Synopsis
Asthma and allergies continue to be major public health problems in affluent westernized countries. One feature of a westernized lifestyle that may have a role in the development of asthma and allergies is the changes in dietary habits that predated the increase in asthma prevalence. Many studies have investigated the role of specific nutrients in asthma and allergies, and intervention studies with supplementation of particular nutrients have been conducted, but results have been mixed. It is likely that nutrients may exert their strongest effect early in life, when both the immune system and the lungs are not yet fully developed.
Keywords: diet, nutrition, asthma, allergies, prenatal programming
Introduction
Asthma and related allergic diseases are substantial public health problems world wide1, 2. Data from the US CDC indicate that the self-reported prevalence of asthma in the US increased 73.9% during 1980–19961. In 2002, estimates from the National Health Interview Survey revealed that 72 people per 1,000, or 20 million people, have asthma in the US3. Worldwide, it is clear that more affluent Westernized countries and countries making the transition to a westernized lifestyle have higher prevalence of asthma compared with less developed countries2. Although recent findings suggest that the prevalence of asthma may have reached a “plateau” in most industrialized countries4–8, there are no clear reasons for the increase in prevalence of asthma and allergies in these developed countries. It is likely a changing environment and the behaviors associated with a “westernized” lifestyle that is contributing to the problem. For example, because of improvements in hygiene and control of infectious disease, it is postulated that decreased exposure to infectious agents in early childhood may predispose to the development of asthma and allergies9. Thus, some studies have shown that exposure to markers associated with infectious agents such as endotoxin10, farm animals11 and pets12 may decrease the risk of these disorders. Other factors associated with a western lifestyle that have been implicated in the development of these conditions and include obesity13, and exposure to allergens14. Another aspect of this lifestyle is the changes in diet that have occurred over the years. This review will briefly discuss these changes, describe how diet is evaluated in epidemiologic studies, and summarize existing data relating diet with asthma. There have been a number of comprehensive reviews on this topic15–17, and we will update these with recent studies, where available. Additionally, in the past 5 years, new information has surfaced regarding the association of early life diet and nutrition on subsequent asthma.18, 19 We will review these studies, with emphasis on effects of maternal diet in pregnancy.
Dietary changes in westernized countries
In 1994, Seaton and colleagues highlighted changes in the UK diet that had preceded and paralleled the increase in asthma and atopic disease19, 20. They observed that there had been a decrease in vegetable consumption, particularly of potatoes and green vegetables, and suggested that a westernized diet, increasingly deficient in antioxidants had increased population susceptibility with consequent large increases in the prevalence of asthma and allergy. In the US, recent analyses have shown that fruit and vegetable consumption remains low21, 22, despite public health efforts to improve overall diet quality23. It is postulated that decreased dietary antioxidant intake leads to reduced antioxidant defenses in the lung, leading to increased oxidative stress with increased susceptibility to airway inflammation and asthma24
Aside from antioxidants, intake of fats, particularly the changing composition of polyunsaturated fatty acids (PUFAs) in western diets, has been implicated in asthma. In 1997, Black and Sharpe25 reviewed the changes in dietary intake of fats as a result of public health efforts to reduce the incidence of coronary heart disease, and suggested that the changing composition of PUFAs played a role in the increase in asthma and allergies. In westernized countries including the US, the reduction in intake of saturated fat was accompanied by an increase in consumption of n6 polyunsaturated fatty acids, particularly linoleic acid (LA) and arachidonic acid (AA), through increased use of margarine and vegetable oils (instead of butter and lard)26, 27. In addition, there has also been a decrease in consumption of oily fish, a rich source of n3 polyunsaturated fatty acids such as eicosapentaenoic acid (EPA) and docosahexaenoic acid (DHA). Thus, the hypothesis is that the increased ratio of n6:n3 PUFAs in westernized diet may have contributed to the increased asthma incidence.
The assessment of diet in epidemiological studies
Several methods are used to assess dietary exposures in epidemiological studies (Table 1)28. The most commonly used methods include 24-hour recall interview29, diet record29, food frequency questionnaires30, 31, and measurement of nutrient biomarkers32. The 24-hour recall interview is administered by a trained interviewer, and subjects are asked to report everything they had to eat or drink in the past 24-hour period29. This method is dependent on the short-term memory of the subject. The interview may be conducted over the telephone or in person, and it is important to have skilled interviewers to probe for additional foods and to do so in a neutral manner so as to not influence the subjects’ responses. Because of this, high-quality dietary information is collected with properly trained interviewers, but this makes it expensive and impractical for large-scale epidemiologic studies. Interactive, computer-based 24-hour recall software programs are being developed to circumvent these limitations33. The food record or food diary method is similar to the 24-hour recall, except that subjects record actual food and drink intake prospectively on one or more days29. Food records are quantified by asking the subject to either weigh the foods or determine volume using common household measuring tools, and assistance may be provided by the use of photographs. This prospective record minimizes reliance on memory and does not require trained interviewers. However, this method requires a reasonably high level of subject literacy and motivation, and requires some level of training in recording complete and accurate food intake. Furthermore, food records done on consecutive days may be correlated and may introduce bias in the measurement. Both the 24-hour recall and the food record methods may not capture seasonal variation of diet or may not reflect usual long-term diet. These limitations may be reduced by performing these measurements on multiple days over several months of the year.
