Abstract
The dentate gyrus (DG) is modified throughout life by integration of new adult-born neurons. Similarities in neuronal maturation during DG development and adult hippocampal neurogenesis suggest that genetically encoded intrinsic regulatory mechanisms underlying these temporally distinct processes are conserved and reused. Here, we identify a novel transcriptional regulator of dentate granule neuron maturation, Krüppel-like factor 9 (Klf-9). We show that Klf-9 expression is induced by neuronal activity and as dentate granule neurons functionally integrate in the developing and adult DG. During development, dentate granule neurons lacking Klf-9 show delayed maturation as reflected by altered expression of early-phase markers, dendritic spine formation, and electrophysiological properties. Adult Klf-9-null mice exhibit normal stem cell proliferation and cell fate specification in the DG but show impaired differentiation of adult-born neurons and decreased neurogenesis-dependent synaptic plasticity. Behavioral analysis of Klf-9-null mice revealed a subtle increase in anxiety-like behavior and an impairment in contextual fear discrimination learning. Thus, Klf-9 is necessary for late-phase maturation of dentate granule neurons both in DG development and during adult hippocampal neurogenesis. Klf-9-dependent neuronal maturation may therefore represent a candidate regulatory mechanism underlying these temporally distinct processes.
Introduction
The dentate gyrus (DG) is the first stage of the hippocampal trisynaptic circuit and is the primary recipient of processed sensory information arriving from the entorhinal cortex. The DG is also one of two regions in the mammalian brain in which neurogenesis occurs in adulthood (Altman and Das, 1965; Eriksson et al., 1998). Therefore, DG development is not completed after formation of the DG per se, but continues throughout the life of the animal. Morphological and electrophysiological analyses of maturation of dentate granule neurons during development (Y. B. Liu et al., 1996; X. Liu et al., 2000; Rahimi and Claiborne, 2007) and in adulthood (Espósito et al., 2005; Laplagne et al., 2006; Zhao et al., 2006) have revealed striking similarities, although these processes occur in very different hippocampal niches. These observations underscore the notion that genetically encoded intrinsic mechanisms that regulate the maturation of dentate granule neurons during development are likely to be conserved and reused in adult hippocampal neurogenesis. Although the identities of these genetically encoded regulatory mechanisms remain mostly elusive, some clues have come from studies of transcriptional regulators of dentate granule neuron maturation.
The progression from neural stem cell to mature dentate granule neuron involves multiple intermediate stages that are defined by distinct physiological and morphological properties (Espósito et al., 2005; Song et al., 2005). These intermediate stages can be compartmentalized into an early phase that comprises processes such as stem cell proliferation, fate determination, and axonal elongation and a late phase that spans the acquisition of mature electrophysiological properties, dendritic elaboration, and integration into the hippocampal network. In contrast to our knowledge of early-phase transcription factors (TFs) in the developing (Miyata et al., 1999; Zhao et al., 1999; M. Liu et al., 2000; Oldekamp et al., 2004; Shen et al., 2006; Galichet et al., 2008) and adult DG (Maekawa et al., 2005), functional evidence for regulators of late-phase dentate granule neuron maturation is scarce (Barbosa et al., 2008). The identification of transcriptional regulators of late-phase dentate granule neuron maturation is likely to generate insights into mechanisms underlying integration of neurons into the hippocampal network both during development and in the adult brain.
Krüppel-like factor 9 (Klf-9) is a member of the Krüppel-like factor (Klf) family of evolutionarily conserved zinc finger transcription factors (Kaczynski et al., 2003) that has been implicated in mediating a diverse range of biological processes including stem cell maintenance (Jiang et al., 2008) and differentiation of T- and B-lymphocytes (Nikolcheva et al., 2002; Tabrizifard et al., 2004; Carlson et al., 2006; Good and Tangye, 2007). It has been proposed that Klf-9 can activate transcription as well as repress gene expression by directly interacting with the scaffold corepressor protein Sin3A (Zhang et al., 2001). Moreover, Klf-9 expression is sensitive to changes in thyroid hormone (Denver et al., 1999) and serotonin signaling (Khawaja et al., 2004) (A. Sahay and R. Hen, unpublished results), both of which are known to regulate dentate granule neuron maturation (Ambrogini et al., 2005; Wang et al., 2008). Here, we report that Klf-9 expression is influenced by neuronal activity and is restricted to terminal stages of differentiation of dentate granule neurons. We show that Klf-9 is necessary for late-phase maturation of developmentally generated and adult-born dentate granule neurons. Klf-9-dependent neuronal maturation may therefore represent a potential cell-intrinsic regulatory mechanism underlying functional integration that is used both in DG development and during adult hippocampal neurogenesis.
Materials and Methods
Mice
Klf-9−/− mice were previously generated (Morita et al., 2003) and maintained on a mixed 129SvEv; C57BL/6J background. NeuroD2−/− mice were previously generated (Olson et al., 2001). The POMC-τ-eGFP transgenic mouse line was obtained from GENSAT (http://www.gensat.org). Mice were housed four to five per cage in a 12 h (6:00 A.M. to 6:00 P.M.) light/dark colony room at 22°C and had ad libitum access to food and water. Experimental protocols were approved by the Institutional Animal Care and Use Committee at Columbia University and the New York State Psychiatric Institute.
In situ hybridization and quantification
Klf-9 riboprobe was generated from the 3′-untranslated region of mouse Klf-9 (NM 010638) corresponding to nucleotides 1500–1780. In situ hybridization (ISH) was performed on fresh frozen tissue as previously described (Sahay et al., 2003) using dioxygenin-labeled riboprobes. For perfused tissue, 35 μm cryosections were mounted on charged glass (Superfrost Plus) slides and postfixed for 20 min in 4% paraformaldehyde (PFA). Sections were then washed in DEPC-treated PBS, treated with proteinase K (40 μg/ml final) for 30 min at room temperature (RT), washed again in DEPC-treated PBS, and then acetylated. The protocol for prehybridization, hybridization, and immunological detection was the same as that used for fresh frozen tissue ISH. Color reaction times were identical for both genotypes. MetaMorph software was used to quantify area of NeuroD expression in the developing DG. Briefly, the dorsal blade of the DG was traced from three matching hippocampal sections along the septotemporal axis (for each genotype) and opacity was computed after background subtraction.
