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Globalization and Health logoLink to Globalization and Health
. 2006 Apr 7;2:6. doi: 10.1186/1744-8603-2-6

Antibiotic resistance as a global threat: Evidence from China, Kuwait and the United States

Ruifang Zhang 1, Karen Eggleston 2,, Vincent Rotimi 3, Richard J Zeckhauser 4
PMCID: PMC1502134  PMID: 16603071

Abstract

Background

Antimicrobial resistance is an under-appreciated threat to public health in nations around the globe. With globalization booming, it is important to understand international patterns of resistance. If countries already experience similar patterns of resistance, it may be too late to worry about international spread. If large countries or groups of countries that are likely to leap ahead in their integration with the rest of the world – China being the standout case – have high and distinctive patterns of resistance, then a coordinated response could substantially help to control the spread of resistance. The literature to date provides only limited evidence on these issues.

Methods

We study the recent patterns of antibiotic resistance in three geographically separated, and culturally and economically distinct countries – China, Kuwait and the United States – to gauge the range and depth of this global health threat, and its potential for growth as globalization expands. Our primary measures are the prevalence of resistance of specific bacteria to specific antibiotics. We also propose and illustrate methods for aggregating specific "bug-drug" data. We use these aggregate measures to summarize the resistance pattern for each country and to study the extent of correlation between countries' patterns of drug resistance.

Results

We find that China has the highest level of antibiotic resistance, followed by Kuwait and the U.S. In a study of resistance patterns of several most common bacteria in China in 1999 and 2001, the mean prevalence of resistance among hospital-acquired infections was as high as 41% (with a range from 23% to 77%) and that among community- acquired infections was 26% (with a range from 15% to 39%). China also has the most rapid growth rate of resistance (22% average growth in a study spanning 1994 to 2000). Kuwait is second (17% average growth in a period from 1999 to 2003), and the U.S. the lowest (6% from 1999 to 2002). Patterns of resistance across the three countries are not highly correlated; the most correlated were China and Kuwait, followed by Kuwait and the U.S., and the least correlated pair was China and the U.S.

Conclusion

Antimicrobial resistance is a serious and growing problem in all three countries. To date, there is not strong international convergence in the countries' resistance patterns. This finding may change with the greater international travel that will accompany globalization. Future research on the determinants of drug resistance patterns, and their international convergence or divergence, should be a priority.

In 1942, the first U.S. patient with streptococcal infection was miraculously cured with a small dose of penicillin. Sixty years later, penicillin-resistant Streptococcus is widespread. Such antimicrobial resistance threatens the health of many throughout the world, since both old and new infectious diseases remain a formidable public health threat.

Among the issues that merit further scrutiny for understanding the possible spread of antimicrobial resistance, few are as salient as the impact of globalization. Clearly the movement of people and goods around the globe contributes to transmission of disease [1,2]. To what extent drug resistance and globalization are similarly related remains unclear. The breakout of Severe Acute Respiratory Syndrome (SARS) in the spring of 2003 illustrates how an infectious disease with limited therapeutic options can spread rapidly across national borders. With globalization booming, it is important to understand international patterns of resistance. If countries already experience similar patterns of resistance, it may be too late to worry about international spread. If large countries or groups of countries that are likely to leap ahead in their integration with the rest of the world – China being the standout case – have high and distinctive patterns of resistance, then a coordinated response could help substantially to control the spread of resistance. The literature to date provides only limited evidence on these issues.

We study the pattern of antibiotic resistance in specific countries to gauge the range and depth of this global health threat. China and the U.S. stand out as good choices for study. Both are world economic powerhouses increasingly responding to the forces of economic globalization. In addition, both are major consumers of antibiotics, with the U.S. also being a leading source of new antibiotics. On the other hand, it would also be interesting to compare patterns of antibiotic resistance in smaller countries that stand relatively distant from these two. Accordingly, we compare the experiences of the U.S. and China with new data on the resistance experience of Kuwait.

The first section gives brief background on antibiotic resistance and its costs. We then turn to a detailed comparison of surveillance data from China, Kuwait, and the U.S. We conclude with a plea for more research and attention on this critical issue for health and globalization.

