Abstract
The 5-HT3 receptor is a member of the Cys-loop family of ligand-gated ion channels. These receptors are located in both the peripheral and central nervous systems, where functional receptors are constructed from five subunits. These subunits may be the same (homopentameric 5-HT3A receptors) or different (heteropentameric receptors, usually comprising of 5-HT3A and 5-HT3B receptor subunits), with the latter having a number of distinct properties. The 5-HT3 receptor binding site is comprised of six loops from two adjacent subunits, and critical ligand binding amino acids in these loops have been largely identified. There are a range of selective agonists and antagonists for these receptors and the pharmacophore is reasonably well understood. There are also a wide range of compounds that can modulate receptor activity. Studies have suggested many diverse potential disease targets that might be amenable to alleviation by 5-HT3 receptor selective compounds but to date only two applications have been fully realised in the clinic: the treatment of emesis and irritable-bowel syndrome.
Keywords: Serotonin receptor, ligand-gated ion channel, 5-HT3 receptor, ligand binding, antagonist, agonist, pharmacology, disease
INTRODUCTION
5-HT3 receptors are ligand-gated ion channels (LGIC) and therefore differ from all other 5-HT (serotonin) receptors whose actions are mediated via G proteins. Their structure and function has placed them in the Cys-loop family of ligand-gated ion channels. Similar to other members of this family, the 5-HT3 receptor is composed of five symmetrically arranged subunits that surround a central ion-conducting pore (Fig. (1)). The 5-HT3A receptor subunit is able to form functional homomeric receptors, and also combines with the more recently cloned 5-HT3B subunit to create hetero-pentamers that display distinct electrical and pharmacological properties [1, 2]. Genes for 5-HT3C, 5-HT3D and 5-HT3E subunits have also been described, but to date these subunits have not been characterised [3].
Fig. (1).

A homology model of the extracellular and transmembrane domains of the 5-HT3 receptor. In Fig. (1A), the receptor is shown from the side and the position of the membrane is highlighted as a grey box. In Fig. (1B) the receptor is shown from above, looking down towards the membrane and through the central ion-conducting pore. The structure was created from a fusion of homology models based upon the crystal structure of AChBP (PDB ID; 1i9b) and cryo-electron microscopy of the nAChR (PDB ID; 1oed).
Experiments on functional chimaeric receptors that combine regions from different members of the LGIC family has developed the idea of these receptors as modular structures that contain functionally distinct extracellular and transmembrane domains [4, 5]. The extracellular domain is responsible for ligand binding and is therefore the site of action of agonists and competitive antagonists. The transmembrane domain, which in this simplified definition includes the intracellular loop, controls the movement of ions across the cell membrane and is primarily responsible for electrical properties such as ion selectivity, channel rectification and conductance [1, 6-9].
There are currently no high resolution structures of the 5-HT3 receptor, but the availability of crystal structures for the closely related acetylcholine binding protein (AChBP) has substantially enhanced our understanding of the extracellular domain [10-12]. Using these structures, and results from mutagenesis studies, an image of the 5-HT3 receptor ligand-binding site has emerged [13-19]. Here we will review these studies, in addition to providing information on the distribution, function and pharmacology of these receptors. In particular we will show how structure-function studies have provided us with a detailed image of the 5-HT3 pharmacophore, and will discuss the current and future therapeutic potential of compounds that act via this receptor.
DISTRIBUTION OF 5-HT3 RECEPTORS
5-HT3 receptors are located in both the peripheral (PNS) and central (CNS) nervous systems. Activation of these receptors in the PNS suggest they play a role in a variety of sympathetic, parasympathetic and sensory functions [20-22]. As might be expected due to their role in emesis, 5-HT3 receptors are involved in information transfer in the gastrointestinal tract, and in the enteric nervous system they regulate gut motility and peristalsis [23]. They also play an important role in the urinary tract, and indeed expression of hypersensitive and constitutively active 5-HT3 receptors in mice lead to excitotoxic neuronal cell death, resulting in early death due to uropathy [24].
