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. Author manuscript; available in PMC: 2009 Jun 1.
Published in final edited form as: Semin Orthod. 2008 Jun;14(2):103–114. doi: 10.1053/j.sodo.2008.02.002

Genetic Factors and Orofacial Clefting

Andrew C Lidral 1,2,3,*, Lina M Moreno 1, Steven A Bullard 1
PMCID: PMC2598422  NIHMSID: NIHMS53080  PMID: 19492008

Abstract

Cleft lip with or without cleft palate is the most common facial birth defect and it is caused by a complex interaction between genetic and environmental factors. The purpose of this review is to provide an overview of the spectrum of the genetic causes for cleft lip and cleft palate using both syndromic and nonsyndromic forms of clefting as examples. Although the gene identification process for orofacial clefting in humans is in the early stages, the pace is rapidly accelerating. Recently, several genes have been identified that have a combined role in up to 20% of all clefts. While this is a significant step forward, it is apparent that additional cleft causing genes have yet to be identified. Ongoing human genome-wide linkage studies have identified regions in the genome that likely contain genes that when mutated cause orofacial clefting, including a major gene on chromosome 9 that is positive in multiple racial groups. Currently, efforts are focused to identify which genes are mutated in these regions. In addition, parallel studies are also evaluating genes involved in environmental pathways. Furthermore, statistical geneticists are developing new methods to characterize both gene-gene and gene-environment interactions to build better models for pathogenesis of this common birth defect. The ultimate goal of these studies is to provide knowledge for more accurate risk counseling and the development of preventive therapies.

Introduction

In humans, orofacial clefts are common congenital anomalies with a prevalence of 1–2/1000 live births. They can be separated into two different phenotypes: (1) cleft lip with or without cleft palate (CL/P); and (2) cleft palate only (CPO). Orofacial clefts can be further classified as nonsyndromic (isolated) or syndromic based upon the presence of other anomalies. Approximately 30% of CL/P and 50% of CPO patients have one of over 400 described syndromes.14 The focus of this review is primarily nonsyndromic cleft lip (CL/P) since this trait has been studied the most in humans, while the etiology of CPO has been studied more in animal models.

It is generally accepted that CL/P and CPO are genetically distinct phenotypes in terms of their inheritance patterns. CPO is less common, with a prevalence of approximately 1/1500–2000 births in Caucasians, while CL/P is more common, 1–2/1000 births. The prevalence of CPO does not vary in different racial backgrounds, while the prevalence of CL/P varies considerably, with Asian and American Indians having the highest rate and Africans the lowest.5,6 There are also gender ratio differences with more males having CL/P and more females having CPO. Finally, families with one type of clefting segregating in the family do not have the other cleft type occur at a rate higher than the population prevalence.7 It will be interesting from a genetic perspective to determine the basis for the different inheritance patterns in CL/P and CPO. For instance, it will be important to determine whether the difference is due to locus or allelic heterogeneity, meaning that the differences are due to different genes (loci) or different mutations (alleles) within the same gene. Given that both primary and secondary palatogenesis involve fusion between facial processes, it is expected that some genes may be involved in both disorders.

Simple versus Complex Genetic Traits

It is important to recognize that human traits (some of which are diseases or developmental anomalies) can be caused by a variety of genetic mechanisms and phenomena, which can be reflected by the inheritance patterns within families. These mechanisms include whether the disorder is inherited in a Mendelian pattern such as autosomal dominant, autosomal recessive, or X-linked (Figure 1Figure 3).

Figure 1.

Figure 1

Pedigree showing a dominant pattern of inheritance. Dominance means only 1 of the 2 copies of a gene needs to be mutated to cause the disease or trait. Hence at least 1 parent is affected and 50% of descendants from affected parents are also affected. For mapping purposes, in a trait (disease) with high penetrance, every normal person can be assumed to not carry the trait (disease) gene. Thus this pedigree is much more powerful for mapping than a disease with incomplete penetrance as shown in figure 5. Shaded individuals are affected with the trait (disease) of interest.

Figure 3.