Table 1.
Method | Pro(s) and Con(s) |
---|---|
24-hour recall | Pro: relatively precise (recent memory), relatively low participant burden |
Con: may not reflect long-term diet, requires well-trained interviewers, nutrient analysis may be laborious | |
Diet record | Pro: precise record of intake over several days, recall error and bias are reduced due to prospective nature |
Con: requires high level of subject literacy and motivation, may not capture long-term diet | |
Food frequency questionnaire | Pro: applicable to large cohorts; assesses long-term diet; ease of administration allows for repeat measurements to capture changes in diet over time; provides information on large numbers of foods; relatively cheap to analyze and calculate nutrients |
Con: population-specific; food list needs to be validated in a particular population to ensure that main foods are captured | |
Biomarker | Pro: precise measure of short-term status, depending on nutrient and nutrient half-life; may be the only reliable measurement of nutrient exposure |
Con: invasive, requires collection of biological sample (blood, hair, nail) |
Food frequency questionnaires are the most frequently used method for many epidemiologic studies30, 31. They consist of a list of foods and beverages that represent the major contributors to the diet of the population being studied and a frequency response to report how often each food is consumed. It is important that food frequency questionnaires are validated for a particular population or ethnicity, since lists of foods and beverages may be specific to a particular group (e.g. young children usually eat a more limited variety of foods compared with adults; recent immigrants will tend to find and eat foods native to their country of origin compared with non-immigrants). Food frequency questionnaires are easily administered in person or mailed to subjects. They provide information on usual intake of a large number of foods, food groups, and supplements, are substantially less expensive than other methods of dietary assessment, and can be administered repeatedly over several years to capture diet changes over time. From responses to the questionnaire, individual nutrient intake can be calculated based on the known nutrient content of foods. Alternatively, analyses based on usual intake of foods taken directly from the responses to the questionnaires (i.e. frequency of intake of fruits and vegetables) can also be performed.
Biochemical markers of dietary intake are also commonly used in epidemiologic studies32. In many cases, these biomarkers are used to validate information obtained from food frequency questionnaires. However, they are also used to indicate the status of the individual with regard to the nutrient of interest. In the case of some nutrients, biochemical indicators are the only reliable markers of nutrient status. For example, the selenium content of similar foods obtained from different places can vary up to 100-fold, since selenium content of soil varies from area to area. While these biomarkers can be considered as unbiased indicators of nutrient intake, many issues must be considered before using them for analyses of diet-disease associations. Biomarkers must be sensitive to nutrient intake, but this is not always the case, as genetic variation, lifestyle factors, and intake of other nutrients among many other considerations32 may affect the level of the nutrient of interest. Additionally, knowledge of the half-life of the biomarker is necessary for interpretation of findings (i.e. short-term vs. long-term exposure).
Evidence for the association between diet and asthma
Many studies have examined the association between various nutrients or foods and asthma and asthma-related phenotypes, such as lung function, airway responsiveness, and symptoms. Most of these studies have been cross-sectional in design with a few prospective studies, and have been conducted in adults or in older children. Table 2 and Table 3 summarize selected studies that have investigated dietary factors in relation to lung function, asthma, and asthma-related symptoms. Studies that had large numbers of subjects were included, with emphasis on more recent findings, when available. Comprehensive tabular summaries are available in other recent reviews16, 17
Table 2.
