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. 2001 Jun;10(6):1187–1194. doi: 10.1110/ps.180101

Some thermodynamic implications for the thermostability of proteins

Douglas C Rees 1, Andrew D Robertson 2
PMCID: PMC2374017  PMID: 11369857

Abstract

An analysis of the thermodynamics of protein stability reveals a general tendency for proteins that denature at higher temperatures to have greater free energies of maximal stability. To a reasonable approximation, the temperature of maximal stability for the set of globular, water-soluble proteins surveyed by Robertson and Murphy occurs at T* ∼283K, independent of the heat denaturation temperature, Tm. This observation indicates, at least for these proteins, that thermostability tends to be achieved through elevation of the stability curve rather than by broadening or through a horizontal shift to higher temperatures. The relationship between the free energy of maximal stability and the temperature of heat denaturation is such that an increase in maximal stability of ∼0.008 kJ/mole/residue is, on average, associated with a 1°C increase in Tm. An estimate of the energetic consequences of thermal expansion suggests that these effects may contribute significantly to the destabilization of the native state of proteins with increasing temperature.

Keywords: Protein stability, thermal expansion, protein volumes, stability curve


The temperature dependence of the free energy change, ΔG(T), for protein unfolding:

graphic file with name M1.gif 1

under a given set of conditions (pH, ionic strength, reduction potential, etc.) may be conveniently represented by the stability curve (Becktel and Schellman 1987) as depicted in Figure 1. When the heat capacity is temperature independent, the stability curve is determined by the values of three parameters, Tm, ΔHm, and ΔCp through the relationship (Hawley 1971; Privalov and Gill 1988):

Fig. 1.

Fig. 1.

Schematic representation of the stability curve (Becktel and Schellman 1987) illustrating the temperature dependence of the free energy of unfolding, ΔG. With this convention, the native state of the protein is favored in the temperature range when ΔG > 0. The temperatures of maximal stability, T*, and heat denaturation, Tm, are indicated.

graphic file with name M2.gif 2

in which Tm is the temperature of heat denaturation with ΔG(Tm) = 0; ΔHm is the enthalpy of unfolding at Tm; ΔCp is the heat capacity change on unfolding. The positive ΔCp of protein denaturation likely reflects the exposure to water of hydrophobic groups that were buried in the native state. One consequence of ΔCp > 0 is that the stability curve is indeed a curve (Brandts 1964), and it shows a free energy of maximal stability at a temperature T*. In addition to Tm, there is a second point on the stability curve where ΔG is also equal to zero that corresponds to the phenomenon of cold denaturation (Privalov 1990).

The stability curve may be approximated as a quadratic function of the temperature with a free energy of maximal stability occurring at a temperature T* (Zipp and Kauzmann 1973; Stowell and Rees 1995), in which:

graphic file with name M3.gif 3

Studies relating the thermodynamics of protein stability to structural features have shown that the enthalpy, entropy, and heat capacity of protein unfolding are, to first approximation, proportional to the size of the protein as described, for example, by the number of residues, N. Using a reference state of 60°C = 333K, Robertson and Murphy (1997) determined the following parameterizations, based largely on data for small globular proteins:

graphic file with name M4.gif
graphic file with name M5.gif 4
graphic file with name M6.gif

which reproduced the experimental data with correlation coefficients of 0.86, 0.77, and 0.74, respectively. Because the thermodynamic parameters are all proportional to N, the stability curves of different proteins should scale according to the number of residues.

The existence of hyperthermophilic organisms illustrates dramatically the ability of proteins to maintain a stable tertiary structure to temperatures > 100°C. This phenomenon naturally raises the question as to how thermostability is achieved (see Szilagyi and Zavodszky [2000] for a recent discussion of the structural basis for thermostability). In terms of the stability curve, there are several thermodynamic mechanisms by which the thermostability of proteins could be increased, such as those depicted in Figure 2. These possibilities can be considered to arise by a combination of raising the stability curve, shifting the curve to high temperatures, and broadening the curve.

Fig. 2.

Fig. 2.