5-HT3 receptors in the CNS may play roles in a variety of functions including emesis, cognition and anxiety. They are located in many brain areas including cortex, hippocampus, nucleus accumbens, substantia nigra, and ventral tegmental area, with highest levels in the brain stem, especially areas involved in the vomiting reflex such as the area postrema and nucleus tractus solitarius, [22, 25, 26]. 5-HT3 receptor activation enhances the release of a variety of neurotransmitters, including dopamine, cholecystokinin and GABA, and 5-HT3 receptors have been localised to both pre and postsynaptic nerve terminals [27, 28]. There may be differential cellular localization of pre- and/or postsynaptic 5-HT3 receptors within different central regions, depending on the nature of the neurons containing 5-HT3 receptors. For instance, 5-HT3 receptor immunoreactivity was most abundant in postsynaptic dendrite sites in the hippocampus, but was primarily associated with presynaptic nerve endings in amygdale [25, 29].
5-HT3 receptors in the PNS and CNS may be constructed of different subunits. All receptors contain an A subunit, but the distribution of B subunits is not yet clear. Immunochemical studies suggest that 5-HT3B receptor subunits are restricted to the PNS [21, 30], but in situ studies have shown 5-HT3B receptor subunit mRNA is present in human brain [1]. Other immunocytochemical studies have reported the presence of B subunits in rat hippocampal neurons [31], and thus it may be that they exist in the CNS in low abundance or in highly discretely localised cell populations. Interestingly, the reports suggest that the 5-HT3B receptor subunit is expressed in anatomical structures that are involved in drug induced emesis, although there has been no direct link between heteromeric receptor assemblies and the effects of antiemetic drugs. There is also some evidence that 5-HT3 receptor subunits may co-express with subunits from other ligandgated ion channels such as the nACh α4 subunit [32]. Receptors constructed from different subunits have implications for drug therapy, as discussed later.
5-HT3 RECEPTOR FUNCTION
Homomeric and heteromeric 5-HT3 receptors mediate a rapidly activating, desensitizing, inward current, which is predominantly carried by sodium and potassium ions [33, 34]. Ion substitution experiments have also established that the homomeric channel is permeable to calcium ions and small organic cations [35], although when the 5-HT3A receptor subunit is co-expressed with the 5-HT3B receptor subunit most of this permeability is lost [36].
The channel is formed from the second transmembrane segment (M2), and is predominantly α-helical [37, 38]. Studies in the 5-HT3 receptor have shown that neutralisation of a ring of negative charges at -1′ (E-1′A) results in a receptor that is non-selective and adding a ring of positive charge to this receptor at the 19′ (S19′R) position changes it to anion selective (Fig. (2)) [39]. This shows that charged residues close to M2 play a role in ion selectivity, although it is possible that the intracellular M3-M4 region of the 5-HT3 receptor is also important in concentrating the appropriately charged species, as suggested for the nACh receptor [9, 40]. These data suggest that the loss of the glutamate residue at the -1′ position in the 5-HT3B receptor subunit may also have implications for ion selectivity.
Fig. (2).

M2 channel lining residues from four members of the ligand-gated ion-channel family. Supposed pore lining residues are shown next to the M2 α-helix (PDB ID; 1oed). Members of the family that have been studied using SCAM and SHAM are shown in the alignment below and amino acids that have been identified as accessible to modifying sulfydryl reagents or transition metal cations are highlighted as boxes in the 5-HT3 [37, 149], ACh [150] and GABAA [151] receptors. Rings of charged amino acids are located at positions -4′, -1′ and 20′. Accession numbers for the alignment are: 5-HT3A Q605711, nAChα1 P02710, GABAA α1 P14867, Glycine α1 P23415.
LIGAND BINDING SITE OF THE 5-HT3 RECEPTOR
There is currently no high resolution structural data for the 5-HT3 receptor. However, the extracellular N-terminal domain is homologous to AChBP, whose structure has been resolved to 2.1Å [11]. These data have allowed homology models of the 5-HT3 receptor to be constructed, which show that the binding site for agonist and antagonists lies between the faces of two adjacent subunits and is formed by the convergence of three ‘loops’ (A-C) from the ‘principal’ subunit and three ‘loops’ (D-F) from the adjacent or ‘complementary’ subunit (Fig. 3) [16, 41]. Key residues in these loops in the homomeric 5-HT3A receptor are described in more detail below.
Fig. (3).

