Abstract
Context
I coauthored a published review of anticoagulation for venous thromboembolism in the Cochrane Database of Systematic Reviews and published a review on the same topic in MedGenMed (now the Medscape Journal of Medicine). In contrast to the article in Medscape, the discussion and conclusions in the Cochrane review were altered appreciably during the review process. Consequently, I decided to critique all anticoagulation drug-related reviews and protocols in the Cochrane database with feedback letters concerning any issues of potential controversy.
Evidence Acquisition
Using key words in the search engine of the Cochrane Reviews, I located reviews and protocols involving anticoagulant drugs. I critiqued each anticoagulation review and protocol and sent a total of 57 feedback letters to Cochrane concerning each publication to elicit a response/rebuttal from the authors.
Evidence Synthesis
Cochrane anticoagulation review editors acknowledged receipt of all letters. As of 12 months after receipt of my last letter, the Cochrane authors have replied to 13 of the 57 and agreed with many of my points. Two protocols were withdrawn after my feedback letters were acknowledged. The 58 Cochrane anticoagulation drug reviews, including mine, contained 9 categories of methodological errors (207 total instances) and 4 types of biases (18 total instances). This review of those Cochrane reviews suggests that the effectiveness of anticoagulants for 30 medical indications is questionable.
Conclusions
The efficacy of anticoagulants for treatment and prophylaxis for 30 current medical indications should be reconsidered by the scientific community and medical regulatory agencies. At least 50,000 people per year worldwide have fatal bleeding due to anticoagulant treatment or prophylaxis for these indications.
Introduction
In January 2006, the Cochrane Database of Systematic Reviews included a review that I coauthored: “Anticoagulants versus non-steroidal anti-inflammatories or placebo for treatment of venous thromboembolism (VTE).”[1] Our first draft of the Implications for Practice section stated, “Anticoagulants are not evidence-based to be safe and effective in reducing morbidity and mortality in patients with VTE.” For the “Implications for Research” section, we suggested conducting a non-inferiority RCT to compare standard anticoagulants with an NSAID to see whether an NSAID (ie, platelet inhibitor) could be equally effective but safer and less expensive.
However, after editing by the peer reviewers and editor, the “authors conclusions” were, “The limited evidence from RCTs of anticoagulants versus NSAIDs or placebo is inconclusive regarding the efficacy and safety of anticoagulants in VTE treatment. The use of anticoagulants is widely accepted in clinical practice, so further RCT comparing anticoagulants to placebo could not ethically be carried out.”
My review of anticoagulant treatment for VTE published in MedGenMed (now Medscape Journal of Medicine) in 2004 gave a completely different analysis, questioning the efficacy of anticoagulant treatment for VTE.[2]
That experience suggested that systematically critiquing all the Cochrane reviews and protocols involving anticoagulant drug interventions might be useful to see whether other methodological errors or biases exist.
Methods
Data Sources
I used the Cochrane Database of Systematic Reviews, 2007, Issue 3, to search for protocols and completed reviews about treatment with anticoagulant drugs. In following up with responses to my feedback letters, I searched the Cochrane Database of Systematic Reviews, 2008, Issue 4. Search terms were “anticoagulant,” “heparin,” “vitamin K inhibitor,” “vitamin K antagonist,” and “warfarin.”
Study Selection
All reviews and protocols that studied anticoagulant drugs or included recommendations for or against use of anticoagulant drugs, including my review, were evaluated. No reviews or protocols were excluded.
Data Extraction
I submitted a formal complaint to the Cochrane disputes editor in September 2006 about the editing of the review that I coauthored (Table 1 #1). I critiqued the other 57 reviews and protocols and sent in feedback letters to the authors. This served as an opportunity for Cochrane to respond to the points of contention concerning my review. After finishing all 58 critiques, I derived 9 categories of methodological errors and 4 types of biases in reporting and/or interpreting data that recurred in at least 2 reviews.
Table 1.
1 | Anticoagulants versus non-steroidal anti-inflammatories or placebo for treatment of venous thromboembolism[1] |
Highlight(s) of feedback letter | |
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2 | Vitamin K antagonists or low-molecular-weight heparin for the long term treatment of symptomatic venous thromboembolism[69] |
Highlight(s) of feedback letter | |
The objective of the review is, “To evaluate the efficacy and safety of long-term treatment of VTE with low-molecular-weight heparins compared to vitamin K antagonists.” However, neither anticoagulant has been shown to be effective compared with unanticoagulated controls, so this review evaluates the efficacy and safety of neither. | |
3 | Low molecular weight heparin for prevention of venous thromboembolism in patients with lower leg immobilization.[70] |
Highlight(s) of feedback letter | |
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4 | Fixed dose subcutaneous low molecular weight heparins versus adjusted dose unfractionated heparin for venous thromboembolism[3] |
Highlight(s) of feedback letter | |
See Results section: Categories of Methodological Errors and Biases #1 – In a meta-analysis of non-inferiority trials, the control group is not evidence-based to be safe and effective. Consequently, non-inferiority does not indicate safety or efficacy. | |
5 | Antiplatelet and anticoagulant drugs for prevention of restenosis/reocclusion following peripheral endovascular treatment.[45] |
Highlight(s) of feedback letter | |
See Results section: Categories of Methodological Errors and Biases #7 – The primary endpoint, which determines the main conclusions of the review, is a surrogate rather than a clinical endpoint. | |
6 | Antiplatelet agents for preventing thrombosis after peripheral arterial bypass surgery[51] |
Highlight(s) of feedback letter | |
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7 | Duration of treatment with vitamin K antagonists in symptomatic venous thromboembolism[71] |
Highlight(s) of feedback letter | |
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8 | Once versus twice daily LMWH for the initial treatment of venous thromboembolism.[72] |
Highlight(s) of feedback letter/reply/rebuttal | |
This is a meta-analysis of non-inferiority trials in which neither the control group (once-per-day LMWH) nor the experimental group (twice-per-day LMWH) is evidence-based to be safe and effective. | |
9 | Heparin, low molecular weight heparin and physical methods for preventing deep vein thrombosis and pulmonary embolism following surgery for hip fractures[15] |
Highlight(s) of feedback letter/reply/rebuttal | |
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10 | Heparin for prevention of venous thromboembolism in general medical patients (excluding stroke and MI) (Protocol)[73] |
Highlight(s) of feedback letter | |
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11 | Anticoagulants (extended duration) for prevention of venous thromboembolism following total hip or knee replacement or hip fracture repair (Protocol)[74] |
Highlight(s) of feedback letter/reply/rebuttal | |
