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. Author manuscript; available in PMC: 2010 Oct 1.
Published in final edited form as: Biol Blood Marrow Transplant. 2009 Aug 3;15(10):1277–1287. doi: 10.1016/j.bbmt.2009.06.005

THE EFFECT OF SMOKING ON ALLOGENEIC TRANSPLANT OUTCOMES

David I Marks 1, Karen Ballen 2, Brent R Logan 3, Zhiwei Wang 3, Kathleen A Sobocinski 3, Andrea Bacigalupo 4, Linda J Burns 5, Vikas Gupta 6, Vincent Ho 7, Philip L McCarthy 8, Olle Ringdén 9, Harry C Schouten 10, Matthew Seftel 11, J Douglas Rizzo 3
PMCID: PMC2768519  NIHMSID: NIHMS125024  PMID: 19747636

Abstract

Using CIBMTR data we compared the transplant outcomes of patients with chronic myeloid leukemia (CML) who were non-smokers (NS) and past or current smokers (PCS). There were 2193 NS and 625 PCS who received matched sibling and unrelated donor allografts for CML in first chronic phase. We looked for dose effects and identified low and high dose smoking groups (≥10 pack years, >1 pack per day). Outcomes were adjusted for known prognostic variables including the EBMT risk score. In multivariate analyses of sibling allograft recipients, relapse risk was higher (RR 1.67, p=0.003) in smokers than NS but the dose effects were not consistent. High dose smokers experienced a 50% TRM vs. 28% in the NS group at 5 years on univariate analysis and the RR was 1.57 (p=0.005) on multivariate analysis. Overall survival at 5 years was 68% in NS vs. 62% in the low dose smoking group vs. 50% in the high dose smoking group (p<0.001). Smoking did not significantly affect outcomes in unrelated donor recipients but numbers were smaller. High dose smoking is associated with a reduction in overall survival in patients having sibling allografts for CML. A prospective study with detailed demographic, pulmonary function and quality of life data would improve our understanding of this issue.

Keywords: smoking effect, hematopoietic cell transplantation, outcomes, chronic myeloid leukemia, dose effect

INTRODUCTION

Allogeneic stem cell transplantation is widely used to cure patients with leukemia and other haematological conditions. Various biological factors influence the transplant outcome of patients with chronic myeloid leukemia (CML). These include patient age(1) (Center for International Blood and Marrow Transplant Research (CIBMTR), unpublished data), performance status at transplant(2) and body mass index(1). Pre-transplant pulmonary function may also affect overall transplant outcome and post-transplant respiratory complications(3, 4). One of the major causes of pre-transplant respiratory abnormalities is cigarette smoking. Depending on the population studied, between 20 and 50% of adult allogeneic transplant candidates have a current smoking history and many additional patients have a past smoking history. Smoking, as well as affecting pulmonary function, can influence the risk of coronary artery disease(5) and is an important cause of lung cancer (which may be increased after allogeneic transplantation).(6) Smokers are known to have different demographics to non-smokers. They are more likely to be male, of a lower socioeconomic status(7, 8) and have a higher alcohol intake(9). In studies of the effect of smoking on health outcomes it is possible that these associations of smoking may affect the outcomes.

No large-scale studies address the effect of smoking on transplant outcome. The CIBMTR database, which includes data on smoking history, is ideal for this purpose. We hypothesised that a smoking history would significantly reduce the chance of a successful transplant outcome by increasing treatment related mortality (TRM), primarily through pulmonary complications, including infection. Relapse incidence was also studied because physicians may have altered conditioning in patients who smoke. Smoking may affect the incidence of secondary malignancies but this study was not designed to address this issue.

We elected to study patients with CML in first chronic phase (CP1) because we hypothesised that examining the effect of smoking in a chemotherapy naïve population would ‘isolate’ the effect of smoking. Smoking might make pulmonary complications more likely after pre-transplant chemotherapy but we wished to study the effect of smoking on transplant alone. This focus on CML also eliminated a potential source of patient heterogeneity and the prognostic factors affecting the transplant outcome of CML patients are well described(10). We analysed sibling and unrelated donor transplants separately as the latter has a greater TRM and may have received higher doses of TBI.

There are numerous practical implications of performing this study. Transplant teams will be able to inform better patients who smoke about the chances of a successful outcome. The study may generate information that enables transplanters to modify conditioning regimens to increase the chance of a successful outcome. Finally, when the causes of treatment failure are determined, transplanters may be able to direct their supportive care efforts to preventing specific problems.

PATIENT SELECTION AND INCLUSION CRITERIA

Patient data for this study were obtained from the CIBMTR. More than five hundred participating centers register consecutive allogeneic transplants to CIBMTR. Detailed demographic and clinical data are collected on a sample of registered patients. Compliance is monitored by on-site audits. Computerized error checks, physician reviews of submitted data, and on-site audits of centers ensure the quality of data.

This study included all patients between 1990 and 2004 aged 18 and above who received HLA-identical sibling or matched unrelated donor (URD) allogeneic transplants for CML in CP1 for whom a smoking history was known. Patients received busulphan and cyclophosphamide or TBI and cyclophosphamide for conditioning. Graft type was restricted to bone marrow or peripheral blood. Graft versus host disease (GVHD) prophylaxis was restricted to cyclosporine and methotrexate, tacrolimus and methotrexate, T cell depletion or cyclosporine and other immunosuppressive agents. Patients who received low dose oral busulphan prior to transplant were excluded.

