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Proceedings of the American Thoracic Society logoLink to Proceedings of the American Thoracic Society
. 2008 Dec 15;5(9):884–890. doi: 10.1513/pats.200808-093QC

Assessment of Patients with Chronic Obstructive Pulmonary Disease

Barry J Make 1, Fernando J Martinez 2
PMCID: PMC2720107  PMID: 19056711

Abstract

Assessment of patients with chronic obstructive pulmonary disease (COPD) is important to establish an accurate diagnosis, assist in making therapeutic decisions, measuring outcomes for clinical and research purposes, and determining prognosis. Chest computed tomography (CT) scans are useful in patients who present with airflow limitation and clinical features suggestive of COPD but in whom other diagnoses are being considered. In such cases, a chest CT may indicate another diagnosis. The amount and distribution of emphysema can identify outcomes from lung volume reduction surgery, and chest CT scans are mandatory in assessment of patients for this surgery. Quantitative parameters from chest CT scans have been used to define longitudinal progression of disease. Assessment of patients with COPD for both clinical and research purposes should incorporate a variety of different outcomes. There are outcome measures that have been successfully incorporated in large clinical trials, and the design and outcomes of these trials can be used to plan future clinical investigations in COPD.

Keywords: chest computed tomography scan, chronic obstructive pulmonary disease, outcomes, health status, exercise capacity


A variety of procedures, tests, and questionnaires can be used to evaluate patients with chronic obstructive pulmonary disease (COPD) for clinical and research purposes. Appropriate assessment of patients with COPD can be used to

  1. Make an accurate diagnosis,

  2. Assist in making decisions and choices of the most appropriate therapeutic interventions,

  3. Measure outcomes in response to interventions in clinical settings and in research investigations, and

  4. Provide information about prognosis.

This article will discuss the use of chest computed tomography (CT) scans to assess patients with COPD and review the use of other measures in COPD studies. Because of its size and the large number of outcomes assessed, the National Emphysema Treatment Trial (NETT) will be used to highlight the use of outcome measures in clinical trials (13).

MAKING AN ACCURATE DIAGNOSIS OF COPD

The most widely used current definitions of COPD are provided by two current clinical practice guidelines: he Global Initiative on Obstructive Lung Disease (GOLD) consensus guideline, and the joint statement by the American Thoracic Society and European Respiratory Society (4, 5). A review of the definitions in these guidelines indicates that the major components are similar:

Chronic Obstructive Pulmonary Disease (COPD) is a preventable and treatable disease with some significant extrapulmonary effects that may contribute to the severity in individual patients. Its pulmonary component is characterized by airflow limitation that is not fully reversible. The airflow limitation is usually progressive and associated with an abnormal inflammatory response of the lung to noxious particles or gases. (4)

Chronic obstructive pulmonary disease (COPD) is a preventable and treatable disease state characterized by airflow limitation that is not fully reversible. The airflow limitation is usually progressive and is associated with an abnormal inflammatory response of the lungs to noxious particles or gases, primarily caused by cigarette smoking. Although COPD affects the lungs, it also produces significant systemic consequences. (5)

There is only one criterion required for the diagnosis of COPD: the presence of airflow limitation after an inhaled bronchodilator.

Although not specifically embodied in the definitions nor discussed in detail in the COPD guidelines, optimal clinical practice would dictate that the diagnosis of COPD should only be made after other disorders that are associated with airflow limitation are excluded. History and physical examination may be helpful in excluding other diagnoses and can guide the use of other tests in patients in whom the differential diagnosis includes disorders other than COPD. In addition, the use of chest imaging, particularly chest CT scans, is an important and often overlooked diagnostic tool in COPD when there is a need to exclude other conditions.