Stability curves representing different thermodynamic mechanisms for achieving protein hyperthermostability. The thermal stability of a protein can be formally increased relative to the mesophilic homologue (a, thick line) by various combinations of raising the stability curve (b), shifting the stability curve (c), and increasing the breadth of the stability curve (d).

The thermodynamics of thermostability can be approached by examining how the stability curve of a protein is coupled to Tm by estimating ΔCp and ΔHm from the parameterizations of Robertson and Murphy (1997). The maximal stability can be derived by substituting these parameters into equation 3:

graphic file with name M7.gif
graphic file with name M8.gif
graphic file with name M9.gif 5
graphic file with name M10.gif

This predicted relationship between ΔG(T*)/N and Tm is in general agreement with experimentally observed values (Table 1A,B), as illustrated in Figure 3. Similar trends between maximal stability and Tm are also evident when the stabilities of a single protein under different conditions are measured, as illustrated with wild-type and variant T4 lysozymes studied over a range of pH conditions (Fig. 3; Table 1C).

Table 1.

Summary of thermodynamic parameters for protein stability

Protein Tm (K) Nres ΔHm (kJ/mole) ΔCp (kJ/mol K) ΔG(T*)/N (kJ/mole res) T*(K)
A: Proteins tabulated by Robertson and Murphy (Robertson and Murphy 1997)
1ALC 298 122 133 7.5 0.03 281
3SIC 323 107 313 8.5 0.16 288
2LZM 324 165 507 10.1 0.23 278
1ACP 326 77 160 3.3 0.15 281
6I1B 326 153 351 8 0.15 285
1BNJ 327 109 546 6.8 0.57 256
1ARR 327 106 297 6.7 0.18 286
1STN 327 136 337 9.3 0.13 293
1BN1 328 108 500 5.8 0.56 252
2STI 332 275 370 20.1 0.04 314
3RN3 332 124 372 6.6 0.24 280
1ABE 332 305 840 13.2 0.25 274
1HRC 333 108 393 5 0.40 263
1HRCB 333 108 307 5.3 0.23 280
1LYS 333 129 427 6.3 0.32 272
5CHA 333 237 710 12.8 0.24 282
2CAB 333 256 725 16 0.18 291
9RNT 334 104 508 4.9 0.69 245
1PMK 335 78 315 5.2 0.34 280
5PEP 336 326 1126 18.8 0.29 281
1LCD 338 51 118 1.3 0.28 258
1SHG 339 57 197 3.3 0.29 284
3PSG 339 365 1134 24.1 0.21 295
1BTA 343 89 292 6.2 0.22 299
2ZTA 343 62 259 3 0.48 267
1CYO 343 88 332 6 0.29 292
9RPR 343 126 580 10.3 0.36 292
2OVO 346 56 207 2.7 0.38 277
2HPR 346 87 248 4.9 0.20 299
1COA 347 64 280 2.5 0.64 251
1PGX 352 56 238 2.9 0.46 279
1LZ1 353 130 579 7.2 0.47 281
9PAP 357 212 904 13.7 0.37 297
4MBN 358 153 837 15.6 0.39 308
2TRX 360 108 411 7 0.29 306
1PBG 361 56 258 2.6 0.58 274
1UBQ 363 76 308 3.3 0.48 281
5CPV 363 108 500 5.6 0.53 284
2WRP 363 105 448 6.1 0.40 297
1CYV 364 98 473 7.4 0.40 305
1SAP 364 66 231 3.6 0.29 305
3AIT 366 74 307 2.9 0.55 274
5BPI 377 58 317 2 1.00 248
B: Extremozymes
PGK1 (Grattinger et al. 1998) 358 398 1680 30.9 0.30 308
Sac9d (McCrary et al. 1996) 364 66 242 3.6 0.32 303
COLD (Wassenberg et al. 1999) 367 66 259 4.6 0.29 315
FDX (Pfeil et al. 1997) 398 60 335 3.5 0.62 313
PFRD1 (Hiller et al. 1997) 450 53 481 3.4 1.42 333
C: T4 lysozyme variants (Kitamura and Sturtevant 1989; Eriksson et al. 1992; Eriksson et al. 1993), as tabulated on pp. 454 and 466 of Pfeil (1998)
T4 283 164 25 10.5 0.00 281
T4 306 164 328 9.75 0.11 274
T4 309 164 363 9.75 0.13 274
T4 309 164 335 10.5 0.10 279
T4 312 164 406 9.75 0.16 273
T4 313 164 316 10.5 0.09 284
T4 314 164 426 9.75 0.17 273
T4 315 164 234 10.5 0.05 294
T4 316 164 339 10.5 0.10 285
T4 316 164 383 10.5 0.13 282
T4 316 164 466 9.75 0.20 272
T4 316 164 376 10.5 0.13 282
T4 317 164 478 9.75 0.21 271
T4 318 164 479 9.75 0.21 273
T4 321 164 448 10.5 0.17 281
T4 322 164 479 9.75 0.21 276
T4 323 164 485 10.5 0.20 280
T4 325 164 517 9.75 0.24 276
T4 325 164 498 10.5 0.21 281
T4 325 164 481 10.5 0.20 283
T4 327 164 460 10.5 0.18 286
T4 327 164 544 10.5 0.25 279
T4 334 164 531 10.5 0.23 287
T4 336 164 586 10.5 0.28 285
T4 338 164 556 10.5 0.25 289
T4 339 164 565 10.5 0.26 289

