Abstract
The prefrontal cortex r regulates behavior, cognition, and emotion by using working memory. Prefrontal functions are impaired by stress exposure. Acute, stress-induced deficits arise from excessive protein kinase C (PKC) signaling, which diminishes prefrontal neuronal firing. Chronic stress additionally produces architectural changes, reducing dendritic complexity and spine density of cortico-cortical pyramidal neurons, thereby disrupting excitatory working memory networks. In vitro studies have found that sustained PKC activity leads to spine loss from hippocampal-cultured neurons, suggesting that PKC may contribute to spine loss during chronic stress exposure. The present study tested whether inhibition of PKC with chelerythrine before daily stress would protect prefrontal spines and working memory. We found that inhibition of PKC rescued working memory impairments and reversed distal apical dendritic spine loss in layer II/III pyramidal neurons of rat prelimbic cortex. Greater spine density predicted better cognitive performance, the first direct correlation between pyramidal cell structure and working memory abilities. These findings suggest that PKC inhibitors may be neuroprotective in disorders with dysregulated PKC signaling such as bipolar disorder, schizophrenia, post-traumatic stress disorder, and lead poisoning—conditions characterized by impoverished prefrontal structural and functional integrity.
Keywords: bipolar disorder, post-traumatic stress disorder, working memory, chelerythrine, lead poisoning
The prefrontal cortex is the most highly evolved brain region and is essential for the intelligent regulation of attention, action, and emotion by representational knowledge. The ability to represent information is often referred to as working memory or the “mental sketch-pad”. Networks of prefrontal cortical neurons interconnect on dendritic spines to maintain information in working memory (1, 2). However, the prefrontal cortex is also the brain region that is most sensitive to the detrimental effects of stress. Even mild acute, uncontrollable stress rapidly impairs prefrontal functions in animals (3–5) and humans (6), whereas regions such as the hippocampus require more severe or prolonged stress to show functional changes (7, 8). Acute stress impairs prefrontal cortical function through a cascade of events: There is a large increase in catecholamine release in the prefrontal cortex, which in turn leads to high levels of cyclic adenosine monophosphate (cAMP) and protein kinase C (PKC) intracellular signaling, which reduce prefrontal neuronal firing, and rapidly impair working memory (9, 10).
When stressors are repeated over many days and weeks, there are further architectural changes in the prefrontal cortex: a retraction of dendrites and a loss of spine density (11–15). These dendritic changes are associated with impaired prefrontal cortical attentional set-shifting in rats and, it is likely, in human subjects as well (16, 17). Dendritic changes in the prefrontal cortex can occur with repeated exposure to even mild stressors (18, 19), indicating that this region is remarkably sensitive to chronic stress as well as to acute stress. Dendritic changes are evident in layer II/III pyramidal cells, which form the networks subserving representational knowledge (1), and particularly in distal apical dendrites (11). However, the molecular changes underlying this spine loss are not yet understood.
It is likely that many molecular “culprits” contribute to architectural changes in prefrontal neurons during chronic stress. One likely candidate contributing to dendritic spine loss is PKC intracellular signaling, as in vitro studies of hippocampal cell cultures have shown that elevated PKC signaling induces spine collapse through disruption of the actin cytoskeleton (20). Excessive PKC signaling also has immediate clinical relevance, as either genetic or environmental insults can overactivate this pathway. As illustrated in Fig. 1, several molecules that normally inhibit PKC signaling are genetically altered and/or dramatically reduced in patients with mental illness who have impaired prefrontal function. The bipolar disorder genome has recently identified alterations in diacylglycerol (DAG) kinase eta (DGKH) (21, 22), which encodes for the kinase that normally inhibits DAG activation of PKC signaling. Loss of function of DGKH in bipolar disorder would lead to excessive PKC signaling, as has been reported previously (23). Another key factor is regulator of G protein signaling 4 (RGS4), which normally inhibits Gq signaling (Fig. 1). RGS4 levels are greatly reduced in the prefrontal cortex of patients with schizophrenia (24). It is noteworthy that pharmacological treatments for both bipolar disorder and schizophrenia indirectly inhibit PKC signaling: Lithium indirectly reduces PKC activity by inhibiting inositol monophosphatase, whereas atypical antipsychotics block α1 adrenoceptors (α1-ARs) and 5HT2 receptors that are coupled to Gq signaling (25–29).
