Abstract
In mammalian basal ganglia–thalamocortical circuits, GABAergic pallidal neurons are thought to “gate” or modulate excitation in thalamus with their strong inhibitory inputs and thus signal to cortex by pausing and permitting thalamic neurons to fire in response to excitatory drive. In contrast, in a homologous circuit specialized for vocal learning in songbirds, evidence suggests that pallidal neurons signal by eliciting postinhibitory rebound spikes in thalamus, which could occur even without any excitatory drive to thalamic neurons. To test whether songbird pallidal neurons can also communicate with thalamus by gating excitatory drive, as well as by postinhibitory rebound, we examined the activity of thalamic relay neurons in response to acute inactivation of the basal ganglia structure Area X; Area X contains the pallidal neurons that project to thalamus. Although inactivation of Area X should eliminate rebound-mediated spiking in thalamus, this manipulation tonically increased the firing rate of thalamic relay neurons, providing evidence that songbird pallidal neurons can gate tonic thalamic excitatory drive. We also found that the increased thalamic activity was fed forward to its target in the avian equivalent of cortex, which includes neurons that project to the vocal premotor area. These data raise the possibility that basal ganglia circuits can signal to cortex through thalamus both by generating postinhibitory rebound and by gating excitatory drive and may switch between these modes depending on the statistics of pallidal firing. Moreover, these findings provide insight into the strikingly different disruptive effects of basal ganglia and cortical lesions on songbird vocal learning.
Introduction
The anterior forebrain pathway (AFP) of songbirds is recognized as a basal ganglia–thalamocortical circuit, based on anatomy, physiology, and embryology (see Fig. 1A) (Bottjer and Johnson, 1997; Reiner et al., 2004b; Person et al., 2008). Unlike its mammalian counterparts and the rest of songbird basal ganglia, which subserve a broad range of motor behaviors, the AFP is a discrete circuit specialized for the well defined sensorimotor tasks of vocal learning and production. The AFP thus provides a simple model for information processing in basal ganglia circuits.
Recently, however, examination of the GABAergic inhibitory pallidothalamic connection of birds, from the striatopallidal nucleus Area X to the medial portion of the dorsolateral nucleus of the anterior thalamus (DLM), has suggested a new model of activity propagation through the basal ganglia circuit, which is different from the classical model originally proposed in mammals (MacLeod et al., 1980; Deniau and Chevalier, 1985; Inase et al., 1996). By analogy to the classical model, Area X pallidal neurons were initially assumed to gate excitation in DLM (thalamic) target neurons so that pauses in pallidal firing would enable the excitatory drive to generate DLM firing (“gating model”) (Luo and Perkel, 1999a,b; Mooney et al., 2002). However, Person and Perkel (2005) showed that avian pallidothalamic signaling is more complex: they found in vitro that DLM neurons were quiescent but could be directly driven to spike by postinhibitory rebound, evoked after a rapid deceleration of high-frequency pallidal input. They then demonstrated in vivo that DLM spikes follow similar decelerations in the high-frequency firing of Area X pallidal neurons (Person and Perkel, 2007). These results suggest the new model that Area X pallidal neurons signal to thalamus primarily by generating postinhibitory rebound in DLM neurons (“postinhibitory rebound model”) (see Fig. 1B1, intact circuit) and raised the possibility of a similar signaling mechanism in the mammalian pallidothalamic connection as well.
Although the postinhibitory rebound model could account for much of DLM firing (Person and Perkel, 2007), it does not by itself disprove the gating model: DLM neurons in vivo may have intrinsic or extrinsic excitatory drive not seen in vitro and thus generate spikes driven by such excitatory drive (possibly after generating rebound spikes) when pallidal neurons have long pauses in their firing or are inactivated, as in mammals (see Fig. 1B2, right panel) (MacLeod et al., 1980; Deniau and Chevalier, 1985; Inase et al., 1996). Evidence for such gating in birds would strengthen the parallels between avian and mammalian basal ganglia circuits and would also suggest that pallidal neurons can signal to thalamus using two distinct mechanisms, i.e., by gating excitatory drive to thalamus and by generating postinhibitory rebound. Conversely, avian pallidal neurons, at least in anesthetized animals, could drive thalamic neurons exclusively by postinhibitory rebound and not by gating excitatory drive, which would be strikingly different from mammalian basal ganglia circuits. In this case, Area X inactivation should lead to decreased thalamic activity (see Fig. 1B2, left panel), because of loss of the temporal modulation of pallidal firing required to reset the rebound mechanism.
We therefore investigated pallidothalamic signaling of songbirds by pharmacologically inactivating Area X of adult zebra finches and examining how DLM neurons changed their spontaneous activity. These experiments also allowed us to test how changes in pallidal firing are fed forward to their target in the avian equivalent of cortex, pallium, specifically the lateral magnocellular nucleus of the anterior nidopallium, LMAN (Reiner et al., 2004a) (most so-called pallial areas in birds have an embryological origin similar to mammalian cortex and although not layered, share numerous functional similarities with cortex). The question of how pallidal firing influences cortical activity is still little examined in mammals (but see Paz et al., 2007) but is critical to understanding how basal ganglia circuitry ultimately influences behavioral output. It is especially topical in the AFP, because lesions of Area X and of its cortical target LMAN differ dramatically in their effects on song learning (Bottjer et al., 1984; Sohrabji et al., 1990; Scharff and Nottebohm, 1991).
Materials and Methods
Experiments were performed on adult (>100-d-old) male zebra finches (Taeniopygia guttata), which were bred in our colony. The care and treatment of experimental animals was reviewed and approved by the animal care and use committee at the University of California, San Francisco (UCSF).
Electrophysiology.
