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. Author manuscript; available in PMC: 2009 Aug 17.
Published in final edited form as: Int J Cancer. 2008 Jul;123(2):395–400. doi: 10.1002/ijc.23496

Low CAIX expression and absence of VHL gene mutation are associated with tumor aggressiveness and poor survival of clear cell renal cell carcinoma

Jean-Jacques Patard 1,#, Patricia Fergelot 1,#, Pierre I Karakiewicz 2, Tobias Klatte 3, Quoc-Dien Trinh 4, Nathalie Rioux-Leclercq 3, Jonathan W Said 3,4, Arie S Belldegrun 3, Allan J Pantuck 3,*
PMCID: PMC2721857  PMID: 18464292

Abstract

We attempted to describe, in a series of clear cell Renal Cell Carcinoma (RCC), the relationship between CAIX expression, VHL gene mutations, tumor characteristics and outcome. Radical nephrectomy was performed in 100 patients. Genomic DNA was extracted from frozen tumor samples. Four amplimers covering the whole coding sequence of the VHL gene were synthesized by PCR and sequenced. The monoclonal antibody M75 was used to score the expression of the CAIX protein immunohistochemically. VHL mutations were identified in 58 patients (58%) and high CAIX expression (>85%) was observed in 78 (78%). Tumors with VHL mutation showed higher CAIX expression than those without (p=0.02). Low CAIX expression and absence of VHL mutation were associated with a more advanced tumors e.g. higher T stages and presence of metastases. VHL mutation and high CAIX expression predicted longer progression-free survival (p=0.037) and disease-specific survival (p=0.001), respectively. In combination, they defined three prognostic groups (p=0.002): (1) good prognosis, defined as VHL mutation and high CAIX (2-year survival:86%), (2) intermediate prognosis with either VHL mutation or high CAIX (69%), and (3) poor prognosis with no VHL mutation and low CAIX (45%, median survival 18 months). CAIX expression, but not VHL mutational status, was an independent prognostic factor in multivariate analysis. Taken together, CAIX expression and VHL mutational status are able to stratify patients with clear cell RCC into distinct groups with regards to clinicopathological variables and prognosis, with low CAIX expression and absence of VHL mutation being associated with a poor clinicopathological phenotype and diminished survival.

Keywords: RenalCell Carcinoma, VHL, CAIX, Prognosis, Survival

Keywords: Aged; Antigens, Neoplasm; metabolism; Carbonic Anhydrases; metabolism; Carcinoma, Renal Cell; genetics; mortality; pathology; Down-Regulation; Female; Gene Expression Regulation, Enzymologic; Gene Expression Regulation, Neoplastic; Humans; Kidney Neoplasms; genetics; mortality; pathology; Male; Middle Aged; Multivariate Analysis; Mutation; Neoplasm Staging; Proportional Hazards Models; Survival Analysis; Von Hippel-Lindau Tumor Suppressor Protein; genetics

INTRODUCTION

Renal cell carcinoma (RCC) accounts for 3% of all solid tumors and is the sixth leading cause of cancer related deaths due to the lack of curative therapy for locally advanced or metastatic disease (1). About 80% of RCCs are clear cell carcinomas, which are highly vascularized tumors that over-express a number of growth factors, including vascular endothelial growth factor (VEGF) and platelet-derived growth factor (PDGF). Recently, significant progress has been made in the medical treatment of metastatic RCC (mRCC) by targeting tumor angiogenesis through VEGF-R and PDGF-R using receptor tyrosine kinase inhibitors. Both in first and second line therapy, progression-free survival has been improved in metastatic disease compared to standard treatment options (2;3).