Background: The challenge of antimicrobial resistance

According to laws of Darwinian evolution, antimicrobial use creates a selection pressure on microorganisms: weak ones are killed, but stronger ones might adapt and survive. When pathogenic microorganisms can multiply beyond some critical mass in the face of invading antimicrobials, treatment outcome is compromised; this phenomenon is referred as antimicrobial resistance (AMR) [3-9]. This paper focuses on antibiotic resistance, a major form of AMR.

Resistance mechanisms may develop over months or years [6]. Once established, a single resistance mechanism can often allow a bacterium to resist multiple drugs. It remains unclear whether resistance is reversible, and thus whether drug effectiveness is a renewable or non-renewable resource [10-15]. Drug resistance raises the cost of treatment for infectious diseases, sometimes manifold, as well as increasing morbidity and mortality from such diseases [16-23].

The greatest long-term threat of AMR is that resistant strains erode drug efficacy over time. The development of drug-resistant Staphylococci aureus (SAU) well illustrates the see-saw battle between pathogens and drugs. SAU is a bacterium that harmlessly lives in the human body but can cause infections on wounds or lesions. After the clinical application of penicillin in the 1940s, SAU soon adapted to the treatment mechanism of penicillin, and by the 1950s, almost half of SAU strains had become resistant to penicillin. A new antibiotic, methicillin, was developed in the 1960s. Yet by the late 1970s, methicillin-resistant SAU, i.e. MRSA, again became widespread. Today MRSA has become a major infectious culprit that can only be effectively treated with vancomycin, one of the few last killers of superbugs. Unfortunately, in 1996, a Japanese hospital reported the first case of vancomycin-resistant SAU (VRSA) during surgery on a four-month-old boy. The U.S., France and Hong Kong subsequently all reported VRSA incidents. A few years later in 2000, linezolid was launched as a new antibiotic to combat both MRSA and VRSA. But only one year later, Boston researchers reported the first case of linezolid-resistant MRSA in an 85-year-old man undergoing peritoneal dialysis. After failing to contain his MRSA by linezolid, researchers tried five antibiotics (ampicillin, azithromycin, gentamicin, levofloxacin, and quinupristin-dalfopristin) but the unlucky man eventually died from the uncontrollable infection [24].

Resistant pathogens within a hospital or specific community can spread to a nation at large or across national boundaries. Thus, for example, rapidly increasing travel and migration within China probably contributes to the growth of that nation's resistance problem. It may also spur the spread of China's resistance problems overseas as globalization greatly increases travel from and to that nation (see Figure 1).

Figure 1.

Figure 1

Travel to and from China has increased tremendously over the past decade.

Methods

We collected data on drug resistance in China, the U.S. and Kuwait, drawing from published studies, reports from national surveillance systems, and previously unpublished data from a large hospital in Kuwait. Such data must be viewed with caution. Differences between countries arise not only from genuine differences in prevalence, but also from differences in sampling strategies, laboratory processing, and standards for defining a "resistant" strain. Moreover, within-country comparisons across time are biased by measurement error, particularly for small samples. However, analysis of the currently available data does yield some evidence and may help to raise awareness and efforts to improve the data and methods for addressing the problem.

Our primary measure is the prevalence of resistance by a specific bacterium to a specific drug. The prevalence is calculated as the number of resistant isolates divided by the number of total isolates collected, multiplied by 100. We compute growth rates of resistance to specific bacteria using standard year-on-year growth calculations. Where appropriate, we smooth variance in small-sample data series by using three-year running averages.

We also develop methods to aggregate specific "bug-drug" data to summarize the resistance pattern for each country. These measures weight resistance rates by (1) the isolation frequency for each bacterium (that is, the proportion of a particular bacterium among all bacteria studied); and, where possible, by (2) the proportion of resistant cases hospital- versus community-acquired; and (3) the frequency with which each drug is used to treat infections caused by each bacterium. (For most calculations, measure (3) is not available.) Finally, we compare and contrast each country's resistance experience and, using the subset of data comparable across the three countries, examine correlations in patterns of resistance.

These methods represent preliminary steps to gauge whether patterns of antibiotic resistance converge over time amongst countries that currently have little population interchange. Future research would benefit from better surveillance of resistance, more comparable data reporting, data on antibiotic utilization, and further methodological advances in clinically- and policy-relevant aggregation of "bug-drug" data.