Simultaneous extracellular recordings of spontaneous activity from Area X and either DLM or LMAN neurons were performed. Two to fourteen days before the experiment, birds were prepared for neurophysiological recordings by affixing a head post to the skull under Equithesin anesthesia (Solis and Doupe, 1999) and marking the location of the song nuclei on the skull (for details, see Solis and Doupe, 1999). On the day of the experiment, they were anesthetized with a 20% solution of urethane (60–85 μl, i.m.; Sigma), secured in the stereotaxic apparatus by the head post, and placed in a double-walled anechoic sound-attenuating chamber. Body temperature was maintained at ∼40°C with a temperature controller. Extracellular activity recorded with tungsten electrodes (2–8 MΩ) was amplified and filtered between 300 Hz and 5 kHz (A-M Systems). Spikes were sorted offline using spike-sorting software developed by Michael Lewicki (California Institute of Technology) and Brian Wright (UCSF) (Kojima and Doupe, 2007). Briefly, spike models were constructed from recorded spike waveforms, and spikes were classified using the spike models with a template-matching algorithm based on Bayesian probability theory (Lewicki, 1994). All neurons were judged to be single units based on inspection of the waveforms and by analysis of interspike interval (ISI) violations; any sites where occurrence of ISIs <0.7 ms constituted >1.0% of total ISI occurrences were discarded.
At some sites in DLM and LMAN, we simultaneously recorded two units on a single electrode, and in DLM, these were paired recordings of a single pallidal axon terminal and a single DLM projection neuron, as previously reported by Person and Perkel (2007). In these recordings, the larger units with their very low-frequency spontaneous firing rates and biphasic action potential spike waveforms were identified as DLM projection neurons, and the smaller units with distinctively higher spontaneous firing rates and relatively asymmetric (monophasic-like) spike waveforms were assumed to be axon terminals of Area X pallidal neurons (see Fig. 2A), following Person and Perkel (2007).
At the end of each experiment, electrolytic lesions were made at selected locations for reconstructing recording sites. The bird was then deeply anesthetized with Metofane (Pitman-Moore) or Isoflurane (Abott Laboratories) and transcardially perfused with 0.9% saline, followed by 3.7% formaldehyde in 0.025 m phosphate buffer. Brains were postfixed, and 40 μm sections were cut with a freezing microtome. Sections were stained with cresyl violet, and electrode tracks and lesions were identified. Only neurons histologically confirmed to be in DLM or LMAN were analyzed.
Antidromic identification of LMAN-projecting DLM neurons and robust nucleus of the arcopallium-projecting LMAN neurons.
Antidromic identification of projection neurons in DLM and LMAN was performed by electrical stimulation of their target nuclei LMAN and the robust nucleus of the arcopallium (RA), respectively (Hahnloser et al., 2002; Hahnloser and Fee, 2007). Bipolar stimulating electrodes spaced 0.5 mm apart were placed in the target nucleus, and electrical stimulation (0.2 ms duration, 50–200 μA monophasic pulses) was applied either at 0.5–1 Hz or sporadically. Evoked spike responses were recorded from DLM or LMAN with tungsten microelectrodes. Once a cell was isolated, latencies from stimulus onset to the first antidromically evoked spike were measured for at least 10 stimulus trials, and neurons that had short latency to spiking in response to stimulation, and very low variability in this latency to spike (SD of latency <100 μs), were judged to be projecting neurons. For most neurons, antidromic activation was then confirmed by a (more stringent) collision test in which the target nucleus was stimulated with some delay after a spontaneous spike in the recorded neuron: consistent with the identification of activated neurons as putative projection neurons, stimulating the target nucleus at a small delay (0.5–2 ms) after spontaneous spikes resulted in 100% failure of the antidromic spike (collisions).
LMAN neurons that were not antidromically identified are also likely to be projection neurons because of the following: their mean firing rates in baseline or GABA-response trials were not significantly different from those in the identified LMAN neurons (baseline trials: mean ± SEM, 3.16 ± 4.43 Hz in unidentified neurons, and 1.01 ± 0.23 Hz in identified neurons; GABA-response trials: 8.67 ± 21.16 Hz in unidentified neurons, and 7.82 ± 12.46 Hz in identified neurons; unpaired t test, p > 0.05); LMAN neurons recorded in previous anesthetized and chronic extracellular recordings, including a subset identified antidromically as projection neurons (Olveczky et al., 2005), appear to be a homogeneous population of neurons with firing properties similar to the ones here; and similar neurons identified intracellularly, both in vitro and in vivo, also proved to be projection neurons, not interneurons (Livingston and Mooney, 1997; Boettiger and Doupe, 1998; Rosen and Mooney, 2000).
GABA infusion.
During simultaneous recordings from Area X and DLM or Area X and LMAN, a 250 or 500 mm GABA (Sigma) solution was pressure-injected into Area X with a Pressure Micro-Injector (Dagan Corporation) through a graduated glass pipette (10–20 μm tip). Typically, a small volume (0.1–1.0 μl) was slowly infused over a period of 10 s to 5 min by applying short pressure pulses (50–80 psi, 50 ms duration, 0.5–1.0 Hz). In DLM/Area X recordings, single or multiunit Area X activity was recorded with a tungsten electrode placed 400–500 μm posterior to the infusion pipette (i.e., in between the infusion pipette and DLM) (supplemental Fig. 1A, available at www.jneurosci.org as supplemental material) to monitor the effect of GABA on Area X neurons. In the first GABA infusion for each DLM neuron, GABA infusion was stopped as soon as spontaneous firing of either Area X or DLM neurons was noticeably changed (10–120 s). In the subsequent infusions, since it was unlikely that GABA could spread directly to the thalamic nucleus DLM from the infusion site in the anterior forebrain, we often continued to infuse GABA even when Area X activity was suppressed, until DLM spontaneous activity changed (10 s to 5 min). In LMAN/Area X recordings, the Area X recording electrode was placed 400–500 μm dorsal to the infusion pipette (i.e., in between the infusion pipette and LMAN) (supplemental Fig. 1B, available at www.jneurosci.org as supplemental material). To avoid the drug directly spreading to LMAN, which is close to Area X, GABA infusion was stopped as soon as spontaneous firing of either Area X or LMAN neurons was noticeably changed (10–120 s). In both DLM/Area X and LMAN/Area X recordings, an effort was made to infuse GABA more than one time for each neuron, at 15–40 min intervals, to make sure that the effects were consistent and reliable.
