Abstract
A theory is presented to study fluorescence correlation spectroscopy for particles with size comparable to the beam waist of the observation volume. Analytical correlation curves are derived for some experimentally interesting particle geometries. It is found that the finiteness of the particle generally decreases the value of the correlation amplitude and increases the correlation time compared to a point particle model. Furthermore, not only the size but also the distribution of fluorophores affects the shape of the correlation function. This is experimentally demonstrated with surface and internally labeled fluorescent spheres. In addition, experiments are performed on fluorescent spheres of different radii to validate the model by comparing the results to theoretical predictions.
INTRODUCTION
Fluorescence correlation spectroscopy (FCS) (1) is a noninvasive method for investigating kinetic processes and molecular interactions by statistical analysis of equilibrium fluctuations. The technique exploits fluorescence intensity fluctuations of molecules that pass through a very small optical observation volume. FCS has been widely applied in studying translational and rotational diffusion (2,3), flow (4), protein-protein interactions (5), protein conformational fluctuations (6), and many other phenomena.
Conventional FCS theory assumes pointlike particles with sizes much smaller than the observation volume. However, there are many potential applications of FCS where the particle size is comparable to the observation volume such that the point particle approximation is not necessarily valid anymore. For example, viral particles with lengths exceeding 100 nm are approaching the waist of the diffraction-limited observation volume. An FCS study of viruses labeled with fluorescent proteins needs to examine the effect of size on the autocorrelation function. In fact, a recent FCS study of phage-protein interactions discussed potential artifacts in data interpretation, because the size of the phage exceeded the beam waist (7). Lipid vesicles are another example of large particles. The potential of FCS for studying the binding of peptides and proteins to large unilamellar vesicles (LUVs) has been demonstrated by many studies (8,9). Because the diameter of LUVs is >100 nm, the effect of the finite size on FCS experiments is of interest.
Attempts to extend FCS to finite-sized particles have been described previously (10,11). However, only an approximate solution is derived for small disklike particles, and the investigation was primarily based on a Monte Carlo simulation for large particles. A formulation of FCS theory based on the dynamic structure factor (10) has recently been used to study intrachain dynamics of large semiflexible DNA molecules with a hydrodynamic radius larger than the waist of the observation volume (12,13). In this article, we use the same approach for calculating the autocorrelation function of particles with finite size and arbitrary fluorophore distribution. Analytical correlation functions are derived for a few specific cases. We explicitly consider surface- and internally labeled disks and spheres. The theory is validated with FCS experiments on fluorescently labeled spheres of various sizes.
The analysis shows that both the finite and point-particle FCS model fit the experimental correlation curves, but the point-particle model recovers biased parameters for large particles, which affects the interpretation of the diffusion coefficient, the hydrodynamic size, brightness, and particle concentration. This study also provides information about the critical size above which the shape and size need to be accounted for in FCS experiments.
THEORY
Consider a suspension of finite-sized particles that are labeled with fluorescent dyes. For simplicity, we assume that all particles are identical. The distribution of fluorophores within the particle is characterized by the function, where is measured with respect to the center of the particle. Assume that there are a total of NT particles freely diffusing in a very large volume, V. In this article, we use the normalized point spread function, to describe the profile of the observation volume. For two-photon excitation, is given by the square of the illumination intensity profile, whereas for one-photon excitation, it is the product of the illumination intensity profile and the collection profile (14). Suppose the center of the jth particle is located at position at time t. The fluorescence intensity emitted by the particle is given by
(1) |
where is the brightness of a single fluorescent dye that labels the sphere. Typically, is the product of the absorption cross section, the fluorescence quantum yield, and the detection efficiency of the fluorophore. is the Dirac δ-function in the d-dimension. If we replace the δ-function by its Fourier transform and change the integration variable from to we obtain
(2) |
where is the Fourier transform of the function The total fluorescence from NT particles is
(3) |
where is the Fourier transform of the local particle concentration It is straightforward to verify that the average concentration is given as with this definition. We define as the total number of fluorophores contained in one particle and as the observation volume conventionally used in fluorescence fluctuation spectroscopy experiments. The average fluorescence is given by where is the average occupation number in the observation volume, and is the total brightness of the particle.
