Abstract
Children with acute hypoxic-ischaemic events (e.g. stroke) and chronic neurological conditions associated with hypoxia frequently present to paediatric neurologists. Failure to adapt to hypoxia may be a common pathophysiological pathway linking a number of other conditions of childhood with cognitive deficit. There is evidence that congenital cardiac disease, asthma and sleep disordered breathing, for example, are associated with cognitive deficit, but little is known about the mechanism and whether there is any structural change. This review describes what is known about how the brain reacts and adapts to hypoxia, focusing on epilepsy and sickle cell disease (SCD). We prospectively recorded overnight oxyhaemoglobin saturation (SpO2) in 18 children with intractable epilepsy, six of whom were currently or recently in minor status (MS). Children with MS were more likely to have an abnormal sleep study defined as either mean baseline SpO2 <94% or >4 dips of >4% in SpO2/hour (p = .04). In our series of prospectively followed patients with SCD who subsequently developed acute neurological symptoms and signs, mean overnight SpO2 was lower in those with cerebrovascular disease on magnetic resonance angiography (Mann-Whitney, p = .01). Acute, intermittent and chronic hypoxia may have detrimental effects on the brain, the clinical manifestations perhaps depending on rapidity of presentation and prior exposure.
Introduction
Paediatric neurologists manage children with a range of conditions associated with hypoxia. Survivors of neonatal asphyxia often have long-term motor and cognitive impairments (de Haan, Wyatt, Roth, Vargha-Khadem, Gadian & Mishkin, 2006, this issue), challenging assumptions about the resistance of the immature brain to hypoxia and the degree to which the otherwise expected plasticity may compensate for early brain damage. Other common conditions of childhood are associated with chronic-intermittent hypoxia of varying severity and an increased prevalence of cognitive and behavioural deficits (Kheirandish & Gozal, 2006; Wray, 2006, this issue). Progressive cerebrovascular disease (CVD) (Hogan, Kirkham, Isaacs, Wade & Vargha-Khadem, 2005) or persisting epilepsy may account for some of the poor outcomes in children initially predicted to do well. Variations in presentation, response to treatment and cognitive outcome may also be related to the nature of the injury (focal or global), the stage of brain development at which injury occurs and any acute or chronic systemic disturbance, such as hypotension or hypoxia. The severity and persistence of neurocognitive deficit may be determined not only by the extent to which hypoxia depletes the brain’s energy reserves, but also by the manner in which the brain responds to this challenge.
The aim of this review is to describe what is known about how the brain adapts to hypoxia. Evidence is drawn from animal models and diseases affecting older adults, as well as from studies of populations living at altitude. These mechanisms are subsequently explored in the context of epilepsy and of sickle cell disease, an anaemia associated with oxyhaemoglobin desaturation (Setty, Stuart, Dampier, Brodecki & Allen, 2003), subtle white matter abnormality in the absence of brain infarct and intellectual deficit (Baldeweg, Hogan, Saunders, Telfer, Gadian, Vargha-Khadem & Kirkham, 2006; Schatz & Buzan, 2006).
Mechanisms of adaptation to hypoxia
Cognitive effects of acute hypoxia have been likened to alcohol intoxication (Barcroft, 1920), with headache, mental confusion, drowsiness, muscular weakness, inco-ordination and visual disturbance (McFarland & Evans, 1939). Long-term adaptation to intermittent and sustained hypoxia (see Figure 1) may play a role in modifying the effect of acute hypoxia on neurones, reducing the clinically detectable effects (Miyamoto & Auer, 2000). Altitude studies have identified alternative, parallel or serial adaptive mechanisms (Figure 1), including increased erythropoiesis (Dill, 1964), changes in chemosensitive drive to respiration (Fatemian, Gamboa, Leon-Velarde, Rivera-Ch, Palacios & Robbins, 2003), remodelling of the vasculature (Ng, Tan, Ng & Lim, 2005), upregulation of sympathetic mechanisms (Calbet, 2003) and increased exhaled nitric oxide (NO) protecting against hypoxic pulmonary vasoconstriction and improving oxygen transfer in the lung (Beall, Laskowski, Strohl, Soria, Villena, Vargas, Alarcon, Gonzales & Erzurum, 2001). Some genes upregulated during severe ischaemia, are downregulated by a less severe ‘preconditioning’ insult associated with amelioration of the effects of hypoxia (Figure 1; Stenzel-Poore, Stevens, Xiong, Lessov, Harrington, Mori, Meller, Rosenzweig, Tobar, Shaw, Chu & Simon, 2003).
Recent evidence suggests a key role in acclimatization to chronic hypoxaemia for Hypoxia-Inducible Factor (HIF) stabilization which upregulates endothelin, erythropoietin and growth factors such as vascular endothelial growth factor (VEGF) and placental growth factor (PGF) (Figure 1) (Semenza, 2001). Erythropoietin is neuroprotective (Chang, Mu, Wendland, Sheldon, Vexler, McQuillen & Ferriero, 2005), as well as increasing red cell mass and oxygen carrying capacity. HIF stabilization also improves host defence in response to infection (Peyssonnaux, Datta, Cramer, Doedens, Theodorakis, Gallo, Hurtado-Ziola, Nizet & Johnson, 2005) and heat acclimatization (Shein, Horowitz, Alexandrovich, Tsenter & Shohami, 2005), providing a basis for interactions between adaptations (Datta & Tipton, 2006) of relevance to children.