The infusion site was labeled by 5% rhodamine dextran amine (3000 MW; Invitrogen) or 3% pontamine sky blue (BDH Laboratory Supplies) dissolved in the GABA solution to confirm that the site was in Area X. In preliminary experiments, we estimated the spread of GABA solution using those dyes, but by monitoring Area X activity at a known distance from the GABA infusion site, we found that the dye spread was not necessarily matched with the area where neural activity was suppressed by GABA. Thus, we estimated the GABA-affected area only by directly monitoring neural activity of Area X neurons 400–500 μm away from the infusion site.
Data analysis.
We analyzed the effects of GABA infusion into Area X on LMAN and DLM neurons only when we observed a decrease in spontaneous activity of Area X neurons that we were recording simultaneously. We collected single-unit activity in LMAN and DLM during 15 s trials separated by 15 s intervals. Changes in spontaneous firing rates in response to GABA infusion were analyzed by comparing firing rates in the baseline trials, which were the 8–10 trials immediately before GABA infusion, and those in GABA-response trials, which were defined as follows. In cases when GABA was infused for a shorter period than four trials (2 min), the GABA-response trials were set to be four trials. When GABA was infused over a longer period than four trials, the response trials were defined to be as the same length as the infusion period. Because most neurons showed a change in their spontaneous activity at varying times after the GABA infusion onset, the response trials were offset by estimates of the delay determined as follows: if two consecutive trials both had firing rates that were more or less than two times the SD of firing rates in the baseline trials, response trials were defined starting at the beginning of the two consecutive trials; if there were no such trials, response trials were defined starting at the onset trial of GABA infusion (i.e., no delay). The significance of differences in firing rates between baseline trials and GABA-response trials was determined using Mann–Whitney U tests (p < 0.05). When GABA was infused multiple times for individual neurons, we analyzed the activity before and during the GABA infusion causing the largest change.
For paired recordings from DLM projection neurons and putative pallidal axon terminals with a single electrode, we examined whether our recordings had similar spiking patterns to those reported by Person and Perkel (2007), using their analysis. A spike-triggered average (STA) was calculated between the DLM and pallidal spikes, by recovering pallidal spike times in a 250 ms window before each DLM spike and plotting them relative to the time of the DLM spike. The occurrences of pallidal spikes were histogrammed in 5 ms bins, and the spike probability in individual bins was calculated [although Person and Perkel (2007) referred to this as the “average firing rate”].
In the paired recordings, we also examined the relationship between the pattern of pallidal firing and the probability of DLM spiking, by analyzing pallidal firing ISIs, as follows. In each recording, we examined all ISIs in the pallidal firing, and for each ISI, we measured the mean ISI in an immediately preceding time window of 50 ms duration (“pre-ISI”) (see Fig. 2D). We plotted the pre-ISIs versus the corresponding ISIs for each cell, identifying those ISIs that were followed by DLM spikes and those that were not (Fig. 2E); such plots compare the features of pallidal firing associated with the presence or absence of DLM spiking. We also generated a measure reflecting local firing rate changes by calculating the ratio of each individual ISI to its corresponding pre-ISI (ISI/pre-ISI × 100); a value >100 indicates that the firing rate just preceding an ISI was higher than the firing rate corresponding to that ISI (i.e., firing rate decrease). We then compared this measure, which we called “percentage change in pallidal ISIs,” between ISIs that were followed by DLM spikes and those that were not, to examine the statistics of ISI changes (i.e., firing rate changes) in pallidal activity preceding DLM spiking.
Significance of the effects of Area X inactivation on DLM and LMAN firing rates was determined using the Mann–Whitney U test. Significance of the recovery of LMAN firing rates from the effects of Area X inactivation was determined using the Friedman test and a post hoc test (Nemenyi test). Significance of the effects on coefficients of variation in LMAN activity was determined using the Wilcoxon signed-ranks test. The Mann–Whitney U test was also used to determine the significance of the correlation of the ISI changes in pallidal firing with DLM spiking. In all cases, the significance level (α) was set at 0.05.
Results
We investigated activity propagation in the songbird basal ganglia–thalamocortical circuit known as the AFP, focusing on two steps in the pathway, the pallidothalamic connection from Area X to DLM and the subsequent thalamocortical connection to LMAN. We first present the data for Area X–DLM signaling and then investigate how LMAN responds to the same manipulation used to study DLM.
DLM neurons fire after decelerations in pallidal firing, consistent with the postinhibitory rebound model
Pallidal-like neurons in the basal ganglia structure Area X send GABAergic inhibitory projections to the thalamic target neurons in DLM, each of which receives only one, or at most two, giant perisomatic terminals from pallidum (Fig. 1C) (Luo and Perkel, 1999a,b). This specialized arrangement of presynaptic and postsynaptic structures allowed Person and Perkel (2007) to simultaneously record a DLM soma and a (presumably synaptically coupled) pallidal axon terminal with a single extracellular electrode. By examining pallidal firing patterns in relation to DLM spikes in such paired recordings, they then found evidence suggesting that individual DLM spikes are preceded by a rapid deceleration in the rate of presynaptic pallidal firing. Because such pallidal firing patterns closely resemble the patterns of pallidal inhibitory inputs found to drive thalamic spikes via postinhibitory rebound in vitro (Person and Perkel, 2005), they raised the possibility that postinhibitory rebound is responsible for avian pallidothalamic signaling in vivo (postinhibitory rebound model) (Fig. 1B1, intact circuit). In our further investigation of signaling mechanisms in this circuit, we first demonstrated that we could observe the same evidence consistent with the postinhibitory rebound model in our DLM soma/pallidal terminal recordings in vivo.