The number of patients with CML in CP1 aged >18 who had allografts reported to the CIBMTR between 1990 and 2004 was 5461. 5022 patients received a sibling or unrelated donor allograft of marrow or peripheral blood. We only included the 4409 receiving Cy/TBI or Bu/Cy conditioning and excluded the patients who had received prior low dose busulphan, leaving 3880 patients. We confined our study to 3793 patients with specific types of GVHD prophylaxis (defined above). Finally we had quantitative smoking information for 2818 of these patients.

Smoking Data

Patients were categorised as non-smoker or past or current smokers based on self-reported responses extracted from medical notes by data managers completing the CIBMTR forms. The questions asked about smoking history varied slightly in 1989, 1995 and 2002. However all questionnaire versions enquired about duration and number of cigarettes per day. The quantitative data regarding number of years smoked and amount per day (<1 pack, 1 pack and >1 pack) enabling us to compare the major outcomes in these groups and look for a dose effect. In this study past or current smokers are termed ‘smokers’. We divided smokers into 2 ‘doses’: high dose smokers had accumulated ≥ 10 pack years and smoked >1 pack per day and low dose smokers had <10 pack years or 1 ≤ pack per day.

Statistical methods

Patient-, disease-, and transplant-related variables for patients in the three smoking groups were compared using chi-square test for categorical variables and the Kruskal-Wallis test for continuous variables. P-values for pair-wise comparison were adjusted using Bonferroni correction.

The primary endpoints were relapse, TRM, disease free survival (DFS), and overall survival (OS). The event relapse was defined as occurrence of CML (clinical and/or cytogenetic) posttransplant. TRM was defined as death within 28 days posttransplant or death without CML relapse. Smoking may affect the incidence of fungal infection but because our data does not allow us to verify this diagnosis, this was not an endpoint of the study.

Probabilities of TRM and relapse were calculated using the cumulative incidence function method.(11) Treatment-related death and relapse were the competing events. Data on patients without either competing event were censored at last follow-up. For analyses of survival, death from any cause was considered an event and surviving patients were censored at last follow-up. For analyses of DFS, we considered relapse or death an event.

All P values were 2 sided, and a value of less than .05 was considered statistically significant.

Cox proportional hazards models were used to adjust for patient-related, disease-related, and transplant-related covariates. A main effect term for smoking was forced into the model. The remaining covariates were included using a stepwise forward selection technique with a P value ≤ 0.05 as the criterion for inclusion in the final models. Other variables considered in the models include: recipient age, gender, region of transplant center, performance score, WBC at diagnosis, body mass index prior to transplant, spleen size at diagnosis, pre-transplant use of hydroxyurea, interferon, or gleevec, interval from diagnosis to transplant, year of transplant, HLA matching, conditioning regimen, use of antithymocyte globulin (ATG) or alemtuzamab antibody therapy prior to transplant, use of lung shielding in radiation therapy, GVHD prophylaxis, donor age, donor-recipient gender match, source of graft, EBMT risk score, cytomegalovirus (CMV) status, and coexisting disease. The EBMT risk score is a scoring system designed by the European Group for Blood and Marrow Transplantation to predict the survival after allogeneic transplant for CML patient.(10) Higher score indicates a lower probability of survival. The CIBMTR does not collect sufficient data to calculate a Sokol score. Pulmonary function test data is not routinely collected by CIBMTR.

The proportional hazards assumption for each variable was examined using time-varying covariate and graphical approaches. Stratified proportional hazards models were used when variables with non-proportional hazards were identified. No significant interactions between smoking and other explanatory variables were found. There were no statistically significant center effects. In addition to the comparison of nonsmokers with past/current smokers, we also considered models with subgroups of past/current smokers based on years smoked and average packs per day. The cut point for years smoked (<10 years vs. >10 years) was selected based on plots of the Martingale residuals. Since age is related to duration of smoking, we tested for confounding by analyzing the subgroup of patients 30 years of age and older to determine consistency of effect relative to the group of all patients. Analyses were performed with the use of SAS software, version 9.1 (SAS Institute, Cary, NC).

Because data regarding smoking exposure was limited we considered 5 models in looking for an effect of smoking. First we simply compared smokers and non-smokers. Secondly past or current smokers were divided according to duration of smoking (<10 years and >10 years). Thirdly, the average number of packs per day was divided into <1 pack, 1 pack, >1 pack. Fourthly, we compared smokers with ≥ 10 pack years and ≤ 10 pack years. In the fifth model we combined models 2, 3 and 4 and compared low and high dose smokers as stated above. This results and discussion will be focused on the fifth model.

RESULTS

Patient characteristics in sibling allograft recipients

Table 1 shows the characteristics of patients >18 years with CML who had sibling donor transplants and compares individuals who have never smoked (NS) and those who are low or high dose smokers. We divided smokers into 2 ‘doses’. In the sibling allograft recipients, high dose smokers (n=94) had accumulated ≥ 10 pack years and smoked >1 pack per day and low dose smokers (n=370) had ≤ 10 pack years or ≤ 1 pack per day. Overall the median number of years of smoking was 15 and 22% smoked > 1 pack per day.

