Abstract
Auditory hair cell defect is a major cause of hearing impairment, often leading to spiral ganglia neuron (SGN) degeneration. The cell loss that follows is irreversible in mammals, because inner ear hair cells (HCs) have a limited capacity to regenerate. Here, we report that in the adult brain of both rodents and humans, the ependymal layer of the lateral ventricle contains cells with proliferative potential, which share morphological and functional characteristics with HCs. In addition, putative neural stem cells (NSCs) from the subventricular zone of the lateral ventricle can differentiate into functional SGNs. Also important, the NSCs can incorporate into the sensory epithelia, demonstrating their therapeutic potential. We assert that NSCs and edendymal cells can undergo an epigenetic functional switch to assume functional characteristics of HCs and SGNs. This study suggests that the functional plasticity of renewable cells and conditions that promote functional reprogramming can be used for cell therapy in the auditory setting.
Keywords: cochlea, ependymal cells, hearing restoration, neural stem cells, spiral ganglia neurons
In the mammalian auditory system, hair cells (HCs), the sensory receptor cell for sound and acceleration, are terminally differentiated cells. Degeneration of these cells, due to overstimulation, ototoxic drugs and aging, are the most common cause of hearing loss affecting approximately 10% of the worldwide population. Because HCs provide survival promoting stimuli (1) to spiral ganglia neurons (SGNs), a secondary effect of HC loss is the gradual degeneration and death of SGNs, leading to structural and electrical remodeling of the cochlear nucleus (CN). Recent reports have demonstrated that limited new HCs may be regenerated de novo (2) or via phenotypical transdifferentiation (3, 4) within the adult mammalian inner ear. Moreover, a small number of new SGNs can also be generated from the mature inner ear (5). However, the production of new HCs and SGNs is a rare event. Thus, considerable efforts have been made to identify a renewable cell source able to reconstruct damaged inner ears, with a special focus on various progenitor cells (2, 6–8), albeit limited success.
The embryonic germinal zone in the adult forebrain lateral ventricle (LV) region contains two morphologically distinct cell layers: The ependymal layer contains ciliated epithelial cells and the subventricular zone(SVZ), which is beneath the ependymal layer and hosts multipotential neural stem cells of active neurogenesis (9). A subpopulation of cells with astrocytic characteristics within the SVZ (10–13) has become the source of adult neural stem cells (NSCs) lining the LV, to produce both neurons and glia. Most intriguingly, there are phylogenetic lineage relationships between the adult forebrain germinal zone cells and the sensory and nonsensory epithelia of the inner ear. Both are derived from the neural ectodermal layer and share certain protein markers that are expressed within the organ of Corti and SGNs (14, 15). In addition, the cilia of forebrain ependymal cells are microtubular in structure and have an actin-filled process as in the HCs. Thus, we surmise that cells of the adult forebrain germinal zone might be potential candidate cells to be used autologously for the replacement of nonrenewable HCs and SGNs.
Ependymal cells adjacent to the spinal canal proliferate extensively upon spinal cord injuries (16, 17). Proliferation of adult brain LV ependymal cells (18) can also be detected after a stroke. Although previous studies failed to detect cell proliferation in these ependymal cells under physiological conditions (19), active proliferation of LV ependymal cells has been confirmed in several experiments in vitro (11, 20). In the present study, we present evidence that LV ependymal cells demonstrate proliferative capacity both in vitro and in vivo; most importantly, they have the potential to give rise to inner ear hair cell-like phenotypes. These cells share many morphological and functional characteristics with inner ear HCs, including; stereociliary and kinociliary bundles, expression of HC markers, selective uptake of FM1–43 dye, and are also able to establish functional synapses with primary SGNs. Moreover, the SGN-like neuronal progenies could be derived from SVZ NSCs residing underneath the ependymal layer. These neuronal progenies establish functional synapses with HCs and deafferentated SGNs. We propose that within the adult forebrain germinal zone, ependymal and subependymal cells can undergo an epigenetic functional switch that could potentially enable them to replace damaged HCs and SGNs in the auditory setting.
Results
Ependymal Layer of the LV Contains Cells That Display HC Characteristics and Proliferative Potential.