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12 | Combined intermittent pneumatic leg compression and pharmacological prophylaxis for prevention of venous thromboembolism in high risk patients[77] |
Highlight(s) of feedback letter | |
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13 | Low molecular weight heparins or heparinoids versus standard unfractionated heparin for acute ischemic stroke[4] |
Highlight(s) of feedback letter/reply/rebuttal | |
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14 | Anticoagulants versus antiplatelet agents for acute ischemic stroke[78] |
Highlight(s) of feedback letter | |
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15 | Anticoagulants for acute ischemic stroke[79] |
Highlight(s) of feedback letter | |
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16 | Anticoagulants for preventing recurrence following presumed non-cardioembolic ischemic stroke or transient ischemic attack[80] |
Highlight(s) of feedback letter | |
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17 | Antiplatelet therapy for acute ischemic stroke[81] |
Highlight(s) of feedback letter | |
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18 | Antiplatelet agents versus control or anticoagulation for heart failure in sinus rhythm.[82] |
Highlight(s) of feedback letter | |
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19 | Anticoagulation for heart failure in sinus rhythm.[23] |
Highlight(s) of feedback letter | |
See Results section: Categories of Methodological Errors and Biases example #2 – The control group of the RCT (aspirin for heart failure) is evidence-based to do harm. | |
20 | Antithrombotic agents for preventing thrombosis after infrainguinal arterial bypass surgery[83] |
Highlight(s) of feedback letter | |
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21 | Anticoagulants (heparin, LMWHs, and oral anticoagulants) for intermittent claudication[84] |
Highlight(s) of feedback letter | |
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22 | Oral anticoagulation for prolonging survival in patients with cancer[5] |
Highlight(s) of feedback letter/reply/rebuttal | |
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23 | Anticoagulants for preventing stroke in patients with nonrheumatic atrial fibrillation (NRAF) and a history of stroke or transient ischemic attack[85] |
Highlight(s) of feedback letter | |
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24 | Anticoagulants versus antiplatelet therapy for preventing stroke in patients with nonrheumatic atrial fibrillation and a history of stroke or transient ischemic attack[39] |
Highlight(s) of feedback letter | |
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25 | Home versus in-patient treatment for deep vein thrombosis[86] |
Highlight(s) of feedback letter | |
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26 | Prophylaxis for venous thromboembolic disease in pregnancy and the early postnatal period[90] |
Highlight(s) of feedback letter | |
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27 | Heparin for pregnant women with acquired or inherited thrombophilias.[6] |
Highlight(s) of feedback letter/reply/rebuttal | |
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28 | Heparins and mechanical methods for thromboprophylaxis in colorectal surgery[7] |
Highlight(s) of feedback letter/reply/rebuttal | |
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29 | Heparin versus placebo for acute coronary syndromes[16] |
Highlight(s) of feedback letter/reply/rebuttal | |
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30 | Low molecular weight heparins versus unfractionated heparin for acute coronary syndromes[8] |
Highlight(s) of feedback letter/reply/rebuttal | |
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31 | Heparin for ST-segment elevation myocardial infarction (Protocol)[94] |
Highlight(s) of feedback letter | |
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32 | Antiplatelet therapy for preventing stroke in patients with non-valvular atrial fibrillation and no previous history of stroke or transient ischemic attacks[95] |
Highlight(s) of feedback letter | |
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33 | Oral anticoagulants versus antiplatelet therapy for preventing further vascular events after transient ischemic attack or minor stroke of presumed arterial origin.[52] |
Highlight(s) of feedback letter | |
See Results section: Categories of Methodological Errors and Biases #12 – This review has not been updated to include the Warfarin and Aspirin for Symptomatic Intracranial Arterial Stenosis (WASID) trial.[53] It was terminated early because of the high incidence of death in the warfarin group (4.3% in the aspirin group vs 9.7% in the warfarin group). | |
34 | Anticoagulants for the treatment of recurrent pregnancy loss in women without antiphospholipid syndrome[97] |
Highlight(s) of feedback letter | |
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35 | Oral anticoagulants for the secondary prevention of coronary heart disease (Protocol)[9] |
Highlight(s) of feedback letter/reply/rebuttal | |
My comments on the methods of this protocol were well received. The authors agree to:
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36 | Self management for oral anticoagulation (Protocol)[98] |
Highlight(s) of feedback letter | |
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37 | Anticoagulation for cerebral sinus thrombosis[99] |
Highlight(s) of feedback letter | |
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38 | Interventions for preventing venous thromboembolism in adults undergoing knee arthroscopy[100] |
Highlight(s) of feedback letter | |
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39 | Direct thrombin inhibitors versus vitamin K antagonists or low molecular weight heparin for prevention of venous thromboembolism following total hip or knee replacement or hip repair (Protocol)[101] |
Highlight(s) of feedback letter | |
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40 | Heparin-bonded catheters for prolonging the patency of central venous catheters in children[102] |
Highlight(s) of feedback letter | |
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41 | Low molecular weight heparin for prevention of central venous catheterization-related thrombosis in children (Protocol)[103] |
Highlight(s) of feedback letter | |
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42 | Interventions for preventing venous thromboembolism following abdominal aortic surgery (Protocol)[47] |
Highlight(s) of feedback letter | |
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43 | Oral anticoagulants versus antiplatelet therapy for preventing stroke in patients with non-valvular atrial fibrillation and no history of stroke or transient ischemic attacks[48] |
Highlight(s) of feedback letter | |
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44 | Parenteral anticoagulation for prolonging survival in patients with cancer who have no other indication for anticoagulation.[10] |
Highlight(s) of feedback letter/reply/rebuttal | |
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45 | Prevention of recurrent miscarriage for women with antiphospholipid antibody or lupus anticoagulant[104] |
Highlight(s) of feedback letter | |
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46 | Antiplatelet and anticoagulation for patients with prosthetic heart valves[105] |
Highlight(s) of feedback letter | |
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47 | Antithrombotic drugs for carotid artery dissection[106] |