For a stationary and homogenous system, the correlation of the concentration fluctuation is translational invariant in time. If we further assume that the particle satisfies the diffusion equation, we obtain the correlation function (see Appendix A)
(4) |
where we define the normalized form factor (15) of the particle as and the normalized PSF filter function as The -factor in fluorescence fluctuation spectroscopy is defined as where FCS theory based on the dynamic structure factor has been previously described (10). Here, we followed the same approach but focused explicitly on the effects due to the finiteness and fluorophore distribution of a particle.
To calculate the correlation function, we need to specify the shape of the and the distribution function of the fluorophore within the particle. A two-dimensional or three-dimensional Gaussian profile for s-photon () excitation is conventionally used in the FCS literature to model the PSF (1,16):
(5a) |
(5b) |
with beam waists of w and wz. The filter functions for these model PSFs are
(6a) |
(6b) |
To illustrate the application of Eq. 4, we consider a disk with radius A diffusing through a 2D Gaussian PSF. First, we assume that the fluorophores only distribute on the edge of the disk, which implies We call such a structure of fluorophores a “ring.” The total number of fluorophores within one ring is and the normalized form factor is where is the nth-order Bessel function of the first kind. Plugging and into Eq. 4, we obtain
(7) |
where we have defined the dimensionless radius The diffusion time represents a natural timescale for the FCS experiment and characterizes the time it takes for the particle to diffuse through the waist of the observation volume. is the nth-order modified Bessel function of the first kind.
When the radius of the ring is small, we can approximate Eq. 7 by its Taylor expansion. With a little rearrangement, we arrive at
(8) |
where and Equation 8 implies that the correlation function of the ring is well approximated by that of a point particle if the radius is small compared to the beam waist. The parameters NA and τA, however, represent an apparent number of molecules and an apparent diffusion time, which depends on the size of the particle.
We used the same procedure to determine the correlation function of a fluorescent sphere, shell, and disk. The normalized form factor, the correlation function, and its small particle expansion are listed in Appendix B. The small parameter expansion reduced in all cases to the form of the point-particle correlation function, with apparent parameters for the diffusion time and the number of molecules.
Another useful parameter available from FCS is brightness, which is defined as the average photon counts detected per particle (17). We now consider the influence of particle size on brightness. FCS determines the brightness, λ, from the fluorescence intensity by once the average number of particles, N, is known. For point particles, the number of particles, is directly obtained from the correlation amplitude, which leads to However, for finite-sized particles, this relationship is not valid anymore, because the number of particles depends not only on the fluctuation amplitude, but also on the size of the particle. For a ring structure, it is straightforward to derive from Eq. 7 the relation between the correlation amplitude and the brightness, Thus, a point-particle model would underestimate the brightness of a ring-shaped particle by a factor of The brightness of disks, shells, and spheres can be derived similarly with the help of the equations provided in Appendix B.
MATERIAL AND METHODS
The instrument for the fluorescence fluctuation experiments consists of a Zeiss Axiovert 200 microscope (Thornwood, NY) and a mode-locked Ti:sapphire laser (Tsunami, Spectra-Physics, Mountain View, CA) pumped by an intracavity doubled Nd:YVO4 laser (Millennia Vs, Spectra-Physics, Mountain View, CA). A 63× Plan-Apochromat oil immersion objective (NA 1.4) is used to focus the laser beam and collect the fluorescence. The light passes through an optical filter and is detected with an avalanche photodiode (SPCM-AQ-14, Perkin-Elmer, Dumberry, Québec, Canada). The output of the avalanche photodiode, which produces transistor-transistor logic pulses, was directly connected to a data acquisition card (FLEX02, Correlator.com, Bridgewater, NJ). The recorded photon counts were stored and later analyzed with programs written in IDL version 5.4 (Research Systems, Boulder, CO). A program written in Fortran with a nonlinear least-squares optimization routine from the Port Library (available at http://www.netlib.org) is used to fit the theoretical model to the experimental autocorrelation function.
