Skip to main content
Journal of Neurology, Neurosurgery, and Psychiatry logoLink to Journal of Neurology, Neurosurgery, and Psychiatry
. 1997 Oct;63(4):456–460. doi: 10.1136/jnnp.63.4.456

Predictive value of clinical indices in detecting aspiration in patients with neurological disorders

F Mari 1, M Matei 1, M G Ceravolo 1, A Pisani 1, A Montesi 1, L Provinciali 1
PMCID: PMC2169753  PMID: 9343123

Abstract

OBJECTIVES—(1) To evaluate the predictive value of a detailed clinical screening of aspiration in patients withneurological diseases, both with and without symptoms of dysphagia taking videofluoroscopy as the gold standard; (2) to assess the existence of risk factors for silent aspiration, measuring the cost-benefit ratio of radiological examination.
METHODS—93 consecutive patients meeting the diagnostic criteria for a neurological disease with a risk of swallowing dysfunctions (cerebrovascular accidents, brain injury, Parkinson's disease, multiple sclerosis, amyotrophic lateral sclerosis, myotonic dystrophy, and abiotrophic diseases) underwent a detailed clinical assessment using a 25 item form to check for symptoms of dysphagia and impairment of the oropharyngeal swallowing mechanism. The 3 oz water swallow test was also performed to assess the aspiration risk. Sensitivity, specificity, positive predictive, and negative predictive values (NPV) of dysphagia, history of cough on swallowing, and 3 oz test positivity, versus videofluoroscopy documented aspiration, taken as the gold standard, were measured in all the patients and in subgroups with different neurological disorders.
RESULTS—Non-specific complaints of dysphagia showed a very poor predictive value, whereas the symptom "cough on swallowing" proved to be the most reliable in predicting the risk of aspiration, with 74% sensitivity and specificity, 71% positive predictive, and 77% negative predictive value. The standardised 3-oz test had a higher predictive potential than the clinical signs, but had low sensitivity. The association of cough on swallowing with the 3 oz test gave a positive predictive of 84%, and an negative predictive value of 78%. In cases where the clinical tests failed to detect any impairment, videofluoroscopy documented only a low risk (20%) for mild aspiration.
CONCLUSIONS—The association of two clinical items (such as history of cough on swallowing and 3 oz test positivity) provides a useful screening tool, the cost:benefit ratio of which seems very competitive in comparison with videofluoroscopy in aspiration risk evaluation.



Full Text

The Full Text of this article is available as a PDF (105.7 KB).

Selected References

These references are in PubMed. This may not be the complete list of references from this article.

