Abstract
Pulmonary hypertension (PH) is the hemodynamic manifestation of various pathological processes that result in elevated pulmonary artery pressures (PAP). The National Institutes of Health Registry defined pulmonary arterial hypertension as the mean PAP of more than 25 mm Hg with a pulmonary capillary wedge pressure or left atrial pressure equal to or less than 15 mm Hg. This definition remains the currently accepted definition of PH that is used to define PH related to multiple clinical conditions including chronic obstructive pulmonary disease (COPD). The estimated US prevalence of COPD by the National Health Survey in 2002 in people aged >25 was 12.1 million. There is a lack of large population-based studies in COPD to document the correct prevalence of PH and outcome. The major cause of PH in COPD is hypoxemia leading to vascular remodeling. Echocardiogram is the initial screening tool of choice for PH. This simple noninvasive test can provide an estimate of right ventricular systolic and right atrial pressures. Right heart catheterization remains the gold standard to diagnose PH. It provides accurate measurement of mean PAP and pulmonary capillary wedge pressure. Oxygen therapy remains the cornerstone therapeutic for hypoxemia in COPD patients. Anecdotal reports suggest utility of PDE5-inhibitors and prostacyclin to treat COPD-related PH. Large randomized clinical trials are needed before the use of these drugs can be recommended.
Keywords: pulmonary arterial hypertension, airflow obstruction, vascular remodeling
Introduction
Pulmonary hypertension (PH) is the hemodynamic manifestation of various pathological processes that result in elevated pulmonary artery pressures (PAP).1,2 The current hemodynamic definition of PH is a mean PAP > 25 mm Hg with a pulmonary capillary wedge pressure (PCWP), left atrial pressure or left ventricular end-diastolic pressure ≤ 15mm Hg and pulmonary vascular resistance (PVR) > 3 Wood units. These criteria define PH associated with multiple other disease processes including chronic obstructive pulmonary disease (COPD).3 In the current discussion, we will use this definition to define PH associated with COPD.
Epidemiology
COPD is a global disease caused by chronic exposure to airway irritants, most commonly tobacco smoke. Emerging literature suggests role of other irritants like biofuel smoke.4,5 The functional hallmark of the disease is airflow obstruction. COPD usually presents with respiratory symptoms and is confirmed by spirometry. The Global initiative for Chronic Obstructive Lung disease (GOLD) has defined COPD as post-bronchodilator forced expiratory volume in one second (FEV1)/forced vital capacity (FVC) < 70.5 The disease is further classified into four stages based on calculated FEV1. The estimated US prevalence of COPD by the National Health Survey in 2002 in people aged >25 was 12.1 million.6 The survey defined COPD as a positive response to the query “have you ever been told in the last 12 months by a doctor or health care professional that you have chronic bronchitis or emphysema”. Two large population studies have reported the prevalence rates of COPD in multiple countries using GOLD criteria. Burden of obstructive disease initiative (BOLD) reported 10.1% as prevalence of COPD stage II or higher.7 The Latin American project for the investigation of obstructive lung disease (PLATINO) reported 7.8% to 20% in various sites in South America.8
The exact prevalence of PH in patients with COPD is unclear.9 The diagnosis of PH in COPD patients is difficult. The published studies differ not only in their definition but also conditions under which PH was reported (rest, exercise, and exacerbation). Oswald-Mammosser and colleagues performed right heart catheterization (RHC) on 151 patients with COPD. The definition of PH was mean PAP ≥ than 20 mm Hg at rest and ≥ than 30 mm Hg with exercise. 21% of subjects had PH at rest and 66% with exercise.10 PAP exhibited an inverse relationship with FEV1 and no relation to resting arterial oxygen saturation. Scharf and colleagues evaluated 120 patients recruited in the National Emphysema treatment trial (NETT).11 The authors stratified mean PAP into mild (≤20 mm Hg) moderate (21–35 mm Hg) and severe (>35 mm Hg) categories. Moderate mean PAP was noted in 85.8% of patients and severe in 5% of the subjects.11 Patients included in this study had more severe airway obstruction (FEV1 27%) compared to prior study.10 Regression analysis showed diffusion capacity and FEV1 correlated with mean PAP. No relation between resting oxygen saturation and mean PAP was noted. Based on these studies an assumption can be made that worsening lung function is associated with increased incidence of PH. The burden of disease is probably high considering the high prevalence of COPD in various populations across the globe.5,7,8 The nature of relationship between airway obstruction (FEV1) and PH (defined by mean PAP) remains undefined.
Chaouat and colleagues evaluated 998 patients with COPD for presence of PH by RHC. Severe PH was defined as mean PAP > 40 mm Hg.12 Twenty-seven patients had mean PAP > 40 mm Hg and 11(1.1%) among these had COPD as the lone explanation. These patients were then compared to a control group of 30 COPD subjects. The control group had 16 patients with mean PAP > 20 mm Hg. The study group showed mild to moderate airway obstruction, severe hypoxemia, hypocapnia, and very low diffusion capacity. This study shows the low prevalence of severe PH in COPD.