The internally labeled green fluorescent spheres are bought from Duke Scientific (Fremont, CA), and the surface-labeled spheres carrying fluorescein are a kind gift from microParticles (Berlin, Germany). The particles are suspended in a buffer with 0.5% sodium dodecyl sulfate and 14.7% sucrose. The buffer has a viscosity of η = 1.54 centipoises at room temperature. To avoid sedimentation, the density of the buffer is adjusted by adding sucrose to 1.06 g/mL, which is equal to that of the fluorescent spheres. We estimated that the Rayleigh number of the system is <100, which implies that drift introduced by thermal convection is not important. If necessary, the presence of drift can be identified by scanning FCS (4). To ensure monodispersion, the suspension is vortexed vigorously and sonicated three times in a water bath for 10 min before performing measurements. An excitation wavelength of 905 nm was selected for all experiments.
RESULTS
The contribution of the finiteness of the particle to the autocorrelation function is summarized by its form factor, which depends on the particle size and the fluorophore distribution inside the particle. In Fig. 1, we plot the normalized form factor for a ring, disk (Fig. 1 a), shell, and sphere (Fig. 1 b). Generally, the form factor is an oscillatory and decaying function. It is interesting to note that the oscillatory behavior of the hollow structures, like a ring and a shell, persists much longer than that of the solid counterparts, like the disk and sphere. This is because the distribution function of the hollow structure is sharp and therefore it contains many more Fourier components. Since the normalized form factor, is a decaying function, we expect that the finiteness of the particle will in general decrease the value of the correlation function. On the other hand, the contribution of different wave vectors, q, to the integration is confined, according to Eq. 4, to within Thus, when the time, t, is large, only small wave vectors contribute to the integration. For small values of q, the normalized form factor approaches 1, which implies that the finiteness of the particle has no influence on the correlation function for large lag times t.
To support the above argument, we compare the autocorrelation function of a point particle to those of a ring and a disk with radius equal to the beam waist (a = 1). In Fig. 2 A, we plot the normalized autocorrelation function to investigate the shape of the correlation function. First, we notice that the correlation function of a ring or disk decays much slower than that of the corresponding point particle with the same diffusion time. It is also clear that correlation functions of a ring and disk have slightly different shapes, which solely originates from the difference in the form factor. In Fig. 2 B, we divide the correlation function of the ring and disk by that of the corresponding point particle, which characterizes the overall correction due to the finiteness of the particles. First, we notice that for small lag times t, the correlation function of a finite-sized particle has a reduced value when compared to the correlation function of the point particle. The difference in the fluctuation amplitude between a finite and a point particle defines a correction factor that needs to be taken into account in the proper determination of particle concentrations. It is also clear that for the same particle size, the correction arising from a ring is stronger than that from a disk. We have explained that this occurs because the form factor of a hollow structure decays faster for small wave vectors q and contains many more Fourier components for large q than the form factor of a solid object. This is because the fluorescence of the ring originates from the edge of the circle, causing a big change in the intensity when the ring moves slightly. As the particle diffuses through the observation volume, there is a strong correlation between the two edges, which makes the correlation persists longer. To summarize, the finiteness of a particle decreases the correlation amplitude and increases the correlation time.