  1. Alberts M. J., Horner J., Gray L., Brazer S. R. Aspiration after stroke: lesion analysis by brain MRI. Dysphagia. 1992;7(3):170–173. doi: 10.1007/BF02493452. [DOI] [PubMed] [Google Scholar]
  2. Avery-Smith W., Dellarosa D. M. Approaches to treating dysphagia in patients with brain injury. Am J Occup Ther. 1994 Mar;48(3):235–239. doi: 10.5014/ajot.48.3.235. [DOI] [PubMed] [Google Scholar]
  3. Bamford J., Sandercock P., Dennis M., Burn J., Warlow C. Classification and natural history of clinically identifiable subtypes of cerebral infarction. Lancet. 1991 Jun 22;337(8756):1521–1526. doi: 10.1016/0140-6736(91)93206-o. [DOI] [PubMed] [Google Scholar]
  4. Barer D. H. The natural history and functional consequences of dysphagia after hemispheric stroke. J Neurol Neurosurg Psychiatry. 1989 Feb;52(2):236–241. doi: 10.1136/jnnp.52.2.236. [DOI] [PMC free article] [PubMed] [Google Scholar]
  5. Bird M. R., Woodward M. C., Gibson E. M., Phyland D. J., Fonda D. Asymptomatic swallowing disorders in elderly patients with Parkinson's disease: a description of findings on clinical examination and videofluoroscopy in sixteen patients. Age Ageing. 1994 May;23(3):251–254. doi: 10.1093/ageing/23.3.251. [DOI] [PubMed] [Google Scholar]
  6. Bushmann M., Dobmeyer S. M., Leeker L., Perlmutter J. S. Swallowing abnormalities and their response to treatment in Parkinson's disease. Neurology. 1989 Oct;39(10):1309–1314. doi: 10.1212/wnl.39.10.1309. [DOI] [PubMed] [Google Scholar]
  7. DePippo K. L., Holas M. A., Reding M. J. The Burke dysphagia screening test: validation of its use in patients with stroke. Arch Phys Med Rehabil. 1994 Dec;75(12):1284–1286. [PubMed] [Google Scholar]
  8. DePippo K. L., Holas M. A., Reding M. J. Validation of the 3-oz water swallow test for aspiration following stroke. Arch Neurol. 1992 Dec;49(12):1259–1261. doi: 10.1001/archneur.1992.00530360057018. [DOI] [PubMed] [Google Scholar]
  9. Feinberg M. J., Ekberg O., Segall L., Tully J. Deglutition in elderly patients with dementia: findings of videofluorographic evaluation and impact on staging and management. Radiology. 1992 Jun;183(3):811–814. doi: 10.1148/radiology.183.3.1584939. [DOI] [PubMed] [Google Scholar]
  10. Holas M. A., DePippo K. L., Reding M. J. Aspiration and relative risk of medical complications following stroke. Arch Neurol. 1994 Oct;51(10):1051–1053. doi: 10.1001/archneur.1994.00540220099020. [DOI] [PubMed] [Google Scholar]
  11. Horner J., Massey E. W., Riski J. E., Lathrop D. L., Chase K. N. Aspiration following stroke: clinical correlates and outcome. Neurology. 1988 Sep;38(9):1359–1362. doi: 10.1212/wnl.38.9.1359. [DOI] [PubMed] [Google Scholar]
  12. Johnson E. R., McKenzie S. W., Rosenquist C. J., Lieberman J. S., Sievers A. E. Dysphagia following stroke: quantitative evaluation of pharyngeal transit times. Arch Phys Med Rehabil. 1992 May;73(5):419–423. [PubMed] [Google Scholar]
  13. Johnston B. T., Li Q., Castell J. A., Castell D. O. Swallowing and esophageal function in Parkinson's disease. Am J Gastroenterol. 1995 Oct;90(10):1741–1746. [PubMed] [Google Scholar]
  14. Layne K. A., Losinski D. S., Zenner P. M., Ament J. A. Using the Fleming index of dysphagia to establish prevalence. Dysphagia. 1989;4(1):39–42. doi: 10.1007/BF02407401. [DOI] [PubMed] [Google Scholar]
  15. Leopold N. A., Kagel M. C. Prepharyngeal dysphagia in Parkinson's disease. Dysphagia. 1996 Winter;11(1):14–22. doi: 10.1007/BF00385794. [DOI] [PubMed] [Google Scholar]
  16. Linden P., Kuhlemeier K. V., Patterson C. The probability of correctly predicting subglottic penetration from clinical observations. Dysphagia. 1993;8(3):170–179. doi: 10.1007/BF01354535. [DOI] [PubMed] [Google Scholar]
  17. Linden P. Videofluoroscopy in the rehabilitation of swallowing dysfunction. Dysphagia. 1989;3(4):189–191. doi: 10.1007/BF02407222. [DOI] [PubMed] [Google Scholar]
  18. Logemann J. A. Noninvasive approaches to deglutitive aspiration. Dysphagia. 1993 Fall;8(4):331–333. doi: 10.1007/BF01321772. [DOI] [PubMed] [Google Scholar]
  19. Martens L., Cameron T., Simonsen M. Effects of a multidisciplinary management program on neurologically impaired patients with dysphagia. Dysphagia. 1990;5(3):147–151. doi: 10.1007/BF02412638. [DOI] [PubMed] [Google Scholar]
  20. Martin A. W. Dietary management of swallowing disorders. Dysphagia. 1991;6(3):129–134. doi: 10.1007/BF02493514. [DOI] [PubMed] [Google Scholar]
  21. Montesi A., Pesaresi A., Antico E., Piloni V. Lo studio radiologico dinamico con videoregistrazione delle fasi orale e faringea della deglutizione normale. Radiol Med. 1988 Mar;75(3):166–172. [PubMed] [Google Scholar]
  22. Palmer J. B., Kuhlemeier K. V., Tippett D. C., Lynch C. A protocol for the videofluorographic swallowing study. Dysphagia. 1993;8(3):209–214. doi: 10.1007/BF01354540. [DOI] [PubMed] [Google Scholar]
  23. Perlman A. L., Booth B. M., Grayhack J. P. Videofluoroscopic predictors of aspiration in patients with oropharyngeal dysphagia. Dysphagia. 1994 Spring;9(2):90–95. doi: 10.1007/BF00714593. [DOI] [PubMed] [Google Scholar]
  24. Robbins J. Swallowing in ALS and motor neuron disorders. Neurol Clin. 1987 May;5(2):213–229. [PubMed] [Google Scholar]
  25. Splaingard M. L., Hutchins B., Sulton L. D., Chaudhuri G. Aspiration in rehabilitation patients: videofluoroscopy vs bedside clinical assessment. Arch Phys Med Rehabil. 1988 Aug;69(8):637–640. [PubMed] [Google Scholar]
  26. Willig T. N., Paulus J., Lacau Saint Guily J., Béon C., Navarro J. Swallowing problems in neuromuscular disorders. Arch Phys Med Rehabil. 1994 Nov;75(11):1175–1181. doi: 10.1016/0003-9993(94)90001-9. [DOI] [PubMed] [Google Scholar]

Articles from Journal of Neurology, Neurosurgery, and Psychiatry are provided here courtesy of BMJ Publishing Group

RESOURCES