Results

China

In 1988, the World Health Organization West Pacific Regional Office set up two antimicrobial resistance surveillance centers in Beijing and Shanghai. Meanwhile, China's Ministry of Health also established the China Nosocomial Infection Surveillance (CNIS) program, which monitors hospital-acquired infections. Unfortunately, most of the surveillance programs in China focus on urban hospitals. We lack data on urban communities and for the rural majority. Nevertheless, the available data allows us to piece together a picture of the extent of antimicrobial resistance in the most populous country in the world.

To examine AMR development in China, we use annual data from a seven-year (1994–2000) study by China's National Center for Antimicrobial Resistance, which reports resistance levels of ten most prevalent bacteria to a common antibiotic, ciprofloxacin (Table 1) [25]. With small sample sizes, the annual measured percentage of isolates found to be resistant varies considerably; to smooth the random variation attributable to small sample size, we use three-year running averages. Some bacteria such as ECO and MRSA have high proportions (60–80%) of resistant strains, whereas the prevalence of resistant strains for others such as PMI is quite low. Almost all but MSSA and PMI have shown considerable growth in resistance over the study period, resulting in an average annual growth rate of about 15%.

Table 1.

Resistance prevalence of ten common bacteria to Ciprofloxacin in China, 1994–2000

unit: %
Rank Bacter. 1994 1995 1996 1997 1998 1999 2000 Average Resistance* Average Growth Rate*

1 Escherichia coli (ECO) 53 49 60 61 60 63 62 59 3
2 Pseudomonas aeruginosa (PAE) 9 10 7 18 13 17 18 13 17
3 Klebsiella pneumoniae (KPN) 2 4 7 8 14 17 18 10 40
4 Staphylococci epidermidis (SEP) 22 33 34 35 41 40 46 36 9
5 Staphylococci aureus (SAU) MRSA** 47 65 74 88 83 78 76 76 7
MSSA** 8 18 10 5 8 20 14 11 8
6 Enterococcus faecalis (EFA) 25 34 28 34 32 45 45 34 9
7 Enterobacter cloacae (ECL) 12 9 13 14 22 31 30 18 26
8 Acinetobacter baumannii (ABA) 7 7 19 20 23 31 37 20 29
9 Citrobacter freundii (CFR) 10 21 20 17 22 26 26 20 10
10 Proteus mirabilis (PMI) 8 2 13 2 5 14 12 7 10
Mean 28 15
Median 20 10

* Based on three-year running averages.

** Staphylococci aureus (SAU) is further grouped as methicillin susceptible staphylococci aureus (MSSA) and methicillin resistant staphylococci aureus (MRSA).

Another series of studies by the China Bacterial Resistance Surveillance Study Group focused on resistance prevalence among different patient types, i.e. those with hospital-acquired infections (HAI) versus community-acquired infections (CAI) [26,27]. We construct two measures to compare HAI and CAI resistance prevalence. First, by aggregating the seven bacteria, we get a measure γ indexed on the nineteen drugs. γ is calculated by multiplying the resistance rate of each bacterium by its isolation frequency and proportion among HAI (or CAI) infections, and then summing across bacteria. The measure is reported in the last two columns of Table 2 and graphed in Figure 2. Second, by aggregating the drugs, we obtain a measure indexed on bacteria. However, because we lack data on how often each drug is used, the best we can do is report the simple average for all drugs (implicitly assuming each drug is used with equal frequency). We name this measure Mean Resistance, shown in the last row in Table 2 and graphed in Figure 3.

Table 2.

Resistance patterns of the seven most common bacteria for Hospital-acquired Infections (HAI) and Community-acquired Infections (CAI), China 2001

unit: %

Antibiotic(s) SAU (n = 176) SEP (n = 84) ECO (n = 308) ECL (n = 78) PAE (n = 232) KPN (n = 215) ABA (n = 191) γ
HAI (37) CAI (139) HAI (14) CAI (70) HAI (44) CAI (264) HAI (27) CAI (51) HAI (95) CAI (137) HAI (48) CAI (167) HAI (46) CAI (145) HAIγH CAIγC

Methicillin 89 30 43 27 n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a 11 5