Upregulation of gene products by hypoxia may be age-dependent. As well as inducing angiogenesis, VEGF may induce vascular leakage leading to cerebral oedema (Schoch, Fischer & Marti, 2002) at altitude (Tissot van Patot, Leadbetter, Keyes, Bendrick-Peart, Beckey, Christians & Hackett, 2005) and after status epilepticus (Croll, Goodman & Scharfman, 2004). There are age differences in VEGF expression of potential physiological importance; in the systemic circulation (Rivard, Berthou-Soulie & Principe, 2001) and carotid body (Di Giulio, Bianchi, Cacchio, Artese, Rapino, Macri & Di Ilio, 2005) it is greater in the young with evidence for neuroprotection. HIF stabilization appears to be associated with more apoptotic cell death in older animals (Rapino, Bianchi, Di Giulio, Centurione, Cacchio, Antonucci & Cataldi, 2005); in this age group, lack of expression is neuroprotective (Helton, Cui, Scheel, Ellison, Ames, Gibson, Blouw, Ouyang, Dragatsis, Zeitlin, Johnson, Lipton & Barlow, 2005). Certain polymorphisms increase susceptibility to Alzheimer’s, again suggesting an important role for VEGF in neuroprotection (Del Bo, Scarlato, Ghezzi, Martinelli Boneschi, Fenoglio, Galbiati, Virgilio, Galimberti, Galimberti, Crimi, Ferrarese, Scarpini, Bresolin & Comi, 2005).
Hypoxic induction of NO synthesis is important because NO has a role in HIF stabilization (Hagen, Taylor, Lam & Moncada, 2003) and is a powerful vasodilator increasing tissue oxygen delivery (Bertuglia & Giusti, 2005), although there is ongoing controversy about the precise mechanism. One group has provided evidence that haemoglobin reduces nitrite (Figure 1), releasing NO during haem deoxygenation, with maximal activity observed at 50% haemoglobin oxygenation (P50), stimulating vasodilatation (Crawford, Isbell, Huang, Shiva, Chacko, Schechter, Darley-Usmar, Kerby, Lang, Kraus, Ho, Gladwin & Patel, 2005). Another has shown that during oxygen binding to haem as blood is oxygenated in the lungs, NO binding to a cysteine on the haemoglobin molecule forming S-nitrosylated haemoglobin (SNO) (Figure 1), which changes from the vasoconstricting R state to the vasodilating T state upon deoxygenation, releasing the NO locally (Stamler, Jia, Eu, McMahon, Demchenko, Bonaventura, Gernert & Piantadosi, 1997). Haemoglobin therefore appears to play a key role in matching tissue perfusion to oxygen demand by reacting with nitrite (Gladwin, Crawford & Patel, 2004) or SNO (Singel & Stamler, 2005) (Figure 1) in a manner allosterically regulated by oxygen tension. Central neural transduction of the hypoxic ventilatory response appears to depend on signalling in the brainstem by reactive S-nitrosylated (SNO) molecules, such as S-nitrosoglutathione, formed locally when the NO released from deoxygenated SNO-haemoglobin binds (Lipton, Johnson, Macdonald, Lieberman, Gozal & Gaston, 2001).
The incidence and extent of neurocognitive deficit in children living at altitude is unknown, but these children provide an important naturalistic model for hypoxic-adaptation of relevance to other populations (Virués-Ortega, Garrido, Javierre & Kloezeman, 2006, this issue). For example, the hyperventilatory response (Figure 1), well recognized at altitude, may be particularly important in anaemia, where oxygen delivery may be maintained by increased cardiac output or tissue oxygen extraction (Macarlupu, Buvry, Morel, Leon-Velarde, Richalet & Favret, 2006). In populations native to high altitude, there are at least three distinct phenotypes: Andeans, Ethiopians and Tibetans (Beall, 2000a; Beall et al., 2001), which might represent differences in distribution of genetic polymorphisms, although this awaits confirmation (Mejia, Prchal, Leon-Velarde, Hurtado & Stockton, 2005). Mechanisms of adaptation include: erythropoiesis, enlarged chests and a blunted ventilatory response to hypoxia reducing the work of breathing (Andeans); increased NO production (Tibetans); and hyper-ventilation (Ethiopians) (Beall, 2003). Data in those of African origin are limited but oxyhaemoglobin saturation (SpO2) is relatively normal in Ethiopians living at high altitude (Beall, Decker, Brittenham, Kushner, Gebremedhin & Strohl, 2002) while at lower altitude, tidal volume is reduced, respiratory rate increased and SpO2 lower in the Xhosa than in Caucasians (Terblanche, Tolley, Fahlman, Myburgh & Jackson, 2005). In young adult African Americans, peripheral chemosensitivity is increased during sleep, although baroreceptor responses are reduced compared with Caucasians (Crisostomo, Zayyad, Carley, Abubaker, Onal, Stepanski, Lopata & Basner, 1998), perhaps providing a basis for variation in prevalence of chronic hypertension. These differences may reflect subtle variations in earlier exposure to hypoxia rather than, or as well as, natural selection for genetic polymorphisms (Terblanche et al., 2005).
Adaptations prior to conception, during foetal life and in early childhood (Beall, 2000b) may play an important role. Age-dependent chronic adaptations include attenuation of hypoxic hyperventilatory response after exposure to intermittent hypoxia (Gozal & Gozal, 2001), the degree of alveolar branching (van Tuyl, Liu, Wang, Kuliszewski, Tibboel & Post, 2005), increases in cerebral capillary density (LaManna, Chavez & Pichiule, 2004), size and shape of cerebral smooth muscle and endothelial cells (Williams & Pearce, 2005) and response to sympathetic stimulation and calcium-dependent and -independent mechanisms for smooth muscle contraction (Longo & Pearce, 2005). If a hypoxic challenge occurs later in life, any of these prior adaptations might determine the mechanisms available to respond, and the nature of any sequelae if the response is inadequate.
