Abstract
The central questions of bacterial ecology and evolution require a method to consistently demarcate, from the vast and diverse set of bacterial cells within a natural community, the groups playing ecologically distinct roles (ecotypes). Because of a lack of theory-based guidelines, current methods in bacterial systematics fail to divide the bacterial domain of life into meaningful units of ecology and evolution. We introduce a sequence-based approach (“ecotype simulation”) to model the evolutionary dynamics of bacterial populations and to identify ecotypes within a natural community, focusing here on two Bacillus clades surveyed from the “Evolution Canyons” of Israel. This approach has identified multiple ecotypes within traditional species, with each predicted to be an ecologically distinct lineage; many such ecotypes were confirmed to be ecologically distinct, with specialization to different canyon slopes with different solar exposures. Ecotype simulation provides a long-needed natural foundation for microbial ecology and systematics.
Keywords: Bacillus, Evolution Canyon, ecotype, periodic selection, species concept
To fully understand any community's ecology, we need to identify its ecologically distinct populations and to determine their mutual interactions, because these are the units that contribute uniquely to community assembly, function, and dynamics (1). In the case of a bacterial community, identifying the ecologically distinct members is a particularly formidable task. This is due to the enormous number of bacterial species and ecological roles played within a typical community (2), our inability to cultivate more than a small fraction of these species for study within the laboratory (3), and our inability to predict the genes responsible for ecological divergence, owing to the role of horizontal genetic transfer in bacterial adaptation (4). A DNA sequence-based approach can help overcome these challenges, because the bacteria falling into sequence clusters for a given gene can correspond to ecologically distinct populations, even for genes not related to the adaptive divergence between populations (5). However, the ecological interpretation of a sequence-based phylogeny is not straightforward. Any phylogeny contains a hierarchy of subclusters within clusters, and it is generally not clear which level of sequence cluster corresponds to ecologically distinct populations. Also, a sequence-based phylogeny is complicated when factors, such as geographical isolation, genetic drift, plasmid gain and loss, or rapid speciation, result in a failure of correspondence between sequence divergence and ecological divergence (4, 6). Currently, bacterial systematics employs universal thresholds of molecular divergence values to help demarcate species (7–10), but there is no theoretical basis for identifying the thresholds that yield ecologically distinct populations, nor is there evidence to suggest that a single sequence-identity cut-off value appropriately demarcates the fundamental units of bacterial ecology and evolution (4, 6, 11). Indeed, the traditional approaches of bacterial systematics have led to species that are enormously diverse in their genome content, physiology, and ecology (4, 12).
Here, we propose and test a conceptual framework, based on the evolutionary dynamics of bacterial populations, to estimate the number of ecologically distinct populations within a given clade (a group of organisms sharing a common ancestor) and to identify the members of each such population. We present an algorithm, “ecotype simulation” (ES) (4, 13, 14), which models an ecotype as an ecologically distinct group whose diversity is limited by a force of cohesion, usually the genome-wide purging of diversity known as periodic selection but also genetic drift (4). Periodic selection occurs when a new adaptive mutant arises within an asexual or rarely sexual ecotype, and natural selection causes the mutant and its nearly clonal descendants to replace all competing variants within the ecotype (4, 15) [see supporting information (SI)]. A new ecotype is founded when an adaptive mutation (or a recombination event) allows a variant to invade a new ecological niche. Owing to ecological differences between ecotypes, a periodic selection event within one ecotype does not extinguish the diversity within other ecotypes (4). So defined, bacterial ecotypes have the quintessential properties of species recognized by many systematists outside of microbiology: They are ecologically distinct groups belonging to genetically cohesive and irreversibly separate evolutionary lineages, and they are each invented only once (4, 6, 16).
We have applied ES to examine two clades whose ecological diversity and habitats have been intensively studied. We surveyed multilocus diversity among strains of Bacillus simplex and the Bacillus subtilis–Bacillus licheniformis clade isolated from the “Evolution Canyons” of Israel, which are arid, east–west-running canyons providing three major habitat zones—north- and south-facing slopes with extremely different levels of insolation and a usually dry streambed at the canyon bottom (17–20). We will demonstrate that many of the ecotypes predicted by ES are adapted to the different microhabitats of the canyons. We show that ES is able to discern ecologically distinct populations that are invisible to the current framework of bacterial systematics. As a solution, we suggest a means to incorporate high-resolution theory-based demarcation into bacterial systematics.