Environmental factors can also activate PKC signaling and result in prefrontal impairment. For example, lead can mimic calcium (Ca2+) and potently activate PKC (Fig. 1). Lead poisoning is associated with prefrontal deficits including altered attention regulation and behavioral disinhibition in animals (30, 31) and humans (32–34). Exposure to a traumatic stressor can lead to post-traumatic stress disorder (PTSD), which is associated with weakened medial prefrontal function (35). Importantly, PTSD, lead poisoning, schizophrenia, and bipolar disorder are all associated with prefrontal gray matter loss (10), and where studied, dendritic spine loss from prefrontal pyramidal neurons (36). Recent data indicate that lithium can rescue prefrontal gray matter in bipolar disorder (37–40) and restore stress-induced dendritic retraction in rat hippocampi (8), suggesting that PKC signaling may contribute to architectural changes in patients with mental illness. Thus, there is immediate clinical significance to determining whether PKC signaling contributes to prefrontal dendritic spine loss in vivo.
The current study used the chronic restraint stress paradigm previously shown to alter prefrontal dendritic morphology and function in rats (11, 13, 17), and examined whether chronic treatment with the PKC inhibitor, chelerythrine (CHEL), before daily stress would rescue prefrontal cognition and spine density. Systemic administration of CHEL has previously been shown to be effective in reversing the biochemical and cognitive effects of acute stress on PKC signaling (9). The current study reports that treatment with daily CHEL rescued both working memory and dendritic spine density from the detrimental effects of chronic stress exposure.
Results
PKC Inhibition Rescues Stress-Induced Working Memory Impairment.
Rats were exposed to a restraint stress paradigm (21 days, 6 h/day) that induces distal apical dendritic retraction and spine loss in layer II/III pyramidal neurons in the medial prefrontal cortex (11, 13, 17). Half of the stressed animals received vehicle and half received CHEL (1.0 mg/kg, s.c.), daily, before stress exposure. Nonstressed controls also received vehicle or CHEL daily. All rats had been pretrained on a spatial delayed alternation task in a T maze to an equivalent level of performance, and were then tested prior to drug/stress treatment each day. This task requires working memory as well as behavioral inhibition and the ability to overcome distraction, and necessitates an intact medial prefrontal cortical function in rats (41). Rats were assessed for cognitive ability 10 times over the 21 days and were rapidly anesthetized and killed following the last test session. The prelimbic cortex was dissected and processed by using the rapid Golgi technique for analysis of apical dendritic morphology and spine density in layer II/III pyramidal cells.
Exposure to stress induced a dramatic and progressive loss of delayed alternation performance in vehicle-treated rats, growing more pronounced over the duration of the stress (Fig. 2 A–D). As animals were tested before the daily stress session, these impairments reflect the accumulating effects of chronic stress rather than an immediate response to an acute stress. Inhibition of PKC intracellular signaling with daily CHEL treatment (administered after testing) rescued delayed alternation performance in stressed rats. Repeated-measures ANOVA indicated significant group effects for the entire 10 sessions (F (3, 27) = 15.25, P < 0.0001) as well as for the early (first two test sessions, F (3, 27) = 3.21, P = 0.039), middle (middle two test sessions, F (3, 27) = 8.13, P = 0.001) and late (last two consecutive test sessions, F (3, 27) = 22.65, P < 0.0001) phases of the stress. Tukey HSD tests indicated that, for each of these four time points, vehicle-treated stressed rats performed significantly worse than nonstressed rats, whereas CHEL-treated stressed rats were at no time significantly different from nonstressed rats. The beneficial effect of CHEL treatment was most pronounced in the late phase of the stress when dendritic changes are observed (11, 13, 17). Specifically, stressed rats receiving CHEL performed significantly better than stressed rats receiving vehicle over the last two days of the stress paradigm (stress+vehicle, 34.8 ± 6.5% correct; stress+chel, 73.0 ± 5.7% correct; P < 0.0001; Fig. 2C).
