Summary
Background
Chinese injection drug users (IDUs) may be a proper candidate population for HIV vaccine trials.
Objective
To evaluate willingness to participate (WTP) in HIV vaccine trials among Chinese IDUs.
Methods
Questionnaire interviews were completed among 401 IDUs in Urumqi City in northwestern China in 2005.
Results
Overall 74.3% of participants said that they would be definitely willing to participate in HIV vaccine trials, 17.7% were probably willing, 6.2% were probably not willing, and remaining 1.8% were definitely not willing to join. Multivariate logistic regression analysis demonstrated that WTP was positively associated with having ever had sex with a drug use partner (adjusted odds ratio [AOR]: 1.8; 95% confidence interval [CI]: 1.04, 3.2), sharing needle and syringe with a new drug use partner in the past 3 months (AOR: 3.8; 95% CI: 1.2, 11.7), perceived family support for participation (AOR: 7.4; 95% CI: 4.3, 12.7), and perceived vaccine protection against HIV infection (AOR: 16.1; 95% CI: 3.7, 70.8), and was negatively associated with perceived risk of social stigma and isolation for participation (AOR: 0.3; 95% CI: 0.2, 0.5).
Conclusions
The stated WTP in hypothetical HIV vaccine trials was high among Chinese IDUs. Further studies are needed to evaluate actual enrollment into the trials.
Keywords: Willingness to participate, HIV vaccine, Clinical trial, Injection drug users, China
Introduction
More than two decades into AIDS epidemic, the epidemic is still gaining rapid spread momentum in many parts of the world in spite of continuing prevention efforts [1]. The best long-term hope to effectively contain the pandemic may lie in availability of safe and effective preventive HIV vaccines. One of key steps to this goal is to conduct clinical trials to test the efficacy of candidate vaccines among high risk populations who are willing to participate in the trials.
China is one of numerous developing countries that have been involved in HIV vaccine trials since the beginning of the efforts in the 1990s [2]. Currently several Chinese vaccine candidates with all the selected genes matched with the epidemic strains are under development and two of them have been approved for phase I clinical trials by the State Food and Drug Administration (SFDA). One regimen was developed by Changchun Baike Biological Medicine Company using DNA priming and MVA boost with env and gag-pol of CRF_B′/C as inserts. This vaccine was tested in a phase I trial in Guangxi during March 2005 and July 2006, in which 49 volunteers participated and no severe side effect was reported. This vaccine has been approved for undergoing a phase II trial [3]. Another regimen was developed by the National Center for AIDS/STD Control and Prevention using DNA priming and rVV tiantan boost with env and gag-pol of CRF07_B′/C as inserts. This vaccine has been approved by SFDA for a phase I trial, and volunteer recruitment in Beijing has started in November 2007 [4]. These trials are conducted among healthy volunteers, and eventually candidate vaccines will be tested among high risk populations for efficacy.
Involving injection drug users (IDUs) in HIV vaccine clinical trials in China is particularly essential. First, though HIV prevalence rates vary among some Chinese high risk populations such as sex workers [5–7], men who have sex with men [8–10] and former plasma donors [11–12], incidence is low or lacking [13], only IDUs cohorts in southwestern and northwestern Chinese provinces such as Sichuan, Guangxi and Xinjiang have shown high HIV incidence rates from 3.1 to 8.8% and moderate 12-month retention rates from 70 to 93% [14–16]. Typically, a cohort with <2% HIV seroincidence and <90% 1-year retention is considered inappropriate for phase III vaccine trials, because in this situation the sample size required would be too large for an effect to be shown. Second, the diverse HIV clades have been observed among China IDUs [17–18], and would allow testing the protective effects of preventive candidate vaccines against these clades. Third, IDUs are the largest contributor among several high risk populations for the cumulative and new cases of HIV/AIDS in China [19–20], and therefore IDUs could potentially be the most beneficiary group when effective preventive vaccines are available. However, there is no data about the willingness to participate (WTP) in HIV vaccine trials among Chinese IDUs. This study is to evaluate WTP and its predictors in this population.
Methods
Study design and study population
This cross-sectional study was conducted among IDUs in Urumqi of Xinjiang’s capital City in northwestern China from April to June 2005. Xinjiang has reported the second largest number of HIV/AIDS cases among 31 provinces in mainland China, and about three quarters of HIV/AIDS cases in Xinjiang are contributable to injection drug use. Participants were recruited in the downtown of Urumqi City either through direct contacts by the outreach workers or through peer referrals. A small financial incentive was given to participants who successfully referred peers to the study. Those who were 18 years or older, had injected drugs at least once in the last 3 months, and were willing to provide informed consent, were eligible for enrollment in this study. After written informed consent was obtained, participants were given brief introduction about what is HIV vaccine and what is clinical trial; then, a structured questionnaire interview was conducted by a trained interviewer. HIV voluntary counseling and testing and referral services for harm reduction were offered to all study participants. The study protocol and informed consent were approved by the institutional review board of the National Center for AIDS/STD Control and Prevention of the Chinese Center for Disease Control and Prevention.