Adaptation to intermittent or sustained hypoxia might particularly determine the type of neurological complications for which patients are at risk when exposed to acute hypoxia. For example, persistently low levels of tissue oxygen in anaemia may lead to neuroprotective erythropoietin production, but release of younger, more adhesive red cells and any associated haemolysis (Rice & Alfrey, 2005) may adversely affect endothelial function (Gladwin & Kato, 2005), eventually leading to irreversible vascular disease. Erythropoietic changes in skull thickness and facial bone morphology potentially reduce airway size and lead to intermittent hypoxaemia. In obstructive sleep apnoea, upregulation of inflammatory proteins adversely affects endothelial function, leading to reduced arterial diameter (Minoguchi, Yokoe, Tazaki, Minoguchi, Tanaka, Oda, Okada, Ohta, Naito & Adachi, 2005); high middle cerebral artery velocities have also been demonstrated in children with primary snoring (Hill, Hogan, Onugha, Harrison, Cooper, McGrigor, Datta & Kirkham, 2006). Interestingly, patients with Parkinson’s disease (Onodera, Okabe, Kikuchi, Tsuda & Itoyama, 2000) have impaired chemosensitivity to hypoxia. In the elderly, oxyhaemoglobin desaturation is associated with periventricular white matter lesions on MRI (van Dijk, Vermeer, de Groot, van de Minkelis, Prins, Oudkerk, Hofman, Koudstaal & Breteler, 2004).
In summary, there are a number of adaptations to hypoxia, which may depend on genetic factors and on the timing, degree and duration of exposure. The effect of these variables in individuals and the specific consequences in terms of cerebrovascular pathology and neurological disease remain to be determined now that population-based normal data are available (Urschitz, Wolff, Von Einem, Urschitz-Duprat, Schlaud & Poets, 2003).
Exposure to hypoxia in a common neurological disease of childhood: epilepsy
Some childhood epilepsies are recognized by paediatric neurologists as ‘malignant’ in that seizures are frequent and resistant to medication and the child’s development arrests (Dulac & Chiron, 1996; Drury, 2002). Aetiology is obscure in many cases, although some patients have a gene coding for an abnormal component of an ion channel and others may have focal or generalized structural abnormality; children with Sturge-Weber syndrome (see Figure 2) may follow this course (Maria, Neufeld, Rosainz, Drane, Quisling, Ben-David & Hamed, 1998). Many children spend prolonged periods of time in ‘minor status’ (MS), a state of clouded consciousness with frequent absences and sometimes drop attacks, accompanied by continuous discharges on the EEG (Brett, 1966; Drury, 2002).
Hypoxia appears to exacerbate seizures in 10-day-old, but not older or younger rats (Jensen, Holmes, Lombroso, Blume & Firkusny, 1992), suggesting an age-dependent effect. There are chronic abnormalities of cerebral perfusion and metabolism detectable with diffusion (Figure 2) and perfusion MRI or positron emission tomography (PET) (Ferrie, Maisey, Cox, Polkey, Barrington, Panayiotopoulos & Robinson, 1996), which might interact with chronic hypoxaemia in the maintenance of epileptogenicity. Vasculopathy may play a role in some cases (Pascual-Castroviejo, Lopez Martin, Martinez Bermejo & Perez Higueras, 1994). Seizures are usually accompanied by an increase in CBF to meet increased metabolic demand (Brodersen, Paulson, Bolwig, Rogon, Rafaelsen & Lassen, 1973) but not in patients with Sturge-Weber syndrome, rendering them vulnerable to ictal ischaemia (Aylett, Neville, Cross, Boyd, Chong & Kirkham, 1999). Sleep disordered breathing (SDB) and intermittent or sustained oxyhaemoglobin desaturation might contribute to intractability in epilepsy. Abnormal polysomnography has been documented (Malow, Levy, Maturen & Bowes, 2000; Koh, Ward, Lin & Chen, 2000), and appropriate treatment, e.g. adenotonsillectomy or continuous positive airway pressure (CPAP), has been associated with reduction in seizure frequency (Cohen, Lefaivre, Burstein, Simms, Kattos, Scott, Montgomery & Graham, 1997; Holland & Yan, 1997).
We prospectively recorded overnight SpO2 in 18 children with intractable epilepsy, six of whom were currently or recently in MS. An abnormal study was defined as either: (a) mean baseline SpO2 <94%; or, (b) >4 dips of >4% in SpO2/hour. Children with MS were more likely to have an abnormal sleep study (p = .04) and had more dips/hour (p = .04). There was a trend for minimum SpO2 to be lower in those with MS (p = .06) but there was no difference in mean SpO2 between those with and without MS (p = .6). Although it is possible that abnormal sleep studies were directly related to frequent seizures in children with MS, there may be a self-feeding loop such that SDB and nocturnal hypoxaemia in turn contribute to intractability and to cognitive deterioration in epileptic children. The possibility that such a vicious cycle contributes to progressive brain damage could be explored in populations such as those with Sturge-Weber syndrome (Figure 2). Prospective research is needed to understand mechanisms and test therapies.