Table 1.

Characteristics of patients ≥ 18 year receiving HLA-identical sibling donor transplants for CML in first chronic phase, reported to the CIBMTR, 1990–2004.

Non Smokers Smokers
Low dosea High dosea
Variables N N (%) N N (%) N N (%)
Number of patients 1649 370 94
Age at transplant, years, median (range) 1649 37 (18–61) 370 38 (18–66) 94 45 (22–58)
Age at transplant, years 1649 370 94
 18 – 29 419 (25) 67 (18) 6 (6)
 30 – 39 580 (35) 134 (36) 22 (23)
 40 – 49 466 (28) 115 (31) 48 (51)
 ≥50 184 (11) 54 (15) 18 (19)
Male 1649 888 (54) 370 262 (71) 94 68 (72)
Region 1648 370 94
 United States 499 (30) 126 (34) 53 (56)
 Canada 60 (4) 14 (4) 8 (9)
 Europe 594 (36) 141 (38) 20 (21)
 Asia 143 (9) 20 (5) 4 (4)
 Australia/New Zealand 88 (5) 13 (4) 3 (3)
 Mideast/Africa 139 (8) 12 (3) 3 (3)
 Central/South America 125 (8) 44 (12) 3 (3)
Karnofsky score (< 90%) 1637 171 (10) 366 42 (11) 92 15 (16)
Number of packs per day 370 94
 ≤1 -- 363 (98) --
 > 1 -- 7 (2) 94 (100)
Number of years smoked, median (range) -- 370 12 (1–43) 94 20 (5–44)
Smoking pack-year, median (range) -- 370 10 (<1–3) 94 34 (12–140)
Smoking pack-year, 370 94
 ≤10 pack-year -- 222 (60) --
 > 10 pack-year -- 148 (40) 94 (100)
Body mass index, kg/m2 1635 369 94
 ≤22 380 (23) 69 (19) 19 (20)
 22–30 1012 (62) 238 (64) 59 (63)
 > 30 243 (15) 62 (17) 16 (17)
White cell count at diagnosis, 109/L, median (range) 1529 145 (1–800) 347 114 (7–650) 89 96 (4–387)
White cell count at diagnosis, 109/L 1529 347 89
 < 50 282 (18) 91 (26) 26 (29)
 50 – 100 290 (19) 68 (20) 24 (27)
 > 100 957 (63) 188 (54) 39 (44)
Spleen size at diagnosis 1477 342 81
 Normal 467 (32) 127 (37) 31 (38)
 Enlarged 1010 (68) 215 (63) 50 (62)
Coexisting diseases 1646 369 94
 Cardiac and Pulmonary 9 (1) 2 (1) 4 (4)
 Cardiac 107 (7) 32 (9) 14 (15)
 Pulmonary 28 (2) 12 (3) 7 (7)
 Other 214 (13) 60 (16) 20 (21)
 None 1288 (78) 263 (71) 49 (52)
Pre-transplant therapy for CML
 Hydroxyurea 1634 1510 (92) 368 333 (90) 94 78 (83)
 Interferon 1205 578 (48) 269 127 (47) 75 33 (44)
 Imatinib 1648 50 (3) 370 9 (2) 94 4 (4)
Time from diagnosis to transplant, months, median (range) 1649 8 (<1–127) 370 9 (1–72) 94 7 (2–99)
Time from diagnosis to transplant, months 1649 370 94
 < 6 522 (32) 108 (29) 38 (40)
 6 – 11 591 (36) 138 (37) 31 (33)
 12 – 23 380 (23) 90 (24) 18 (19)
 ≥24 156 (9) 34 (9) 7 (7)
EBMT Risk Score 1647 370 94
 0–1 572 (35) 92 (25) 16 (17)
 2 717 (44) 171 (46) 48 (51)
 3 322 (20) 91 (25) 26 (28)
 4 36 (2) 16 (4) 4 (4)
Year of transplant 1649 370 94
 1990 – 1994 746 (45) 155 (42) 44 (47)
 1995 – 1999 655 (40) 173 (47) 44 (47)
 2000 – 2004 248 (15) 42 (11) 6 (6)
Conditioning regimen 1649 370 94
 TBI/Cy ± other 591 (36) 124 (34) 36 (38)
 Bu/Cy ± other (no TBI) 1058 (64) 246 (66) 58 (62)
Dose of Cyb, mg/kg 1432 320 76
 120 1267 (88) 279 (87) 65 (86)
 200 165 (12) 41 (13) 11 (14)
Dose of Bu, mg/kg 1627 366 93
 No Bu 591 (36) 124 (34) 36 (39)
 < 12 59 (4) 6 (2) 5 (5)
 12–16 304 (19) 72 (20) 23 (25)
 16–17 613 (38) 157 (43) 25 (27)
 ≥17 60 (4) 7 (2) 4 (4)
Dose of TBI, cGy 1603 352 86
 Non-TBI 1058 (66) 246 (70) 58 (67)
 <1300 421 (26) 79 (22) 18 (21)
 ≥1300 124 (8) 27 (8) 10 (12)
GVHD prophylaxis 1649 370 94
 T depl ± other 102 (6) 25 (7) 9 (10)
 FK506 ± other 58 (4) 10 (3) 4 (4)
 MTX + CsA ± other 1324 (80) 293 (79) 66 (70)
 CsA ± other (no MTX) 165 (10) 42 (11) 15 (16)
Donor age 1580 352 88
 ≤29 460 (29) 73 (21) 8 (9)
 30 – 39 534 (34) 123 (35) 25 (28)
 40 – 49 405 (26) 98 (28) 40 (45)
 ≥50 181 (11) 58 (16) 15 (17)
Gender match 1647 370 94
 Male into male 523 (32) 141 (38) 43 (46)
 Male into female 405 (25) 55 (15) 16 (17)
 Female into male 365 (22) 121 (33) 25 (27)
 Female into female 354 (21) 53 (14) 10 (11)
 Donor-Recipient CMV status 1555 350 91
 −/− 391 (25) 89 (25) 24 (26)
 −/+ 200 (13) 45 (13) 14 (15)
 +/− 183 (12) 40 (11) 10 (11)
 +/+ 781 (50) 176 (50) 43 (47)
Graft type 1649 370 94
 BM 1331 (81) 301 (81) 78 (83)
 PB ± BM 318 (19) 69 (19) 16 (17)
Use of ATG or Campath 1627 15 (1) 365 3 (1) 94 4 (4)
Lung shielding in radiation therapy 1587 262 (17) 360 50 (14) 92 11 (12)
Follow-up of surviving patients, month 1649 91 (2–209) 370 98 (1–199) 94 115 (19–193)

