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. Author manuscript; available in PMC: 2007 Aug 8.
Published in final edited form as: J Subst Abuse Treat. 2007 Mar 9;32(3):291–300. doi: 10.1016/j.jsat.2007.01.001

Organizational Characteristics of Drug Abuse Treatment Programs for Offenders

Christine E Grella 1, Lisa Greenwell 1, Michael Prendergast 1, David Farabee 1, Elizabeth Hall 1, Jerome Cartier 1, William Burdon 1
PMCID: PMC1941644  NIHMSID: NIHMS21061  PMID: 17383553

Abstract

This paper examines the association between organizational characteristics of drug abuse treatment programs for offenders and the provision of wrap-around services and three types of treatment orientations. Data are from the National Criminal Justice Treatment Practices Survey that was conducted with program directors (N = 217). A greater number of wrap-around services provided was associated with inpatient treatment, specialized treatment facilities, community setting (versus correctional), services provided for more types of client populations, college-educated staff, and planned treatment for more than 180 days. Therapeutic community orientation was associated with prison-based treatment and specialized treatment facilities. Cognitive behavioral therapy orientation was associated with higher perceived importance on community treatment, more perceived staff influence on treatment, and treatment for 91–180 days. The 12-step orientation was most strongly associated with having staff specialized in substance abuse. Study findings have implications for developing effective re-entry programs for offenders that bridge correctional and community treatment.

Keywords: organizational characteristics, staff characteristics, treatment orientation, correctional treatment, offenders

1. Introduction

Historically, drug abuse treatment outcome research has focused on client characteristics as predictors of outcomes. Only recently has there been increasing focus on the organizational characteristics of programs as an important domain for understanding treatment processes and outcomes (Lehman, Greener, & Simpson, 2002). Recent national surveys have provided new information on the organizational characteristics of both public and private drug abuse treatment providers (Carise, McLellan, & Gifford, 2000; Greenlick & McCarty, 2001; McCarty, 2004; Roman, Johnson, Walker, & Knudsen, 2003; Roman & Johnson, 2002; Knudsen, Johnson, Roman, & Oser., 2003; Tinney, Oser, Johnson, & Roman, 2004), as well as programs within the Department of Veteran’s Affairs treatment system (Swindle, Peterson, Paradise, & Moos, 1995; Swindle, Phibbs, Paradise, Recine, & Moos, 1995; Timko, Dixon, & Moos, 2005; Willenbring et al., 2004). Thus far, however, there has been limited research on the structure and characteristics of treatment providers that focus on offenders with substance abuse disorders.

Research conducted in correctional settings has shown that drug abuse treatment services are limited, compared with the estimated need for treatment among correctional populations. A 1997 national survey showed that over half of state and federal inmates reported that they had used drugs in the month before their offense, yet fewer than 10% participated in drug abuse treatment while incarcerated, including residential, professional counseling, detoxification, or pharmacotherapy (Mumola, 1999). Participation in other interventions was more prevalent, including 20% of state and 9% of federal inmates who participated in self-help, peer group, or drug education classes. A report by the Substance Abuse and Mental Health Services Administration (SAMHSA; 2000) showed that 40% of all correctional facilities, including federal and state prisons, local jails, and juvenile facilities, provided some kind of substance abuse treatment on-site. Yet most inmates received treatment within the general facility and less than one-third were treated in specialized substance abuse treatment units.

The predominant treatment approach used within prison-based settings is the therapeutic community (TC; DeLeon, 2000). A survey conducted in 2000 identified over 250 prison-based TCs in the United States, with the total projected to increase to 289 by 2002 (Rockholz, 2004). A survey conducted of 118 drug treatment programs in 24 state prisons in Pennsylvania showed a high level of consistency with regard to treatment approaches and content among the 6 TC programs that were included in the survey (Welsh & Zajac, 2004). The TC programs were longer in duration, provided more diverse services, were more likely to provide group counseling/therapy, assessed level of motivation as a selection criterion for admission, and used specific indicators of progress as the basis for determining successful discharge. Among the non-TC programs (i.e., drug education, outpatient, or combination outpatient/educational programs), there was generally a lack of consistent program structure and treatment approach and little assessment of treatment needs and individualized treatment planning. Similarly, in a study of 3 residential drug abuse treatment programs for offenders (2 for adults and 1 for juveniles), which used a social learning model of treatment, the majority of offenders received the same treatment regardless of their level of risk or profile of service needs (Latessa & Pealer, 2004).

