Abstract
Although previous studies have implicated a diverse set of brain regions in reward-related decision making, it is not yet known which of these regions contain information that directly reflects a decision. Here, we measured brain activity using functional MRI in a group of subjects while they performed a simple reward-based decision-making task: probabilistic reversal-learning. We recorded brain activity from nine distinct regions of interest previously implicated in decision making and separated out local spatially distributed signals in each region from global differences in signal. Using a multivariate analysis approach, we determined the extent to which global and local signals could be used to decode subjects' subsequent behavioral choice, based on their brain activity on the preceding trial. We found that subjects' decisions could be decoded to a high level of accuracy on the basis of both local and global signals even before they were required to make a choice, and even before they knew which physical action would be required. Furthermore, the combined signals from three specific brain areas (anterior cingulate cortex, medial prefrontal cortex, and ventral striatum) were found to provide all of the information sufficient to decode subjects' decisions out of all of the regions we studied. These findings implicate a specific network of regions in encoding information relevant to subsequent behavioral choice.
Keywords: anterior cingulate cortex, distributed encoding, prefrontal cortex
Decision making is a neural process that intervenes between the processing of a stimulus input and the generation of an appropriate motor output. Motor responses are often performed to obtain reward, and the obligation of a decision-making mechanism is to ensure that appropriate responses are selected to maximize available reward. Although the neural systems involved in this process have been the subject of much recent research, studies have yet to isolate the specific neural circuits responsible for this decision process. Neural signals have been found that relate to but do not directly reflect this process, such as those pertaining to the expected value or utility of the available actions (1, 2), responses signaling errors in those predictions (3), encoding the value of outcomes received (4), and responses related to monitoring or evaluation of a previously executed action (5–7). Such signals have been found in diverse regions throughout the brain, including anterior cingulate cortex (ACC), medial prefrontal cortex (mPFC), orbitofrontal cortex, dorsolateral prefrontal cortex (DLPFC), amygdala, and striatum. Although complex behavioral decisions are likely to depend on information computed in a widely distributed network, it is not yet known where among this network of brain regions neural activity directly reflects the subsequent behavioral decision as to which action to select.
To determine the brain regions where neural activity is directly related to a final behavioral decision, we applied multivariate decoding techniques to our functional MRI (fMRI) data. This approach combines the temporal and spatial resolution of event-related fMRI with statistical learning techniques to decode on a trial by trial basis subjects' behavior or subjective states directly from their neural activity. Up to now, this technique has been used in visual perception, to decode perceptual states and/or perceptual decisions from fMRI signals recorded mainly (although not exclusively) in visual cortical areas (8–12). These previous studies have used locally distributed variations in activity to decode visual percepts, under situations where the global mean signals in a given region may show no significant differences between conditions. In the present case, many of our target regions of interest have been found to show global signal changes related to behavioral choice, that is, large spatially extended cluster areas of activation have previously been reported in these areas in previous fMRI studies (13, 14). Here, in addition to testing for global signals, we also tested for the presence of locally distributed signals relevant to behavioral decision making in each of our areas of interest. For this, we separated out global and local signals within each region and explored the separate contributions of signals at these two different spatial scales. We then extend this technique to the multiregion level to determine the contribution of interactions between brain areas in reward-related decision making.
To address this, subjects performed a probabilistic reversal task (4, 15) while being scanned with fMRI. On each trial, subjects are presented with two fractal stimuli and asked to select one (Fig. 1A), with the objective of accumulating as much money as possible. After making a choice, subjects receive either a monetary gain or a monetary loss. However, one choice is “correct” in that choosing that stimulus leads to a greater probability of winning money and hence to an accumulating monetary gain, whereas the other choice is “incorrect” in that choosing that stimulus leads to a greater probability of losing money and hence to an accumulating monetary loss. After a time, the contingencies reverse so that what was the correct choice becomes the incorrect choice and vice versa. To choose optimally, subjects need to work out which stimulus is correct and continue to choose that stimulus until they determine that the contingencies have reversed, in which case they should switch their choice of stimulus. The goal of our study is to decode subjects' behavioral choices on a subsequent trial on the basis of neural activity on the preceding trial.