Abbreviations: CML = chronic myelogenous leukemia; TBI = total body irradiation; Cy = cyclophosphamide; Bu = busulfan; GVHD = graft-versus-host disease; MTX = methotrexate; CsA = cyclosporine; BM=Bone marrow; PB=Peripheral blood.

a

Low dose smokers=smoking ≤ 10 pack-years or > 10 pack-years with 1 ≤ pack/day; high dose smokers=smoking ≥ 10 pack-years with > 1 pack/day.

b

Cy dose range 100–150 mg/kg classified as 120 mg/kg; Cy dose ≥ 150 mg/kg classified as 200 mg/kg.

Duration of follow-up:

Non-smoker: ≥ 1 year = 73%; ≥ 3 year = 61%; ≥ 5 year = 50%.

Low dose smoker: ≥ 1 year = 69%; ≥ 3 year = 59%; ≥ 5 year = 49%.

High dose smoker: ≥ 1 year = 70%; ≥ 3 year = 46%; ≥ 5 year = 45%.

Overall in the sibling allograft group, high dose smokers compared to NS were slightly older, more were male (72% vs. 54%), had a lower diagnostic WCC, slightly more were female to male transplants (27% vs. 22%) and had a higher EBMT risk score (83% vs. 65% were 2–4, p<0.001). Fewer high dose smokers had no coexisting medical diseases (52% vs.78%, p<0.001).

There was no evidence that the transplants were performed differently in smokers; cytotoxic drug doses were similar in the 2 groups as was the dose of TBI and there was no difference in lung shielding.

Major outcomes on univariate analysis

In the matched sibling donor group survival at 5 years was significantly lower in the high dose smoker group (50%) compared to the non-smoker and low dose smoker groups (68% and 62% respectively) (table 3 and figure 1). DFS was 20% lower in the high dose group than the non-smoker group (44% vs.64%, p<0.001). TRM at 5 years was similar in the non-smoker and low dose smoker groups (28% vs. 32%) but considerably higher in the high dose smoker group (50%, p<0.001). The absolute 5 year incidence of relapse is similar in the non-smoker and low and high dose smoker groups (8% vs. 10% vs. 6% respectively). There are no differences in the incidence of bronchopneumonia, interstitial pneumonitis and broncholitis obliterans among the 3 groups (table 3). There were no significant interactions between smoking and conditioning regimen (p=0.309 for TRM) or between smoking and GVHD prophylaxis (p= 0.310 for TRM).

Table 3.

Univariate outcome of patients ≥ 18 year receiving allogeneic transplants for CML in first chronic phase, reported to the CIBMTR, 1990–2004.