Exposure and adaptation to hypoxia in a common haemoglobinopathy of childhood: sickle cell disease
Sickle oxyhaemoglobin has a reduced affinity, i.e. the partial pressure of oxygen (PaO2) at which haemoglobin is 50% saturated (P50) is increased, although there is considerable variation between patients (Rackoff, Kunkel, Silber, Asakura & Ohene-Frempong, 1993). Thus arterial blood has lower oxygen saturation for any given arterial PaO2; this has advantages and disadvantages, which may depend on degree of hypoxic exposure (Samaja, Crespi, Guazzi & Vandegriff, 2003). Unloading of oxygen from blood to tissues is facilitated (lessening the drive for chronic adaptative gene upregulation), but oxygen loading at the lungs is reduced. As foetal haemoglobin levels fall during childhood, oxyhaemoglobin affinity must drop, although there are few data on time course. This may influence the hypoxic response and alter cerebral oxygen extraction, as has been suggested for altitude sickness in the general population (Curran-Everett, 2003).
Daytime SpO2 measured using pulse oximetry is low in many SCD patients, in association with degree of anaemia and increasing age (Rackoff et al., 1993), although because of reduced oxygen affinity, arterial hypoxaemia is rarely demonstrated. Overnight oxyhaemoglobin desaturation (Kirkham, Hewes, Prengler, Wade, Lane & Evans, 2001a; Setty et al., 2003) and SDB, usually accompanied by snoring, are common (Samuels, Stebbens, Davies, Picton-Jones & Southall, 1992). Acute chest syndrome (ACS), defined as acute respiratory symptoms accompanied by new lung abnormalities on chest X-ray (Vichinsky, Neumayr, Earles, Williams, Lennette, Dean, Nicherson, Orringer, McKie, Bellevue, Daeschner & Manci, 2000) and acute exposure to altitude (Green, Huntsman & Serjeant, 1971) may be associated with severe acute hypoxaemia. Both low (Fowler, Smith & Greenfield, 1957) and high blood carbon dioxide (Maddern, Reed, Ohene-Frempong & Beckerman, 1989) have been documented, the former probably secondary to an increased hypoxic hyperventilatory response and the latter suggestive of nocturnal hypoventilation, potentially protective as cerebral blood flow (CBF) and oxygen delivery may increase.
Hypoxia-reoxygenation in SCD is characterized by inflammation with upregulation of xanthine oxidase, superoxide generation, oxidative stress and increased monocyte tissue factor (Kaul & Hebbel, 2000) (Figure 1). Although endothelial NO synthase (eNOS) is upregulated, NO is scavenged by superoxide as well as free haemoglobin, released by chronic haemolysis (Reiter, Wang, Tanus-Santos, Hogg, Cannon, Schechter & Gladwin, 2002); bioavailablity is less during acute complications, including chest crisis. Potentially protective interactions, e.g. heat shock protein 90 with eNOS, may be limited, in association with oxidative stress. Circulating endothelin-1, a peptide with vasoconstrictor and bronchoconstrictor effects, is inversely correlated with daytime SpO2 in SCD (Werdehoff, Moore, Hoff, Fillingim & Hackman, 1998); vascular tone may be delicately balanced depending on NO availability (Pluta, Dejam, Grimes, Gladwin & Oldfield, 2005) and endothelin levels (Figure 1). Rapid polymerization of HbS and relative deficiency of SNO (Pawloski, Hess & Stamler, 2005) during acute hypoxia also appears to interfere with red cell oxygen sensing and hypoxic vasodilatation. Hypoxia also increases adhesion of sickle red cells to endothelial wall via mechanisms that include vascular cell adhesion molecule (VCAM-1) and P-selectin (Setty et al., 2003); levels are increased when NO bioavailability is reduced. The challenge is to translate these scientific advances to tackle problems facing clinicians caring for SCD patients with acute or chronic intermittent or sustained hypoxia.
Neurologically asymptomatic SCD patients usually have globally high CBF secondary to anaemia (Herold, Brozovic, Gibbs, Lammertsma, Leenders, Carr, Fleming & Jones, 1986; Prohovnik, Pavlakis, Piomelli, Bello, Mohr, Hilal & De Vivo, 1989), which means that the capacity to respond to other vasodilatory stimuli, e.g. blood carbon dioxide, may be reduced. However, in symptomatic patients diffusely decreased cerebral perfusion is typical (Huttenlocher, Moohr, Johns & Brown, 1984). Studies of regional CBF, using xenon-CT or PET have shown more extensive regional perfusion abnormalities than those shown on anatomical CT or MRI (Numaguchi, Haller, Humbert, Robinson, Lindstrom, Gruenauer & Carey, 1990; Powars, Conti, Wong, Groncy, Hyman, Smith, Ewing, Keenan, Zee, Harold, Hiti, Teng & Chan, 1999). Symptomatic patients with vessel occlusion have reduced CBF distally in the acute phase (Huttenlocher et al., 1984) and chronically (Powars et al., 1999; Kirkham, Calamante, Bynevelt, Gadian, Cox, Evans & Connelly, 2001b; Prengler, Pavlakis, Boyd, Connelly, Calamante, Chong, Saunders, Cox, Bynevelt, Lane, Laverty & Kirkham, 2005). Some patients with normal MRA have CBF reduction focally, particularly posteriorly (Kirkham et al., 2001b).
CBF in SCD appears to depend on bioavailability of endothelial NO (French, Kenny, Scott, Hoffmann, Wood, Hudetz & Hillery, 1997), which may be close to a critically low threshold because it is scavenged (Morris, Kato, Poljakovic, Wang, Blackwelder, Sachdev, Hazen, Vichinsky, Morris & Gladwin, 2005). Dietary supplementation of arginine, an amino acid precursor of NO, may improve endogenous NO bioavailability and performance of motor coordination tasks such as the rotorod in animals (Fasipe, Ubawike, Eva & Fabry, 2004) as well as improving cerebral perfusion and reducing red cell density and mean cell haemoglobin concentration (Romero, Suzuka, Nagel & Fabry, 2002; Kennan, Suzuka, Nagel & Fabry, 2003; Fabry, Etzion, Bookchin, Suzuka & Nagel, 2004).