Values of T* and ΔG(T*) were obtained from the position of the stability curve maximum for each protein, as evaluated from equation 2 with Mathematica.

1 ΔHm and ΔCp were estimated from stability curves presented in the reference.

Fig. 3.

Fig. 3.

Relationship between free energies of maximal stability ΔG(T*) and the temperature of heat denaturation Tm for the proteins in Table 1. The filled circles, open circles, and Xs designate water-soluble proteins tabulated in Robertson and Murphy (1997) as shown in Table 1A, proteins from hyperthermophiles in Table 1B, and T4 lysozyme variants in Table 1C, respectively. The black curve represents the predicted dependence from equation 5.

With this parameterization, the temperature of maximal stability, T*, is predicted to be ∼283K, independent of the values of ΔG(T*) and Tm:

graphic file with name M11.gif
graphic file with name M12.gif 6
graphic file with name M13.gif

Observed values of T* for proteins included in the Robertson and Murphy (1997) survey are generally consistent with this expectation (Fig. 4), with average and standard deviations of 285K ± 19K and 280K ± 6K observed for the proteins in Table 1A and the T4 lysozyme in Table 1C. The few hyperthermophilic proteins included in this survey (Table 1B) appear to have systematically higher values for T* (∼310K) and values of ΔG(T*) somewhat lower than predicted from equation 5 (Fig. 3), although the generality of this observation is weakened by the small sample size and neglect of the temperature dependence of ΔCp (Privalov et al. 1989) that will become significant for hyperthermophilic proteins.

Fig. 4.

Fig. 4.

Relationship between the temperature of maximal stability, T*, and the temperature of heat denaturation, Tm, for the proteins in Table 1. The different symbols are defined in the legend to Figure 3. The expected value for T* from equation 6 is 283K.

There are several implications of these observations. The most significant is that proteins denaturing at higher values of Tm tend to have greater maximal stability (Fig. 3). Although this seems perhaps obvious, there is no a priori reason to expect that this must be true (see Fig. 2). Furthermore, the observation that increased thermostability can be achieved while T* remains approximately constant suggests, as noted by Jaenicke and Böhm (1998), that thermostability is typically achieved by "pulling up" the stability curve (Fig. 2, curve b), at least for nonhyperthermophilic proteins. This observation is clearly a generalization, however, and other thermodynamic mechanisms can be used to generate thermostability; for example, Hollien and Marqusee (1999) have described an analysis of two ribonucleases H, in which the more thermostable protein not only has a greater maximal stability, but also has a small ΔCp that generates a broader stability curve and hence contributes to a higher Tm. Another example, noted above, may be provided by the shift toward values of T* > 300K for hyperthermophilic proteins, which suggests that these proteins use somewhat different thermodynamic strategies for increased thermostability (see Szilagyi and Zavodszky 2000).

