Abstract
The prefrontal cortex (PFC), a key brain region controlling cognition and emotion, is strongly influenced by stress. While chronic stress often produces detrimental effects on these measures, acute stress has been shown to enhance learning and memory, predominantly through the action of corticosteroid stress hormones. We used a combination of electrophysiological, biochemical, and behavioral approaches in an effort to identify the cellular targets of acute stress. We found that behavioral stressors in vivo cause a long-lasting potentiation of NMDAR- and AMPAR-mediated synaptic currents via glucocorticoid receptors (GRs) selectively in PFC pyramidal neurons. This effect is accompanied by increased surface expression of NMDAR and AMPAR subunits in acutely stressed animals. Furthermore, behavioral tests indicate that working memory, a key function relying on recurrent excitation within networks of PFC neurons, is enhanced by acute stress via a GR-dependent mechanism. These results have identified a form of long-term potentiation of synaptic transmission induced by natural stimuli in vivo, providing a potential molecular and cellular mechanism for the beneficial effects of acute stress on cognitive processes subserved by PFC.
Keywords: AMPA receptors, corticosterone, NMDA receptors
In response to stress, the brain recruits many neuronal circuits to adapt to the demand, leading to the activation of hypothalamic-pituitary-adrenocortical (HPA) axis, and the production of adrenal corticosterone (cortisol in humans), the major stress hormone (1). Corticosterone exerts its cellular effects by acting on mineralocorticoid receptors (MRs) and glucocorticoid receptors (GRs). Importantly, stress hormones have both protective and damaging effects on the body (2). In situations of acute stress, they are essential for adaptation and maintenance of homeostasis, while in response to chronic and repeated stress, they can produce wear and tear on the body (3). Consistently, behavioral studies have found that moderate acute stress facilitates classical conditioning and associative learning (4, 5), in contrast to the chronic stress-induced deficits in spatial and contextual memory performance and attentional control (6, 7). Studies in young human subjects have also shown that glucocorticoids play a positive role in memory functions (8). Thus, it has been proposed that the opposing effects that stress has on learning depend on the relative timing of the events (5). Specifically, stress within the context of a learning situation leads to the release of corticosteroids, resulting in focused attention and improvements in memory (5). It has also been suggested that there exists an “inverted U” relationship of stress to cognitive function (9–11), such that a moderate level of glucocorticoids has pro-cognitive effects, while too low or too high glucocorticoid levels are detrimental to cognitive processing (12).
Given the strong impact of stress hormones on cognition and emotion, it is important to understand the neuronal basis underlying their actions in the brain. One of the primary targets of stress hormones is the prefrontal cortex (PFC) (3), a brain region critical for working memory, executive function and extinction of learning (13). Despite previous reports showing the structural remodeling and behavioral deficits in PFC by chronic stress (7, 14), the action of stress (particularly acute stress) and stress hormones on PFC synaptic functions remains elusive.
It has been proposed that glutamate receptor-mediated synaptic transmission that controls recurrent excitation within networks of PFC neurons is crucial for working memory (15, 16). Dysfunction of glutamatergic transmission is considered the core feature and fundamental pathology of stress-related mental disorders with impaired working memory (17, 18). Thus, we speculate that NMDARs and AMPARs are potential targets of stress hormones critically involved in the regulation of PFC functions. In agreement with this, we found that acute stress induced a robust and sustained potentiation of glutamate receptor surface expression and excitatory synaptic currents in PFC pyramidal neurons, as well as a significant facilitation of performance on a behavioral task that involves PFC-mediated working memory (19). Stress-induced alterations of glutamatergic transmission in PFC may present a key mechanism by which stress influences cognitive processes.
Results
Acute Stress Produces a Long-lasting Potentiation of Glutamatergic Transmission in PFC Pyramidal Neurons via the Activation of Glucocorticoid Receptors.