Immunohistochemistry and confocal microscopy
Mice were anesthetized with ketamine/xylazine (100 and 7 mg/kg, respectively) and transcardially perfused (cold saline, followed by 4% cold paraformaldehyde in PBS). Brains were postfixed overnight in 4% PFA at 4°C, then cryoprotected in 30% sucrose, and stored at 4°C. Forty micrometer coronal serial sections of the entire hippocampus were obtained using a cryostat and stored in PBS. For glial fibrillary acidic protein (GFAP), neuronal nuclei (NeuN), and 5-bromo-2′-deoxyuridine (BrdU) triple immunohistochemistry, floating sections were used. After pretreatment in 1:1 formamide/2× SSC for 2 h at 65°C, sections were treated with 2N HCl for 30 min at 37°C followed by immersion in 0.1 m boric acid for 10 min at room temperature. Sections were rinsed three times in PBS and blocked in PBS with 0.1% Triton and 5% normal donkey serum (NDS) for 2 h at RT. Incubation with primary antibodies was performed at 4°C overnight (rat anti-BrdU, 1:100, Serotec; rabbit anti-GFAP, 1:2000, Dako; mouse anti-NeuN, 1:500, Millipore Bioscience Research Reagents). The next day, sections were washed three times in PBS and incubated with fluorescent-coupled secondary antibodies (1:400 in PBS; Jackson ImmunoResearch) for 2 h at RT. For Doublecortin (Dcx) immunohistochemistry, floating sections were first quenched to remove endogenous peroxidase activity (1% H2O2 in PBS/methanol). Sections were then washed in PBS, blocked (PBS containing 0.3% Triton and 10% NDS), and incubated with primary antibody overnight at 4°C (goat anti-Dcx; 1:500; Santa Cruz). After washes in PBS, sections were incubated with horseradish peroxidase-coupled biotinylated secondary antibodies. After incubation with ABC solution (Vector Laboratories), the color reaction was performed using a DAB kit (Vector Laboratories). For calbindin, calretinin, β-galactosidase (β-gal), serum response factor (SRF), green fluorescent protein (GFP), and Ki67 immunohistochemistry, floating sections were washed in PBS containing 0.3% Triton, blocked in PBS containing 0.3% Triton and 10% NDS, and then incubated overnight with mouse anti-calbindin (1:5000; Swant), goat anti-calretinin (1:1000; Millipore Bioscience Research Reagents); rabbit anti-SRF (1:500; sc-335; Santa Cruz), chicken anti-β-gal (1:500; Abcam), or rabbit anti-Ki67 (1:100; Vector Laboratories). Sections were then incubated with appropriate fluorophore-conjugated secondaries (Jackson ImmunoResearch). Bright-field images were obtained using a Zeiss Axioplan-2 upright microscope. Phenotyping of BrdU-expressing cells for coexpression with GFAP or NeuN in the granule cell layer of the DG entailed scanning of at least 50 cells from the dorsal and ventral hippocampus of each mouse using a Zeiss LSM 510 META scanning confocal microscope. Split-panel and z-stack analysis was performed using LSM510 image browser to determine ratios of BrdU/NeuN and BrdU/GFAP double-labeled cells. For quantification of immature markers in the developing dentate gyrus, four matched sections per brain at postnatal day 20 (P20) were captured under identical exposure conditions (n = 3 brains/genotype). MetaMorph software was used to trace the dorsal blade and quantify luminosity for calretinin immunoreactivity after background subtraction. An unbiased and blinded quantification protocol was used for all quantification.
Morphological analysis of spines
P14 mice were anesthetized and transcardially perfused with PBS followed by 4% PFA at pH 7.4 and postfixed in 4% PFA for 1 h on ice. One hundred micrometer coronal sections were cut using a vibratome and stored in PBS on ice. Penetrating microelectrodes were pulled from standard borosilicate capillary glass with filament (1 mm outer diameter; 0.58 mm inner diameter) and backfilled with Lucifer yellow dye (5%). Slices were mounted on coverslips in PBS and dentate granule neurons in the outer one-half of the dorsal blade of the dentate gyrus were filled via iontophoresis under visual guidance. Sections were then postfixed an additional 15 min before being prepared for immunohistochemistry. Slices were blocked for 1 h on ice in 3% BSA plus 0.4% Triton X-100 in PBS and incubated in primary antibody against Lucifer yellow (rabbit anti-LY; 1:1000; Abcam) overnight at 4°C in blocking solution. Slices were then washed three times for 20 min each time with block and incubated in secondary antibody (donkey anti-rabbit 555; 1:1000; Invitrogen) for 2 h at RT. Finally, slices were labeled with a Hoechst nuclear stain and mounted on slides for confocal microscopy.
Imaging and analysis of spines
Spines were imaged on a Leica SP2 confocal microscope under 63× magnification with 3× optical zoom. Images were collected from clearly identifiable granule neurons in the outer one-half of the dorsal blade of the dentate gyrus and imaged in the middle one-third of the dentate molecular layer as z-stacks with 0.5 μm sections. Images were analyzed as confocal stacks using ImageJ software. For 30 μm primary dendritic segments, measurements were taken of the length and head width of each spine. Head width measurements were obtained using a custom ImageJ plugin (www.ghoshlab.org).
Electrophysiology
Electrophysiological studies in the developing DG.
