Abstract
Purpose
To perform an immunohistochemical evaluation of corneas with INTACS for post–laser in situ keratomileusis (LASIK) keratectasia and keratoconus, obtained after corneal transplantation.
Methods
Corneas from 1 patient with INTACS for post-LASIK keratectasia and 2 patients with INTACS for keratoconus were obtained within 3 hours after penetrating keratoplasty, and cryostat sections were analyzed by immunostaining for 35 extracellular matrix (ECM) components and proteinases.
Results
In the stroma of all corneas next to an INTACS implant, ECM components typically associated with fibrosis were observed. These included tenascin-C, fibrillin-1, and types III, IV (α1/α2 chains), and XIV collagen. Also, significant deposition of perlecan, nidogen-2, and cellular fibronectin was revealed in the same locations. The keratoconus cases displayed typical Bowman layer breaks and subepithelial fibrosis with deposition of various ECM components. In all cases, some keratocytes around INTACS were positive for specific proteinases associated with stromal remodeling, including cathepsins F and H, matrix metalloproteinase (MMP)-1, MMP-3, and MMP-10. Staining for MMP-7 was variable; MMP-2 and MMP-9 were mostly negative. Patterns of type IV collagen α3, α4, and α6 chains; types VI and VIII collagen; laminin-332,α4, α5,β1, β2, and γ1 laminin chains; vitronectin; thrombospondin-1; urokinase; EMMPRIN; and cathepsins B and L were unchanged around INTACS in all 3 cases compared with normal.
Conclusions
Abnormal accumulation of fibrotic ECM components and proteinases near INTACS suggests ongoing lysis and remodeling of corneal stroma. Specific changes observed in each case may be related to underlying pathology.
Keywords: INTACS, keratoconus, laser in situ keratomileusis, cornea, extracellular matrix, fibrosis, matrix metalloproteinase, tenascin-C, cathepsin, nidogen
INTACS involves the insertion of 2 semicircular plastic segments into the corneal stroma, thereby creating central flattening and correcting small amounts of myopia.1,2 The parameters influencing the final surgery outcome are the diameter and thickness of these intrastromal corneal segments. Intrastromal corneal rings were approved by the US Food and Drug Administration in 1999 for the correction of a low degree of myopia.3,4 Partly because of the popularity of laser in situ keratomileusis (LASIK), which was approved at about the same time, INTACS technology did not gain widespread use.
Recently, INTACS has acquired new interest as an alternative treatment of keratoconus.5–10 The rationale is that INTACS not only flattens the central cornea but also corrects some of the astigmatic component. The corneal profile becomes more symmetrical, usually allowing better correction with glasses and contact lenses. Given that, for these patients, the alternative would be penetrating keratoplasty, INTACS may delay the need for this option.10,11
Midstromal semicircular channels for INTACS ring insertion are created by a mechanical system with a blunt spiral device.1,12,13 Despite the streamlined mechanistic procedure, attempts were made to improve control over the depth and shape of the channels. A femtosecond laser mounted on a delivery system capable of creating an intrastromal pattern of virtually any shape was recently used to create channels for INTACS insertion.10 This method may be technically easier and more precise, reflecting better final outcomes.
Keratectasia is a rare but serious complication of laser vision correction of any refractive errors. It occurs mostly after LASIK but was also described after surface excimer laser ablation (photorefractive keratectomy).14–16 It involves severe refractive changes mostly occurring several years after the surgery, which are caused by thinning and sagging of the corneal profile, similar to keratoconus.
The etiology of this complication remains uncertain. In some cases, preexisting forme fruste keratoconus was documented.17,18 Other cases could be caused by a mechanical collapse of the corneal structure because of thinning induced by surgery.18 Extracellular matrix (ECM) changes and increased matrix metalloproteinases (MMPs)19 may also be contributing factors. The affected patients can for the most part be fitted with gas-permeable contact lenses, but some do need corneal transplantation to resume functional vision.
Because of similarities between keratoconus and keratectasia, INTACS was tried in post-LASIK patients with some degree of success.13,15,16 In rare cases, INTACS implantation could not resolve ectatic changes in keratoconus and after LASIK surgery. It is unclear what factors contribute to progressing ectasia after INTACS and what reaction INTACS implantation elicits in the corneal stroma at the molecular level. We describe here 3 cases of unsuccessful INTACS surgery for keratoconus and post-LASIK keratectasia and provide data on ECM and proteinase changes around INTACS in these corneas.
