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. Author manuscript; available in PMC: 2008 Nov 14.
Published in final edited form as: Eur J Pharmacol. 2007 Jul 13;573(1-3):60–64. doi: 10.1016/j.ejphar.2007.07.009

Inhibition of human 5-HT3A and 5-HT3AB receptors by etomidate, propofol and pentobarbital

Dirk Rüsch 1, Hans A Braun 1, Hinnerk Wulf 1, Anika Schuster 1, Douglas E Raines 1
PMCID: PMC2276611  NIHMSID: NIHMS32163  PMID: 17669396

Abstract

The actions of intravenous anaesthetics on 5-HT3AB receptors have not been studied. Using oocyte electrophysiology, the effects of etomidate, propofol, and pentobarbital on human 5-HT3A and 5-HT3AB receptors were studied and compared. Inhibition of peak currents by all three compounds in both receptor subtypes was anaesthetic concentration-dependant and non-competitive. Because the half-maximal inhibitory concentrations for etomidate, propofol and pentobarbital in 5-HT3A and 5-HT3AB receptors were all above their respective anaesthetic concentrations, the results of our study suggest that neither 5-HT3 receptor subtype contributes to the anaesthetic actions of etomidate, propofol or pentobarbital.

Keywords: etomidate, propofol, pentobarbital, 5-HT3A receptors, 5-HT3AB receptors

1. Introduction

5-Hydroxytryptamine type 3 (5-HT3) receptors are cation-selective ligand-gated ion channels that belong to the anaesthetic-sensitive superfamily of cys-loop receptors. Members of this superfamily are composed of 5 subunits that share key structural features. To date, five different 5-HT3 subunits (A, B, C, D, and E) have been identified in the human genome (Davies et al., 1999; Maricq et al., 1991; Niesler et al., 2003). Among the three 5-HT3 receptor subunits (A, B, C) that are known to be expressed in human brain (Davies et al., 1999; Niesler et al., 2003), only the 5-HT3A and the 5-HT3B subunits have been shown to contribute to functional 5-HT3 receptors (5-HT3A and 5-HT3AB).

Electrophysiological studies have shown that the functional characteristics of the two receptor subtypes are significantly different (Davies et al., 1999). For example, the single channel conductance of 5-HT3A receptors is 20-fold lower than that of 5-HT3AB receptors, whereas permeability to calcium ions is lower in 5-HT3AB receptors. Pharmacological studies aimed at defining the actions of short chain anaesthetic alcohols and the inhaled general anaesthetics halothane and chloroform reveal that the sensitivities of the two 5-HT3 receptor subtypes for these drugs differ substantially (Stevens et al., 2005). This finding may have important implications in terms of understanding the mechanisms of general anaesthesia because 5-HT3 receptors mediate or modulate the release of synaptic neurotransmitters in the central nervous system including GABA (Zhou and Hablitz, 1999), glutamate (Funahashi et al., 2004), and acetylcholine (Consolo et al., 1994) that have been linked to important anaesthetic behavioural endpoints (e.g. immobility, hypnosis, and amnesia).

In addition to inhaled anaesthetics and anaesthetic alcohols, intravenous anaesthetics modulate the function of 5-HT3 receptors. Barbiturates such as pentobarbital (Barann et al., 1997; Barann et al., 2000b) and methohexital (Barann et al., 2000b) inhibit 5-HT3 receptors expressed endogenously in N1E-115 mouse neuroblastoma cells (Barann et al., 1997) as well as recombinant human 5-HT3A receptors expressed heterologously in HEK 293 cells (Barann et al., 2000b). Similarly, propofol inhibits 5-HT3 receptors expressed in N1E-115 mouse neuroblastoma cells (Barann et al., 2000a) and native 5-HT3 receptors present in rat vagus nerve (Patten et al., 2001). However, inhibition by barbiturates and propofol occurs at concentrations that exceed those required to produce anaesthesia (Krasowski and Harrison, 1999). Similarly, modulation of 5-HT3 receptors expressed in N1E-115 neuroblastoma cells by etomidate occurs at concentrations beyond those generally considered clinically relevant (Appadu and Lambert, 1996).

As the sensitivity of the 5-HT3AB receptor to intravenous anaesthetics has not been determined and previous studies have shown that the anaesthetic sensitivity of this subtype can be distinctly different from that of the 5-HT3A receptor, we sought to define and compare the actions of three intravenous anaesthetic agents (propofol, etomidate, and pentobarbital) on these two 5-HT3 receptor subtypes. To accomplish this aim, 5-HT3A and 5-HT3AB receptors were expressed in Xenopus oocytes and for each anaesthetic and receptor subtype, the half-maximal inhibitory concentration (IC50) was determined.