When should a chest CT scan be considered by a clinician making a diagnosis of COPD? One group has recently prospectively examined a cohort of patients with COPD to generate a phenotypic definition based on clinical, functional, and chest radiographic criteria; high-resolution CT (HRCT) was subsequently obtained in a subset of subjects (6). Patients could be separated into airway- versus emphysema-predominant phenotypes. Another study segregated 85 patients with COPD using qualitative assessment of HRCT into four groups based on assessment of emphysema and airway disease: (1) without emphysema without bronchial wall thickening (n = 11), (2) without emphysema with bronchial wall thickening (n = 11), (3) emphysema without bronchial wall thickening (n = 30), and (4) emphysema with bronchial wall thickening (n = 31) (7). A prospective evaluation of the role of CT scans in the evaluation of all patients presenting with nonreversible limitation and a clinical diagnosis of COPD would be provide useful information to guide clinicians. Such a study would provide information on the utility of CT scans in excluding other conditions. However, we are unaware of such a report.

Good clinical practice would suggest that a chest CT scan be considered in two distinct clinical scenarios: (1) when the clinician's differential diagnosis suggests there may be a diagnosis other than COPD, and (2) in patients presenting with nonreversible airflow limitation without a history of sufficient environmental or occupational respiratory exposures known to cause COPD. The ATS/ERS COPD statement notes that a chest X-ray is useful in differential diagnosis, and the GOLD guidelines indicate that a chest CT scan may be helpful in differential diagnosis (4, 5). Health care practitioners should carefully consider what type of imaging study would provide the most robust information to assist in their clinical differential diagnosis. Disorders that may be included in the differential diagnosis of patients with nonreversible airflow limitation include bronchiolitis, bronchiectasis, panbronchiolitis, chronic respiratory infections or their sequellae, hypersensitivity pneumonitis, asthma, congestive heart failure, lung cancer, lymphangioleiomyomatosis, sarcoidosis, and tracheobronchomalacia (4, 5). In many of these conditions (particularly bronchiolitis, bronchiectasis, panbronchiolitis, chronic respiratory infections and their sequellae, hypersensitivity pneumonitis, lung cancer, lymphangioleiomyomatosis [8, 9], sarcoidosis, and tracheobronchomalacia [10, 11]) chest CT scanning may suggest a diagnosis or even be diagnostic of a condition other than COPD. This is particularly evident in diffuse parenchymal conditions associated with cystic lung disease (12). Interstitial lung disease may also co-exist with COPD, and chest CT scanning is diagnostic of combined disease (13). Since the management of these many of these other disorders differs markedly from the management of patients with COPD, clinicians should be sure they are not overlooking a condition that would result in a different therapeutic approach.

Recent studies suggest that 15% of patients with COPD do not have a history of cigarette smoking (1416). Since most patients with COPD most commonly have a history of exposure to cigarette smoke, an argument could be made that most if not all patients with nonreversible airflow limitation who are nonsmokers or do not have an occupational or environmental exposure known to cause COPD should have a chest CT scan to exclude other disorders. However, the utility of this algorithm in clinical practice has not been tested.

THERAPEUTIC DECISION-MAKING IN COPD

There are two surgical therapies (bullectomy and lung volume reduction surgery) that mandate the use of a chest CT scan to select appropriate patients. While a chest X-ray may suggest the presence of bullae, the presence and extent of such lesions can only accurately be assessed with chest CT scans (17). Similarly, the presence, extent, and distribution of emphysema can most precisely be determined with a chest CT scan.

Early reports of lung volume reduction surgery (LVRS) suggested benefit in patients with upper lobe emphysema (18). The National Emphysema Treatment Trial (NETT) extended these observations, and the results of the NETT form the basis for current selection criteria for LVRS (2, 3, 19). In NETT, there were two parameters that determined differential response to treatment: emphysema distribution and exercise capacity.

A chest CT scan is an important tool to determine patients who should not undergo LVRS (19). In NETT, LVRS was associated with a high risk of death (16% with LVRS compared with 0% in subjects treated medically) at 30 days in two types of subjects with emphysema: (1) those with FEV1 of less than or equal to 20% of predicted and non–upper lobe–predominant disease, and (2) subjects with FEV1 of less than or equal to 20% of predicted and a diffusing capacity less than or equal to 20% of predicted. At 6 months, survivors of LVRS compared with medically treated subjects had improvements in walk distance and FEV1, but no improvement in health-related quality of life or exercise capacity. Although there is great interest in quantitative assessment of emphysema using computer scoring systems, CT scan interpretation of emphysema distribution by trained radiologists in NETT was an important outcome marker.