Whole-cell voltage recordings were used to examine passive and active electrical properties of dentate granule neurons in the developing DG of Klf-9−/− mice, compared with littermate controls (Klf-9+/+). Mice aged P14–P17 were deeply anesthetized with isoflurane and then rapidly decapitated. Brain slices were cut in the coronal plane at a thickness of 350 μm using a vibrating microtome (VT-1200; Leica Microsystems). Slicing was performed in an ice-cold artificial CSF (ACSF) with the following ionic composition (concentrations in mm): 124 NaCl, 5 KCl, 26 NaHCO3, 1.25 NaH2PO4, 10 glucose, 6 MgCl2, 1 CaCl2. Slices were moved directly to a holding chamber and maintained for at least 0.5 h (0.5–3 h), and then transferred to a recording chamber. In both the holding chamber and recording chamber, slices were submerged in a standard recording solution (at room temperature) with the following ionic composition (concentrations in mm): 124 NaCl, 5 KCl, 26 NaHCO3, 1.25 NaH2PO4, 10 glucose, 3 MgCl2, 2 CaCl2, bubbled constantly with 95% O2/5% CO2 gas. Dentate granule neurons were visualized and their relative cell body position within the granule cell layer was determined by infrared–differential interference contrast imaging using an upright, fixed-stage microscope (BX-51; Olympus). Whole-cell patch electrodes were pulled from borosilicate glass (1.5 mm outer diameter and 1.16 mm inner diameter; Warner Instruments) to resistances ranging from 5 to 7 MΩ. The intracellular recording solution contained the following (in mm): 125 K-gluconate, 8 NaCl, 5 d-glucose, 5 HEPES, 0.5 ATP, 0.3 GTP, 1 EGTA at pH 7.3. Access resistances on break-in ranged from 15 to 27 MΩ. Recordings were made using a PC-505 amplifier (Warner Instruments) and acquired through custom software routines written in Igor Pro (Wavemetrics), using NIDAQ tools to access a PCI-based digitizing board (PCI-1200; National Instruments). Current-clamp recordings in response to 50 pA, square-wave current injections (3 s in duration, both depolarizing and hyperpolarizing steps) were used to examine the following parameters: cell input impedance, cell capacitance, membrane time constant, spike threshold, spike amplitude, and spike width at half-amplitude. Input impedance was calculated from the negative current injections by measuring the average steady-state voltage during the step, and time constants were measured off the initial charging phase of the response. Spike parameters were measured from the first action potential (AP) in the train in response to the depolarizing current step.
Electrophysiological studies in the adult DG.
Electrophysiological recordings in the DG were performed as previously described (Saxe et al., 2006) using 3- to 4-month-old mice (five male mice per genotype; n = 10 slices WT, 14 slices KO).
BrdU injections
For analysis of stem cell proliferation in the adult DG, 6-month-old mice were injected with 200 mg/kg BrdU (Roche) and perfused after 2 h (n = 5 Klf-9−/−; n = 4 Klf-9+/+). For assessment of survival of adult-born neurons, BrdU was administered at 50 mg/kg twice a day intraperitoneally for 10 d (100 mg · kg−1 · d−1 in 0.9% NaCl; n = 4 per genotype) for the 2 week time point and once a day for 3 d (150 mg · kg−1 · d−1 in 0.9% NaCl) for the 4 week (n = 5 per genotype) and 6 week time points (n = 3 per genotype). Four- to 6-month-old mice were used for adult-born neuron survival experiments.
Birthdating of adult-born dentate granule neurons
Klf-9LacZ/+ mice were injected with BrdU (150 mg/kg) once a day for 4 d and were analyzed at 2, 3, 5, and 7 weeks after the last BrdU injection (n = 4 per group). Forty micrometer coronal serial sections of the entire perfused hippocampus were obtained using a cryostat and stored in PBS. Sections were processed for anti-β-gal and BrdU double immunohistochemistry and scanned by confocal microscopy (Zeiss LSM 510 META). Split-panel and z-stack analysis was performed using LSM510 image browser to identify BrdU-positive cells that were immunoreactive for β-gal (30–40 BrdU+ cells in the DG granule cell layer from dorsal and ventral hippocampal sections).
Analysis of hippocampal mossy fibers
The area of mossy fiber termination zone (as defined in Fig. 4) and of CA3ab was measured using NIH ImageJ from 10 to 12 hippocampal sections per mouse brain. n = 3 mice (P20) per group were used for the analysis.
Golgi impregnation, Sholl analysis, and quantification of dendritic spine density in adult mice
FD Neurotech kit was used for Golgi impregnation of tissue after considerable optimization of several parameters. After impregnation, vibratome-generated 150 μm coronal sections were mounted on 3% gelatin-coated slides. Dentate granule neurons (n = 9–10 per mouse) were traced using camera lucida at 400× magnification (Neurolucida; MicroBrightField). Neurons chosen for tracing met the following criteria: (1) they were completely impregnated with Golgi stain, (2) they were unobscured by other impregnated neurons or precipitant, (3) ∼70% of the dendritic tree was visible within the plane of focus, and (4) dentate granule neurons must be located in the outer one-half of the granule cell layer. Using NeuroExplorer software (MicroBrightField), dendritic complexity (Sholl analysis), dendritic length, cell body area, and spine density were calculated. The Sholl analysis defines dendritic complexity by the number of dendritic branch points at fixed intervals from the cell bodies. For analysis of dendritic spines of dentate granule neurons, two segments of distal dendrites in the outer molecular layer of two granule neurons were traced at 100× for a total of four segments per mouse times nine mice per genotype. All samples were number coded, and analysis was done blind to genotype.
Seizure induction protocol
A kainic acid seizure induction protocol was used (Zagulska-Szymczak et al., 2001). Mice were injected with kainic acid (20 mg/kg; K0250; Sigma-Aldrich) or PBS (vehicle) and killed 2 h after seizures. Brains were fresh frozen immediately, sectioned, and processed for in situ hybridization.
Behavioral analysis
For all behavioral tasks, we used adult 8- to 10-week-old Klf-9−/− and Klf-9+/+ littermates.
Open field.
Mice were single-housed without food in the room adjacent to the testing room for at least 1 h before testing. Motor activity over 60 min was quantified in four Plexiglas open-field boxes of 43.2 × 43.2 cm2 (lux 3–4/box; MED Associates). Two sets of 16 pulse-modulated infrared photobeams were placed on opposite walls 2.5 cm apart to record x–y ambulatory movements. Activity chambers were computer interfaced for data sampling at 100 ms resolution. The software defined grid lines that divided each open field into center and surround regions, with each of four lines being 11 cm from each wall. Dependent measures were the number of entries into the center, the distance traveled in the center, total time spent in the center, and distance traveled in the center divided by total distance traveled. Overall motor activity was quantified as the total distance traveled (in centimeters).
Light/dark choice task.