Author | Cohort or Country | Population and Study design | Dietary assessment method | Association |
---|---|---|---|---|
Antioxidant vitamins, carotenoids, and minerals | ||||
Schwartz & Weiss125 | NHANES I, US | 2526 adults/cross-sectional | FFQ and 24-hour recall | Positive association between dietary vitamin C intake and FEV1; no association between vitamin C-rich vegetables and lung function |
Chuwers et al126 | CARET, US | 816 adult men with asbestos exposure/cross-sectional | FFQ; serum β-carotene and retinol | Positive association between serum β-carotene and both FEV1 and FVC; weak positive association between serum retinol and both FEV1 and FVC; no association between intakes of these nutrients from FFQ and lung function |
Hu & Cassano127 | NHANES III, US | 18,162 adults/cross-sectional | 24-hour recall; Serum vitamins C, E, β-carotene and selenium | Positive associations between dietary and serum antioxidants and FEV1 |
Hu et al128 | 69 counties from rural China | 3085 adults/cross-sectional | 3-day weighed records; plasma vitamin C from pooled samples | Positive associations between dietary vitamin C and both FEV1 and FVC; pooled plasma vitamin C levels were positively associated with county mean FEV1 |
Britton et al129 | Nottingham, UK | 2633 adults/cross-sectional | FFQ | Positive associations between vitamin C and vitamin E and both FEV1 and FVC; intakes of vitamin C and E were correlated and there was no effect of vitamin E independent of vitamin C |
Dow et al130 | Southampton, UK | 178 elderly men and women/cross-sectional | FFQ | Positive associations between vitamin E and both FEV1 and FVC; no association for vitamin C and lung function |
Butland et al131 | Wales, UK | 2512 men/cross-sectional | FFQ | In multivariable models, positive association between vitamin E and FEV1; no associations between intakes of vitamin C, magnesium, and β-carotene with FEV1; Positive association between intake of apples and FEV1 |
Ness et al132 | East Anglia | 835 men & 1025 women/cross-sectional | Plasma vitamin C | Positive associations between plasma vitamin C and both FEV1 and FVC in men only |
Grievnik et al133 | MORGEN Study, Netherlands | 6555 adults/cross-sectional | FFQ | Positive associations between dietary vitamin C & β-carotene and both FEV1 & FVC; no associations for dietary vitamin E and lung function; Vitamin E associated with productive cough; β-carotene associated with wheeze |
Tabak et al134 | Finland, Italy, & Netherlands | middle aged men from Finland (n=1248), Italy (n=1386) and Netherlands (n=691)/cross-sectional | Diet history | Positive associations between vitamin C & β-carotene and both FEV1 & FVC; positive association between vitamin E and FEV1 in Finnish men only |
Carey et al39 | Health and Lifestyle Survey, UK | 2171 British adults/longitude nal (7 years follow-up) | FFQ | Subjects who decreased their fruit consumption had greatest FEV1 decline over 7 years |
Britton et al79 | Nottingham, UK | 2415 adults | FFQ | Subjects with higher magnesium intake had decreased airway responsiveness |
McKeever et al41 | Nottingham, UK | 2633 subjects/cross-sectional and longitudinal (follow-up on 1346 subjects after 9 yrs) | FFQ | Positive cross-sectional associations between vitamin C and magnesium intakes and FEV1; Higher vitamin C intake was associated with slower FEV1 decline; No associations between vitamin A or vitamin E and lung function |
Cook et al135 | England and Wales | 2650 children/cross-sectional | Plasma vitamin C | No association of vitamin C levels with lung function |
Vitamin D | ||||
Black & Scragg61 | NHANES III, US | 14,091 adults aged ≥20 yrs | Serum 25(OH)D | Positive associations for 25(OH)D levels and both FEV1 and FVC |
Minerals | ||||
Burney et al64 | Hampshire, England | 138 men/cross-sectional | 24-hour urinary Na excretion | Increased odds for having PD20 ≤ 8 µmol in subjects with greater Na excretion |
Pistelli et al66 | Latium region, Italy | 2593 subjects aged 9-16yrs/cross-sectional | Dietary questionnaire; urinary sodium and potassium levels | Positive association with table salt use and symptoms but not with airway responsiveness; higher urinary potassium but not urinary sodium was associated with airway responsiveness in boys |
Devereux et al65 | Northern England | 234 male shipyard workers exposed to welding fumes; 121 male rural and 111 male urban dwellers/cross-sectional | 24-hour urinary Na excretion | Increased odds for methacholine airways responsiveness with greater sodium excretion among male urban dwellers only |
Sparrow et al67 | Normative Aging Study, US | 273 middle aged to older men/cross-sectional | 24-hour urinary Na and K excretion | Positive relationship between potassium excretion and methacholine airway responsiveness; no association of sodium excretion and airway responsiveness |
Gilliland et al80 | Children’s Health Study, US | 2566 children aged 11–19 yrs/cross-sectional | FFQ | Children with lower magnesium and potassium intakes had lower lung function indices; No effect of sodium intake |
Fatty acids | ||||
McKeever et al88 | MORGEN-EPIC Study, Netherlands | 13,820 adults/cross-sectional | FFQ | No association between n-3 fatty acids and FEV1. Inverse association between some n-6 fatty acids and FEV1 |
Schwartz & Weiss84 | NHANES I, US | 2526 adults/cross-sectional | 24-hour diet recall | Small but significant effect of fish intake on FEV1; effect was stronger in non-smokers; did not distinguish effects of different types of fish |
Sharp et al85 | Honolulu Heart Program, Hawaii, US | 6346 men/cross-sectional | FFQ | Interaction between fish intake and smoking; lower decrements of FEV1 due to smoking among high fish intake |
Butland et al131 | Wales, UK | 2512 smen/cross-sectional | FFQ | No effect of fish intake on lung function |
NHANES: National Health and Nutrition Examination Survey
CARET: Carotene and Retinol Efficacy Trial
MORGEN: Monitoring Project on Risk factors for Chronic Diseases
EPIC: European Prospective Investigation into Cancer and Nutrition Study
Table 3.
