential confounding factors, such as nutritional status and comorbidities, were not assessed in the analysis. These variables may substantially influence both postoperative complications and long-term oncologic outcomes. Therefore, I would suggest reanalyzing the data after incorporating these important confounders to improve the validity and interpretability of the findings.

Answer)

Thank you for this important comment. In the original analysis, ASA classification and BMI were included as general indicators of comorbidity and nutritional status. However, we agree that these measures alone may not adequately capture the potential confounding effects of underlying comorbidities and nutritional impairment. Therefore, we additionally evaluated cardiovascular disease, diabetes mellitus, chronic kidney disease, and preoperative hypoalbuminemia, defined as a serum albumin level of <3.5 g/dL within 30 days before surgery. These variables were assessed in the univariate survival analyses and were entered into the multivariable Cox regression models when the predefined criterion of p<0.20 was met. Clinically significant AL and treatment era were retained irrespective of their univariate significance.

After incorporating these additional variables and treatment era, clinically significant AL remained not independently associated with either OS (HR, 1.581; 95% CI, 0.923–2.707; p=0.095) or DFS (HR, 1.325; 95% CI, 0.812–2.161; p=0.260). The Methods, Results, Table 2, Table 5, and the location-specific supplementary analyses have been revised accordingly.

● Reviewer #2:

Thank you for the opportunity to review this retrospective single-centre study of 2,122 patients, assessing whether clinically significant anastomotic leakage (Grade B/C) affects long-term oncologic outcomes after curative colorectal cancer surgery. Overall, AL was not an independent predictor of OS or DFS on multivariable analysis. However, subgroup analyses suggested worse outcomes in stage III disease, particularly stage III rectal cancer, potentially related to delays in adjuvant chemotherapy. My comments are as follows:

1. The primary analysis was negative (AL not independently associated with OS or DFS). The positive findings are based on small subgroup analyses of only 63 leak patients and should be over-relied on. The manuscript would be strengthened by presenting these findings more cautiously and emphasising that the primary multivariable analysis was negative.

Answer)

We agree that the primary multivariable analyses did not demonstrate an independent association between clinically significant AL and either OS or DFS. In the revised analyses incorporating additional clinical variables and treatment era, AL remained not independently associated with OS (HR, 1.581; 95% CI, 0.923–2.707; p=0.095) or DFS (HR, 1.325; 95% CI, 0.812–2.161; p=0.260).

We therefore revised the Abstract, Results, Discussion, and Conclusions to emphasize the negative primary multivariable findings and to present the stage- and location-specific findings more cautiously. In addition, formal interaction analyses were performed, as suggested in Comment 2 below. Because these interaction tests did not demonstrate significant effect modification by either tumor stage or location, the subgroup findings are now described as exploratory observations rather than definitive evidence of differential oncologic effects. We have also emphasized the limited number of AL events and the resulting reduced statistical power of subgroup analyses in the Limitations section.

2. The manuscript's central conclusion is based on subgroup analyses stratified by stage and tumour location. However, formal interaction testing was not performed. Demonstration of statistical significance in one subgroup and non-significance in another does not establish a differential effect. The authors should perform interaction analyses (AL × stage and AL × tumour location) before concluding that the oncologic impact of AL differs according to disease stage or tumour location.

Answer)

Thank you for the important comment. We agree with the reviewer that statistical significance in one subgroup and non-significance in another does not, by itself, establish a differential effect. Accordingly, we performed formal interaction analyses using multivariable Cox proportional hazards models to evaluate whether the association between clinically significant AL and survival outcomes differed according to tumor stage or tumor location. Interaction terms between AL and tumor stage (AL × stage) and between AL and tumor location (AL × location) were evaluated separately for OS and DFS. Stage 0 was excluded from the stage interaction analysis because of its small sample size and clinical heterogeneity.

The interactions between AL and tumor stage were not statistically significant for either OS (p for interaction=0.132) or DFS (p for interaction=0.141). Likewise, there was no significant interaction between AL and tumor location for OS (p for interaction=0.775) or DFS (p for interaction=0.748). Although the stage III subgroup showed a significant adjusted association between AL and poorer OS (HR, 2.36; 95% CI, 1.27–4.36) and DFS (HR, 1.94; 95% CI, 1.10–3.41), the nonsignificant interaction tests indicate that these findings do not provide statistical evidence that the effect of AL differs according to tumor stage or location.