Data collection
Questionnaire interviews collected the following data: demographic characteristics (e.g., age, sex, ethnicity, years of education, employment status, marital status, owing a house or apartment), drug use practices in the past 3 months (frequency of injecting drugs, needle and syringe sharing, and sharing drugs with new partners), and sexual behaviors (any unprotected sex with regular sex partner or casual sex partner(s) in last month, and any sexual partners who were drug users).
The questionnaire also includes a list of statements about willingness to participate (WTP) in hypothetical HIV vaccine trials, and motivators/perceived benefits and barriers/perceived risks to participate. For example, one statement about perceived benefit was phrased like this: “I would get free HIV counseling and testing if I participate in a HIV vaccine trial.” Answers to most of these questions were “yes” or “no”.
WTP was assessed on a four-point scale designed to reflect Chinese language usage. Literal translation for each item and the English equivalent are as follows:
“I am definitely willing to participate” [definitely];
“I want to participate but let me think about it” [probably];
“I do not want to participate but would think about it” [probably not];
“I am not at all willing to participate” [definitely not].
Data analysis
Questionnaire data were double-entered and compared using EpiData software (The EpiData Association Odense, Denmark). Then the data were converted and analyzed using Statistical Analysis System (SAS Institute Inc., Cary, NC, USA). Preliminary analyses showed that 74.3% (298/401) were definitely willing to participate, 17.7% (71/401) were probably willing, 6.2% (25/401) were probably not willing, and 1.8% (7/401) were definitely not willing to participate. Therefore, the outcome variable was dichotomized so that there were plenty of subjects in each category for comparison: willingness to participate (WTP) if the answer was “definitely willing”, or non-willingness to participate (non-WTP) if the answer was others. Univariate analyses including chi-square test, Fisher’s exact test and Wilcoxon two-sample test were performed to evaluate associations of WTP with demographic characteristics, drug use and sexual behaviors, and potential risks and benefits surrounding participation in HIV vaccine clinical trials. Variables significant at a level of P = 0.1 were fitted in a multivariate logistic regression model to estimate the factors associated with WTP, and only the factors significant at a level of 0.05 (two-tailed) were reported.
Results
Demographic characteristics
A total of 401 IDUs consented and completed the survey. The median age was 30 years (interquartile range: 26–33); 88.3% were males. The mean annual income was 10,432 Chinese Ruan (RMB, 1 dollar ≈ 8.2 RMB in 2005) while the national average was 18,405 RMB. About one quarter of participants was Han majority ethnics and 70% were Uigur minority ethnics. Education distribution was 2.5% illiteracy, 19.2% primary school, 41.6% junior high school, and 36.6% senior high school; 61.8% were unemployed; 55.4% were single. Nearly half (49.1%) of participants were living their parents and 30.7% owned a house/apartment. 36.9% of WTP and 35.0% of non-WTP were HIV positive. Among these demographic variables, only age was associated with WTP at the significant level of 0.1, and WTP participants were 1-year older than non-WTP participants (Table 1).
Table 1.
Association between sociodemographic characteristics and willingness to participate (WTP) in HIV vaccine trials
| Variable | WTP (n = 298, %) | Non-WTP (n = 103, %) | P value |
|---|---|---|---|
| Sex | 0.28 | ||
| Male | 87.2 | 91.3 | |
| Median age (IQR) | 30 (26–34) | 29 (26–32) | 0.09 |
| Median income (IQR) RMB | 6000 (0–11000) | 5000 (0–10000) | 0.31 |
| Ethnic | 0.98 | ||
| Uigur | 69.8 | 69.9 | |
| Senior high school education (10th grade or above) | 0.31 | ||
| Yes | 35.2 | 40.8 | |
| Unemployed | 0.87 | ||
| Yes | 62.1 | 61.2 | |
| Married or cohabited | 0.33 | ||
| Yes | 25.2 | 20.4 | |
| Owing a house or living with parents | 0.36 | ||
| Yes | 80.9 | 76.7 |
Drug use and sexual behaviors
The average period of having injected drugs was 5 years. In the past 3 months, 64.3% injected drugs daily, 19.2% shared needles and syringes and 11% shared with new partners. About 39% of participants had ever had sex with a drug use partner; 39.4% had unprotected sex with a regular partner and 20.9% with a casual partner in the last 30 days. Frequency of injecting drugs, sharing needles with a new partner, and having ever had sex with a drug use partner were associated with WTP at the significant level of 0.1 (Table 2).