To test the impact of acute stress on PFC pyramidal neurons, we exposed animals to various types of stressors, such as forcing rats to swim for 20 min (20), restraining rats in a small compartment for 2 h (21), or placing rats on an elevated platform for 20 min (22). As shown in Fig. 1A, acute forced-swim stress substantially enhanced the amplitude of NMDAR-EPSC (control: 197 ± 15 pA, n = 14; swim stress: 425 ± 20.5 pA, n = 15, P < 0.001, ANOVA) and AMPAR-EPSC (control: 58.6 ± 4.4 pA, n = 12; swim stress: 98.8 ± 3.7 pA, n = 12, P < 0.001, ANOVA). Similarly, acute restraint stress (Fig. 1B) or elevated-platform stress (Fig. 1C) also induced a significant potentiation of NMDAR-EPSC (control: 127 ± 10.6 pA, n = 13; restraint stress: 319 ± 25.4 pA, n = 18, P < 0.001, ANOVA; control: 154.5 ± 12.8 pA, n = 12; platform stress: 385.6 ± 26.3 pA, n = 10, P < 0.001, ANOVA) and AMPAR-EPSC (control: 52.5 ± 3.8 pA, n = 17; restraint stress: 115 ± 7.7 pA, n = 16, P < 0.001, ANOVA; control: 53.4 ± 6.9 pA, n = 9; platform stress: 99 ± 8.6 pA, n = 10, P < 0.001, ANOVA). Moreover, a single injection of corticosterone (which mimics acute stress-induced levels; 20 mg/kg, Fig. 1D), significantly increased NMDAR-EPSC (saline: 168 ± 11 pA, n = 16; cort: 361 ± 23.6 pA, n = 16, P < 0.001, ANOVA) and AMPAR-EPSC (saline: 65 ± 5.7 pA, n = 14; cort: 141 ± 10.1 pA, n = 18, P < 0.001, ANOVA). Together, these data suggest that the effect of acute stressors is mediated by corticosterone.
To determine whether the enhancement of PFC glutamatergic signaling in acutely stressed animals is correlated with the elevated level of adrenal corticosteroid hormones, we performed radioimmunoassays to measure corticosterone levels in animals exposed to different stressors. As shown in Fig. 1E, compared to unstressed control animals, animals exposed to the forced swim stress, acute restraint stress, or elevated platform stress had significantly higher blood concentrations of corticosterone (7–9-fold increase, n = 4 pairs for each stressor, P < 0.001, ANOVA). Compared to saline injected animals, one-time i.p. injection of corticosterone (20 mg/kg) also significantly elevated the blood concentration of corticosterone examined at 30-min postinjection (n = 3 pairs, P < 0.001, ANOVA).
Corticosterone Acts through Glucocorticoid or Mineralocorticoid Receptors (23).
To assess which corticosterone-activated receptor mediates the effect of acute stress on glutamatergic transmission, we injected (i.p.) animals with the GR antagonist RU486 or the MR antagonist RU28318 (both 10 mg/kg, 30 min before forced-swim stress). As shown in Fig. 1F, the enhancing effect of acute stress was abolished by RU486 injection (NMDAR-EPSC: 194 ± 11.7 pA, n = 15; AMPAR-EPSC: 57.3 ± 3.5 pA, n = 16), but not by RU28318 injection (NMDAR-EPSC: 385.5 ± 28.9 pA, n = 10; AMPAR-EPSC: 124.5 ± 9.9 pA, n = 12). This suggests that GRs mediate the effect of acute stress on glutamatergic transmission in PFC pyramidal neurons.
To test the regional specificity of the effect of acute stress, we also examined glutamatergic transmission in the basal ganglia. As shown in Fig. S1, in medium spiny neurons of the striatum, acute stress did not significantly alter NMDAR-EPSC (control: 101.7 ± 7.6 pA, n = 11; swim stress: 116.0 ± 9.4 pA, n = 11) or AMPAR-EPSC (control: 69.2 ± 6.4 pA, n = 12; swim stress: 66.0 ± 7.6 pA, n = 12).
To test the pre- vs. postsynaptic nature of the effect of acute stress, we measured the paired-pulse ratio (PPR) of NMDAR-EPSC and AMPAR-EPSC, a readout that is affected by presynaptic transmitter release. As shown in Fig. 2A and B, PPR was not significantly different in PFC pyramidal neurons from control vs. acutely stressed animals (NMDAR-EPSC PPR: control: 2.01 ± 0.07, n = 12; swim stress: 1.90 ± 0.06, n = 12; AMPAR-EPSC PPR: control: 1.65 ± 0.04, n = 10; swim stress: 1.63 ± 0.05, n = 10). Next, we measured miniature EPSC (mEPSC), a response from quantal release of single glutamate vesicles. As shown in Fig. 2C and D, the mEPSC amplitude was significantly (P < 0.001, ANOVA) increased in PFC slices from animals exposed to forced-swim stress, while mEPSC frequency was largely unchanged (control: 14.9 ± 0.64 pA, 2.7 ± 0.16 Hz, n = 7; stressed: 27.8 ± 1.2 pA, 2.9 ± 0.23 Hz, n = 8). These lines of evidence suggest that the stress-induced enhancement of glutamatergic transmission is likely through modifying postsynaptic NMDA and AMPA receptors but not presynaptic glutamate release.