Author | Cohort or Country | Population and Study design | Dietary assessment method | Association |
---|---|---|---|---|
Antioxidant vitamins, flavonoids, and minerals | ||||
Schwartz & Weiss136 | NHANES II, US | 9074 adults/cross-sectional | 24-hour diet recall | Serum vitamin C inversely associated with wheezing and diagnosed bronchitis |
Fogarty et al137 | Nottingham, UK | 2633 subjects with allergy skin test results and 2498 subjects with total IgE/cross-sectional | FFQ | Higher vitamin E intake was inversely associated with total IgE concentrations and was associated with decreased odds for atopy. |
McKeever et al | NHANES III, US | 5858 adults and 4428 children | Serum levels of several nutrients | In adults, α-carotene, β-cryptoxantine, and vitamin E were inversely associated with atopy, but lycopene was positively associated with atopy; vitamin A increased the risk of atopy in children |
Troisi et al40 | Nurses Health Study, US | 77,866 nurses/longitude nal | FFQ | Positive association between vitamin C supplement users and the risk for asthma; Dietary vitamin E inversely associated with asthma; β-carotene weakly protective for asthma |
Shaheen et al138 | Greenwich, South London, UK | 607 cases, 864 controls (adults) | FFQ | Consumption of apples was inversely associated with asthma; Selenium intake inversely associated with asthma; No association between intakes of vitamin C and E and asthma |
Garcia et al139 | Greenwich, South London, UK | 607 cases, 864 controls (adults) | FFQ | No association between intake of three major classes of flavonoids and asthma |
Okoko et al140 | Greenwich, South London, UK | 2560 children aged 5–10 yrs/cross-sectional | FFQ | Banana consumption and drinking apple juice were negatively associated with wheeze but not asthma; Fresh apple consumption was not associated with asthma or symptoms |
Chatzi et al141 | Menorca, Spain | 460 children aged 6.5 yrs/cross-sectional | FFQ | Fruity vegetable intake was inversely associated with current wheeze and atopic wheeze; fish intake was inversely associated with atopy |
Chatzi et al142 | Crete, Greece | 690 children aged 7– 18/cross-sectional | FFQ | Intake of local fruits and tomatoes was inversely associated with wheeze and allergic rhinitis but not atopy; adherence to the Mediterranean diet was inversely associated with allergic rhinitis |
Sodium | ||||
Demssie et al143 | Montreal, Canada | 187 cases and 145 controls aged 5–13 yrs | FFQ | No association of usual salt intake with asthma or exercise-induced bronchospasm; positive association with methacholine airway hyperresponsiveness |
Fatty acids | ||||
Laerum et al86 | RHINE (Norway, Iceland, Denmark, Estonia, Sweden) | 12,345 adults | FFQ | Low current fish intake was associated with greater odds of asthma and wheeze; for intake of cod oil, there was a U-shaped association with asthma |
Tabak et al87 | ISAAC-2, Netherlands | 598 children aged 8–13 yrs/cross-sectional | FFQ | Fish intake was inversely associated with current asthma and with atopic asthma with bronchial hyperresponsiveness; intake of whole grains was inversely associated with atopic asthma with bronchial hyperresponsiveness |
RHINE – Respiratory Health in Northern Europe
ISAAC – International Study of Asthma and Allergies in Childhood
Antioxidants
Oxidative stress plays a central role in asthma pathogenesis24 and dietary antioxidants improve oxidant defenses34 to combat free radicals. Antioxidants, namely vitamin C, vitamin E, carotenoids and flavonoids have been the most widely studied nutrients with regard to asthma and allergies, either as individual nutrients or in analyses assessing fruit and vegetable intake. Vitamin C is found in vegetables (red and green peppers, broccoli, tomato, potato, and spinach) and fruits (orange, tangerine, strawberry, cantaloupe) and fruit juices35. Vitamin E is also found in fruits (apples and mangos) and vegetables, vegetable oils, meat, poultry, nuts, and eggs36. The most abundant carotenoids in the North American diet are beta-carotene, alpha-carotene, gamma-carotene, lycopene, beta-cryptoxanthin, and lutein-zeaxanthin. Food sources of carotenoids include carrots, sweet potatoes, spinach, kale, collard greens, and tomatoes37. Flavonoids are a large family of compounds synthesized by plants and have a wide range of biologic activities including antioxidant activities, participation in cell signaling pathways, and decreasing inflammation38. Flavonoids are found in fruits and vegetables, teas, soybeans and legumes. In general, observational studies have shown a protective effect of these antioxidants on either lung function asthma diagnosis or wheeze, and atopy (Table 2 and Table 3). However, results across studies were not the same, with some studies showing effects with one antioxidant and other studies showing effects with another. Most of these studies were cross-sectional and the few longitudinal studies39–41 have also shown some protective effects of dietary antioxidants on asthma or lung function decline.
Several intervention studies with antioxidants have also been conducted. A randomized placebo-controlled trial of vitamin C and magnesium supplementation for 16 weeks in 300 asthmatics on inhaled corticosteroids did not show any benefit on lung function, methacholine airway responsiveness, peak flows, or symptom scores42. A second study from the same group showed that supplementation with vitamin C but not magnesium had modest steroid-sparing effects in 92 asthmatics43. In a randomized placebo-controlled trial of vitamin E supplementation for 6 weeks in 72 asthma patients, no evidence of clinical benefit was found44. Several small trials have shown protective effects of vitamin C45, 46, β-carotene47, and lycopene48 on either exercise-induced bronchoconstriction or exercise-induced lung function decrements.