Figure 3

Pedigree showing an X-Linked pattern of inheritance. Male descendants from carrier females are usually affected since they only have one X chromosome. Females may be variably affected depending upon the X-inactivation pattern. Shaded individuals are affected and individuals with dots are carriers of the specific trait (disease).

The penetrance of a mutation, defined as the frequency of the disease trait in individuals carrying the disease mutation, will also affect the inheritance pattern. Expressivity, which describes the severity or variation of the trait, can also vary considerably among affected individuals. Expressivity can affect the perceived inheritance pattern if the severity is so mild or below a certain stipulated threshold such that the person is considered normal when in fact they carry the disease mutation, and could be identified as being affected with careful examination or highly sensitive diagnostic techniques.

Finally, the number of genes underlying a specific trait (disease) can also vary. For example, some traits (diseases) are all caused by the same gene, meaning everyone with the trait (disease) has a mutation in the same gene. This situation is called genetic homogeneity. Interestingly, there are examples in which mutations in any one of several genes will result in the same trait (disease). This is termed locus heterogeneity. Finally, some traits (diseases) only become apparent when multiple genes are mutated in the same individual. Thus traits (diseases) can be caused by simple to complex mechanisms (Figure 4).8

Figure 4.

Figure 4

The spectrum of underlying genetic causes for diseases, ranging from single gene to multiple genes. All diseases and traits are also under influence of modifier genes (small arrows) and nongenetic or environmental factors. These influences can be protective or negative and ultimately the balance of all factors determines the outcome. Printed with permission from.8

A simple genetic trait implies that it is inherited in a Mendelian pattern, and that all individuals with the trait have a mutation in the same gene, meaning a major gene for the trait exists. A complex genetic trait is one that does not conform to simple Mendelian inheritance patterns. It is presumably caused by the combination of multiple mutations in different genes interacting with environmental factors.

Inheritance patterns, penetrance, expressivity and genetic homogeneity can significantly impact the ability to identify causative genes. The simplest scenario is when all affected individuals have mutations in the same gene, the penetrance is high and the expressivity is consistent such that one can assume that all affected individuals within a family share the same DNA mutation and DNA markers near the mutation.

The approach in this situation involves scanning of the human genome to look for the shared region between affected members within a family. When this is found, it is said that linkage exists for a specific marker or region with the disease. This can be readily accomplished by using approximately 400 DNA markers. The sharing is statistically evaluated under the assumption that each child has a 50:50 chance of inheriting a specific chromosome carrying the mutated or normal copy of the gene since the genome consists of pairs of chromosomes, and only one is transferred from a given parent to an offspring.

The statistical output of these genetic tests is usually the LOD score, which is the log10 of the odds that a trait (disease) and DNA marker are linked versus the odds that they are not linked, assuming a 50:50 chance for each individual. LOD scores can be positive or negative, meaning there is evidence for or against linkage. LOD scores greater than 3.0 are considered significant evidence for linkage, and less than −2.0 excludes linkage (for more on linkage analysis see “Investigation of Genetic Factors Affecting Complex Traits Using External Apical Root Resorption as a Model” by Abass and Hartsfield in this volume).

Assuming every affected family has mutations in the same trait (disease) gene, the LOD scores can be summed across all families. This will both increase the power to detect linkage and narrow the region of linkage. The ability to sum LOD scores also aids studies that involve families too small to independently yield significant results. Thus it is relatively easy to identify the disease gene location region for simple traits. The next step is to identify what genes map (are located) within the linked region. This is easily accomplished by utilizing a variety of genetic databases and maps that are available from the successful sequencing of the human genome. The genes can then be sequenced to identify possible causal mutations, with success being obtained upon finding mutations only in affected individuals.

Complex traits are much more difficult to map since not everyone has contributory mutations in the same gene. Thus families may map to different trait (disease) genes, such that combining the LOD scores will result in negative results for one family canceling out the positive results for another family. Furthermore, the decreased penetrance commonly observed in complex traits means some people without the trait (disease) carry mutations, thus breaking the linkage between a given gene or marker with the disease trait. In the early stages of gene mapping, it was commonly believed that a researcher must know the inheritance pattern, and also have some justification to assume trait (disease) homogeneity; otherwise the study was doomed to fail.