Results and Discussion
Clade Sequence Diversity.
We surveyed sequence diversity at three protein-coding genes within B. simplex isolated from Evolution Canyons I and II near Haifa, Israel, and within the B. subtilis–B. licheniformis clade from Evolution Canyon III in the Negev Desert. We graphically characterized the sequence diversity for a clade by plotting the number of bins (or sequence clusters) required to encompass the sample of sequences from the clade, as increasingly stringent sequence identity criteria were used to define these clusters (21, 22) (Fig. 1). Complete linkage clustering (23) was used to bin the sequences into clusters with different levels of minimum pairwise identity (Fig. 1). The “clade sequence diversity” is the pattern of the number of bins over different sequence identity criteria for binning (Fig. 1). Because sequence divergence increases with the time since divergence, this pattern is a way of describing the evolutionary history of cladogenesis (splitting of lineages) within a clade (22).
As typically seen in clade sequence diversity patterns (21, 24), there is an approximately log-linear increase in the number of bins with increasing sequence identity, which has been interpreted as revealing a constant net rate of ecotype formation (22), and there is a flair of increased diversity at an inflection point (in this case ≈98–99% identity), previously interpreted as reflecting the ephemeral sequence divergence within populations that has not yet been purged by periodic selection or drift (21, 24). These interpretations are supported by observing the effects of ecotype formation, periodic selection, and drift rates on the shape of clade sequence diversity curves (see SI).
Quantification and Demarcation of Ecotypes.
We modeled the evolutionary history of each clade, using four parameters to yield with maximum likelihood the observed clade sequence diversity pattern (Fig. 2). In this model, genome-wide diversity within each ecotype is purged recurrently by periodic selection at rate σ. Diversity within ecotypes is also limited by genetic drift, occurring at rate d. New ecotypes are formed at net rate Ω, representing the difference between rates of ecotype formation and extinction. The model also includes a parameter for the total number of ecotypes, n, in the sample of sequences. The ES analysis evaluates different quartets of parameter values for their likelihood of yielding an evolutionary history consistent with the observed clade sequence diversity (Fig. 1). Thus, ES quantifies the ecological diversity within a community (as the number of ecotypes sampled, n) by analyzing the community's evolutionary history. ES also estimates the rates of net ecotype formation and periodic selection, allowing for future tests of how a clade's ecological and life history characteristics might determine its evolutionary rates (see Fig. 2 and SI). The ecotype simulation software is available at http://fcohan.web.wesleyan.edu/ecosim.
The ES of the history of the concatenated gene sequence in B. simplex estimated the presence of 13 putative ecotypes within this named species in Evolution Canyons I and II (Table 1). The ES of the B. subtilis–B. licheniformis clade estimated 17 putative ecotypes. The more rapidly evolving gene gyrA estimated somewhat more ecotypes than the other genes in the B. subtilis–B. licheniformis clade. Also, the most rapidly evolving gene among the three used for B. simplex, rpoB, estimated considerably more ecotypes than the other genes, but the estimate based on the concatenation was not affected greatly by the outlier gene.
Table 1.