An important feature of this task is that its probabilistic nature precludes subjects from inferring which stimulus is correct on the basis of the outcome received on the previous trial alone, because both correct and incorrect stimulus choices are associated with rewarding and punishing feedback. Rather, subjects need to take into account the history of outcomes received to make decisions about what choices to make in future. Furthermore, the two stimuli are presented at random on the left or right of the screen. Thus, on the previous trial, subjects do not know in advance which of two possible motor responses are needed to implement a particular decision until such time as the next trial is triggered. Consequently, our fMRI signal cannot be driven merely by trivial (i.e., non-decision-related) neural activity pertaining to preparation of a specific motor response (choose left vs. choose right) because such signals are not present before the stimuli are shown. Therefore, the only signals in the brain relevant to decoding choice are those pertaining to the subjects' abstract decision of whether to maintain their current choice of stimulus or switch their choice to the alternative stimulus, or else to those pertaining to the consequences of that decision (e.g., to implement a switch in response set).
Nine regions of interest were specified a priori (see Materials and Methods), based on previous literature implicating these regions in reward-related decision making. These include the medial and lateral orbitofrontal cortex and adjacent mPFC. These regions have been shown to encode expected reward values, as well as the reward value of outcomes (4, 16, 17). Moreover, signals in these regions have been found to relate to behavioral choice, whereby activity increases in mPFC on trials when subjects maintain their current choices on subsequent trials compared with when they switch (14).
Another region that we hypothesized might contain signals relevant to behavioral choice is the ACC. This area is engaged when subjects switch their choice of stimulus on reversal learning tasks (13, 14), suggesting that signals there relate to behavioral choice. A general role for this region in monitoring action-outcome associations has recently been proposed (18). The region has also been argued to mediate action selection under situations involving conflict between competing responses (7) and action selection between responses with different reward contingencies (19). ACC has also been suggested to play a role in monitoring errors in behavioral responding or even in decoding when these errors might occur (20). What all of these accounts of anterior cingulate function have in common is that they posit an intervening role for this area between the processing of a stimulus input and the generation of an appropriate behavioral response, even though such accounts differ as to precisely how this region contributes at this intermediate stage. On these grounds, we hypothesized that neural signals in ACC would be relevant for decoding subsequent behavioral choices.
Other regions we deemed relevant to decision making include the insular cortex, which has been shown to respond during uncertainty in action choice, as well as under situations involving risk or ambiguity (21–23). Kuhnen and Knutson (24) showed that neural activity in this region on a previous trial correlated with whether subjects will make a risk-seeking or risk-averse choice in a risky decision-making paradigm. We also include in our regions of interest ventral striatum, where activity is linked to errors in prediction of future reward, and dorsal striatum, which is argued to mediate stimulus-response learning and goal-directed action selection (25–28). Another region we included is the amygdala, which has been implicated in learning of stimulus-reward or stimulus-punisher associations (29–31).
We analyzed the contribution each region of interest gives to the decoding of choice behavior in two ways. In the first, we study each region individually and compare their discriminative power for decoding behavioral choice. This is done by separating fMRI signals in each region into spatially local and spatially global signals, thus disambiguating results that correspond to classic fMRI approaches (global signals), with results that can only be obtained by using multivariate fMRI decoding techniques (local signals). In the second approach, we make use of neural responses in all of our nine regions of interest to decode behavioral decisions by using a multivariate analysis that optimally combines information from the different brain regions (Fig. 1B). This method enables us to obtain better decoding accuracy than by using each region separately and to explore the relative contributions of each of these different areas to the final behavioral choice.
Results
Local vs. Global Signals Related to Behavioral Choice in Regions of Interest.