We have added the interaction analyses to the Methods and Results and present the findings in a new Table 6. The Abstract, Discussion, and Conclusions have also been revised so that the stage- and location-specific findings are interpreted as exploratory rather than as evidence of established effect modification.

3. AL patients had significantly more rectal cancers. Residual confounding may remain despite adjustment, and methods such as propensity matching could strengthen the analysis. The authors should consider reporting separate leak rates for colon and rectal cancer.

Answer)

We agree that the higher proportion of rectal cancer in the AL group could contribute to confounding. We have now explicitly reported the incidence of clinically significant AL according to tumor location: AL occurred in 23 of 1,351 patients with colon cancer (1.7%) and in 40 of 771 patients with rectal cancer (5.2%).

Tumor location was evaluated as a potential prognostic variable in the overall survival analyses and was entered into the multivariable model when it met the predefined univariate selection criterion. In addition, we performed separate multivariable Cox regression analyses for colon and rectal cancer and formal interaction analyses between AL and tumor location. The AL-by-location interaction was not significant for either OS (p for interaction=0.775) or DFS (p for interaction=0.748).

We also considered propensity score matching as suggested by the reviewer. However, because only 63 patients experienced clinically significant AL, propensity score matching would substantially reduce the effective sample size and statistical precision, particularly for the stage- and location-specific analyses. We therefore retained the full-cohort multivariable Cox regression as the primary approach and supplemented it with location-specific Cox regression and formal interaction analyses. The possibility of residual confounding from unmeasured factors has also been emphasized in the Limitations section.

4. The 2004–2018 timeframe spans major changes in surgery, perioperative care, neoadjuvant treatment and chemotherapy. Treatment era should be considered as a potential confounder.

Answer)

We agree that the long study period may have introduced temporal heterogeneity related to changes in surgical techniques, perioperative management, neoadjuvant treatment, and systemic chemotherapy. To address this potential confounding, we categorized the study period into three 5-year treatment eras (2004–2008, 2009–2013, and 2014–2018) according to the year of surgery and incorporated treatment era as an additional covariate in the revised multivariable Cox regression analyses.

After adjustment for treatment era, the association between anastomotic leakage and long-term oncologic outcomes remained essentially unchanged, and AL was not independently associated with either overall survival or disease-free survival. We have added the treatment-era variable to the Methods, Results, and relevant tables. We have also acknowledged in the Discussion that treatment practices evolved over the 15-year study period and that adjustment for calendar era may not fully reflect all changes in clinical practice.

5. The study evaluates clinically significant AL rather than all AL (grade A leaks excluded). This distinction should be stated consistently throughout the manuscript.

Answer)

We agree that our study specifically evaluated clinically significant AL rather than all grades of AL. In this study, AL was defined as grade B or C leakage according to the International Study Group of Rectal Cancer (ISREC) classification, whereas grade A leakage, which does not require active therapeutic intervention, was excluded.

Accordingly, we have revised the manuscript to consistently clarify that the AL group represents patients with ‘clinically significant anastomotic leakage (grade B or C)’. This terminology has been clarified in the overall manuscript and title.

● Reviewer #3:

This is an interesting paper on the effects of anastomotic leak for colorectal cancer patients.

I have some points that I think should be addressed:

Introduction

Page 5 lines 6-8

Have there been any meta-analyses to support the points made here? If yes, they should be included.

Answer)

We have added recent systematic reviews and meta-analyses to provide stronger evidence regarding the incidence of anastomotic leakage after colorectal cancer surgery. We have revised the Introduction accordingly and added the relevant references.

Line 15

Please cite papers for the limited data on colon cancer

Answer)

We agree that the statement regarding the relatively limited evidence for colon cancer should be supported by appropriate references. We have therefore added references to previous studies specifically evaluating the oncologic impact of anastomotic leakage after colon cancer surgery. We also revised the sentence to avoid overstating the paucity of available evidence, as follows:

“Previous studies on the long-term oncologic impact of AL have predominantly focused on rectal cancer, whereas relatively fewer studies have specifically evaluated patients with colon cancer.”