To test the theory presented in this article, we performed FCS experiments on fluorescently labeled spheres. The diffusion coefficient, D, of the sphere is determined by the Stokes-Einstein relation (Eq. A5). The experimental quantity directly accessible from FCS experiments is the diffusion time, τd, which depends on the radius of the sphere as well as the beam waist, w, of the PSF. If we plug in the parameters used in the experiment (T = 23°C, η = 1.54 centipoises), we obtain a direct relationship between the diffusion time, τd, the radius of the sphere, A, and the beam waist, w: τd = 890Aw2, where A and w are in units of micrometers and τd is in unit of milliseconds. To determine the beam waist, w, we first measure the autocorrelation function of fluorescent microspheres with known radius A = 0.25 μm. The autocorrelation curve (data not shown) is fit using Eq. B3b, with the radius A fixed to its known value. The fit determined a beam waist of w = 0.42 μm and squared beam waist ratio as Using a point particle model (Eq. B2c) for calibration provides the same result for the beam waist, because finite size corrections are not important for these small particles. Below, we fix w and r to the calibrated value while allowing the radius of the sphere to vary as a free fitting parameter.
Next, we measure internally labeled spheres with a known radius A = 0.5 μm (provided by the manufacturer), which is larger than the beam waist, w. Fig. 3 A shows a plot of the intensity trace with many spikes. Each spike represents the passage of a sphere across the PSF. There are only a few hundred spikes in a 3-h period, which is a consequence of the extremely low concentration of the sphere. In Fig. 3, B and C, we plot the experimental autocorrelation function (○), together with its fit (solid line). The fit to the unphysical point particle model (Fig. 3 B) yields τd = 238 ± 27 ms or A = 1.53 ± 0.17 μm, which significantly overestimates the size of the particle. If the same data is fit to a sphere model (Fig. 3 C), we obtain the radius of the sphere, A = 0.48 ± 0.02 μm, and the diffusion time, τd = 75 ± 4 ms. From the Stokes-Einstein relation, we expect the diffusion time to be τd = 78 ms, which is in excellent agreement with the fit.
To demonstrate the effect of fluorophore distribution on the correlation function, we perform experiments with internally labeled and surface-labeled spheres of the same radius A = 0.5 μm. In Fig. 4, we plot the normalized experimental autocorrelation curve (symbols) together with the fit to the corresponding model (lines) for both samples. The correlation curve of surface-labeled spheres decays slower than that of the internally labeled ones, which is due to the difference in their form factors. The fitting result of the internally labeled sphere has been discussed above (Fig. 3). For the surface-labeled sphere, the fit to a shell model (Eq. B2b) returns a diffusion time τd = 77 ± 1 ms and a radius A = 0.50 ± 0.01 μm, which agrees with the predicted value from the Stokes-Einstein relation and the input radius of the sphere. If the data is fit instead to a point particle model, we recover τd = 361 ± 8 ms and a radius A = 2.32 ± 0.05 μm, which is much larger than the true value. A fit of the same data to a solid sphere model recovers a diffusion time τd = 88 ± 1 ms and radius A = 0.57 ± 0.01 μm, which deviates from the theoretical values by more than the experimental uncertainty.
To check the robustness of the technique, we performed experiments with internally labeled spheres of different radii, ranging from 0.013 μm to 0.5 μm. We fit the correlation curve to the solid sphere model as described above. The fitted diffusion time (diamonds) is plotted as a function of the radius (Fig. 5 A). A fit of the data to a straight line (solid line) yields a slope of 149 ms/μm, which agrees well with theory, as the Stokes-Einstein relation predicts a slope of 156 ms/μm. The diffusion times returned from fits to a point particle model is plotted in the inset, which leads to a diffusion time that is apparently not linearly related to the radius of the sphere. In Fig. 5 B, the fitted radius (diamonds) is graphed as a function of the radius provided by the manufacturer. A linear fit (solid line) to the curve yields a slope of 0.98, which is close to the theoretical value of 1. The experiment shows that the theory describes the data over a wide range of particle sizes.