To address the contribution of global vs. local signals in the encoding of behavioral choice, we separated the original fMRI data into global signals with a spatial scale bigger than 8 mm and local signals with a spatial scale smaller than 8 mm (see Materials and Methods). Fig. 2A shows the statistical significance of each voxel when discriminating between switch vs. stay decisions in two subjects. Local signals (Fig. 2A Right) defined this way do not survive classical fMRI analysis (Fig. 2B) and can only be studied by using signal analysis techniques sensitive to spatially distributed signals. We evaluated the degree to which each individual region of interest could decode subjects' subsequent choices when using either global or local signals (Fig. 3A). Each subject underwent four separate fMRI sessions (70 trials each) during which they performed the decision-making task. Four classifiers were trained and tested for each subject by using four-fold cross validation, where each classifier is trained by using three of the sessions (210 trials) and then tested on the session that is left out (70 trials). Decoding accuracy derived from global and local signals was comparable within each region of interest, suggesting that local and global signals strongly covary in each of the regions studied. There was a trend toward a greater contribution of local signals compared with global signals in overall decoding accuracy in ACC, although this did not reach statistical significance (at P < 0.08).
Decoding Accuracy of Each Individual Region.
When combining both local and global signals and evaluating decoding accuracy for each region alone, we find that each region can decode better than chance whether a subject is going to switch or not (Fig. 3B), with the highest accuracies being obtained by ACC (64%), anterior insula (62%), and DLPFC (60%). To address whether the difference in decoding accuracy across regions is merely a product of intrinsic differences in MR signal to noise in these areas, we examined the signal-to-noise ratio in each region by analyzing responses elicited by the main effect of receiving an outcome compared with rest. All regions had comparable signal-to-noise ratio to the main effect of outcome receipt [supporting information (SI) Fig. 4], suggesting that accuracy differences are unlikely to be accounted for by variations in intrinsic noise levels between regions.
Combined Accuracy Across Multiple Regions.
Next, we aimed to determine whether a combination of specific brain regions would provide better decoding accuracy than when just considering one region alone. For this, we built regional classifiers using a multivariate approach that takes into account interactions between multiple regions of interest when decoding decisions (see Fig. 1B). This approach optimally combines both local and global signals from each region of interest. To determine which subset of regions to include in our classifier, we performed a hierarchical analysis whereby we started with the most accurate individual region and then iteratively built multiregion classifiers by adding one region at a time. At each step in this iterative process, we added the region that increased the multiregion classifier's accuracy the most (out of the remaining regions). Fig. 3C shows the results of this process. We found that out of our nine regions of interest, a classifier with only three of these areas (ACC, mPFC, and ventral striatum) achieved an overall decoding accuracy of 67 ± 2%, a significantly better decoding accuracy of subject's choice than that provided by each region alone (for example, compared with ACC at P < 0.01). Accuracy increase when adding regions is not only due to the signals related to behavioral choice in each region but also depends on the degree of statistical independence of noise across regions (SI Fig. 5). Fig. 3D shows the average accuracy for each individual subject when using our region-based classifier. Receiver operating characteristic curves representing the average classifier accuracy across a range of response thresholds are shown in SI Fig. 6 (see also SI Table 2).
Insula and DLPFC, which on their own have high decoding accuracy, were not selected in our hierarchical classifier, suggesting that signals from these regions are better accounted for by the other included regions. To account for the possibility that another combination of regions could substitute equally well for the regions included in the hierarchical classifier, we ran an additional analysis whereby we tested the classification accuracy of every possible combination of three regions (SI Fig. 7). Even in this case, we still found that the specific combination of regions identified from the hierarchical analysis were highest in decoding accuracy compared with all other possible combinations, supporting the conclusion that the specific regions we identified are sufficient for decoding decisions up to the overall decoding accuracy obtained in our study.
It should be noted that the approach we use here whereby signals are combined across regions proved significantly better at decoding behavioral decision making than alternative decoding techniques that do not employ this multiregion approach (SI Fig. 8). However, when in the hierarchical analysis we added more than four regions, the combined classifier's accuracy gradually decreased again (Fig. 3C), perhaps because of over-fitting of the training data.
Decisions per Se or Detection of Rewarding vs. Punishing Outcomes?