Thabut and colleagues performed RHC in 115 patients with COPD. The subjects were evaluated for lung volume reduction surgery (LVRS) and lung transplantation.13 PH (defined as mean PAP > 25 mm Hg) was present in 50.2%. Moderate (mean PAP 35 to 45 mm Hg) in 9.8% and severe (mean PAP > 45 mm Hg) in 3.7% of patients. Mean PAP was related to arterial partial pressure of oxygen and alveolar-arterial oxygen gradient in multivariate analysis. 16 patients were noted with moderate airway limitation but strikingly elevated PAP.13 This study suggests a relatively high prevalence of PH in COPD patients, but severe PH is uncommon. The therapeutic implications of this finding are unclear currently.
The incidence of PH in COPD patients was evaluated by Kessler and colleagues. The authors performed a longitudinal study on 131 patients with COPD by performing serial RHC at baseline and than at follow-up (mean follow-up was 6.8 ± 2.9 years).14 All subjects had normal PAP at rest (<20 mm Hg). They were divided into two groups based on presence or absence of elevated PAP with exercise (>30 mm Hg) 25% of patients developed PH on follow up and was mild by hemodynamic criteria (mean PAP 26.8 ± 6.6 mm Hg). Subjects who exhibited elevated PAP with exercise were more likely to exhibit resting PAP elevation upon follow up. The rate of progression was +0.4 mm Hg per year. In a recent study by Moran-Mendoza, information on wood smoke-associated lung disease and PH was obtained prospectively. Subjects with >6 months of exposure to wood smoke were followed for five years. Postmortem pathological evaluation revealed no difference when compared to smokers in the presence of emphysema/bronchitis and pulmonary vascular changes. PH was defined based on a radiological index (hilar/thorasic index >38%) and was found to be more marked in females exposed to wood smoke.15
With the sparse literature available on incidence and prevalence of COPD-related PH, the following conclusions can be made. PH is usually mild in COPD and presence of severe PH (>40mm Hg) should lead to further investigation for alternative etiologies. Although the pulmonary pressure elevations in the majority COPD-related PH cases are mild to moderate in nature, there seems to be a small but significant group of patients in whom PH is severe despite relatively moderate airflow obstruction.13 This group may represent a separate population of patients with features similar to patients with idiopathic PH. This may have significant prognostic and therapeutic implications.
Pathogenesis of pulmonary hypertension in COPD
Multiple animal and human experiments have tried to delineate the pathological processes involved in the development of PH in COPD (Figure 1). The central stimulus to these processes remains chronic exposure of airways to noxious stimuli like cigarette and biofuel smoke. Exposure to these stimuli is a known inciting agent of airway inflammation leading to obstructive airway disease. Current evidence suggests role of airway irritants in addition to chronic airway inflammation in pulmonary vascular alterations. Discussed below are the various pathological processes involved in the pathogenesis of PH in COPD.
Hypoxia and hypercapnia
Hypoxia induced pulmonary vasoconstriction is a protective response to keep ventilation-perfusion ratio optimum by shunting blood away from the hypoxemic areas. The traditional hypoxic model of PH is based on the hypothesis that chronic hypoxia initiates vascular remodeling leading to permanent changes in pulmonary vasculature. Studies performed in vitro elucidated the mechanisms underlying hypoxia driven vascular changes.
Barbera and colleagues evaluated COPD patients undergoing lung resection.16 Subjects were stratified based on airflow obstruction and response to 100% oxygen. Histological evaluation of the pulmonary vasculature showed increased wall thickness secondary to intimal hyperplasia and decreased lumen size. These changes were more marked in the group with blunted response to oxygen. Animal models have demonstrated that PCO2 and pH has an additive effect in augmenting vasoconstrictor response of hypoxia. This hypothesis was tested in an anesthetized open chest dog model and the flow difference measured. There was 8% difference in flow when end-tidal PCO2 was elevated in the presence of hypoxia, compared to hypoxia alone.17 Hypoxia may induce endothelial cells to release proliferate cytokine leading to cellular hypertrophy in the vessel wall and increase in extracellular matrix. These vascular changes contribute to vascular remodeling and putatively may have an effect on vascular dynamics leading to PH. These findings implicate a more complex mechanism than simple hypoxic vasoconstriction (which is the commonly accepted mechanism for PH complicating lung disease) that has important therapeutic implications.
Polycythemia
Secondary polycythemia may be an adaptive response to hypoxemia. Polycythemia may lead to alteration of pulmonary vascular tone. In a study of 11 splenectomized dogs, McGrath increased the hematocrit from 43% to 65%. Polycythemia alone increased PVR by 112% (P < 0.01) and hypoxia alone increased PVR by 141% (P < 0.01). However, combined hypoxia and Polycythemia increased PVR by 308% (P < 0.005).18 Hasegawa and colleagues evaluated the role of polycythemia in mice. Study performed on transgenic mice with oxygen independent constitutive over expression of human erythropoietin. These mice become polycythemic at the age of 2 months with normal systemic hemodynamics compared to wild-type mice. Pulmonary artery pressure was elevated in vivo but not in vitro. This experiment provides proof to the concept that polycythemia can lead to elevated PAP.19 These studies suggest a role of polycythemia in the pathogenesis of PH. However, studies that evaluate this mechanism in COPD-related PH are needed.