Ampicillin 100 82 86 67 89 80 100 90 n/a n/a 54 66 n/a n/a 38 35
Amoxicillin 89 27 29 6 84 81 100 94 n/a n/a 90 95 48 50 38 31
Ceftizoxime 87 28 14 7 32 25 96 86 n/a n/a 33 26 96 92 24 16
Cefaclor 87 31 21 10 32 26 89 78 n/a n/a 33 25 65 57 23 15
Cefuroxime 89 29 22 4 32 25 74 47 n/a n/a 29 23 57 41 22 12
Cefprozil. 87 26 21 4 34 25 78 61 n/a n/a 33 23 94 86 24 15
Ceftazidime 92 37 50 13 5 7 59 28 11 14 21 4 30 15 19 8
Cefotaxime 84 28 21 6 0 7 44 26 41 26 4 5 28 16 15 8
Ceftriaxone 89 28 21 3 9 8 48 29 40 25 6 5 33 15 18 8
Imipenem 76 21 21 1 2 0 0 2 2 3 0 1 2 1 8 2
Meropenem 78 21 14 1 2 0 0 0 2 2 0 1 2 2 8 2
Ciprofloxacin 87 35 36 30 75 53 63 33 26 13 19 14 26 17 29 18
Ofloxacin 78 30 36 30 75 55 59 31 17 15 15 14 22 17 27 18
Levofloxacin 46 7 29 10 68 52 33 20 22 15 10 11 13 12 21 13
Sparfloxacin 89 39 50 40 75 56 63 33 43 31 25 16 15 14 32 21
Moxifloxacin 5 2 14 3 64 43 22 18 43 27 4 8 13 15 17 12
Gatifloxacin 30 1 14 4 36 25 7 6 23 17 6 6 15 14 13 7
Gentamicin 87 31 36 21 43 38 30 24 37 29 27 16 35 21 25 16
Mean Resistance 77 28 30 15 42 34 54 39 26 18 23 20 35 28

Figure 2.

Figure 2

Hospital-acquired infections (HAI) are more resistant than community-acquired infections (CAI) to a wide range of antibiotics in China.

Figure 3.

Figure 3

The Seven most common bacteria show higher resistance among hospital-acquired infections (HAI) than community-acquired infections (CAI) in China.

Both measures reinforce the finding that infections acquired in a hospital are often more drug resistant than other (community-acquired) infections. For the seven bacteria, the mean resistance rate of HAI is on average 1.5 times that of CAI in China. For the nineteen drugs, the aggregate measure of resistance for HAI, γH, is on average 1.9 times that for CAI, γC. This pattern is most extreme for infections caused by SAU, where resistance of HAI is two- to three- times that of CAI, depending on which measure is used. (T-tests of the difference between two groups indicate a p-value of less than 0.01 for the γ's and less than 0.09 for the mean resistance). Moreover, the prevalence of drug resistance for both kinds of infections is quite high. Mean resistance of HAI is 41% and that of CAI is 28%.

United States

Fairly comprehensive data on resistance trends in the U.S. come from the National Nosocomial Infections Surveillance System (NNIS) for hospital-based resistance, and the U.S. Active Bacterial Core Surveillance (ABC) project, which surveys a population of 16 million to 25 million community residents in 9 states each year [28-30]. We use data from an ABC program that surveys Streptococcus pneumoniae (SPN) from 1997 to 2002 to examine prevalence and trends (Table 3). The average growth rate of resistance for this bacterium was 8%, lower than the 15% number for China. Interestingly, unlike the upward resistance trend in China, SPN resistance declined in the last two years of the study period in the US, following an initial rise. Such data should not be interpreted to mean that actual prevalence is permanently declining, since measurement issues engender considerable year-to-year variation in the sample prevalence.

Table 3.

Non-susceptibilities of Streptococcus pneumoniae (SPN) in U.S. communities, 1997–2002

Unit: %
Antibiotic 1997 1998 1999 2000 2001 2002 Average Resistance Average Growth Rate

Penicillin 25 24 27 28 26 21 25 2
Cefotaxime 13 14 17 18 16 12 15 -1
Erythromycin 15 15 21 22 19 17 18 4
TMP/Sulfa 29 29 32 32 30 25 30 -3
Levofloxacin n/a 0.2 0.2 0.3 0.7 0.5 0.4 39
Vancomycin 0 0 0 0 0 0 18 8

The US NNIS program provides data for inpatients and outpatients. Further, among inpatients, the NNIS differentiates between those in and not in the ICU. For almost every bug-drug pair, resistance prevalence is highest among ICU patients, followed by non-ICU inpatients, with the lowest prevalence among outpatients (Table 4 and Figure 4). This pattern seems consistent with clinical reality, since patients in ICUs are more likely to have a weak immune system, either because of prolonged treatment or their own compromised conditions; moreover, many are catheterized, offering a conduit for bacteria.