Just as in the recordings of Person and Perkel (2007), our paired recordings on a single electrode were typified by a larger-amplitude unit with biphasic spike waveforms, from a putative DLM projection neuron, and a smaller-amplitude unit with relatively asymmetric spike waveforms, from a putative pallidal axon terminal (Fig. 2A) (n = 3 paired recordings). In two of the three paired recordings, the larger units were also confirmed to project to LMAN using antidromic activation and collision tests (supplemental Fig. 2A, available at www.jneurosci.org as supplemental material). Analysis of spike times of pallidal firing with reference to each spontaneous DLM spike revealed a relationship between pallidal and DLM firing very similar to that reported by Person and Perkel (2007): the raster plot of pallidal firing shows a distinct gap just before DLM spiking (Fig. 2B, time 0), and thus the DLM STAs of pallidal firing have a sudden dip preceding DLM spiking (Fig. 2C); this decrease in STA often follows a slight increase in firing (Fig. 2C). These data are consistent with the postinhibitory rebound model, in which DLM spiking is driven by postinhibitory rebound, triggered by decelerations in high-frequency pallidal firing.
Since these STAs by definition represent the average probability of pallidal spiking before DLM spikes, they do not directly examine rate changes in pallidal firing before each individual DLM spike. Moreover, they do not reveal how pallidal firing that elicits DLM spiking differs from firing that does not. To address these issues, we investigated the local features of pallidal spike trains that preferentially lead to DLM spiking, by analyzing the local changes in pallidal firing rates as a function of whether such changes resulted in DLM spiking or not. When we compared each individual pallidal ISI with the mean ISI in a 50 ms window preceding that ISI (Fig. 2D, pre-ISI), we found that most ISIs that were accompanied by DLM spiking (Fig. 2E, red dots in the example recording) were not only relatively long compared with the total ISI distribution but were also preceded by shorter pre-ISIs (i.e., by higher rates) than were ISIs not accompanied by DLM spiking (Fig. 2E, black dots). To quantify this, we calculated the percentage change in ISIs between all the individual ISIs and their corresponding pre-ISIs (see Materials and Methods) in our paired recordings. This value was significantly higher before DLM spikes than was the same ratio before no spikes (Fig. 2F) (p < 0.0001 for all three recordings; Mann–Whitney U test); moreover, the percentage changes before DLM spikes were mostly >100% (i.e., increases in ISIs). These results indicate that rapid increases in pallidal ISI (i.e., rapid decelerations in pallidal firing) are more likely to elicit DLM spiking than are simply ISIs of a certain duration.
In addition, in the paired recordings with relatively low pallidal firing rates (for example, the one in Fig. 2E), the pre-ISIs followed by DLM spiking were predominantly shorter than the average ISI of overall firing (i.e., the mean rate): most red dots in Figure 2E lie below the dashed green line representing mean firing rate. This indicates that before DLM spiking, the pallidal firing rate first increases from the mean rate and then rapidly decreases. These DLM spiking properties, with their strong dependence on the local firing statistics of inhibitory pallidal input, are similar to those of DLM neurons known to be driven by postinhibitory rebound in vitro and thus provide additional evidence for the postinhibitory rebound model of pallidothalamic signaling.
We also found that DLM neurons generate mostly a single spike or a burst of a few spikes after each pallidal firing deceleration. This firing statistic was evident in the histogram of ISIs in DLM neurons (Fig. 2G) (n = 14 neurons, three in paired recordings and 11 from separate recordings): the vast majority of DLM ISIs were longer than 50 ms, the upper limit of the pallidal ISIs (Fig. 2E, abscissa), and there was a sharp peak of very short ISIs (mostly <4 ms) (Fig. 2G, red arrow), representing bursts (primarily of a small number of spikes). The characteristic of DLM neurons to fire at most a few spikes in a burst was also evident in the highly constant latency from the onset of spiking ISIs to DLM spiking (Fig. 2H) (SD of latency is 3.6 ± 0.6 ms, n = 3 paired recordings); longer DLM bursts would give rise to much more jitter in the latency, because of the later spikes in the burst. The constant latency is seen also in the pallidal spike raster relative to DLM spikes shown in Figure 2B. The ISI distribution of our DLM spikes and the very tight pallidal–DLM spike latency are very similar to those of rebound spikes in DLM neurons in vitro (Person and Perkel, 2005), further supporting the idea that rebound could be responsible for pallidothalamic signaling in songbirds.
DLM neurons increase their firing rate in response to Area X inactivation
However, the characteristic presence of a deceleration in pallidal firing before DLM spiking, as described by Person and Perkel (2007) and above, does not by itself completely eliminate the possibility that pallidal neurons control DLM neurons by gating excitatory drive. As has been hypothesized for mammalian pallidothalamic signaling (MacLeod et al., 1980; Deniau and Chevalier, 1985; Inase et al., 1996), a DLM neuron with a strong separate source of excitatory drive (intrinsic or extrinsic) would also fire when released from inhibition by a pallidal firing pause, especially if the pause was relatively long (gating model). To address this possibility, we first proceeded to a direct test of whether silencing Area X pallidal projections to DLM can enable sustained activity in DLM neurons. We then also looked for evidence in birds in whom Area X was not being manipulated of spontaneous DLM firing patterns that would be consistent with gated excitation and not with postinhibitory rebound.
We silenced Area X pallidal activity acutely and reversibly by locally infusing GABA into Area X while monitoring extracellular activity of Area X neurons in anesthetized birds and simultaneously recording the activity of single DLM projection neurons. DLM projection neurons (11 neurons from 10 birds) were identified based on their very low-frequency spontaneous firing rates (0.0–9.7 Hz, mean 2.0 Hz) and biphasic action potential spike waveforms (Fig. 3B, inset), following Person and Perkel (2007). We confirmed that six of those eleven units indeed projected to LMAN by antidromic activation and collision tests. In response to brief local GABA infusion into Area X (the resulting Area X inactivation is shown in Fig. 3A), most (8 of 11) DLM projection neurons exhibited a sustained increase in spontaneous firing rates (Fig. 3B,C). The increases in DLM firing rates were reversible and ended mostly within 5 min (i.e., 10 trials) after the end of GABA infusion (p < 0.0001, Friedman test for the GABA effect; p > 0.05 between baseline and post 5 min, Nemenyi test) (Fig. 3D). The DLM response to GABA infusion was also reproducible: in six of the eight responding neurons, we infused GABA into Area X multiple times (2–3 times) at 15–30 min intervals and found a similar increase in firing rate after each infusion in five of the six neurons. When we infused GABA into Area X continuously even after Area X activity was completely shut down, DLM firing rates stayed high for a longer time (Fig. 3E, black line). These results are consistent with the gating model, in which DLM neurons fire in response to excitatory drive that is unmasked after loss of inhibitory inputs from Area X pallidal neurons.