Given the lack of research on organizational characteristics of drug abuse treatment programs for offenders, more research is needed to understand the structure and content of treatment provided to offenders and the organizational characteristics and treatment approaches that are associated with offender outcomes following their release to the community, namely recidivism and drug use. In particular, since there is increasing emphasis on linking offenders to community-based aftercare programs as they re-enter the community (Hiller, Knight, & Simpson, 1999), more information is needed on the treatment approaches used in correctional and community-based programs, and how organizational settings influences the provision of needed services (Etheridge & Hubbard, 2000; Simpson, 2004).

1.1. Organizational characteristics

The goal of this paper is to examine the organizational characteristics of drug abuse treatment programs that treat offenders in relation to the services provided and treatment orientations employed within these programs. We focus on the broad range of services typically needed by offenders as they re-enter the community (in addition to core substance abuse treatment services), referred to as “wrap-around services” (Pringle, Emptage, & Hubard, 2006). The study background draws upon research on organizational characteristics developed in the larger field of organizational psychology, as well as previous work conducted with community-based drug abuse treatment programs. We focus on three aspects of organizations that may influence treatment processes and service delivery: organizational structure, culture, and climate.

1.1.1. Organizational structure

Organizational structure refers to fixed or non-behavioral organizational attributes (James & Jones, 1976) that may influence the treatment approach and types of services provided to clients (Durkin, 2002), including the provision of services that address the needs of specific populations (Strauss, Rindskopk, Astone-Twerell, Des Jarlas, & Hagan, 2006). Structural aspects of programs include age of the organization (Roman & Johnson, 2002); type of ownership (Olmstead & Sindelar, 2004); financial and human resources management (Heinrich & Lynn, 2002); type of modality (e.g., residential, hospital inpatient, or outpatient) (Etheridge et al., 1997; Mojtabai, 2004; OAS, 2002); administrator and staffing characteristics (Magura, Nwakeze, Kang, & Demsky, 1999); program capacity (Delaney, Broome, Flynn, & Fletcher, 2001); accreditation (Friedmann, Alexander, & D’Aunno, 1999); affiliation with the criminal justice system (Taxman & Bouffard, 2002); client case-mix (Friedmann, Alexander, Jin, & D’Aunno, 1999; D’Aunno, Vaughn, & McElroy, 1999; Swindle et al, 1995); proximity to other service providers (Schmitt, Phibbs, & Piette, 2003); inter-organizational relationships (Friedmann, D’Aunno, Jin, & Alexander, 2000; Friedmann, Lemon, Stein, Etheridge, & D’Aunno, 2001; Rivard, Johnsen, Morrissey, & Starrett, 1999; Hurlburt et al., 2004); and physical attributes of the program, including its setting and architectural features (Grosenick & Hatmaker, 2000; Timko, 1996).

1.1.2. Organizational culture

Organizational culture generally refers to shared norms, values, beliefs, and practices of the organization (Trice & Beyer, 1995). Schein (1992, p.12) describes organizational culture as “a pattern of shared basic assumptions that the group learned as it solved its problems of external adaptation and internal integration that has worked well enough to be considered valid and, therefore, to be taught to new members as the correct way to perceive, think, and feel in relation to those problems.” Organizational culture seems to vary along at least two dimensions: content (what practices are endorsed and prescribed) and strength (how widely views are shared and how deeply they are held). Program culture also refers to consistency and adaptability (Dennison & Mishra, 1995), including their capacity to access and use new information (Knudsen & Roman, 2004).

1.1.3. Organizational climate

Organizational climate is conceptually similar to organizational culture, but focuses on “the experienced organizational environment” (James & Jones, 1974), as exemplified in perceptions, beliefs, and attitudes (Denison, 1996). Attitudes and perceptions held by program staff members may influence the types of treatment approaches endorsed within the program (Glisson & James, 2002). Several studies have suggested that staff beliefs about treatment are a key factor in determining their acceptance of new treatment approaches, including the adoption of evidence-based practices (Amodeo, 2000; Humphreys, Noke, & Moos, 1996; Ball et al., 2002; Forman, Bovasso, & Woody, 2001; Forman et al., 2002). Climate has also been used to refer to the “treatment milieu” (Timko & Moos, 1998) or “treatment orientation” (Lee, Reif, Ritter, Levine, & Horgan, 2001; Moos, King, Burnett, & Andrassy, 1997; Swindle et al, 1995).