Table 4.

Resistance prevalence for selected drug-bug pairs by patient type, U.S. 1999–2002

unit: %
Pair Bacterium (resistant to) → drug ICU patients non-ICU inpatients Outpatients

A PAE → Ciprofloxacin/ofloxacin 32 25 23
B PAE → Levofloxacin 37 28 25
C PAE → Imipenem 18 12 9
D PAE → Ceftazidime 13 8 5
E PAE → Piperacillin 16 11 6
F SAU → Methicillin 47 38 23
G Enterococcus spp → Vancomycin 13 11 4
H ECO → Cef3* 1 1 0
I ECO → Quinolone** 5 4 2
J KPN → Cef3 6 5 2
K Enterobacter spp → Cef3 26 21 10
L Enterobacter spp → Carbapenum 1 1 1
M CNS → Methicillin 75 63 46
N Pneumococcus → Penicillin 18 17 17
O Pneumococcus → Cef3 7 8 6
Mean 21 17 12

*Cef3 (3rd generation cephalosporin) = ceftazidime, cefotaxime or ceftriaxone;

**Quinolone = ciprofloxacin, ofloxacin or levofloxacin.

Figure 4.

Figure 4

ICU patients have the highest resistance rates in selected drug-bug pairs, followed by non-ICU inpatients and outpatients, U.S. 1999–2002.

Compared with China, the U.S. exhibits more moderate differences in resistance prevalence among different patients. The average prevalence of resistance for ICU, other inpatients, and outpatients in the U.S. are 20%, 17% and 13%, respectively; in China, average resistance for hospital-acquired infections is 41% and that for community-acquired infections is 28%.

Pooling all patients together (Table 5), we find the prevalence of resistance and its growth to be 17% and 7% respectively, consistent with our previous observation that the U.S. seems to have both lower resistance prevalence and less dramatic increase in resistance than China does.

Table 5.

Resistance prevalence of eight common bacteria, U.S. (all patients pooled), 1999–2002

unit: %
Bacterium Resistant to antibiotic(s) 1999 2000 2001 2002 Average Resistance Average Growth Rate

PAE Ciprofloxacin/ofloxacin 23 25 28 29 26 8
Levofloxacin 29 30 31 30 30 1
Imipenem 12 12 15 13 13 4
Ceftazidime 8 8 9 9 9 4
Piperacillin 10 10 11 12 11 6
SAU (MRSA) Methicillin 32 35 38 39 36 7
Enterococcus spp Vancomycin 11 8 10 10 10 -1
ECO Cef3 1 1 1 1 1 0
Quinolone 2 3 4 5 4 36
KPN Cef3 4 4 4 5 4 8
Enterobacter spp Cef3 19 19 18 19 19 0
Carbapenum 1 1 1 1 1 0
CNS Methicillin 60 61 62 63 62 2
Pneumococcus spp Penicillin 14 16 19 19 17 11
Cef3 5 8 7 7 7 16
Mean: 17 7

Kuwait

There is considerably less detailed data on antibiotic resistance for Kuwait than for China or the U.S. We gathered data on antimicrobial resistance among isolates of eight different bacterial diseases over the most recent five years. The data is based on surveillance from a single large teaching hospital, Mubarak Al-Kabeer Hospital, which serves a catchment area representing about 60% of Kuwait's population. We report that data for the first time here and in a companion paper [31] (see Tables 6, 7, 8, 9).The average resistance level for all surveyed bacteria was about 27% from 1999 to 2003 (Table 10), higher than the 17% for the U.S. and about the same as the 28% China. As for the other two countries, resistance appears to be growing in Kuwait.

Table 6.