The vascular phenotype of clear cell RCC is generally believed to be in large part due to VHL gene inactivation. The VHL gene is located to chromosome 3p25 and has been characterized as a tumor suppressor gene whose loss leads to familial RCC in affected families (4;5). Interestingly, in a high percentage of sporadic clear cell RCCs, one copy of the VHL gene is inactivated by mutation or by promoter hypermethylation while the other copy is lost by deletion, consistent with Knudson’s “two-hit” hypothesis (68). The VHL gene encodes a protein (pVHL) of 213 amino acid residues which is the substrate recognition component of a ubiquitin ligase complex that targets a protein transcription factor, hypoxia-inducible factor (HIF), for proteolysis (911). Under hypoxic conditions as well as in case of VHL gene inactivation, the pVHL elonginC/B-Cul2 complex does not degrade HIF-1α, which is stabilized and accumulates in the nucleus leading to subsequent over-expression of genes which are critical for tumor angiogenesis (VEGF), glucose transport (GLUT1, GLUT3), glycolysis, pH control (CAIX, CAXII), epithelial proliferation (PDGF, TGF-α), cell migration and homing (CXCR4) (12).

Conflicting results have been published regarding the relationship between VHL alterations and RCC tumor aggressiveness or survival. Several studies have suggested that VHL inactivation was associated with advanced disease whereas others found no association with usual prognostic parameters (13;14). Similarly, several authors failed to demonstrate any relationship between VHL inactivation and survival while others suggested that VHL genetic alterations were associated with a favorable outcome (15;16).

CAIX is a downstream gene activated following hypoxia and/or VHL inactivation (17;18). CAIX is over-expressed in a wide variety of cancers in relation to hypoxic conditions and its over-expression is invariably associated with tumor aggressiveness and poor outcome (1924). CAIX has also been investigated in RCC and it turns out that it is a strong predictor for response to immunotherapy and an independent prognostic parameter in mRCC as well. However in RCC CAIX over-expression is associated with a good outcome by contrast to other malignancies (25;26).

Therefore, the objective of our study was to clarify the relationship between VHL mutations and CAIX expression in a series of localized and mRCCs and to evaluate the prognostic value, either alone or in combination.

MATERIALS AND METHODS

Patient Selection and Tumor Classification

The study cohort consisted of 100 patients treated by nephrectomy for sporadic RCC at Rennes University (France) and the David Geffen School of Medicine at UCLA Department of Urology (Los Angeles, USA). The study protocol was approved by institutional review boards at each institution. Age, gender, T, N, and M classification (27), ECOG performance status (28), pathologically defined tumor size, Fuhrman grade (29) and RCC-specific survival (RCC-SS) were collected for each case.

Histological Analysis, Tissue Sample Procurement and DNA Extraction

Formalin-fixed paraffin sections were stained with hematoxylin and eosin for light microscopy. The slides were reviewed by one dedicated genito-urinary pathologist at each institution (N.R.L. and J.W.S.). Clear cell carcinomas only were considered for analysis. Immediately after macroscopic examination of the nephrectomy specimen, small samples including normal and malignant tissue were obtained. Specimens were frozen in liquid nitrogen and stored at −80°C until DNA extraction. Genomic DNA was extracted from 25 to 35 mg of frozen tissue sections using QIAamp DNA minikit (Qiagen, Courtaboeuf, France). DNA quantity and quality were estimated by optical density (OD 260/280) measurement and 0.8% agarose gel electrophoresis using standard protocols.

CAIX Immunostaining

The mouse monoclonal antibody M75 (a gift from Dr. Eric Stanbridge, University of California at Irvine, Irvine, CA, United States) used to detect the CAIX protein has been described previously (30;31). Immunohistochemical staining of tissue sections with anti-CAIX antibody was done using a peroxidase technique with antigen retrieval using heat treatment, as previously described using the Dako staining systems (Dako Corporation, Carpenteria, CA; (Ref. (31)). The CAIX primary antibody was used at a 1:10,000 dilution. Semiquantitative assessment of the antibody staining was performed by a single pathologist blinded to the clinicopathological variables and the VHL analysis as well. The extent of staining was recorded as a percentage of the target tissue sample that had positive CAIX expression.