Inflammation
Airway inflammation, induced by chronic cigarette smoking, may lead to pulmonary vascular changes. Cigarette smoke in rats induced proliferation of cells in pulmonary vasculature and in the airways.20 Chronic smokers with airway disease have changes in vascular structure compared to nonsmokers. Histological examination of pulmonary vasculature showed that smokers had twice as many muscularized arteries that were 0–300 μm in diameter compared to nonsmokers. In addition, there was increased fibrosis of arterial intima.21
In COPD patients who were smokers and with normal PAP, examination of post lobectomy/pneumonectomy lungs revealed increased number of leukocytes infiltrating the arterial adventitia specifically CD8+ lymphocytes. Decreased endothelial dependent vascular relaxation in the pulmonary artery rings and increased vascular intimal thickness of the pulmonary muscular arteries noted.22 Monocrotaline has a marked predilection for pulmonary vascular endothelium and leads to the development of PH with marked inflammatory infiltration of the vessels.23 This model suggests the role of toxin-mediated pulmonary vascular inflammation in PH development.
Inflammatory cytokines such as interleukin-6 (IL-6), C-reactive protein, and tumor necrosis factor-α are markers of elevated PAP in COPD.24,25 Genetics may play a role and the LL phenotype of 5-HT gene is associated with higher PA pressures in hypoxemic COPD patients.26 IL-6 gene polymorphism is associated with higher serum levels of IL-6 and higher PAP in COPD.25
Various models of PH induced by toxic substances, hypoxia, and sepsis have established the role of inflammation in PH. This supports the hypothesis that inflammation plays a role in inducing vascular changes in pulmonary circulation. Further elucidation of the precise mechanism by which inflammatory cells induce vascular remodeling and PH remains to be determined.
Shear stress
Viscous fluids moving in a cylindrical structure create shear stress on the vessel wall. If flow remains constant, shear stress is inversely related to the inner lumen of the vessel wall radius. As the luminal diameter decreases with vaso-constriction, the shear stress in the vasculature increases. This constant stress on the vascular wall causes increased platelet degranulation, increase in inflammatory cytokine release, increase in expression of adhesion molecules, decrease in production of nitric oxide synthase and increased endothelin production.27,28 All these molecular changes can lead to alteration in pulmonary vasculature and increase PVR. Rabinovitch and colleagues altered pulmonary flow by banding single lungs in rats and exposed them to hypoxia.29 Decreased pulmonary blood flow prevented vascular changes and muscularization of peripheral pulmonary arteries of the banded lungs in hypoxic rats when compared with the contralateral lung with increased pulmonary blood flow. This experiment demonstrates that increased flow with hypoxia can augments smooth muscle content in pulmonary arteries. These studies suggest a role of shear stress in the presence of hypoxia in augmenting vascular remodeling.
Endothelial dysfunction
Lungs of COPD patients show impaired endothelium mediated vasodilatation when compared to non-COPD patients. In vitro relaxation of pulmonary artery rings obtained from patients with COPD reveal impaired relaxation to ADP suggesting that impaired endothelium-derived relaxation.22 Nitric oxide (NO) is recognized as an important endothelium-derived vasodilator playing a major role in maintaining vascular tone in normoxemic pulmonary vasculature.30 Smokers have decreased expression of endo-thelial NO synthase in pulmonary endothelium.31 Increased shear may contribute to the increase in vascular tone in the presence of reduced NO production.28 Decreased NO production due to endothelial dysfunction may have a role in PH in COPD. These pathological changes do have clinical significance in regards to therapy. Several agents exist currently which increase levels of NO and lead to pulmonary vasodilatation.
Clinical features of pulmonary hypertension
History
Pulmonary hypertension clinically manifests as dyspnea. Patients may be asymptomatic especially in the early phase of the disease. As the disease progresses with continued elevation of PAP, the compensatory mechanisms get overwhelmed. Symptoms may vary depending upon the severity of disease. Symptoms of cor pulmonale appear with patients experiencing fatigue, dyspnea, worsening exercise limitation, chest pains, abdominal distention, and pedal edema. When this phase continues unchecked, the right ventricle fails and cardiac output begins to fall. This phase may manifest with worsening symptoms progressing to presyncope or even syncope.32 As this process further progresses it leads to shock and death.