HLA-matched Siblings Donor
Unrelated Donor
Smoker Groupa Never Low Dose High Dose Never Low dose High Dose
Outcomes N (95% CI) N (95% CI) N (95% CI) P-value N (95% CI) N (95% CI) N (95% CI) P-value
Relapse 1565 347 88 514 119 30 0.837
 100 days 1 (0–1) 1 (0–3) 0 0.013 1 (0–2) 1 (0–3) 0
 1 year 3 (2–4) 6 (4–9) 3 (1–8) 3 (2–5) 3 (1–8) 0
 3 years 6 (5–8) 9 (6–12) 3 (1–8) 6 (4–8) 5 (2–10) 0
 5 years 8 (7–9) 10 (7–14) 6 (2–12) 7 (5–9) 5 (2–10) 0b
TRM 1565 347 88 <0.001 514 119 30 0.200
 100 days 12 (10–13) 11 (8–15) 17 (10–26) 23 (19–26) 19 (13–27) 33 (18–51)
 1 year 22 (20–25) 24 (20–29) 28 (20–38) 41 (37–46) 42 (33–51) 57 (39–74)
 3 years 27 (24–29) 29 (24–34) 41 (31–52) 46 (42–51) 48 (39–57) 64 (46–80)
 5 years 28 (25–30) 32 (27–37) 50 (40–61) 49 (44–53) 50 (41–59) 68 (50–83)
DFS 1565 347 88 <0.001 514 119 30 0.293
 100 days 88 (86–89) 87 (83–90) 83 (74–90) 76 (72–80) 80 (72–86) 67 (49–82)
 1 year 75 (73–77) 70 (65–75) 68 (58–77) 56 (51–60) 54 (45–63) 43 (26–61)
 3 years 67 (65–69) 63 (57–68) 55 (45–66) 48 (43–52) 47 (37–56) 36 (20–54)
 5 years 64 (62–67) 58 (52–63) 44 (33–54) 44 (40–49) 44 (35–54) 32 (17–50)
Bronchopneumonia 1575 363 88 0.602 512 129 30 0.963
 100 days 10 (8–11) 12 (9–16) 11 (6–19) 16 (13–19) 15 (9–21) 10 (2–23)
 1 year 18 (16–20) 17 (14–21) 19 (11–28) 25 (21–29) 26 (18–34) 23 (10–40)
 3 years 23 (21–25) 23 (19–28) 26 (17–36) 30 (26–35) 29 (21–37) 31 (16–48)
 5 years 25 (22–27) 26 (21–31) 26 (17–36) 30 (26–35) 31 (23–40) 31 (16–48)
IPN 1634 359 94 0.018 534 129 29 0.671
 100 days 6 (5–7) 8 (5–11) 14 (8–22) 13 (10–16) 12 (7–19) 14 (4–28)
 1 year 11 (10–13) 12 (9–15) 21 (13–30) 20 (16–23) 17 (11–25) 21 (8–37)
 3 years 12 (11–14) 14 (10–18) 21 (13–30) 21 (17–24) 18 (12–26) 25 (11–42)
 5 years 13 (11–15) 15 (11–19) 21 (13–30) 21 (18–25) 18 (12–26) 25 (11–42)
BO 1320 298 78 0.731 444 104 25 0.473
 100 days 0 (0–1) 0 1 (0–5) 0 (0–1) 0 (0–100) 0 (0–100)
 1 year 2 (1–3) 3 (1–5) 3 (0–7) 3 (2–5) 2 (0–6) 0 (0–100)
 3 years 4 (3–5) 4 (2–7) 4 (1–10) 5 (3–7) 2 (0–6) 8 (0–27)
 5 years 4 (3–6) 5 (2–8) 6 (2–13) 5 (3–8) 2 (0–6) 8 (0–27)
Overall survival 1649 370 88 <0.001 512 119 30 0.278
 100 days 88 (86–89) 88 (84–91) 83 (74–90) 76 (72–79) 80 (71–86) 67 (49–82)
 1 year 76 (74–78) 73 (69–78) 72 (62–80) 56 (52–60) 56 (47–65) 43 (26–61)
 3 years 70 (68–73) 66 (62–71) 59 (48–69) 50 (46–54) 48 (39–57) 36 (20–54)
 5 years 68 (66–70) 62 (57–67) 50 (40–61) 46 (41–50) 46 (37–55) 32 (17–50)
a

Low dose smokers=smoking ≤ 10 pack-years or > 10 pack-years with 1 ≤ pack/day; high dose smokers=smoking ≥ 10 pack-years with > 1 pack/day.

b

No relapses were reported for the high dose smokers in the unrelated donor group, though small sample size and high TRM are important considerations. Confidence intervals are not relevant.

Abbreviations: TRM=Treatment related mortality, DFS=Disease free survival, IPN= interstitial pneumonitis, BO=Broncholitis obliterans, CI=Confidence interval.

Note: Comparing Non-smoker and low dose smoker vs. high dose smoker in the unrelated donor group:

Relapse: P-value=0.685

TRM: P-value=0.074

Overall survival: P-value=0.115

Figure 1.

Figure 1

Probability of overall survival of patients ≥18 year receiving HLA-identical siblings allogeneic transplants for CML in first chronic phase, reported to the CIBMTR, 1990–2004.

Although TRM was higher and DFS and OS were lower in the high dose recipients of unrelated donor grafts this was not significant (P-value=0.2, 0.3, and 0.3 respectively); this may relate to there being only 30 such patients.

Multivariate analysis of major outcomes in sibling allograft group Relapse

Smokers overall had a higher relative risk of relapse (RR 1.67, p=0.003). There was some evidence of a dose effect, although this was not consistent. More than 10 years smoking duration was associated with a higher RR of relapse however a higher number of packs smoked per day (data not shown) or high dose smoking overall were not associated with a higher chance of relapse. There was no difference in the incidence of acute and chronic GVHD in smokers and non-smokers (58% vs. 57% and 51% vs. 50% respectively, p=0.60 and 0.46 respectively).

Transplant related mortality

A multivariate analysis comparing TRM in sibling allograft recipients is shown in table 4. The relative risk of TRM is not different between nonsmokers and smokers overall. However high dose smoking was strongly associated with a higher TRM (RR 1.57, p=0.005). The effect of smoking on risk of TRM is significantly increased among 28 day survivors, (RR 1.65, p=0.002), and, importantly remains elevated for 100 day survivors (RR 1.81, p=0.002) and 1 year survivors (RR 3.29, p<0.001), suggesting a consistent effect over time.

Table 4.