Highlight(s) of feedback letter | |
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48 | Continuous heparin infusion to prevent thrombosis and catheter occlusion in neonates with peripherally placed percutaneous central venous catheters.[107] |
Highlight(s) of feedback letter | |
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49 | Heparin for prolonging peripheral intravenous catheter use in neonates.[110] |
Highlight(s) of feedback letter | |
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50 | Ticlopidine versus oral anticoagulation for coronary stenting[11] |
Highlight(s) of feedback letter/reply/rebuttal | |
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51 | Anticoagulation therapy for pulmonary hypertension (Protocol)[17] |
Highlight(s) of feedback letter/reply/rebuttal | |
The authors withdrew the protocol. | |
52 | Antithrombotic treatment for preventing recurrent stroke due to paradoxical embolism (Protocol)[18] |
Highlight(s) of feedback letter/reply/rebuttal | |
The authors withdrew the protocol. | |
53 | Antiplatelet agents and anticoagulants for hypertension.[12] |
Highlight(s) of feedback letter/reply/rebuttal | |
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54 | Anticoagulation for the long term treatment of venous thromboembolism in patients with cancer[13] |
Highlight(s) of feedback letter/reply/rebuttal | |
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55 | Anticoagulation for the initial treatment of venous thromboembolism in patients with cancer[111] |
Highlight(s) of feedback letter | |
Comments were very similar to those for review #54. No reply by the authors. | |
56 | Interventions for preventing thrombosis in adults and children with nephrotic syndrome (Protocol)[112] |
Highlight(s) of feedback letter | |
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57 | Low molecular weight heparin for diabetic kidney disease (Protocol)[14] |
Highlight(s) of feedback letter/reply/rebuttal | |
My comments about adding safety outcomes to this protocol were well received: “The authors agree with your suggestions and have added separate outcomes for:
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58 | Non-immunosuppressive treatment for IgA nephropathy[113] |
Highlight(s) of feedback letter | |
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ACE = angiotensin-converting enzyme; ASA = acetylsalicylic acid; CI = confidence interval; CNS = central nervous system; CSVT = cerebral sinus venous thrombosis; CVC = central venous catheter; DVT = deep venous thrombosis; HITT = heparin-induced thrombocytopenia with thrombosis; LMWH = low-molecular-weight heparin; MI = myocardial infarction; OR = odds ratio; PCVC = percutaneous central venous catheters; PE = pulmonary embolism; PIV = peripheral intravenous; RCT = randomized, controlled trial; UH = unfractionated heparin; VKA = vitamin K antagonist; VTE = venous thromboembolism. *References to the reviews include links to the abstracts and to my feedback letters.
Validity Assessment
My feedback letters allowed the Cochrane authors of the reviews that I critiqued to rebut or concede the validity of my points. The Cochrane disputes editor was responsible for evaluating my formal complaint about peer-reviewer and editor biases in my review. The Cochrane editors acknowledged all letters and the complaint.
Results
Table 1 lists the titles for each of the Cochrane reviews and the highlight(s) of the feedback letter and authors' reply, if any. Table 2 shows the presence or absence of 13 types of problems corresponding to each review.
Table 2.
# | Methodological errors in the trials reviewed | #s of reviews/protocols (from Table 1) |
---|---|---|
1 | In a meta-analysis of non-inferiority trials, the control group is not evidence-based to be safe and effective. Consequently, non-inferiority does not indicate safety or efficacy. | 1, 2, 4, 5, 6, 7, 8, 11, 12, 13, 18, 19, 20, 25, 30, 31, 34, 39, 45, 46, 47, 50, 54, 55 |
2 | The control group of the RCT is evidence-based to do harm. | 19, 35, 50 |
3 | Placebo or no treatment control is used (proposed for protocols) when clearly effective or probably effective nonanticoagulation treatment is either standard therapy or used widely. | 37, 40, 41, 48 |
4 | RCTs are (for protocols will be) too small to evaluate risk for HITT and observational studies not (for protocols will not be) evaluated for HITT. | 1, 3, 11, 12, 13, 25, 29, 34, 37, 38, 39, 40, 41, 42, 44, 45, 47, 48, 49, 51, 54, 55, 56, 57, 58 |
5 | Rebound hypercoagulability was not (for protocols will not be) assessed by collecting study data for an appropriate length of time after anticoagulant withdrawal in most patients (VTE treatment and prophylaxis, 2 months; heparins for acute coronary syndromes, 24 hours; clopidogrel for acute coronary syndromes or postpercutaneous coronary intervention, 90 days). | 1, 3, 5, 6, 10, 11, 12, 24, 25, 32, 33, 34, 35, 36, 37, 38, 39, 40, 41, 42, 43, 44, 46, 47, 48, 49, 50, 51, 52, 53, 54, 56, 58 |
6 | Because of excluding observational, population-based, and/or case-control studies from consideration in the safety analysis, bleeding complications were (for protocols will be) very likely understated. | 1, 3, 9, 10, 11, 13, 24, 25, 29, 30, 32, 33, 34, 35, 36, 37, 38, 39, 40, 41, 42, 43, 44, 45, 46, 47, 48, 49, 51, 52, 53, 54, 55, 56, 57, 58 |
7 | The primary endpoint, which determines the main conclusions of the review, is a surrogate rather than a clinical endpoint. | 3, 5, 6, 10, 12, 37, 38, 41, 42, 48, 49 |
8 | The primary endpoint, which determines the main conclusions of the review, should include safety endpoints rather than just efficacy endpoints. | 1, 3, 7, 11, 25, 37, 40, 41, 42, 43, 52, 53, 54, 55, 56, 57, 58 |
9 | Fatal bleeding and/or intracranial bleeding were not (for protocols will not be) separately included in the primary or secondary endpoints. | 1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 12, 13, 14, 15, 16, 17, 18, 19, 20, 21, 22, 24, 25, 26, 27, 28, 29, 30, 31, 32, 33, 34, 35, 36, 37, 38, 39, 40, 41, 44, 46, 47, 48, 49, 50, 51, 52, 53, 54, 55, 56, 57, 58 |
Biases in data collection or interpretation by Cochrane reviewers | ||
10 | Conclusions of review were based on data from RCTs with patients who are not representative of patients in general clinical practice. | 3, 24, 25, 32, 33, 43 |
11 | A patented, expensive treatment (not the subject of the review) that is not evidence-based to work is endorsed in the Implications for Practice section. | 5, 6, 46 |
12 | The review has not been updated to include crucial recent RCTs or other data. | 14, 33, 47, 48, 49, 50 |
13 | Biases exist in the selection of trials for inclusion in the review. | 44, 54, 55 |
HITT = heparin induced thrombocytopenia with thrombosis; RCT = randomized, controlled trial; VTE = venous thromboembolism
Except for a feedback letter sent June 20, 2001 (Table 1 #4[3]), I sent feedback letters regarding the protocols and reviews from February 2007 through November 2007. As of Issue 4 2008 of the Cochrane Database of Systematic Reviews, Cochrane authors had replied to 13 feedback letters (Table 1 #9, #13, #22, #27, #28, #29, #30, #35, #44, #50, #53, #54, and #57[4–16]). The authors of 1 protocol from 2002 responded to my letter by publishing the review in 2008 (Table 1 #29).[16] Selected highlights of the correspondence on these reviews are included in Table 1. Links to the entire correspondence are included in the references to each review. Two protocols have been withdrawn without any responses to my feedback letters (Table 1 #51 and #52[17,18]).