MATERIALS AND METHODS
Case 1 With Keratoconus
A 36-year-old white woman diagnosed with bilateral keratoconus in her early 20s was followed up by her referring physician and fitted with gas-permeable lenses. She sustained several corneal abrasions and developed grade 3 giant papillary conjunctivitis (GPC). In an attempt to facilitate contact lens wear, she underwent INTACS implantation OD in December 2004. The patient remained contact lens intolerant. On May 20, 2005, she was seen in initial consultation. Best-corrected visual acuity (BCVA) was OD = 20/100 with soft contact lens and OS = 20/30 with gas-permeable lens. Central pachymetry was OD = 0.510 mm and OS = 0.499 mm. Topography of both corneas is shown in Figure 1. Slit-lamp examination of the right eye showed grade 3 giant papillae on tarsal conjunctiva. The cornea showed apical thinning and scarring with significant epithelial irregularity. Two INTACS were noted OD with a temporal entry incision and superior/inferior placement. Nasal INTACS ends were touching. The outer diameter of the channel was slightly <8 mm. The patient underwent penetrating keratoplasty on June 21, 2005. The GPC was controlled with a supratarsal injection of 10 mg/mL Kenalog (triamcinolone acetonide, Bristol-Myers Squibb, New York, NY). The postoperative course was uneventful except for conservatively managed steroid-induced glaucoma. Her last BCVA with a spherical soft contact lens was 20/20.
Case 2 With Keratoconus
A 30-year-old black woman was diagnosed with bilateral keratoconus 15 years ago. There was no known family history of keratoconus. The patient wore gas-permeable lenses for 14 years, at which point she became contact lens intolerant in the left eye. She underwent INTACS implantation surgery in both eyes 6 months before being seen in initial consultation. On initial examination, BCVA was OD = 20/40 and OS = 20/200. INTACS were present in both eyes with their edges at the 6 and 12 o’clock hours. The right nasal ring segment migrated, and its inferior edge was overlapping the inferior edge of the temporal ring segment. The left corneal apex was thinned and showed apical scarring. Central pachymetry was OD = 0.577 mm and OS = 0.340 mm. Corneal topography (Fig. 2) showed an asymmetric and skewed bowtie with inferior steepening in the right eye and significant inferonasal steepening in the left, which involved the visual axis. The patient underwent penetrating keratoplasty in the left eye with INTACS removal. The surgery was uneventful. Uncorrected visual acuity (UCVA) 1 month postoperatively was 20/60.
Case 3 Post-LASIK
A 53-year-old white man, healthy with no known family history of keratoconus, underwent bilateral LASIK on February 26, 1999. Preoperative refraction was OD = −3.00 + 3.25 × 172 = 20/50 and OS = −2.50 + 1.25 × 173 = 20/25. Central pachymetry was OD = 0.501 mm and OS = 0.518 mm. Topography OD is shown in Figure 3A. Over the next several months, the left eye remained stable with UCVA of 20/30. The right eye UCVA became worse with progressing inferior steepening (Fig. 3B) and was 20/400 in 2002, at which point an attempt was made to fit the eye with a gas-permeable lens. Even though BCVA was 20/30, the patient could not tolerate lens wear. In July 2002, he underwent INTACS implantation. On initial consultation, BCVA OD was 20/200. Central pachymetry was OD = 0.410 mm and OS = 0.510 mm. Topography OD is shown in Figure 3C. Slit-lamp examination showed thinning and inferior steepening OD > OS. Two INTACS were noted OD with a temporal entry incision and superior/inferior placement. The nasal ends of the INTACS were touching. The outer diameter of the channel was slightly <8 mm. The patient underwent penetrating keratoplasty on April 26, 2005. INTACS segments could not be removed and were included in the trephination of the recipient. The postoperative course was uneventful. The most recent BCVA was 20/30 with a well-tolerated gas-permeable contact lens.
All diseased corneas were obtained under Institutional Review Board protocol 3201 as of August 1, 2001. None of the patients had a history of diabetes.