These beliefs, limited technology and statistical methods, and the relative ease for mapping simple genetic traits (diseases) resulted in early success for simple traits and a delayed start for complex traits. However with the development of high throughput technology and improved statistical methods that take into account both genetic heterogeneity and decreased penetrance, successful mapping of complex traits occurred in the mid-1990’s for type 1 diabetes9,10 and multiple sclerosis.1114

With this as background, we will present examples of CL/P diseases that cover the spectrum of simple to complex genetic traits. Specifically, we will review the data indicating nonsyndromic CL/P is a genetically complex trait involving genetic heterogeneity, low penetrance and the influence of various environmental factors.

Syndromic forms of CL/P

Syndromic forms of CL/P often have simple Mendelian inheritance patterns and are thus more suitable for conventional genetic mapping strategies.15

Van der Woude Syndrome

Van der Woude syndrome (VWS) is an autosomal dominant (Figure 1) form of orofacial clefting with an estimated prevalence of 1/34,000 live births.16 Autosomal indicates that the observed inheritance pattern excludes the sex chromosomes. VWS has a variety of features that distinguish it from nonsyndromic CL/P, including the presence of lower lip pits (Figure 5), hypodontia, and either CL/P or CPO. Furthermore, the penetrance is very high, approximately 97%. The disease gene was localized by linkage mapping to a large region on the long arm of chromosome 1, 1q32–q41.17 Subsequent genetic studies identified several patients with deletions in the area that greatly narrowed the critical region to 350 kilo-bases (Kb = 1 thousand base pairs), containing over 20 known genes.18 An elegant strategy was implemented in which monozygotic twins, one with VWS and the other normal, were sequenced and a mutation discovered in the interferon regulatory factor 6 (IRF6) gene.19

Figure 5.

Figure 5

Patient with Van der Woude syndrome with a repaired right cleft lip and two abnormal mounds on the vermilion of the lower lip that are indicative of lower lip pits.

IRF6 is a transcription factor that contains DNA binding and protein interaction domains. IRF6 is expressed in the medial edge epithelia of the secondary palatal shelves. Thus it appears to regulate the expression of other genes during palatogenesis. Interestingly, VWS is an example of an orofacial syndrome in which CL/P and CPO can occur in the same family, suggesting that it is likely involved in the fusion process that occurs in both primary and secondary palatogenesis.

CL/P-Ectodermal Dysplasia Syndrome

CL/P ectodermal dysplasia (CLPED1) syndrome is characterized by cleft lip, cleft palate, partial syndactyly of the fingers and toes, dental anomalies and sparse hair.20 It is a rare autosomal recessive trait (Figure 2). However there is a very high prevalence on Margarita Island, suggesting a founder effect in the small and relatively isolated population. The disease gene was mapped to a 1–2 mega-base (Mb = 1 million base pairs) region on chromosome 11,21 and subsequently mutations were identified in the Poliovirus Receptor-Like 1 (PVRL1) gene.22 Again, like IRF6, the PVRL1 gene name is misleading, suggesting an infectious function rather than an important facial developmental gene.

Figure 2.

Figure 2

Pedigree showing a recessive pattern of inheritance. Recessive means that both copies of a gene need to be mutated to cause the disease or trait. In this situation both parents are not affected, but descendants of parents who are both carriers will be affected, unaffected (but trait or disease gene carriers like the parents), or unaffected with normal genes in proportions of 25%:50%:25% on average. These are also the respective likelihoods of a child being one of the three outcomes at conception. Once it is known that a child of carrier parents is not affected, then the chance of the child being a carrier is 2 out of 3. Shaded individuals are affected and individuals with dots are carriers of the specific trait (disease).