Cochrane editors from the Heart, Stroke, Pregnancy and Childbirth, and Gynecological Cancer groups indicated that further responses to my feedback letters would be forthcoming.
Categories of Methodological Errors and Biases
Table 1 lists the 58 protocols and reviews involving anticoagulant drugs in the Cochrane Library database as of July 2007. Table 2 shows the categories of methodological errors and biases in articles by review number from Table 1. The following are examples illustrating the 13 categories (references to the reviews include links to the abstracts, to my feedback letters, and to any responses by the authors):
1. In a meta-analysis of non-inferiority trials, the control group is not proven (no evidence base) to be safe and effective. Consequently, non-inferiority does not indicate safety or efficacy.
Efficacy and safety of an experimental drug are established in a non-inferiority trial if the outcomes are not statistically significantly worse than standard treatment. Non-inferiority of an experimental drug compared with an unproven control medication regimen (albeit the standard of care) does not prove that the experimental drug is safe and effective.
For example, in VTE treatment and prevention, heparin and VKAs have been considered the standard of practice since before 1962 when the FDA began requiring rigorous evidence of efficacy before drug approval. Even though the FDA would not approve anticoagulants for VTE if first proposed today, FDA approvals of LMWHs and direct thrombin inhibitors have been based on comparisons with “standard” heparin and warfarin.
However, RCTs comparing heparin and VKAs with no anticoagulation have shown no clinical benefit with anticoagulants. Only 3 small RCTs with properly diagnosed VTE patients have been published, showing a trend toward increased mortality (deaths in VTE patients receiving anticoagulants, 6/66; deaths in VTE patients receiving placebo or NSAIDs, 1/60 [P = .07]).[19–22]
Example #4 (Table 1): Fixed-dose subcutaneous low molecular weight heparins versus adjusted dose unfractionated heparin for venous thromboembolism.[3] In this review of RCTs, “standard” heparin is the control therapy for initial VTE treatment. The experimental treatment is any LMWH. Based on the non-inferiority RCTs in the literature, the reviewers concluded that LMWHs are safe and effective as initial treatment for VTE. However, “standard” heparin has never been shown to be effective in reducing morbidity or mortality, so the safety and efficacy of LMWH are unproven.
2. The control group of the RCT is evidence-based to do harm.
In this situation, the experimental group of the trial may show benefit even if the therapy is actually ineffective or harmful.
Example #19 (Table 1): Anticoagulation for heart failure in sinus rhythm.[23] This review of RCTs in heart failure patients compares VKAs with aspirin. Avoiding aspirin is included in the guidelines for treatment of heart failure patients from both the European Society of Cardiology[24] and the American Heart Association/American College of Cardiology.[25] Consequently, using aspirin as the comparator treatment biases the review to favor anticoagulants.
3. Placebo or no-treatment control is used (proposed for protocols) when clearly effective or probably effective nonanticoagulation treatment is either standard therapy or used widely.
In this situation, the experimental drug in the trial may show benefit even if it is has the same or less benefit as a widely used intervention that is safer and/or less expensive.
Example #40 (Table 1): Heparin-bonded catheters for prolonging the patency of central venous catheters in children.[26] In a review of RCTs in heparin bonding in central venous catheters in children to try to keep catheters in place for longer periods, the control group was no treatment. The 2 RCTs included reported no significant difference in duration of catheter patency (primary outcome) or catheter-related thrombosis. The frequency of hemorrhage was not mentioned. The review authors concluded, “Currently available data indicate possible benefits of heparin-bonded catheters; however, further research is needed to establish safety and efficacy.” In other words, there is no evidence for safety or efficacy, yet this review is optimistic about the benefits from heparin-bonded catheters.
However, a commonly used, inexpensive, and probably effective treatment to keep catheters open longer is to periodically flush them with normal saline.[27,28] It is likely that not using saline flushes as the control intervention biased the results of the review in favor of heparin bonding.
4. RCTs are (for protocols will be) too small to evaluate risk of HITT and observational studies were not (for protocols will not be) evaluated for the incidence of HITT.
HITT is uncommon but carries high risks for morbidity and mortality. A true estimate of the risk for HITT requires the monitoring of thousands of patients.
