Abstract
BACKGROUND—The mechanisms of action of oral appliance therapy in obstructive sleep apnoea are poorly understood. Videoendoscopy of the upper airway was used during wakefulness to examine whether the changes in pharyngeal dimensions produced by a mandibular advancement oral appliance are related to the improvement in the severity of obstructive sleep apnoea. METHODS—Fifteen patients with mild to moderate obstructive sleep apnoea (median (range) apnoea index (AI) 4(0-38)/h, apnoea-hypopnoea index (AHI) 28(9-45)/h) underwent overnight polysomnography and imaging of the upper airway before and after insertion of the oral appliance. Images were obtained in the hypopharynx, oropharynx, and velopharynx at end tidal expiration during quiet nasal breathing in the supine position. The cross sectional area and diameters of the upper airway were measured using image processing software with an intraluminal catheter as a linear calibration. RESULTS—AI decreased to a median (range) value of 0 (0-6)/h (p<0.01) and AHI to 8 (1-28)/h (p<0.001) following insertion of the oral appliance. The median (95% confidence interval) cross sectional area of the upper airway increased by 18% (3 to 35) (p<0.02) in the hypopharynx and by 25% (11 to 69) (p<0.005) in the velopharynx, but not significantly in the oropharynx. Although in general the shape of the pharynx did not change following insertion of the oral appliance, the lateral diameter of the velopharynx increased to a greater extent than the anteroposterior diameter. Following insertion of the oral appliance the reduction in AHI was related to the increase in cross sectional area of the velopharynx (p= 0.01). CONCLUSIONS—A mandibular advancement oral appliance increases the cross sectional area of the upper airway during wakefulness, particularly in the velopharynx. Assuming this effect on upper airway calibre is not eliminated by sleep, mandibular advancement oral appliances may reduce the severity of obstructive sleep apnoea by maintaining patency of the velopharynx, particularly in its lateral dimension.
Full Text
The Full Text of this article is available as a PDF (1.0 MB).
Selected References
These references are in PubMed. This may not be the complete list of references from this article.
- Bonham P. E., Currier G. F., Orr W. C., Othman J., Nanda R. S. The effect of a modified functional appliance on obstructive sleep apnea. Am J Orthod Dentofacial Orthop. 1988 Nov;94(5):384–392. doi: 10.1016/0889-5406(88)90127-8. [DOI] [PubMed] [Google Scholar]
- Cartwright R. D., Samelson C. F. The effects of a nonsurgical treatment for obstructive sleep apnea. The tongue-retaining device. JAMA. 1982 Aug 13;248(6):705–709. [PubMed] [Google Scholar]
- Clark G. T., Arand D., Chung E., Tong D. Effect of anterior mandibular positioning on obstructive sleep apnea. Am Rev Respir Dis. 1993 Mar;147(3):624–629. doi: 10.1164/ajrccm/147.3.624. [DOI] [PubMed] [Google Scholar]
- Clark G. T., Blumenfeld I., Yoffe N., Peled E., Lavie P. A crossover study comparing the efficacy of continuous positive airway pressure with anterior mandibular positioning devices on patients with obstructive sleep apnea. Chest. 1996 Jun;109(6):1477–1483. doi: 10.1378/chest.109.6.1477. [DOI] [PubMed] [Google Scholar]
- Eveloff S. E., Rosenberg C. L., Carlisle C. C., Millman R. P. Efficacy of a Herbst mandibular advancement device in obstructive sleep apnea. Am J Respir Crit Care Med. 1994 Apr;149(4 Pt 1):905–909. doi: 10.1164/ajrccm.149.4.8143054. [DOI] [PubMed] [Google Scholar]
- Ferguson K. A., Love L. L., Ryan C. F. Effect of mandibular and tongue protrusion on upper airway size during wakefulness. Am J Respir Crit Care Med. 1997 May;155(5):1748–1754. doi: 10.1164/ajrccm.155.5.9154887. [DOI] [PubMed] [Google Scholar]
- Ferguson K. A., Ono T., Lowe A. A., Keenan S. P., Fleetham J. A. A randomized crossover study of an oral appliance vs nasal-continuous positive airway pressure in the treatment of mild-moderate obstructive sleep apnea. Chest. 1996 May;109(5):1269–1275. doi: 10.1378/chest.109.5.1269. [DOI] [PubMed] [Google Scholar]
- Ferguson K. A., Ono T., Lowe A. A., al-Majed S., Love L. L., Fleetham J. A. A short-term controlled trial of an adjustable oral appliance for the treatment of mild to moderate obstructive sleep apnoea. Thorax. 1997 Apr;52(4):362–368. doi: 10.1136/thx.52.4.362. [DOI] [PMC free article] [PubMed] [Google Scholar]
- George P. T. A modified functional appliance for treatment of obstructive sleep apnea. J Clin Orthod. 1987 Mar;21(3):171–175. [PubMed] [Google Scholar]
- Isono S., Tanaka A., Sho Y., Konno A., Nishino T. Advancement of the mandible improves velopharyngeal airway patency. J Appl Physiol (1985) 1995 Dec;79(6):2132–2138. doi: 10.1152/jappl.1995.79.6.2132. [DOI] [PubMed] [Google Scholar]
- Johnson L. M., Arnett G. W., Tamborello J. A., Binder A. Airway changes in relationship to mandibular posturing. Otolaryngol Head Neck Surg. 1992 Feb;106(2):143–148. doi: 10.1177/019459989210600204. [DOI] [PubMed] [Google Scholar]
- Kuna S. T., Bedi D. G., Ryckman C. Effect of nasal airway positive pressure on upper airway size and configuration. Am Rev Respir Dis. 1988 Oct;138(4):969–975. doi: 10.1164/ajrccm/138.4.969. [DOI] [PubMed] [Google Scholar]
- Mezzanotte W. S., Tangel D. J., White D. P. Waking genioglossal electromyogram in sleep apnea patients versus normal controls (a neuromuscular compensatory mechanism). J Clin Invest. 1992 May;89(5):1571–1579. doi: 10.1172/JCI115751. [DOI] [PMC free article] [PubMed] [Google Scholar]
- Schmidt-Nowara W. W., Meade T. E., Hays M. B. Treatment of snoring and obstructive sleep apnea with a dental orthosis. Chest. 1991 Jun;99(6):1378–1385. doi: 10.1378/chest.99.6.1378. [DOI] [PubMed] [Google Scholar]
- Schmidt-Nowara W., Lowe A., Wiegand L., Cartwright R., Perez-Guerra F., Menn S. Oral appliances for the treatment of snoring and obstructive sleep apnea: a review. Sleep. 1995 Jul;18(6):501–510. doi: 10.1093/sleep/18.6.501. [DOI] [PubMed] [Google Scholar]
- Schwab R. J., Pack A. I., Gupta K. B., Metzger L. J., Oh E., Getsy J. E., Hoffman E. A., Gefter W. B. Upper airway and soft tissue structural changes induced by CPAP in normal subjects. Am J Respir Crit Care Med. 1996 Oct;154(4 Pt 1):1106–1116. doi: 10.1164/ajrccm.154.4.8887615. [DOI] [PubMed] [Google Scholar]
- Stockley R. A. Lung infections. 1. Role of bacteria in the pathogenesis and progression of acute and chronic lung infection. Thorax. 1998 Jan;53(1):58–62. doi: 10.1136/thx.53.1.58. [DOI] [PMC free article] [PubMed] [Google Scholar]