Methods

Page 7

A reference for the AJCC 7th edition should be included.

Answer)

We added a reference for the AJCC 7th edition.

What was the definition of Stage 0 found in Table 4?

Answer)

Thank you for this important comment. In the present study, Stage 0 comprised patients with pTisN0M0 disease after upfront surgery and those with ypT0N0M0 disease after NCRT. We have clarified this definition in the footnote of Table 4.

Furthermore, patients with stage 0 disease were included in the overall cohort because they met the study eligibility criteria. However, they were not included in the stage-specific survival analyses, which focused on stages I–III. This was because the number of patients with stage 0 disease was small (n=51, 2.4% of the entire cohort), with only two patients experiencing clinically significant anastomotic leakage, precluding a meaningful and statistically reliable stage-specific comparison. We have added this explanation to the methods section.

Results

Page 8

The number of colon and rectal patients should be stated, and the breakdown of how many colon or rectal patients had grade B or C AL

Answer)

We have revised the results section to provide the number of patients according to tumor location and the distribution of grade B and C AL according to tumor location. Among the 2,122 patients, 1,351 had colon cancer and 771 had rectal cancer. Of the 63 patients who developed clinically significant AL, 23 patients had colon cancer and 40 patients had rectal cancer. Among patients with colon cancer, 7 patients had grade B and 16 patients had grade C AL, whereas among those with rectal cancer, 11 patients had grade B and 29 patients had grade C AL. These data have been added to the results section.

Why was 70 chosen as the dividing point for age? This should be explained

Answer)

The cutoff of 70 years was selected primarily based on our institutional practice for preoperative risk assessment. At our institution, patients aged 70 years or older routinely undergo additional preoperative evaluation by both cardiology and pulmonology, regardless of the presence of underlying cardiopulmonary comorbidities. Therefore, age was categorized as <70 and ≥70 years to reflect this clinically relevant institutional criterion rather than on the basis of a data-driven cutoff. In addition, an age threshold of approximately 70 years has also been commonly used in previous studies and recommendations addressing older patients with colorectal cancer. We have clarified the rationale for this age cutoff in the methods section and added relevant reference.

Why was 25 and over chosen for BMI? This should be explained, and whether the authors are using the WHO BMI guidelines for Asian patients

Answer)

BMI was categorized as <25 and ≥25 kg/m², with BMI ≥25 kg/m² defined as obesity according to the Korean Society for the Study of Obesity guidelines. We have clarified the rationale for this BMI cutoff in the methods section and added relevant reference.

Additional revision:

While revising the manuscript, we also reviewed the cutoff used for operative time. Because the previous cutoff of 240 minutes lacked a clearly established clinical basis, operative time was reclassified using the cohort median of 150 minutes, and all relevant analyses were repeated. The Methods and relevant tables have been updated accordingly.

How were rectal cancer patients who had neoadjuvant chemoradiotherapy considered in the results?

Answer)

Thank you for this important comment. Rectal cancer patients who received neoadjuvant chemoradiotherapy (NCRT) were included in both the overall cohort and the rectal cancer subgroup analyses. For stage-specific analyses, postoperative pathologic stage was used; pTNM was applied to patients undergoing upfront surgery, whereas ypTNM was applied to patients receiving NCRT.

NCRT was also evaluated as a clinicopathologic variable in the rectal cancer-specific survival analyses. According to our predefined variable-selection criterion, NCRT was not entered into the multivariable OS model because its univariate p value was ≥0.20, whereas it was entered into the multivariable DFS model (univariate p=0.096) and was not independently associated with DFS after adjustment (HR, 1.182; 95% CI, 0.816–1.713; p=0.377).

We additionally reported the proportion of patients receiving NCRT in Table 2. Because NCRT was applicable only to patients with rectal cancer, the corresponding numbers and percentages were calculated among rectal cancer patients only. NCRT was not included as a covariate in the Cox regression analysis of the entire colorectal cancer cohort because its applicability was inherently dependent on tumor location.