COPD can manifest clinically as dyspnea and exercise intolerance. Until symptoms of Cor pulmonale appear, it would be difficult to identify PH clinically in these patients. As shown by Chaouat and colleagues, PH in COPD is usually mild and it would be difficult to clinically delineate from airway disease.12 During COPD exacerbations, some patients can develop pedal edema secondary to cor pulmonale with increased PAP and signs of right ventricular failure.33 Both hypoxia and hypercapnia affect the kidneys and encourage fluid retention. COPD patients during acute exacerbation may have elevated plasma renin activity and aldosterone levels that promote water and fluid retention.34 The principle cause of fluid retention in COPD patients is probably right atrial stretching leading to sympathetic nervous system firing and downstream activation of the renin–angiotensin system. Hypercapnia is thought to exacerbate these effects. This hyperaldosteronism may be reversible by the treatment of acute exacerbation. Clinically it is difficult to identify PH in COPD patients in the absence of right heart failure.
The process of diagnosing PH in COPD patients should start with an evaluation geared to find clinical conditions commonly associated with elevated PAP (Table 1). Systemic hypertension is a common disease worldwide and associated with tobacco abuse. Left ventricular hypertrophy and associated diastolic dysfunction can lead to elevated pulmonary venous pressures and subsequent PH.35 Smoking is a known risk factor for coronary artery disease. Post myocardial left ventricular dysfunction is common cause of systolic heart failure and subsequent PH. Presence of obstructive sleep apnea (OSA) should be investigated as a contributing cause of PH in COPD. Symptoms suggestive of OSA include snoring, witnessed apneas and daytime somnolence.36 Collagen vascular diseases are associated with PH, and history and serologies should be undertaken to elicit autoimmune disorders. History of prior intravenous drug abuse, anorexiant use and use of natural health products should be sought. Other clinical conditions strongly associated with PH should be ruled out before attributing it to COPD.
Table 1.
Heart failure (Systolic/Diastolic) | Dyspnea, exercise intolerance, angina, prior myocardial infarctions, systemic hypertension, valvular heart disease |
Current smoking | Smoking cessation counseling, nicotine replacement therapy |
Obstructive sleep apnea | Snoring, excessive somnolence, witnessed apneic episodes |
Autoimmune diseases | History of skin changes, arthritis, gastrointestinal problems and renal disease |
Chronic thromboembolic disease | Prior history of pulmonary embolism, deep vein thrombosis and genetic or acquired hypercoagulable conditions |
Drug history | Illicit drug abuse, prior anorexiant use and herbal products |
Chronic liver disease | History of jaundice, ascites, chronic viral hepatitis and alcohol abuse. Symptoms of portal hypertension including abdominal distention, and gastrointestinal bleed |
HIV infection | Sexual behavior, intravenous drug abuse and needle sharing |
Congenital diseases | History of congenital heart disease and intracardiac shunts, family history of sickle cell disease |
Physical examination
Physical examination in PH would depend upon whether patient is in compensated or decompensated right heart failure. Physical examination finding in early compensated phase can be unclear. Accenuated P2 may be heard indicating elevated PA pressures. Midsystolic murmur caused by turbulent flow across the pulmonary artery, left parasternal heave, right-sided S4 gallop and prominent jugular wave may be seen.32 As disease progresses, hepatojugular reflex and inspiratory augmented tricuspid murmur (Caravallo’s sign) may be evident. Signs of right heart failure include pulsatile liver, ascites, marked distention of jugular veins, and developing peripheral edema.2 Cardiovascular collapse due to severe cor pulmonale manifests as cold extremities and hypotension.
Many signs of classic PH would be altered in PH due to COPD. Loss of X descent with prominent V wave may suggest cor pulmonale in COPD patients. Hepatojugular reflex unmasks the murmur of tricuspid regurgitation and has 100% sensitivity and 66% specificity. Combined with Caravallo’s sign the specificity rises to 93%.37 Edema may be present in COPD patients with or without cor pulmonale during acute exacerbation.33 Auscultation would be difficult in these patients secondary to change in the position of heart. Point of maximal impulse may not palpable and advanced emphysematous patients may have small and vertical heart (drop heart).38
Diagnostic evaluation for pulmonary hypertension
PH in COPD patients is a clinical challenge to diagnose. In the absence of right heart failure, it is difficult to identify symptoms and signs attributable to elevated PAP. The authors experience of evaluating PH in COPD patients is serendipitous identification of elevated PAP on echocardiogram (ECHO). The other unusual scenario is patients with airway disease with overt right heart failure. We would like to describe the changes noted in noninvasive and invasive tests in COPD patients with PH.
Electrocardiogram
Electrocardiogram (EKG) is a poor screening tool to diagnose PH. EKG findings suggestive of PH are right-axis deviation; tall R wave and small S wave with R/S ratio > 1 in lead V1, qR complex in lead V1, rSR’ pattern in lead V1, large S wave and small R wave with R/S ratio < 1 in lead V5 or V6; or S1, S2, S3 pattern. ST-T segment wave depression and inversion may be present in the right precordial leads. Right atrial enlargement manifests as a tall P wave (>2.5 mm) in leads II, III, and aVF and frontal P-axis of 75°.32
Study performed in a cohort of patients with pulmonary arterial hypertension (PAH) and PAH secondary to collagen vascular diseases documented abnormal EKG findings in 87% of these patients.39 No data exists regarding the predictive values and prognostic significance of EKG changes in COPD patients with PH. EKG may be useful in evaluating and excluding other conditions such as ischemic cardiomyopathy and left ventricular hypertrophy.