VHL Gene Mutational Analysis

Four primers pairs were designed (Primer3 software, Whitehead Research Institute, Cambridge, MA), to amplify two overlapping fragments for exon 1 (1A and 1B) and one fragment for each of exons 2 and 3 (Eurogentech, Belgium), covering part of the VHL 5′UTR, the entire coding sequence and exon-intron junctions (VHL Genbank accession AF010238). The 4 primers are presented in table 1. We amplified 50 to 150ng of tumour DNA and of renal cortex DNA in parallel, using AmpliTaq Gold (Applera, Courtaboeuf, France) and the following PCR conditions: 95°C 9 mins and 95°C 1 min, annealing T° 45 secs, 72°C 45 secs, 35 cycles, MgCL2 1.5 mM, dNTP 200μM. DMSO (5% v/v, Eurobio) was added to amplify exons 1A and 1B. Forward and reverse automatic sequencing was performed using BigDye Terminator v1.1 Cycling Sequencing kit on an ABI Prism 3100 Genetic Analyser (Applied Biosystems, Courtaboeuf, France). All mutations were confirmed in a second round of PCR and sequencing reactions.

Table 1.

Primers for VHL mutation analysis

Exon: Direction Primer sequence

1A: Forward 5′-CGC-GAA-GAC-TAC-GGA-GGT-3′
1A: Reverse 5′-GGA-CTG-CGA-TTG-CAG-AAG-AT-3′
1B: Forward 5′-GAG-TAC-GGC-CCT-GAA-GAA-GA-3′
1B: Reverse 5′-GCT-TCA-GAC-CGT-GCT-ATC-GT-3′
2: Forward 5′-CAC-CGG-TGT-GGC-TCT-TTA-AC-3′
2: Reverse 5′-TGG-GCT-TAA-TTT-TTC-AAG-TGG-3′
3: Forward 5′-GCA-AAG-CCT-CTT-GTT-CGT-TC-3′
3: Reverse 5′-ACC-ATC-AAA-AGC-TGA-GAT-GAA-3′

Statistical Methods

Tumors with or without VHL mutations were compared for usual clinicopathological features, CAIX expression and RCC-SS. The Chi-square test and the independent sample t-test were respectively used for comparisons of proportions and means. Spearman test was used for correlation analysis. Kaplan-Meier plots were used to graphically illustrate the RCC-SS in the entire cohort, which were compared with the log-rank test. Univariable and multivariable Cox regression models addressed the effect of all predictors on RCC-SS. We categorized CAIX values using the previously described cut-off of 85% (25;26). To reduce overfit bias and to internally validate the accuracy estimates, all univariable and multivariable models were subjected to 200 bootstrap re-samples. All statistical tests were performed using S-PLUS Professional, version 1 (MathSoft Inc., Seattle, Washington).

RESULTS

Patient and Tumor Characteristics

There were 59 males and 41 females who underwent nephrectomy for localized or metastatic RCC. Median tumor size was 7 cm (range 2–22). Fifty one percent of the tumors were locally advanced (pT≥3) and 61% of the tumors were high grade (G3/4). Forty-eight tumors were localized (N0M0), 6 tumors were classified as N+M0, and 46 patients had distant metastases (M1) at the time of nephrectomy (Table 2).

Table 2.

Patients and tumor characteristics in 100 patients with clear cell RCC

Variable No.

Age, years
 Mean 61.4
 SD 12.2
Gender
 Male 59
 Female 41
ECOG PS
 0 55
 ≥1 45
Tumor size, cm
 Mean 8.1
 SD 3.9
T stage
 T1 29
 T2 20
 T3 48
 T4 3
N stage
 N0 85
 N1/2 15
M stage
 M0 54
 M1 46
Fuhrman grade
 G1 2
 G2 37
 G3 41
 G4 20
VHL mutation 58
CAIX
 High (> 85%) 78
 Low (≤ 85%) 22
VHL mutation and high CAIX 50
Deaths from cancer 31

VHL mutational status and CAIX expression

The distribution of VHL mutations and CAIX expression is shown in Figure 1. A VHL mutation was identified in 58 cases. “Stop”, “frameshift”, “missense”, “splice site”, and “in frame insertion” accounted for 13 (22.4%), 26 (44.8%), 12 (20.7%), 6 (10.3%) and 1 (1.8%) cases, respectively. Mutations occurred in exons 1, 2 and 3 in 27 (46.6%), 20 (34.4%) and 11 (19%) cases respectively. The details regarding mutation types and corresponding exon locations are detailed in Table 3.