Several studies have shown that substance abuse treatment staff tend to adhere to an eclectic mix of treatment approaches (e.g., cognitive behavioral therapy, pharmacological, 12-step/self-help, motivational interventions, psychotherapy, spirituality), which can be classified into various schools or philosophical approaches (Ogborne, Wild, Braun, & Newton-Taylor 1998; Taxman & Bouffard, 2003; Poznanski & McLennan, 1999). Moreover, provider beliefs and attitudes about treatment are associated with individual characteristics, such as level of education, certification and training, and recovery status (Forman et al, 2001; Stoffelmayr, Mavis, & Kasim, 1998; Taleff & Swisher, 1997).

1.2 Current project

This paper uses data from the National Criminal Justice Treatment Practices Survey (NCJTPS) to examine the organizational characteristics of correctional- and community-based drug abuse treatment providers that serve offenders. The national scope of the NCJTPS sample of programs and the availability of a broad range of variables contained in the dataset have the potential to significantly advance our understanding of the organizational structure of drug abuse programs that treat offenders, including those in both correctional and community settings.

Our goal was to determine the relative importance of various organizational characteristics on services provision and treatment orientations within correctional and community programs. Specifically, we sought to examine the influence of structural features of these programs, staff and administrator characteristics, system-level integration with other providers, treatment climate, and treatment processes on the provision of wrap-around services to drug-abusing offenders and the treatment orientations employed within the programs.

2. Methods

The National Criminal Justice Treatment Practices Survey (NCJTPS) is a multilevel survey designed to assess all levels of the adult and juvenile justice systems in the United States. The primary goals of the survey are to describe the drug treatment practices currently available to offenders and to examine organizational factors that affect drug treatment practices in correctional and community-based treatment settings. Surveys were conducted with individuals at different levels within the corrections and treatment systems, including state-level administrators, regional and program-level administrators, and treatment program staff. The survey design and methods are described in this issue (Taxman, Young, Wiersema, Rhodes, & Young, 2007).

2.1 Measures

All measures used in this study are from the surveys conducted with program-level administrators, encompassing both correctional and community settings.

2.1.1. Dependent variables

Total number of wrap-around services is the sum of services provided in the program (not counting direct drug abuse treatment services) on a regular basis, including the following: case management, housing assistance, mental health counseling, family therapy, HIV/AIDS testing or counseling, child care, legal assistance, crisis intervention, counseling for co-occurring disorders, medical care, and other.

The three treatment orientation scales have been widely used to measure treatment orientation of both correctional- and community-based substance abuse treatment programs (Melnick & DeLeon, 1999; Melnick, Hawke, & Wexler, 2004; Melnick & Wexler, 2004). Scale scores are the average of summed responses to statements regarding treatment practices, ranging from 1 (strongly disagree) to 5 (strongly agree). Therapeutic community is the mean of 5 items (confrontation of unacceptable behavior outside of counseling, increased privileges with advancement, penalties for violation of rules, confrontation through group settings, and work; Cronbach’s alpha=0.69); cognitive-behavioral therapy (CBT) is the mean of 5 items (problem-solving emphasis, thought-stopping techniques, encouragement of self-praise for good behavior, practice in saying no to drugs, and development of plans for returns to abstinence if substance use recurs; alpha=0.79); and 12-step is the sum of 5 items (explains how to work the 12-step program, explains the reasons that the steps work, discusses the barriers of the 12-step program, discusses the goals and strategies of the 12-step program, and explains the importance of consistency in the 12-step program; alpha=0.94). We dichotomized the 12-step subscale at 4 or above because the distribution was bimodal; although lower values were distributed fairly well, 34% of the cases had means of exactly 4 and 17% of exactly 5.

2.1.2. Organizational structure/characteristics

Inpatient program (0=no, 1=yes) includes both therapeutic community treatment and other forms of residential treatment.

Drug abuse treatment facility (0=no, 1=yes) indicates a specialty drug abuse treatment facility, as compared with other types of facilities (e.g., boot camp, work release program, drug court).

Program capacity is average number of offenders participating in the program on a daily basis. Because of the skewed distribution of this variable (range = 0 – 4200, median = 49) the log of this variable was entered into the multivariate models.