Radiological studies
Chest radiograph
Chest X-ray may reveal findings suggestive of PH. A radiological index obtained by measuring the horizontal distances from the midline to the first divisions of the right and left pulmonary arteries, and dividing the sum of these distances by the maximum transverse diameter of the thorax can predict PH. An abnormal index was suggestive of PH. However, this did not correlate with disease severity.40 This index may not be accurate in COPD patients in the presence of hyperinflation. Enlarged main and hilar pulmonary arterial shadows, with concomitant attenuation of peripheral pulmonary vascular markings (pruning) is suggestive of PH. Right ventricular enlargement is seen on lateral films as impingement of the anteriorly situated right ventricular silhouette into the retrosternal clear space.2 The usefulness of these signs in patients with COPD is unknown.
Echocardiogram
Echocardiogram (ECHO) is a commonly used screening tool for evaluating PH. It is a simple noninvasive test that can provide details of biventricular function and anatomy. Doppler ECHO can be used to calculate the right ventricle systolic pressure (RVSP) if tricuspid regurgitation jet is noted. Presence of tricuspid jet is crucial to this measurement. Pulmonary artery pressure approximately equals to right ventricular systolic pressure in the absence of pulmonary artery outflow obstruction or stenosis. The right ventricular pressure (RVP) is approximated by the modified Bernoulli equation as 4v2, in which v is the velocity of the tricuspid jet in meters per second. RVSP obtained by adding right atrial pressure (RAP) to the RVP.32 RAP estimate is based on either the height of jugular venous pulse or echocardiographic features of inferior vena cava:
In one study, RVSP could not be estimated in 34% of COPD patients.41 This was due to poor quality signal, inadequate tricuspid regurgitation (TR) or absence of Doppler-detected TR. Increased intrathoracic gas, expansion of the thoracic cage, and alterations in the position of the heart can adversely affect detection and measurement of TR jet velocity. In a large series of 374 patients with advanced lung disease (COPD 68%), significant correlation was seen between PAP estimated by Doppler ECHO and RHC.42 However, the study revealed several limitations of the ECHO in this population. Estimation of PAP was possible in 44% of patients with advanced lung disease similar to the previous study.41 Doppler ECHO-estimated systolic PAP was accurate (within 10 mm Hg of RHC measurement) in only 48% of patients. However, the accuracy of Doppler ECHO was higher in patients with obstructive lung disease than in ILD or pulmonary vascular disease. The likelihood of estimating systolic PAP was lower in patients with marked air trapping define as residual volume >150% (40% versus 56%; P = 0.007).42 In a study by Himelman and colleagues, the detection rate of TR jet could be improved from 56% to 92% (P < 0.001) by the use of agitated saline contrast.43 These studies show low sensitivity of ECHO in estimating PAP in COPD patients and agitated saline contrast may improve the detection rate. Fisher and colleagues compared echocardiographic estimate of PAP with RHC. ECHO was performed within one hour post-RHC and was inaccurate (>10 mm Hg variability) in 48% of cases. Overestimation and underestimation were noted with similar frequency and the magnitude of underestimation was more. This study shows the inadequacy of ECHO in both identifying and quantifying PAP.44
ECHO can provide reliable data on abnormal anatomy of left heart and functional parameters which potentially can lead to elevated PAP.45 Intra cardiac shunts and valvular abnormalities can be recognized. ECHO derived data on pericardial effusion, right atrial enlargement and degree of septal displacement in diastole can predict mortality in PH.46 These markers indicated right ventricular failure in PAH patients. The applicability of these markers in COPD-related PH is unknown.
Chest computed tomography
Computerized tomography (CT) of the chest is an emerging diagnostic modality in PH evaluation. An advance in CT technology has led to improved imaging of heart and pulmonary vasculature. Contiguous 10 mm CT sections obtained with a 15 second breath-holding spiral technique were obtained in normal and proven PH patients (mean PAP > 20 mm Hg). Main PA diameter of 3.32 cm had 58% sensitivity and 95% specificity for presence of PAH.47 The mean PAP used in this study was lower than the accepted definition of PH. Multi-detector row CT with three-dimensional volume rendering can elucidate pulmonary vein anatomy in the thorax.48 This technology defines the anatomic details of main pulmonary veins draining into the left atrium. Abnormalities in the pulmonary venous drainage can prompt evaluation for structural anomalies causing PH.49 Contracter and colleagues evaluated the role of helical CT chest in diagnosing right ventricular dysfunction after acute pulmonary embolism (PE). Right ventricular dilation and deviation of interventricular septum towards left ventricle were the criteria used to define right ventricle dysfunction. The sensitivity of CT chest for detecting right ventricle dysfunction was 78% and specificity 100%, with a positive predictive value of 100%.50 Although, this was a retrospective study of 25 patients, chest CT may provide an option for evaluating right ventricle dysfunction in COPD patients especially when ECHO Doppler proves inadequate.