Figure 1.

Figure 1

Distribution of VHL mutations and CAIX expression in 100 clear cell RCCs

Table 3.

VHL mutations types in 100 Clear Cell RCC tumors and consequences for CAIX expression

Exon 1 (n=27) Exon 2 (n=20) Exon 3 (n=11) High CAIX
Stop (n=13) 6 4 3 11(84.6%)
Frameshift (n=26) 13 8 5 23 (88.5%)
Missense (n=12) 6 4 2 9 (75%)
Splice site (n=6) 1 4 1 6 (100%)
In frame insertion (n=1) 1 0 0 1 (100%)

High CAIX 22 (81.5%) 17 (85%) 11 (100%)

CAIX was expressed in 97% of tumor specimens and, as anticipated, was found predominantly in the plasma membrane. The staining intensity was generally uniformly strong with minimal variation. Overall, 78% of the tumors exhibited high CAIX expression (expression in >85% of the tumor). CAIX expression according to VHL mutation type and location is presented in Table 3. A significant association was found between the presence of a VHL mutation and the likelihood of having high CAIX expression. As many as 86.2% of the VHL mutated tumors demonstrated a high CAIX expression compared to 66.7% in the non-VHL mutated tumor group (p=0.02). Similarly, mean CAIX expression differed significantly between VHL mutated (91.9±21.1%) and non-mutated (78.7±32.8%) tumors (p=0.01).

Relationship between VHL Mutational Status, CAIX Expression and Standard Clinicopathological Features

A significant association was found between the presence of VHL mutations, high CAIX expression and a less aggressive tumor profile when defined using standard clinicopathological prognostic factors. Nearly 83% of pT1 tumors presented with a VHL mutation and 100% of this group were high CAIX expressors. With increasing pT stage, there was a trend toward reduced incidence of VHL mutation and fewer tumors with high CAIX expression. Similarly, the presence of VHL mutation was associated with the absence of nodal metastases (only 27.7% of N+ patients demonstrated VHL mutations, p=0.008), the absence of distant metastases (only 45.7% of M1 patients demonstrated VHL mutations, p=0.02), and a favorable ECOG performance status (p=0.004). Similar results were observed for high CAIX expression, which was likewise associated with the absence of nodal involvement (p=0.0001), low Fuhrman grades (p=0.02), and small tumor sizes (p=0.01). The associations between VHL mutation, CAIX expression and standard clinicopathological features are summarized in Table 4.

Table 4.

Relationship between CAIX tumor expression, VHL mutational status and main clinical and pathological variables in 100 clear cell RCCs