In DLM, we also recorded 10 single units from eight birds that were putative axon terminals of Area X pallidal neurons, based on their distinctively higher spontaneous firing rates (mean, 81.9 Hz; 37.7–139.7 Hz) and relatively asymmetric (monophasic-like) spike waveforms (Fig. 4A, inset) (Person and Perkel, 2007). In a subset of these units (n = 3), we stimulated LMAN and never saw reliable antidromic spikes in DLM with fixed latencies after stimulation, consistent with the conclusion that those units are axon terminals of pallidal neurons. As expected, most of these units markedly decreased their spontaneous firing rates after GABA infusion into Area X (8 of 10 units), and no units increased their firing rates (Fig. 4A,B). In many units, spontaneous firing was completely suppressed and recovered to the baseline level within 5 min after the end of GABA infusions (p < 0.001, Friedman test for the GABA effect; p > 0.05 between baseline and post 5 min, Nemenyi test) (Fig. 4C), just like the recovery of DLM projection neurons from their tonic firing increase. The similar time scale of the GABA infusion effects between DLM neurons and pallidal axon terminals further supports the idea that loss of pallidal firing gates excitatory drive to DLM projection neurons and allows them to fire action potentials.
Increases in DLM firing rates are temporally matched with decreases in firing rates of simultaneously recorded pallidal axon terminals
To further investigate signaling in the pallidothalamic connection, we directly examined the relative timing of the increase in DLM firing rates and the decrease in pallidal firing rates after Area X inactivation, in simultaneous paired recordings of a DLM soma and a pallidal axon terminal with a single electrode (such as the example shown in Fig. 2).
Just as in the DLM projection neurons and pallidal axon terminals recorded separately, the two types of units in the paired recordings exhibited opposite effects of Area X inactivation on their spontaneous activity (n = 3 paired recordings): the larger slow-firing units from DLM projection neurons increased their firing rates (Fig. 5A, red raster; the larger unit in Fig. 5B), whereas the smaller fast-firing units from pallidal axon terminals decreased their firing rates (Fig. 5A, blue raster; the smaller unit in Fig. 5B). The time courses of the increased and decreased effects were perfectly matched: as the pallidal firing rates started decreasing, the firing rate in the DLM projection neurons started increasing (Fig. 5A, right); the time courses of firing rate recovery were also matched between each of the two units. This result indicates that DLM projection neurons increase their firing rates in response to a decrease in the firing rate of the putative presynaptic terminals of Area X pallidal neurons, further supporting the gating model for pallidothalamic signaling.
Moreover, the discharge of DLM spikes in the paired recordings was strongly dependent on the pallidal firing rates on an even shorter time scale. In the transition period in which the DLM projection neuron started to fire tonically (Fig. 5A,B, trial #2), the number of DLM spikes occurring between two consecutive pallidal spikes was strongly and highly significantly correlated with the interval between those two pallidal spikes: that is, as the pallidal neuron increased its interspike intervals (i.e., decreased its instantaneous firing rate), from ∼10 ms, through 50 ms, and up, the putative postsynaptic DLM neuron gradually and systematically fired more action potentials during the pallidal spike intervals (Fig. 5C) (r value for the fit to a line: 0.95, with a slope of 1 DLM spike/27.4 ms pallidal ISI). The same relationship held true for each of the other pairs recorded (r = 0.78, 1 spike/12.3 ms, and r = 0.96, 1 spike/15.5 ms). This provides further evidence that these DLM spikes were generated by excitatory drive that was increasingly revealed as the pallidal GABAergic input slowed, rather than by postinhibitory rebound.
Two of these three paired recordings were from cells that were also documented to show rapid decelerations in pallidal firing preceding DLM spiking (Fig. 2), before Area X inactivation. Thus, although such spike-triggered averages have been proposed to be a signature of DLM firing driven by postinhibitory rebound, the same DLM neurons can generate spikes that reflect excitation unmasked by pauses in pallidal firing.
DLM neurons show evidence of gating-mediated signaling during spontaneous firing
The results of our Area X inactivation experiment demonstrate that pallidal neurons can gate DLM activity, strongly inhibiting the nucleus when firing normally and then, when silenced, releasing underlying excitatory drive that induces tonic firing in DLM neurons. In the intact pallidothalamic circuit (i.e., with Area X active), however, most DLM spikes are preceded by decelerations in pallidal firing (Fig. 2) (Person and Perkel, 2007), and those spikes seem likely (although not yet conclusively) to be generated via postinhibitory rebound. Is there any evidence for gating-mediated signaling in the normally functioning circuit? We reasoned that trains of maintained, nonbursting spontaneous DLM firing would be consistent with firing gated by pallidal inhibition and not easily explained by postinhibitory rebound. We therefore searched for such firing patterns during the time before GABA infusion, both in DLM neurons recorded alone, and, when available, in DLM and pallidal neurons recorded simultaneously. Our criteria for firing likely to reflect gating were based on the following properties of DLM spiking. IPSP-driven rebound observed in vitro usually results in a short, high-frequency (>250 Hz; i.e., ISI <4 ms) burst consisting of mostly 1–2 DLM spikes (Person and Perkel 2005), and both our own and Person and Perkel's (2007) data suggest that the pattern of DLM spiking is similar in anesthetized birds in vivo. In addition, given the firing properties of rebound bursts in vitro, it has been estimated that individual rebound bursts at in vivo temperatures (∼40°C) cannot be evoked at faster than 50 Hz: that is, each rebound burst must be followed by at least a 20 ms pause and coincident hyperpolarization to reset the rebound mechanism (Person and Perkel, 2005). Therefore, runs of five DLM spikes or more for which all ISIs are <20 ms, and for which at least one ISI is longer than 4 ms (so that the spikes do not represent a single burst event at 250 Hz or more), are unlikely to reflect postinhibitory rebound.