The light/dark test (n = 12–16 per group) was conducted in an open-field chamber measuring 43.2 × 43.2 cm (MED Associates) with a white floor and clear walls. A dark plastic box that is opaque to visible light but transparent to infrared covered one-half of the chamber area, thus creating dark and light compartments of equal size. An opening at floor level in the center of one wall of the dark compartment allowed passage between the light and dark compartments. The light compartment was brightly illuminated with an 8 W fluorescent tube (550–850 lux). The test was performed in a quiet, darkened room, and the mice were kept in this room at least 1 h before the test without food. Between each trial, the whole apparatus was cleaned. At the beginning of the test, the mouse was placed in the dark compartment and allowed to freely explore both compartments for 5 min. Ambulation distance and time spent in the dark and the light compartments were recorded.
Elevated plus maze and novelty suppressed feeding.
Tests were performed as previously described (Gross et al., 2002; Santarelli et al., 2003).
Forced-swim test.
Mice were placed in transparent plastic buckets (19 cm diameter; 23 cm deep) filled with 23–25°C water for 6 min and the animal's behavior was recorded using an automated video-tracking system. Testing was performed over 2 consecutive days with the first day serving the purpose of preexposure. Mobility (swimming and climbing behaviors) on the second day was analyzed using ViewPoint Life Sciences software.
One-trial contextual fear conditioning.
Conditioning was conducted on one side of a MED Associates shuttle box (ENV-010MC; 20.3 × 15.9 × 21.3 cm high) with a clear Plexiglas wall, three aluminum walls, and a stainless-steel grid as a floor. The chamber was lit from above with a light (CM1820 bulb), ventilated with a fan, and encased by a sound-dampening cubicle. On the days of testing, mice were brought out of the vivarium and allowed to habituate for an hour outside the testing room before starting the experiment. Mouse behavior was recorded by digital video cameras mounted above the conditioning chamber. Freezeframe and Freezeview software (Actimetrics) were used for recording and analyzing freezing behavior, respectively. The one-trial contextual fear conditioning protocol entailed delivery of a single 2 s footshock of 0.75 mA, 185 s after placement of the mouse in the training context. The mouse was taken out 15 s after termination of the footshock and returned to its home cage. For the training context, the fan and lights were on, stainless-steel grids were exposed, and a mild lemon scent was used as an olfactory cue. Ethanol (70%) was used to clean grids in between runs. Mice were brought into the room individually in a holding cage. For the novel context, the stainless-steel grid floor was covered with a plastic panel and cage bedding. Two of the chamber walls were covered using plastic inserts and the chamber fan and lights were turned off. The chamber door was left open during testing. A mild anise scent was used as an olfactory cue and a nonalcoholic antiseptic was used to clean the chamber in between runs. Mice were brought into the testing room in cardboard buckets by a different handler, and the testing room was dimly lit before placement of the mice in the testing chambers. For the three tone–shock background fear conditioning protocol, three tones (20 s; 80 dB; 2 kHz) coterminated with 1 s shocks (0.5 mA), each spaced apart by 140, 170, and 110 s successively. For testing of cued fear conditioning, the tone was presented twice for 20 s at 130 and 300 s into the testing session. Freezing levels were quantified for 20 s before onset of tone.
Contextual fear discrimination learning.
This procedure was adapted from previous studies (Frankland et al., 1998; Wang et al., 2009). Mice were preexposed to the similar context (which shared many features with the training context) for 5 min 24 h before the start of the discrimination learning paradigm. Preexposure to the similar context was done as it has been shown to facilitate generalization of fear conditioning to similar contexts (Rudy and O'Reilly, 1999). The training context was identical with that used in contextual fear conditioning. For the similar context, the stainless grid floor was exposed, one plastic insert was used to cover one of the walls, the house fan and lights were left on, and mice were brought into the testing room in holding cages. As with the training session, 70% ethanol was used to clean the grid in between runs. During the training phase of the discrimination learning paradigm (days 5 and 6), mice were exposed to the training context in the morning and to the similar context 3 h later. The mice always received a single 2 s footshock in the training context (0.75 mA) but never in the similar context. On day 7 (testing), mice were placed in the training context in which they received a shock and were then exposed to the similar context.
Statistical analysis
Statistical analysis was performed using Statview software or Microsoft Excel. Statistical significance was assessed by unpaired two-tailed Student's t tests or ANOVA followed by Fisher's post hoc tests, where appropriate.
Results
Klf-9 expression is transiently upregulated during the early-postnatal period and is induced by neuronal activity
To begin to understand the role of Klf-9 in neuronal maturation, we first examined the expression of Klf-9 in the mouse forebrain during the early-postnatal period by in situ hybridization using a riboprobe specific for Klf-9 (supplemental Fig. 1A,B, available at www.jneurosci.org as supplemental material). At P0, Klf-9 is expressed at very low to negligible levels (Fig. 1A,B). By P5, Klf-9 mRNA is detected in the hippocampus and layers 2/3 and 6 of the neocortex (Fig. 1C,D). Between P10 and P15, Klf-9 expression increased in all hippocampal subfields (Fig. 1E,G) and cortical layers 2/3, 4, 5, and 6 (Fig. 1F,H). In adulthood, Klf-9 expression had abated to lower levels (Fig. 1I,J). The upregulation of Klf-9 expression during the early-postnatal period, when activity-dependent processes shape neural circuits, is suggestive of a role for Klf-9 in neuronal maturation. To directly test whether Klf-9 expression is regulated by neuronal activity, we analyzed Klf-9 expression in the hippocampus after kainic acid-induced seizures (Zagulska-Szymczak et al., 2001). We found that Klf-9 levels increased 2 h after seizures compared with vehicle-injected controls (Fig. 1K,L). This increase in Klf-9 expression was evident in both the DG and CA1 subfields of the hippocampus (Fig. 1M–P). Our results, together with a recent study that showed upregulation of Klf-9 expression after membrane depolarization of cultured cortical neurons (Lin et al., 2008), indicate that Klf-9 expression is induced by neuronal activity both in vitro and in vivo.
Klf-9 expression is restricted to the late phase of dentate granule neuron maturation during DG development
The upregulation of Klf-9 expression during the early-postnatal period, when activity-dependent processes shape neural circuits, and by neuronal activity is suggestive of a role for Klf-9 in neuronal maturation. Since DG connectivity is established mostly during the early-postnatal period in rodents, we examined the role of Klf-9 in dentate granule neuron maturation. We first performed a detailed examination of Klf-9 expression in the DG during development.