Example #1 (Table 1): Anticoagulants versus non-steroidal anti-inflammatories or placebo for treatment of VTE.[1] A paragraph suggesting including observational studies to evaluate the risk for HITT in an early draft of my Cochrane VTE protocol was deleted by the peer reviewers and editor. Consequently, we could not attempt to estimate the risk for HITT in heparin use for VTE treatment. Since we found only 126 patients in RCTs of VTE treatment, we could not evaluate the risk for HITT.
5. Rebound hypercoagulability is not considered when determining safety and efficacy.
Several studies describe the resurgence of unstable angina and/or in vitro hypercoagulability on withdrawal from heparins. In vitro evidence of hypercoagulability and a spike in clinical ischemic events in the first 24 hours after discontinuation of heparins has been found.[29–35]
I performed a meta-analysis of 20 RCTs of anticoagulant treatment of VTE in which VTE recurrences were recorded for more than 2 months after discontinuation of the oral anticoagulant. This study showed that the rate of VTE recurrence was much higher in the 2 months following discontinuation of anticoagulants than was subsequently noted (RR, 2.62; 95% CI, 2.19–3.14),[36] suggesting that more than 60% of VTE recurrences in the first 2 months after withdrawal are caused by rebound hypercoagulability. Consequently, the efficacy of anticoagulants in VTE treatment can only be fairly assessed by including event data for at least 2 months after anticoagulant withdrawal in most patients.
Regarding lower doses of anticoagulants as thromboprophylaxis of hospitalized medical and surgical patients, over 100 relatively small RCTs have been published (total number of patients < 5000), all showing no benefit in either PE incidence or survival. Favorable conclusions of these studies toward anticoagulant prophylaxis are based on the use of surrogate endpoints (venograms and noninvasive studies of leg vein clots) that find mostly transient asymptomatic thromboses. Only an RCT published by the Medical Research Council (MRC) in the 1970s showed a statistically significant reduction in fatal PE due to anticoagulant prophylaxis (fatal PE cases out of 4031 patients: thromboprophylaxis = 0, control = 15; P < .05). VTE events after discontinuation of anticoagulation prophylaxis were not reported in the MRC trial or in the others. Additionally, early mobilization, support stockings, and other methods of mechanical prophylaxis have become standard since the 1970s, reducing the incidence of hospital-acquired VTE.
Hoping to determine the efficacy of anticoagulant prophylaxis with a large number of patients in an observational study, Goldhaber and colleagues[37] tracked the incidence of developing DVT or PE after hospitalization in about 80,000 patients admitted over a 2-year period in the Boston's Brigham and Women's Hospital. Out of 13 deaths due to PE that occurred in these patients, 12 had received anticoagulant prophylaxis. Given very conservative assumptions that all fatal PE events occurred in high-risk patients and that half of such patients received anticoagulant prophylaxis, this translates to an estimated increased PE death rate of 12 fold (OR, 12.0; 95% CI, 1.6–92). Only 1 patient without anticoagulant prophylaxis out of 80,000 people hospitalized died of PE, suggesting that the MRC RCT, which was done in the 1970s, is not relevant to current practice.
A similar pattern of rebound adverse vascular events (acute MI and death) has been described in the 90 days after discontinuation of clopidogrel for patients with ACSs or percutaneous coronary interventions.[38]
Unless researchers are aware that rebound hypercoagulability-related events occur with many antithrombotics and record thrombosis recurrences for appropriate times after stopping anticoagulants, RCTs will be biased in favor of antiplatelet agents, oral anticoagulants, heparins, and direct thrombin inhibitors.
Example #29 (Table 1): Heparin versus placebo for acute coronary syndromes.[16] Authors' conclusions: “Compared to placebo, patients treated with heparins had similar risk of mortality, revascularization, recurrent angina, major bleeding and thrombocytopenia. However, those treated with heparins had decreased risk of MI and a higher incidence of minor bleeding.”
However, rebound hypercoagulability negates the benefit of heparin because injectable anticoagulants merely delay a significant portion of heart attacks until after the infusion. The risks for major, permanently disabling, and fatal bleeding with heparin (much greater now than when these studies were done because of greater use of additional antiplatelet drugs and invasive procedures) are not justified by delaying some ischemic events until a day after the infusion is stopped.
6. Because of excluding observational, population-based, and/or case-control studies from consideration in the safety analysis, the bleeding complications were (for protocols will be) very likely understated.
Anticoagulants are among the most risky drugs to use in the medical armamentarium because of the narrow therapeutic window and wide variability in metabolism. Bleeding risk with anticoagulants increases exponentially with age and with several other medical risk factors. Researchers conducting RCTs involving anticoagulants tend to avoid patients at high risk for bleeding. Cochrane meta-analyses of RCTs on anticoagulants frequently have fewer than 1000 persons in each group. With these relatively low numbers, a statistically significant difference in risks for fatal bleeding and symptomatic intracranial hemorrhage, even when present, is difficult to show. Additionally, many reviews do not separate these endpoints from overall mortality and major bleeding. Consequently, authors should include all available observational, population-based, and/or case-control risk assessment studies to adequately evaluate safety.
Example #24 (Table 1): Anticoagulants versus antiplatelet therapy for preventing stroke in patients with NRAF and a history of stroke or transient ischemic attack.[39] For patients who have NRAF and a history of stroke, this review, which included only 2 small RCTs of relatively young patients taking warfarin vs aspirin (971 patient-years of follow-up with warfarin), is used to justify warfarin for secondary stroke prevention. Intracranial bleeding developed in 4 of 971 patient-years (0.4% per year) of the warfarin-treated patients vs 2 of 990 (0.2% per year) of NSAID-treated patients (P = not significant). However, in observational studies, the reported yearly rates (0.46%[40], 0.62%[41], 1.26%[42], 2.5%[43]) of intracranial bleeding suggest a higher incidence in general clinical practice. The study with the highest yearly intracranial bleeding rate, 2.5%,[43] followed NRAF patients older than 65 years and was the only study to follow patients from the onset of anticoagulation. This may be more representative, because most NRAF patients are older than 65 years and the bleeding rate in the initial month of treatment is 10 times the monthly rate after the first year.[44]
7. The primary endpoint, which determines the main conclusions of the review, is a surrogate rather than a clinical endpoint.