Controls
Two postmortem corneas were from a 56-year-old white man who underwent uneventful LASIK on both eyes in 2002. He died in February 2005 from a ruptured aortic dissection. There was a history of heart valve replacement and schizophrenia, and no diabetes was noted. One postmortem cornea was from a 57-year-old white man who underwent uneventful LASIK before 1999. He died in March 1999 from end-stage heart disease. He had a history of type I diabetes. Postmortem corneas were obtained 24 hours after death.
Control postmortem corneas were purchased from the National Disease Research Interchange (Philadelphia, PA).
Immunohistochemistry
Freshly excised patient corneas and control ones were embedded in optimal cutting temperature (OCT) compound (Sakura Finetek USA, Torrance, CA), snap-frozen in liquid nitrogen, and cryosectioned. Indirect immunofluorescent staining of cryostat sections was performed as described.20 Routine specificity controls without primary or secondary antibodies were negative. Well-characterized antibodies20–24 were used for α1/α2, α3, α4, and α6 chains of type IV collagen; α2, α4, α5, β1, β2, and γ1 chains of laminin; laminin-332; fibronectin 8th type III repeat and cellular (ED-A repeat containing) fibronectin; nidogen-1; nidogen-2; types III, VI, VIII, and XIV collagen; perlecan; tenascin-C; vitronectin; thrombospondin-1; fibrillin-1; α–smooth-muscle actin; matrix metalloproteinases (MMP)-1, -2, -3, -7, -9, and -10; urokinase; and cathepsins B, F, H, and L. Monoclonal antibody III-53 to type III collagen was from EMD Biosciences/Calbiochem (La Jolla, CA), monoclonal antibody HIM6 to EMMPRIN/CD147/neurothelin was from BD Biosciences Pharmingen (San Jose, CA), and polyclonal antibody to MMP-10 hinge region was from AnaSpec (San Jose, CA).
RESULTS
Three corneas were analyzed that developed ectasia after LASIK surgery or keratoconus and subsequent INTACS placement. Immunohistochemical analyses were performed on these corneas in comparison with corneas from patients after uneventful LASIK. The focus was on 2 classes of corneal molecules that are important participants in wound healing including cases of refractive surgery, that is, ECM components and proteinases.19,25–27 Particular attention was paid to the area around the INTACS channel (Table 1). Figure 4 shows low magnification of diseased corneas stained for some ECM markers. One can see stromal INTACS channels of ~200 μm in diameter surrounded by deposits of ECM molecules including types III and XIV collagen and fibrillin-1. In 1 case (post-LASIK), remnants of INTACS are seen in the channel.
TABLE 1.
Marker | Post-LASIK Case | Keratoconus Case 1 | Keratoconus Case 2 |
---|---|---|---|
Accumulated | |||
Tenascin-C | ++ | ++ | ++ |
Fibrillin-1 | ++ | ++ | ++ |
Type III collagen | + | + | + |
Type IV collagen α1–α2 | + | + | ++ |
Type XIV collagen | ++ | ++ | ++ |
Fibronectin total | ++ | ++ | ++ |
Fibronectin cellular | ++ | ++ | ++ |
Perlecan | + | ++ | + |
Nidogen-2 | ++ | ++ | ++ |
Nidogen-1 | + | + | +/− |
Laminin α2 | − | + | +/− |
MMP-1 | + | + | + |
MMP-3 | ± | ± | ± |
MMP-7 | ± | ± | ± |
MMP-10 | + | + | + |
Cathepsin F | + | + | + |
Cathepsin H | + | ± | ± |
Not accumulated | |||
Type IV collagen α3 | − | − | − |
Type IV collagen α4 | − | − | − |
Type IV collagen α6 | − | − | − |
Type VI collagen α3 | − | − | − |
Type VIII collagen α3 | − | − | − |
Laminin-332 (α3β3γ2) | − | − | − |
Laminin α4 | − | − | − |
Laminin α5 | − | − | − |
Laminin β1 | − | − | − |
Laminin β2 | − | − | − |
Laminin γ1 | − | − | − |
Thrombospondin-1 | − | − | − |
Vitronectin | − | − | − |
MMP-2 | − | − | − |
MMP-9 | − | − | − |
EMMPRIN/CD147 | − | − | − |
Urokinase | − | − | − |
Cathepsin B | − | − | − |
Cathepsin L | − | − | − |
α–Smooth-muscle actin | ± | ± | − |
Staining was arbitrarily assessed as strong (++), distinct (+), weak (+/−), and negative (−). Positive staining of occasional cells is marked as ±.