Similarly, the distribution of emphysema on chest CT scan is a marker of the response to LVRS. Subgroups of subjects with emphysema in NETT had differential responses to LVRS. The subgroups were based on radiologist scoring of the distribution of emphysema and exercise capacity (maximum work assessed on an incremental cycle ergometer test). Emphysema distribution was categorized as either upper lobe–predominant or non–upper lobe–predominant; exercise capacity was categorized as high (greater than 40 watts in males and 25 watts in females) or low based on post hoc analyses. The four subgroups with differential outcomes were: (1) upper lobe emphysema and low exercise capacity who had the best outcomes, including improved survival with LVRS; (2) upper lobe emphysema and high exercise capacity who had improved exercise capacity and health-related quality of life with LVRS; (3) non–upper lobe emphysema and low exercise capacity who had improved health-related quality of life and exercise capacity with LVRS; and (4) non–upper lobe emphysema and high exercise capacity who had increased mortality with LVRS (Figure 1).

Figure 1.

Figure 1.

National Emphysema Treatment Trial (NETT) subgroup treatment effects. Effect of lung volume reduction surgery (LVRS) versus medical treatment on mortality, maximal workload achieved on cardiopulmonary exercise testing (improvement of more than 10 watts versus not improved), and disease-specific quality of life as measured by the St. George's Respiratory Questionnaire (SGRQ; improvement of more than 8 units in total score versus not improved). OR = odds ratio; RR = relative risk; *Patients not considered candidates for LVRS by the NETT or approved for LVRS by the Centers for Medicare and Medicaid Services or the Joint Commission on Accreditation of Healthcare Organizations. Reprinted by permission from Reference 41.

Given the importance of CT scanning in assessing patients with COPD for potential lung volume reduction surgery that may lead to improved survival, when is a CT scan indicated in patients with COPD? As a starting point, physicians might consider a CT scan in patients with COPD who have an FEV1 of less than or equal to 45% of predicted. Based on the NETT, clinicians should consider performing a chest CT scan on patients who (1) are clinically suspected of having emphysema, (2) meet NETT inclusion criteria outlined below, and (3) do not have any exclusion criteria for LVRS. Only with the information provided by a chest CT scan, can clinicians evaluate the role of LVRS and have meaningful discussions with their patients about potential surgical intervention.

Chest CT scans have become an integral part of the evaluation of patients for lung transplantation, as they appear to alter the surgical approach to lung transplantation in selected patients. Kazerooni and colleagues noted that chest CT prompted a change in the determination of which lung was more severely diseased in 27 of 169 patients; of the 45 patients who subsequently underwent transplantation, CT prompted a change in the determination of which side to perform SLT in four (20). Subsequently this group identified pulmonary nodules, suspicious for malignancy, in 8 of 190 patients evaluated for lung transplantation (21). As an active malignancy precludes transplantation, such a finding would clearly alter the candidacy of a patient for lung transplantation. Finally, the presence of unsuspected bronchiectasis could alter the decision to perform DLT in contrast to SLT.

The cost of CT scans should also be considered when making recommendations on the performing the test. The “costs” of CT scans include radiation exposure, time of the patient, and use of medical resources. Medicare reimbursement for a chest CT scan is about $400. The costs of performing a chest CT scan on all the 12 million patients in the United States with diagnosed COPD would be about $4.8 billion, and based on current evidence could not be justified.