A surrogate endpoint is a test (eg, venogram, Doppler ultrasonography, or lung scan). A clinical endpoint matters to patients (eg, death, stroke, heart attack, or major hemorrhage). Government drug regulatory agencies generally but not always maintain that clinical endpoints rather than surrogate measures should be the basis of conclusions from analyses of RCTs in the context of drafting clinical guidelines.
Example #5 (Table 1): Antiplatelet and anticoagulant drugs for prevention of restenosis/reocclusion following peripheral endovascular treatment.[45] A review that included only one RCT had a primary endpoint of occlusion or restenosis greater than 50% shown by duplex sonography or angiography (a surrogate endpoint). The secondary endpoints, amputation, death, MI, stroke, major bleeding, and side effects, were the important clinical outcomes.
The authors concluded, “The use of low molecular weight heparins might be superior to unfractionated heparin to prevent early and mid-term reocclusion/restenosis after femoropopliteal angioplasty.”
However, UH increases bleeding but does not reduce adverse clinical events compared with dextrose.[46] LMWH is not better than UH with regard to preventing amputation, the only clinical endpoint reported (LMWH, 3/86; UH, 3/86).[45] Since both LMWH and UH cause high rates of bleeding and are not found to be efficacious in reducing clinical adverse outcomes related to thrombosis, their use should be reassessed.
8. The primary endpoint, which determines the main conclusions of the review, should also include safety endpoints rather than just efficacy endpoints.
Major bleeding is as important as or more important than recurrent VTE or nonfatal MI as a clinical endpoint. Consequently, instead of symptomatic thrombosis (eg, recurrent VTE or MI) as the only primary outcome measure, the primary endpoint of anticoagulant studies should be some combination of symptomatic thrombosis and major bleeding.
Example #42 (Table 1): Interventions for preventing VTE following abdominal aortic surgery.[47] The 2 primary outcomes in this meta-analysis were the incidence of DVT (symptomatic and asymptomatic) and PE (symptomatic and asymptomatic). Secondary outcomes were all-cause mortality and adverse events, including major and minor bleeding. Asymptomatic DVT and PE (surrogate endpoints) are irrelevant, because there is no evidence that asymptomatic VTE correlates with clinically important outcomes. The clinically relevant composite primary outcome should be symptomatic VTE and major bleeding.
Indeed, in the 147 participants included in the 2 RCTs of this review, there were no deaths from VTE in either group but there were 8 major bleeding episodes in the group receiving heparin, two of which were fatal. The Cochrane authors concluded, “There was insufficient available evidence to justify the use of anticoagulant prophylaxis in aortic operations” and recommended more anticoagulation research. However, the safety and efficacy evidence from this review considered together strongly suggests that further experimentation with anticoagulation after abdominal aortic aneurysm surgery should be discouraged.
9. Fatal bleeding and/or intracranial bleeding were not (for protocols will not be) included in the primary or secondary endpoints.
Major hemorrhage is generally defined as any fatal bleeding episode; intracranial hemorrhage; or bleeding severe enough to require transfusion, operation, or a prolonged hospital stay. Most Cochrane anticoagulation reviews do not separately report intracranial bleeding and fatal hemorrhage. This should be done because of the particular importance of these terrible outcomes to patients and clinicians.
Example #9 (Table 1): Heparin, low molecular weight heparin and physical methods for preventing deep vein thrombosis and pulmonary embolism following surgery for hip fractures.[16] While the comparisons of heparin and LMWHs in this review included mortality and wound hematomas, they did not include fatal bleeding or intracranial hemorrhage. The risk for these complications with heparin or LMWH is unknown, and the authors do not claim that there are clear benefits in reducing symptomatic clotting. If even 1% of patients had fatal bleeding or symptomatic intracranial bleeding, there would be no justification for further trials with anticoagulants for hip fracture patients.
10. Conclusions of the review were based on data from RCTs of patients that are not representative of patients in general clinical practice.
Younger, more compliant, and healthier persons will have better results in anticoagulant trials than people at high risk for bleeding or those who may not reliably return for monitoring of treatment.
Example #43 (Table 1): Oral anticoagulants versus antiplatelet therapy for preventing stroke in patients with nonvalvular atrial fibrillation and no history of stroke or transient ischemic attacks.[48] Patients selected for the RCTs in this Cochrane review were significantly younger and probably more reliable than a general sample of patients with atrial fibrillation. Of all patients with NRAF treated in the institutions involved in the RCTs of this meta-analysis, only 3% to 40% were entered into the trials. For instance, the RCT ACTIVE W enrolled about 2 of 3 participants included in the meta-analysis. ACTIVE W excluded anyone older than 79 years.[49] A population-based study in Cincinnati illustrates the importance of age. It found that anticoagulation associated intracranial hemorrhage occurred in 4.4 people per 100,000 overall and 45.2 per 100,000 people older than 79 years.[50] In the Implications for Practice section from this review, the recommendation for VKA prophylaxis in high-risk NRAF patients did not specify any age restrictions.
11. A patented, expensive treatment, which is not the subject of the review and is not evidence-based to work, is endorsed in the Implications for Practice section.
Example #6 (Table 1): Antiplatelet agents for preventing thrombosis after peripheral arterial bypass surgery.[51] The Implications for Practice section of this review stated, “A combination of ASA and a thienopyridine, e.g. clopidogrel, might be as effective for primary patency rates as vitamin K antagonists.” However, no RCTs of clopidogrel or other thienopyridine were described in this Cochrane review. Consequently, this non-evidence-based endorsement for a patented, expensive drug is inappropriate.
12. The review is not updated to include crucial recent RCT(s) or other data.
Cochrane reviews are supposed to be kept up to date by the timely addition of relevant new trials or other information.