There are differences in cerebral haemodynamics in response to vasodilatory stimuli in SCD: acetazolamide increases CBF in normal adults but the response was reduced in two-thirds of SCD patients (Kedar, Drane, Shaeffer, Nicole & Adams, 2006). Although there are few formal data on carbon dioxide reactivity, hyper-ventilation may reduce CBF and precipitate posterior circulation infarction (Protass, 1973; Allen, Imbus, Powars & Haywood, 1976; Arnow, Panwalker, Garvin & Rodriguez-Erdmann, 1978). Cerebral oxygen saturation is reduced in patients with SCD compared with controls and falls further during sleep (Nahavandi, Tavakkoli, Hasan, Wyche & Castro, 2004; Raj, Bertolone, Mangold & Edmonds, 2004; Raj, O’Brien, Edmonds, Bertolone & Gozal, 2005). Whereas high oxygen tension reduces CBF in control animals, baseline CBF is decreased in transgenic sickle mice compared with controls and increases with hyperoxia in mice (Kennan, Suzuka, Nagel & Fabry, 2004) and patients (Kennan, Suzuka, Nagel & Fabry, 2002) with SCD. CBF velocity and cerebral oxygenation increase rapidly after blood transfusion (Venketasubramanian, Prohovnik, Hurlet, Mohr & Piomelli, 1994; Nahavandi et al., 2004; Raj et al., 2004). In one patient transfused after stroke, CBF increased immediately after Nifedipine (Ashwal, Bedros & Thompson, 1994) while both increases and decreases have been documented in humans and animals without SCD, perhaps dependent on the resting blood pressure (Grabowski & Johansson, 1985). Blood oxygen level-dependent (BOLD) MRI or transcranial Doppler (TCD) techniques could be employed to explore the relationship between hypoxia, hypercapnia and CBF regulation and to test novel therapies in humans in parallel with carefully designed neuropsychological paradigms and neurological examination (Kennan et al., 2004; Rostrup, Larsson, Born, Knudsen & Paulson, 2005; Hill et al., 2006).
Erythropoetin levels are raised in patients with SCD (Figure 1), but relatively less than in other patients with alternative causes for a comparable anaemia (Sherwood, Goldwasser, Chilcote, Carmichael & Nagel, 1986), probably related to oxyhaemoglobin affinity. VEGF and PGF are raised in SCD (Solovey, Gui, Ramakrishnan, Steinberg & Hebbel, 1999; Gurkan, Tanriverdi & Baslamisli, 2004; Perelman, Selvaraj, Batra, Luck, Erdreich-Epstein, Coates, Kalra & Malik, 2003). PGF levels are higher in those with frequent pain, associated with monocyte activation (Perelman et al., 2003), which is inversely related to overnight hypoxia (Inwald, Kirkham, Peters, Lane, Wade, Evans & Klein, 2000). Haemoxygenase is upregulated and may be protective via antioxidant effects of bilirubin and vasodilatory effects of carbon monoxide (Jison, Munson, Barb, Suffredini, Talwar, Logun, Raghavachari, Beigel, Shelhamer, Danner & Gladwin, 2004), demonstrable by increased plasma carboxyhaemoglobin and exhaled carbon monoxide (Cunnington, Kendrick, Wamola, Lowe & Newton, 2004; Sylvester, Patey, Rafferty, Rees, Thein & Greenough, 2005) and reduced P50 (Figure 1). However, haemoxygenase also upregulates VEGF, leading to a potentially deleterious cycle of angiogenesis (Bussolati, Ahmed, Pemberton, Landis, Di Carlo, Haskard & Mason, 2004).
Angiographic evidence of large vessel occlusion in the majority of sickle-associated strokes (Stockman, Nigro, Mishkin & Oski, 1972) has led to non-invasive population screening with TCD to detect CVD (Adams, McKie, Carl, Nichols, Perry, Brock, McKie, Figueroa, Litaker, Weiner & Brambilla, 1997), an approach founded on significant impact from transfusion programmes on stroke incidence and recurrence (Fullerton, Adams, Zhao & Johnston, 2004). Vasculopathy starts young: high TCD velocities occur in infancy (Hogan, Kirkham, Prengler, Telfer, Lane, Vargha-Khadem & de Haan, 2005) and abnormal MRAs have been demonstrated by the second year (Wang, Langston, Steen, Wynn, Mulhern, Wilimas, Kim & Figueroa, 1998).
As well as anaemia-related increased CBF, high CBFV may reflect vasoconstriction, perhaps secondary to imbalance between endothelin production and NO availability, which might protect against development of cerebral oedema on exposure to acute hypoxia at the cost of increasing ischaemic risk in the territory of the affected arteries. There may be an important interaction between exposure to hypoxia, haemolysis, infection and inflammation in determining whether a vessel previously in (adaptive) spasm (Hill et al., 2006) becomes irreversibly stenosed or occluded. Mechanisms related to hypoxic exposure potentially favouring the development of irreversible CVD include unregulated angiogenesis, thrombosis and endothelial adhesion. There is some evidence for this: for example, intermittent hypoxia and infection increases haemolysis, platelet and white cell activation and endothelial adhesion in SCD (Inwald et al., 2000; Setty et al., 2003). If this is important clinically, an association between SpO2, haemolysis, and severity of vasculopathy might be expected.