Prison/community setting (1=community, 2=prison) indicates whether the facility is in a prison or in the community (county-level).

Number of clients for whom specific services are provided is based on a question asking “Is this program specifically designed to meet the needs of a particular client population?” Programs that indicate “no” in response to this question are coded as “0”; those that indicate “yes” are then asked to check a list of 13 client populations for which they provide specific services; these include: males, females, pregnant women or women with children, youthful offenders, adolescents, Spanish-language speakers, African Americans, clients with co-occurring disorders, heroin addicts, sex offenders, individuals with HIV/AIDS, homeless individuals, or other. Positive response to each item are summed (total possible range: 0 – 13).

Program accreditation refers to whether the program is licensed, accredited, or certified by an outside agency (0=no, 1=yes).

2.1.3. Administrator/staff characteristics

Administrator education was measured by a dichotomous variable with 1 = Master’s degree or higher and 0 = less than a Master’s degree.

Staff with substance abuse training refers to whether most or all of the program’s primary substance abuse counselors have specialized training in substance abuse treatment from outside the program or credentials in substance abuse treatment (0=no, 1=yes).

Staff with college degrees indicates the estimated proportion of primary substance abuse counselors in the program who have a four-year college degree (1=none, 2=some, 3=about half, 4=most, 5=all).

2.1.4. System integration

Integration with judiciary indicates the number of the following activities characterizing the program’s working relationships with the judiciary (i.e., criminal justice, correctional, and judicial entities) on issues concerning offender substance abuse treatment (for each component item, 0=no, 1=yes): sharing information on offender treatment services, employs similar requirements for program eligibility, have written agreements providing space for treatment services, hold joint staffing/case reporting consultation, have joint policy and procedure manuals, have pooled funding for offender substance abuse services, coordinate policies and procedures to meet each other’s requirements, share budgetary oversight of treatment programs, hold joint staff meetings, share operational oversight of treatment programs, cross-train staff on substance abuse issues, and have written protocols for sharing client information (possible range: 0–12; alpha=0.89).

Integration with community corrections uses the same variables as above, with reference to community corrections programs (possible range: 0–12; alpha=0.88).

2.1.5. Treatment climate/culture

Staff Influence on treatment improvement is the mean of 5 items indicating the director’s perception of how much influence program staff have (informally) on improvement of substance abuse treatment practices. Individual items are scored from 1=strongly disagree to 5=strongly agree (alpha=0.92).

Importance of community treatment is the program director’s rating, on a scale of 1 to 10, of how important it is to provide treatment in the community to offenders who have drug problems.

Correctional staff respect for treatment is the mean of three items rated on a 1-to-5 scale (1=strongly disagree, 5=strongly agree) indicating the program director’s perception of correctional staff’s attitudes toward drug abuse treatment, with regard to the program’s importance, respect for program staff, and lack of interference with the provision of treatment services (alpha=0.82).

Importance of other services relative to drug abuse treatment is derived from a list of 10 variables, each of which is rated in its importance relative to substance abuse treatment, with 1 = much less important to 5 = much more important. These services include: education/GED, HIV/AIDS counseling or treatment, mental health counseling, vocational training, life skills, transitional housing, work assignments or release, community service, criminal thinking, or job placement (alpha=0.90). The ratings of each item are summed (possible range = 10–50).

2.1.6. Treatment process

Planned duration is the planned treatment duration in days. Because of the skewed distribution of this variable (range: 5 – 1000, median = 140 days), we used a categorical variable coded as 0 – 90, 91 – 180, and 181 or more, with the lowest category as the reference group in the multivariate models.

Uses written protocol/curriculum (0=no, 1=yes) indicates whether the program uses a written treatment protocol or curriculum.

2.2 Analyses

Prior to beginning the analyses, we assessed intraclass correlations (ICCs) indicating clustering of the four outcome variables (number of wrap-around services, therapeutic community orientation, cognitive-behavioral therapy orientation, and 12-step orientation) (a) within region and (b) in prison vs. community programs to ascertain whether multilevel models would be appropriate. When ICCs for a dependent variable are negligible across organizational units and cluster size is small, multilevel models are not appropriate or necessary (Kreft & deLeeuw, 1998; Snijders & Bosker, 1999).