Continuing with this analysis, it is possible to estimate how much Tm will increase with an increase in ΔG(T*) by differentiating equation 5 to give:

graphic file with name M14.gif 7

This has the value of ∼0.0090 kJ/(mole residue K) at 340K, whereas a linear fit to the experimental curve gives a slope of 0.0082 kJ/(mole residue K). Consequently, a ∼0.008 kJ/(mole residue) increase in maximal stability corresponds, on average, to an increase in Tm of ∼1°C. Three recent examples illustrate that this relationship can capture the behavior of real protein systems:

  1. In an analysis of ribonuclease H thermostabilities (Hollien and Marqusee 1999), it was found that ΔG(T* = 293K) = 53.1 kJ/mole and Tm = 359K for the more thermostable protein, and ΔG(T* = 297K) = 31.4 kJ/mole and Tm = 339K for the less thermostable protein. The change in maximal stability associated with these changes in Tm may be calculated (taking 160 as the average number of residues in each protein) to be:

graphic file with name M15.gif 8
  1. The thermostabilities of a series of packing mutants of staphylococcal nuclease have been characterized (Chen et al. 2000); the data are described by an approximately linear relationship between the ΔG for unfolding at 293K and Tm (Fig. 5). The value of ΔG(293) should approximate the maximal stability for these variants, because the measurement temperature is close to the generic value for T* (283K). Dividing the slope of this line by the number of residues, N = 149, gives:

Fig. 5.

Fig. 5.

Relationship between Tm and ΔG for unfolding of staphylococcal nuclease variants at 293K (Chen et al. 2000). A linear fit to these points has a slope of 1.01 kJ/(mole K) and a correlation coefficient of 0.96.

graphic file with name M16.gif 9
  1. Following the introduction of the R3E mutation into the 66 residue Bacillus caldolyticus cold shock protein (Pace 2000; Perl et al. 2000), decreases were observed in Tm and ΔG(T*) of 17.8°C and 7.1 kJ/mole, respectively. For this case, the derivative may be estimated:

graphic file with name M17.gif 10

In these examples, the relationships between changes in maximal stability and Tm, on a per residue basis, are all close to the value 0.008 kJ/(mole residue K) derived above, illustrating that this general analysis of thermostability provides a useful framework for characterizing the relationship between protein stability and melting temperature.

Temperature dependence of protein structure

A tacit assumption in addressing the structural origins of protein stability is that the native structure is independent of temperature, so that interactions such as hydrogen bonds, salt bridges, buried surface area, and others can be enumerated independently of the conditions of the structure determination. Even without consideration of such factors as the possibility of large-scale conformational changes and the influence of crystallization conditions on the structure, the assumption of structural invariance cannot be strictly accurate. Like most materials, proteins expand with increasing temperature. The coefficient of thermal expansion, α = ((1/V) (dV/dT))P, has been estimated from thermodynamic measurements and structural studies, and is found to be ∼10−4 K−1 for many proteins (Frauenfelder et al. 1987; Tilton et al. 1992; Young et al. 1994). This implies, for example, that the volumes of proteins will contract several percent between room temperature and the ∼100K typically used for cryocrystallographic data collection.

As indicated by the preceding considerations, this increase in volume with increasing temperature is not energetically benign, but is associated with changes in the thermodynamic parameters of both the N and D states. One example of this is the volume dependence of the internal energy, given by the quantity, (dE/dV)T, which is also known as the internal pressure (Barton 1971). Values of (dE/dV)T may be obtained from the coefficients of thermal expansion (α) and compressibility β = (−(1/V) (dV/dP))T, via the thermodynamic relationships:

graphic file with name M18.gif
graphic file with name M19.gif
graphic file with name M20.gif
graphic file with name M21.gif 11
graphic file with name M22.gif
graphic file with name M23.gif