Page 10

I think supplemental information and analyses for colon and rectal separately would be useful for readers.

Answer)

Separate subgroup analyses for colon and rectal cancer are presented in Supplementary Tables 1 and 2 (newly S1 Table, and S2 Table), respectively. These analyses include univariate log-rank and multivariable Cox regression analyses for OS and DFS. In the rectal cancer subgroup, rectal cancer-specific variables, including NCRT, diverting ileostomy, and anastomotic level from the anal verge (<5 cm vs. ≥5 cm), were additionally evaluated.

In the revised analyses, clinically significant AL was not independently associated with either OS or DFS in the colon cancer subgroup (OS: HR, 1.301; 95% CI, 0.532–3.182; p=0.565; DFS: HR, 1.141; 95% CI, 0.468–2.782; p=0.773) or in the rectal cancer subgroup (OS: HR, 1.340; 95% CI, 0.661–2.718; p=0.416; DFS: HR, 1.362; 95% CI, 0.741–2.502; p=0.320). The Results section has been expanded to summarize these location-specific findings and the significant independent prognostic factors identified in each subgroup.

Discussion/Conclusions

Given that patients with AL having issues after surgery for CRC is not new. I think a paragraph should be added explaining what this paper contributes to the literature and why it is important.

Answer)

We agree that the adverse short-term consequences of AL after colorectal cancer surgery are already well established. The contribution of the present study is therefore not simply to demonstrate that AL is harmful, but to provide a comprehensive evaluation of its association with long-term oncologic outcomes within a single colorectal cancer cohort, incorporating overall multivariable analyses, stage- and location-stratified analyses, and formal interaction testing.

Our revised analyses showed that clinically significant AL was not independently associated with OS or DFS in the overall cohort. Although poorer survival was observed among patients with stage III disease, particularly in the rectal cancer subgroup, formal interaction analyses did not demonstrate significant effect modification by either tumor stage or location. Thus, our findings provide a more cautious interpretation of the apparent subgroup patterns and demonstrate that statistical differences observed within individual subgroups should not be considered evidence of a differential AL effect without formal interaction testing.

In addition, the study evaluates both colon and rectal cancer within a consistent analytic framework and examines clinically relevant factors that may contribute to poorer outcomes after AL, including delays in the initiation of adjuvant chemotherapy among patients with stage III disease. We have revised the Discussion and Conclusions to clarify these contributions while explicitly acknowledging the exploratory nature of the subgroup findings.

Limitations section

The low number of patients in some groups in the analyses is not included and should be.

Answer)

We have expanded the Limitations section to address this issue. Although the overall study population was large, only 63 patients experienced clinically significant AL, and the number of AL events became considerably smaller after stratification by tumor stage and location. This may have reduced statistical power, widened the confidence intervals of subgroup estimates, and increased the risk of type II error, including limited power to detect interaction effects. Therefore, the stage- and location-specific subgroup findings are now explicitly described as exploratory and requiring validation in larger multicenter cohorts.

Tables 2, 3, 4

What statistical analyses were done to create these p-values? This would be useful in the text and on the Table legends

Answer)

We have clarified the statistical methods used for comparisons in Tables 2–4. Categorical variables were compared using Pearson’s chi-square test or Fisher’s exact test, as appropriate according to the expected cell counts. This information has been added to the statistical analysis section of the methods and to the legends of Tables 2–4.

Table 4

WD/MD and PD are not defined

Answer)

We have clarified the definitions of WD/MD and PD directly in Table 4. WD/MD denotes well/moderately differentiated tumors, and PD denotes poorly differentiated tumors. The table and its footnote have been revised accordingly.

General points

There are only 25 references in the paper, and none from 2025 or 2026. I recommend a search on PubMed for AL and CRC or AL and colon cancer, as I found numerous papers looking at AL and colon/CRC and postoperative mortality and morbidity.

Answer)

We performed an updated PubMed search using terms including “anastomotic leakage,” “colorectal cancer,” “colon cancer,” “mortality,” and “morbidity,” with particular attention to studies published in 2025 and 2026. Based on this updated search, we added recent publications relevant to the definition, reporting, and clinical consequences of AL, including the 2025 CoReAL reporting framework by Heuvelings et al., the 2025 study by Gosavi et al. evaluating morbidity and non-oncologic mortality after AL following colon cancer resection, and the 2026 study by Müller et al. evaluating long-term survival after AL in colon cancer. The Introduction and Discussion have been updated accordingly.