In our series of prospectively followed patients with SCD, screened at baseline with TCD, overnight pulse oximetry (Table 2) and MRI and MRA if they were >7 years old, who subsequently developed acute neurological symptoms and signs (Kirkham et al., 2001a, Tables 2 and 3), mean overnight SpO2 was lower and mean reticulocytes higher in those with CVD on MRA (Mann-Whitney, p < .01 for both). All seven with an abnormal sleep study had an abnormal MRA (Table 2) while five children in this series who had normal MRA all had a normal sleep study (prospectively defined as mean SpO2 >92% and no dips). None of the latter group presented with hemiparesis or had infarction in an arterial distribution (Table 3) but three had episodes of dizziness with or without paraesthesiae or confusion compatible with posterior transient ischaemic attacks, one of whom subsequently presented with an organic psychosis (Table 3). Another had a venous sinus thrombosis (Sébire, Tabarki, Saunders, Leroy, Liesner, Saint-Martin, Husson, Williams & Kirkham, 2005). The case history of the remaining patient, who had bilateral borderzone infarction, is given in the legend to Figure 3. These presentations are similar to those documented at altitude (Basnyat, Wu & Gertsch, 2004) and are compatible with the effects of acute hypoxia without prior preconditioning exposure or perhaps with acutely low blood carbon dioxide levels and vasoconstriction. The majority of patients had homozygous sickle cell anaemia (Table 2) but there was no obvious threshold of haemoglobin or haemoglobin F (Powars, Weiss, Chan & Schroeder, 1984) predictive of neurological manifestations and only two patients had ICA/MCA velocities >200 cm/sec (Adams et al., 1997) at any stage. Thirteen patients had recurrent neurological events, which occurred in those who had had a prodromal illness at the time of the index event and in those who had not (Table 3).
Table 2.
Overnight oxyhaemoglobin saturation
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Patient | Sex | Haemoglo binopathy | Age | Cerebro-vascular disease on MRA | Initial ICA/MCA Velocity | Maximum ICA/MCA Velocity during follow-up | Hb | Mean reticulocytes | Ts & As | Mean | Min | % <80% | % <90% | Sleep study result |
1 | M | SS | 4.98 | N | 126 | 144 | 7.8 | 11.9 | N | 93.34 | 71 | .96 | 11.6 | Normal |
2 | M | SS | 7.04 | N | 100 | 138 | 10.7 | 5.8 | N | 97.89 | 67 | .28 | 2.18 | Normal |
3 | M | SS | 6.74 | N | 108 | 139 | 9.1 | 9.5 | Y | 98.23 | 86 | .00 | .35 | Normal |
4 | F | SS | 3.46 | N | 140 | 152 | 11.4 | 3.2 | N | 98.64 | 82 | .00 | 1.03 | Normal |
5 | M | SC | 6.53 | N | 137 | 137 | 13.3 | 2.7 | N | 95.37 | 85 | .00 | 1.29 | Normal |
6 | M | SB | 8.88 | Y | 137 | 137 | 12.6 | 13.5 | N | 95.77 | 85 | .00 | 1.68 | Normal |
7 | F | SS | 9.63 | Y | 258 | 258 | 7.3 | 10.6 | N | 92.96 | 81 | .00 | 13.5 | Dips |
8 | F | SS | 2.82 | Y | 143 | 144 | 10.9 | 11.5 | N | 97.70 | 90 | .00 | .13 | Normal |
9 | M | SS | 5.47 | Y | 116 | 141 | 6.9 | 17.1 | N | 90.21 | 76 | .92 | 42.5 | Normal |
10 | F | SS | 9.43 | Y | 228 | 267 | 6.5 | 8.6 | N | 95.22 | 85 | .00 | 1.32 | Dips |
11 | F | SS | 9.63 | Y | 134 | 134 | 8.1 | 11.6 | N | 95.68 | 41 | .00 | 4.09 | Normal |
12 | M | SS | 4.74 | Y | 167 | 167 | 7.6 | 17.1 | Y | 90.58 | 75 | .00 | 38.1 | Dips |
13 | M | SS | 4.69 | Y | 198 | 198 | 8.1 | 12.3 | Y | 87.00 | 76 | .50 | 50.0 | Mean <92% |
14 | M | SS | 13.29 | Y | 131 | 131 | 8.1 | 18.4 | N | 87.26 | 77 | 1.05 | 97.5 | Dips |
15 | F | SS | 10.23 | Y | 72 | 88 | 6.8 | – | N | 91.93 | 81 | .00 | 6.51 | Mean <92% |
16 | F | SS | 10.16 | Y | 109 | 124 | 11.1 | 16.9 | Y | 94.70 | 75 | .29 | 3.37 | Normal |
17 | F | SS | 2.74 | Y | 125 | 125 | 8.5 | 8.5 | N | 97.05 | 84 | .00 | 2.60 | Normal |
18 | M | SS | 11.01 | Y | 98 | 98 | 6.5 | 6.2 | Y | 85.00 | 75 | Dips | ||
19 | M | SS | 4.33 | Y | 134 | 134 | 10.2 | 16.3 | N | 92.41 | 89 | .00 | .00 | Normal |
MRA Magnetic resonance angiography, ICA internal carotid artery, MCA middle cerebral artery, Hb Haemoglobin, Dips desaturations, Ts & As Adenotonsillectomy.
Table 3.