Adjacent subunits (principal and complementary) showing the positions of the main binding loops within the extracellular domain. Only two of the five subunits have been shown for ease of viewing. An alignment of the 5-HT3A, nAChR α1 and AChBP sequences is shown below. The binding loops of the receptors are indicated by lines above the alignment and their location can be seen in the structure above. The positions of the β-sheets are shown by grey lines beneath the text and are taken from the AChBP protein crystal structure [10]. Accession numbers for the 5-HT3AR, nAChα1 and AChBP protein sequences are Q6J1J7, P02710 and P58154 respectively.
Loop A
Only residue N128 from loop A has been proposed to be in the binding pocket [41, 42]. This residue is equivalent to Y93 of the nAChR α7 subunit and Y89 of AChBP, which have both been identified as critical residues in ligand binding [10, 43]. However, data suggest that this residue is not a critical binding residue in the 5-HT3 receptor as N128 mutations do not significantly alter the binding efficiency of antagonists [16]. In contrast the adjacent residues E129 and F130 modify both binding and function, and changing F130 to asparagine even allows the receptor to be activated by acetylcholine, indicating this may be the most critical loop A residue [17, 18]. It is also possible that this region is involved in receptor assembly, as mutation of W121 and P123 results in receptors that no longer reach the cell surface [44, 45].
Loop B
The most important B loop residue is W183, which is critical for both ligand binding and function. It has been extensively investigated using both natural and unnatural amino acid mutagenesis and these studies have revealed that W183 forms a cation-π bond with the primary amine of 5-HT [15, 46]. This residue is equivalent to W149 in the nACh α1 subunit, which also forms a cation-π interaction with acetylcholine [47]. The equivalent tryptophan residue in AChBP (W143) is a key component of both nicotine and carbamylcholine binding, and equivalent aromatic residues in GABAA and glycine receptors have also been shown to play critical roles in ligand binding and function [43, 48-50].
Loop C
A number of studies have been performed on loop C residues, which differ more between species than in any other loop of the 5-HT3 receptor. The most important aromatic residue is probably Y234. Y234 is involved in ligand binding whilst mutation of the closely positioned Y240 does not have any significant effects [14]. Unnatural amino-acid mutagenesis has revealed that an aromatic residue at position 234 is essential for both binding and function, while removal of the hydroxyl group produced receptors that had unaltered ligand binding, but an increased EC50 [13]. Other studies have attempted to find the residues responsible for the differing pharmacology of rodent and human 5-HT3 receptors, but point mutations throughout the loop C region did not identify any residues that were essential for binding of the agonist m-chlorophenylbiguanide (mCPBG) or the antagonist d-tubocurarine (d-TC), suggesting multiple regions of the binding site are important [51, 52].
Loop D
A number of residues in loop D have been shown to be important for agonist and antagonist interactions. Aromatic residues are required at positions W90 and W95. The former is critical for ligand binding, whilst the latter affects cell surface expression [16, 46]. Aromatic contacts have also been demonstrated in AChBP between the residue that is equivalent to W90 (W53) and the agonist nicotine [11, 53]. The equivalent residues in nACh (γW55, δW57, εW55) and GABAA (αF64) receptors are also important in binding, indicating that this position is functionally similar among many members of the LGIC family [11, 54, 55]. Other residues that may play a role in the binding site of the 5-HT3 receptor are Y91, R92 and Y94 [14, 19].
Loop E
Sequence variability in this loop can be seen both between subunits of the same species and the same subunit in different species, suggesting that the structure in this region may differ according to the stoichiometry of the receptor and/or the species. Scanning alanine mutagenesis of loop E has revealed that Y143, G148, E149, V150, Q151, N152, Y153 and K154 may be important for granisetron binding, and indeed mutation of G148 and V150 completely abolished binding [56]. The two tyrosine residues Y143 and Y153 have been further studied using unnatural amino acid mutagenesis which has shown that they both play roles in function, and Y153 also has a role in ligand binding [13, 14].
Loop F
The role of loop F residues have yet to be elucidated. In the AChBP crystal structure, the loop F region was poorly resolved [10] and its current location on the homology model on the 5-HT3 receptor is only tentative. To date the only mutational information is from studies which implicated W195 and S206 as potentially important residues [16,46].