Clinician use of CT scanning in COPD has not been reported. In an effort to evaluate pulmonary specialists' perceptions of the use of CT scans, one of the authors (B.J.M.) surveyed clinicians in his university affiliated medical centers. Two questions were posed: (1) “In what percentage of patients with COPD do you think a chest CT scan should be performed for clinical purposes”? and (2) “In what percentage of patients with COPD and an FEV1 of less than 50% of predicted do you think a chest CT scan should be performed for clinical purposes”? Responses that could be chosen were 25%, 50%, 75%, and “nearly all.” Surveyed pulmonary clinicians responded that 50% (± 31%) of all patients with COPD should have a chest CT scan. In response to the second question, pulmonary physicians indicated that 83% (± 28%) of patients with COPD and an FEV1 of less than 50% of predicted should have a chest CT scan.

OUTCOME ASSESSMENT IN COPD

CT scan–derived data, such as the extent of emphysema and airway disease, can serve as a primary outcome of future clinical trials in COPD. However, in such studies it would also be important to simultaneously assess other outcomes that are clinically relevant, have valid measurement tools that are commonly used, have been employed in previous COPD investigations, and are familiar to health care practitioners. Not all outcome measures meet all these criteria. For example, the FEV1 is commonly used as a lung function outcome in COPD studies and is well known to pulmonary specialists, but is not widely recognized as important to patients. While the FEV1 can be expected to improve with therapies that target lung function, it may not be a relevant outcome marker for other novel therapies with different targets. In addition, although spirometry testing is well standardized, the minimal clinical important difference has not been rigorously evaluated (22, 23). For example, exercise capacity was chosen by the NETT investigators as a key outcome because of its importance to patient overall function (1). Inspiratory capacity is better correlated with changes in exercise capacity than FEV1 and in clinical trials has been shown to be improved in response to currently available medications (2427).

A variety of constructs can be assessed in response to therapies in COPD, including not only lung function but also physical function, patient-reported outcomes such as health-related quality of life and respiratory symptoms, exacerbation frequency and severity, the course of the disease, systemic consequences, and others. Table 1 provides categorizes outcomes that are important in COPD. It may not be realistic to measure all these outcomes in all clinical trials in COPD. However, the study design should consider assessing multiple outcomes based on the purpose of the study, the nature of the intervention (if any), and the importance of these outcomes to patients with COPD, health care providers, payers of health care costs, and society. A recent ATS/ERS statement made recommendations on the outcomes that should be considered in pharmacologic trials in patients with COPD; those outcomes recommended by the ATS/ERS are noted in Table 1 (28).

TABLE 1.

OUTCOMES OF POTENTIAL IMPORTANCE IN CHRONIC OBSTRUCTIVE PULMONARY DISEASE

Function
 Lung physiology*
  Spirometry, lung volumes, diffusing capacity, arterial blood gas
 Physical capacity*
  Six-minute walk test, incremental maximum cycle ergometry
 Neuropsychological
  Trail-Making Test, others (40)
Patient-reported
 Respiratory symptoms*
  University of California San Diego Shortness of Breath Questionnaire, modified Borg Scale
 Quality of life*
  St. George's Respiratory Questionnaire, Medical Outcomes Study Short Form 36-item health survey, Quality of Well-Being Scale
 Activity
Course
 Exacerbations*
  Medicare claims data
 Mortality*
 Health care use
  Medicare claims data
 Poly-morbidities
Disease
 Pathophysiology
 Pathology
 Radiology
  Chest computed tomography scan
Other
 Systemic consequence
 Psychological
  Beck Depression Index
 Medications/therapies
  Patient reported use of oxygen
 Adverse effects
 Healthy behaviors
 Satisfaction with care
 Cost effectiveness*
  Medicare claims data, Quality of Well-Being Scale
 Caregiver burden
*

Recommended for assessment in pharmacologic trials in chronic obstructive pulmonary disease by a task force of the American Thoracic Society and European Thoracic Society (28).

Examples of outcomes are those that were used in the National Emphysema Treatment trial (NETT) (1); other measures are also available to assess these outcomes. Not all outcomes assessed were assessed longitudinally in NETT, and some outcomes were only measured in a subset of subjects.