Variable VHL mutation No VHL mutation p High CAIX Low CAIX p
ECOG PS
 0 39 (70.9%) 16 (29.1%) 0.004 43 (78.2%) 12 (21.8%) 0.9
 ≥1 19 (42.2%) 26 (57.8%) 35 (77.8%) 10 (22.2%)
Tumor size, cm
 ≤7 32 (62.7%) 19 (37.3%) 0.3 45 (88.2%) 6 (11.8%) 0.01
 > 7 26 (53.1%) 23 (46.9%) 33 (67.3%) 16 (32.7%)
T stage
 T1 24 (82.8%) 5 (17.2%) 0.01 29 (100%) 0 0.007
 T2 10 (50%) 10 (50%) 15 (75%) 5 (25%)
 T3 22 (45.8%) 26 (54.2%) 32 (66.7%) 16 (33.3%)
 T4 2 (66.7%) 1 (33.3%) 2 (66.7%) 1 (33.3%)
N, M stages
 N0M0 34 (70.8%) 14 (29.2%) 0.04 41 (85.4%) 7 (14.6%) 0.2
 N1-2M0 3 (50%) 3 (50%) 4 (66.7%) 2 (33.3%)
 M1 21(45.7%) 25 (54.3%) 33 (71.7%) 13 (28.3%)
Fuhrman grade
 G1–G2 26 (66.7%) 13 (33.3%) 0.16 35 (89.7%) 4 (10.3%) 0.02
 G3–G4 32 (52.5%) 29 (45.7%) 43 (70.5%) 18 (29.5%)
Death from cancer
 No 45 (65.2%) 24 (34.8%) 0.02 58 (84.1%) 11 (15.9%) 0.03
 Yes 13 (41.9%) 18 (58.1%) 20 (64.5%) 11 (35.5%)

VHL Status, CAIX Expression and Cancer-specific Survival

In univariate analysis, patients with VHL mutated tumors had better prognosis than those without: progression-free survival (PFS) was longer (2-year survival: 76% ± 6% vs. 51% ± 8%, p=0.037), however, association of VHL mutational status with RCC-SS only approached statistical significance (2-year RCC-SS: 84% ± 5% vs. 61% ± 8%, p=0.079, Fig. 2A). Univariate Cox-regression analysis showed a hazard ratio of 0.53 (95% CI, 0.25–1.09) indicating a 47% decreased risk of death from RCC for patients with VHL mutated tumors. Additionally, there was a clear survival advantage for patients with high tumoral CAIX expression over patients with low tumoral CAIX expression (2-year RCC-SS: 80% ± 5% vs. 54% ± 12%, p=0.001, Fig. 2B) corresponding to a 70% decreased risk from RCC-specific death (95% CI, 0.14–0.64). Based on VHL mutational status and CAIX expression, we defined three distinct groups with regards to RCC-SS (p=0.002, Fig. 3). Patients with both VHL mutation and high CAIX yielded best survival (2-year survival: 86% ± 5%), while patients with either VHL mutation or high tumoral CAIX expression had intermediate prognosis (2-year survival 69% ± 8%). Finally, we were able to identify an aggressive tumor pattern in patients who had both low CAIX expression and the absence of VHL mutation; the median survival time for these patients was only 18 ± 6 months (2-year survival rate 45% ± 14%). In multivariate Cox regression analysis, CAIX expression, ECOG performance status, T stage, and presence of metastases achieved independent predictor status (Table 5).

Figure 2.

Figure 2

Figure 2

Cancer Specific Survival according to VHL mutational status (A) and CAIX expression (B), and combined (C) in 100 clear cell RCCs

Table 5.

Multivariate Cox regression model for prediction of RCC-SS

Covariate HR 95.0% CI p
ECOG PS (1 vs. 0) 3.16 1.10 9.07 0.032
T stage (T3/4 vs. T1/2) 3.17 1.13 8.90 0.029
Metastastic disease* 3.39 1.05 11.0 0.042
Grade (G3/4 vs. G1/2) 0.71 0.31 1.64 0.423
VHL mutation 1.39 0.59 3.31 0.455
High CAIX 0.33 0.14 0.79 0.013
*

N+M0 or NanyM1

DISCUSSION

The main findings of this study are that both CAIX expression and VHL mutational status are able to stratify patients with clear cell RCC into distinct groups with regards to clinicopathological variables and prognosis, with low CAIX expression and absence of VHL mutation being associated with a poor clinicopathological phenotype and diminished survival. Combination of CAIX expression and VHL mutational status further enhances prognostic stratification: patients with both VHL mutation and high CAIX expression have the most favorable prognosis, patients with either VHL mutation or high CAIX expression have intermediate prognosis, and patients with neither VHL mutation nor high CAIX expression have the worst prognosis. Our findings may have important implications for patient selection for targeted therapy.