Resistance trend in isolates of Salmonella spp. over 5 years in Kuwait

Antibiotic Percentage (%) of resistant isolates in:

1999 (n = 216) 2000 (n = 215) 2001 (n = 129) 2002 (n = 167) 2003 (n = 165)
Amikacin 0 0 0 0 0
Ampicillin 6 12 7 25 26
Amoxicillin-clavulanate 5 10 7 2 0
Cefotaxime 0 1 0 1 0
Ceftriaxone 0 1 0 2 0
Cefuroxime 1 1 0 27 41
Cephalexin 2 10 37 57 50
Chloramphenicol 8 21 0 18 18
Ciprofloxacin 0 0 14 10 16
TMP/SMX 8 8 10 20 20
Gentamicin 6 1 0 42 42
Imipenem 0 0 0 0 0
Meropenem 0 0 0 0 0
Piperacillin 6 13 13 23 25
Piperacillin/tazobactam 0 0 0 0 0

No ESBL-producing strain has been isolated so far

Table 7.

Resistance trend in isolates of Streptococcus pneumoniae over a 5-year period in Kuwait

Antibiotics Percentage (%) of resistant isolates in:

1999 (n = 78) 2000 (n = 61) 2001 (n = 73) 2002 (n = 66) 2003 (n = 90)
Cefotaxime 0 0 4 5 6
Ceftriaxone 0 0 3 5 4
Cefuroxime 0 0 8 9 41
Cephalexin 0 0 NT NT NT
Chloramphenicol 3 5 25 5 0
Erythromycin 16 20 23 26 30
Imipenem 0 0 0 0 0
Penicillin 32 38 46 52 54
Teicoplanin 0 0 0 0 0
Vancomycin 0 0 0 0 0

NT = not tested

Table 8.

Percentage of Enterococcus species resistant to often-tested antibiotics over 5 years in Kuwait

Antibiotic Percentage (%) of resistant isolates in:

1999 (n = 370) 2000 (n = 335) 2001 (n = 322) 2002 (n = 248) 2003 (n = 212)
Ampicillin 1 1 3 2 0
Erythromycin 59 78 77 75 92
Gentamicin 26 36 61 52 98
Nitrofurantoin 2 2 2 36 86
Norfloxacin 36 47 47 NT NT
Penicillin 16 38 35 53 85
Teicoplanin 0 0 0 1 0
Vancomycin 1 0 0 2 0

NT = not tested

Table 9.

Percentage of Staphylococcus aureus resistant to often-tested antibiotics over 5 years in Kuwait

Antibiotic Percentage (%) of resistant isolates in:

1999 (n = 648) 2000 (n = 595) 2001 (n = 484) 2002 (n = 420) 2003 (n = 286)
Ampicillin 96 100 98 96 98
Amoxicillin-clavulanic acid 6 33 27 22 29
Cephalexin 33 30 25 36 34
Ciprofloxacin 10 35 30 45 50
Clindamycin 18 24 20 20 27
Cloxacillin 23 24 9 22 17
Erythromycin 38 34 26 28 27
Fusidic acid NA 20 19 64 27
Gentamicin 25 21 16 24 27
Methicillin 23 24 9 22 17
Penicillin 95 95 99 96 99
Teicoplanin 0 0 0 0 0
TMP/SMX 24 27 31 18 94
Vancomycin 0 0 0 0 0

Table 10.

Average Resistance Levels of Major Bacteria in Kuwait, 1999–2003

unit: %
ECO KPN PAE SPN Shigella spp. Salmonella spp. Enterococcus spp. SAU Average Resistance Average Growth

Average Annual Resistance 13 8 5 31 45 65 37 8 27 17

Discussion: Comparing antibiotic resistance in China, the U.S. and Kuwait

In China, resistance rates exhibit a clear and rapid upward trend. In the U.S., resistance currently appears to grow at a more leisurely pace. Kuwait seems to be somewhere in between. It is important to note that the pace of growth may depend on the whether resistance to a particular antibiotic has reached a potential equilibrium. As shown in the previous data, the 3% resistance growth rate of ECO against Ciprofloxacin in China (Table 1), is considerably lower than it is in the other two countries against similar quinolone drugs (Table 5 and Table 10). This is probably because ECO resistance may have virtually reached equilibrium in China by the beginning of the study period; hence it didn't grow much in subsequent years.

That resistance does not grow without bound highlights the importance of comparing the current prevalence of resistance in the three countries. After all, the prevalence of resistance reflects the risk of a drug-resistant infection for any given patient. A low rate of growth is small consolation if patients already face a high baseline risk of a acquiring an expensive, debilitating and even potentially untreatable "superbug" infection.