During DG development, two distinct morphogenetic gradients (radial and tangential) that reflect cells of different ages and maturity are evident (Altman and Bayer, 1990) (Fig. 2A). To define the window of dentate granule neuronal maturation during which Klf-9 is expressed, we compared Klf-9 expression with that of calcium binding proteins, calretinin and calbindin, which are expressed in immature and mature neurons, respectively (Bender et al., 2001; Brandt et al., 2003). We took advantage of Klf-9 lacZ knock-in mice (Klf-9lacZ/+) (Morita et al., 2003) in which lacZ expression recapitulates Klf-9 mRNA expression (data not shown). At P15, calbindin immunoreactivity is excluded from the immature calretinin positive granule cells in the inner one-half of the DG (Fig. 2B). At P40, calretinin immunoreactivity is seen only in newly born neurons in the SGZ, whereas most of the mature granule neurons express calbindin (Fig. 2C). Analysis of Klf-9lacZ/+ mice at P15 and P40 revealed overlap of β-galactosidase and calbindin (Fig. 2D, E), but not calretinin immunoreactivity in the DG (Fig. 2F, G). In contrast, analysis of another regulator of neuronal maturation, SRF, revealed SRF immunoreactivity in both calretinin- and calbindin-positive cells in the developing DG (supplemental Fig. 3, available at www.jneurosci.org as supplemental material).
As a first step to glean insights into the functions of Klf-9 in dentate granule neuron maturation, we compared Klf-9 expression with that of NeuroD and NeuroD2 in serial sections of the mouse hippocampus at P5, P10, and P20. We chose NeuroD and NeuroD2 as these TFs are expressed during the early and late phases of dentate granule neuron maturation, respectively (Pleasure et al., 2000). At P5 and P10, NeuroD and NeuroD2 are expressed in complementary gradients: NeuroD2 is expressed in an outside-in gradient with highest expression in mature granule cells (Fig. 2K, L), whereas NeuroD is expressed an inside-out gradient with highest expression in immature granule cells (Fig. 2H, I). In contrast, at P5, Klf-9 expression is restricted to the outer one-half of the granule cell layer in a high-to-low gradient that runs from the dorsal crest of the upper blade toward the inner blade (Fig. 2N). At P10, Klf-9 expression is seen only in the outer one-half of the granule cell layer (Fig. 2O). These observations suggest that Klf-9 is expressed in the earliest born population of dentate granule neurons. By P20, Klf-9 expression, like that of NeuroD2, expands toward the newly formed subgranular zone (SGZ) in which NeuroD expression is the highest (Fig. 2J, M, P). However, unlike NeuroD2, Klf-9 is not expressed in cells that have high levels of NeuroD transcripts (Fig. 2P, inset). The complete absence of Klf-9 mRNAs in the inner one-half of the granule cell layer at both P5 and P10 indicates that Klf-9 expression is induced after NeuroD2. However, Klf-9 transcripts were clearly detectable in the outer one-half of the granule cell layer of the DG of NeuroD2-null mice, suggesting that Klf-9 acts in a separate pathway (supplemental Fig. 2, available at www.jneurosci.org as supplemental material). The remarkable similarity between the expression pattern of Klf-9 with that of synaptic proteins such as synaptopodin in the developing DG (Czarnecki et al., 2005) suggests a role for Klf-9 in regulating late-phase neuronal maturation. Together, these results suggest that Klf-9 expression defines a novel window of terminal differentiation that is characterized by high NeuroD2 expression, presence of calbindin immunoreactivity, and absence of calretinin immunoreactivity (Fig. 2A).
Dentate granule neurons lacking Klf-9 show prolonged expression of early-phase markers, altered spine maturation, and perturbed electrophysiological properties during DG development
Based on our expression studies of Klf-9, we hypothesized that dentate granule neurons lacking Klf-9 would show impaired differentiation. To test this hypothesis, we performed three levels of analysis. First, we analyzed the expression of early-phase molecular markers such as NeuroD and calretinin in the DG of P20 Klf-9-null mice and wild-type controls. Second, we examined the effects of Klf-9 loss of function on development of dendritic spines of dentate granule neurons. Third, we analyzed passive membrane properties and AP responses in the developing DG of Klf-9-null mice and controls.
At P20, NeuroD transcripts and calretinin protein are found in the “immature” population of dentate granule neurons in the inner one-third of the granule cell layer (Fig. 3A,C). In Klf-9-null mice, we observed a significant expansion of the band of NeuroD transcripts and calretinin immunoreactivity in the granule cell layer (Fig. 3B,D; E,F, schematic). Quantification of the area of NeuroD expression and calretinin immunoreactivity revealed a 16.6 ± 1.1% (p = 0.016; n = 3 mice per group; paired t tests) and 18.7 ± 1.88% (p = 0.0004; n = 3 mice per group; unpaired t tests) increase in Klf-9-null mice compared with controls, respectively. These results suggest that there is a larger population of immature dentate granule neurons in the developing DG of Klf-9-null mice relative to controls.
To examine the role of Klf-9 in regulating the development of dendritic spines of dentate granule neurons, we perfusion-fixed brains of P14 Klf-9-null and littermate controls and filled dentate granule neurons in the outer one-half of the dorsal/upper blade of the granule cell layer with Lucifer yellow by iontophoresis. Confocal imaging followed by quantification of dendritic spines revealed a significant increase in dendritic spine density in Klf-9-null mice (Fig. 3G,H) (p = 0.002, unpaired t test). Analysis of spine morphology revealed that dentate granule neurons lacking Klf-9 have significantly longer dendritic spines (Fig. 3G,I) (p = 0.019, unpaired t test). However, no difference in spine head width was observed (Fig. 3G,J) (p > 0.05), suggesting that Klf-9 loss of function selectively affects dendritic spine length. These results indicate that Klf-9 is required for normal development of dendritic spines of maturing dentate granule neurons in vivo.
Since the development of mossy fiber projections occurs during the first few weeks postnatally (Blaabjerg and Zimmer, 2007), we examined mossy fiber targeting in Klf-9-null mice at P20 by calbindin immunohistochemistry (Sahay et al., 2003). Quantification of the mossy fiber termination area and the length of the infrapyramidal tract did not reveal a difference between genotypes (Fig. 4A, B) (data not shown). These results suggest that Klf-9 deficiency does not affect general targeting or axonal pathfinding of hippocampal mossy fibers.