Because Tα/β tends to be much larger than the external pressure P (1 atm), the latter can be generally neglected. For lysozyme, α ∼ 1 × 10−4 K−1 (Young et al. 1994; Kurinov and Harrison 1995) and β ∼ 5 × 10−6 atm−1 (Kundrot and Richards 1987) = 0.08 Å3/(kJ/mole), so that the internal pressure equals ∼0.4 kJ/mole/Å3 (= ∼6000 atm) at 298K. As a comparison, the volume-dependent term for cavity mutants engineered into T4 lysozyme is ∼0.1 kJ/mole/Å3 (Eriksson et al. 1992), whereas the intensity of strain associated with small-to-large mutations introduced into the core of T4 lysozyme has been reported in the range of 0.1–0.8 kJ/mole/Å3 (Liu et al. 2000). The observation that (dE/dV)T > 0 means that the internal energy increases as the volume increases, and is equivalent to the positive correlation between energy and volume fluctuations noted by Cooper (1984).

The increase in energy, ΔE, associated with the expansion of a protein over a temperature range, ΔT, may be estimated as:

graphic file with name M24.gif 12

For a protein with N residues, an average residue molecular weight of 110, and a density of 1.35 gm/cm3 (see Quillin and Matthews 2000), V may be approximated as 135 N Å3, so that an increase in energy associated with a given temperature increase becomes:

graphic file with name M25.gif
graphic file with name M26.gif 13

This effect is comparable to the average decrease in ΔG(T)/N with temperature between T* and Tm: (1/N) ΔG(T*)/(Tm−T*) = 0.0049 kJ/(mole residue K) for Tm = 340K (from equation 5), which indicates that these destabilizing effects because of volume expansion are indeed energetically significant. For reference, these volume expansion effects should also be significant relative to the activation volumes measured for protein unfolding (33 Å3 for staphylococcal nuclease [Vidugiris et al. 1995]), with increases of 40 to 120 Å3 accompanying temperature increases of 20°C to 60°C for a protein of ∼150 residues and α ∼ 10−4 K−1.

It is possible that the effects of volume changes on the energy of the native state could be offset by comparable effects on the denatured state. A direct analysis of this phenomenon appears problematic, however, because both α and β for the protein-solvent system change on denaturation in a protein-dependent fashion (Brandts et al. 1970; Hawley 1971; Zipp and Kauzmann 1973; Gavish et al. 1983; Prehoda et al. 1998; Panick et al. 1999) that has been difficult to generalize in terms of the relative consequences on (dE/dV)T.

Conclusions

The general behavior of the stability curves for the proteins observed in this study suggests that, on average, increases in Tm are associated with increases in the free energy of maximal stability ΔG(T*). Furthermore, the temperature of maximal stability for these proteins tends to be roughly constant at ∼283K. These effects may be summarized in the form of a generic stability curve that gives the dependence of ΔG(T) on Tm and N:

graphic file with name M27.gif 14

As a useful rule of thumb, increases in ΔG(T*) of ∼0.008 kJ/(mole residue) are associated with an average increase in Tm of 1° C.

The expansion of proteins with increasing temperature is associated with a destabilizing increase in energy. Estimates of this effect suggest that the destabilization energy increases by about 0.005 kJ/(mole residue) per 1°C, roughly comparable to decreases in ΔG with increasing T above T*. A similar effect has been described by Palma and Curmi (1999) who noticed a correlation between thermal expansion of protein surface area and stability in computational studies. Protein expansion could contribute not only to the thermodynamics of protein stability, but also to the kinetics of this process, because the introduction of defects should permit conformational rearrangements required for unfolding (Vidugiris et al. 1995), much as the volume of solids increases near their melting temperature (Frenkel 1946; Bondi 1968). The combination of thermodynamic measurements and structural studies at different temperatures should help further illuminate the relationships between protein stability and volume, which would be particularly informative for proteins that function under more exotic conditions, such as hyperthermostable proteins and membrane proteins.

Acknowledgments

This work was supported in part by National Institutes of General Medical Sciences grants GM45162 to D.C.R. and GM46869 to A.D.R. The publication costs of this article were defrayed in part by payment of page charges. This article must therefore be hereby marked "advertisement" in accordance with 18 USC section 1734 solely to indicate this fact.

Article and publication are at www.proteinscience.org/cgi/doi/10.1110/ps.180101.

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