Antioxidants given together may work better than individual supplementation, and there is evidence to suggest that antioxidants protect against exposure to outdoor air pollution, particularly ozone exposure. In a randomized, double-blind crossover study of 47 street workers in Mexico City, supplementation of vitamin C, vitamin E, and β-carotene protected against ozone-induced decrements in lung function49. A study from the same group showed that supplementation with vitamin C and vitamin E attenuated the effects of ambient ozone exposure on lung function indices in Mexican children50. In a randomized, double-blind crossover study, 17 adult asthmatics were supplemented with both vitamin C and vitamin E, then exposed to ozone during moderate exercise, after which bronchial provocation testing with sulfur dioxide was performed51. Antioxidant supplementation protected against ozone-induced bronchial hyperresponsiveness.
Overall, observational studies have shown protective effects of antioxidants on asthma-related phenotypes, but large trials of antioxidant supplementation have not shown any benefit for asthma symptoms or control. Issues for these discrepancies between observation studies and intervention trials have been discussed by McKeever and Britton16. Some of these issues relate to accurate measurement of the dietary intakes in observational studies, confounding by other exposures that are linked with diet, lack of effectiveness of single nutrient supplements if other nutrients are important or if foods are more important than the individual nutrient. It is also possible, as the smaller intervention trials show, that antioxidant effects may be seen in only particular subsets of asthmatics (i.e. exercise-induced asthmatics) or in response to specific exposures (i.e. ozone exposures). Alternatively, since the intervention trials have been conducted in adults or children who have asthma, they do not address the issue of primary prevention of asthma. Early life programming leading to predisposition to adult diseases is a growing area of research52, and it is possible that the effects of diet on asthma may occur much earlier in life18. This applies for all the nutrients and the studies of diet in early and effects on asthma incidence are reviewed in a later section.
Vitamin D
Vitamin D is both a nutrient and a hormone. However, unlike usual nutrients, vitamin D does not naturally occur in foods that humans eat, except in oily fish and fish liver oil, egg yolk, and offal53. Therefore, most of the vitamin D that we ingest comes from fortified foods (in the US, milk, some milk products such as yogurt and margarine, and breakfast cereals are fortified with vitamin D54, 55) and from supplements. The Institute of Medicine54 currently recommends intakes of 200 IU/day from birth through age 50 years, 400 IU/day for those aged 51–70 years, and 600 IU/day for those over 70 years. However, there is now widespread consensus that these recommendations are woefully inadequate for overall health56. From an evolutionary standpoint, humans do not require vitamin D in the food supply because it is effectively produced in the skin on exposure to sunlight in the UVB range. Because people in westernized countries now spend most of their time indoors, it has been postulated that vitamin D deficiency may explain a large portion of the asthma epidemic57. Vitamin D may reverse steroid-resistance in asthmatics through induction of IL-10 secreting T-regulatory cells58, and vitamin D has been shown to regulate expression of many genes in bronchial smooth muscle cells, including genes previously implicated in asthma predisposition and pathogenesis59. Two recent analyses have related vitamin D with lung function. The first involved 2,112 adolescents from twelve cities in the US and Canada60, published in abstract form, found that vitamin D intake was inversely associated with lung function. The second study was a cross-sectional analysis of 14,901 adults from the NHANES study61. Circulating serum vitamin D levels (25-hydroxyvitamin D3) were measured from stored samples and subjects with higher vitamin D levels had higher FEV1 and FVC values. There are no trials of vitamin D supplementation in subjects with asthma.
Minerals
Sodium
In 1987, Burney62, 63 highlighted an association between regional table salt sales and asthma mortality, and subsequent studies have shown a positive relationship between salt intake and the presence of airway hyperresponsiveness64, 65, but this finding has not been universal66, 67. Thus, it remains unclear whether salt is directly associated with asthma or is merely a marker for a diet that increases the risk for asthma. A recent study suggests that dietary salt loading enhances airway inflammation68. A Cochrane Database review of six randomized controlled trials did not find any significant effect of dietary salt restriction on asthma treatment or management69. There are no longitudinal studies that have addressed the association between salt intake and development of asthma.
Selenium
Selenium is a trace mineral that is involved in antioxidant defenses as a coenzyme of glutathione peroxidase, which recycles glutathione. Plant foods are the major dietary sources of selenium in most countries throughout the world70. Assessment of selenium intake is difficult because the selenium content of the same type of foods varies widely depending on where the food is obtained, owing to the variability in selenium content of soil32. Several case-control studies have documented lower selenium blood levels in asthmatic subjects compared to non-asthmatics71–73. In a small trial of 12 adult asthmatics, selenium supplementation for 14 weeks showed improvement in clinical parameters but not in objective markers of asthma74. A recent larger trial of 197 adult asthmatics, most of who were on inhaled steroids, did not show any clinical benefit of selenium supplementation over 24 weeks75.