The ICCs were small; across all dependent variables, their mean was 0.008 for region and 0.07 for prison vs. community programs. The only large ICC was 0.24 for the therapeutic community orientation variable nested within prison vs. community programs, indicating that 24% of the variance in the therapeutic community orientation variable is explained by dividing programs into “prison” and “community” groups (i.e., by the difference in the mean of the therapeutic community orientation variable for prison versus community programs). Hence, we decided to use OLS regression (for continuous outcome variables) and logistic regression (for categorical outcome variables) to fit the data. OLS was used to analyze all outcome variables except the 12-step orientation; the distribution of that variable appeared to be bimodal and so we dichotomized it and used logistic regression. Also, in the model analyzing the therapeutic community orientation, we removed “inpatient program” as a predictor because that variable was basically defined as having a therapeutic community program, and only 12/122 community programs were classified as inpatient programs.

We also inspected all variable distributions and determined that the level of missing data warranted the use of multiple imputation (MI) to impute missing values. The advantage of this technique over single imputation is that it creates multiple data sets with imputed values, thereby introducing variability among the imputed values. This variability reflects the uncertainty involved in the act of imputation (i.e., the true values of the missing data are unknown). MI assumes that data are missing at random (MAR). Specifically, MAR assumes that the causes of missingness do not depend on the variables that are missing, although they may depend on the variables that are observed (Schafer & Graham, 2002).

For each dependent variable, we applied MI to a set of variables comprised of that dependent variable plus all of the model predictors. Ideally, this set should include these variables and other important causes of the outcomes (Croy & Novins, 2005). We examined bivariate correlations to identify the major predictors of the outcomes. To conduct MI, we used SAS Version 9.1.3 (SAS Institute, 2004) PROC MI and PROC MIANALYZE. We created 20 data sets with imputed missing values; this is greater than the number usually recommended (Croy & Novins, 2005), and given our variables’ fractions of missing information estimated by the model, which range from 0.03 to 0.46, produces relative efficiencies from .98 to well over .99.

We used the Markov Chain Monte Carlo method of introducing variation among these imputed values. This method is appropriate for missing data that follow an arbitrary pattern, which we believe characterizes that in our data. While the method assumes multivariate normality among the variables, this is a fairly robust assumption, particularly for a sample the size of ours (Schafer & Graham, 2002). R-squared statistics for each model were obtained by taking the simple average of the 20 R-squared statistics estimated for each of the imputed data sets. Unstandardized coefficients for the independent variables are reported for the regression models.

3. Results

3.1. Characteristics of correctional and community treatment providers

The majority of the sample of programs was located in the community (56.2%) rather than in correctional settings (43.8%). The distributions of all variables for the total sample and by correctional versus community setting is shown in Table 1.

Table 1.

Characteristics of Correctional and Community Treatment Programs for Offenders

Correctional Programs (n = 95) Community Programs (n = 122) Total (N = 217)

Variable Number Percent or Mean (SD) Number Percent or Mean (SD) Number Percent or Mean (SD)
Program Characteristics
 Inpatient program, %*** 44 48.4 12 10.4 56 27.2
 Drug abuse treatment facility, %* 42 44.2 72 59.0 114 52.5
 Program capacity (mean no. of offenders) (range = 0–4,200) 175.3 (222) 134.5 (434) 152.9 (354)
 Accreditation, %*** 60 65.2 114 95.0 174 82.1
 No. of clients for whom program provides specific services* (mean, range=0–13) 2.95 (2.6) 2.08 (3.0) 2.46 (2.9)
Administrator and Staff Characteristics
 Administrator has MA degree or higher,%*** 46 48.9 89 74.2 135 63.1
 Staff with substance abuse training, %*** 52 54.7 96 78.7 148 68.2
 Staff with college degree, %
  None 7 8.2 12 10.8 19 9.7
  Some 25 29.4 27 24.3 52 26.5
  About half 11 12.9 17 15.3 28 14.3
  Most all 23 27.1 35 31.5 58 29.6
  All 19 22.4 20 18.0 39 19.9
System Integration
 Integrated with judiciary (mean score, range = 0–12) 2.54 (3.2) 3.33 (3.1) 3.01 (3.2)
 Integrated with community corrections (mean score, range = 0–12) 4.46 (3.9) 3.77 (3.3) 4.05 (3.5)
Treatment Climate/Culture
 Staff influence on treatment improvement*** (mean score, range = 1–5) 3.67 (0.8) 4.05 (0.6) 3.88 (0.7)
 Importance of community treatment (mean score, range = 1–10) 9.4 (1.8) 9.8 (1.0) 9.6 (1.4)
 Correctional staff respect for treatment (mean score, range = 1–5) 3.29 (0.9) 3.41 (0.7) 3.35 (0.8)
 Importance of other services relative to drug treatment** (sum, range = 10–50) 28.0 (5.4) 30.2 (6.8) 29.2 (6.3)
Treatment Process
 Planned duration (days), %***
  0–90 22 27.5 51 50.0 73 40.1
  91–180 27 33.8 33 32.4 60 33.0
  >180 31 38.7 18 17.6 49 26.9
 Uses written protocol/curriculum, % 66 72.5 58 50.0 124 59.9
Dependent Variables
 Wrap-around services provided (mean number, range = 0–11) 4.27 (2.4) 4.79 (2.1) 4.56 (2.2)
 Treatment orientations
  Therapeutic Community*** (mean score, range = 1–5) 4.00 (0.7) 3.47 (0.6) 3.7 (0.7)
  Cognitive Behavioral Therapy (mean score, range = 1–5) 4.02 (0.6) 4.11 (0.5) 4.07 (0.5)
  12-Step (% high) 54 61.4 83 69.2 137 65.9