First CNS event after screening (TCD and sleep study)
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Second CNS event
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Patient | Age | Context | Clinical | Type of event | Age | Context | Clinical | Neuroimaging |
1 | 8 | Facial infection | R partial seizure prolonged, coma | Stroke | – | Bilateral borderzone infarcts (Figure 3) | ||
2 | 9 | Pain | Headache, dizziness, confusion | Stroke | 12 | Transient parathesia | Normal | |
3 | 11 | Pain | Headache, diplopla, dizziness, VIth nerve palsy | TIA | 12 | Pain | Organic psychosis with hallucinations | Normal |
4 | 9 | Pain | Dizzy | TIA | . | Normal | ||
5 | 0.1 | Twitching right arm, blood stained CSF, ventricular haemorhage, hydrocephalus, ventriculoperitoneal shunt, seizures | TIA | 9 | Collapse, drooling, unable to see, unresponsive, seizures, incontinent, brain death | Venous sinus thrombosis, cerebral oedema (Sébire et al. 2005) | ||
6 | 9 | Severe OSA | Left hemiparesis | Stroke | 11 | R facial palsy | Atrophy left parietooccipital | |
7 | 10 | Pain | Dizzy, headache, mild diplegia | Stroke | 11 | R hemiparesis | Increase in white matter abnormality | |
8 | 2 | URTI | Floppy, unable to hold head, aphasic few hours, looked vacant, staggering to left | Stroke | 7 | R hemiparesis | New infarct middle cerebral artery territory | |
9 | 12 | Pain | Severe headache, vomiting, neck stiffness, hypertension | Stroke | . | Haemorrhagic infarct | ||
10 | 16 | Aplastic | Dizzy, left paraesthesiae, left weakness, collapsed, shaking upper limbs, fluctuating conscious level | Stroke | . | New infarct basal ganglia (Figure 4) | ||
11 | 15 | Pain | Diplopia; divergent squint | TIA | . | ‘Covert’ infarct, no change | ||
12 | 3 | Headaches, right sided weakness | TIA | 6 | Drags right foot | Increase in white matter abnormality | ||
13 | 1.5 | Not using right arm | TIA | 6 | R weakness, severe behaviour problems | ‘Covert’ infarct, no change | ||
14 | 15 | Intermittent difficulty writing right hand | TIA | . | ‘Covert’ infarct, no change | |||
15 | 10 | Squint | TIA | 10 | Intermittent blurred visison, 2*episodes of falling, unsteady afterwards, headache | Normal | ||
16 | 10 | Headache, blurring vision L eye | Seizure | 13 | Dizzy, not moving arm, headache, EEG-bursts slow both temporal R>L, discharges R posterior temporal | Normal | ||
17 | 1.5 | Diarrhoea, dehydration, femoral thrombosis | Extensor posturing, GCS 4 | Seizure | 3 | Scratches table, wall or just blank, sleeps after | New ‘covert’ infarct | |
18 | 13 | Pain | Headache, Unconscious, twitching arms, eyes deviated L, brief absences, visual disturbance | Seizure | 13 | Seizure lasting 7 minutes | New ‘covert’ infarct | |
19 | 4 | Pain | Headache, uprolling eyes lasted few secs, flickering eyelids, afebrile. Talking to nurse-bizarre facial movements, uprolling eyes, twitching fingers, EEG normal | Seizure | 4 | Episodes shaking down right side*4 at night-wakes him | New ‘covert’ infarct |
OSA, Obstructive sleep apnoea; TIA, Transient ischaemic attack; EEG, Electroencephalogram; R, Right; L, Left; GCS, Glasgow Coma Score.
ACS is associated with acute hypoxia and relative anaemia (haemoglobin falling at least 1 g/dl from baseline; Henderson, Noetzel, McKinstry, White, Armstrong & DeBaun, 2003). In one series, 3% of ACS patients had neurological symptoms at presentation and 7–10% as a complication (Figure 5; Vichinsky et al., 2000). Brain imaging findings include posterior leukoencephalopathy, bilateral focal cortical oedema, haemorrhage and acute demyelination (Henderson et al., 2003; Lee, McKie, Sekul, Adams & Nichols, 2002). Asthma may be a risk factor for both (Nordness, Lynn, Zacharisen, Scott & Kelly, 2005). Reversibility of the majority of imaging abnormalities and white matter involvement is reminiscent of high altitude cerebral oedema (HACE), venous sinus thrombosis and other neurological syndromes seen in unacclimatized adults who climb mountains quickly and are therefore exposed to acute hypoxia without adequate preconditioning (Kobayashi, Koyama, Kubo, Fukushima & Kusama, 1987; Hackett, Yarnell, Hill, Reynard, Heit & McCormick, 1998; Saito & Tanaka, 2003; Basnyat et al., 2004). Lesion distribution may be different although there are very few imaging data in children with HACE for comparison. Age, rapidity and severity of hypoxia, nature and degree of any adaptive preconditioning or associated pre-existing CVD might influence outcome (Figure 1). The preconditioning effects of chronic hypoxia might lead to relatively small areas of infarction after acute hypoxic exposure compared with the degree of vasculopathy (Figure 4). Oedema might be expected in territories distal to normal (rather than stenosed) vessels in patients who are exposed to acute hypoxia from a normal baseline, i.e. without preconditioning (Figures 3 and 5).
Although few patients have chronic epilepsy, partial or generalized seizures affect 13% of SCD patients, herald stroke in 10–33% (Liu, Gzesh & Ballas, 1994) and are a risk factor for silent infarction (Kinney, Sleeper, Wang, Zimmerman, Pegelow, Ohene-Frempong, Wethers, Bello, Vichinsky, Moser, Gallagher, DeBaun, Platt & Miller, 1999). Abnormalities of TCD and MR perfusion are commoner in patients with active seizures (Prengler et al., 2005). Rapid change in tissue oxygenation might lead to changes in ion channel function leading to isolated seizures, which might not recur once hypoxic adaptation has occurred, or occasionally to structural damage to the hippocampus and chronic epilepsy (Figure 5). Headache, common in SCD (Palermo, Platt-Houston, Kiska & Berman, 2005) is also seen at altitude (Jaillard, Mazetti & Kala, 1997), apparently in association with oxyhaemoglobin desaturation despite relative polycythaemia (Arregui, Leon-Velarde, Cabrera, Paredes, Vizcarra & Umeres, 1994). Pseudotumour cerebri has been reported in SCD (Henry, Driscoll, Miller, Chang & Minniti, 2004) as well as OSA in adults (Wolin & Brannon, 1995).