We found examples of such firing patterns in almost half our DLM projection neurons (n = 6 of 14 neurons; 38 episodes; the average firing rate within the sustained firing was 145.6 ± 9.0 Hz, the average duration of the sustained firings was 113.1 ± 9.8 ms) (Fig. 5D1). Moreover, in two cases, these brief runs of sustained firing were from paired pallidothalamic recordings (n = 2), which showed that these episodes were indeed accompanied by long pauses in pallidal firing (Fig. 5D2). This result provides evidence for intact DLM firing that is likely to be evoked by gating of excitatory drive in DLM neurons. Intriguingly, some examples show a brief burst followed at a short delay by more tonic firing (Fig. 5D2, right), consistent with the idea that postinhibitory rebound is followed by unmasking of gated excitatory activity (see Discussion). Together, these findings raise the possibility that both gating and rebound contribute to the function of the normal circuit.
Although DLM neurons exhibited sustained firing consistent with gating of excitation, the occurrences of such firing in the spontaneous activity of our anesthetized birds were very rare. We observed only 0.13 episodes per minute on average across all neurons (range, 0–0.86 episodes per minute for individual neurons), and thus the average fraction of spikes in the sustained firing epochs relative to all spikes recorded was also small (1.1%). This suggests that much of pallidothalamic signaling in anesthetized birds, at least during spontaneous activity, is mediated by postinhibitory rebound, consistent with the STA analysis of pallidothalamic paired recordings shown in Figure 2.
Area X inactivation increases and regularizes the firing rate of LMAN neurons in adult birds
Like mammalian thalamic neurons, DLM neurons project to a pallial or cortical structure, LMAN, which in turn projects to the song premotor nucleus RA (Fig. 1A) (Okuhata and Saito, 1987; Bottjer et al., 1989). How does the gating-mediated increase in DLM activity influence the firing of LMAN neurons and their output to RA? DLM neurons send a glutamatergic excitatory projection to RA-projecting LMAN neurons (Fig. 1C), and thus tonic activation of DLM neurons may increase the activity of LMAN projection neurons (Fig. 6A, “excitation model”). However, LMAN projection neurons receive not only monosynaptic excitatory input from DLM but also a strong disynaptic inhibitory (GABAergic) input via LMAN interneurons (Fig. 1C) (Livingston and Mooney, 1997; Bottjer et al., 1998). This inhibitory input evokes relatively large and long-lasting IPSPs in LMAN projection neurons in vitro when DLM afferents are strongly activated and thus could overcome excitatory inputs when DLM afferents are tonically activated at high frequency. If so, unmasked excitation of DLM neurons could actually decrease the activity of LMAN projection neurons (Fig. 6A, “inhibition model”). To directly examine these ideas, we recorded the activity of LMAN projection neurons while inactivating Area X.
Most LMAN neurons tested significantly increased their spontaneous firing rates after Area X inactivation (10 of 13 neurons; 7 of 8 birds) (Fig. 6B–D). Four of the ten LMAN neurons were identified as RA-projecting neurons using antidromic activation (supplemental Fig. 2B, available at www.jneurosci.org as supplemental material), and the other six neurons are also likely to be projection neurons because of their similar firing properties (see Materials and Methods). As in DLM neurons, the effects were usually rapid and ended within 5 min after the end of GABA infusion (p < 0.001, Friedman test for the GABA effect; p > 0.05 between baseline and post 5 min, Nemenyi test) (Fig. 6D). The LMAN response to GABA infusion was also reproducible: in eight of the ten responding neurons, we infused GABA into Area X multiple times (2–3 times) at 15–40 min intervals and found a similar increase in firing rate after each infusion in six of the eight neurons. Thus, together with the DLM recordings after Area X inactivation, this result demonstrates that the loss of Area X pallidal activity induces a tonic increase in DLM activity, which in turn increases LMAN output activity to the vocal motor pathway.
In addition, we found that the coefficients of variation (CV) of LMAN ISIs within each trial were significantly smaller in the GABA-response trials than in the baseline trials (n = 9; p < 0.05, Wilcoxon signed-rank test) (Fig. 6E). This suggests that LMAN neurons not only increase their firing rates but have more regular firing patterns after Area X inactivation. Although these CVs consistently decreased after Area X inactivation, in many neurons they were still close to, or more than 1.0, indicating some irregularity of firing (Fig. 6B). This may be attributable to our incomplete inactivation of Area X, but could also reflect the contribution of the inhibitory connection to the LMAN firing pattern, intermittently interrupting the regular excitatory input to LMAN projection neurons.
Discussion
In this study, we investigated how basal ganglia activity is transferred to pallium or songbird “cortex” through thalamus, in the specialized avian cortical–basal ganglia circuit known as the AFP. Our data show that thalamic relay neurons in DLM, which have been hypothesized to generate spikes by rebound from tonic inhibition by Area X pallidal neurons (Person and Perkel, 2005, 2007), exhibit sustained firing when Area X is pharmacologically inactivated. This demonstrates that songbird pallidal neurons can gate excitatory drive in thalamus, revealing this excitation when their firing rate drops (Fig. 1B2, right panel). We also found evidence of spontaneous DLM firing patterns that are consistent with gating of excitation and not postinhibitory rebound, suggesting that intact avian pallidothalamic signaling might involve gating, perhaps in addition to postinhibitory rebound. Moreover, we showed that the activation of DLM neurons revealed by Area X silencing is forwarded to the target of DLM, the cortical nucleus LMAN. These results strengthen the parallels between avian and mammalian basal ganglia circuits and suggest that models of information processing in basal ganglia–thalamocortical circuits in general may be improved by considering the possibility that both gating and rebound are in play.