PHARMACOLOGY
5-HT3 Receptor Agonists
There are a range of 5-HT3 selective agonists, which show different efficacies depending on species and receptor stoichiometry. The first selective agonists were 2-Methyl-5-HT (2-Me-5-HT), phenylbiguanide (PBG) and mCPBG [57-60]. 2-Me-5-HT is less potent than 5-HT and has some agonist action at other 5-HT receptor types [59], while phenylbiguanide usually has a similar efficacy to 2-Me-5-HT but is inactive at some (e.g. guinea pig) 5-HT3 receptors [60-61]. In contrast, mCPBG is 10-fold more potent than 5-HT, although it shows some partial agonist characteristics, in common with all the agonists described above [57]. These and other agonists are shown in Fig. (4), with EC50 values shown in Table 1. More recently developed agonists include arylbiguanides and arylguanides, with arylguanides having less lipid solubility than the corresponding arylbiguanides [58]. The introduction of a quinazoline ring and multiple chloro groups to the aromatic ring has been shown to increase the lipophilicity of both these compounds, demonstrating how the construction of brain-penetrable analogs might be achieved in future [62]. N-methylquipazine (NMQ) has also been extensively manipulated by fusing aromatic or heteroaromatic rings at various positions, which has resulted in a series of compounds with varied affinities [63-69]. The design of novel compounds has enabled the development of pharmacophore models. One of the current pharmacophore models is shown in Fig. (5) and possesses a basic amine, an aromatic ring, a hydrophobic group and a hydrogen bond acceptor [66, 70, 71].
Fig. (4).

Examples of 5-HT3 receptor agonists.
Table 1. Ki and EC50 Values for 5-HT3 Receptor Agonists and Partial Agonists.
| Agonist | Ki or EC50 | Species | Reference |
|---|---|---|---|
| 5-HT | 1.8 μM¥ | N1E-115 | [146] |
| 5-HT | 1.56 μM¥ | Mouse* | [39] |
| 5-HT | 123 nM | Human* | [137] |
| 5-HT | 219 nM | Rat tissue homogenate | [143] |
| 2-Methyl-5-HT | 11.0 μM¥ | N1E-115 | [142] |
| 2-Methyl-5-HT | 644 nM¥ | Human* | [2] |
| 2-Methyl-5-HT | 224 nM | Human* | [137] |
| 2-Methyl-5-HT | 562 nM | Rat tissue homogenate | [143] |
| Phenylbiguanide | 1.8 μM¥ | NG 108-15 | [139] |
| Phenylbiguanide | 10.1 μM¥ | Human* | [2] |
| Phenylbiguanide | 18 μM¥ | Mouse§ | [135] |
| Phenylbiguanide | 2.4 μM | Human* | [137] |
| Phenylbiguanide | 1.2 μM | NG 108-15 | [58] |
| Phenylbiguanide | 135 nM | Rat tissue homogenate | [143] |
| mCPBG | 480 nM | Human* | [2] |
| mCPBG | 400 nM¥ | Mouse§ | [135] |
| mCPBG | 4.77 nM | Rat tissue homogenate | [143] |
| mCPBG | 19.5 nM | Human* | [137] |
| Quipazine | 27 nM¥ | Human* | [2] |
| Dopamine | 135 μM¥ | Human* | [2] |
| mCPP | 1.7 μM¥ | Human* | [2] |
| Y-25130 | 36 nM¥ | Human* | [2] |
| 2-chloro-phenylbiguanide | 62 nM | NG 108-15 | [58] |
| 3-chloro-phenylbiguanide | 17 nM | NG 108-15 | [58] |
| 4-chloro-phenylbiguanide | 200 nM | NG 108-15 | [58] |
| 2-naphthylbiguanide | 12 nM | NG 108-15 | [58] |
| 2-methoxy-5-chloro-phenylpiperazine | 40 nM | NG 108-15 | [58] |
| 3, 4-dichlorophenylguanidine | 3.1 nM | NG 108-15 | [144] |
| 4-biphenylguanidine | 7 nM | NG 108-15 | [144] |
| 3,4,5-trichlorophenylbiguanide | 0.7 nM | NG 108-15 | [145] |
| 3,4-dichlorophenylbiguanide | 3.1 nM | NG 108-15 | [145] |
Expressed in Xenopus oocytes;
Expressed in HEK293 cells;
Note that quipazine has been classified as both an agonist and non-selective antagonist;
EC50 values calculated using electrophysiological techniques.
Fig. (5).