p < .10,

*

p ≤ .05,

**

p ≤ .01,

***

p ≤ .001

Nearly half (48%) of the correctional programs were inpatient compared with 10% of the community programs, however, this difference is a function of the survey design and sampling frame. A greater proportion of the community-based programs were specialized drug abuse treatment facilities, as compared to those in correctional settings. Correctional programs provided specific services to more types of client populations and had an average higher program capacity, but this latter difference was not statistically significant and capacity was highly variable. Overall, the majority of all programs had some kind of accreditation, although the proportion was higher among the community programs.

With regard to administrator and staff characteristics, nearly three quarters of community program directors had a Master’s degree or higher, compared to about half of correctional program directors. Similarly, a greater proportion of the staff in the community programs (79%) had specialized training in substance abuse treatment, compared with staff in the correctional programs (55%), although the proportion of staff with college degrees was approximately the same across the two types of programs.

As might be expected from their organizational settings, correctional and community programs differed in their integration with other service systems, however, the differences were not statistically significant. Community programs scored higher on the measure of integration with the judiciary, whereas correctional programs scored higher on the measure of integration with community corrections.

The two types of programs differed significantly on two of the measures of treatment climate. Community programs averaged higher scores on the measure of staff influence on treatment improvement and on importance of substance abuse treatment relative to other types of services. There were no differences on the measures of the importance of community-based treatment for offenders and perceived level of respect for treatment among correctional staff.

With regard to the two measures of treatment process, correctional programs had longer planned treatment duration, with nearly three-quarters providing treatment for over 90 days, compared with half of the community programs. In addition, a greater proportion of the correctional programs indicated that they adhered to a written treatment protocol or curriculum.

Overall, there was a marginal difference in the number of wrap-around services provided, with community programs having somewhat higher mean scores (4.8 vs. 4.3). When the individual service items were examined (data not shown), there were significant differences in the proportion of community and correctional programs, respectively, that offered the following: family therapy/counseling (69.8% vs. 39.3%, p < .0001); child-care (9.2% vs. 0, p < .01); legal assistance (5.0% vs. 13.5%, p < .05); and medical services (19.3% vs. 44.9%). Community and correctional programs differed on only one of the three treatment orientation scales, with correctional programs having significantly higher scores than community programs on the TC orientation.

3.2. Findings from regression analyses

Separate regression models were fitted to determine the unique predictors of total number of wrap-around services provided and the degree of adherence to each of the 3 therapeutic orientations. Results from the regression analyses are shown in Table 2. In the first model, a greater number of wrap-around services is associated with inpatient settings, specialized drug abuse treatment facilities, community versus correctional setting, and a greater number of client populations served. In addition, having a greater number of college-educated staff and a planned treatment duration over 180 days (compared with 90 days or less) are associated with provision of more wrap-around services.

Table 2.