We next asked whether the electrophysiological maturation of developing dentate granule neurons was affected by Klf-9 loss of function. Previous studies on granule cell maturation during DG development have shown that the transition from immature to mature stage is mirrored by decreases in input impedance, shift from depolarizing to hyperpolarizing resting membrane potential, and an increase in AP amplitude (Y. B. Liu et al., 1996). Therefore, we studied the passive and active electrical properties of granule neurons in the DG of Klf-9-null mice and controls at P14–P17 (Fig. 5A–F). Surprisingly, no differences were observed in passive membrane properties between the two genotypes (Fig. 5A–F). We next examined AP firing properties. Mature dentate granule neurons, unlike their immature counterparts, fire sustained trains of APs in response to multiple current injections. In response to square wave current injection (3 s; 50 pA), we observed two distinct types of responses, based on which we classified a neuron in the developing DG as type A or type B. Type A neurons fired a single AP during the current step, whereas type B neurons exhibited sustained trains of APs (Fig. 3K, top panel). When analyzed based on location in the outer one-half of the DG, we find that 23% of cells are type A in Klf-9-null mice in contrast to only 4% in controls (Fig. 3K, bottom panel). Of cells in the inner one-half of the DG, 38% are type A in Klf-9-null mice compared with 21% in controls (Fig. 3K, bottom panel). The DG of Klf-9-null mice had a significantly greater proportion of type A cells than controls (Fig. 3L) (p = 0.029, n = 9 mice per group, unpaired t test). These results indicate that Klf-9 loss of function does not affect normal passive membrane properties but impairs the acquisition of normal AP response properties during dentate granule-neuronal maturation. Together, these results demonstrate that Klf-9 is required for discrete late-phase functions during dentate granule-neuronal maturation in the developing DG.
Developmentally born dentate granule neurons in adult Klf-9-null mice exhibit normal dendritic length and complexity and dendritic spine density
Adult Klf-9-null mice are healthy, fertile, and normal with respect to general brain architecture, cortical and hippocampal lamination, and formation of major axon tracts (Fig. 6A–D) (data not shown). The DG of adult Klf-9-null mice is grossly indistinguishable from controls, and there is no evidence for hypoplasia or disorganization of the granule cell layer (Fig. 6A,B). To determine whether developmentally generated dentate granule neurons lacking Klf-9 continue to show alterations in dendritic spine density in adulthood, we analyzed Golgi-impregnated dentate granule neurons residing in the outer one-half of the granule cell layer of the DG of P60 Klf-9-null and wild-type littermates. We focused on the outer one-half of the granule cell layer in P60 brains as it is populated primarily with developmentally generated neurons (Laplagne et al., 2006; Mongiat et al., 2009). Analysis of dendritic spine density did not reveal a difference between genotypes (Fig. 6H). These data suggest that alterations in spine density observed during DG development are corrected over time, presumably through compensatory homeostatic mechanisms. In addition, we also did not observe any differences in dendritic length or complexity of dentate granule neurons of Klf-9-null mice and controls (Fig. 6E–G). Since the DG is continuously modified by ongoing neurogenesis in adulthood, it is likely that genes that cell-autonomously affect maturation of dentate granule neurons during DG development also exert similar effects on adult-born neurons. Since Klf-9 is expressed in the adult DG (Fig. 1I), we sought to examine adult hippocampal neurogenesis in Klf-9-null mice.
Impaired maturation of adult-born dentate granule neurons in Klf-9-null mice
To begin to understand the role of Klf-9 in adult hippocampal neurogenesis, we first determined the onset of Klf-9 expression in adult-born neurons by administering the thymidine analog BrdU to Klf-9lacZ/+ mice and examining β-galactosidase immunoreactivity at 2, 3, 5, and 7 weeks after BrdU administration (see Fig. 8A). β-Galactosidase immunoreactivity was clearly evident in adult-born neurons that were at least 3 weeks of age but not at 2 weeks after birth (see Fig. 8B). Since β-galactosidase immunoreactivity faithfully overlaps with the mature neuronal marker NeuN in the DG (data not shown) and recapitulates Klf-9 mRNA distribution, these birth-dating results suggest that adult-born neurons express Klf-9 when they begin to receive functional inputs (Espósito et al., 2005).
We first examined early-phase processes such as stem cell proliferation and cell fate specification in adult Klf-9-null mice and controls (Fig. 7A–F). Examination of stem cell proliferation using two different approaches, BrdU labeling and Ki67 immunohistochemistry, did not detect any differences between Klf-9-null mice compared with controls (Fig. 7A) (data not shown). In addition, the neuronal-to-glial ratio was also unaltered in Klf-9-null mice (Fig. 7B). Moreover, analysis of short-term survival of adult-born cells at 14 d (Fig. 7C, D) or 30 d after BrdU injection did not reveal a difference between Klf-9-null mice and controls (Fig. 7E, F). These data demonstrate that early-phase processes underlying adult hippocampal neurogenesis are mostly intact in Klf-9-null mice and suggest that Klf-9 might function at later stages of neuronal maturation as predicted by its expression in differentiating adult-born neurons.
To investigate the effects of Klf-9 loss of function specifically on the population of young adult-born neurons, we systematically analyzed the Dcx-expressing population in adult Klf-9-null mice and littermate controls (Fig. 8D). We chose Dcx as a marker for our studies as, unlike NeuroD and calretinin (Brandt et al., 2003; Hodge et al., 2008), it is expressed in all young adult-born neurons between 3 and 21 d of age, during which they elaborate their dendrites in the molecular layer of the DG and integrate into the hippocampal circuit (Couillard-Despres et al., 2005; Espósito et al., 2005). Quantification of the size of the Dcx population did not reveal any differences between the two genotypes (Fig. 8E, left bar graph). However, there were significantly fewer Dcx-expressing neurons with tertiary dendrites in Klf-9-null mice compared with wild-type littermates (p = 0.02, n = 9 mice per genotype, unpaired t test) (Fig. 8E, right bar graph). To control for the possibility that redistribution of Dcx or alterations in Dcx expression could account for the maturation phenotype in Klf-9-null mice, we used a complementary approach to quantify the Dcx population. We took advantage of a POMC-τ-eGFP transgenic mouse line in which green fluorescent protein is expressed in the Dcx-positive population of neurons (http://www.gensat.org) (data not shown) and generated wild-type and Klf-9-null mice carrying the POMC-τ-eGFP transgene (supplemental Fig. 4A, available at www.jneurosci.org as supplemental material). Analysis of GFP expression in these mice revealed significantly fewer τ-eGFP-expressing neurons with tertiary dendrites in Klf-9-null mice (p = 0.029, n = 4 mice per genotype, unpaired t test) (supplemental Fig. 4B, available at www.jneurosci.org as supplemental material). The reduction in number of “mature” Dcx neurons but not the total number of Dcx-expressing neurons suggests that there are more “immature” Dcx neurons in the DG of adult Klf-9-null mice, a phenotype similar to the expansion in NeuroD expression observed during DG development.