Myosin VIIA has been previously identified as a HC marker (21, 22) and is widely used in HC differentiation and regeneration studies (23). Unexpectedly, in in vitro cell culture characterization and expansion studies, neurospheres obtained from the LV of transgenic mice expressing the green fluorescent protein (GFP) under the control of MyoVIIA promoter (21), contained small GFP-positive colonies (Fig. 1A1). Expression of myosin VIIA in these colonies was confirmed with immunofluorescent staining (Fig. 1A2–4). To provide evidence that the ependymal cells may proliferate, we performed BrdU immunocytochemistry with these cultures. As shown in Fig. 1B1–4, some of the myosin VIIA-positive cells were also BrdU positive, indicating their in vitro proliferative capacity. However, they were distinct from the newly differentiated neurons derived from the same neurosphere, because those neurons expressed the neuronal marker, TuJ1. Next, to identify the cell type that expresses myosin VIIA and to determine whether they have proliferative potential in situ, we examined the lateral ventricular cells in BrdU-treated adult mice. Robust and specific staining of myosin VIIA was only observed in the polarized ependymal cells (Fig. S1), some of which were also BrdU-positive, demonstrating that the cells proliferate in vivo (Fig. 1C1–4).
To test whether ependymal cells can assume the HC-structural phenotype, we performed immunostaining for myosin VIIA and phalloidin staining for F-actin. In culture, ependymal cells are columnar shape, remain myosin VIIA-positive, and extend appendages that are labeled with phalloidin, partially resembling HCs (Fig. 2A1–4). However, because the in vitro culture environment may be slightly different from in vivo conditions (24), we examined the expression of myosin VIIA and actin-based appendages in the ependymal cell layer of brain slices. Consistent with the in vitro scenario, the apical cellular layer of the LV was positively labeled with myosin VIIA and phalloidin (Fig. 2B1–4). To provide further evidence that these ependymal cells resemble inner ear HCs, we performed immunostaining with additional HC markers including ribeye, a HC synaptic protein (25), and myosin VI (22). As shown in Fig. 2 C1–D2, ribeye and myosin VI were also expressed by cells of ependymal layer (Fig. 2 C1–D2). Furthermore, the expression of myosin VIIA and clusters of actin-based appendages in the ependymal layer cell were not restricted to the nervous system of mice alone, but were found in humans as well, providing assurance that these findings transcend species-specific phenomena (Fig. 2E1–4). Moreover, we used scanning and transmission electron microscopy to examine the ultra structures at the apical aspects of ependymal cells. This analysis confirmed that the ependymal cell is lined with cillary appendages made of stereocilia and kinocilia, reminiscent of vestibular HCs in the inner ear (Fig. 2F1–4).
It is important to emphasize that the myosin VIIA-positive cells were only found in the ependymal layer of the LV. The cells are neither glial cells nor neurons. Instead, they are columnar, and take the shape of polarized epithelial cells (Fig. S1). These myosin VIIA-positive cells are distinct from glial cells and neurons, because they did not stain positively for the glial cell marker, glial fibrillary acidic protein (GFAP) (Fig. 3A1–3), and neuronal markers, such as NeuN (Fig. 3B1–3) or neurofilament (Fig. 3C1–3). Only a few end feet of glial cells could be seen extending to the ependymal cell layer, which surrounded the myosin VIIA labeled cell bodies, but did not penetrate into the cytoplasmic region of the cells. These results clearly indicate that these myosin VIIA-positive ependymal cells are neither neurons nor glial cells, but rather distinct epithelial cell-types.
Myosin VIIA-Positive Ependymal Cells Show Functional Characteristics of HCs and Can Incorporate into Cochlear Sensory Epithelia.
To further identify functional similarities between myosin VIIA-positive ependymal cells and inner ear HCs, we cocultured the ependymal cells from myosin VIIA-GFP transgenic mice with SGNs prepared from wild type mice. Ependymal cells established synapse-like contacts with SGNs (Fig. 4A1). Robust staining of synapsin 1 was observed at the sites of contact (Fig. 4A2; see enlarged image in Fig. S2). Transmission electron micrographs of serially sectioned cells illustrated characteristic synaptic structures such as; presynaptic vesicles, pre/postsynaptic membrane-associated density and synaptic thickening, and a specialized synaptic cleft (Fig. 4B1 and 2). Another similarity between ependymal cells and HCs is that ependymal cells express partially open large-conductance cation channels that are permeable to FM1–43 akin to mechano-sensitive channels in HCs. Ependymal cells show rapid (<60 s) FM1–43 uptake, which was inhibited by dihydrostreptomycin (26, 27) (Fig. 4C1 and 2). Finally, we recorded exemplary responses between myosin VIIA-positive ependymal cells (in 3 of 7 synapses) and SGNs (Fig. 4D). The fact that these synaptic responses were sensitive to a glutamate receptor blocker, CNQX (Fig. 4D), gives further credence to the tantalizing possibility that these in vitro results may mimic in vivo conditions (28).