DISCUSSION
For an experimentalist, it is crucial to know about a model's limitations and range of applications. As we have shown in Fig. 3 B, a point-particle model describes well the experimental correlation curve of an extended particle. If one is not aware of the finite size effect, incorrect conclusion about the particle size, concentration, and brightness would be drawn from the data. Therefore, it is useful to draw a threshold for the particle size beyond which finite size effects have to be taken into account. To gauge the bias resulting from the point-particle model we generate theoretical correlation curves of particles with different sizes and fit these curves to the point-particle model. We define the relative error of a parameter as the difference between its fitted and exact value divided by its exact value. Fig. 6 A shows the relative error (solid line) of the diffusion time for a shell as a function of reduced radius a. The relative error increases with the size of the shell. If we choose a 10% error as a threshold indicating the importance of finite size effect, we obtain a corresponding threshold for the reduced radius of In other words, if the reduced radius of the shell exceeds 0.2, the point-particle model will bias the diffusion time by >10%. In our experimental conditions, this size corresponds to a shell particle with a radius of 80 nm. In Fig. 6 B, we plotted the relative error (solid line) for the number of particles, N, as a function of reduced radius a. Just as for the diffusion coefficient, the relative error exceeds 10% for a reduced radius >0.2.
We found that the point-particle model described the experimental correlation functions of extended particles. This observation is consistent with the small-particle expansion of the theory. For all geometries discussed, the correlation function of the small-particle expansion has the same shape as the point-particle correlation function. However, unlike the point-particle model, the parameters NA and τA do not directly represent the number of particles, N, and the diffusion time, τd, but also depend on the shape and size of the particle. For example, the small-particle expansion for a shell given by Eq. B2.C leads to a relative error between τA and the diffusion time,τd, of 8a2/3 (Fig. 6 A, dotted line). Remarkably, the relative error (or deviation) between τA and the diffusion time is well approximated by the small-particle expansion for a < 1.2.
In Fig. 6 B, we have plotted the relative error between the parameter NA and the number of particles, N. Again the small-particle expansion predicts the relative error very accurately for a wide range of particle sizes. The above results suggest another way of analyzing FCS data for intermediate-sized particles. The correlation curve is first fit with a point-particle model. The fit parameters are subsequently corrected with the equations provided by the small-particle expansion to yield the correct diffusion time and the number of particles.
The same analysis presented in Fig. 6 has also been performed for the solid sphere model (data not shown), with similar results as for the shell model. The point-particle model fits the theoretical correlation function, and the small-particle expansion accurately describes the relative error over a wider range of particle sizes. In the solid sphere case, the threshold for a 10% error from the point-particle model is a = 0.25, which corresponds to a radius of 100 nm in our experimental setup.
Brightness has been successfully applied to study protein oligomerization (5,18), ligand binding (19), and molecular aggregation (20,21). By comparing the brightness of a particle carrying multiple fluorophores to that of a single fluorophore, it is possible to infer the total number of fluorescent molecules within the particle (5). To perform brightness analysis on large particles like viruses or LUVs, it is important to consider the effect of size on the analysis as pointed out in the Theory section.
Below, we discuss the assumptions made in deriving the correlation function for finite-sized particles. First, we assumed that the particle satisfies the diffusion equation with a constant diffusion coefficient, which is valid only for timescales larger than the velocity correlation time (15). We estimated, for our experimental conditions, that the velocity correlation time is on the order of 10−5 s for a sphere with a radius of 0.5 μm. For smaller spheres, the velocity correlation time is even shorter. The diffusion time for a 0.5-μm sphere is ∼80 ms, and the sampling time of the experiment is 0.5 ms. Thus, for the experiments considered in this article, the velocity correlation time does not play a role. However, for particles large enough, the approximation breaks down and the current theory must be generalized to incorporate a time-dependent diffusion coefficient.