The impaired maturation of Dcx-positive neurons suggested that these young neurons might not integrate successfully into the hippocampal circuit. Since neuronal integration has been shown to influence survival (Tashiro et al., 2006), we examined survival at a time point after Dcx expression (4–6 weeks). Klf-9-null mice showed a significant decrease in the number of adult-born neurons 6 weeks after the last BrdU injection (Fig. 7G, H). These results indicate that Klf-9 is not required for early-phase processes such as the production of adult-born neurons, but is essential for their normal integration into the local circuit.
Reduced neurogenesis-dependent synaptic plasticity in DG of adult Klf-9-null mice
Adult-born neurons exhibit a unique form of long-term potentiation (LTP), ACSF-LTP, which is induced by a weak stimulation paradigm and is insensitive to GABAergic inhibition (Snyder et al., 2001; Saxe et al., 2006; Bergami et al., 2008; Ge et al., 2008; Wang et al., 2008). Ablation of adult hippocampal neurogenesis by genetic or radiological methods completely abolishes ACSF-LTP (Snyder et al., 2001; Saxe et al., 2006). Several lines of evidence suggest that 4- to 6-week-old neurons are substrates for ACSF-LTP (Bergami et al., 2008; Ge et al., 2008). Since Klf-9 loss of function primarily affects the “mature” Dcx population and results in decreased survival of 4- to 6-week-old adult-born neurons, we investigated whether the functional integration of adult-born neurons was impaired in Klf-9-null mice by analyzing ACSF-LTP. Medial perforant path-DG recordings in Klf-9-null mice revealed a significant reduction in the magnitude of ACSF-LTP (Fig. 8F). We found no difference in measures of baseline synaptic transmission such as paired-pulse depression or input–output relationships between Klf-9-null mice and littermate controls (Fig. 8F). Together, these results suggest that Klf-9 is necessary for normal functional integration of adult-born neurons and neurogenesis-dependent synaptic plasticity.
Klf-9-null mice show subtle impairments in anxiety-like behavior and contextual fear discrimination learning
As previously stated, Klf-9-null mice are grossly indistinguishable from controls. Behavioral testing of Klf-9-null mice to measure changes in anxiety-like and depression-like behaviors revealed normal behavior in multiple paradigms (Fig. 9C–I) except in one test for anxiety-like behavior, the light/dark choice test (Fig. 9A,B). Specifically, Klf-9-null mice spent less time (Fig. 9A) and traveled less distance in the light compartment (Fig. 9B) suggestive of increased anxiety-like behavior. To determine the impact of deficits in Klf-9-dependent maturation on hippocampal-dependent learning, we tested Klf-9-null mice and littermate controls mice in a single trial contextual fear conditioning paradigm (Fig. 10A). Both groups of mice showed comparable levels of conditioning to the training context (Fig. 10B), and this freezing behavior was specific to the training context as evidenced by negligible levels of freezing in a novel context C (Fig. 10C). Next, we tested their performance in a contextual fear discrimination learning paradigm (Fig. 10D) (Frankland et al., 1998; Wang et al., 2009). In contrast to the control group that learned to distinguish between the two contexts (Fig. 10F), Klf-9-null mice exhibited similar levels of freezing in the two contexts. This impairment in discrimination between the two contexts is unlikely to be attributable to a ceiling effect of freezing in the training context as Klf-9-null mice show comparable increases in freezing levels in a three tone–shock fear conditioning paradigm (supplemental Fig. 5, available at www.jneurosci.org as supplemental material). Furthermore, freezing levels in the training context were not significantly different between the two genotypes (p = 0.14, unpaired t test) (Fig. 10F). Together, these results suggest that, although Klf-9-dependent neuronal maturation is not required for contextual fear conditioning, but it maybe necessary for normal contextual fear discrimination learning.
Discussion
Studies of transcriptional regulators of dentate granule neuronal maturation have generated considerable insights into the mechanisms underlying the early phase of maturation. In contrast, much less is known about TFs that regulate the late phase of maturation when dentate granule neurons achieve full connectivity, acquire functional properties, and contribute to encoding in the DG. Consistent with the functions of Klf-9 as a late-phase regulator of neuronal maturation, the DG of Klf-9-null mice develops normally compared with that of mouse mutants lacking early-phase TFs, which show severe defects in DG formation (Miyata et al., 1999; Zhao et al., 1999; M. Liu et al., 2000; Oldekamp et al., 2004; Shen et al., 2006; Galichet et al., 2008). Klf-9 loss of function primarily affects late-phase processes such as dendritic spine formation and AP response properties of dentate granule neurons during DG development. In adulthood, Klf-9-null mice exhibit normal levels of stem cell proliferation, cell fate specification, and short-term survival of adult-born neurons compared with controls. However, adult-born neurons lacking Klf-9 are impaired in their maturation as evidenced by reduced numbers of “mature” Dcx-positive neurons and decreased ACSF-LTP in Klf-9-null mice. Thus, the requirement for Klf-9 during the late phase of neuronal maturation appears to be conserved between DG development and adulthood. However, there are some differences between the phenotypes of developmentally born and adult-born neurons in Klf-9-null mice. For example, although Golgi impregnation did not reveal a difference in dendritic complexity of older, presumably developmentally generated, dentate granule neurons at P60, there are fewer adult-born neurons with complex dendritic trees in Klf-9-null mice. It therefore is important to determine whether the mechanisms by which Klf-9 regulates late-phase maturation during DG development and adult neurogenesis are also conserved.