2. Materials and Methods

2.1 Animal care

Xenopus laevis maintenance and oocyte harvest procedures were approved by the local committee for animal care in research (approval # V54-19 c 20/15 c MR 20/13).

2.2 Molecular biology

cDNA encoding the human 5-HT3A and 5-HT3B subunits were generously provided by E. Kirkness (TIGR, Rockville, MD) and transcribed into mRNA using the mMessage mMachine High Yield Capped RNA Transcription Kit (Ambion Inc., Austin, TX).

2.3 Oocyte procedures and receptor expression

Oocytes were harvested from human chorionic gonadotropin-injected adult female Xenopus laevis (H. Kähler, "Bedarf für Forschung und Lehre”, Hamburg, Germany). Oocyte harvest procedures, further preparation of oocytes and injection of RNA encoding the A and B subunits of 5-HT3 receptors were done as described previously (Stevens et al., 2005).

2.4 Drugs, chemicals and preparation of solutions

Ethyl 3-aminobenzoate methanesulfonate salt (tricaine), collagenase IA, 5-Hydroxytryptamine (5-HT, serotonin) and propofol were purchased from Sigma-Aldrich. Pentobarbital was obtained as the commercially available Eutha 77 (Essex Pharma GmbH, Munich, Germany) that contains pentobarbital-sodium 400mg/ml. Etomidate was obtained as commercially available Hypnomidate (Janssen-Cilag GmbH, Neuss, Germany) that contains R(+) etomidate 2mg/ml dissolved in 35% propylene glycol. All electrophysiology solutions were prepared on the day of experimentation in ND-96 (96 mM NaCl, 2 mM KCl, 1.0 mM MgCl2, 1.8 mM CaCl2, 10 mM HEPES, pH 7.5). Concentrations of R-(+)-etomidate up to 600µM were prepared by diluting commercial stock (2 mg/ml = 8.2 mM) into ND96. The maximum concentration of propylene glycol in the superfusate was 336 mM, a concentration that neither directly evoked nor inhibited currents elicited by maximally activating concentrations of 5-HT in either 5-HT3 receptor subtype. Stock solutions of up to 1 mM Propofol in ND96 were prepared by diluting 100 mM Propofol in DMSO. The maximum concentration of DMSO in the superfusate was 1% (140 mM), which neither directly evoked nor inhibited currents elicited by maximally activating concentrations of 5-HT in either 5-HT3 receptor subtype. Pentobarbital solutions were prepared by diluting a 10 mM stock solution into ND 96. The pentobarbital stock solution was made by diluting the commercially available pentobarbital (400 mg/ml = 1.61 M) into ND96.

2.5 Electrophysiology

Electrophysiological experiments using the two-microelectrode voltage clamp technique were carried out at room temperature (21°C) 1 – 7 days following the injection of oocytes with mRNA encoding the 5-HT3A (for studies of the 5-HT3A receptors) or an mRNA mix encoding the 5-HT3A subunit and the 5-HT3B subunit (for studies of the 5-HT3AB receptor). Oocytes were placed in a 40 µl custom-made flow chamber, impaled with two capillary glass pipettes filled with 3 mM KCl (resistance < 5MΩ), voltage clamped at −50 mV (Turbo TEC 10CX amplifier, Science Products GmbH, Hofheim, Germany), and constantly superfused with ND96 solution at a rate of 5 ml/min. The perfusion apparatus was constructed of glass syringes and teflon tubing to minimize absorptive loss of anaesthetics. Superfusion was controlled with a six-channel valve controller (Hugo Sachs Elektronik – Harvard Apparatus GmbH, March-Hugstetten, Germany). Currents were recorded on a personal computer running custom-made software (PC.DAQ1.1, developed at the Institute of Physiology, University of Marburg), filtered at 1 kHz and sampled at 100 Hz.

2.6 Experimental protocols

2.6.1. Inhibition of peak currents elicited by maximally activating 5-HT concentrations

Oocytes were preincubated for 30 s with ND96 solution containing the desired concentration of anaesthetic, followed by a co-application of anaesthetic plus a maximally activating concentration of 5-HT (100 µM in 5-HT3A and 300 µM in 5-HT3AB receptors) for 30 s (test experiment). Longer preincubation times did not increase inhibition by the three compounds tested (data not shown). Each test experiment was preceded and followed by a control experiment in the absence of anaesthetic and the average of these two control experiments was used to normalize each test response. To minimize the impact of desensitization and to ensure complete wash-out of anaesthetics, a recovery period of 3 min (control) or 5 to 10 min (test) was allowed between experiments.