Impaired working memory performance was accompanied by an increase in perseveration in stressed, vehicle-treated rats. Perseveration was defined as the mean number of consecutive errors (CE) per test session. ANOVA indicated significant group effects for the entire 10 sessions (F (3, 27) = 9.46, P < 0.0001) as well as for the last two days of testing (F (3, 27) = 16.02, P < 0.0001; Fig. 2E). Perseveration is consistent with PFC dysfunction (42, 43) and was most pronounced when the most significant stress-induced working memory deficits were observed (Fig. 2C). Similar to overall working memory performance, perseveration was rescued in stressed animals treated with CHEL (10 sessions: stress+vehicle, 3.88 ± 0.67 CE; stress+chel, 2.21 ± 0.45 CE; Tukey HSD, P < 0.0001; last 2 sessions: stress+vehicle, 5.71 ± 1.05 CE; stress+chel, 1.87 ± 0.43 CE; Tukey HSD, P < 0.0001; Fig. 2E).
To address the specificity of the stress response to prefrontal cognitive abilities, a separate group of rats was exposed to the same stress paradigm but tested on a spatial discrimination task in the same test apparatus. The spatial discrimination task requires similar motivational, locomotor, and spatial abilities as delayed alternation but does not require an intact prefrontal cortex (44). Chronic stress exposure had no effect on performance of this control task, indicating that deficits observed on the delayed alternation task represent prefrontal-specific cognitive deficits (Fig. 2F).
Stress-Induced Atrophy of the Apical Dendrite.
Dendritic morphology and spine density were evaluated in five-layer II/III pyramidal neurons from the prelimbic cortex of each cognitively characterized animal. The apical dendrite was completely reconstructed to allow for measurements of dendritic length and branching. Soma size and distance from pial surface was not significantly different between groups.
Comparisons of vehicle-treated groups replicated earlier findings (11, 13, 14). Stressed, vehicle-treated animals had reduced apical dendritic length (no-stress, 931.0 ± 59.6 μm; stress, 715.4 ± 20.8 μm; F (1, 12) = 11.27; P = 0.006; Fig. 3A), and reduced apical dendritic branch intersections (no-stress, 20.33 ± 1.02 intersections; stress, 17.64 ± 0.53 intersections; F (1, 12) = 6.22; P = 0.028; Fig. 3B). Also similar to previous reports (13, 14), sholl analysis indicated atrophy at 90 μm from the soma and a trend of reductions in more distal portions of the apical dendrite (Fig. 3 D–F). This replication indicates that training, testing, and husbandry variations do not mitigate the stress response. Further, these results indicate that Golgi impregnation and intracellular cell loading (13, 17) yield comparable results.
Although group effects for dendritic length and branch intersections did not reach significance, total apical dendritic length tended to be increased in the stressed rats receiving CHEL (Fig. S1). Given that PKC modulates actin (20, 45), we hypothesized that it would specifically rescue spines but not dendrites. It is possible that when large numbers of spines are affected (see Fig. 4 A and C), changes in the associated dendrites are triggered as well.
PKC Inhibition Rescues Chronic Stress-Induced Distal Dendritic Spine Loss.
Dendritic spines were quantified in five regions of the dendrite (see Methods). Similar to previous reports (11, 19), stress significantly reduced apical spine density 200 μm from the center of the soma (no-stress, 1.52 ± 0.03 spine/μm; stress, 1.32 ± 0.04 spines/μm; Fig. 4A) but did not have significant effects on more proximal portions of the apical dendrite (e.g., <70 μm from the center of the soma; Fig. 4B) nor on the basal dendrite. Comparisons across all four groups by using repeated-measures ANOVA indicated group differences for distal apical spines only (F (3, 25) = 6.407; P = 0.002). As illustrated in Fig. 4 A and C, CHEL-treated, stressed rats had a significantly higher density of apical dendritic spines 200 μm from the center of the soma than did vehicle-treated, stressed rats (stress+vehicle, 1.32 ± 0.04 spines/μm; stress+CHEL, 1.43 ± 0.03 spines/μm; P = 0.043).