Finally, to test whether ependymal cells can incorporate into cochlear sensory epithelia, we dissected from wild-type mouse (C57 BL/6), and the residual HCs were eliminated by using streptomycin treatment. As shown in Fig. S3 and Movie S1, ependymal cells incorporated well into the sensory epithelia, demonstrating their therapeutic potential.
NSCs from LV Differentiate into Functional Neurons with Defining Characteristics of SGNs.
Here, we tested whether NSCs from the SVZ, the very close neighbor of ependymal cell layer, can differentiate into neurons that share functional characteristics with SGNs. After in vitro differentiation, 55 ± 9% (mean ± SD, n = 9) of the NSCs isolated from the SVZ differentiated into neurons (Fig. S4). When cocultured with inner ear HCs, these neurons projected neurites to HCs and synapsin 1 accumulated at the nerve ending, suggesting the development of real synapses (Fig. 5A1–4). To further ascertain that NSC-derived neurons could establish synaptic contacts with HCs at the organ level, we first dissected the organ of Corti from the SGNs. The dissected organs of Corti were then incubated in β-bungarotoxin for 48 h to eliminate a substantial portion of the residual SGNs (29). Next, we carefully placed seeds of predifferentiated NSCs at the abneural aspects of the organ culture (Fig. 5B1–4). In accord with previous reports (29), β-bungarotoxin treatment eliminated most of the residual SGNs, as is reflected in minimal TUJ1 positive staining at the neural aspects of the organ of Corti (Fig. 5B1 and 2). After seven days in vitro, NSC-derived neurons extended neurites to innervate HCs (Fig. 5B2–4), fibers of NSC-derived neurons penetrated the organ of Corti making precise contact with HCs then stopping their growth and extension after reaching their targets. Also important, the branching pattern of neurites of NSC-derived neurons resembles a classic report by Retzius (30), whereby SGNs form multiple branches that undergo subsequent differential pruning. Hence, the in vitro innervation pattern of NSC-derived neurons on HCs resembles a microcosm of early development of cochlear ganglion neurons wherein neuronal fibers extend additional side branches, which are ultimately pruned in later neonatal stages (31). Synaptic connections between HCs and NSC-derived neurons were further verified by electron microscopic study. (Fig. 5C) Moreover, synaptic connections between HCs and NSC-derived neurons appeared functionally viable (Fig. 5D). Depolarization of HCs could elicit action potentials in neighboring NSC-derived neurons making synaptic contact. Similar responses were seen in adult SGNs (Fig. 5D), further establishing the authenticity and viability of these studies.
NSCs Establish Functional Synapses with Target-Deprived SGNs.
We determined whether NSC-derived neurons could establish functional synaptic connections with adult SGNs. To accomplish this, first we cocultured NSCs with adult SGNs (Fig. S5). The SGNs and NSC derived neurons can be handily distinguished by their sizes; SGNs are approximately 4-fold larger than NSC-derived neurons (Fig. S5A). Dendro-dentritic synapses were formed. Additionally, NSC-derived neurons appeared to act as interneurons, linking the deafferentated SGNs (Fig. S6). The expression of synapsin 1 was invariably restricted to the axo-dendritic and axo-somatic contacts, suggesting that these may be genuine synapses (Fig. S5 B1–C3). To test whether the synapse-like connections between SGNs and NSC-derived neurons could occur at the organ level, we cocultured cochlear explants containing SGNs and NSC-derived neurons. As shown in Fig. S5D1–3, NSC-derived neurons extended their neurites through the cochlear explant to establish connections with SGNs. The corresponding expression of synapsin 1 at the site of contact between the two neuronal subtypes suggested the formation of synapses. An ultrastructural study showed characteristic membrane-associated density and synaptic thickening. Moreover, a sizable proportion (85 ± 6%; n = 3) of the synapses were recognizable by other features, such as the apposition of the pre- and postsynaptic membranes, the presynaptic vesicle clusters and the specialization of the synaptic cleft (Fig. S5E1–3). These analyses verified that the synapses formed between NSC-derived neurons and SGNs are equipped with the synaptic machinery to be functional.