Clade | Gene | Net rate of ecotype formation (Ω) | Rate of periodic selection (σ) | Rate of drift (d) | Ecotypes, no. (n) | Ratio of σ:Ω |
---|---|---|---|---|---|---|
B. simplex | Concat. | 0.084 (0.026, 0.18) | 0.57901 (0.083, 4.19) | 0 (0, 0.70) | 13 (5, 28) | 6.89 |
gapA | 0.20 (0.042, 0.44) | 3.56 (0.24, ∞) | 0 (0, ∞) | 11 (3, 40) | 17.8 | |
rpoB | 0.43 (0.19, 0.93) | 54.16 (1.17, ∞) | 0 (0, ∞) | 34 (9, 79) | 126 | |
uvrA | 0.29 (0.060, 0.63) | 1.28 (0.08 > 100.0) | 0 (0, ∞) | 10 (3, 65) | 4.41 | |
B. subtilis–B. licheniformis | Concat. | 0.028 (0.013, 0.041) | 0.92 (0.14, 4.55) | 0 (0, 0.70) | 17 (9, 27) | 32.9 |
gapA | 0.083 (0.038, 0.18) | 2.10 (0.44, 31.33) | 0 (0, 5.12) | 10 (6, 20) | 25.3 | |
gyrA | 0.049 (0.036, 0.073) | 2.54 (0.40, 27.66) | 0 (0, 1.43) | 20 (15, 30) | 51.8 | |
rpoB | 0.10 (0.049, 0.16) | 8.47 (1.34, ∞) | 0 (0, 39.68) | 12 (8, 19) | 84.7 |
See SI for high-drift solutions. The confidence intervals were determined following the method of Felsenstein (see SI) and are indicated in parentheses. The number of ecotypes estimated here tends to be greater than the number of ecotypes demarcated in Fig. 3, because ecotype demarcation is performed conservatively—a clade is deemed an ecotype if the confidence interval of n includes 1, even if the maximum likelihood estimate for n is greater than 1 (SI). Concat., concatenation of three genes.
We next extended the ES approach to identify the individual ecotypes within each clade, with the ultimate aim of testing whether each putative ecotype actually corresponds to an ecologically distinct population. Our approach for ecotype demarcation was to find the most inclusive clades that are each consistent with being a single ecotype, as explained in SI. This is a conservative approach that tends to yield fewer demarcated ecotypes than indicated by the parameter estimates of Table 1 (see SI). Accordingly, nine and 13 putative ecotypes were identified in the B. simplex and B. subtilis–B. licheniformis clades' concatenated gene sets, respectively (Fig. 3). For B. simplex, the individual genes yielded the same demarcations as the concatenation, except for several cases in which rpoB split a putative ecotype into two or more ecotypes; in one case, gapA split a putative ecotype into two. Likewise, the individual gene analyses of the B. subtilis–B. licheniformis clade gave the same demarcations as the concatenation, except in two cases where putative ecotypes were split by gyrA. In general, analyses using rapidly evolving genes were more likely to discern very closely related clades into distinct ecotypes than were analyses using more slowly evolving genes. Future analyses that involve sequences of many genes, perhaps even whole genomes, should focus on a subset of genes with a history of rapid evolution and infrequent recombination (25).
In cases where a strain had been eliminated from the concatenation analysis because of recombination (Fig. 3), the strain was classified into an ecotype based on single-gene ES analysis of the two genes that did not recombine.
Ecological Distinctness of Putative Ecotypes.
We next investigated whether the ecotypes hypothesized by ES are ecologically distinct by making use of the topography of the Evolution Canyons. As part of the Evolution Canyon paradigm developed by E. Nevo and colleagues (18), the canyons have three major habitats, a south-facing slope (SFS) with high solar insolation (and other covarying physical and chemical parameters, and/or interactions with other organisms adapted to this habitat), a north-facing slope (NFS) with less insolation, and a canyon bottom with greater access to water (18, 26).
In B. simplex, the nine putative ecotypes we identified were significantly heterogeneous in their associations with the two major habitats from which B. simplex was isolated (χ2 = 82.16; P < 0.0001; 8 df) (Fig. 3A). The clade at the top of Fig. 3A contains two putative ecotypes, one found primarily on the SFS [putative ecotype 1 (PE1)] and the other on the NFS (PE2). Note also that PE3 and PE4 represent well supported clades found nearly entirely on the NFS. The clade containing PE5–PE9 contains what appear to be specialists to the SFS (PE5 and PE9), one ecotype specialized to the NFS (PE6), and one ecotype (PE7) that is abundant on both slopes but in higher frequency on the SFS, with physiological adaptation to the SFS (20).