5-HT3 receptor agonist and antagonist pharmacophores. 5-HT (Fig. 5A) and granisetron (Fig. 5B) are shown as examples of 5-HT3 receptor agonists and antagonists. Electrostatic potential is displayed in wire-frame and shows negative potential in red and positive potential in blue. Attention has been drawn to the important features of each pharmacophore.
Studies of agonist binding to homology models of the 5-HT3 receptor have identified amino acids that may be involved in binding. Reeves et al. [41] found that 5-HT was orientated in the binding site with the charged primary amine located between W183 and Y234 at the top of the binding site and the hetero-aromatic rings between W90 and F226 (Fig. (6)). This orientation is supported by mutagenesis data, and in particular by the evidence that W183 interacts with the primary amine via a cation-π interaction [15, 46].
Fig. (6).

5-HT bound to the ligand-binding site of the 5-HT3 receptor. Adapted from Reeves et al. 2003 (Model 4, [41]) where a more detailed description of the binding residues can be found.
5-HT3 Receptor Antagonists
There are many highly selective and potent compounds that antagonise this receptor and a number of these are shown in Fig. (7). Early studies categorised the receptor using the non-selective compounds morphine and cocaine [72], but using 5-HT as the origin, bemesetron and tropisetron were formulated. Further developments led to compounds that included ondansetron, granisetron and zacopride, which act at nanomolar concentrations, and there are now a wide range of similarly potent compounds (Tables 2 and 3). Biochemical comparisons and the physiological relevance of many of these compounds have been extensively investigated (e.g. [73, 74]).
Fig. (7).
Examples of selective and non-selective 5-HT3 receptor antagonists.
Table 2. Kd, Ki and IC50 Values for 5-HT3 Receptor Selective Antagonists.
| Selective Antagonist | Kd, Ki or IC50 | Species | Reference |
|---|---|---|---|
| Tropisetron | 11nM ¥ | Human* | [2] |
| LY-278,584 | 5 nM ¥ | Human* | [2] |
| Y-25130 | 36 nM ¥ | Human* | [2] |
| Granisetron | 230 pM ¥ | N1E-115 | [136] |
| Granisetron | 140 pM | Mouse§ | [135] |
| Granisetron | 1.44 nM | Human* | [137] |
| Granisetron | 5.13 nM | Rat tissue homogenate | [143] |
| Tropisetron | 46 pM ¥ | Rabbit nodose ganglion | [138] |
| Tropisetron | 3.85 nM ¥ | NG 108-15 | [139] |
| Tropisetron | 4.9 nM | Rat tissue homogenate | [143] |
| Ondansetron | 57 pM ¥ | Rabbit nodose ganglion | [138] |
| Ondansetron | 440 pM ¥ | Mouse* | [140] |
| Ondansetron | 7.4 nM¥ | N1E-115 | [141] |
| Ondansetron | 0.25 nM ¥ | NCB-20 | [6] |
| Ondansetron | 4.9 nM | Human* | [137] |
| Ondansetron | 46.8 nM | Rat tissue homogenate | [143] |
| Bemesetron | 330 pM ¥ | Rabbit nodose ganglion | [138] |
| MDL-72222 | 3.5 nM ¥ | N1E-115 | [142] |
| MDL-72222 | 16 nM ¥ | N1E-115 | [141] |
| MDL-72222 | 30.2 nM | Rat tissue homogenate | [143] |
| BRL-46470 | 150 pM ¥ | Mouse§ | [135] |
| BRL-46470 | 1.58 nM | Rat tissue homogenate | [143] |
| BRL-43694 | 230 pM ¥ | N1E-115 | [141] |
| ICS-205-930 | 640 pM ¥ | N1E-115 | [141] |
| Quipazine | 1 nM ¥ | N1E-115 | [141] |
| Quipazine | 1.1 nM | Rat tissue homogenate | [143] |
| GR-65630 | 2.5 nM ¥ | N1E-115 | [141] |
| SDZ 206-830 | 871 pM | Rat tissue homogenate | [143] |
| (S)-zacopride | 955 pM | Rat tissue homogenate | [143] |
| (R)-zacopride | 10.9 nM | Rat tissue homogenate | [143] |
| Alosetron | 3.16 nM | Rat tissue homogenate | [143] |
| Renzapride | 67.6 nM | Rat tissue homogenate | [143] |
| Clozapine | 269 nM | Rat tissue homogenate | [143] |
| 2-(4-methyl-1-piperazine)cyclohexa[c]quinoline | 0.23 nM | Rat brain homgenate | [154] |
| Palonosetron | 31.6 nM | Rat cerebral cortex, Rabbit ileal myenteric plexus, Guinea-pig ileal plexus | [152] |
| Dolasetron | 20.03 nM | NG 108-15 | [153] |
Expressed in Xenopus oocytes;
Expressed in HEK293 cells;
Note that quipazine has been classified as both an agonist and non-selective antagonist;
IC50 values calculated using electrophysiological techniques.