The National Emphysema Treatment Trial can serve as a model for assessment of outcomes in future clinical trials in COPD (29, 30). This study is used for illustration purposes not only because of the use of CT scans as an inclusion criteria and a marker of outcomes, but also because of the multiple outcomes assessed using a variety of established outcome measures. NETT was a large clinical trial of 1,218 patients designed to assess the efficacy of lung volume reduction surgery in patients with emphysema (1). Nonsmoking subjects with bilateral moderate-severe emphysema on chest CT scan, moderate-to-severe airflow limitation (FEV1 ≤ 45% of predicted), hyperinflation (total lung capacity ≥ 110% of predicted and residual volume capacity ≥ 220% of predicted) were enrolled. Subjects were randomized to either maximal medical therapy, including pulmonary rehabilitation, or to lung volume reduction surgery plus maximal medical therapy.

Before the start of the study, the NETT investigators chose two primary outcomes: survival and exercise capacity. Survival was chosen because it required a large number of subjects and a long-term follow-up, both of which were used to power the study and determine the number of subjects needed for enrollment. The investigators believed that the ability of subjects to increase their performance of activity (assessed by exercise capacity) was an important outcome. Exercise capacity was measured with an incremental maximum cycle ergometry test performed while breathing 30% inspired oxygen, an outcome and testing methodology not usually employed in clinical trials of COPD. However, the NETT investigators also recognized the importance of measuring a wide variety of other secondary outcomes. For example, health-related quality of life measured by the St. George's Respiratory Questionnaire was a key secondary outcome. A recent issue of this journal reviewed the outcomes and conclusions from the NETT (Proceedings of the American Thoracic Society, Volume 2, Issue 4; May 2008).

The most recent analysis of the NETT showed that survival was improved in all subjects, and subjects with upper lobe–predominant emphysema and low exercise capacity had the greatest survival benefit (Figure 2) (3). The investigators had to make a decision about the magnitude of other outcomes that they believed would be clinically significant in response to LVRS. Because the intervention was a major surgical procedure with known mortality and morbidity greater than with medications currently used for the disease, the NETT research group agreed that a clinical benefit equal to twice the generally accepted minimal clinically important difference (MCID) would be the criteria of a successful outcome. For example, the reported MCID for the St. George's Respiratory Questionnaire to assess health-related quality of life is a change of 4 units (31). In NETT, improvement of 8 units was chosen as a clinically important outcome. The reported 5-year follow-up of NETT subjects indicated improved health-related quality of life in all subjects, and the greatest improvement in quality of life was in subjects with upper lobe–predominant emphysema and low exercise capacity (Figure 3).

Figure 2.

Figure 2.

Probability of death in the National Emphysema Treatment Trial. Kaplan-Meier estimates of the cumulative probability of death as a function of years after randomization to lung volume reduction surgery (LVRS) (gray line) or medical treatment (black line) for (A) all patients and (B) upper lobe–predominant and low baseline exercise capacity subgroup. The P value is from the Fisher's exact test for difference in the proportions of patients who died during the 4.3 years (median) of follow-up. Shown below each graph are the numbers of patients at risk, the Kaplan-Meier probabilities, the ratio of the probabilities (LVRS:medical), and P value for the difference in these probabilities. Reprinted by permission from Reference 3.

Figure 3.

Figure 3.

Exercise capacity results from the National Emphysema Treatment Trial. Improvement in exercise capacity (defined as an increase in maximum work of 10 watts above the patient's post–rehabilitation baseline) at 1, 2, and 3 years after randomization to lung volume reduction surgery (LVRS) (open bars) or medical treatment (shaded bars). Intention to treat analysis of (A) all patients (n = 1,218) and (B) upper lobe–predominant and low baseline exercise capacity (n = 290). Shown below each graph are the numbers of patients evaluated, the odds ratio for improvement (LVRS:medical), and the Fisher's exact P value for difference in proportion improved. Patients who died or who did not complete the assessment were considered not improved (3).