CHEL was most effective in reversing stress-related cognitive deficits in the late phase of the stress paradigm (Fig. 2 C and D) when these morphological measures were obtained. To determine whether there was a correlation between spine density and cognitive performance, Pearson's tests were used. We observed a highly significant correlation between mean apical dendritic spine density (averaged across all five neurons within one animal) and mean delayed alternation performance over last two days of the study (r = 0.636, P < 0.0001, Fig. 4D). Stressed rats with the lowest spine density had the worst cognitive performance, whereas those receiving CHEL—and the nonstressed rats—had higher spine density and better cognitive performance. Spine density in more proximal regions of the apical dendrite did not correlate with behavior (r = 0.222, P = 0.248, Fig. 4E). Interestingly, proximal basal spine density, which was unaffected by stress or CHEL treatment, showed a significant, albeit weaker, relationship with spatial delayed alternation performance (r = 0.431, P = 0.02). The magnitude of the correlation between cognitive performance and proximal basal spine density was less than one-half the magnitude of the correlation between cognitive performance and distal apical spine density (Fig. 4D).
Discussion
The current study used a chronic stress paradigm to begin to examine the molecular mechanisms underlying dendritic spine loss in the prefrontal cortex. Loss of prefrontal gray matter and dendritic spines in patients with mental illness likely contributes to profound prefrontal deficits, and the stress model provides an excellent opportunity to study the signaling events that contribute to these devastating changes. The present study focused on the role of PKC intracellular signaling, as experiments have shown that sustained increases in PKC activity lead to spine loss in hippocampal cultures (20). We found that daily, systemic treatment with the PKC inhibitor CHEL rescued prefrontal spine density and working memory from the detrimental effects of chronic stress exposure.
Chronic Stress Impairs Prefrontal Cortex Structure and Function.
This study used a chronic restraint stress paradigm that has been demonstrated to induce dendritic atrophy and decrease dendritic spine density in rat prefrontal cortical neurons (11, 13, 17). Although the animals in this study were exposed to numerous factors that could potentially mitigate the effects of stress—daily handling, injections, food restriction, cognitive training, and testing—we observed patterns of dendritic and spine changes that precisely replicated earlier studies. This indicates that effects of chronic stress on prefrontal morphology are robust, and morphological changes can be captured by using either Golgi impregnation, which is optimal for samples requiring extensive analysis and light exposure, or intracellular cell loading methods, which have the advantage of providing three-dimensional information.
Layer II/III pyramidal neurons form cortical networks that allow the representation of rules and goals and the intelligent regulation of behavior (1). Thus, the loss of spines and dendritic material from these neurons is expected to have great consequences for cognitive performance. Indeed, Liston et al. (16, 17) observed a correlation of attentional, perceptual set-shifting and dendritic morphology in rat dorsal medial prefrontal cortices, and has recently reported similar reductions in set-shifting ability and fMRI measures of prefrontal connectivity in humans subjected to chronic mild stress. Given that spines are likely a critical anatomical substrate for the reverberating excitatory networks underlying working memory, we examined the relationship between spine density and spatial working memory performance. We observed a highly significant correlation between apical dendritic spine density 200 μm from the soma—the most stress sensitive region of the dendrite—and cognitive performance over the last two days of the study. Conclusions are limited because of the correlative nature of this study. Although we cannot conclude that the loss of spines causes cognitive changes, these findings suggest that protecting prefrontal regions vulnerable to stress may be key to rescuing prefrontal cortical regulation of behavior and cognition. These findings may encourage postmortem spine-counting studies, similar to the rigorous anatomical analyses performed by Glantz and colleagues (36, 46), examining spine pathology in the prefrontal cortex of patients with bipolar disorder, PTSD, and lead poisoning.
Role of PKC Signaling.
PKC activity is increased in the prefrontal cortex during stress exposure (9). The working memory deficits induced by acute stress exposure have been blocked by six different PKC inhibitors in both appetitive (9) and aversive (47, 48) working memory paradigms. Studies of hippocampal cultures have shown that PKC phosphorylation of a myristoylated, alanine-rich C kinase substrate (MARCKS) results in the disruption of filamentous actin cross-linking, spine instability, and spine collapse (20). These in vitro findings suggested that PKC activity may similarly contribute to spine loss in vivo during chronic stress. CHEL inhibits stress-induced PKC activity in the prefrontal cortex (9, 49) and has the unique advantage of being the only PKC inhibitor that crosses the blood–brain barrier following systemic administration. This was key in manipulating processes induced by chronic stress, as the requirement for daily infusions into prefrontal cortex would have induced extensive gliosis and scarring, and thus interfered with investigation of the morphology of the region under analysis. Because CHEL was administered systemically, it is likely that it altered stress effects in other brain regions as well. For example, stress-sensitive regions such as the hippocampus and amygdala are also regulated by PKC (10) and interact with the prefrontal cortex. Thus, future studies of CHEL effects on these and other brain regions would be of interest.