PVRL1 encodes a cell-cell adhesion molecule that is expressed in the epithelia of the palatal shelves, nose and skin, as well as the dental ectoderm. Thus it appears PVRL1 is a molecule important for cell-cell contact in these tissues. Interestingly, PVRL1 is used by various viruses, including the herpes simplex viruses, as a method to gain entry into cells.23

X-Linked Cleft Palate and Ankyloglossia

Cleft palate occurring with ankyloglossia (CPX) has been reported segregating in an X-linked recessive pattern (Figure 5) in large families in Iceland and British Columbia, Canada. CPX was the first orofacial cleft syndrome mapped, with linkage being identified to a large region on the long arm of chromosome X.24 Recently, the causal gene was identified as TBX22,25 which is expressed in the palatal shelves and tongue during development.26.27 TBX22 functions by binding to specific DNA elements to regulate the expression of target genes. X-linked diseases are interesting since males have one X chromosome and females two X chromosomes. If a male inherits a mutated TBX22 it is highly likely that he will have the disease since this is the only copy of the TBX22 gene.

In females, it is important to compensate the dose effect of having two X chromosomes. This is accomplished by X-inactivation (Lyonization) in which one X chromosome is inactivated such that most genes are expressed only from the active X chromosome. This is normally a random 50:50 process occurring early in development in each cell, with subsequent daughter cells having the same X inactivated. There is some normal range of X-inactivation if the total number of cells are not split 50:50 in regard to which X is inactivated in each cell. Thus it is possible for a female to inherit a mutated X-linked disease gene and either not have the disease or have a milder form of the disease depending upon the ratio and tissue distribution of X-inactivation. For example, if the X chromosome containing the disease gene is more often inactivated or inactivated in the affected tissues, the female will likely not have the disease, although each son of hers has a 50:50 chance of being affected. For CPX it is hypothesized that X-inactivation would explain the reduced penetrance or milder phenotype in females,28 though this has not been formally tested.

In summary, there has been significant success in identifying etiologic genes for syndromic forms of orofacial clefting, with approximately 15–20% cloned to date.29 Identifying syndromic disease genes will provide insight about the molecular processes involved in facial development and other affected tissues. Furthermore, these genes can be analyzed to determine if different mutations are associated with the more common nonsyndromic form of CL/P.

Genetics of Nonsyndromic CL/P

Nonsyndromic CL/P is an example of a genetically complex trait.30 The majority of affected patients have no positive family history and the evaluation of inheritance patterns in the familial cases has not revealed a simple Mendelian mode of inheritance (Figure 6). It is also clear that there is reduced penetrance. However, there is solid evidence that CL/P is a genetic trait since there is a 40 fold risk for CL/P amongst first degree relatives of an affected individual and there is greater concordance in identical (monozygotic) compared to fraternal (dizygotic) twins. However, the concordance rate in monozygotic twins is only 40–60%, suggesting the influence of environmental factors is also important.

Figure 6.

Figure 6

Pedigree showing a complex inheritance pattern. Note that the number of affected descendants in the pedigree does not match expected proportions from any possible Mendelian pattern. One can assume that the linking relatives between affected individuals are disease gene carriers and at least one of the original parents is also a carrier. Because of the reduced penetrance, it is not possible to know for certain that an unaffected person is not a disease gene carrier and hence unaffected people do not add to the mapping power of the pedigree. Therefore this pedigree has significantly reduced power compared to those in figure 1 and figure 2 even though it contains more people. Shaded individuals are affected and individuals with dots are carriers of the specific trait.

Studies have estimated that 3–14 genes interacting multiplicatively may be involved, indicating that CL/P is a heterogeneous disorder,31 making it more difficult to map these genes since only a portion of affected individuals will have a mutation in the same gene and currently there is not any method to identify different genetic subsets a priori. However the impact for a given CL/P gene is estimated to be sufficiently large enough to be mapped using a variety of strategies.32,33 Another limitation is that very large families with CL/P are rare, thus it is necessary to combine the LOD scores across families when using a linkage approach, reducing power and increasing the likelihood for missing a gene.