A key question is whether the decoding accuracy of our regional classifier is derived by detecting activity elicited by the decision process and its consequences or merely reflects detection of the sensory and affective consequences of receiving a rewarding or punishing outcome on the preceding trial. To test this, we restricted input to the classifier to only those trials on which subjects received a punishing outcome. Even in this instance, the classifier was able to decode subjects' decisions to switch or stay on the subsequent trial with 57 ± 1% accuracy, significantly better than chance (at P < 10−8, across-subjects mean accuracy). This finding suggests that our classifier is using information relating to the behavioral decision itself and is not merely discriminating between rewarding or punishing outcomes on the immediately preceding trial. Additional analyses in support of this conclusion are detailed in SI Methods.
Discussion
The results of this study demonstrate that it is possible to decode, with a high degree of accuracy, reward-related decisions or the consequence of those decisions (in terms of initiating a change in response choice) in human subjects on the basis of neural activity measured with fMRI before the specific physical action involved is either planned or executed. Theoretical accounts of goal-directed behavior differ in the degree to which decisions are suggested to be linked to the specific action needed to carry them out. According to one stimulus-driven view, decisions are computed abstractly in terms of the specific stimulus or goal the subject would like to attain (32, 33). In the case of the probabilistic reversal task used here, this comes down to a choice between which of two different fractal stimuli to select. An alternative approach is to propose that decisions are computed by choosing between the set of available physical actions that are required to attain a particular goal. Here, we measure neural responses on a preceding trial before subjects are presented with the explicit choice between two possible actions, and before subjects know which specific action they will need to select to implement that decision. The fact that these decisions can be decoded before subjects are aware of the specific action that needs to be performed to realize them (choose left or right button) suggests that decision signals can be encoded in the brain at an abstract level, independently of the actual physical action with which they are ultimately linked (32). We should note, however, that our decoding technique, which is based on activity elicited at the time of receipt of the outcome on the preceding trial, is likely to be picking up both the decision itself and the consequence of the decision. In other words, once a decision to switch is computed, a change in stimulus-response mapping is going to be initiated, and the activity being detected in our analysis may also reflect this additional process.
Our findings have important implications not only for understanding what types of decisions are computed but also when these decisions are computed. In the context of the reversal task, it is possible for a decision to be computed at any point in time between receipt of the outcome on the previous trial and implementation of the behavioral choice on the next. By using multivariate fMRI techniques, we have been able to show that subsequent decisions (or the consequences of those decisions) can be decoded on the basis of signals present on the preceding trials (after outcomes are received). This suggests that the decision to switch or maintain current response set may be initiated as soon as the information needed to compute the decision is available, rather than being implemented only when required on the subsequent trial.
In this study, we also separated fMRI signals with a global spatial encoding from those with a local spatial encoding and evaluated the information each contained for decoding behavioral choice within each of our regions of interest. Global signals, as we define them here, are relatively uniform spatially extended clusters of activation within a given area (with a spatial scale of >8 mm). Typically, these spatially smoothed signals are those reported in conventional fMRI analyses, because they are especially likely to survive at the group level. However, recently it has been shown that information about task processes can be obtained from considering local spatially distributed variations in voxel activity (9, 10). In the present case, we defined spatially local signals as those with a spatial scale of <8 mm. In this study, we showed that within each region of interest, local signals do convey important information regarding behavioral choice over and above that conveyed by the global signals. However, we did not find strong evidence for a dissociation between regions in the degree to which they were involved in encoding local and global signals, except for a trend in ACC toward a greater role for this region in encoding local as opposed to global signals. These results suggests that at least in the context of the present reversal learning task, the presence of global and local information relevant to behavioral decision making strongly covaries within areas. This is in contrast to results observed in the visual system, where in some instances local signals convey information pertaining to visual perception even when global signals do not. Local fMRI signals in visual cortex have been argued to relate to the columnar organization in this area of the brain. It should be noted, however, that much less is known about the degree to which columnar organization exists outside of visual cortical areas, and hence, the underlying neural architecture that contributes to local fMRI signals in other areas of the brain such as the prefrontal cortex remains to be understood.