VHL alteration and inactivation through mutation or hypermethylation occurs in more than 50% of sporadic clear cell RCCs (16). VHL alteration is directly linked to tumorigenesis via the hypoxia-induced pathway, which leads to over-expression of several important proteins such as VEGF and CAIX (32). The present study is the first that clearly associates VHL mutation with lower T stages, a lower propensity for nodal or distant metastases, a more favorable ECOG performance status and a lower rate of deaths from RCC. Univariate Cox proportional hazard analysis revealed a 50% decreased risk of death from RCC for patients with VHL mutation compared to those without. Our results are in accordance with the report of Yao et al. (16), who first presented a correlation of VHL mutation and better prognosis. In their series on 187 Japanese patients with sporadic clear cell RCC, VHL alteration was detected in 108 of 187 RCC tumor samples (58%). For TNM stage I–III, VHL alteration yielded significantly better cancer-free and cancer-specific survival times. Similarly, Parker et al. (33) demonstrated in a series of 273 clear cell RCCs that absence of pVHL detected by immunohistochemistry was associated with improved cancer-specific survival. Several studies, however, were not able to correlate VHL status to clinicopathological parameters (14) or prognosis (15), and others linked VHL alteration with more advanced tumor stages (13;34). These discrepancies may be partially explained by recruitment bias with an insufficient number of small low risk tumors being analyzed, inclusion of multiple histological subtypes, or the use of different methodology in that overall TNM grouping was analyzed and not separated into T, N, and M stages. Finally, usage of older and less prognostically relevant TNM classifications, and low statistical power due to small sample and group size may have also contributed to this discrepancy.

VHL alteration is intuitively believed to be associated with tumor aggressiveness (7). This belief was in part due to the fact that VHL alteration leads to stabilization of HIF-1α, which itself acts as a transcription factor for downstream genes responsible for angiogenesis, cancer progression, metastatic spread, glucose metabolism and resistance to hypoxia (35;36). Paradoxically, VHL mutation appears to be associated with lower TNM stages and improved survival. That might be explained by VHL independent activation of the hypoxia-induced pathway e.g. through hypoxia itself (37). Further, it is known that activation of other signal transduction pathways (e.g. the mTOR pathway, NF-kB, STAT-3, EGF-R) up-regulate HIF-1α expression (18;3840). It might therefore be possible that a small renal tumor that has involved only one tumorigenic pathway is less likely to be aggressive than an advanced tumor in which HIF-1α is activated by several different mechanisms. Moreover, genes activated by the VHL-HIF axis are heterogeneously impacting tumor biology and survival, which could also explain the association of VHL alteration and survival. For example, higher expression of VEGF-A, VEGF-C and their putative epithelial receptors VEGFR-1, VEGFR-2, and VEGFR-3 are all associated with more aggressive tumors and poorer survival (41). Conversely, higher expression of vascular cell adhesion molecule 1 (VCAM1), which is also up-regulated through the VHL-HIF axis, correlates with better outcome (42).

Likewise, CAIX has been linked to better prognosis for patients with metastatic RCC (25). CAIX is a transmembrane enzyme that regulates the pH value by catalyzing the reversible reaction of carbonic acid to carbon dioxide and water allowing tumors to accommodate to an acidic hypoxic environment (18). Thus, one would expect that tumors with high CAIX expression are better adapted on hypoxic conditions, allowing tumor growth, tumor cell survival, and metastatic spread ultimately leading to poorer prognosis. Indeed, studies indicate that high CAIX expression yields an aggressive tumor phenotype and poor prognosis in several cancers (19;20;23;24;4345). Paradoxically, the opposite has been shown for RCC (25;26), and no hypothesis can entirely explain this phenomenon. The landmark distinguishing RCC from other cancers is the VHL tumor suppressor gene is inactivated in the majority of clear cell renal cell carcinomas. In the majority of clear cell RCC, it is the underlying VHL inactivation, rather than the functional consequence of intratumoral hypoxia, that leads to high CAIX expression. RCC with inactivated VHL may have different pathways impacted, which control tumor growth, progression, and CAIX expression. Hence, the current data supports the concept that CAIX reflects VHL mutational status, and that VHL status is the major driver for the relationship between high CAIX expression and improved survival. It has been further proposed that high CAIX expression is associated with a greater spontaneous or cytokine related immune response leading to better outcome in some cases (26). The fact that immunotherapy with anti-CAIX antibodies shows clinical efficacy (46) reinforces this hypothesis.