There is growing evidence suggesting that Klfs act as part of a cascade to orchestrate different stages of maturation in various cell types. This is perhaps best exemplified by the sequential expression of Klf-4, Klf-5, Klf-7, Klf-9, and Klf-13 at discrete stages of postnatal thymocyte differentiation (Tabrizifard et al., 2004). In embryonic stem cells, another network of Klfs, Klf-2, Klf-4, and Klf-5, has been shown to be required for maintenance of pluripotency (Jiang et al., 2008). Since Klf-9 expression persists in the developing DG of NeuroD2 knock-outs, it is unlikely that Klf-9 is a transcriptional target of NeuroD2. Instead, we propose that Klf-9 functions as part of a Klf cascade involved in distinct stages of dentate granule neuronal maturation. Altered expression of several Klfs in the DG of Klf-9-null mice (A. Sahay and R. Hen, unpublished results) lends support to this hypothesis.
An important caveat in interpreting our findings on the role of Klf-9 in adult hippocampal neurogenesis is that we have relied on Klf-9-null mice for this study. Therefore, it is difficult to dissociate the cell-autonomous requirements of Klf-9 in adult-born neurons from the non-cell-autonomous contributions of Klf-9 in other cell types such as mature dentate granule neurons and neurons in the medial entorhinal cortex. Indeed, recent studies have shown that manipulation of specific genes such as cdk5 or Gadd45b in mature dentate granule neurons impacts proliferation in the adult DG non-cell autonomously (Lagace et al., 2008; Ma et al., 2009). Caveats notwithstanding, several observations suggest that Klf-9 may play a cell-autonomous role in regulating late-phase maturation of adult-born neurons. First, early-phase processes underlying adult hippocampal neurogenesis such as stem cell proliferation, cell fate specification, and short-term survival are intact in Klf-9-null mice. Second, the phenotype of adult-born neurons lacking Klf-9 correlates with the expression profile of Klf-9 during maturation of adult-born neurons. Together with the normal brain architecture and basal synaptic transmission at medial perforant path–dentate granule cell synapses observed in adult Klf-9-null mice, these observations suggest that hippocampal network properties are not profoundly altered as a consequence of developmental Klf-9 loss of function. Nevertheless, cell type-specific manipulations of Klf-9 using genetic approaches are essential to definitively address the cell-autonomous and non-cell-autonomous contributions of Klf-9 to late-phase maturation of adult-born neurons.
The late-phase dentate granule-neuronal maturation phenotypes observed in Klf-9-null mice could reflect a failure to activate a repertoire of late-phase gene expression and/or repress a gene expression program associated with early-phase maturation. In accord with these predictions, transcriptional profiling of the DG of Klf-9-null mice revealed both upregulation and downregulation of gene expression (A. Sahay and R. Hen, unpublished results). Interestingly, potential targets of Klf-9 include genes involved in synaptic physiology and dendritic spine maturation such as neuronal pentraxin-2 (Xu et al., 2003), lin7b (Olsen et al., 2006), the sodium channel Nav1.3 (Yu and Catterall, 2003), T-type calcium channel (CaV3.1) (Huguenard, 1996), Kv channel interacting protein 4 (KChiP4) (Rhodes et al., 2004), and the potassium channel KCNA4 (Luján et al., 2003). T-type calcium channels and NR2B subtype of NMDA receptors are thought to contribute to the increased excitability of 4- to 6-week-old adult-born neurons (Schmidt-Hieber et al., 2004; Ge et al., 2007). It is therefore possible that the reduced neurogenesis-dependent synaptic plasticity seen in Klf-9-null mice is attributable in part to decreased expression of some of these genes. Thus, the late-phase restricted actions of Klf-9 may regulate both functional integration as well as excitability of adult-born neurons.
Deficiencies in Klf-9-dependent neural circuit maturation have little impact on exploratory behavior, anxiety and depression-like behaviors, and cued fear conditioning. Specifically, Klf-9-null mice show an increased anxiety-like phenotype only in the light/dark choice test. In tests for hippocampal-dependent learning such as contextual fear conditioning, Klf-9-null mice perform as well as controls, regardless of the protocol used [one shock–context pairing (Fig. 10A–C) or a three tone–shock pairing (supplemental Fig. 5, available at www.jneurosci.org as supplemental material)]. We do not observe deficits in acquisition of contextual fear conditioning in Klf-9-null mice in contrast to a previous report (Morita et al., 2003). Differences in strain or training protocols (foreground vs background fear conditioning) could underlie these observed differences. However, our studies reveal a subtle impairment in contextual fear discrimination learning in Klf-9-null mice that is similar to previous studies on mice with perturbed hippocampal functions (Wang et al., 2009). Recent studies have suggested that the DG is most likely to be recruited under conditions when the animal has to discriminate between similar contexts (Leutgeb et al., 2007; McHugh et al., 2007). Additionally, adult-born neurons have been shown to contribute to pattern separation (A. Sahay and R. Hen, unpublished observations). Thus, the contextual fear discrimination learning deficits seen in Klf-9-null mice may be, in part, attributable to perturbations in DG functions such as pattern separation.
In summary, our studies have identified a novel transcriptional regulator of dentate granule neuron maturation both during DG development and in adult hippocampal neurogenesis. Klf-9 is necessary specifically for late-phase maturation of dentate granule neurons and contributes to DG-dependent learning. Cell type-restricted manipulations of Klf-9 combined with functional analysis of the mechanisms by which Klf-9 regulates late-phase maturation of dentate granule neurons are likely to generate insights into molecular substrates of DG-dependent functions.
Footnotes
K.N.S. was supported by Ruth L. Kirschstein National Research Service Awards for Individual Predoctoral Fellows (F31). R.H. was supported by National Alliance for Research on Schizophrenia and Depression (NARSAD), New York Stem Cell Initiative, and National Institutes of Health Grant R01 MH068542. A.S. was supported by a 2006 and 2008 NARSAD Young Investigator Award, 2008 Sackler Institute of Columbia University Award, and National Institute of Mental Health Grant 1K99MH86615-01. We are grateful to Dr. Samuel Pleasure for providing the NeuroD- and NeuroD2-specific riboprobes. We thank members of the Hen Laboratory and Roman Giger for insightful comments on this project and this manuscript.
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