Unlike control corneas after uneventful LASIK surgery, all INTACS corneas displayed significant stromal deposition of known fibrotic ECM components (Table 1) found in keratoconus, bullous keratopathy, or after radial keratotomy.21,28,29 Deposits were observed both along and at the ends of the INTACS channels (Figs. 4–6). These components included tenascin-C; fibrillin-1; and types III, IV (α1/α2 chains), and XIV collagen and were concentrated in the corneal stroma around the INTACS channels (Figs. 4 and 5). In the same locations, stromal deposits of basement membrane (BM) components, such as nidogen-1, nidogen-2 (much stronger than −1), perlecan, and cellular fibronectin, were also seen (Fig. 6). Control corneas had only moderate staining of the whole LASIK flap margin for cellular fibronectin.30,31 Some other BM components, such as α4 and α5 laminin chains (Fig. 6), thrombospondin-1, and types IV (α3-α4 and α6 chains) and VIII collagen, were seen only in normal locations in the INTACS corneas, that is, in the epithelial BM and/or in the Descemet membrane. In the keratoconus corneas, there were also weak to moderate amounts of laminin α2 chain (most probably part of laminin-211) around INTACS channels (data not shown). Also, keratoconus corneas had small areas of Bowman layer breaks and subepithelial fibrosis that were positive for most markers mentioned above. α–Smooth-muscle actin–positive myofibroblasts typical for actively remodeling tissues and healing wounds were only occasionally seen in all cases and were associated mostly with subepithelial fibrosis (data not shown).
All experimental corneas displayed positive immunoreactivity for specific proteinases near INTACS channels (Table 1). Keratocytes around these channels distinctly stained in all cases for cathepsin F (Fig. 7) and, somewhat less regularly, for cathepsin H (data not shown). Certain keratocytes close to INTACS channels were positive in all cases for MMP-1 and stromelysins [MMP-3 (Fig. 7) and MMP-10]. Staining for MMP-7 was seen in rare cells and that for MMP-2 and MMP-9 (Fig. 7) was weak to negligible. Immunostaining for urokinase and cathepsins B and L was virtually negative (data not shown). A known MMP inducer, EMMPRIN/CD147/-neurothelin, was negative around INTACS areas (data not shown). Control corneas after uneventful LASIK showed only weak and irregular staining for cathepsin F at the flap edge30; other proteinases were largely negative (data not shown).
DISCUSSION
INTACS have been used for many years with reasonable success to correct myopia and keratectasia in keratoconus and after LASIK surgery.1–10,12,15,32,33 The procedure is generally safe, with only rare cases of corneal infections.34 Morphologic studies have shown local stromal reaction with keratocyte activation, lipid accumulation, moderate fibrosis, mild epithelial changes, and formation of new collagen and hypocellular scars.16,35–37
In this study, we analyzed the molecular composition of the corneal stromal reactive tissue around the INTACS used in 3 cases of keratectasia caused by keratoconus or LASIK surgery. Similar data were obtained in all cases for most markers. The main differences in the expression of ECM proteins and proteinases were seen outside the INTACS area and were more pronounced in keratoconus, in agreement with our previous results.29
Despite mild histopathologic changes around INTACS channels,16,37 significant accumulation of several fibrotic ECM markers was observed in these areas. Similar deposits were detected in radial keratotomy scars,21 in cases of failed LASIK,19,30 and in scarred areas of keratoconus corneas.29 They may be related to a wound healing process that may be incomplete even years after surgically induced stromal injury,21 despite the attempts of corneal cells to remove abnormal ECM deposits by secreted proteinases.