We also used a multivariate analysis technique whereby the degree to which neural signals in multiple brain regions contribute to the decision process are evaluated simultaneously. This approach has allowed us to efficiently recruit signals from diverse brain regions to arrive at a better decoding accuracy for subjects' behavioral choice than would follow from considering activity in any one region alone. As a consequence, our findings suggest that reward-related decision processes might be better understood as a product of computations performed across a distributed network of brain regions, rather than being the purview of any one single brain area.
Nevertheless, our results do suggest that some regions are more important than others. When we compared the decoding accuracy of classifiers incorporating information from all of our regions of interest to the accuracy of classifiers using information derived from different subsets of regions, we found that activity in a specific subset of our regions of interest accounted for the maximum accuracy of our classifier; namely, the ACC, mPFC, and ventral striatum. Each of these regions has been identified previously as playing a role in decision making and behavioral choice on the basis of prior fMRI studies using traditional statistical analysis techniques (13, 14, 27). Out of these, one region in particular stood out as contributing the most: dorsal ACC. This region has previously implicated in diverse cognitive functions, including response conflict and error detection (7, 20). However, a recent theoretical account has proposed a more general role for this region in guiding action selection for reward (13, 18, 19). Although not incompatible with response-conflict or error-detection theories, our results are especially consistent with this latter hypothesis, suggesting that this region is playing a key role in implementing the behavioral decision itself.
Some of the regions featured in this study, such as DLPFC, may contribute to task or cognitive-set switching more generally (34–36) and are unlikely to be uniquely involved in reward-related decision making. However, it is notable that DLPFC was ultimately not selected in our combined classifier. Instead, the regions that were selected have previously been specifically implicated in reward-related learning and/or in implementing changes in behavior as a consequence of such learning and not in cognitive set-shifting per se (13, 14).
The present study demonstrates that it is possible to decode, on a single-trial basis, abstract reward-related decisions in human subjects, in essence, by reading their decision before the action is executed. Our findings are consistent with the proposal that decision making is best thought of as an emergent property of interactions between a distributed network of brain areas rather than being computed in any one single brain region. Of all of the regions we studied, we found that a subset of three regions seemed to contain information that was sufficient to decode behavioral decision making: ACC, mPFC, and ventral striatum. Future studies are needed to determine whether these regions contain information specifically required for probabilistic reversal learning or whether other types of reward-related decisions can also be decoded on the basis of information contained in these areas.
Materials and Methods
Subjects.
Eight healthy right-handed normal subjects participated in this study (four female, mean age 27.6 ± 5.6 years). The subjects were preassessed to exclude those with a prior history of neurological or psychiatric illness. All subjects gave informed consent, and the study was approved by the Institute Review Board at the California Institute of Technology. Subjects were paid according to their performance in the task. Before scanning, subjects were trained on three different versions of the probabilistic reversal task, as in Hampton et al. (17), as described in SI Methods.
Data Acquisition and Preprocessing.
The functional imaging was conducted by using a Siemens 3.0-T Trio MRI scanner to acquire gradient echo T2* weighted echo-planar images with blood oxygenation level-dependent (BOLD) contrast. To optimize functional sensitivity in orbitofrontal cortex, we used a tilted acquisition in an oblique orientation of 30° to the anterior–posterior commissure line. Four sessions of 450 volumes each (4 × 15 min) were collected in an interleaved-ascending manner. The imaging parameters were as follows: echo time, 30 ms; field-of-view, 192 mm; in-plane resolution and slice thickness, 3 mm; TR, 2 s. Whole-brain high-resolution T1-weighted structural scans (1 × 1 × 1 mm) were acquired from each subject and co-registered with their mean echo-planar image. Image analysis was performed by using SPM2 (Wellcome Department of Imaging Neuroscience, Institute of Neurology, London, U.K.). To correct for subject motion, the images were realigned to the first volume, spatially normalized to a standard T2* template with a resampled voxel size of 3 mm. Trials were 12 s long and were time locked to the start of the fMRI echo-planar scan sequence. This was done to ensure that the scans from the previous trial used to decode the subject's decision in the next trial would not be contaminated with BOLD activity arising from the choice itself on the subsequent trial. A running high-pass filter (the mean BOLD activity in the last 36 volumes, or 72 s, was subtracted from the activity of the current volume) was also applied to the data. This was used instead of the usual high-pass filtering (37) so that BOLD activity in a volume would not be contaminated with activity from the choice itself in subsequent volumes. In the scanner, visual input was provided with Restech (Resonance Technologies, Northridge, CA) goggles, and subjects used a button box to choose a stimulus.