Magnesium
Magnesium is a cation with modulatory effects on smooth muscle cell contractility76, such that hypomagnesemia induces contraction (bronchoconstriction) while hypermagnesemia induces relaxation (bronchodilatation). This potential bronchodilatory property of magnesium has led to its use in emergency department care of acute asthma exacerbations77. Green vegetables such as spinach are good dietary sources of magnesium78. Cross-sectionally, there is evidence to suggest that higher magnesium intakes are associated with decreased airway hyperreponsiveness and symptoms in adults79 and decreased lung function in children80. Clinical trials of supplementation with magnesium (given with vitamin C) did not show any clinical benefit on lung function, symptoms, or on ability to decrease steroid dose in asthmatics42, 43.
Polyunsaturated fatty acids
While there is some evidence relating diets rich in saturated fats from milk and dairy products with a reduced risk for asthma in pre-school children81 and young adults82, most studies have investigated intakes of n3 and n6 polyunsaturated fatty acids. The anti-inflammatory role of n3 PUFAs and the pro-inflammatory role of n6 PUFAs are well documented83. Briefly, n6 PUFAs (AA and LA) give rise to the eicosanoid family of mediators (prostaglandins, thromboxanes, leukotrienes, and related metabolites) which have pro-inflammatory actions and regulate the production of inflammatory cytokines, while n3 PUFAs (EPA and DHA) decrease the production of AA-derived eicosanoids, inflammatory cytokines (tumor necrosis factor, interleukin-6), and decrease the expression of adhesion molecules involved in inflammation.
Several large cross-sectional studies have found positive associations between fish intake and lung function84, 85, and inverse associations between fish intake and asthma86, 87. However, Butland et al did not find any effect of fish intake on lung function in 2,512 men. McKeever et al88 found no association between n3 PUFA intake and lung function, although there were inverse associations between some n6 PUFAs and FEV1. Other recent studies have likewise not found associations between measured n3 PUFAs and asthma89, 90. Several small trials of fish oil supplementation have shown mixed results91–94. Results of trials of fish oil supplementation in the prenatal and early life period are presented below.
Prenatal diet and nutrition
There is growing recognition that prenatal and early life exposures, including diet and nutrition may have a role in the development of many adult diseases52. Research into the developmental origins of health and disease has focused mainly on obesity and the metabolic syndrome and cardiovascular disorders, but asthma and other respiratory disorders are also affected by early exposures95, 96. Despite the difficulty in diagnosing asthma in very young children, the available epidemiologic evidence suggests that about half of all cases of childhood asthma are diagnosed by age 3 years and 80% of all asthma cases are diagnosed by age 697, 98. Thus, it is clear that early life factors play a role in the inception of the disease, however, identifying the causative early life factors remains challenging. Smoking in pregnancy, through its effects on lung development in utero, is the only definite prenatal risk factor for asthma that has been identified to date99. In the past few years, several studies have been published that have investigated the effects of maternal diet in pregnancy on immune outcomes and wheezing illnesses in young children (Table 4).It has been hypothesized that specific nutrients may exert their effect at the critical time period when the fetal immune system and lung development is occurring18, 57, 100.
Table 4.
Reference | Cohort and Country | Population | Dietary assessment method | Association |
---|---|---|---|---|
Antioxidant Vitamins and Minerals | ||||
Martindale et al102 | SEATON, Aberdeen, Scotland | 1,374 2-yr old children | Food frequency questionnaire | Maternal vitamin E intakes were negatively associated with wheeze in the absence of a cold; maternal vitamin C intakes were positively associated with ever wheeze |
Devereux et al103 | SEATON, Aberdeen, Scotland | 1,253 5-yr old children; 478 5-yr old children with lung function measures | Food frequency questionnaire; maternal α-tocopherol levels in pregnancy | Maternal intakes of vitamin E and zinc were negatively associated with wheeze and asthma in 5-yr old children; maternal plasma α-tocopherol levels were positively associated with FEV1 in the 5-yr old children |
Litonjua et al104 | Project Viva, Boston, MA US | 1,290 children | Food frequency questionnaire | Maternal intakes of vitamin E and zinc were negatively associated with any wheeze and recurrent wheeze in 2-yr old children |
Shaheen et al107 | ALSPAC, UK | 2,044 children for wheezing analyses; 2,173 children for eczema analyses | Cord blood levels of trace elements and minerals | Cord blood selenium was negatively associated with persistent wheeze up to 42 months of age; cord blood iron was negatively associated with late onset wheeze (wheeze occurring at 30–42 months but not before 6 months) and eczema at 18–30 months |
Devereux et al108 | SEATON, Aberdeen, Scotland | 1282 2-yr old children and 1167 5-yr old children | Maternal and cord blood plasma selenium and erythrocyte glutathione peroxidase | Maternal and cord blood plasma selenium were inversely associated with wheezing in 2-yr old children. However, maternal and cord blood selenium levels were not associated with asthma or wheeze at 5 years. No associations between erythrocyte glutathione peroxidase and wheezing were found |
Vitamin D | ||||
