Disc arthroplasty can be used to treat patients with lower back pain where internal disc derangement, typically at L4/5 or L5/S1, is perceived as the pain source.
Currently, over 100 prostheses have been designed, with the Charité III disc and the ProDisc the most frequently used in Europe. Both are implanted through an anterior approach and comprise low friction sliding surfaces, consisting of metal end plates with a polyethylene spacer. A ‘press fit’ mechanism secures the prosthesis, with supplementary primary fixation provided by teeth or fins on the endplates which grip the adjacent vertebral surfaces.
As the number of artificial disc procedures performed in the UK quickly grows, proponents describe a revolutionary treatment that relieves pain, preserves motion at the operated level and protects against degeneration at adjacent levels. The wave of publicity in the mass media has been overwhelmingly favourable, with the experience of individual patients giving the impression that all patients will achieve similar results.
Such fashionable treatment has been rapidly adopted; nevertheless, significant concerns remain. Despite having been implanted for almost 20 years, there remains a lack of adequate clinical information. Although early results appear encouraging, to date these represent protected series from the originators of the devices. The second wave of results may identify failures and complications associated with the inevitable learning curve. Potential problems that may become apparent with long-term follow-up have yet to be addressed.
Patient selection
Patient selection is fundamental to a successful outcome. However, there is considerable doubt over our ability to select appropriate patients with an unambiguous pain source who are suitable for arthroplasty surgery. Our ability to diagnose spinal pathology continues to lag behind the progression of treatment options.
All studies report inconsistent results both from fusion and arthroplasty surgery for discogenic lower back pain. Whilst some patients report complete symptom resolution, the majority experience only partial pain relief. This variation is likely to be due to failures in patient selection.
Carragee et al.1 assessed the outcome of fusion spinal surgery in patients with single level discogenic pain as confirmed by a stringent discography protocol and compared the results with a ‘gold standard’ – fusion for patients with single level unstable spondylolisthesis. He concluded that even in what should represent the ‘ideal patient’, discography failed to identify a single segment pain generator in about 50% of patients.
Until we are better able to identify symptomatic discs, neither fusion nor disc replacement will consistently relieve symptoms; advances in technology may not result in better outcomes.
Comparison with alternative surgical options
Arthrodesis is held up as the ‘gold standard’ against which disc replacement is judged. However, two recent studies found no advantage of spinal fusion over state of the art non-operative treatment programmes involving aggressive exercise and cognitive therapy.2,3 Furthermore, the superiority of spinal fusion over physical therapy seen at 2 years in the Swedish Spine Study, disappeared at long-term follow-up.4 Thus, lumbar fusion would seem an inadequate ‘gold standard’ against which to compare disc replacement.
In their review of the literature, de Kleuver et al.5 concluded that although early results (0–68 months) appear comparable to results of arthrodesis, ‘the studies are of such limited quality that it is hard to justify such a comparison’.
The perceived disadvantages of arthrodesis are loss of motion and consequent adjacent segment degeneration. However, even the touted dual benefits of disc replacement surgery, namely preserved motion and reduction of adjacent level disease, are not supported by the literature. Although the operated segment does appear to move with a reported average range of movement of 5–12°, in many instances movement of the operated segment is lost, with several studies reporting complete loss of motion at the operated level (in one series 26%6) due either to spontaneous fusion or surgical revision.
There is not a single, rigorous, scientific study demonstrating that artificial discs reduce degeneration at adjacent levels. Adjacent segment degeneration may represent the natural history of the underlying disc disease and motion preserving surgery would, therefore, not reduce its incidence. Follow-up is simply too short. Indeed, in one series, re-operation at the adjacent segment was performed in 11 of 50 patients (22%) within 2 years.7
Comparison with conservative treatments
There is no evidence available from clinical trials that disc replacement leads to better outcome than non-operative care. A recent trial from France8 concluded that total disc replacement is more effective than rehabilitation in the treatment of very specific cases of low back pain. However, patients randomised to rehabilitation were given the option of converting to disc replacement surgery if their symptoms failed to improve significantly. Half opted for surgery at 6 months.
With both Fairbank et al.2 and Brox et al.3 finding similar outcomes between fusion and structured rehabilitation and the FDA trial reporting similar outcomes between fusion and total disc replacement, does it follow that disc replacement offers little beyond an aggressive rehabilitation regimen?
Complications
Complication rates are a concern, both of the artificial discs and the anterior spinal approach required to implant them. Early results from the originators of the devices suggest a low complication rate, but as other surgeons embark on their learning curves, complications are inevitable. In a recent review, Polly9 wrote: ‘there will be deaths from the procedure, due to thromboembolic phenomenon or due to uncontrolled haemorrhage from irreparable vascular injury… there will be prostheses that dislodge. There will be infections that require disc removal.’ Complication rates are variably reported. Of 411 patients gathered from a review of the literature,5 there were eight vascular injuries (six venous, two arterial) and six thrombotic complications, but no infections.
Disc replacement has been associated with heterotopic ossification, rendering the operated segment immobile. The prospective RCT of the Charité III disc reports a 6% incidence at 2 years.10
Subsidence of the prosthesis, similar to that seen with fusion cages, has been reported but has not yet been systematically reviewed. It can occur as a result of undersizing, intraoperative endplate violation or asymmetric implantation and may cause eccentric facet load, degeneration and back pain.
The Swedish fusion study4 emphasises the importance of long-term follow-up in patients undergoing back pain surgery. Such data for disc replacement surgery do not yet exist. Potential long-term complications of an artificial joint as experienced in total hip and knee arthroplasty cannot, therefore, be discounted. Polyethylene wear, a well-recognised mechanism of failure with hip arthrodesis, has not been accurately measured. The potential effect of granuloma formation around major blood vessels and neural structures remains unknown. This may preclude later implant removal. Similarly, radiological and clinical loosening has not yet been addressed. It has not been demonstrated that in-growth of these devices and true fixation to the vertebral endplate actually occurs.
Experience with anterior fusion surgery highlights the risk of retrograde ejaculation, reported in up to 5.9% of patients undergoing anterior interbody lumbar fusion (ALIF) procedure, increasing to 22% of patients with the transabdominal approach.11 An equivalent incidence following disc replacement surgery can be expected, especially as a greater exposure is often required.
In cases of failure, salvage procedures remain a concern. Whilst successful use of posterolateral fusion has been reported, implant removal may be required in cases such as dislocation, infection or polyethylene wear, but may be difficult due to fibrosis of the vena cava adjacent to the vertebral body. Supplementary fixation aids, such as fins and teeth, may further hinder removal to the extent that partial corpectomy may be required.
Conclusions
Despite nearly 20 years' experience of these devices, there is still no evidence that disc arthroplasty reliably and reproducibly meets the three primary aims of clinical efficacy, continued motion and fewer adjacent segment problems.
Boden et al.12 suggested eight criteria required to establish the efficacy and safety of disc replacement surgery:
Long-term (greater than 10 years) follow-up demonstrating clinical outcomes equivalent or better than fusion.
Motion preservation at the operated level.
Reduced adjacent segment disease.
Cost effectiveness.
Predictable, safe implantation.
Manageable wear-related problems.
Safe and effective salvage procedures.
Misuse of the devices can be adequately controlled.
There remains a lack of solid scientific evidence to support this major shift toward disc replacement. At best, disc replacement presently represents an unpredictable treatment for a condition that cannot yet be diagnosed with any precision. Until the criteria listed above are met, arthroplasty should be performed only as part of strictly controlled studies on adequately consented patients.
References
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