Acute Stress Increases the Surface Levels of NMDAR and AMPAR Subunits in PFC Slices.
The enhancement of glutamatergic transmission by acute stress could result from increased delivery of glutamate receptors to the surface or new synthesis of glutamate receptors. To address which is the potential underlying mechanism, we performed surface biotinylation and western blotting experiments to detect the surface and total level of NMDAR and AMPAR subunits. As shown in Fig. 3A–C, animals exposed to forced-swim stress showed a significant increase in surface NR1, NR2A, and NR2B subunits of NMDA receptors examined at 1–4 h or 24-h poststress (NR1: ≈3-fold of control; NR2A: ≈2-fold of control; and NR2B: ≈2.2-fold of control, P < 0.001, ANOVA). Similar increases were found in surface GluR1 and GluR2 subunits of AMPA receptors in stressed animals (GluR1: ≈2.3-fold of control; GluR2: ≈2.1-fold of control; P < 0.001, ANOVA). The total level of these receptor subunits remained similar in control vs. stressed animals, which rules out the possibility of new glutamate receptor synthesis in response to acute stress. Stressed animals examined 5-days poststress showed no difference in the surface level of NMDAR or AMPAR subunits. No changes were detected in the surface level of GABAAR β2/3 subunits. Moreover, surface NMDAR and AMPAR subunits were unchanged in striatal slices from control vs. stressed animals examined at 1–4-h poststress (Fig. S2), consistent with the lack of changes in NMDAR-EPSC and AMPAR-EPSC in striatal medium spiny neurons from stressed animals (Fig. S1). These results suggest that acute stress selectively increases the surface level of NMDAR and AMPAR subunits in PFC, which may account for the potentiation of NMDAR- and AMPAR-mediated synaptic responses in PFC pyramidal neurons.
Animals Exposed to Moderate Acute Stress Show Enhanced Working Memory.
To determine physiological consequences of the acute stress-induced potentiation of glutamatergic transmission in PFC, we examined working memory, a key function relying on glutamatergic transmission of the PFC network (15, 16), in animals exposed to acute stress. A well-established protocol for PFC-mediated working memory, the delayed alternation task in the T-maze (24), was used. Animals were trained to achieve 60–70% correctness for 2 consecutive days in pretest trials, and then half of them were exposed to an acute stressor, followed by the paired measurement of delayed alternation tasks. As shown in Fig. 4A, animals exposed to the forced-swim stress performed significantly better when examined at 4-h poststress (control: 66.0 ± 3.2% correct, n = 7; stressed: 78.0 ± 3.9% correct, n = 7, P < 0.01, ANOVA) or 1-day poststress (control: 61.0 ± 3.6% correct, n = 7, stressed: 85.0 ± 1.9% correct, n = 7, P < 0.01, ANOVA). This difference disappeared at 2-day poststress (control: 63.0 ± 3.6% correct, n = 7, stressed: 68.0 ± 3.1% correct, n = 7). Except for the correctness, other parameters, such as the completion (run) time and locomotor activity, were not significantly different between control vs. stressed groups (run time: 17.9 ± 3.3 s for control; 17.7 ± 2.4 s for stressed; locomotor activity by measuring the number of crossing a line within 3 min: 19 ± 2.8 times for control; 20.8 ± 2.3 times for stressed; n = 8 pairs). These results indicate that acute stress facilitates this measure of working memory within the time frame of a few hours to 1 day.
To test whether acute stress enhances working memory via GR signaling, we injected (i.p.) animals with RU486 (10 mg/kg) 30 min before the stress procedure, and compared behavioral performance at 4-h or 1-day poststress. As shown in Fig. 4B, acutely stressed animals injected with saline showed better performance in the delayed alternation task (pretest: 61.0 ± 4.8% correct, 4-h poststress: 76.0 ± 1.6% correct, 1-day poststress: 82.0 ± 2.2% correct, n = 5, P < 0.01, ANOVA). Injection of RU486 abolished the enhancing effect of acute stress on working memory (pretest: 65.0 ± 4.3% correct, 4-h poststress: 62.0 ± 3.1% correct, 1-day poststress: 60.0 ± 4.5% correct, n = 5). These data suggest that the acute stress-induced enhancement of working memory is mediated by GR activation.