I would be interested in the author's thoughts on whether this paper would be better as two separate papers on colon cancer and rectal cancer.

Answer)

Thank you for this thoughtful comment. We agree that colon and rectal cancers differ in several important clinical and treatment-related aspects, and we carefully considered whether they should be evaluated separately.

However, we believe that retaining both tumor locations within a single study is particularly appropriate for the present research question because it enables direct comparison of the association between AL and outcomes according to tumor location within the same cohort and analytic framework. Importantly, the revised study now includes a formal AL-by-tumor-location interaction analysis, which directly evaluates whether the association of AL with survival differs between colon and rectal cancer. Such a comparison would not be possible in the same manner if the cohort were divided into two independent studies.

In addition, the number of patients with clinically significant AL was relatively small, particularly after stratification (23 patients with colon cancer and 40 with rectal cancer). Dividing the cohort into two independent studies would further reduce the statistical power of each analysis, particularly for stage-specific comparisons.

For these reasons, we believe that presenting colon and rectal cancer together, while providing detailed location-specific analyses, allows a more informative assessment of the association between AL and oncologic outcomes than separating the data into two individual papers.

Thank you again for your insightful comments and suggestions. We sincerely appreciate the time and effort you devoted to reviewing our manuscript and providing constructive comments.

Sincerely,

Jeong-Heum Baek, M.D., Ph.D.

(On behalf of all co-authors)

Attachment

Submitted filename: PLOSONE_AL_Response to Reviewers.docx

pone.0359416.s005.docx (34.2KB, docx)

Decision Letter 1

Chong-Chi Chiu

15 Sep 2026

Long-term oncologic outcomes associated with clinically significant anastomotic leakage after curative colorectal cancer surgery: stage- and location-stratified analyses

PONE-D-26-21823R1

Dear Dr. Baek,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

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Kind regards,

Chong-Chi Chiu

Academic Editor

PLOS One

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

Reviewer #1: All comments have been addressed

Reviewer #3: All comments have been addressed

**********

2. Is the manuscript technically sound, and do the data support the conclusions??>

Reviewer #1: Yes

Reviewer #3: Yes

**********

3. Has the statistical analysis been performed appropriately and rigorously? -->?>

Reviewer #1: Yes

Reviewer #3: Yes

**********

4. Have the authors made all data underlying the findings in their manuscript fully available??>

The PLOS Data policy

Reviewer #1: Yes

Reviewer #3: Yes

**********

5. Is the manuscript presented in an intelligible fashion and written in standard English??>

Reviewer #1: Yes

Reviewer #3: Yes

**********

Reviewer #1: Overall, the revised manuscript is substantially improved, and the major concerns raised previously have been satisfactorily addressed. I have no further major comments or suggestions regarding the scientific content or presentation of the manuscript.

Reviewer #3: Thank you for all your responses to my comments and the time taken to address everything. I think the paper is much improved.

**********

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Reviewer #1: No

Reviewer #3: No

**********

Acceptance letter

Chong-Chi Chiu

PONE-D-26-21823R1

PLOS One

Dear Dr. Baek,

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS One. Congratulations! Your manuscript is now being handed over to our production team.

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Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 Table. Univariate and multivariate analyses for overall and disease-free survival in colon cancer.

    (DOCX)

    pone.0359416.s001.docx (25KB, docx)
    S2 Table. Univariate and multivariate analyses for overall and disease-free survival in rectal cancer.

    (DOCX)

    pone.0359416.s002.docx (26.2KB, docx)
    S1 Dataset. De-identified dataset used for the analyses in this study.

    (XLSX)

    pone.0359416.s003.xlsx (363.5KB, xlsx)
    Attachment

    Submitted filename: PLOSONE_AL_Response to Reviewers.docx

    pone.0359416.s005.docx (34.2KB, docx)

    Data Availability Statement

    All relevant data are within the paper and its Supporting Information file. (less...).


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