2.6.2. Comparison of inhibition at different 5-HT concentrations

To asses the nature of anaesthetic inhibition (i.e. competitive vs. noncompetitive), anaesthetic inhibition of peak currents elicited by 100µM in 5-HT3A and 300 µM in 5-HT3AB receptors by etomidate, propofol and pentobarbital (each at 300µM) was compared to the inhibition of peak currents elicited by tenfold lower concentrations of agonist (10µM in 5-HT3A and 30 µM in 5-HT3AB receptors).

2.7 Data analysis

Concentration-response curves for inhibition of maximal 5-HT peak currents were fitted by nonlinear least squares to the following Hill equation:

I=IcontrolIC50n/([anesthetic]n+IC50n)

where I is the peak current evoked by 5-HT in the presence of anaesthetic, Icontrol is the peak current elicited by 5-HT in the absence of anaesthetic, IC50 is the anaesthetic concentration that reduces 5-HT peak currents to 50% of the control value and n is the Hill coefficient.

2.8 Statistical analysis

Inhibition by anaesthetics of peak currents evoked by maximally activating concentrations of 5-HT were compared to those elicited by a tenfold lower concentration of agonist using a paired t-test (Prism 4.0 software; GraphPad Software Inc., San Diego, CA) with a statistical significance set at P < 0.05.

3. Results

For both receptor subtypes, inhibition by propofol, etomidate, and pentobarbital was concentration-dependant (Fig. 1) and the calculated IC50S (table 1) greatly exceeded their EC50S for general anaesthesia (etomidate: 8.7 µM in humans, propofol 0.4 µM in humans, pentobarbital: 50 µM in mice (Krasowski and Harrison, 1999)). For etomidate and propofol, the IC50s did not differ significantly between the two 5-HT3 receptor subtypes whereas for pentobarbital the IC50 for 5-HT3AB receptors was lower than that for 5-HT3A receptors.

Figure 1.

Figure 1

Etomidate (A), propofol (B) and pentobarbital (C) concentration response relationship of inhibition of peak currents elicited by maximally activating concentrations of 5-HT (100µM in 5-HT3A and 300µM in 5-HT3AB receptors) mediated by 5-HT3A (closed circles) and 5-HT3AB (open squares) receptors. For each point of the 6 concentration response relationships 4 < n < 13. Error bars represent the SD of the mean relative response. Insets in each panel show two sets of representative inward currents elicited by 5-HT and mediated by 5-HT3A (top) and 5-HT3AB (bottom) receptors. The first and the third current trace of each set show the response elicited by a maximally activating concentration of 5-HT (100 µM for 5-HT3A and 300 µM for 5-HT3AB receptors) and the second trace demonstrates the effect of the anaesthetic at 300 µM on 5-HT-elicited currents. Solid and dotted lines above each current trace represent the application of 5-HT for 30 and anaesthetic for 60 s, respectively.

Table 1.

Survey of normalized IC50, Imax (% of maximal 5-HT current) and Hill slope data (±SD) of 5-HT in 5-HT3A and 5-HT3AB receptors.

DRUG RECEPTOR IC50[µM] IMAX [%] HILL COEFFICIENT
etomidate 5-HT3A 180 ± 86 96 ± 8.5 1.6 ± 0.86
  5-HT3AB 140 ± 45 101 ± 7.6 1.3 ± 0.49
propofol 5-HT3A 370 ± 151 95 ± 3.3 1.6 ± 0.66
  5-HT3AB 300 ± 125 94 ± 3.4 1.4 ± 0.51
pentobarbital 5-HT3A 520 ± 168 97 ± 2.9 1.9 ± 0.65
  5-HT3AB 270 ± 63 94 ± 3.7 1.7 ± 0.56

The magnitudes of inhibition of peak currents elicited by 5-HT at maximally activating concentrations vs. tenfold lower concentrations by etomidate (P = 0.91), propofol (P = 0.65), and pentobarbital (P = 0.65) at 300 µM each were not statistically different in 5-HT3A receptors (n = 5 cells for each compound). Similarly, corresponding experiments carried out in 5-HT3AB receptors did not show a different magnitude of inhibition by any of the three anaesthetics (P = 0.42, 0.54 and 0.48, respectively with n = 5 cells for each compound).