To assess whether exposure to acute stress increases depression or anxiety-related behavior in rats, we performed the tail-suspension test and the open-field test, 2 well-established paradigms for depression and anxiety, respectively (25), in animals after the forced-swim stress. As shown in Fig. 4 C and D, the duration of immobility in the tail-suspension test was not significantly different in control vs. stressed animals examined at 4-h poststress (control: 1.93 ± 0.14 min; stressed: 1.96 ± 0.15 min) or 24-h poststress (control: 1.9 ± 0.28 min; stressed: 1.9 ± 0.25 min, n = 5 pairs). Moreover, stressed rats spent similar amounts of time in the center in the open-field test examined at 4-h poststress (control: 0.99 ± 0.19 min; stressed: 0.99 ± 0.11 min) or 24-h poststress (control: 0.94 ± 0.12 min; stressed: 0.95 ± 0.13 min, n = 5 pairs). These data suggest that acute stress is not sufficient to induce depression or anxiety in rats, at least at the time points examined.
Discussion
Cortisol (corticosterone in rodents), the major stress hormone, serves as a key controller for neuronal responses that underlie behavioral adaptation, as well as maladaptive changes that lead to cognitive and emotional disturbances in stress-related mental disorders, such as depression, anxiety, and posttraumatic stress disorder (PTSD) (1–3). In contrast to hippocampus (6), the role of corticosterone in the PFC, a region known to be affected by stress (26), has not been well studied (3). Here we demonstrate that acute stress induces a significant potentiation of glutamatergic transmission in PFC, which is likely caused by elevated levels of surface NMDAR and AMPAR subunits. Since working memory is thought to arise from spatially tuned, recurrent excitation within networks of PFC neurons (15), the acute stress-induced enhancement of PFC glutamatergic transmission could directly impact on the activity of PFC circuits and therefore working memory performance. In agreement with this, we demonstrate that performance in a PFC-mediated working memory task is enhanced in animals exposed to acute stress. This finding fits well with studies of glucocorticoid facilitation of working memory in young humans (8). Consistent with the beneficial effect of cortisol in young participants, inhibition of cortisol synthesis in older human subjects has been found to impair memory, which is reversed by restoring normal cortisol levels (27). The increased excitatory synaptic strength of PFC pyramidal neurons revealed in our study could also underlie the acute stress-elicited increase in PFC activity revealed from fMRI studies of human subjects (28), which is thought to be necessary to mediate cognitive processes for maintaining organized and complex human behavior.
The role of stress in the modulation of learning (both contextual and spatial), memory (both working and long-term), and emotionality is an area with a rich history (1, 12). An important concept that has been put forward is that glucocorticoids can both promote and inhibit the neural substrates and behavioral outputs of many aspects of cognition and emotion. Prior work has shown that the hippocampus is subject to biphasic effects of stress and glucocorticoids on synaptic plasticity and memory (9, 12, 29, 30), which is complemented by demonstration of the biphasic effects on contextual fear conditioning (10). Object recognition memory that involves hippocampal as well as prefrontal cortical function also shows a biphasic effect of glucocorticoids (11).
The present study highlights the positive effects of glucocorticoids and acute mild stress on the function of the PFC, at both cellular and behavioral levels. It is necessary to realize, however, that the severity of the stressor is of central importance. Arnsten and colleagues have demonstrated that more severe acute stressors or pharmacological treatments that may mimic some aspects of the stress response (e.g., adrenergic tone, or excessive activation of dopamine receptors) can impair working memory (31). Such seemingly dichotomous results may be partially explained by considering the effects of stress and glucocorticoids in the context of an inverted “U”-shaped curve, where too little or too much glucocorticoid activity can have negative effects on learning, memory and their neural underpinnings (8–12, 27). Similarly, the context of the stressor is also important when considering pro- or anti-cognitive effects of glucocorticoids and stress. For instance, the elegant work of Okuda has demonstrated that arousal is a necessary component of the positive effects of glucocorticoids on object recognition memory (11).
It is also critical to further consider the role of timing in glucocorticoid modulation of memories. As the work of Diamond and coworkers and their “temporal dynamics” model has shown, emotionally charged learning experiences have a rapid activation of the amygdala and hippocampus, thus promoting the formation of memories of the experience. Shortly thereafter, plasticity in these regions seems to be actively reduced, perhaps to facilitate the consolidation of the newly acquired memories (32). The complexity of the cognitive task is also an important element to incorporate when considering the effects of stress on performance. While performance on relatively simple, focused, tasks may be improved by some level of stress, on the other hand, complex tasks, involving many cues, can be negatively impacted by stress (32). It highlights the importance of multiple, integrative systems in the determining of the directionality of stress effects on memory and cognition.