The ecological distinctness of the B. simplex ecotypes is further confirmed by their habitat-related physiological properties. The ecotypes associated with the hotter SFSs have greater growth rates at a stressful high temperature than do the ecotypes associated with NFS's, but the differences disappear at optimal temperature (20) (see SI). Also, the SFS-associated ecotypes constitutively produce greater amounts of isomethyl-branched fatty acids, which are beneficial for heat tolerance, than NFS-associated ecotypes (J.S., E.B., R. Kroppenstedt, and B. Tindall, unpublished data). Resistance to UV-C radiation does not appear to contribute to SFS adaptation (19). Other aspects of ecotype divergence yet to be explored in this system are differences in nutrient resources and interactions with other microorganisms (27).
Within the B. subtilis–B. licheniformis clade, the 13 hypothesized ecotypes are heterogeneous in their associations with the major habitats (χ2 = 84.25; P < 0.0001; 24 df) (Fig. 3B). PE1 appears to be specialized to the SFS; PE2 and PE9 appear to be specialized to the canyon bottom; PE5 (which includes the type strain of B. licheniformis) appears to be specialized to the canyon bottom and NFS; and PE8 (which includes the type strain of B. atrophaeus) appears to be specialized to the NFS. As seen also in SFS-adapted ecotypes in B. simplex, the SFS-adapted PE1 of the B. subtilis–B. licheniformis clade has heat-adapting isomethyl-branching fatty acids in higher abundance than closely related ecotypes not specialized to SFS (J.S., E.B.P., and F.M.C., unpublished data).
We do not currently have sufficient ecological data to discern the specific factors that may contribute to the ecological distinctness of every putative ecotype. We anticipate that in future applications of ES, microbiologists will confirm the ecological distinctness of putative ecotypes through microhabitat distribution studies and comparisons of genome content and analyses of genome-wide gene expression and comprehensive metabolic phenotype. In general, we expect closely related ecotypes to differ in their adaptations to a great diversity of ecological dimensions, including different temperatures (14), photic zones (14), sources of inorganic nutrients (28), carbon sources used (29), and host organisms (30).
Resolution of Ecotype Simulation.
Except in cases of compelling phenotypic differentiation (usually related to human disease), bacterial systematists have frequently used 16S rRNA gene divergence as a guide to species demarcation, in which divergence scores >3% between strains denote that they should be recognized as different species; recently, this value has been changed to 1% divergence (7). Although this guideline does not require clades <1% divergent to be subsumed within a single species, it provides no encouragement for systematists to discover ecologically significant diversity among such clades. We note that the 1% guideline would group together within a single species many of the most closely related ecotypes identified by ES, many of which have been confirmed to be ecologically distinct. This is particularly striking in the case of B. simplex—here, the 131 isolates comprising the nine ecotypes identified by ES (Fig. 3A) are absolutely identical in their 16S rRNA sequences (≈1350 nt were sequenced) and are thus invisible to a 1% 16S rRNA divergence criterion for species demarcation. The putative ecotypes identified within the B. subtilis–B. licheniformis clade correspond more closely to the named species, except that four ecotypes (PE2–PE5) are within 0.72% 16S rRNA divergence of the B. licheniformis type strain and would most probably be recognized by bacterial systematics as members of that species (Fig. 3B). Also, PE11 and PE12 are within 0.40% divergence of B. spizizenii and would fit within that species. One newly discovered ecotype (PE1) is just outside the 1% divergence guideline from B. licheniformis. Thus, ES has discovered ecological diversity that would probably have been ignored within the current systematics of bacteria (as well as one ecotype that would have been recognized).
This conclusion is supported also by results from preliminary versions of ES, in which 11 putative ecotypes were discovered within the species Legionella pneumophila; some ecotypes were confirmed as distinct in their host ranges and in their gene expression patterns during infection (13). Similarly, two ecotypes were identified within subclade A of hot spring Synechococcus, one of which was associated with a specific temperature (65°C); also, two ecotypes were identified within subclade A′, each of which was associated with a different depth in the photic zone (14). Within each of the Synechococcus subclades, sequences were within 0.71% divergence in 16S rRNA sequence, and so the current framework of systematics would most probably not distinguish these ecotypes.