The prevalence of resistance also substantially differs across countries, although as noted previously, surveillance data is far from ideal in capturing the true scope of the problem. As shown in Table 11, using the data currently available, China has far higher prevalence of resistance for all the bacteria studied. For example, in China resistance of SPN to one of the oldest antibiotics, erythromycin, reaches 73%, while the figure for Kuwait is only 23%. A challenge for the U.S. is the exceptionally high level of Vancomycin-Resistant Enterococcus spp (VRE). In the U.S., 53% of Shigella spp are resistant to Trimethoprim/Sulfamethoxazole (TMP/SMX), in contrast to 0% in both of the other countries. These examples suggest that severity of resistance may be correlated with volume of usage. Vancomycin is less affordable in both China and Kuwait, presumably resulting in less usage in those countries.

Table 11.

Resistance rates in China, U.S. and Kuwait, hospital surveillance data for 2001

From Tables 1,2,3,8 and 9; Unit: %
Bacterium(a) Antibiotic(s) Pair China U.S. Kuwait

SAU Methicillin A 37 38 9
SPN Erythromycin B 73 19 23
Cefotaxime C 0 16 4
Enterococcus spp Vancomycin D 4 10 0
ECO Ceftazidime E 9 1* 5
Cefotaxime F 18 1* 1
Ceftriaxone G 21 1* 1
Ciprofloxacin/Ofloxacin H 56 3 26
PAE Ceftazidime I 17 9 27
Ciprofloxacin/Ofloxacin J 27 28 31
KPN Ceftazidime K 9 4* 14
Cefotaxime L 17 4* 13
Ceftriaxone M 20 4* 13
Ciprofloxacin N 18 12**[27] 18
Salmonella spp Amoxicillin-clavulanate O 10 4 7
Ceftriaxone P 5 1 0
Ciprofloxacin Q 0 0.4 10
TMP/SMX*** R 0 3 0
Gentamicin S 10 2 0
Shigella spp Amoxicillin-clavulanate T 35 2 20
Ceftriaxone U 6 0 0
Ciprofloxacin V 6 0 0
TMP/SMX W 0 53 0
Gentamicin X 18 0.2 0
Average 17 7 9

* The original U.S. NNIS reported resistance rates to either one of the Cef3 drugs, i.e. ceftazidime, cefotaxime or ceftriaxone. We assume the same rates for each drug.

** Based on surveillance of ICU patients

*** TMP/SMX = Trimethoprim/Sulfamethoxazole

Table 12 compares the three countries with Japan and Taiwan regarding prevalence of three important drug-resistant bacteria: MRSA, penicillin resistant SPN (PRSP) and vancomycin-resistant Enterococcus spp (VRE) [32-34]. Interestingly, each country has its own most problematic resistance culprit. For China, MRSA is the biggest threat, where resistance among hospital-acquired infections reaches almost 90%, the highest among the five countries. For the U.S., VRE is high. VRE growth in the U.S. can be traced to the late 1980s and is probably among the highest in the world. For Kuwait, PRSP is considerable. Both Taiwan and Japan are also troubled by at least one of these three resistant bacteria.

Table 12.

MRSA, PRSP & VRE in Selected Countries

Unit: %
MRSA (HAI only) PRSP VRE

China 89 (2001) 27 (2001) 0 (2001)
U.S. 16 (2001) 26 (2001) 0.3 (1989), 8 (1993), 12.8 (2001) in ICU
Kuwait 9 (2001) 46 (2001) 0 (2001)
Japan [33] 60–80% (1999) 11–40 (1999) n/a
Taiwan [34] n/a 69 (2000) 2 (2000)

Resistance correlations

How similar or different are resistance patterns in different countries? Does transmission travel across national borders as humans do? If so, do countries' resistance patterns converge? To begin to examine this issue, we construct coefficients of resistance correlation among China, U.S. and Kuwait. We rank resistance rates for 24 bug-drug pairs and define perfect correlation as each bug-drug pair displaying the same resistance rank. Perfect negative correlation exists if the ranks in two countries go in precisely the opposite order. Table 13 reports the correlation coefficient for each pair of countries. The statistic by definition is bounded between -1 and 1, where -1 means perfect disagreement while 1 means perfect agreement. Thus the bigger the statistic, the more correlated two countries' resistance patterns are.

Table 13.