Table 2.
Association between drug use and sexual risk taking and willingness to participate (WTP) in HIV vaccine trials
| Variable | WTP (n = 298, %) | Non-WTP (n = 103, %) | P value |
|---|---|---|---|
| Frequency of drug injection in the past 3 months | 0.01 | ||
| ≥7 times/week | 68.1 | 53.4 | |
| Sharing needle and syringe with any drug users in the past 3 months | 0.16 | ||
| Yes | 20.8 | 14.6 | |
| Sharing needle and syringe with a new drug use partner in the past 3 months | 0.01 | ||
| Yes | 13.4 | 3.9 | |
| Having unprotected sex with a regular partner in the last 30 days | 0.71 | ||
| Yes | 39.9 | 37.9 | |
| Having unprotected sex with a casual partner in the last 30 days | 0.90 | ||
| Yes | 20.8 | 21.4 | |
| Having ever had sex with a partner who was a drug user | 0.02 | ||
| Yes | 42.3 | 29.1 |
Willingness to participate (WTP) and perceived benefits and risks
Nearly three quarters (74.3%, 298/401) of participants said they were definitely willing to participate in HIV vaccine trials. Overall, about two thirds (64.6%) said their family would support them to participate, and the percentage was higher among WTP (76.2%) than non-WTP participants (31.1%) (Table 3).
Table 3.
Association between perceived benefit/risk and willingness to participate (WTP) in HIV vaccine trials
| Statement | WTP (n = 298, %) | Non-WTP (n = 103, %) | P value |
|---|---|---|---|
| Family would support me to participate in HIV vaccine trials | <0.01 | ||
| Yes | 76.2 | 31.1 | |
| Social benefits | |||
| Wish scientists develop an effective vaccine | 0.26 | ||
| Yes | 100 | 99.0 | |
| Wish to contribute to the control and prevention of AIDS | |||
| Yes | 100 | 99.0 | 0.26 |
| Personal benefits | |||
| Update information about HIV/AIDS | 1.00 | ||
| Yes | 98.3 | 98.1 | |
| Free HIV counseling and testing | 0.43 | ||
| Yes | 98.3 | 97.1 | |
| Incentive for participation | 0.26 | ||
| Yes | 99.3 | 98.1 | |
| Motivation to avoid risky behaviors | 0.68 | ||
| Yes | 98.0 | 99.0 | |
| Protection against HIV infection | <0.01 | ||
| Yes | 99.0 | 88.4 | |
| Social risks | |||
| People may think I’m at high risk for HIV | <0.01 | ||
| Yes | 40.6 | 67.0 | |
| People may think I’m infected with HIV | <0.01 | ||
| Yes | 37.9 | 62.1 | |
| People may refuse to have sex with me | <0.01 | ||
| Yes | 37.6 | 59.2 | |
| People may avoid social contact with me | <0.01 | ||
| Yes | 37.6 | 66.0 | |
| Health risks | |||
| Vaccine probably does not work | 0.52 | ||
| Yes | 73.5 | 76.7 | |
| Vaccine may cause health problems | <0.01 | ||
| Yes | 55.4 | 70.9 | |
| Develop a false positive HIV test | 0.55 | ||
| Yes | 74.8 | 71.8 | |
| Weaken the body’s ability to fight off HIV | 0.53 | ||
| Yes | 53.7 | 57.3 | |
Almost all participants reported that they wish scientists to develop an effective vaccine and wish to contribute to the control and prevention of AIDS. Regarding perceived personal benefits to participate in HIV vaccine trials, over 98% said they could obtain updated information about HIV/AIDS, free HIV counseling and testing, incentive for participation, and they would be more motivated to avoid risky behaviors. Ninety-nine percent of WTP and 88% of non-WTP participants said they might have protection against HIV infection for receiving a HIV vaccine (Table 3).
Higher percent of non-WTP participants said “yes” than WTP group to five statements regarding perceived risks to participate: “people may think I am at high risk for HIV,” “people may think I am infected with HIV,” “people may refuse to have sex with me,” “people may avoid social contact with me,” and “HIV vaccine may cause health problems.” There were no statistically significant differences in the responses to other three health risk statements between WTP and non-WTP groups (Table 3).
Factor associated with WTP
One demographic, three behavioral, and seven perceived benefit/risk variables were statistically significant in univariate analyses and therefore were included in the stepwise multivariate logistic regression analysis and five variables remained in the final model (Table 4). WTP was positively associated with having ever had sex with a drug use partner (adjusted odds ratio [AOR]: 1.8; 95% confidence interval [CI]: 1.04, 3.2), sharing needle and syringe with a new drug use partner in the past 3 months (AOR: 3.8; 95% CI: 1.2, 11.7), perceived family support for participation (AOR: 7.4; 95% CI: 4.3, 12.7), and perceived vaccine protection against HIV infection (AOR: 16.1; 95% CI: 3.7, 70.8), and was negatively associated with perceived risk of social stigma and isolation for participation (AOR: 0.3; 95% CI: 0.2, 0.5) (Table 4).