Fibrotic stromal deposits can contain certain BM components as well.19,21,29 In the studied corneas, some BM components but not others were indeed detected around INTACS channels. An interesting example concerns nidogens. They are laminin-binding proteins, important for joining together laminin and type IV collagen networks and for the proper assembly of various BMs.38 Two nidogens are similar in structure and have a largely overlapping repertoire of protein interactions and, possibly, functions.24,38 In these cases, mostly nidogen-2 was found around INTACS channels; nidogen-1 showed significantly weaker staining (Fig. 6, case KC-2). The mechanisms of differential expression of BM proteins in fibrotic areas in the cornea remain to be established. They may relate to specific phenotypic properties of activated keratocytes and/or myofibroblasts that are thought to be the cellular sources of stromal fibrosis.25,27,39
Fibrosis often occurs as a result of abnormal ECM remodeling during wound healing and is thought to be dependent on specific cytokines, such as transforming growth factor-β.27 ECM deposits accumulated during wound healing are often removed over time by specific proteinases expressed in the affected areas. Indeed, we found cells overexpressing MMP-3, MMP-10, and cathepsins F and H around INTACS channels; however, little expression of gelatinases, MMP-2 and MMP-9, was observed. MMP-3 and MMP-10 (stromelysin-1 and -2, respectively), as well as MMP-7, which can degrade ECM and BM components, have been implicated in corneal wound healing and stromal remodeling.23,40,41 Although cathepsins are largely considered lysosomal proteinases, some of them may be secreted (cathepsins B, H, K) or have extracellular localization, such as cathepsin V/L2.42–45 Cathepsins B, G, and F have been implicated in fibrosis at Bowman layer breaks of keratoconus corneas and in corneal wound healing.23,46,47 These data suggest the occurrence of ongoing proteolysis around the INTACS channels, possibly as an attempt of corneal stromal cells to remodel the stroma and remove iatrogenic accumulations of fibrotic ECM. Future studies of this process may focus on cytokines that control ECM accumulation and proteinase activation.27,48
Fibrosis resorption by extracellular proteolysis may take several months to several years, as in the presented cases. At the same time, this process does not seem to require myofibroblasts around INTACS, which is also typical for old radial keratotomy and LASIK scars. Apparently, myofibroblasts are necessary at the early stages of fibrotic scar formation; at later stages and in chronic scars, active stromal remodeling may be continued by activated keratocytes in the fibrosed scar area. In line with virtual absence of myofibroblasts, the MMP inducer, EMMPRIN, which associates with these cells,49 was not found around INTACS channels in any of the studied cases. Our results also suggest that stromal fibrosis and accompanying proteolytic remodeling around INTACS is a local process that may not contribute to cornea-wide disease. However, this stromal wound healing response seems to be slow, and the corneal stroma remains abnormal for some time. In this respect, INTACS implants elicit a stronger stromal response than LASIK surgery.30,31
In summary, fibrotic deposits of abnormal ECM components were found around the INTACS implants in 3 corneas with keratoconus and keratectasia. These components included tenascin-C; fibrillin-1; and types III, IV (α1/α2), and XIV collagen that are absent from normal corneas but appear during the wound healing process. Some BM proteins were also accumulated around the implants. Increased expression of specific proteinases around INTACS implants, notably of stromelysins and some cathepsins, may result from the attempt of keratocytes to locally remodel the stroma and remove fibrotic deposits.
Acknowledgments
Supported by the Skirball Program in Molecular Ophthalmology at Cedars-Sinai Medical Center, NIH RR00425 and Winnick Family Foundation, and the Discovery Eye Foundation.
The authors thank Drs. Eva Engvall (The Burnham Institute, La Jolla, CA), Ralph J. Butkowski (Augsburg College, Minneapolis, MN), Yoshikazu Sado (Shigei Medical Research Institute, Okayama, Japan), and Robert E. Burgeson (CBRC, Massachusetts General Hospital East, Charlestown, MA) for the generous gift of antibodies, and Dr. Eric E. Gabison (Department of Ophthalmology, Fondation Ophtalmologique A. de Rothschild and Bichat Hospital, APHP, Paris, France) for helpful discussions about EMMPRIN expression in wound healing. Antibodies to laminin β2 chain produced by Dr. Joshua R. Sanes and to type IV collagen α1/α2 chains produced by Dr. Heinz Furthmayr were obtained from the Developmental Studies Hybridoma Bank (DSHB), Department of Biology, University of Iowa (Iowa City, IA), under contract N01-HD-2-3144 from the NICHD.
Footnotes
Presented at the Annual Meeting of the Association for Research in Vision and Ophthalmology (ARVO), April 29 to May 4, 2006, Fort Lauderdale, FL.
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