Thus, ES promises to be an effective way to discover ecological diversity. Many of the ecotypes hypothesized by ES and confirmed as ecologically distinct would fit within the species demarcated by traditional bacterial systematics approaches. ES has an important advantage over current methods in bacterial systematics in that it does not employ a universal threshold of molecular divergence that is arbitrarily defined and subjectively applied. In ES, analysis of the evolutionary history of a particular clade yields the appropriate criteria for demarcating ecotypes of that clade. The result is that ES can identify ecotypes that are not discerned by our current framework for bacterial systematics (Fig. 3 and Table 1).
That ecotypes can be found lumped within established species suggests that bacterial systematics is failing in its fundamental mission—to precisely provide the ecological properties of any organism that is classified to species (31). The ES approach promises to rectify this by offering a general theory-based approach for identifying a multiplicity of ecotypes per taxon, even before the ecological differences among putative ecotypes can be confirmed.
Incorporating Ecology into Bacterial Systematics.
We propose a paradigm by which bacterial systematics may use ES to demarcate ecotypes, while taking into account a potential diversity of evolutionary models. The ES approach is most likely to reveal ecotypes under a “stable ecotype” model in which new ecotypes are formed only rarely and each ecotype endures many periodic selection events during its lifetime. Under these circumstances, there is time for accretion of sequence divergence between ecotypes, with recurrent purging of diversity within but not between ecotypes. The sequence clustering we observe in these systems is thus dominated by periodic selection, yielding a close correspondence between ecotypes and sequence clusters (4, 6). We note that, for each clade, ES has estimated the rate of periodic selection to be much greater than the net rate of ecotype formation—the condition promoting correspondence of ecotypes and sequence clusters (Table 1).
However, bacterial systematics must take into account that factors other than periodic selection may contribute to sequence clustering in certain lineages (4). To accommodate these additional factors, we suggest that longstanding ecotypes be demarcated as the smallest clades that show (i) a history of coexistence as separate ecologically distinct lineages, as inferred from ES (or an equivalent sequence-based approach) and supported as monophyletic groups by bootstrap or similar analysis, and (ii) a prognosis for future coexistence, as inferred from the ecological distinctness of the groups in nature (4). Ecotypes cannot be inferred by sequence clustering alone, because it is possible for one ecotype to fall into multiple sequence clusters when geography and genetic drift have been major factors in the history of the lineage (4) (see SI). We note also that showing ecological distinctness alone, even in nature, is not sufficient to infer that the groups will coexist as separate lineages, given the possibility of recurrent, plasmid-based evolution into a particular ecological niche (see SI). Also, ecological differences inferred from laboratory tests may not be relevant to coexistence in nature. Identification of ecotypes therefore requires both a sequence-based approach to formulate hypotheses about putative ecotypes and an ecological approach to confirm these hypotheses.
Ecotypes that are confirmed to have a history of coexistence as distinct lineages and a prognosis of future coexistence are the fundamental units of bacterial ecology and evolution (4, 6, 11). We recommend that they be recognized also as the fundamental units of diversity in bacterial systematics (32). We suggest that, when multiple ecotypes are discovered within the accepted phylogenetic range of an established species (e.g., with 1% divergence in 16S rRNA), the ecotypes should be recognized and named by adding an “ecovar” epithet to the species binomial, for example, by naming the ecotypes within B. simplex. When an ecotype is discovered that is outside the phylogenetic range of any established species, we propose that the ecotype should be given a new species name, for example, by naming PE1 of the B. subtilis–B. licheniformis clade as a separate species. This dual approach should enrich bacterial systematics with ecologically significant but previously ignored groups, while respecting the stability of taxon names.
By identifying taxa at the level of ecotypes, bacterial systematics will provide a long-needed, biologically meaningful, taxonomic grouping of microbial diversity, to the benefit of other biological disciplines such as ecology, evolution, biochemistry, genomics, epidemiology, and biotechnology (4). The identification of these groups will be a critical step forward in our venture to understand the myriad ecological interactions within a natural microbial community.
Materials and Methods
Diversity Within B. simplex.