Parenchymal and cerebrovascular changes in asymptomatic patients
In addition to infarction visible on CT or MRI (Adams, Nichols, McKie, McKie, Milner & Gammal, 1988; Pavlakis, Bello, Prohovnik, Sutton, Ince, Mohr, Piomelli, Hilal & De Vivo, 1988), there is evidence for subtle abnormality on quantitative T1-weighted MRI, particularly thalamic, in young SCD children (Steen, Langston, Reddick, Ogg, Chen & Wang, 1996). Both increased tortuosity (ectasia) and quantitative T1-weighted MRI changes are related to haematocrit (Steen, Xiong, Mulhern, Langston & Wang, 1999; Steen, Reddick, Glass & Wang, 1998), suggesting that chronic anaemic hypoxia might be an important drive to vascular adaptation with failure to compensate leading to brain pathology.
Possible mechanisms for covert infarction include residua of acute hypoxic posterior leukencephalopathy, cerebral oedema and basal ganglia infarction (Henderson et al., 2003; Usui, Inoue, Kimura, Kirino, Nagaoka, Abe, Nagata & Arai, 2004; Jeong, Kwon, Chin, Yoon & Na, 2002) and venous sinus thrombosis (Sébire et al., 2005) as well as transient ischaemic attack secondary to arterial disease. Patent foramen ovale (PFO) is a well-recognized cause of sustained and intermittent hypoxia common in patients with right ventricular dysfunction, obstructive airways disease and OSA (Shnaider, Shiran & Lorber, 2004; Soliman, Shanoudy, Liu, Russell & Jarmukli, 1999; Shanoudy, Soliman, Raggi, Liu, Russell & Jarmukli, 1998), and is a potentially treatable cause of stroke and migraine in young adults (Finsterer, Sommer, Stiskal, Stollberger & Baumgartner, 2005). However, the possibility that PFO is a risk factor for overt or covert infarction in SCD has received little attention (Dowling, 2005). White matter changes (Baldeweg et al., 2006; Schatz & Buzan, 2006) might also reflect acute reduction in CBF secondary to low blood carbon dioxide levels (Murase & Ishida, 2005) or even local carbon monoxide toxicity (Durak, Coskun, Yikilmaz, Erdogan, Mavili & Guven, 2005) secondary to upregulation of haemoxygenase (Figure 1). Other molecular mechanisms linking chronic sustained and intermittent hypoxia to the neurological manifestations of SCD include the adverse effects of reactive oxygen species generated by repetitive intermittent hypoxia on proteins, nucleic acids and lipids, downregulation of the mitochondrial respiratory chain enzymes and upregulation of amyloid β peptide as well as the effect of sleep disruption (Figure 1).
Implications for future management: strategies to prevent hypoxia-related morbidity
Management strategies to prevent adverse effects of hypoxia on neurocognitive function might include oxygen supplementation for those who are chronically hypoxic, CPAP or surgical approaches, e.g. adenotonsillectomy for OSA. Nutritional supplements, vitamins, e.g. C and E, trace elements, e.g. zinc, and drugs, e.g. aspirin, which are anti-inflammatory, antioxidant and/or increase oxyhaemoglobin affinity might also ameliorate conditions associated with chronic hypoxia, particularly if generation of reactive oxygen species has overwhelmed capacity for compensatory scavenging. To ensure that interventions are appropriate and risk-free, it is important to determine the child’s mechanism of hypoxaemic adaptation, using measurement of overnight oximetry, red cell indices, oxyhaemoglobin affinity, carboxyhaemoglobin, blood pressure, peripheral constriction, respiratory function, exhaled NO and hypoxic ventilatory response (Figure 1). Controlled trials of strategies to prevent morbidity and neurocognitive deficits associated with hypoxia are justified, but should be based on detailed understanding of pathophysiology.
Table 1.
Apoptotic cell death – cell death programmed to occur over hours or days usually by chemical signals from its neighbours |
Baroreceptor responses – response to input sensing pressure, usually in blood vessels such as the carotid sinus |
Chemosensitivity – sensing of changes in respiratory gases (carbon dioxide and oxygen) in the brain stem and carotid bodies |
Erythropoiesis – red blood cell production |
Haemolysis – lysis of red blood cells with release of haemoglobin |
Hypoxaemia – low blood oxygen |
Hypoxia-Inducible Factor (HIF) – protein which is destroyed continuously when there is adequate oxygen but is stabilized during hypoxia and upregulates: |
Erythropoietin – hormone which increases red cell production |
Vascular endothelial growth factor (VEGF) – induces vessel growth (angiogenesis) |
Endothelin – powerful constrictor of blood vessels |
Nitric Oxide – powerful dilator of blood vessels |
S-nitrosothiols (SNO) – molecules formed after the reaction of nitric oxide with a critical cysteine residue on proteins |
Tidal volume – volume of air inhaled and exhaled at each breath |
Acknowledgments
This work was funded by Action Research, the Wellcome Trust, the National Heart, Blood and Lung Institute of the National Institutes of Health (5-R01-HL079937) and the Stroke Association (PROG4). The work was undertaken at NHS Trusts which receive a proportion of their funding from the NHS Executive.
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