Devereux, Litonjua et al112 | SEATON, Aberdeen, Scotland | 1,253 5-yr old children | Food frequency questionnaire | Maternal intakes of vitamin D were negatively associated with ever wheeze, wheeze in the past year, and persistent wheeze in 5-yr old children |
Camargo et al111 | Project Viva, Boston, MA US | 1,194 children | Food frequency questionnaire | Maternal intakes of vitamin D were negatively associated with recurrent wheeze; no association with eczema |
Gale et al114 | Southampton, UK | 440 infants for eczema; 178 for asthma | Maternal 25(OH)D level | Maternal 25(OH)D levels were positively associated with eczema and asthma, although only univariate associations were presented |
Fatty acids | ||||
Yu et al118 | Linköping, Sweden | 68 infants (33 babies born to allergic mothers and 35 babies born to non-allergic mothers) followed to 6 years | Cord blood levels of fatty acids | Significant correlations between various n-6 fatty acids and between n-3 and n-6 fatty acids were found in cord blood of children who did not develop allergic disease (allergic dermatitis or asthma) by 6 yrs of age. These correlations were not found in cord blood of children who developed allergic disease by 6 yrs of age |
Galli et al119 | Rome, Italy | 57 infants | Cord blood and infant levels of fatty acids | Lower AA and dihomo-gamma-linolenic acid in cord blood among infants who developed atopy (23 children, 10 eczema + 3 asthma) in the first year of life |
Newson et al120 | ALSPAC | Wheezing analyses: 1,191 and 2764 infants for cord and maternal analyses, respectively Eczema analyses: 1238 and 2945 infants for cord blood and maternal analyses, respectively | Maternal and cord blood red cell fatty acid measurements | Cord blood ratio of AA:EPA was positively associated with eczema (at 18–30 months), ratio of LA:ALA was positively associated with late-onset wheeze (wheeze occurring at 30–42 months but not before 6 months), and ratio of ALA:n3 was negatively associated with late-onset wheeze. However, after adjustment for multiple testing, these associations were no longer significant. No associations between maternal red cell fatty acids and infant outcomes. |
Dunstan et al124 | Fish oil supplementation trial, Perth, Australia | 80 pregnant women (40 with fish oil supplementation and 43 with olive oil supplementation and their 1-yr old schildren | Clinical trial of fish oil supplementation in 83 atopic pregnant women | Reductions in positive skin tests to allergens, although not statistically significant; nonsignificant reduction in risks for recurrent wheeze and asthma |
Foods | ||||
Willers et al105 | SEATON, Aberdeen, Scotland | 1,253 children | Food frequency questionnaire | Maternal intakes of apples were negatively associated with wheeze and asthma; maternal intakes of fish were negatively associated with eczema |
Fitzsimon et al | Ireland | 631 3-yr old children | FFQ | Maternal intakes of fruits and vegetables were inversely associated with asthma; maternal fat intake increased the risk for asthma |
SEATON – Study of Eczema and Asthma To Observe the effects of Nutrition
ALSPAC – Avon Longitudinal Study of Pregnancy and Childhood
Devereux et al101 studied the T helper cell proliferative responses of cord blood mononuclear cells from a sample of 223 neonates from Aberdeen, Scotland and found that higher maternal intakes of vitamin E were associated with lower cord blood mononuclear proliferative responses to timothy grass and house dust mite, compared with mothers whose intakes were in the lowest tertile of vitamin E. Follow-up of these children in the larger cohort of over 1,000 children has found that higher maternal vitamin E intakes were associated with decreased risks for wheezing and asthma in the children at 2 and 5 years of age102 103. Maternal vitamin E (both intake during pregnancy and plasma level of α-tocopherol at delivery) was also inversely associated with levels of exhaled nitric oxide (a marker of airway inflammation) and positively associated with post-bronchodilator FEV1 in a subset of the 5-yr old children. Additionally, maternal zinc intake was also associated with decreased risks for several asthma-related phenotypes at 5 years. While maternal vitamin C was associated with increased risks for wheezing phenotypes at 2 years, this association disappeared when the children turned 5 years old. In a cohort from Boston, Massachusetts, USA, Litonjua et al104 similarly found that higher maternal antioxidant intakes (vitamin E and zinc) were also associated with decreased risks of any wheeze and persistent wheeze in 1290 2-yr old children.
A subsequent study from the Scottish cohort reported that mothers who consumed more apples and fish in pregnancy had children who were less likely to wheeze105. A study of 631 children from Ireland also showed that higher fruit and vegetable intake in pregnancy decreased the risk for asthma by age 3106, although it is unclear whether the FFQ was administered to the mothers during pregnancy or at recruitment when the children were 3 yrs old. That study also found that higher added fats (from butter, margarine and other spreads, salad dressings, and mayonnaise) in maternal diet in pregnancy increased the risk for asthma in the 3-yr old children. The UK ALSPAC cohort study reported low umbilical cord selenium concentrations to be associated with an increased likelihood of persistent wheeze in 2,044 children in the first 42 months of life107. The Scottish group also found an inverse relationship between maternal and cord blood plasma selenium and wheeze phenotypes in 2-yr old children, but this relationship disappeared when the children turned 5 years old108. There are no published intervention studies of prenatal antioxidant supplementation and asthma in children.