Table 3. Ki and IC50 Values for 5-HT3 Receptor Non-Selective Antagonists.
| Non-selective Antagonist | Ki or IC50 | Species | Reference |
|---|---|---|---|
| Metaclopramide | 12 nM ¥ | Rabbit nodose ganglion | [138] |
| Metaclopramide | 50 nM ¥ | Mouse* | [140] |
| Metaclopramide | 355 nM | Human* | [137] |
| Cocaine | 83 nM ¥ | Rabbit nodose ganglion | [138] |
| Cocaine | 3.4 μM ¥ | Mouse§ | [135] |
| Cocaine | 2.45 nM | Rat tissue homogenate | [143] |
| (+)-Tubocurarine | 160 nM | Rabbit nodose ganglion | [138] |
| (+)-Tubocurarine | 1.3 nM ¥ | N1E-115 | [146] |
| Atropine | 2 μM ¥ | N1E-115 | [141] |
| Atropine | 3.09 μM | Rat tissue homogenate | [143] |
| QNB | 7.6 μM ¥ | N1E-115 | [141] |
| Nicotine | 53 μM ¥ | N1E-115 | [141] |
| α-Bungarotoxin | >1 μM ¥ | N1E-115 | [141] |
| Methiothepin | >10 μM ¥ | N1E-115 | [141] |
| Chlorpromazine | 400 nM | N1E-115 | [147] |
| Chlorpromazine | 900 nM ¥ | N1E-115 | [148] |
| Prochloroperazine | 1.2 μM | N1E-115 | [147] |
| Perphenazine | 1.5 μM | N1E-115 | [147] |
| Trifluoperazine | 1.1 μM | N1E-115 | [147] |
| Fluphenazine | 3.9 μM | N1E-115 | [147] |
| QX-222 | 29 μM ¥ | N1E-115 | [148] |
| Mepyramine | 2.88 μM | Rat tissue homogenate | [143] |
| Paroxetine | 4.77 μM | Rat tissue homogenate | [143] |
| Phentolamine | 16.9 μM | Rat tissue homogenate | [143] |
| Naloxone | 195 μM | Rat tissue homogenate | [143] |
| Propranodol | 23.4 μM | Rat tissue homogenate | [143] |
Expressed in Xenopus oocytes;
Expressed in HEK293 cells;
IC50 values calculated using electrophysiological techniques.
5-HT3 receptor antagonists share a basic amine, a rigid aromatic or heteroaromatic ring system and a carbonyl group (or isosteric equivalent) that is coplanar to the aromatic system, and there are slightly longer distances between the aromatic and amine group when compared to the agonist pharmacophore (Fig. (5)). Further work has shown that the 5-HT3 receptor can only accommodate small substituents on the charged amine, and a methyl group here appears to be optimal [75]. Most of the potent antagonists of 5-HT3 receptors usually have 6, 5 heterocyclic rings and the most potent have an aromatic 6-membered ring.
Docking of a range of antagonists into a homology model of the 5-HT3 receptor binding site shows a reasonably good agreement with the pharmacophore model and supports the observed differences between species [16, 42]. An example, showing granisetron in the binding pocket, reveals the aromatic rings of granisetron lie between W183 and Y234 and the azabicyclic ring between W90 and F226 (Fig. (8)). Interestingly in this study another energetically favourable location of granisetron was identified, closer to the membrane, in a position that could be part of a binding/unbinding pathway for the ligand. A similarly located alternative binding site for granisetron has since been identified in another study of the 5-HT3 receptor [76].
Fig. (8).

Granisetron bound to the ligand-binding site of the 5-HT3 receptor. Adapted from Thompson et al., (Model B, [16]) where a more detailed description of the binding residues can be found.