Multivariate analysis comparing outcomes among patients ≥ 18 years old receiving transplants for CML in first chronic phase, reported to the CIBMTR, 1990–2004.

Variables N Relative Risk (95% CI) P-value
HLA-identical sibling donor
Relapsea
 Nonsmoker 1563 1.00 0.008
 Past/current smokerb
  Low dose 347 1.75 (1.23–2.49) 0.002
  High dose 88 1.02 (0.44–2.36) 0.960
Treatment related mortalityc
 Nonsmoker 1563 1.00 0.008
 Past/current smoker
  Low dose 347 0.95 (0.77–1.88) 0.657
  High dose 88 1.57 (1.14–2.14) 0.005
Disease free survivald
 Nonsmoker 1563 1.00 0.012
 Past/current smoker
  Low dose 347 1.14 (0.95–1.37) 0.162
  High dose 88 1.52 (1.14–2.04) 0.005
Overall Survivale
 Nonsmoker 1563 1.00 0.049
 Past/current smoker
  Low dose 370 1.01 (0.84–1.22) 0.910
  High dose 94 1.44 (1.07–1.93) 0.015
Unrelated donor transplants
Relapsef
 Nonsmoker 514 1.00
 Past/current smoker 149 0.67 (0.28–1.56) 0.351
Treatment related mortalityg
 Nonsmoker 514 1.00
 Past/current smoker 149 1.02 (0.79–1.33) 0.861
Disease free survivalh
 Nonsmoker 514 1.00
 Past/current smoker 149 0.97 (0.76–1.25) 0.834
Overall Survivali
 Nonsmoker 544 1.00
 Past/current smoker 161 0.96 (0.75–1.21) 0.708
a

Relapse model adjusted for recipient age, gender, region, spleen size at diagonosis, and GvHD prophylaxis.

b

Low dose smokers=smoking ≤ 10 pack-years or > 10 pack-years with 1 ≤ pack/day; high dose smokers=smoking ≥ 10 pack-years with > 1 pack/day.

c

TRM model adjusted for recipient age, gender, region, karnofsky score, GvHD prophylaxis, WBC count, EBMT risk score, and graft sources. Stratified on conditioning regimen/dose group.

d

DFS model adjusted for recipient age, gender, region, karnofsky score, GvHD prophylaxis, and time from diagnosis to transplant. Stratified on conditioning regimen/dose group.

e

Overall survival model adjusted for recipient age, gender, region, Karnofsky score, GvHD prophylaxis, EBMT risk score, and graft sources. Stratified on conditioning regimen/dose group.

f

Relapse model adjusted for recipient age, gender, and region.

g

TRM model adjusted for recipient age, gender, region, recipient CMV, GvHD prophylaxis, and EBMT risk score.

h

DFS adjusted for recipient age, gender, region, recipient CMV, GvHD prophylaxis, and EBMT risk score.

i

Overall survival model adjusted for recipient age, gender, region, recipient CMV, year of transplant, GvHD prophylaxis, and EBMT risk score.

Disease free and overall survival

DFS was shorter in smokers (RR 1.22, p=0.019, table 4). There were clear dose effects. High dose smokers had a significantly shorter DFS (RR 1.52, p=0.005).

However, OS was only affected by high dose smoking (RR 1.44, p=0.015) and this was confirmed by dose effects seen in models 2–4 (table 4). The distribution of causes of death, as reported by the HCT centers, was similar for the related and unrelated transplant recipients (table 5 and table 6).

Table 5.

Reported causes of death of patients ≥ 18 year receiving HLA-identical sibling donor transplants for CML in first chronic phase, reported to the CIBMTR, 1990–2004.

Non Smokers Smokers
Low dose High dose
Causes N (%) N (%) N (%)
GVHD 132 (24) 32 (23) 9 (18)
IPN 95 (18) 24 (17) 9 (18)
Infection 103 (19) 31 (22) 13 (25)
New malignancy 5 (1) 5 (4) 1 (2)
Organ failure 53 (10) 14 (10) 9 (18)
Other cause 80 (15) 20 (14) 8 (16)
Primary disease 73 (13) 15 (11) 2 (4)

Table 6.

Reported causes of death of patients ≥ 18 year receiving unrelated donor transplants for CML in first chronic phase, reported to the CIBMTR, 1990–2004.

Non Smokers
Smokers
Low dose High dose
Causes N (%) N (%) N (%)
GVHD 60 (21) 18 (24) 7 (33)
IPN 59 (20) 9 (12) 5 (24)
Infection 79 (27) 17 (23) 2 (10)
New malignancy 3 (1) 1 (1) 1 (5)
Organ failure 27 (9) 14 (19) 2 (10)
Other cause 43 (15) 8 (11) 3 (14)
Primary disease 20 (7) 8 (11) 1 (5)

We further analysed outcomes in the group of patients with a Karnofsky score <90 at transplant and found no differences between smokers and non-smokers (data not shown).

Unrelated donor transplant recipients

The clinical characteristics of UD recipients are shown in table 2 and univariate analysis of outcomes in table 3. For these analyses we compared non- and low-dose smokers (combined) with high dose smokers. TRM was lower in non- and low-dose smokers compared to high dose smokers (49% vs. 68%) but this was not significant (p=0.074). Survival at 5 years in the high dose group was 32% compared to 46% in the non- and low-dose smoker groups (p=0.115). In the multivariate analyses we compared non smokers with past and current smokers (table 4). There were no differences in the major outcomes (relapse, TRM, DFS or OS) between the two groups. Dose effects were also tested and no significant differences were found.