Human studies have used both association and linkage analyses to evaluate the role of candidate genes in the etiology of CL/P. Candidate genes have been chosen based on expression patterns during facial development, cleft phenotype in transgenic or knockout mouse models, association with syndromic forms of clefting, previous positive findings in humans, role in nutritional or xenobiotic pathways, and cytogenetic location adjacent to chromosomal anomalies associated with orofacial clreft phenotypes. Association mapping is the identification of nonrandom correlations (associations) between alleles at two loci in a population. A simple way to envision this is the higher occurrence of a given allele in cases as compared to controls. Association approaches have more study power especially in the presence of genetic heterogeneity. Using a combination of both linkage and association can also be successful for complex traits.34

Candidate Genes

Initial efforts to identify genes for nonsyndromic CL/P relied on candidate gene approaches.5,35 Genes at 1q32 (IRF6), 2p13 (TGFA), 4p16 (MSX1), 6p23–25, 14q24 (TGFB3), 17q21 (RARA) and 19q13 (BCL3, TGFB1) have the most supporting data (Table 1). Below we will highlight several of these genes.

Table 1.

Selected candidate genes with positive evidence for a role in nonsyndromic cleft lip or palate

Candidate Region Candidate Gene Linkage Association Animal Model Chromosome Anomaly Cleft Syndrome
1p36 MTHFR, SKI, PAX7 X X X
1q32 IRF6 X X X X X
2p13 TGFA X X
4p16 MSX1 X X X X
6p23–25 TFAP2A, OFCC1 X X X X
14q24 TGFB3, BMP4, PAX9 X X X
17q12–21 RARA, Clf1 X X X
19q13 BCL3, CLPTM1, PVRL2, TGFB1 X X X

The VWS Gene, IRF6 is associated with Nonsyndromic CL/P

As mentioned previously, mutations in IRF6 cause VWS. Since VWS has a very similar presentation to isolated CL/P, IRF6 was evaluated as a candidate gene, and a highly significant association between IRF6 variants and CL/P was identified.36 Estimates suggest that genetic variation in IRF6 contributes to 12% of CL/P and triples the recurrence risk in some families. These results have been replicated in additional populations,3739 although the specific mutations have not yet been identified. This discovery constitutes one of the most exciting discoveries so far in the field of isolated CL/P.

MSX1

MSX1 is a DNA binding transcription factor that when inactivated in mice results in cleft palate and tooth agenesis.40 This finding greatly aided the identification of a MSX1 mutation in a family with hereditary tooth agenesis that was recruited through an orthodontic clinic.41 Simultaneously, DNA variations in MSX1 were shown to be associated with CL/P.5,4246 Knowing these findings, a MSX1 mutation was found in a family with tooth agenesis, CL/P and/or CPO.47 Recently, mutations in MSX1 have been identified in 2% of patients with nonsyndromic orofacial clefting.48,49 These findings indicate that MSX1 is involved in both primary and secondary palatogenesis, even though the mouse phenotype only involved the latter. This is supported by the strong mesenchymal expression in the nasal and maxillary processes during primary palatogenesis (Figure 7).

Figure 7.

Figure 7

Expression of the MSX1 messenger RNA in the medial nasal (MNP), lateral nasal (LNP), and maxillary (MxP) processes at the time of primary palate fusion on gestational day 11.5 in a mouse embryo.

Transforming Growth Factor Beta 3 (TGFB3)

Studies of TGFB3 further underscore the importance of animal studies as the observation of cleft palate in mice missing TGFB350,51 led to the discovery of associations with CL/P in humans.5 Furthermore, linkage studies have showed positive results for the region containing TGFB3.52 Nevertheless, only 15% of the families were linked to this region, which may in part explain the observed inconsistencies in some previous studies. It is plausible that the nearby BMP4 and PAX9 genes, both associated with orofacial clefting when inactivated in mice53,54 may be the cause of the positive findings, or are also involved.

19q13.1 (BCL3, CLPTM1, PVRL2, TGFB1)

Several studies have found linkage or association with candidate genes on the long arm of chromosome 19.5,55,56 Furthermore, a chromosomal anomaly involving this region was found in a family with CL/P.57 Candidate genes in this area include BCL3, PVRL2, CLPTM1 and TGFB1. Of these, PVRL2 is of interest since it is similar to PVRL1 that causes CLPED1, and carriers for a PVRL1 mutation are thought to have increased risk for nonsyndromic CL/P.58 Hence it is possible that PVRL2 has an analogous role.