Example #33 (Table 1): Oral anticoagulants versus antiplatelet therapy for preventing further vascular events after transient ischemic attack or minor stroke of presumed arterial origin.[52] At the time of publication of this review of RCTs (July 2006), 3 RCTs were said to be ongoing and the Cochrane authors recommended continuing recruitment. However, in 2005, before this Cochrane review was published, the Warfarin and Aspirin for Symptomatic Intracranial Arterial Stenosis (WASID) trial was terminated early because of the high incidence of death in the warfarin group (4.3% in the aspirin group vs 9.7% in the warfarin group [RR, 0.46; 95% CI, 0.23–0.90; P = .02]).[53] The authors concluded, “Aspirin should be used in preference to warfarin for patients with intracranial arterial stenosis.” In June 2006, the Aspirin Versus Anticoagulants in Symptomatic Intracranial Stenosis (AVASIS) trial concluded: “Our study suggests that aspirin is the treatment of choice for the prevention of vascular events in patients with symptomatic middle cerebral artery stenosis.”[54,55] In February 2007, an RCT comparing medium-intensity oral anticoagulants with aspirin after cerebral ischemia of arterial origin echoed the same result.[56] This Cochrane review should be updated to indicate that VKAs should be contraindicated in acute ischemic stroke and that further anticoagulant trials in people with past transient ischemic attacks or minor strokes would be unethical.
13. Biases exist in the selection of trials for inclusion in the review.
Frequently, potentially eligible RCTs are excluded from Cochrane anticoagulation meta-analyses for a variety of legitimate reasons. However, some reviews have selection biases that demonstrably affect the conclusions of the review.
Example #44 (Table 1): Parenteral anticoagulation for prolonging survival in patients with cancer who have no other indication for anticoagulation.[10] In this review of RCTs comparing heparin with placebo for prolonging survival in patients with cancer who have no other indication for anticoagulation, the major conclusions of the review depend on the statistically significant mortality benefit – favorable to heparin – reported in the 2004 FAMOUS RCT led by Kakkar and associates.[57] Kakkar was also a coauthor of one of the 7 review-eligible studies for which data were not available.[58] In all, 12 RCTs were eligible but only 5 were included. Consequently, a potential bias in the inclusion of trials, based on selective availability of data from RCT authors, makes the conclusions of this review, favorable to anticoagulants, questionable.
The biases and errors in clinical trial data described in this review call into question the efficacy of anticoagulants for the 30 indications for anticoagulants listed in Table 3.
Table 3.
Indication | Associated Cochrane Review(s) | |
---|---|---|
1 | Treatment of VTE | #1 |
2 | Prevention of restenosis/reocclusion following peripheral endovascular treatment | #5 |
3 | Prevention of VTE in patients with lower leg immobilization | #3 |
4 | Preventing deep venous thrombosis and pulmonary embolism following surgery for hip fractures | #9 and #11 |
5 | Prevention of VTE in general medical patients | #10 |
6 | Prevention of VTE following total hip | #11 and #39 |
7 | Prevention of VTE following knee replacement | #11 and #39 |
8 | Treatment of acute ischemic stroke | #13, #14, #15, and #17 |
9 | Prevention of recurrence following presumed noncardioembolic ischemic stroke or transient ischemic attack | #16 and #33 |
10 | Treatment of heart failure in sinus rhythm | #18 and #19 |
11 | Treatment of intermittent claudication | #21 |
12 | Prolonging survival in patients with cancer who have no other indication for anticoagulation (oral anticoagulation) | #22 |
13 | Prolonging survival in patients with cancer who have no other indication for anticoagulation (parenteral anticoagulation) | #44 |
14 | Prevention of stroke in patients with nonrheumatic atrial fibrillation and a history of stroke or transient ischemic attack | #23, #24, #33, and #42 |
15 | Prevention of VTE in pregnancy and the early postnatal period | #26 |
16 | Treatment of acquired or inherited thrombophilias in pregnant women | #27 |
17 | Prevention of VTE after colorectal surgery | #28 |
18 | Treatment of acute coronary syndromes | #29 and #30 |
19 | Treatment of ST-segment elevation myocardial infarction | #31 |
20 | Treatment of recurrent pregnancy loss in women without the antiphospholipid syndrome | #34 |
21 | Secondary prevention of thrombosis complications in coronary heart disease | #35 |
22 | Prevention of VTE in adults undergoing knee arthroscopy | #38 |
23 | Prolonging the patency of central venous catheters in children (heparin-bonded catheters) | #40 |
24 | Prevention of central venous catheterization-related thrombosis in children (low molecular weight heparin) | #41 |
25 | Prevention of VTE following abdominal aortic surgery | #42 |
26 | Prevention of recurrent miscarriage for women with antiphospholipid antibody or lupus anticoagulant | #37, #45 |
27 | Prevention of thromboses in patients with prosthetic heart valves | #46 |
28 | Treatment of carotid artery dissection | #47 |
29 | Prevention of thrombosis after coronary stenting | #50 |
30 | Treatment of cerebral sinus thrombosis | #37 |
VTE = venous thromboembolism
Discussion
The strength of this review is that it systematically analyzed all of the Cochrane anticoagulation reviews and protocols from the standpoint of evidence-based medicine. The limitation is that the authors of only 13 of the 57 eligible Cochrane reviews and protocols replied to the feedback letters, and the Cochrane disputes editor has not yet responded to my complaint about the peer reviewing of the review I coauthored. In the 13 replies I did receive, several authors agreed with some or all of my points (Table 1).
From 1999 to 2004, worldwide sales of antithrombotic drugs grew by 18% per year to $650 million for VKAs and $3.6 billion for heparins. About half of these drugs were sold in the United States,[59] so estimates of worldwide complications due to anticoagulants would be at least twice the number in the United States, given the lower costs of these drugs elsewhere. The total expense of these drugs extends far beyond the cost of the medication itself (eg, diagnostic tests, hospitalization, monitoring, drug administration, treatment of complications).