Regression Models Predicting Number of Wrap-Around Services Provided and Treatment Orientations

No. of Wrap-Around Services Provided
Therapeutic Community Scale
Cognitive Behavioral Therapy Scale
12-Step Scalea
Variable Coefficient S.E. Coefficient S.E. Coefficient S.E. Coefficient S.E. OR
Program Characteristics
 Inpatient program 0.90* 0.39 -- -- 0.14 0.10 0.83 0.46 2.30
 Drug abuse treatment facility 0.68* 0.30 0.22* 0.09 −0.05 0.07 −0.07 0.34 0.94
 Program capacity (logged) −0.11 0.13 0.07 0.04 0.01 0.03 −0.03 0.14 0.97
 Located in prison (vs. community) −0.93* 0.40 0.44*** 0.12 −0.07 0.10 −0.38 0.44 0.68
 No. of clients provided specific services 0.18*** 0.05 0.01 0.02 0.02 0.01 0.09 0.06 1.09
 Program accreditation 0.33 0.43 −0.13 0.14 0.05 0.11 −0.82 0.51 0.44
Staff Characteristics
 Staff with substance abuse training 0.16 0.35 0.00 0.11 0.09 0.08 1.16** 0.39 3.19
 Staff with college degree 0.29** 0.12 0.05 0.04 −0.01 0.03 −0.08 0.13 0.92
System Integration
 Integrated with judiciary 0.06 0.06 0.01 0.02 0.01 0.01 0.04 0.06 1.04
 Integrated with community corrections 0.03 0.05 −0.01 0.02 0.00 0.01 0.00 0.06 1.00
Treatment Climate
 Staff influence on treatment improvement −0.01 0.24 −0.03 0.08 0.12* 0.06 0.51 0.27 1.67
 Importance of community treatment −0.08 0.12 0.07 0.04 0.10*** 0.03 −0.01 0.13 0.99
 Correctional staff respect for treatment 0.33 0.21 0.08 0.07 −0.02 0.06 −0.18 0.25 0.83
 Importance of other services relative to drug treatment 0.02 0.02 0.00 0.01 0.01 0.01 0.02 0.03 1.02
Treatment Process
 Planned duration (ref = 0–90 days)
  91–180 0.34 0.40 0.09 0.12 0.19* 0.09 0.22 0.44 1.25
  >180 1.39** 0.43 0.19 0.13 0.04 0.12 0.13 0.51 1.14
 Uses written protocol/curriculum 0.27 0.33 0.01 0.10 0.13 0.08 −0.47 0.38 0.63
Model R2 0.18 0.20 0.20 0.16b
a

Logistic regression used, with 1 = high, 0 = low;

b

max rescaled pseudo R2

p ≤ .10,

*

p ≤ .05,

**

p ≤ .01,

***

p ≤ .001

In the model predicting degree of adherence to the TC orientation, the strongest predictor is prison-based setting. Secondarily, location in a specialized drug abuse treatment facility is also predictive of TC orientation. There are marginal, and positive, relationships with program capacity as well as with the measure of perceived importance of community treatment for offenders.

Two measures of treatment climate are positively associated with the cognitive behavioral therapy orientation: the degree of staff influence on treatment improvement and the perceived importance of community treatment for offenders. Further, planned treatment duration of 91 – 180 days is associated with this orientation, compared with treatment of 90 days or less. Use of a written protocol or curriculum is also marginally associated with this orientation.

In the logistic regression model predicting a high degree of 12-step orientation, the strongest predictor is having more staff with specialized training in drug abuse treatment. Three program characteristics are marginally associated with this orientation: inpatient setting, a greater degree of staff influence on treatment improvement, and, inversely, whether the program is accredited.

4. Discussion

A recent review of drug treatment aftercare in the criminal justice system concluded that the “precise nature of aftercare services needed [by offenders] is not well understood” (Pelissier, Jones, & Cadigan, 2007). Furthermore, these authors called for more research to “identify the most effective type and intensity of aftercare” as well as the relationship of drug treatment to other types of services provided to offenders as they transition to the community (page XXX). The study findings directly address this lack of knowledge by identifying the organizational characteristics of correctional and community based drug treatment programs for offenders and the relationship of these characteristics with the content of services and type of treatment provided.

The study findings have shown that correctional and community drug abuse treatment programs for offenders have several areas of divergence with regard to treatment approaches and service delivery. Overall, programs in the community were more likely to be specialized facilities for substance abuse treatment. Accordingly, community programs employed more staff who had been trained in substance abuse treatment. Community programs also scored consistently higher on various measures of treatment climate that express commitment to and importance of drug abuse treatment, relative to other types of services. Community-based programs provided a broader range of wrap-around services, in addition to core components of drug abuse treatment, and this relationship was retained in the multivariate models that controlled for other organizational characteristics.