Table 2.

Characteristics of patients ≥ 18 years receiving matched unrelated donor transplants for CML in first chronic phase, reported to the CIBMTR, 1990–2004.

Non Smokers Smokers
Low dosea High dosea
Variables N N (%) N N (%) N N (%)
Number of patients 544 131 30
Age at transplant, years, median (range) 544 34 (18–61) 131 37 (19–58) 30 43 (19–53)
Age at transplant, years 544 131 30
 18 – 29 165 (30) 30 (23) 2 (7)
 30 – 39 214 (39) 46 (35) 8 (27)
 40 – 49 145 (27) 45 (34) 15 (50)
 ≥50 20 (4) 10 (8) 5 (17)
Male 544 317 (58) 131 89 (68) 30 24 (80)
Region 544 131 30
 United States 173 (32) 52 (40) 19 (63)
 Canada 31 (6) 8 (6) 2 (7)
 Europe 245 (45) 56 (43) 7 (23)
 Asia 54 (10) 13 (10) 1 (3)
 Australia/New Zealand 20 (4) 1 (1) 0 (0)
 Mideast/Africa 8 (1) 0 (0) 0 (0)
 Central/South America 13 (2) 1 (1) 1 (3)
Karnofsky score (< 90%) 535 49 (9) 131 11 (8) 30 5 (17)
Number of packs per day 131 30
 ≤1 -- 131 (100) --
 > 1 -- -- 30 (100)
Number of years smoked, median (range) -- 131 15 (2–35) 30 20 (6–35)
Smoking pack-year, median (range) -- 131 10 (1–35) 30 35 (12–93)
Smoking pack-year 131 30
 ≤10 pack-year -- 66 (50) --
 > 10 pack-year -- 65 (50) 30 (100)
Body mass index, kg/m2 535 126 30
 ≤22 116 (22) 31 (25) 5 (17)
 22–30 338 (63) 73 (58) 17 (57)
 > 30 81 (15) 22 (17) 8 (27)
White cell count at diagnosis, 109/L, median (range) 487 150 (4–790) 115 126 (1–779) 30 116 (19–334)
White cell count at diagnosis, 109/L 487 115 30
 < 50 84 (17) 34 (30) 6 (20)
 50 – 100 83 (17) 17 (15) 7 (23)
 > 100 320 (66) 64 (56) 17 (57)
Spleen size at diagnosis 452 108 26
 Normal 147 (33) 53 (49) 9 (35)
 Enlarged 305 (67) 55 (51) 17 (65)
Coexisting diseases 543 131 30
 Cardiac and Pulmonary 3 (1) 0 (0) 0 (0)
 Cardiac 26 (5) 8 (6) 5 (17)
 Pulmonary 9 (2) 3 (2) 3 (10)
 Other 78 (14) 18 (14) 5 (17)
 None 427 (79) 102 (78) 17 (57)
Pre-transplant therapy for CML
 Hydroxyurea 538 507 (94) 130 114 (88) 30 24 (80)
 Interferon 479 308 (64) 118 86 (73) 25 17 (68)
 Imatinib 543 48 (9) 131 5 (4) 30 0 (0)
Time from diagnosis to transplant, months, median (range) 544 15 (1–111) 131 16 (3–95) 30 17 (6–39)
Time from diagnosis to transplant, months 544 131 30
 < 6 50 (9) 6 (5) 0 (0)
 6 – 11 145 (27) 38 (29) 11 (37)
 12 – 23 180 (33) 54 (41) 14 (47)
 ≥24 169 (31) 33 (25) 5 (17)
EBMT Risk Score 526 122 28
 0–1 10 (2) 0 (0) 1 (4)
 2 130 (25) 21 (17) 0 (0)
 3 226 (43) 52 (43) 12 (43)
 4 144 (27) 42 (34) 12 (43)
 5 16 (3) 7 (6) 3 (11)
Year of transplant 544 131 30
 1990 – 1994 192 (35) 59 (45) 17 (57)
 1995 – 1999 228 (42) 57 (44) 13 (43)
 2000 – 2004 124 (23) 15 (11) 0 (0)
Conditioning regimen 544 131 30
 TBI/Cy ± other 409 (75) 100 (76) 26 (87)
 Bu/Cy ± other (no TBI) 135 (25) 31 (24) 4 (13)
Degree of matching 538 130 29
 Well Matched 68 (13) 19 (15) 5 (17)
 Partially matched 162 (30) 40 (31) 13 (45)
 Mismatched 211 (39) 57 (44) 9 (31)
 Unknown 97 (18) 14 (11) 2 (7)
Dose of Cyb, mg/kg 466 107 23
 120 415 (89) 93 (87) 21 (91)
 200 51 (11) 14 (13) 2 (9)
Dose of Bu, mg/kg 542 129 30
 No Bu 409 (75) 100 (78) 26 (87)
 < 12 13 (2) 0 (0) 0 (0)
 12–16 28 (5) 6 (5) 0 (0)
 16–17 85 (16) 21 (16) 3 (10)
 ≥17 7 (1) 2 (2) 1 (3)
Dose of TBI, cGy 523 124 29
 Non-TBI 135 (26) 31 (25) 4 (14)
 <1300 251 (48) 65 (52) 13 (45)
 ≥1300 137 (26) 28 (23) 12 (41)
GVHD prophylaxis 544 131 30
 T depl ± other 117 (22) 29 (22) 7 (23)
 FK506 ± other 67 (12) 10 (8) 3 (10)
 MTX + CsA ± other 344 (63) 87 (66) 19 (63)
 CsA ± other (no MTX) 16 (3) 5 (4) 1 (3)
Donor age 465 105 24
 ≤29 132 (28) 20 (19) 6 (25)
 30 – 39 180 (39) 54 (51) 10 (42)
 40 – 49 134 (29) 26 (25) 5 (21)
 ≥50 19 (4) 5 (5) 3 (13)
Gender match 532 124 28
 Male into male 213 (40) 57 (46) 12 (43)
 Male into female 122 (23) 30 (24) 3 (11)
 Female into male 97 (18) 26 (21) 10 (36)
 Female into female 100 (19) 11 (9) 3 (11)
Donor-Recipient CMV status 513 121 26
 −/− 183 (36) 39 (32) 9 (35)
 −/+ 116 (23) 40 (33) 4 (15)
 +/− 81 (16) 11 (9) 4 (15)
 +/+ 133 (26) 31 (26) 9 (35)
Graft type 544 131 30
 BM 505 (93) 127 (97) 29 (97)
 PB ± BM 39 (7) 4 (3) 1 (3)
Use of ATG or Campath 505 172 (34) 121 33 (27) 28 8 (29)
Lung shielding in radiation therapy 505 170 (34) 119 43 (36) 29 13 (45)
Follow-up of surviving patients, months 544 79 (4–194) 131 90 (4–195) 30 109 (13–157)