Global and Local Spatial Signals.
To dissociate global and local signals relevant to behavioral choice, we used the following procedure. (i) The activity in each voxel was scaled such that the variance of the BOLD activity over all trials in a session was equalized across all voxels. (ii) The fMRI data were spatially smoothed by using a Gaussian kernel with a full width at half maximum of 8 mm, to capture global changes in signal. (iii) fMRI data containing only locally distributed spatial signals were then extracted by subtracting the smoothed fMRI data (obtained in ii), from the non-spatially smoothed fMRI data (obtained in i). This procedure adopts the assumption that BOLD activity is a function of the underlying neuronal activity that is identical across neighboring voxels, except for a scaling constant. Furthermore, i estimates and eliminates the scaling differences across voxels, but errors in the estimation of this scaling could lead to an incomplete dissociation between local and global signals. The procedure also assumes that if local encodings exist, they will have the same scaling characteristics across all brain regions.
Region-of-Interest Specification.
Nine regions of interest were specified based on previous literature implicating these regions in reward-related decision making, and delineated by anatomical landmarks (SI Fig. 9). Regions of interest were specified by using a series of spheres centered at specified (x, y, z) Montreal Neurological Institute coordinates and with specified radii in millimeters (see SI Table 3 for complete specification).
Discriminative Analysis.
To optimally classify whether subjects will switch or stay in a given trial, the fMRI voxel activity x (see Fig. 1A) is assigned to the action ai for which the posterior probability p(ai|x) = p(x|ai)p(ai)/p(x) is maximal. Here, p(x|ai) is the distribution of voxel activities given action ai. Assuming that the fMRI activity x follows a multivariate normal distribution with the same covariance matrix Σ given either action, the posterior probability whether to choose the switch action is
where x̄sw and x̄st are the training sample means of the fMRI activity for the switch and stay actions, respectively, and S is the pooled covariance matrix estimated from the training sample. This can be simplified to p(asw|x) = 1/(1 + e−y), where
Here, θ is a threshold variable that groups all constants. Given the brain voxel activity x in a single trial, choosing the action with maximal posterior is equivalent to choosing the action for which y > 0.
The classifier was built in two steps (see Fig. 1B). In the first, nine regions of interest were specified (SI Fig. 9), and a unique signal from each region was obtained by adding up the activities of all voxels in that region, weighted by the voxels' discriminability:
where σi2 is the pooled voxel variance of voxel i. This approach assumes that the noise is independent across voxels, a procedure used to avoid overfitting the classifier to the fMRI data. The second step utilizes the coalesced regional activities as input to a full Gaussian discriminative classifier (Eq. 2), where weights are assigned to each region.
Decoding accuracy is measured as the percentage of correctly decoded behavioral choices. That is, the mean between correctly decoded switch actions (number of correctly decoded switches divided by the total number of switch actions) and correctly decoded stay actions (number of correctly decoded stays divided by the total number of stay actions). This measure takes into account the fact that the number of times a subject switches or stays can be different across sessions.
Supplementary Material
Acknowledgments
We thank Dirk Neumann for helpful discussions. This work was supported by a grant from the Gimbel Discovery Fund For Neuroscience and a grant from the Gordon and Betty Moore Foundation (to J.P.O.).
Abbreviations
- ACC
anterior cingulate cortex
- BOLD
blood oxygenation level-dependent
- DLPFC
dorsolateral prefrontal cortex
- fMRI
functional MRI
- mPFC
medial prefrontal cortex.
Footnotes
The authors declare no conflict of interest.
This article is a PNAS direct submission.
This article contains supporting information online at www.pnas.org/cgi/content/full/0606297104/DC1.
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