From this baseline, we used electrophysiological analysis to establish the operational status of synapses identified in vitro and to determine whether their properties are consistent with a bona fide synapse, albeit in culture. Despite the prolonged culture conditions (7–9 days), NSC-derived neurons and adult SGNs were electrically healthy, with mean resting membrane potentials of (in mV) −49 ± 6 and −56 ± 5 (n = 17), respectively. However, injection of positive current (1–50 pA) did not suffice to elicit action potentials in NSC-derived neurons. Because cell culture conditions can greatly influence the functional expression of ionic channels, in particular the down regulation of inward rectifier K+ currents that clamp the resting membrane voltage toward the K+ equilibrium potential (approximately −80 mV) (32), we expected that the measured resting membrane potential may have inactivated inward Na+ and Ca2+ currents that are responsible for the depolarization phase of action potentials. Predictably, injection of negative current to release the inward currents from inactivation resulted in the generation of robust action potentials. As illustrated in Fig. S5F, during dual recordings from NSC-derived neurons, that projected axons unto adult SGNs, elicited action potentials resulted in excitatory postsynaptic inward currents in the SGN. Analysis of the delays in synaptic events (0.6 ± 0.3 ms; n = 9) suggested that the synaptic activity may be mediated by a classic fast neurotransmitter. In 17 of 26 dual recordings, SGNs served as the postsynaptic neurons, whereas in the remaining nine, they operated as presynaptic neurons (data not shown).
Discussion
This article reports on the first extensive analyses using structural, molecular, and functional criteria to demonstrate that adult brain germinal zone cells, derived from the same neuro-ectodermal layer as the otic vesicle epithelial cells, preserve the potential to undergo a functional switch to replace the nonrenewable inner ear sensory cells, that is, HCs and SGNs.
Previous reports have demonstrated that the regenerative potential of HCs after damage is largely restricted to self-repair of stereocilary bundles (33, 34). Regenerative proliferation in inner ear sensory epithelia has been reported, but is limited due to the paucity of putative new HCs production (35). Drosophila atonal homologs, essential genes for inner HC development (36), have been used to stimulate HCs production from supporting cells (3, 23) and to provide modest improvements in the hearing function of guinea pigs (3). Overexpression of Math1 in postnatal rat cochlear explant cultures induces the production of extra HCs (23). Hes1 can negatively regulate HC differentiation by antagonizing Math1 (37, 38). It has been suggested that the sensory epithelia of the inner ear may be the only conducive niche for HC differentiation (2); however, the mechanisms underlying HC differentiation are so far not fully understood. Cell replacement therapy is one potential way to repopulate damaged HCs. Pluripotent inner ear stem cells and transplanted exogenous progenitor cells have been verified as candidate cells (2, 6–8, 39), but the controlled differentiation of stem cells into functional HCs is essential for hearing restoration.
In the present study, we provide evidence suggesting that ependymal cells of the LV have proliferative potential and that these cells have essential characteristics that liken them to HCs. They are polarized with actin-based stereocilia and microtubule-based kinocilia, can be identified by well-characterized and commonly used HC markers (40) and express large-conductance FM1–43-permeable channels that are blocked by dihydrostreptomycin (26). Indeed, our initial assessment of the electrophysiology of ependymal cells suggests that they may be mechanically sensitive. However, future experiments that allow precise mechanical stimulation of short and less-defined polarized stereociliary appendages are required. Also notably important, cells of the ependymal layer have several of the defining electrophysiological characteristics of HCs: They are electrically active, send synaptic input to target-deprived SGNs and are capable of releasing glutamate in response to membrane depolarization. The identity of myosin VIIA-positive cells in the LV remains unclear, but they are not likely to be of neuronal or astrocytic origin, because they are essentially nonreactive to antibodies for neuronal and glial markers. Since the ependymal cells are sculpted with substantial components of HC phenotypes, we propose that ependymal cells may undergo a functional switch to serve H-C roles in the inner ear.