Our study confirms that CAIX is regulated in part through VHL. CAIX expression was high (>85%) in 86% of the VHL mutated tumors; conversely, lower CAIX expression was observed in non VHL mutated tumors, probably due to the ability of pVHL to down regulate carbonic anhydrases via ubiquinization and proteasomal degradation of HIF-1α (47). In the present data, CAIX expression was homogeneous and uniformly expressed throughout tumoral epithelium irrespective of areas of hypoxia and necrosis, suggesting a constitutively up-regulated HIF pathway (48). However, CAIX was not entirely abolished suggesting an up-regulation independent of VHL. Taken together, targets of the hypoxia-induced pathway may have different abilities to promote or inhibit tumor growth and may therefore have a different prognostic impact. The divergent role of these up-regulated targets may be explained by other pathways.

It is expected that immunohistochemical and genetic profiling will guide intelligent patient selection for systemic therapy. Expanding on a finding in the study of Bui et al. (25), Atkins and colleagues (26) noted that CAIX expression strongly predicts response to IL-2 based immunotherapy in metastatic clear cell RCC. Thus, patients with high CAIX expression may be appropriate candidates for IL-2 based immunotherapy. Moreover, since combination of CAIX and VHL mutational status improved risk group stratification in the present study, utilization of both CAIX expression and VHL mutation status could further enhance patient selection.

Since VHL alteration leads to over-expression of VEGF and PDGF, patients with VHL alteration may be more susceptible for tyrosine kinase inhibitors such as sorafenib and sunitinib. Recently, Rini et al. (49) evaluated the relevance of the VHL status in 43 patients with metastatic RCC receiving VEGF-targeted therapy. Although median survival was longer in patients with VHL mutation or hypermethylation, no significant association with objective response and tumor shrinkage was observed. However, patient numbers were small and various drugs were evaluated, which may have hindered valid statistical analyses. The relationship between VHL status and response to tyrosine kinase inhibitors remains therefore unclear and needs further investigation.

Some limitations of this study have to be addressed. We investigated a relatively small series of 100 patients with clear cell RCC. Consequently, subgroups are limited in size, which may explain why we were not able to demonstrate an independent prognostic value for CAIX, as observed previously (25). Secondly, we analyzed VHL alteration by mutational analysis only, therefore ignoring deletions and promoter hypermethylation. Of note, we found 28 patients with no VHL mutation and high CAIX expression. These tumors might correspond to VHL promoter hypermethylation which detection rate is close to 20% in the literature (13). Therefore, it is plausible that the correlation between VHL and CAIX is potentially better than the one we presented here.

CONCLUSIONS

CAIX expression and VHL mutational status are able to stratify patients with clear cell RCC into distinct groups with regards to clinicopathological variables and prognosis, with low CAIX expression and absence of VHL mutation being associated with a poor clinicopathological phenotype and diminished survival. Patients with both VHL mutation and high CAIX expression have the most favorable prognosis, patients with either VHL mutation or high CAIX expression have intermediate prognosis, and patients with neither VHL mutation nor high CAIX expression have the worst prognosis. Our findings may have important implications for patient selection for targeted therapy.

Acknowledgments

Short title: CAIX and VHL status in kidney cancer

NIH grant K23CA095151-01

Abbreviations

VHL

von Hippel-Lindau

CAIX

carbonic anhydrase IX

RCC

renal cell carcinoma

RCC-SS

renal cell carcinoma specific survival

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