Magnetic resonance imaging
Cardiac magnetic resonance imaging (MRI) can provide anatomical details of the right ventricle and pulmonary vasculature. It can calculate multiple right ventricular parameters like right ventricular end systolic volume, right ventricular end diastolic volume, right ventricular stroke volume, and right ventricular ejection fraction. Right ventricular diastolic dysfunction appears to be prevalent in PH patients. Isovolumic relaxation time, normalized right ventricular early peak filling rate (E), atrium-induced peak filling rate (A), and E/A ratio can be obtained to evaluate right ventricular diastolic dysfunction.51 Gan and colleagues showed that increased isovolumetric relaxation time and decreased E/A ratio were indicative of right ventricular diastolic dysfunction.52 MRA with gadolinium was shown to be 77% sensitive and 98% specific in detection of PE in a prospective study of 141 patients with suspected PE.53
COPD-related PH is generally mild/moderate and may not be associated with right ventricle (right ventricular) dysfunction until later in the disease course. right ventricule is chronically pressure overloaded in PH leading to (initial) hypertrophy as opposed to acutely overloaded in acute embolism which leads to dilation and bowing of the septum. Therefore the CT technique may not be applicable as an early detection or screening tool. MRI might be a more sensitive technique for detection of PH associated markers like right ventricular diastolic dysfunction, increased right ventricular mass and PVR. Further research needs to be done to determine the utility of these techniques in COPD-related PH.
Right heart catheterization
Right heart catheterization is the gold standard to diagnose PH. Heart catheterization provides accurate measurement of mean pulmonary artery pressure to diagnose PH and pulmonary wedge pressure to determine the presence of pulmonary venous hypertension.32 Pulmonary vascular reactivity is assessed during the RHC and presence of reactivity has important therapeutic and prognostic implications in PAH.54 The major drawback is the invasive nature of the procedure. No studies have evaluated its role in COPD. The clinical conundrum would be selection of patients. For obvious reasons all patients with COPD cannot be subjected to heart catheterization. The optimal strategy would be to perform it on patients exhibiting signs and symptoms of right heart dysfunction. The authors feel its major role is to find elevated wedge pressures. This would identify left ventricular dysfunction and appropriate measures can be undertaken. Management of isolated precapillary elevated pulmonary pressure in COPD is unknown currently. The treatment strategy and benefits of treatment are unanswered questions.
Serological markers
Elevated serum brain-type natriuretic peptide (BNP) is a marker of myocardial stretch. Elevation in plasma BNP with exercise in COPD patients with normal right ventricles at rest suggests exercise induced PH.55 Plasma BNP levels are higher in COPD patients compared to normal subjects. Elevated plasma BNP correlates with pulmonary artery systolic pressure.56 BNP cutoff value of 36 pg/ml has a sensitivity and specificity of 75% and 89% in diagnosing cor pulmonale in COPD.57 All the above studies are single center investigations with small number of patients. The caveat in these studies is the low BNP value and hence poor specificity due to potential overlap with normal subjects. Large studies need to be conducted to validate these findings. The use of BNP can identify patients with subclinical PH. Further research needed to understand the clinical implication of identifying pre-clinical PH in COPD.
Diagnostic strategy
COPD confounds the classical manifestations of PH. Usual signs and symptoms of PH may be absent. Signs of right heart failure should trigger an evaluation for PH (Figure 2). ECHO is the initial screening tool of choice for PH. This simple noninvasive test can provide estimate of right ventricular systolic and RAPs. The utility of diagnosing sub-clinical PH is currently unknown. The authors feel that identification of elevated PAP in COPD patients by an ECHO should be followed by a RHC for confirmation (Figure 2) and to exclude alternative etiologies as stated in Table 1.
Therapeutics
Avoidance of airway irritants
Tobacco smoke is the most common cause of COPD. Multiple studies have reported improvement in functional markers, symptoms, morbidity and mortality in COPD with smoking cessation.58,59 Smoking cessation is an integral part of COPD management as stated by multiple health organizations. All smokers irrespective of symptoms should be counseled on the deleterious effects of smoking and cessation strategies. Even though, no studies exist evaluating the effect of smoking cessation on PH, authors strongly recommend smoking cessation for COPD patients with PH due to the obvious clinical benefits. Recent epidemiological studies have shown the role of biofuel smoke in causation of COPD. An autopsy study has revealed pathological changes similar to tobacco induced lung disease.15 No evidence is available yet evaluating the role of avoidance in biofuel induced lung disease. If evidence from smoking studies is considered, then avoidance of biofuel smoke may have similar benefits.