Another assumption, made implicitly, is that there is no interaction between spheres, and we only consider the self-diffusion of particles. The particles must experience some repulsive force to prevent them from aggregation, or at least there has to be a hard-sphere interaction between spheres. In the experiment, we added 0.5% sodium dodecyl sulfate to the buffer to facilitate a monodisperse suspension of the sphere. Presumably the spheres are charged and there is Coulomb interaction between spheres. As mentioned above, our treatment neglects the interaction between spheres. It is possible to include such interactions in the theoretical treatment, which is of great interest by itself for research in colloidal systems. The validity of our model lies in the fact that the concentration of the sphere is very low, such that the average distance between particles is much larger than the size of the particle. The interaction contributes to the correlation function only when two particles collide with each other in the excitation beam. When the concentration is small, such events have very low probability and can be safely neglected.
In this article, we have not considered the effect of rotation on the correlation function. In addition, we restricted ourselves to the correlation function for circularly and spherically symmetric particles. These are mathematically the most simple to treat. Also, vesicles and many viruses exhibit spherical symmetry. Another advantage is that rotational dynamics does not play a role for a spherical object. For an arbitrary shaped particle, the current formulism must be modified to account for the effects of rotational diffusion.
Not only the size but also the distribution of fluorophores within the particle affects the shape of the autocorrelation function, as demonstrated in Fig. 4 for a surface- and internally labeled fluorescent sphere of equal diameter. Generally, the shape of autocorrelation function is not sufficiently different to distinguish particles with the same size but different fluorophore distributions. For example, both the shell and sphere model describe the correlation curves of Fig. 4 equally well. However, if it is possible to establish the size of the spherical particle independently, for example, by electron microscopy, then FCS provides information about the fluorophore distribution within a particle. This is illustrated in Fig. 4, where the shell and sphere model lead to distinct correlation curves for the same particle size.
Finally, techniques that reduce the observational volume as much as possible are developed to apply FCS to biological samples at very high concentrations (22,23). Thus, the effect of particle size will play an even more important aspect in such experiments. This article provides some of the foundation needed to extend FCS to finite-sized particles.
Acknowledgments
This work was supported by grants from the National Institutes of Health (GM64589) and the National Science Foundation (PHY-0346782).
APPENDIX A
For a stationary and homogenous system, the correlation of concentration fluctuations is translational invariant both temporally and spatially:
(A1) |
which implies
(A2) |
With the above equation, we obtain the correlation of fluorescence fluctuation from Eq. 3
(A3) |
So far, the formulation is exact. Now we introduce an approximation by assuming that the concentration, satisfies the diffusion equation with a constant diffusion coefficient, D:
(A4) |
The validity of the above assumption is discussed in the text. For a spherical particle, D is given by the Stokes-Einstein relation:
(A5) |
where kB is the Boltzmann constant, T is the temperature in Kelvin, is the viscosity of the solvent, and R is the radius of the sphere. Taking the Fourier transform of Eq. A4, it is straightforward to verify that
(A6) |
With the definition of the normalized form factor, and the normalized PSF filter function, and by changing the summation of to integration, we obtain
(A7) |
where d is the dimension of the space. The autocorrelation function of the fluorescence (Eq. 4) is directly determined from this equation.
APPENDIX B
In this appendix, we list the normalized form factor and the autocorrelation function for particles of different geometries.
1. Disk, a uniformly dye-labeled disk diffusing through a 2D Gaussian PSF:
(B1a) |
(B1b) |
When a ≪ 1, Eq. B1b can be expanded and written in the form of a point-particle correlation function (Eq. 8) with the apparent number of molecules and diffusion time defined by and 2. Shell, a uniformly surface-labeled sphere diffusing through a 3D Gaussian PSF (Eq. 5b):
(B2a) |
(B2b) |
where is the error function. When the particle is small, the correlation function reduces to the form of a point-particle correlation function:
(B2c) |
The apparent parameters are and where is the squared beam waist ratio
3. Sphere, a uniformly volume-labeled sphere diffusing through a 3D Gaussian PSF (Eq. 5b):
(B3a) |
(B3b) |
The small-particle expansion for a sphere is given by Eq B2.c with apparent parameters of and
Editor: Elliot L. Elson.
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