5-HT3 Receptor Modulators
A wide range of substances, including divalent cations, alcohols, steroids and anaesthetics have been reported to modulate 5-HT3 receptors, although their mechanisms of action are largely unknown. Modulation by divalent cations has been extensively investigated. For example, Ca2+ acts as an inhibitor and probably acts both within the pore [77] and at the binding site [78], although its effects may be complicated by the finding that calcineurin potentiates receptor desensitisation [79, 80]. Mg2+ and other divalent cations, including Cd2+, Cu2+ and Zn2+, have also been shown to modulate 5-HT3 receptor responses [8, 81]. Like Ca2+, these may act at multiple sites, although the effects of Zn2+ appear more complex, with both inhibition and enhancement being reported [8, 82].
Alcohols also modulate 5-HT3 receptors. Analyses of receptor kinetics show that they enhance the function of 5-HT3 receptors by favouring the open state, although larger alcohols are inhibitory, with inhibition increasing with n-alkanol carbon chain length (see [83] for review).
Anaesthetics may manifest some of their effects through 5-HT3 receptors. Halothane and isoflurane, for example, potentiate 5-HT3 receptor-mediated responses, and there is also evidence of modulation by anaesthetics as diverse as etomidate, ketamine and methohexital (reviewed in [84]). Studies using the chimaeric α7-nACh-5-HT3 receptor suggest that halothane and isoflurane, and therefore possibly other anaesthetics, act at the extracellular N-terminal domain [85]. Local anaesthetics may also act at 5-HT3 receptors: procaine, tetracaine, bupivacaine, lidocaine, cocaine and QX222, have been reported to inhibit 5-HT3 receptor function (see [86] for review).
There is also increasing evidence that steroids can affect the 5-HT3 receptor. For example, the gonadal steroids 17β-estradiol and progesterone appear to act as non-competitive antagonists, with IC50 values similar to those observed for their inhibitory action on glycine and nACh receptors [87]. The concentrations at which these compounds are effective exceed normal physiologically relevant levels but, as fluctuation in gonadal steroids may underlie some behavioural disorders and nausea, for example during pregnancy, 5-HT3 receptors have been proposed to provide a potential target for new drugs to treat these problems.
A range of other compounds also modulate 5-HT3 receptor activity. The L-type Ca2+ channel antagonists verapamil, diltiazem and nimodipine all inhibit 5-HT3 receptor function [88], and a more detailed study on the action of diltiazem shows that it acts as a channel blocker [89]. Other compounds that inhibit 5-HT3 receptors include tetraethylammonium, σ-conotoxin GVIIIA, phenothiazines, ifenprodil, bisindolylmaleimide and 5-hydroxyindole at high concentrations, although interestingly this latter compound reduces the rate of 5-HT3 receptor desensitisation at low concentrations (see [86] for review). Overall there are many compounds that modulate 5-HT3 receptors and some of these may have the potential to be useful as therapeutics.
HETEROMERIC AND HOMOMERIC RECEPTORS
The presence or absence of the 5-HT3B subunit explains why reports of 5-HT3 receptors electrical properties differ. For example, the current-voltage relationship has been described as both linear and inwardly rectifying and there also have been controversies about the single channel conductance and Ca2+ permeability of native receptors [1, 9]. In heterologously expressed receptors, these properties are significantly affected by the presence of 5-HT3B receptor subunits providing convincing evidence that at least some native 5-HT3 receptors possess such subunits. Given there are significant differences in the amino acids that constitute that binding pocket in homomeric 5-HT3A versus heteromeric 5-HT3A/B receptors, it is surprising that the pharmacological profile of heteromeric and homomeric receptors is broadly similar [2, 90]. It may be that agonists and antagonists can only bind when two A subunits are adjacent, although evidence suggests that the stoichiometry in heteromeric receptors is BBABA [91]. Nevertheless, some pharmacological differences have been reported. 5-HT3A/B heteromers have reduced sensitivity to picrotoxin and their enhancement of channel gating by some anaesthetics (especially halothane and chloroform) is markedly attenuated [92, 93]. These differences could have important implications for drug therapy.