Activity propagation in avian basal ganglia–thalamocortical circuits
Mammalian pallidum is thought to signal primarily via gating excitatory drive to thalamus, based on experimental results showing that pharmacological inactivation of pallidum induces tonic increases in the firing rate of target thalamic neurons (MacLeod et al., 1980; Deniau and Chevalier, 1985; Inase et al., 1996). By providing very similar evidence, we demonstrate that gating is a signaling mechanism in the avian pallidothalamic connection as well. Since the apparent gating that we observed occurred in the same circuit and even in the same DLM neurons that displayed evidence consistent with rebound-mediated signaling, i.e., DLM spiking after a rapid deceleration in pallidal neuron firing, our data raise the possibility that pallidal neurons signal to thalamus via both gating and rebound.
Although deceleration-triggered firing is consistent with postinhibitory rebound (Person and Perkel, 2005, 2007), it could also be generated by brief gating of tonic excitatory drive, allowing the appearance of spikes. However, our data along with that from other studies of the Area X–DLM connection provide additional support for a rebound model. For one, our analysis of pallidal ISI-triggered firing suggests that pallidal pauses preceded by a short period of high firing rates (which should hyperpolarize DLM neurons) are more likely to elicit DLM spikes than pauses of the same duration preceded by lower firing rates (Fig. 2E). This is what would be expected from rebound DLM firing, because the low-threshold Ca2+ channels important for this mechanism require hyperpolarization for their de-inactivation (Coulter et al., 1989; McCormick and Pape, 1990; Luo and Perkel, 1999b). Moreover, the activity during stimulus-evoked DLM firing is better predicted by the rapid deceleration of pallidal rates than by the length of pallidal pauses (Person and Perkel, 2007). Thus, pallidal neurons seem unlikely to signal to thalamus exclusively via gating of excitatory drive.
Given the potential for signaling via both rebound and gating, one possibility is that the circuit switches between these modes. One mechanism for such switching might involve the two distinct firing modes seen in DLM neurons in vitro, tonic and bursting, which, just as in other thalamic neurons (Jahnsen and Llinás, 1984; McCormick and Huguenard, 1992; Sherman, 2001; Bokor et al., 2005), depend on the cells' membrane potential. DLM neurons sitting at their resting potential can fire tonically throughout a depolarizing current pulse; when the same neurons are relatively hyperpolarized, voltage-dependent Ca2+ channels are de-inactivated and a depolarizing current pulse (or a rapid rise in membrane potential as inhibition is shut off) elicits a broad calcium spike crowned with a single or a few sodium spikes (Luo and Perkel, 1999b). When DLM neurons in vivo receive high-frequency pallidal inputs, they are likely to be hyperpolarized and thus in the bursting mode: in this mode, rapid decelerations in the high-frequency pallidal firing could cause a spike or burst of spikes by postinhibitory rebound. In contrast, when DLM neurons are more depolarized, either because of longer decreases in pallidal firing rate, Area X inactivation, or neuromodulatory influences, DLM neurons could switch to the tonic firing mode and produce tonic firing in response to excitatory drive, as discussed by Person and Perkel (2007). These burst and tonic modes of firing might explain the pattern of DLM spontaneous firing seen during some long pauses in pallidal firing (Fig. 5D2, right): the first short burst may be a rebound-mediated burst caused by the abrupt termination of pallidal firing, and the subsequent regular firing may be gating-mediated tonic firing, resulting from a switch from the bursting to the tonic firing mode during the continued pause in pallidal firing. The possible contribution of both rebound and gating mechanisms, and their interaction, will ultimately require more direct investigation, such as intracellular recordings in vivo and pharmacologic manipulations of the relevant channels.
We found sustained DLM firing patterns that were inconsistent with postinhibitory rebound (Fig. 5D) in intact birds, but these were present in fewer than half of our DLM neurons, and then only at a very low rate. Thus, DLM spikes in anesthetized birds may be generated predominantly by postinhibitory rebound and not by a gating mechanism. This could reflect the firing mode of DLM neurons in anesthetized birds: DLM neurons may usually be in the burst firing mode and switch to the tonic firing mode more frequently only in awake birds. Indeed, a preliminary report on DLM projection neurons in awake juvenile birds described sustained firing with short ISIs (∼10 ms) (Goldberg and Fee, 2007), which is not well explained by postinhibitory rebound.
Our results raise the question of where the DLM firing seen after pallidal inactivation originates. The tonic firing of mammalian thalamic neurons after the GABAergic afferent input from pallidum is decreased is attributed to the strong inputs to thalamus from cortex (Deniau and Chevalier, 1985). In songbirds, excitatory DLM neurons receive anatomical projections from the motor cortex homolog RA (Wild, 1993; Vates et al., 1997), which could, therefore, be the source of excitatory inputs that drive DLM spiking when pallidal inhibitory inputs are suppressed. Such an extrinsic excitatory mechanism for driving thalamus is supported by in vitro studies of DLM (Luo and Perkel, 1999b): robust glutamatergic EPSPs can be elicited in DLM by stimulating axonal fibers outside DLM. However, in anatomical studies, the axonal projection from RA to DLM is quite sparse, at least in the zebra finches studied here (Wild, 1993). Glutamatergic EPSPs in DLM in vitro could also be because of activation of recurrent collaterals, although the existence of recurrent collaterals has not been demonstrated (Luo and Perkel, 1999b). Moreover, RA spontaneous activity does not clearly drive thalamus, at least in anesthetized animals: RA and LMAN, which are interconnected via DLM, appear to be uncorrelated in their activity when their other interconnecting input, the vocal premotor nucleus HVC, is silenced (Kimpo et al., 2003) (a caveat is that RA input to DLM might have been masked in these experiments by tonic inhibition of DLM from Area X pallidal neurons). Given the current data, however, there is an intriguing possibility that when released from pallidal inhibition, DLM neurons fire spontaneously, or as a result of recurrent circuitry within the nucleus. Although DLM neurons show no resting spontaneous activity when they are intracellularly recorded in the slice, they sometimes fire spontaneously at 5–20 Hz during seal formation, before membrane rupture (Luo and Perkel, 1999b). In the long run, further experiments will be needed to determine the cause of tonic DLM firing during Area X inactivation, such as infusion of glutamate and/or GABA receptor blockers while recording DLM activity, and stimulation of putative sources of input.