Vitamin D is both a nutrient and a hormone, and it is important for immune regulation109. Deficiency in vitamin D is widespread and has been postulated to contribute to the rise in asthma110. Two birth cohorts have assessed maternal vitamin D intake in pregnancy and wheezing symptoms in 3- to 5-yr old children. In the Boston cohort of 1194 3-yr old children, children born to mothers who had intakes of vitamin D in the highest quartile had significantly decreased risks of recurrent wheezing (OR=0.39; 95% CI: 0.25, 0.62) compared with children born to mothers in the lowest quartile of vitamin D intake111. In the Aberdeen112 cohort, similar findings were obtained in 1212 children. Children born to mothers with vitamin D intakes in the highest quintile had significantly decreased risks for persistent wheeze (OR: 0.33; 95% CI: 0.11, 0.98) compared with children born to mothers with vitamin D intakes in the lowest quintile. Two other studies have suggested that vitamin D intake increases the risk for asthma. In the Northern Finland Birth Cohort, data on vitamin D supplementation in the first year of life and subsequent asthma and atopy outcomes at 31 years of age was obtained on 7,648 subjects113. The risk for atopy (OR=1.33, 95%CI=1.07–1.64) and allergic rhinitis (OR=1.33, 95%CI=1.12–1.58) at age 31 years was higher in subjects who had received regular vitamin D supplementation in the first year compared with other subjects. However, there was no assessment of maternal vitamin D intake and no assessment of vitamin D intake in the intervening period between the first year of life and age 31 years. A second study measured circulating vitamin D levels in pregnant women and reported that higher circulating vitamin D levels in pregnant women were associated with increased risks for eczema at 9 months and asthma at 9 years114. However, results were reported only in univariate models without adjustment for potential confounders, and there was significant loss to follow-up in the cohort, especially at 9 years. Thus, the question of whether vitamin D is a protective or a risk factor for asthma in children remains unresolved. Future studies will need to account for factors that affect vitamin D levels, such as use of sunscreen, time spent outdoors in the sun, season of the year, and skin color. There are no published intervention studies of vitamin D supplementation in pregnancy.
A few studies have related childhood asthma and atopic disease to maternal dietary intake of foods rich in n3-fatty acids (e.g. fish intake), but these studies were limited by retrospective recall of diet in pregnancy (e.g. mothers were asked to recall diet 5–20 years previously)115, 116. Several studies have measured cord blood levels of PUFAs and related these to immune responses in CBMC. Gold et al117 investigated cord blood PUFA levels in 192 cord blood samples and found that increased cord plasma EPA (n-3) and arachidonic acid (n-6) were both associated with decreased proliferative and IFN-γ responses, in addition to increased IL-13 responses. Several observational studies of cord blood PUFAs and atopic disease development in childhood have been conducted with variable results118–120. More importantly, there have been two intervention studies using fatty acids to prevent asthma or allergies. The first was conducted in the Childhood Asthma Prevention Study121–123. In 616 children at risk for atopic disease, the dietary intervention was 500 mg daily of n-3 PUFA rich fish oil, in addition to n-3 rich oils and spreads for the family, compared with the controls who received placebo and n-6 rich oils and spreads for the family. This study found a reduction in wheeze symptoms at 18 months122 but minimal, if any, beneficial effect on asthma or atopic disease at 3 years121. The associations were null at 5 years123. However, this study applied the intervention post-partum. Dunstan et al124 supplemented the diets of 40 pregnant atopic women with n-3 PUFA rich fish oil from 20 weeks gestation, and 43 control women received olive oil. Fish oil supplementation was associated with a general reduction in CBMC cytokine responses (IL-5, IL-10, IL-13, and IFNγ). In addition, maternal supplementation with fish oil was associated with borderline significant reduction in atopic sensitization to egg in 1-yr old children; no further follow-up studies on these children have been published.
Summary
Changes in diet that have predated the increases in asthma and allergy that have occurred in westernized countries are postulated to be one of the reasons for the asthma epidemic. Many observational studies in adults and children have implicated deficiencies in specific nutrients as potential causes of the asthma and allergy epidemic. However, these have not been borne out in large intervention trials of supplementation with specific nutrients in asthmatics. Smaller trials, specifically with antioxidant supplementation, suggest that the effects may be limited to subsets of asthmatics (i.e. exercise-induced asthmatics) or as modifiers of the effects of pollutants (i.e. ozone). Alternatively, because asthma and allergies have their beginnings in early life, it is likely that nutrients may exert their effects in utero and in very early life, when the immune system and the lungs are not yet fully developed. Several observational studies have shown effects of maternal diet in pregnancy, and two intervention trials on n3 PUFA supplementation have been conducted. More studies are needed to further clarify the effects of diet in early life on the inception of asthma and allergies.
Acknowledgments
Funding: Dr. Litonjua is funded by grants R01AI056230, R01AG027014, and R21HL089842 from the National Institutes of Health.
Footnotes
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