THERAPEUTIC POTENTIAL
Studies have suggested many diverse potential disease targets that might be amenable to alleviation by 5-HT3 receptor selective compounds, including addiction, pruritis and neurological phenomena such as anxiety, psychosis, nociception and cognitive function [94-99]. However, the main therapeutic targets are currently irritable bowel syndrome (IBS) and emesis resulting from cancer chemotherapy [100, 101]. Each potential therapeutic applications is discussed in more detail below.
The theory of 5-HT involvement in schizophrenia and bipolar disorder was first presented in 1954 and it proposed that there was a serotonergic deficiency in schizophrenic individuals [102, 103]. 5-HT3 receptors are prime candidates due to their functional diversity and their ability to modulate the release of other neurotransmitters such as dopamine. To date the focus of 5-HT and its impact on schizophrenia has been on the G-protein coupled 5-HT2 receptors, but drugs such as ondansetron and clozapine, which have positive effects on schizophrenic symptoms, are both 5-HT3 receptor antagonists [104, 105]. There are also reports of mutations in 5-HT3 receptor sequences in patients with bipolar disorder and schizophrenia, although there is currently no evidence these play a role in the pathology of the disease [106, 107].
There is some experimental evidence to suggest that the 5-HT3 receptor plays a role in a variety of psychological disorders, although the use of 5-HT3 receptor antagonists has met with little success. The deletion of the 5-HT3 receptor gene creates knockout mice that exhibit anxiolytic behaviour [108, 109] and the use of 5-HT3 receptor antagonists has shown a range of anxiolytic effects [110]. Interestingly, a variety of antipsychotic drugs are non-competitive 5-HT3 receptor antagonists and this functional antagonism may contribute to their antipsychotic efficacy [111].
The use of 5-HT3 receptor antagonists has also been employed for the alleviation of substance abuse. Antagonists are particularly effective at reducing ethanol and morphine self-administration, but are less effective at reducing the self-administration of psychostimulants such as cocaine [112-115]. Interestingly, it has been shown that with the administration of ondansetron, alcohol craving is significantly reduced in early onset alcoholics, but increased in late onset alcoholics [96]. Substance abuse is particularly high among patients suffering from schizophrenia, suggesting a possible link between the systems that modulate these responses [116, 117].
It has been suggested that 5-HT3 antagonists may have an antipruritic effect [118, 119]. However, current research reveals mixed reports in this area, and the effectiveness of treatment may vary according to the type of pruritus studied. For example, in patients with cholestatic itch, either some or no benefit has been reported [120, 121], whilst only marginal or no relief has been reported for hemodialysis-related pruritus [122, 123]. However, the underlying mechanisms of this disorder are still poorly understood and will need further work if a therapeutic potential is to be realised [124].
The best established clinical use of 5-HT3 receptor antagonists is for chemotherapy induced emesis, and they can be particularly effective when used in combination with other therapies [125, 126]. There is some evidence to suggest that the 5-HT3B receptor subunit plays an important contribution to the effectiveness of these compounds, and, given its location, this is a reasonable hypothesis. A study of polymorphisms showed a positive link between a mutation in the promoter region of the 5-HT3B gene and the frequency of vomiting [127], but in other studies no link between polymorphisms and pharmacological responses has been made [128, 129].
The second major clinical application of 5-HT3 receptor antagonists is in the treatment of irritable bowel syndrome. For example, the 5-HT3 antagonist alosetron, has been particularly widely used and has been found to decrease gut transit [96], increase fluid absorption [130] and reduce pain [131-133]. The role of 5-HT3 receptors in this syndrome has been reviewed by Gershon [134].
SUMMARY
5-HT3 receptors are well understood in terms of their distribution, structure, function and pharmacology. However, there is still some way to go in order to understand their roles in both the CNS and the PNS and a better knowledge of this might lead to more areas for therapeutic intervention by 5-HT3 receptor agonists, antagonists and modulators. Currently 5-HT3 receptor antagonists are proving to be useful agents for controlling chemotherapy induced emesis and in irritable bowel syndrome, but as studies suggest there is considerable potential for therapeutic intervention in other areas, we anticipate that there will be further developments in their clinical use.
ACKNOWLEDGEMENTS
We gratefully acknowledge the support of the Wellcome Trust. SCRL is a Wellcome Trust Senior Research Fellow in Basic Biomedical Science.
ABBREVIATIONS
- AChBP
Acetylcholine binding protein
- nACh receptor
Nicotinic acetylcholine receptor
- LGIC
Ligand gated ion channel
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