Therefore, one must consider the role of stress in the modulation of cognitive processes as being determined by the inverted “U”-shaped curves, the larger context of stressors in terms of arousal and emotionality, the temporal relationship, and the difficulty of memory tasks. The present results suggest that acute stress, via GR activation, is able to positively modulate PFC-mediated cognitive process by enhancing glutamate receptor trafficking and excitatory synaptic transmission in this region. The positive effects of stress and corticosterone may be further influenced by other neural structures and environmental context.
Materials and Methods
Stress Paradigm.
Prepubertal (25–28 days of age) SD male rats were exposed to acute stressors of diverse types. All experiments were performed with the approval of the Institutional Animal Care and Use Committee (IACUC) of the State University of New York at Buffalo. For the forced-swim stress (20), rats were placed in a cylindrical glass tank (24.5 cm high × 18.5 cm diameter) filled with water to a depth of 20 cm. Rats were forced to swim in warm water (23–25 °C) for 20 min. For the acute restraint stress (21), rats were placed in air-assessable cylinders for 2 h. The size of the container was similar to the size of the animal, which made the animal almost immobile in the container. For the elevated-platform stress (22), rats were placed on an elevated platform (20 × 20 cm) for 20 min.
Electrophysiological Recording in Slices.
The whole-cell voltage-clamp recording technique was used to measure synaptic currents in rat layer V medial PFC (mPFC) pyramidal neurons as previously described (33, 34). To minimize experimental variations between cells, the following criteria were used: (1) stimulating electrode delivering the same intensity of short pulses was positioned at the same location from the cell under recording; (2) layer V mPFC pyramidal neurons with comparable membrane capacitances were selected; (3) recordings from control vs. stressed animals were interleaved throughout the course of all experiments (See SI Materials and Methods for details).
Radioimmunoassays for Corticosterone Measurement.
After exposure to an acute stress procedure, or being injected with corticosterone, rats were rapidly decapitated. Unstressed control rats were killed in parallel, under the very same conditions. Trunk blood samples were collected in BD Vacutainer K3 EDTA-coated test tubes and spun down at 4 °C in a refrigerated centrifuge. Plasma was removed and stored at −20 °C. Corticosterone measurements were made using the Coat-A-Count kit (Diagnostic Products Co.), and reported as ng/mL. The assay provided a coefficient of variation of 3.30%, with a lower limit of detectability at 11.239 ng/mL.
Biochemical Measurement of Surface-Expressed Receptors.
Surface receptors in PFC slices were detected with Sulfo-NHS-LC-Biotin (Pierce Chemical Co.) as previously described (34). Quantitative western blots were performed on both total and biotinylated (surface) proteins using antibodies against NR1 (1:1,000, Chemicon), NR2A, NR2B (both 1:500, Upstate), GluR1 (1:500, Santa Cruz), GluR2 (1:500, Chemicon), or GABAAR β2/3 subunits (1:500, Chemicon). See SI Materials and Methods for details.
Behavioral Tests.
To test working memory, the T-maze delayed alternation task (24) was used with minor modifications. Rats (3–4 weeks, ≈100 g) were subjected to restricted diet and maintained at approximately 85% of their original weight for 1 week. They were habituated to a T-maze until they voluntarily ate a sucrose pellet placed at the end of each arm. On the first trial, animals were rewarded for entering either arm. Thereafter, for a total of 11 trials per session, animals were rewarded only if they entered the arm opposite to the one that was previously chosen. Between trials the choice point was wiped with alcohol to remove olfactory cues. In the initial 1–2 training sessions, the delay between trials started at 5 s, and was subsequently raised in 5-s intervals. In the later training sessions, the delay was fixed at 30 s, and animals were examined daily until establishing baseline performance of 60–70% correct for 2 consecutive days. The first trial was never included in assessing performance. On the following day, animals were exposed to 20-min forced-swim stress, and tested with the delayed alternation task (delay: 30 s) at 4-h poststress and 1-day poststress. Non-stressed control animals were tested in parallel. Behavioral experimenters were blind to the treatments that animals received. Tail-suspension and open-field tests were performed as described before (25) (see SI Materials and Methods for details).
Supplementary Material
Acknowledgments.
We thank Xiaoqing Chen and Jing Wei for excellent technical support. This work was supported by National Institutes of Health grants to Z.Y., and a National Alliance for Research on Schizophrenia and Depression (NARSAD) Young Investigator Award to E.Y.Y.
Footnotes
The authors declare no conflict of interest.
This article contains supporting information online at www.pnas.org/cgi/content/full/0906791106/DCSupplemental.
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