Longitudinal CT scan data may be useful as outcomes in future therapeutic trials. This is best defined in α1-antitrypsin–deficient subjects who have accelerated loss of lung function. Progression of emphysema has been documented in these patients over intermediate periods of follow-up (32). Importantly, worsening lung density in these subjects correlates with longitudinal worsening health status (33). Importantly, a small, 3-year placebo-controlled trial of α1-antitrypsin replacement therapy suggested a trend toward preservation of longitudinal markers of CT lung density (P = 0.07) (34). A power analysis by these investigators suggested that a protective effect of replacement therapy could be documented by CT lung density in a 130-subject study compared with 550 patients in a study powered on change in FEV1. The ability to document progression of emphysema by HRCT has been confirmed in multiple centers (35). An extension of these concepts has been presented by an investigative group that has documented that annual change in quantitative measures of small airway abnormality correlates with loss of FEV1 in patients with COPD (36). In fact, a large Phase II study of a γ-selective retinoid agonist (TESRA) includes longitudinal assessment of lung density as a pre-specified secondary endpoint (http://www.clinicaltrials.gov/ct2/show/NCT00413205?term=retinoic+acid+AND+emphysemaandrank=2). It is likely that future studies will be based on longitudinal change in CT parameters.

PROGNOSIS IN COPD

It has long been recognized that lung function, FEV1, is the single best indicator of survival in patients with COPD (37). However, a more recent study indicated that a multi-composite index (the BODE score) including lung function assessed by FEV1, weight expressed as body mass index, exercise capacity measured by the distance walked in six minutes, and shortness of breath measured by the Modified Medical Research Council Dyspnea Index was a better predictor of survival than FEV1 alone (38).

The utility of the BODE score in predicting survival was confirmed in patients with severe emphysema in the NETT (39). In this study, the six-minute walk distance was replaced by exercise capacity measured on an incremental cycle ergometer. In subjects with a modified BODE score of greater than 7, there was a relative risk of mortality of 1.53 (95% confidence interval [CI], 1.07–2.05; P = 0.02). On the basis of these studies, it has been suggested that the BODE score be included as an outcome measure in clinical trials of COPD (28).

It seems intuitive that the presence of emphysema would be associated with a worse prognosis than chronic airflow obstruction primarily related to an airway process. The early work of the University of Arizona College of Medicine supports this hypothesis. These investigators examined the survival rate and rate of decline in FEV1 during 10 years of follow up in white, non-Mexican Americans with chronic airflow obstruction. Patients with clinical features most consistent with chronic asthmatic bronchitis (a primarily airway process) were contrasted with patients believed to have nonatopic, smoking-related obstructive disease (more consistent with emphysema). The authors found the rate of decline in FEV1 to be greater, and survival to be decreased, in patients with nonasthmatic airflow obstruction.

The presence and severity of emphysema on chest CT scan has not been evaluated as a predictor of survival in unselected patients with COPD. However, in NETT subjects with emphysema, the distribution of emphysema has prognostic significance. Patients with upper lobe–predominant emphysema (a difference in upper lobe versus lower lobe emphysema of < −0.8) had a 1.80 relative risk of mortality (95% CI, 1.22–2.66; P = 0.003) in multivariate modeling (Table 2) (39). Of all the prognostic features in this study, emphysema distribution was the most important prognostic marker.

TABLE 2.