The finding that CHEL protected prefrontal spine density and working memory suggests that PKC plays a prominent role in dendritic changes during chronic stress. High levels of PKC activity during chronic stress may arise from increased α1-AR stimulation (Fig. 1), as chronic stress sensitizes noradrenergic axons in prefrontal cortex (50–52). PKC activity could also be increased by stress-induced release of serotonin acting via 5HT2 receptors, and/or glucocorticoids acting via nongenomic mechanisms (53), although these mechanisms have not been demonstrated in prefrontal cortex.
It is unlikely that PKC dysregulation alone accounts for the stress-related deficits that we observed. Stress affects the nervous system in myriad ways, altering hormones, neurotransmitter functions, cytoskeletal architecture, and cell signaling, including growth factors (54). For example, previous work from our lab has shown that cAMP hyperpolarization-activated cyclic nucleotide-gated (HCN) channel signaling is also critical to the cellular and cognitive operations of the prefrontal cortex (55, 56). There is mounting evidence that cAMP and PI-PKC pathways potentiate each other. Ca2+ activates adenylyl cyclase, increasing cAMP (57), and cAMP facilitates IP3 receptor binding (58). Such feed-forward interactions have the potential to amplify the stress response.
Clinical Relevance.
Loss of prefrontal gray matter in patients with mental illness is related to severe prefrontal dysfunction, which is in turn related to impaired social, emotional, and cognitive functioning (59, 60). Similarly, lead poisoning is associated with impaired regulation of attention and social behavior (e.g., criminality, out-of-wedlock pregnancy), and with loss of gray matter in the prefrontal cortex (31–33, 61). The current results suggest that loss of prefrontal gray matter in schizophrenia, bipolar disorder, PTSD, or lead poisoning likely involves excessive PKC signaling and that treatments directly inhibiting PKC may help rescue prefrontal gray matter and cognitive function. Genetic vulnerabilities such as loss of function mutations in DGK or RGS4 may predispose patients with bipolar disorder or schizophrenia to increased PKC signaling, thus lowering the threshold for dendritic atrophy. This idea is supported by the recent findings that lithium, which indirectly inhibits PKC activity, restores prefrontal gray matter in patients with bipolar disorder (37–40). In PTSD, the experience of a traumatic stress and subsequent repeated, conditioned stressors would produce chronic elevation of stress-signaling pathways. Indeed, PTSD patients, like rats exposed to chronic stress, have hypernoradrenergic signaling (62). In this regard, it is of interest that a blockade of α1-ARs can help to reduce symptoms of PTSD (63), although it is not known if this helps rescue prefrontal cortical gray matter. Finally, an environmental toxin—lead—can mimic Ca2+, resulting in elevated PKC activity (64–66). The current results suggest that an increase in PKC signaling may contribute to a loss of prefrontal cortical gray matter in subjects with lead poisoning. As lead remains in the body for a lifetime, PKC inhibitors may be helpful in restoring gray matter in children exposed to lead poisoning.
Methods
Cognitive Assessment.
Animal care and use were approved by the Yale Institutional Animal Care and Use Committee in accordance with the National Institutes of Health guidelines. Male Sprague–Dawley rats (250–350 g) were housed, maintained on a restricted diet, and trained on the spatial delayed alternation task in a T maze as described previously (9). Further details can be found in the SI Text. Testing occurred before daily stress to dissociate sustained from acute effects of the stress. Rats were tested 10 times (approximately every two to three days) throughout the 21-day stress period. The last two days of testing followed the 20th and 21st day of stress. Performance was evaluated as the number of trials correct out of 12. Group differences were compared by using one-way, repeated-measures ANOVAs, with test session as the repeated measure. For spatial delayed alternation, significant effects were evaluated with Tukey HSD posthoc tests and performance over two consecutive test sessions was averaged and fit to a quadratic curve to illustrate performance over time. Correlations were analyzed with Pearson's correlation tests. P < 0.05 was considered statistically significant.