Syndromic Orofacial Clefts Provide Important Clues

In addition to the IRF6 and PVRL1 examples of syndromic genes playing a role in nonsyndromic clefting, efforts are underway to determine whether variants in other cleft syndrome genes have similar roles. Mutations and deletions in the FGFR1 gene account for 10% of Kallman syndrome patients, which have orofacial clefting, dental anomalies, hypogonadism and anosmia59 Suggestive association and linkage to CL/P has been found for markers within the FGFR1 gene60 Also, mutations in the CPX gene, TBX22, have been identified in 4% of patients with CPO or ankyloglossia.61 These findings highlight the importance of studying rare forms of diseases since in addition to identifying genes and pathways involved in a disease process, variants in the same gene may be associated with more common forms of the disease.62

Scanning the Genome for Additional CL/P Genes

As mentioned earlier, the application of linkage to complex traits is complicated by genetic heterogeneity and low penetrance. One approach around this is to collect families with multiple affected individuals to look for sharing of genetic markers between only these related affected people. This circumvents the low penetrance issue of not knowing if an unaffected person is a disease gene carrier or not. Yet at the same time this approach has limited power, necessitating the study of hundreds of families. Previously, technology limited this approach to the evaluation of candidate genes. However, with the emergence of high-throughput genotyping technologies and powerful statistical approaches, this approach has been expanded to scan the entire genome to identify additional disease genes.

The first CL/P scan was published in 200063 and subsequently 5 additional scans of varying size have been published. In general the results have been modest with the exception of a LOD score of 3.0 at 17p13.1 in a scan of two large Syrian families64 The most consistent loci are 2p13 (TGFA), 2q35–q37, 3p21–p24, 4q32–q33, 6p23–p25, 9q22–q33, 14q12–q31 and 18q11–q12. These results reflect genetic heterogeneity both within and between populations, limited study power and a likely high false positive rate for loci with low levels of significance.

A meta-analysis of these 6 published and 7 ongoing genome scans revealed significant results for 11 regions at 1q32, 2q32–q35, 3p25, 6q23–q25, 8p21, 8q23, 12p11, 14q21–q24, 17q21, 18q21, and 20q13.52 Also, linkage analysis was performed allowing for genetic heterogeneity, and the summed results from 7 populations revealed significant heterogeneity LOD scores for chromosomal regions 1p12–p13, 6p23, 6q23–q25, 9q22–q33, 14q21–q24 and 15q15. Of these, the 9q22–q33 region was the most striking with a heterogeneity LOD score equal to 6.6, which is the most significant result ever reported for CL/P. This is a new discovery and the region likely contains a major gene for CL/P.

Gene-Environment Interactions

Epidemiologic studies have revealed an increased risk for CL/P with alcohol65 and smoking66 exposure during pregnancy. Furthermore, some studies suggest periconceptional folate or multivitamin supplementation has a protective effect against CL/P.67 However, not all mothers who drink or smoke have children with CL/P, nor do all mothers taking multivitamins have normal children. Thus it is likely that certain genes that interact with these environmental factors and that genetic variation within these genes affect the risk for CL/P. Researchers have tested this hypothesis by looking at both candidate genes for CL/P and genes involved in the environmental pathways.68

Given that neural tube defects can be prevented by folate supplementation and similar evidence exists for CL/P, some investigators have evaluated genes in the folate pathway with some success. However, it is not clear whether one should look at the DNA of the children, mothers or both. Clearly, environmental agents interact with maternal gene products, but it is not always clear if the same is true for fetal gene products, although it is likely in some situations. It is plausible that a fetus may have a low risk for CL/P due to its genes, but that this risk increases due to maternal environmental exposures and her genetic susceptibility to these exposures.