Several aspects of correctional programs reflect their institutional location and mission. Correctional programs had, on average, longer planned treatment durations, provided services tailored to more types of client populations, and were more likely to use written treatment protocols. Dedicated drug abuse treatment units were less likely to be sited in correctional programs, and accordingly, had a smaller proportion of staff with specialized training in this area. Consistent with previous literature, correctional programs scored higher on the TC treatment orientation and this relationship was retained in the multivariate model.

With regard to the cognitive behavioral therapy orientation, there was no difference in the bivariate relationship between correctional and community programs. The strongest predictor of this orientation in the multivariate models was a treatment climate measure reflecting greater importance of substance abuse treatment. This finding may reflect a higher commitment to treatment quality, as seen in greater reliance upon an evidence-based treatment practice.

The study findings have implications for developing effective transitions between correctional and community-based treatment, particularly since research has shown that post-release treatment in the community significantly reduces the likelihood of recidivism, compared with in-prison treatment only (Butzin, 2002; Butzin, Martin, & Inciardi, 2005). The findings suggests that differences in treatment approach and orientation between correctional and community-based treatment may result in discontinuity of treatment approaches during the community re-entry phase, particularly regarding the differing emphases placed on the principles of TC-based treatment settings. Whether continuity of approach is related to better post-release outcomes is an area for research; one could hypothesize that continuity of approach is less important than providing services that offenders need to improve their chances of successful reintegration into the community. The greater provision of ancillary services within community-based programs may reflect the need to equip offenders with a broader range of services, including housing, vocational, and family-related, as they prepare to re-enter the community.

Several limitations need to be addressed with regard to the survey data, which generally stem from the survey design. Although all efforts were made to obtain a high survey response-rate, the resultant sample of programs cannot be considered representative of the universe of correctional or community treatment programs for offenders. However, it does represent the most comprehensive survey to date of these providers. Further, there were large amounts of missing data on some variables, most likely stemming from the use of a mail-in survey. Although we addressed this problem through multiple imputation, it may have constrained our ability to determine significant relationships among some variables. Lastly, our analyses were conducted solely with data from program directors, and although it may be assumed that they have a large influence on various aspects of treatment climate and processes, their views are not necessarily congruent with those of online staff. Other papers in this volume directly address this issue.

In sum, the findings provide a foundation for understanding the types of supportive services and treatment approaches available in both correctional- and community-based treatment programs that serve drug-abusing offenders. At present, there is increasing emphasis on the use of evidence-based treatment approaches within programs that treat offenders, as well as pressure to demonstrate the effectiveness of both in-prison and community-based treatment. In response to these imperatives, providers to offender populations may be expected to adopt a wider array of treatment practices as well as to meet specific performance objectives. Future research can build upon these findings to better understand how organizational characteristics are associated with the ability of programs to respond to these changes in the drug abuse treatment system and how they impact treatment provided to offenders and their associated outcomes.

Acknowledgments

This work was supported by NIDA grant 5 U01 DA16211, Pacific Coast Research Center (PCRC) of the Criminal Justice Drug Abuse Research Studies (CJ-DATS); Principal Investigator: M. Prendergast. This study was funded under a cooperative agreement from the U.S. Department of Health and Human Services, National Institutes of Health, National Institute on Drug Abuse (NIH/NIDA). The authors gratefully acknowledge the collaborative contributions by NIDA, the Coordinating Center (Virginia Commonwealth University/University of Maryland at College Park, Bureau of Governmental Research), and the Research Centers participating in CJ-DATS (Brown University, Lifespan Hospital; Connecticut Department of Mental Health and Addiction Services; National Development and Research Institutes, Inc., Center for Therapeutic Community Research; National Development and Research Institutes, Inc., Center for the Integration of Research and Practice; Texas Christian University, Institute of Behavioral Research; University of Delaware, Center for Drug and Alcohol Studies; University of Kentucky, Center on Drug and Alcohol Research; University of California at Los Angeles, Integrated Substance Abuse Programs; and University of Miami, Center for Treatment Research on Adolescent Drug Abuse) The contents are solely the responsibility of the authors and do not necessarily represent the views of the Department of Health and Human Services, NIDA, or other CJ-DATS participants.

Footnotes

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