Chronic Stress.
Rats in the stress group were restrained in Plexiglas tubes daily, following testing and drug treatment, for 6 h (10:00 a.m.–4:00 p.m.) for 21 consecutive days, a paradigm known to reliably produce dendritic atrophy and spine loss in the prelimbic cortex (11, 13). Animals were monitored to prevent undue distress. Animals in the no-stress group were handled daily. All animals were maintained on a restricted diet where food was offered after the cessation of stress to control for motivational effects.
PKC Inhibition.
CHEL (LC Laboratories) mixed in bacteriostatic (1.0 mg/kg, s.c.) was used to inhibit PKC. Either intraprefrontal cortex infusions or systemic administration of CHEL reverses stress- or age-related working memory impairments in rats (9, 49). CHEL was the favored treatment because it is the only PKC inhibitor available that penetrates the brain following systemic administration. All animals were injected after behavioral testing and 20 min before stress onset, eliminating the confound of acute treatment drug or stress treatments influencing task performance.
Morphological Analyses.
Immediately following the last spatial delayed alternation test session, rats were decapitated under isoflurane anesthesia. Tissue was prepared by using the rapid Golgi kit (FD Neurotechnologies) according to manufacturer's instructions. Following a 14 day incubation period, tissue was sliced coronally (200 μm) and mounted on gelatin-coated slides. Tissue from one animal in the no-stress+vehicle group and one animal in the stress+chel group was damaged and therefore not suitable for morphological analyses.
Pyramidal cell bodies lying in layer II/III of prelimbic cortex (were reconstructed in three dimensions at 80–100× magnification (40–60× objective lens, with 1.0–2.0 turret magnification) by using a microscope equipped with a motorized stage, video camera system, and Neurolucida morphometry software (MicroBrightField). Neurons were reconstructed and spines were quantified by one of two blinded experimenters. The two experimenters achieved >90% reliability on spine number and dendrite reconstruction on reliability tests administered three times throughout the 18 months of reconstruction. Inclusion criteria for neurons are listed in the SI Text. Five neurons for each rat included in the cognitive characterization study were assessed—with the exception of two animals—in which only four neurons within the prelimbic cortex met inclusion criteria.
Spines were quantified in five locations on each reconstructed neuron: (i) apical branch(es) lying 200 μm from the soma; (ii) the first apical branch 20–70 μm from the soma; (iii) the apical trunk); (iv) proximal basal branch (0–30 μm from soma); and (v) distal basal branch (30–60 μm from soma). Additional details can be found in the SI Text.
Dendritic length and branch intersections were evaluated by performing sholl analyses in 30-μm bins, as described in earlier studies (13, 14). Total dendritic length and branch intersections represent the sum of the sholl output up to 300-μm radial distance from the soma, which was the greatest extent of the apical dendrite achieved by all neurons included in the analyses.
Statistical Analyses.
Group differences in spine density, dendritic length and dendritic branch intersections were compared by using a mixed ANOVA design, with neurons as the repeated, within-subject measure, and group as the between-subjects measure. Significant effects were evaluated with Tukey HSD posthoc tests and a targeted model to test for differences between stressed animals with and without drug treatment.
Correlations were analyzed with Pearson's correlation tests comparing mean spine density (the average of the five neurons within each animal), and mean performance over the last two days of testing. P < 0.05 was considered statistically significant.
Supplementary Material
Acknowledgments.
We thank M.F. Yeckel and V. Pieribone for comments; A. Begovic and T. Sadlon for technical assistance; and L. Selemon, P. Hof, and A. Duque for discussion and technical advice. This study was supported by U.S. Public Health Service Grants P50MH068789 and RL1AA017536 within consortium U54RR024350 (to A.F.T.A.) and K25NS044316 (to P.K.M.), and by a National Science Foundation Graduate Research Fellowship (to A.B.H.).
Footnotes
Conflict of interest statement: Drs. Arnsten and Hains, together with Yale University, have a patent and patent applications, and are pursuing a license agreement to develop CHEL for the treatment of PTSD, bipolar disorder, and related illnesses.
See Commentary on page 17613.
This article contains supporting information online at www.pnas.org/cgi/content/full/0908563106/DCSupplemental.
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