Table 4.
Multivariate logistic regression analysis of factors associated with willingness to participate (WTP) in HIV vaccine trials
| Factors | Adjusted odds ratio (95% confidence interval) | P value |
|---|---|---|
| Having ever had sex with a partner who was a drug user | 0.04 | |
| No | 1.0 | |
| Yes | 1.8 (1.04, 3.2) | |
| Sharing needle and syringe with a new drug use partner in the past 3 months | 0.02 | |
| No | 1.0 | |
| Yes | 3.7 (1.2, 11.7) | |
| Family would support me to participate in HIV vaccine trials | <0.01 | |
| No | 1.0 | |
| Yes | 7.4 (4.3, 12.7) | |
| (Vaccine may provide) Protection against HIV infection | <0.01 | |
| No | 1.0 | |
| Yes | 16.1 (3.7, 70.8) | |
| People may avoid social contact with me | <0.01 | |
| No | 1.0 | |
| Yes | 0.3 (0.2, 0.5) |
Discussion
A high proportion (74%) of IDUs in Urumqi City in northwestern China showed a definite willingness to participate in hypothetical HIV vaccine trials in our study. This percentage is higher than other studies among IDUs in both Asian and western countries [21–22]. Besides IDUs, men who have sex with men (MSM) and women at heterosexual risk have also been most involved in HIV vaccine trials. In all populations, those with high risks were more willing to participate in HIV vaccine trials than those with low risks [23].
Motivators to HIV vaccine trial participation may include altruism, higher education level, and perceived exposure to HIV, protection against HIV infection, free insurance and/or medical care and monetary incentives [22–24]. Barriers include fear of vaccine-induced HIV infection, uncertainty about vaccine efficacy, mistrust to government or research institute, vaccine-induced HIV seropositivity, and associated stigma and discrimination [22–24]. Our study showed several similar motivators and barriers. In Chinese culture, family tie is strong. Drug users are often living with their families and they are not ostracized by their families just because of their “stigmatized” drug use behaviors. This may explain that family support was a motivator for WTP. Perceived protection against HIV infection was also associated with WTP; 99% of WTP participants and 88% of non-WTP said they might have protection against HIV infection by receiving a HIV vaccine. However, the protective effect of any available HIV candidate vaccines is still uncertain; the high response rates in both groups may reflect insufficient information in relation to the experimental characteristics of the hypothetical vaccine. Like in other Asian studies [21], social relationship and fear of the exclusion of community were found to be independent predictors for WTP in our study sample. It is suggested that efforts should be made to increase awareness of the importance and reduce the stigma of participating in HIV vaccine trials among both high-risk groups, who are potential vaccine trial participants, and general population whose attitudes may affect participants’ decision.
HIV vaccine trials require the participation of individuals at high risk of infection. Some researchers argued that IDUs might not be good candidates for vaccine trials due to their high chance of loss of follow-up [25]. However, the Asia’s first randomized, double-blind, placebo-controlled efficacy trial of AIDSVAX B/E (VaxGen) had attained 90.1% retention of 3-year follow-ups among IDUs in Thailand, though the trial found the vaccine did not prevent HIV-1 infection or delay HIV-1 disease progression [26]. Our study and the previous sero-incidence study [14] suggested IDUs in Urumqi City have the characteristics of being a good vaccine trial population: high levels of risk behaviors and HIV incidence, good retention rate, and high WTP.
However, any studies investigating attitudes and behaviors based on interviewing may be limited by social desirability bias, and our study has no exception. Social desirability bias might lead to overestimation of WTP in our study sample. In addition, our study evaluated the stated WTP toward hypothetical vaccine trials. There may be a gap between stated WTP and actual enrollment decision, though limited data have shown a positive association between them [27]. More studies are needed to evaluate actual enrollment into HIV vaccine trials among Chinese IDUs.
Acknowledgments
This study was supported by grants from the National Natural Science Foundation of China (10501052), the Ministry of Health of China (WA2003-13) and the Ministry of Science and Technology of China (2004BA719A0). HZQ received support from the Vanderbilt-UAB AIDS International Training and Research Program grant 3D43 TW001035 from the Fogarty International Center, National Institutes of Health, USA.
Footnotes
Other uses, including reproduction and distribution, or selling or licensing copies, or posting to personal, institutional or third party websites are prohibited.
Conflict of interest statement: Poster abstract was presented at the AIDS Vaccine 2007 Conference, August 20–23, Seattle, WA, USA.
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