4. Discussion

5-HT3 receptors are distributed widely in many tissues and organ systems. In the central nervous system, northern blot analysis as well as RT-PCR and in situ hybridization have found mRNA encoding both 5-HT3A and 5-HT3B subunits in several human brain tissues (e.g. hippocampus and amygdala) suggesting the presence of 5-HT3AB receptors in brain regions that are thought to be relevant to the actions of general anaesthetics (Davies et al., 1999). Similarly, studies using polyclonal antibodies in immunohistochemical experiments have detected 5-HT3B subunits in interneurons (Monk et al., 2001) and, most recently, neurons in the pyramidal and molecular layers (Reeves and Lummis, 2006) of rat hippocampus. However, one study (Morales and Wang, 2002) found no evidence of 5-HT3B subunit expression in rat brain and another found expression only at relatively low levels (Sudweeks et al., 2002), leading to the suggestion that the 5-HT3B subunit may be highly localized in discrete populations of neurons (Reeves and Lummis, 2006).

Studies of anaesthetic action on 5-HT3 receptors have shown that inhaled anaesthetics and anaesthetic alcohols with molecular volumes smaller than 0.12 nm³ enhance currents evoked by low concentrations of 5-HT when mediated by 5-HT3A receptors, but not 5-HT3AB receptors (Stevens et al., 2005). This difference exists because the 5-HT3B subunit reduces the impact that anaesthetics have on anaesthetic-channel gating efficacy (Solt et al., 2005). The two receptor subtypes also differ in their sensitivity to certain inhibitory drugs. For example, 5-HT3AB receptors are approximately fivefold less sensitive to antagonism by tubocurarine than 5-HT3A receptors (Davies et al., 1999).

Propofol (Barann et al., 2000a; Patten et al., 2001) and barbiturates (Barann et al., 1997; Barann et al., 2000b) have been shown to inhibit endogenous 5-HT3 receptors expressed in N1E-115 mouse neuroblastoma cells and recombinant 5-HT3A receptors expressed in HEK 293 cells. Similarly, etomidate, propofol and thiopentone displace a selective high affinity antagonist from 5-HT3 receptors present in N1E-115 mouse neuroblastoma cells (Appadu and Lambert, 1996). In some cases, anesthetic potencies were found to be significantly higher than those reported in the present study. For example, Barann et al (Barann et al., 2000b) reported an IC50 for propofol inhibition of 5-HT3A receptors that is 1–2 orders of magnitude lower than that determined in this study. The same group found a similarly low IC50 for propofol inhibition of native 5-HT3 receptors found in N1E-115 neuroblastoma cells (Barann et al., 2000a). However, another laboratory reported a significantly higher propofol IC50 for 5-HT3 receptors. At a concentration that approximates the IC50 reported by Barann et al. (Barann et al., 2000a), Patten et al. (Patten et al., 2001) found little or no inhibition by propofol of 5-HT3 receptors located in rat isolated vagus nerve. At 100 µM propofol, they reported that only half of the current was inhibited in this system. Appadu and Lambert (Appadu and Lambert, 1996) reported a Ki of 819 µM for propofol’s interaction with 5-HT3 receptors. Interestingly, this was in the same system (N1E-115 neuroblastoma cells) that Barann et al. (Barann et al., 2000a) reported an IC50 that was more than 50-fold lower. The reason for the great variability among different laboratories, techniques, and experimental models is unclear. Nonetheless, all of the reported 5-HT3 receptor IC50s and Kis of intravenous anaesthetics are well above their respective anaesthetizing concentrations.

Our studies show that heteromeric 5-HT3AB receptors are also inhibited by propofol, etomidate, and pentobarbital. There were no significant differences in the sensitivities of the two receptor subtypes to inhibition by propofol or etomidate, whereas the 5-HT3AB receptor was more sensitive than the 5-HT3A receptor to pentobarbital. In both receptor subtypes, the magnitudes of inhibition induced by all anaesthetics were insensitive to a 10-fold reduction in the 5-HT concentration, strongly suggesting that the mechanism of inhibition is non-competitive.

In summary, the intravenous anaesthetics propofol, etomidate, and pentobarbital significantly inhibit 5-HT3A and 5-HT3AB receptors at concentrations that exceed their anaesthetizing concentrations. The two receptor subtypes are equally sensitive to inhibition by propofol and etomidate whereas the 5-HT3AB receptor is more sensitive to pentobarbital. Based on these findings, we conclude that inhibition of neither 5-HT3A nor 5-HT3AB receptors contributes significantly to the anaesthetic actions of propofol, etomidate, or pentobarbital.

Acknowledgements

We thank Prof. Waldegger’s group for their continuous technical support. Etomidate and pentobarbital were kindly provided by Dr. Benes, Department of Neurosurgery, University Hospital Marburg and Dr. Schulz, Veterinary Services University of Marburg, respectively.

This work was supported by a Deutsche Forschungs Gemeinschaft (DFG) grant (RU1211/1-1) to D.R., by the EU NoE BioSim to H.A.B., and by a National Institutes of Health (NIH) grant (P01-GM58448) to D.E.R.

Footnotes

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