Ranks of resistance rates in China, U.S. and Kuwait, 2001(Rank correlations at bottom of table)

Bacterium(a) Antibiotic(s) China U.S. Kuwait
SAU Methicillin 3 2 11
SPN Erythromycin 1 4 4
Cefotaxime 21 5 14
Enterococcus spp Vancomycin 20 7 17
ECO Ceftazidime 15 17 13
Cefotaxime 8 18 15
Ceftriaxone 6 19 16
Ciprofloxacin/Ofloxacin 2 13 3
PAE Ceftazidime 11 8 2
Ciprofloxacin/Ofloxacin 5 3 1
KPN Ceftazidime 16 9 7
Cefotaxime 12 10 8
Ceftriaxone 7 11 9
Ciprofloxacin 9 6 6
Salmonella spp Amoxicillin-clavulanate 13 12 12
Ceftriaxone 19 20 18
Ciprofloxacin 22 21 10
TMP/SMX 23 14 19
Gentamicin 14 15 20
Shigella spp Amoxicillin-clavulanate 4 16 5
Ceftriaxone 17 23 21
Ciprofloxacin 18 24 22
TMP/SMX 24 1 23
Gentamicin 10 22 24
Correlation Coefficients CHN_US: 0.18 US_KW: 0.46 CHN_KW: 0.60

Of course, methods for aggregation and comparing patterns of resistance across countries and over time should be improved, and applied more fruitfully with better data from increased local and global surveillance. But even this preliminary analysis reveals some interesting patterns. For example, resistance rates in China are much more strongly correlated with those in Kuwait than those in the U.S. This correlation pattern suggests that at least in the short run, resistance in a country is more likely to be determined by endogenous factors (such as strictness of practices for prescribing drugs). In the long run, the frequency and magnitude of contacts among nations with different resistance problems is likely to be critical. Because Kuwait and China are relatively isolated countries, it is less surprising that their antibiotic resistance problems show domestic characters. However, as we expect them to be opening more to the world, particularly China, the problem may worsen when these countries can increasingly export and import antibiotic resistance. China, the most populous country in the world and an economy with the highest growth, is particularly likely to exacerbate the problem. As illustrated in Figure 1, the number of Chinese departures to overseas destinations has been growing at increasing rates in the past decade and continues to show upward momentum in recent years.

No doubt, there are also complex interactions with levels of economic well- being. Drugs become more affordable as countries become richer, but they are likely to be given out more carefully, particularly since concerns about resistance also increase. The critical question for policy is whether countries can control their own resistance problems, and also avoid importing the problem from abroad.

Conclusion

We have outlined the nature of the antimicrobial resistance problem as an important health and cost issue for three quite disparate nations, and by inference for a broad swath of the world's population. Surprisingly, this issue virtually never receives prominent attention at the national or international level, despite its scope and potentially devastating impact on global public health in the coming decades.

We examined antimicrobial resistance data for China, Kuwait, and the United States. In each country, we looked at specific infectious agents and their resistance to particular antibiotics or other antimicrobials. Though an upward trend of resistance is found broadly, the patterns of correlation between countries' resistance rates suggest predominantly independent profiles. But we would expect greater convergence as globalization increases contacts between different nations' populations, raising questions about how to coordinate an effective international response [35].

Future research should develop better methods of data aggregation, explore the patterns of drug resistance across more countries, analyze the determinants of transmission of drug resistance across national boundaries, and assess how those determinants are progressing. Individuals everywhere would benefit if far greater attention were paid to the problem of antimicrobial resistance.

Competing interests

The author(s) declare that they have no competing interests.

Authors' contributions

RFZ assembled the data, carried out the analysis and drafted the manuscript. KE and RJZ conceived of the study, participated in its design and coordination, and helped to draft the manuscript. VR provided the Kuwait data and helped to draft the manuscript. All authors read and approved the manuscript.

Acknowledgments

Acknowledgements

The authors gratefully acknowledge financial support from the Kuwait Foundation for the Advancement of Sciences through the John F. Kennedy School of Government at Harvard University.

Contributor Information

Ruifang Zhang, Email: ruifang.zhang@gs.com.

Karen Eggleston, Email: karen.eggleston@tufts.edu.

Vincent Rotimi, Email: vincent@HSC.EDU.KW.

Richard J Zeckhauser, Email: richard_zeckhauser@harvard.edu.

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