The details of soil collection and isolation of B. simplex from Evolution Canyons I and II, each with a south-facing slope and a north-facing slope, are described in ref. 19. PCR and sequencing of the gapA, rpoB, uvrA, and 16S rRNA genes (GenBank accession nos. EU305743–EU306135) were as described in refs. 19, 20, and 33.
Diversity Within the B. subtilis–B. licheniformis Clade.
Evolution Canyon III is located in the southern Negev desert, at Nahal Shaharut, a tributary of Nahal Hiyyon (lat 29°55′N, long 34°58′E); EC III has an SFS (≈35° rise) and an NFS (≈30° rise), separated by ≈150 m at the bottom (26). The soil (from the top 1- to 3-cm layer, taken on March 25, 2003) was collected from three elevation stations each from the SFS and NFS habitats and from one collecting station at the canyon bottom, with three collecting sites per station. Strains from the B. subtilis–B. licheniformis clade were identified by metabolic tests (34) and confirmed by sequences of rpoB. Additional strains and species from this clade were obtained from National Center for Agricultural Utilization Research of the U.S. Department of Agriculture.
DNA extraction, PCR, and sequencing were as described in SI. The gapA, gyrA, rpoB, and 16SrRNA sequences are accessible as GenBank numbers EU304829–EU304903, EF026654–EF026744, EF015305–EF015395, and EU304904–EU304976, respectively.
Preparation of Sequences for Ecotype Simulation.
Alignment positions with gaps or indeterminate nucleotides in any sequence were removed. We compensated for PCR and sequencing error by “correcting” a random subset of the singleton nucleotides (i.e., occurring at a particular nucleotide position in only one sequence) equal in number to the expected number of PCR and sequencing errors (see SI). Each chosen singleton nucleotide was corrected to the nucleotide of its closest relative at that site as determined by pairwise sequence distance. For each clade, we conducted separate analyses for the concatenation of the three protein-coding genes and for each of these three genes individually, excluding recombinant sequences as described below.
Accommodation for Recombination.
The ES algorithm takes recombination into account by allowing that periodic selection may not be significant in some taxa with high recombination rates. ES allows for periodic selection and/or genetic drift, to constrain within-ecotype sequence diversity.
The ES algorithm does not take into account that recombination between ecotypes can introduce sequence diversity into an ecotype at a gene locus being surveyed. Therefore, we identified strains that underwent recombination and the particular gene involved in each recombination event, using the “majority rules” rationale (35): In cases where a strain had changed its phylogenetic affiliation for one among the set of genes, we interpreted the two genes showing congruence of relationship as indicating the organism's phylogenetic position, and the aberrant gene as having recombined. A recombination-free phylogeny was estimated based on the concatenation with the recombined gene of each recombinant strain represented as “unknown” nucleotides. Using the ClonalFrame algorithm (35), we were able to confirm that our method identified partial- and whole-gene recombinants.
If a strain was shown to have recombined in any of the three protein-coding genes, the strain was eliminated from ES analysis of the three-gene concatenation; such a strain was also eliminated from single-gene ES analysis for its recombined gene but not from analysis of the other two genes.
Supplementary Material
ACKNOWLEDGMENTS.
We thank Mary Bateson for suggesting improvements in earlier manuscripts. This work was funded by National Science Foundation Frontiers in Biological Research Program Award EF-0328698 (to D.M.W. and F.C.) and the National Aeronautics and Space Administration Exobiology Program Award NAG5–8824 (to D.M.W. and F.M.C.), a grant from the Ancell–Teicher Research Foundation for Genetics and Molecular Evolution (to E.N.), Deutsche Forschungsgemeinschaft Grant 1352/1–1 (to J.S.), and research grants from Wesleyan University (to D.K. and F.M.C.).
Footnotes
The authors declare no conflict of interest.
Data deposition: The sequences reported in this paper have been deposited in the GenBank database (accession nos. EU305743–EU306135, EU304829–EU304976, EF026654–EF026744, and EF015305–EF015395).
This article contains supporting information online at www.pnas.org/cgi/content/full/0712205105/DC1.
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