SIGNIFICANT PREDICTORS IN MULTIVARIATE MORTALITY MODELS IN PATIENTS (N = 609) WITH SEVERE EMPHYSEMA

Predictor Hazard Ratio 95% CI P Value
Age, yr
 70–83 1.72 1.31–2.26 <0.001
 40–69 Reference
Oxygen use (rest, exercise, or sleeping) 1.40
 Yes 1.40 0.98–2.01 0.07
 No Reference
Hemoglobin, g/dL
 9.14–13.3 1.38 1.00–1.89 0.05
 13.4–19.1 Reference
Total lung capacity, % predicted
 140–203 0.69 0.47–1.01 0.06
 95–139 Reference
Residual volume, %predicted
 262–412 1.56 1.04–2.37 0.03
 97–261 Reference
DlCO
 6–21 1.36 1.01–1.84 0.04
 22–68 Reference
Maximal CPET workload, watts
 Low* 1.48 1.12–1.94 0.006
 High* Reference
Difference in %emphysema (upper lung–lower lung) 1.80 1.22–2.66 0.003
 −40.4 to −0.8 0.86 Reference 0.49
 −0.7 to 63.6 0.57–1.31
 Missing
Perfusion ratio
 0.00–0.14 1.53 1.11–2.12 0.01
 0.15–3.13 Reference
Modified BODE index
 7–10 1.48 1.07–2.05 0.02
 1–6 Reference

Definition of abbreviations: BMI = body mass index; CI = confidence interval; CPET = cardiopulmonary exercise testing; IC/TLC = ratio of inspiratory capacity to total lung capacity.

Adapted from Reference 35.

All variables listed in Table 2 were included in each model except as noted in the table; results are shown for those variables that were significant predictors at the P ≤ 0.05 level in either model.

*

Low exercise is defined as a maximal workload at or below the sex-specific 40th percentile (25 watts for females and 40 watts for males; high exercise is defined as a workload above this threshold.

Components of the modified BODE index are: BMI, FEV1, UCSD SOBQ score, and 6MWT distance. P for the four components for the modified BODE index = 0.12.

CONCLUSIONS

The first step in the management of patients with COPD is to make the correct diagnosis. A largely unrecognized part of the definition of COPD is the exclusion of other disorders that can be confused with COPD. CT scan assessment of patients with COPD has an important role in assuring a correct diagnosis and thus the most appropriate therapy. Other disorders that can mimic COPD should be excluded on the basis of clinical suspicion and differential diagnosis in each patient.

The current role of CT scanning in assisting with therapy in patients with COPD is confined to surgical interventions, most importantly lung volume reduction surgery. CT scan determination of the extent and distribution of emphysema is a marker for outcomes of LVRS, a therapy that can improve survival in patients with upper lobe–predominant emphysema and low exercise capacity. Although not extensively investigated, COPD phenotypes based on chest CT scanning (i.e., the presence and extent of emphysema and airway disease) may potentially be useful in tailoring currently available therapies such as bronchodilators and inhaled steroids. Newer therapies being developed for COPD are targeted to airway disease while other therapies are targeted to emphysema. CT scans may predict patients who may be good candidates for these therapies, and repeated CT scans may provide information about the actual benefit of these agents on airway and parenchymal disease.

Clinical investigations in patients with COPD need to be based on the outcomes that may be achieved. A variety of outcomes are important in COPD, and range from survival to those reported by patients such as the symptom of shortness of breath. Choosing outcome measures that are validated, responsive to change, and meaningful to patients, providers, and society may be modeled on previous reports from large studies such as the National Emphysema Treatment Trial.

The prognosis for patients with severe COPD as identified by the percent predicted FEV1 is poor, but has been difficult to predict in individual patients. Recent studies suggest that the BODE index and distribution of emphysema also provide important prognostic information.

Supported in part by National Heart Lung and Blood Institute National Emphysema Treatment Trial contract N01HR76111 (B.J.M.).

Conflict of Interest Statement: B.J.M. does not have a financial relationship with a commercial entity that has an interest in the subject of this manuscript. F.J.M. is a consultant for Altana Pharma and has received compensation greater than $10,000. He has been a member of several Advisory Boards, CME committees, and the Speaker's Bureau for Boehringer Ingelheim and GlaxoSmithKline, with a total compensation per company greater than $10,000. In addition, he is on Advisory Boards for Novartis and Genzyme, and on the speaker's bureau for Sepracor, Schering Plough, and Astra, receiving less than $10,000 per company. He has been an investigator for industry-sponsored studies for GlaxoSmithKline, Boehringer Ingelheim, and Actelion.

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