Oxygen therapy
Oxygen therapy is a cornerstone of COPD management in patients with hypoxemia. Two seminal trails have shown the survival benefit with long-term oxygen therapy. The Nocturnal Oxygen Treatment Trial (NOTT) included subjects with arterial PaO2 55 mm Hg or less or arterial PaO2 59 mm Hg or less with coexisting peripheral edema, hematocrit at least 55% or P pulmonale on EKG. The trial demonstrated a survival benefit of continuous supplemental oxygen therapy over nocturnal oxygen use. The average duration of treatment was 19.3 months. PVR and hematocrit reduced more in subjects that were on continuous oxygen therapy.60
The Medical Research Council (MRC) trial included patients with severe COPD, PaO2 between 40 and 60 mm Hg, hypercapnia and history of congestive heart failure.61 Subjects received either oxygen for at least 15 h/day, usually at 2 L per minute, or no oxygen. The follow-up period was five years. A survival benefit with the use of continuous oxygen over no oxygen noted after 500 days. In this study, subjects on room air showed increase in PAP while those on oxygen therapy showed no such increase. Both trials were not methodologically designed to determine the survival benefit of hemodynamic changes noted with oxygen therapy.
Hypoxemia plays a significant role in PH associated with COPD. Although inhaled NO and 100% oxygen decreased PAP in such patients, pulmonary gas exchange worsened due to ventilation-perfusion imbalance.62 Hemodynamic evaluation of COPD patients showed no correlation between right ventricular ejection fraction and PAP. A weak correlation between RVEF and PVR was noted providing a suggestion that as PVR increased the right ventricular function deteriorated.63 Low flow oxygen therapy improved RVEF during exercise in COPD patients when compared to room air.64 This study shows that oxygen therapy can improve right ventricular function during exercise. In another study, COPD patients received 28% oxygen for 24 hours and mean PAP response was measured. Fall in mean PAP of ≥ 5 mm Hg was considered a significant response to oxygen and predicted improved survival.65
Oswald-Mammosser and colleagues evaluated the prognostic significance of PH in hypoxic COPD patients requiring supplemental oxygen.66 The five-year survival rate was of 62.2% in patients with PAP < 25 mm Hg compared to 36.3% seen in subjects with PAP > 25 mm Hg (P < 0.001). PaO2 levels were not significantly different in the two groups. In a study by Zielinski and colleagues, long term oxygen therapy minimally improved mean PAP in the first two years, however mean PAP returned to baseline and remained unchanged despite worsening hypoxemia in this cohort of hypoxemic COPD patients.67 These studies provide support for using oxygen in hypoxemic COPD patients that may confer a survival benefit to these patients.
Vasodilator therapy
Multiple pharmacological agents have pulmonary vasodilatory effects. Studies in PAH have shown the effectiveness of these agents on pulmonary hemodynamics, however their utility in COPD-related PH remains to be determined.
Nitric oxide
Nitric oxide is an important endothelial derived pulmonary vasodilator that plays an important role in hypoxia-induced pulmonary vasoconstriction. Biochemically, it induces vasodilatation by increasing cyclic guanosine monophosphate (cGMP) levels in vascular smooth muscles.30 Administration of inhaled NO in COPD can lead to worsening of gas exchange due to impaired ventilation-perfusion matching.62 NO with oxygen therapy can lead to pulmonary vasodilatation without the deleterious effect on gas exchange.
NO administered by inhalation through a nasal canula at a dose of 25 parts per million for 24 hours with oxygen, reduced PVR without significant change in mean PAP.68 Breathing NO for 24 hours resulted in a significant increase in cardiac output. All subjects were on home oxygen and the mean PAP prior to intervention was 26.1 and remained unchanged post intervention A randomized prospective trial was conducted in hypoxic COPD patients with PH (mean PAP > 25 mm Hg) with pulsed inhaled NO plus oxygen over three months.69 NO plus oxygen decreased PVR, mean PAP, and increased cardiac output without worsening oxygenation. This study shows the improvement in pulmonary hemodynamics with inhaled NO. Baigori and colleagues.explored the role of inhaled NO on pulmonary hemodynamics in acute COPD exacerbation. Twelve mechanically ventilated patients with acute COPD exacerbation were administered inhaled NO (20 parts per million (ppm) for 20 minutes.70 Mean PAP fell, but arterial oxygenation, RVEF, and cardiac output remained unchanged. Based on the current available studies we know that inhaled NO does lead to pulmonary hemodynamic benefits in COPD. However, the translation of this hemodynamic improvement into clinical benefit is unexplored in COPD-related PH population. The major limitation of this drug is the difficulty in delivery, maintaining dosage, and patient discomfort due to mode of delivery.