In 2004, 31 million prescriptions (typically for a 1-month supply) were written for warfarin in the United States,[60] so about 2.6 million people in the United States took this medication each day (31 million/12 months = 2.6 million). Based on the yearly rate of anticoagulation-associated intracerebral hemorrhage (AAICH) reported in warfarin treatment observational studies (0.46%,[40] 0.62%,[41] 1.26%,[42] and 2.5%[43]) and 1 population-based study (0.67%[50]), 12,000 to 65,000 cases of this type of hemorrhage were caused by warfarin in 2004 in the United States. A meta-analysis of prospective research studies shows that 0.6% to 0.8% of RCT patients treated with VKAs have fatal hemorrhage each year.[44,61] In nonresearch outpatient settings, risk for fatal bleeding with VKAs is probably higher (eg, 2%/yr[42] and 1%/yr[62]). Given the number of people receiving VKAs in the United States (2.6 million) and the range of fatal hemorrhage rates reported (0.6%-2.0%), between 15,000 to 52,000 experience fatal bleeding due to VKAs in the United States alone.
Full-dose heparin is given for treatment of VTE, ACSs, open-heart surgery, and percutaneous coronary interventions. Between 160,000 to 600,000 Americans each year receive full-dose heparin or LMWH for VTE treatment.[2] The American Heart Association estimates that 2.7 million residents of the United states have ACS, open heart surgery, or percutaneous coronary interventions each year.[63]
Based on a systematic literature review, the average daily frequencies of fatal, major, and total bleeding during full-dose heparin therapy for VTE were 0.05%, 0.8%, and 2.0%, respectively.[44] Petersen and colleagues[64] reported the daily rate of major bleeding due to heparin or LMWH for ACSs as 0.66%. Consequently, for approximately 3 million full-dose heparin courses (average 7 days) in the United States, about 138,000 to 168,000 people will have major bleeding (3 million people × 0.0066 to 0.008 major bleed risk/day × 7 days = 138,000–168,000) and 10,500 will die of hemorrhage (3 million people × 0.0005 fatal bleed risk/day × 7 days = 10,500).
Among other anticoagulants, low-dose heparin and LMWH are used for VTE prophylaxis. A review of 52 RCTs that studied VTE anticoagulant prophylaxis (n = 33,813) showed that low-dose heparins approximately doubled the rates of hemorrhage, including major bleeding of the gastrointestinal tract (26/12,928 = 0.2%) and retroperitoneum (10/12,642 = 0.08%).[65] Fatal and intracranial bleeding were not reported. Based on these data, for the 6 million people given low-dose heparin or LMWH each year for VTE prophylaxis in the United States,[66,67] about 8400 will develop anticoagulant-related major bleeding.
While major bleeding is a definite risk with low-dose heparin in VTE prophylaxis, rebound hypercoagulability is possibly an even greater risk. To estimate the risk, consider that about 12 million of the 38 million persons (32%) hospitalized in the United States per year have indications for prophylactic anticoagulants and about 6 million (50%) of those at high risk receive anticoagulant prophylaxis.[66,67] Application of the results of the Goldhaber chart review study[37] for rebound hypercoagulability risk for fatal PE shows that out of 80,000 hospital discharges, about 25,600 (32%) would have high risk for hospital-acquired VTE. Of those at high VTE risk, about half (12,800) would receive anticoagulant prophylaxis. Consequently, fatal PE occurred in 1 out of an estimated 12,800 cases in high-risk patients who did not receive anticoagulation vs 12 of 12,800 who did receive anticoagulant prophylaxis (using the estimated OR, 12.0; 95% CI, 1.6–92 – see example 5 from “Categories of Methodological Errors and Biases”). In other words, about 700 to 40,000 people die each year in the United States of rebound hypercoagulation caused by prophylactic anticoagulation (6,000,000 hospitalized people/yr with anticoagulant prophylaxis × 11/12,800 [excess risk for fatal PE per Goldhaber study] = 5156; 95% CI, 688–39,531).
If anticoagulants are not efficacious in preventing symptomatic and fatal clotting for the 30 indications in Table 3, then at least 50,000 bleeding deaths (ie, 15,000 due to VKAs plus 10,500 due to heparins and at least twice that number worldwide) occur each year. We might also avoid the tens of billions of dollars that anticoagulation costs in diagnostic tests, drugs, monitoring, and treatment of complications.
The findings of this review do not imply that clinical practice regarding the use of anticoagulant drugs for any indications should be immediately changed. These findings first need to be transparently and publicly critiqued by unbiased government and academic experts in evidence-based medicine.
Conclusion
The efficacy and safety of anticoagulant drugs for 30 government regulatory agency approved and off-label indications are in question. At a minimum, 50,000 people have fatal bleeding episodes each year worldwide due to anticoagulant treatment or prophylaxis for these indications. An objective, transparent reassessment of the evidence base of all indications for anticoagulant use (regulatory agency approved and off label) should be carefully done by the government regulatory agencies, including the FDA in the United States and the The Medicines and Healthcare products Regulatory Agency (MHRA) in the United Kingdom.
Acknowledgments
The author thanks Sunil Agarwal, MD, MPH, for critiquing this manuscript.
Glossary
Abbreviation Notes
- ACS
acute coronary syndrome
- ASA
acetylsalicylic acid (aspirin)
- CI
confidence interval
- DVT
deep venous thrombosis
- FDA
US Food and Drug Administration
- HIT
heparin-induced thrombocytopenia
- HITT
heparin-induced thrombocytopenia with thrombosis
- LMWH
low-molecular-weight heparin
- MI
myocardial infarction (heart attack)
- NRAF
nonrheumatic atrial fibrillation
- NSAID
nonsteroidal anti-inflammatory drug
- NVAF
nonvalvular atrial fibrillation
- OR
odds ratio
- PE
pulmonary embolism
- RCT
randomized, controlled trial
- RR
risk ratio
- UH
unfractionated heparin
- VKA
vitamin K antagonists (or vitamin K inhibitors)
- VTE
venous thromboembolism (DVT and PE).
Footnotes
Reader Comments on: A Systematic Review of Cochrane Anticoagulation Reviews See reader comments on this article and provide your own.
Readers are encouraged to respond to the author at Dkcundiff3@verizon.net or to Peter Yellowlees, MD, Deputy Editor of The Medscape Journal of Medicine, for the editor's eyes only or for possible publication as an actual Letter in the Medscape Journal via email: peter.yellowlees@ucdmc.ucdavis.edu
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