We also examined the effects of pallidal silencing on LMAN, the cortical target of DLM. There has been little study of activity in cortex after pallidal silencing, despite the clinical importance of this question, except for imaging studies (Ceballos-Baumann et al., 1994; Grafton et al., 1995; Eidelberg et al., 1996; Samuel et al., 1997; Henselmans et al., 2000): these reveal that the hypoactivity of cortical motor and premotor areas seen in Parkinson's disease is normalized by pallidotomy. We provide here a neurophysiological correlate of these findings by showing that in response to Area X inactivation, projection neurons in the thalamic target LMAN increase and regularize their firing activity. Despite the strength of the feed-forward inhibitory projection to LMAN from DLM demonstrated in vitro (Livingston and Mooney, 1997; Bottjer et al., 1998), the increase in DLM firing after Area X inactivation, which can be up to 50 Hz, appears to be transferred to LMAN primarily through the excitatory connection.
Implications for the functions of basal ganglia circuits in songbirds and mammals
The effects of Area X inactivation seen here also shed light on behavioral experiments on song learning and plasticity. In juvenile birds in the sensorimotor phase of song learning, lesioning or transiently inactivating the AFP output nucleus LMAN disrupts normal song development and induces premature song stereotypy. In contrast, lesioning the AFP input nucleus Area X prevents normal song crystallization and often increases the overall variability of song structure (Bottjer et al., 1984; Sohrabji et al., 1990; Scharff and Nottebohm, 1991; Olveczky et al., 2005). This striking difference in the effects of AFP interruption on song at different levels of the circuit can be accounted for by the difference in AFP output activity demonstrated by our results. Lesions of Area X, just like inactivation, may increase the activity of LMAN projection neurons (transiently or chronically); this could maintain or increase variability in song motor patterns and subsequent vocal output by continuously activating neurons in the song premotor nucleus RA. Such activation of RA neurons would presumably be caused by the increased excitatory synaptic inputs from LMAN (Olveczky et al., 2005), although other signals such as neurotrophic factors have also been suggested to be involved (Johnson et al., 1997; Kittelberger and Mooney, 1999, 2005). In contrast to Area X lesions, LMAN lesions eliminate all possible signals that RA receives from the AFP, including synaptic input and neurotrophic factors and thus may cause song to become more stereotyped.
Although the striking effects of Area X lesions on juvenile song can be accounted for, at least in part, by our data, the same lesions in adult birds have much more subtle effects on song. No dramatic changes are found after Area X lesions in overall acoustic structure or variability of adult song (Sohrabji et al., 1990; Scharff and Nottebohm, 1991), except for an increase in the number of repeated syllables in particular songs (Kubikova et al., 2007). The mild effect of Area X lesions on adult song, despite the tonic increase in LMAN activity observed here in the absence of Area X, could be attributable to decreased susceptibility of the song motor pathway to AFP output activity in adult birds (Brainard and Doupe, 2001; Olveczky et al., 2005; Kao and Brainard, 2006). Although adult LMAN neurons are able to direct real-time changes in song structure (Kao et al., 2005), such change occurs when these neurons are stimulated with brief pulses of activity systematically related to song. In contrast, the relatively regular and maintained LMAN firing that we observed after Area X inactivation may be insufficient to drive dramatic changes in adult RA and in song. It is also possible that Area X lesions have effects on aspects of song structure, such as song stereotypy, that have not been detected in previous studies. Further work is needed to establish how Area X lesions modify AFP output activity and influence song motor output in both juvenile and adult birds.
Our data also have implications for the functions of mammalian basal ganglia–thalamocortical circuits. If dual modes of signaling from pallidum to thalamus exist in mammalian basal ganglia as well, this could explain some of the complexities and apparent paradoxes in the properties of both normal and abnormal firing in such circuits. For instance, pallidotomy and high-frequency stimulation of pallidum both relieve parkinsonian symptoms, despite being apparently opposite manipulations (Graham et al., 1990; Lozano et al., 1995; Kumar et al., 1998; Benabid, 2003; Israel and Bergman, 2008). Pallidal ablation might increase circuit firing, regularizing it and eliminating pathological bursting, acting via gating like that observed here. Changes in pallidal activity caused by high-frequency stimulation (Bar-Gad et al., 2004), however, might equivalently normalize activity and eliminate pathological firing by driving temporally patterned increases in circuit firing via postinhibitory rebound. Similarly, the prominent oscillations accompanied by spike bursts and pauses found in movement disorders (Filion and Tremblay, 1991; Bergman et al., 1994; Wichmann et al., 1999; Soares et al., 2004) could have very different effects on motor output depending on whether the circuit was in a mode favoring rebound or gating. Since mammalian pallidal neurons and other GABAergic afferents to thalamus form large terminal plexi on thalamus neurons (Parent et al., 2001; Barthó et al., 2002; Bodor et al., 2008), similar to the calyx-like synapses in DLM, our results suggest that parallel examination of pallidothalamic signaling in mammals will provide general insights into the functions of basal ganglia–thalamocortical circuits and the pathophysiology of motor disorders.
Footnotes
This work was supported by National Institutes of Health Grants MH055987 and MH550012 (to A.J.D.). We thank Loren Frank and Brian Wright for their helpful suggestions regarding analysis methods, Michael Brainard and Mimi Kao for their thoughtful comments on this manuscript, and Adria Arteseros for expert histological assistance.
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