This uncertainty has impacted the results for folate pathway genes.67 For example functional variations in the methylenetetrahydrofolate reductase (MTHFR) and reduced folate carrier (RFC1) genes revealed no association with CL/P in a South American population.69 However, a method looking at the infants genotype and maternal environmental exposures revealed significant gene-environment interactions between CP infants with certain variations in MTHFR and maternal folic acid consumption70 and these results were also found to be true for CL/P.71 Alternatively, an increased risk has been observed for maternal MTHFR variants.72,73

Genetic variation has been identified in a variety of genes involved in the biotransformation of agents found in tobacco smoke including common deletions of the Glutathione S-transferase theta 1-1 (GSTT1) and Glutathione S-transferase Mu 1 (GSTM1) genes. Mothers carrying the GSTT1-null allele and who smoked had a higher although not significant risk of having a child with CL/P.74 A 6 fold risk increase was found for fetuses lacking both GSTT1 and GSTM1 and whose mothers smoked.75 Furthermore, variations in NAT1, another gene involved in detoxification of cigarette smoke, resulted in a two or four fold increased risk for CL/P among infants homozygous for this polymorphism if their mothers did not use multivitamins or smoked respectively.76,77 These studies highlight the importance of identifying such interactions so that individuals with disease susceptibility alleles can modify their risk by ceasing detrimental exposures and improving their nutritional status.

Summary

In general, the gene identification process for CL/P is still in the early stages, especially compared to other common diseases. However, the candidate gene approaches have identified variations that are associated with up to 20% of patients with CL/P. Furthermore, the genome wide linkage scans have identified the location of several genes, including the previously unknown locus on chromosome 9. Current efforts are ongoing to narrow these regions and identify disease causing mutations. Overall, the published findings support the hypothesis that multiple genes are involved in the etiology of CL/P. Future studies will determine how these genes interact with each other and the environment to develop models for improved genetic counseling and public health policies.

Acknowledgements

Our work has been greatly aided by discussions with Mauricio Arcos-Burgos, Sandy Daack-Hirsch, Mike Dixon, David FitzPatrick, Brion Maher, Mary Marazita, Brian Schutte, Alex Vieira and George Wehby. Also we would like to thank families that over the years have participated in our research studies.

Dr. Moreno is supported by a Fogarty International Maternal and Child Health Research and Training Fellowship (1D43 TW-05503) and Dr. Lidral is supported by NIH Grants RO1DE14677, KO2DE015291 and P50DE016215 with additional funding from both the University of Iowa Craniofacial Anomalies Research Center, brilliantly directed by Jeff Murray, and the College of Dentistry. While this work was not directly supported by the American Association of Orthodontists Foundation, Dr. Lidral’s career has been greatly aided by three AAOF Faculty Development Awards.

Glossary

Allele

A genetic variation for a given marker or locus

cM

Centimorgan. 1cM is equal to 1% recombination and approximately 1 million base pairs.

Expressivity

The severity of a disease in individuals carrying the disease mutation. For diseases that involve multiple features, the expressivity can describe both the number of affected features as well as the severity for each feature.

Gene

Typically, this describes the DNA sequence encoding a protein. But this is also used to describe the DNA sequence that is used to make the message RNA (mRNA). The term may also be expanded to describe the entire gene, meaning the coding sequence, the mRNA sequence and all the regulatory DNA elements that control the expression of the mRNA and protein.

Genome

The entire genetic material for a given organism. For humans this consists of 22 pairs of chromosomes and two sex chromosomes either XX or XY.

Genotyping

A laboratory technique used to determine which alleles exist for a marker in a person.

Haplotype

A combination of alleles for markers as they occur on a chromosome

Heterozygosity

The presence of two different alleles for a given marker

Homozygosity

The presence of the same alleles for a given marker

Locus

A given region of the human genome,;specifically, the location of a gene or particular DNA sequence on a chromosome (plural loci)

LOD Score

The statistic used to measure genetic linkage

Marker

A region of the human genome that contains genetic variation within it. The variation is used as a marker to follow inheritance of the genetic material within the locus.

Penetrance

The frequency that the disease phenotype is expressed when the disease mutation is present.

Footnotes

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