In inner ears, SGNs depend on neurotrophic factors released by HCs for survival (41). The ensuing degeneration of neurons after HC loss renders the need to replace or regenerate deafferented SGNs. In cases of primary SGN loss, auditory HCs remain intact. Repopulation of lost SGNs with NSC-derived neurons may provide improvement of hearing rehabilitation. Previous studies have attempted to replace lost SGNs by transplanting neurons from other ganglia or stem cells from exogenous sources, such as embryonic stem cells and neural stem cells (42, 43). None of these preliminary studies have demonstrated functional targeting to HCs. NSCs show extensive self-renewal capacity and differentiate spontaneously into neural cells. Transplantation studies have demonstrated the role of environmental factors in the fate decisions of adult NSCs. Adult NSCs differentiate into glia when transplanted into nonneurogenic regions (e.g., spinal cord); however, they adopt a neuronal fate when transplanted into neurogenic niches (44). The mature inner ear is not an enriched environment for neuronal differentiation (42) and the transplantation of predifferentiated NSCs is more likely to provide an effective functional replacement. Our experiments demonstrate that, given favorable conditions, some NSCs from the SVZ of the LV (45) can develop into neurons with essential features of SGNs; they are bipolar neurons that form synapses with HCs. More importantly, they respond to synaptic inputs from HC and fire action potentials. These findings not only demonstrate that adult-derived stem cells retain biochemical and functional potentials akin to embryonic stem cells (46), they also reveal the immensely unknown potentials of NSCs in the auditory setting. In addition to neurotrophic factors, synaptic activities likely activate multiple prosurvival signaling pathways that regulate SGNs survival and neurite growth (47). In this study, NSC-derived neurons form synapses with SGNs and are capable of generating electrical activities, which may provide prosurvival signals to promote SGN survival and neurite growth and targeting.
To repopulate lost HCs in the auditory setting, we assert that ependymal cells can be introduced into the damaged inner ear, where they may reprogram their functions to replace lost HCs. Cotransplantation with NSCs from the same brain germinal zone may further facilitate the reconstitution of sensorineural circuits to achieve hearing restoration. The functional plasticity of renewable cells revealed in this study may open a new therapeutic avenue for other neural degenerative diseases.
Methods
See SI Materials and Methods for additional information, including Movie S1.
The care and use of animals in this study was approved by the Ethical Committees at the University of California, Davis. C57BL/6j mice were purchased from Charles River Laboratories. Myosin VIIA-GFP mice were generated by using standard methods (21). Cells of the lateral ventricular layers were isolated and neurospheres were generated and cultured as previously described (42). Neuronal differentiation was enhanced with 2 μM retinoic acid. Target deprived adult SGNs (from C57BL/6j mice) were isolated as described in ref. 5 and cocultured with ependymal cells prepared from myosin VIIA-GFP mice. To coculture of NSC derived neurons and HCs, NSC-derived neurons were obtained from the lateral ventricle, and the organ of Corti was isolated from p3–5 mice. Residual SGNs were eliminated by treatment with β-bungarotoxin (Sigma, 0.5 μM) for 48 h.
Standard scanning and transmission electron microscopic methods were used to examine the ultrastructure of cells. In addition, immunohistochemical techniques were used to examine the expression of cell-specific proteins. Assay for mechanosensory transduction used in our previous report (27) was adopted for ependymal cell.
Patch-clamp recordings in the current and voltage clamp modes were carried by using appropriate recording solutions as we have described in ref. 48.
Supplementary Material
Acknowledgments.
Drs. N. Chiamvimonvat and Hong Qiu provided constructive comments on the manuscript. This work was supported by a grant from the NIDCD (National Institutes of Health) (to E.N.Y.), California Institute of Regenerative Medicine Grant S-CIRMTG1-GSTDW (to D.W.); and RS1-00453 to (E.N.Y.), and Judy and David Wachs Grant in Auditory Science from National Organization of Hearing Research. The frozen normal adult human brain slice was obtained from the Pritzker/Conte human brain bank held at University of California, Davis.
Footnotes
The authors declare no conflict of interest.
This article is a PNAS Direct Submission.
This article contains supporting information online at www.pnas.org/cgi/content/full/0808044105/DCSupplemental.
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