Prostacyclin
Prostacyclin is an endogenously produced pulmonary vasodilator. In a study by Archer and colleagues, prostacyclin infusion for 48 hours in mechanically ventilated COPD patients with PH and acute respiratory failure showed no significant benefit.71 PVR and SVR fell initially but response was unsustained despite optimization of prostacyclin dosage. PaO2 dropped in patients receiving prostacyclin infusion compared to placebo group despite comparable inspired oxygen concentration. Lack of efficacy of prostacyclin can be attributable to multiple reasons. One could be ventilation-perfusion mismatch and worsening oxygenation in patients with parenchymal lung disease. Prostacyclin can increase intrapulmonary shunting causing lower systemic oxygen saturation. However, increased right ventricular output by prostacyclin may counterbalance the increased shunting. Further studies are required to address the balance of these counter effects of prostacyclin.
A newer compound, cicletanine enhances endogenous prostacylin production. Saadjain and colleagues administered cicletanine (50 mg daily) for 12 months to COPD patients with PH.72 In this small study, cicletanine resulted in a reduction of mean PAP and PVR after three and 12 months of treatment. There was a small but a nonsignificant reduction of PaO2. Further studies are needed to evaluate the role of this agent in PH due to COPD. Currently a large phase II clinical trial is under way evaluating the role of Cicletanine in PAH (see http://www.clinicaltrials.gov/). This study might provide further information about the effects on cicletanine on pulmonary vascular hemodynamics.
Phosphodiesterase inhibitors
Phosphodiesterase (PDE) inactivates cGMP, the second messenger of the prostacyclin pathway. The majority of PDE present in the lungs is PDE5. PDE5-inhibition blocks the degradation of cGMP and enhances the vasodilatory action of cGMP.
Sildenafil is the prototype drug in this category. In a heterogeneous group of secondary PH patients (patients with chronic thromboembolic disease, PH due to valvular abnormalities and COPD), response to sildenafil was studied. Sildenafil administration resulted in improved six-minute walk distance over long-term follow-up (range 12–51 months).73 Changes in PVR were variable and ECHO showed improvement in right ventricular function. In patients with PH and severe COPD and idiopathic pulmonary fibrosis, 50 mg sildenafil three times daily resulted in subjective improvement in all subjects.74 In a study evaluating the role of sildenafil in six patients, the PVR index dropped. Cardiac output and cardiac index showed no significant improvement.75 One time 50 mg dose of intravenous silde-nafil reduced PAP and PVR and after three months of oral therapy, six-minute walk significantly improved.76 Sildenafil decreased the rise in mean PAP with exercise irrespective of baseline PAP in patients with COPD. Few available studies have shown that sildenafil improves hemodynamics and functional markers in this patient population. Confirmation of these results in larger studies in COPD-related PH is pending.
Endothelin receptor antagonist
Endothelin-1 is a powerful vasoconstrictive agent produced by vascular endothelium and plays a major role in vascular homeostasis. Blockage of endothelin receptor leads to pulmonary vasodilation. Studies have shown its efficacy in PAH. Administration of endothelin receptor antagonists such as Bosentan in PH secondary to COPD has yielded conflicting results. Bosentan administration in COPD-related PH patients for 12 weeks, resulted in worsening hypoxemia with no improvement in six-minute walk distance.77 Another study by Valerio and colleagues showed that Bosentan administration for 18 months resulted in an improvement in six-minute walk distance, PAP, and PVR.78 These conflicting results need to be reconciled in a large randomized clinical trial that is currently underway. However, given the lack of convincing evidence, the use of Bosentan in COPD-related PH is not recommended.
Conclusion
COPD-related PH is usually mild. Small subset of patients demonstrates significant PH and the clinical significance is limited to poor prognosis. Initial goal of management is to identify alternate remediable causes. There is no current therapy targeting PH in COPD. Smoking cessation and oxygen therapy remain the only proven therapies for COPD and should be recommended to all COPD patients. Anecdotal reports suggest utility of PDE5-inhibitor and prostacyclin in treatment of PH associated with COPD. Targeted agents and strategies are still to be discovered.
Table 2.
Study | Agent | Result | Comment |
---|---|---|---|
Nocturnal Oxygen Treatment Trial (NOTT)60 | Oxygen | Decrease in PVR with continuous oxygen supplementation | Survival benefit with continuous oxygen use with reduction in PVR and hematocrit |
Medical Research Council (MRC) trial61 | Oxygen | PAP stable with O2 supplementation compared to increase noted with room air | Survival benefit after 500 days of oxygen use |
Zielinski J et al67 | Oxygen | Initial fall and subsequent stabilization of PAP with long term oxygen therapy | Worsening airway disease in presence of long term oxygen therapy |
Vonbank et al69 | Inhaled NO + oxygen | Improved PAP and PVR after three months of pulsed NO inhalation | Short study duration. Needs validation in long term studies |
Alp et al75 | Sildenafil | Improvement in PAP, PVR and 6MWT acutely and after three months | Small subject population with six initially and five after three months follow-up |
Valerio G et al78 | Bosentan | Improvement in PAP, PVR, and 6MWD after 18 months | Small subject population of 16 patients |
Footnotes
Disclosures
The authors report no conflicts of interest in this work.
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