Abbreviations: CML = chronic myelogenous leukemia; TBI = total body irradiation; Cy = cyclophosphamide; Bu = busulfan; GVHD = graft-versus-host disease; MTX = methotrexate; CsA = cyclosporine; BM=Bone marrow; PB=Peripheral blood.

a

Low dose smokers=smoking ≤ 10 pack-years or > 10 pack-years with 1 ≤ pack/day; high dose smokers=smoking ≥ 10 pack-years with > 1 pack/day.

b

Cy dose range 100–150 mg/kg classified as 120 mg/kg, Cy dose ≥ 150 mg/kg classified as 200 mg/kg.

Duration of follow-up:

Non-smoker: ≥ 1 year = 55%; ≥ 3 year = 43%; ≥ 5 year = 31%.

Low dose smoker: ≥ 1 year = 53%; ≥ 3 year = 41%; ≥ 5 year = 33%.

High dose smoker: ≥ 1 year = 54%; ≥ 3 year = 34%; ≥ 5 year = 27%.

DISCUSSION

Smoking has profound effects on health causing higher rates of malignancy, cardiac and pulmonary disease.(12) Nonetheless, a significant percentage of transplant candidates will be past or current smokers and physicians take smoking history as part of the pre-transplant evaluation. Some regard smokers as inferior transplant candidates and in borderline cases it may be a factor in the decision to proceed to transplant.

The major findings of this study are that in sibling allograft recipients high dose smoking (≥10 pack years and >1 pack/day, (20% of smokers)) was associated with clinically and statistically significantly reduced DFS and OS compared to non-smokers. The absolute magnitude of the reduction in survival of 18% is important and both transplanters and high dose smoking patients should be aware of these data. This effect is mediated by a higher TRM (50% vs. 28%) and although the relative risk of relapse was higher in smokers overall it was not increased in the high dose group. Analysis of univariate outcomes (table 3) suggested an effect on interstitial pneumonitis (p=0.018) but no effect on bronchopneumonia or bronchiolitis obliterans. The effects of smoking on TRM may not be just pulmonary as smoking has the potential to affect the function of other vital organs. Despite these findings we are not advocating that transplanters should withhold this therapy from this patient subset nor should it affect a patient’s health insurance status. Future research should focus on reducing the higher TRM in the high dose smoking group. Reduced intensity conditioning is one possible way of achieving this. We did not see significant effects on TRM and survival in the lower dose smoking group; this is biologically plausible but a prospective study would be of value in clarifying this finding. It is worth noting that there were not major differences in outcome in the recipients of unrelated donor transplants; it is possible that the higher TRM associated with unrelated transplantation masked a separate effect of smoking. Small numbers in the high dose group reduced the chance of demonstrating significant differences. Smoking may also have had an effect on relapse however this was only seen in low dose smokers (RR1.75) on multivariate analysis. The lack of an effect in high dose smokers may be due the higher TRM in this group. The apparent effect in low dose smokers was not due to less intense conditioning or via an effect on GVHD. Smoking may be immunomodulatory (inflammatory bowel disease is more common in smokers(13)); donor T cells may be rendered less able to mediate a graft versus leukemia effect. However we do not have data about smoking post transplant. A mouse model showed effects on dendritic cells and on T cell proliferation.(14) The smoking status of the donor might be of greater importance in this effect and there is a high incidence of smoking in the siblings of smokers.(15) This could explain the fact that there was no increase in relapse in unrelated donor recipients who tend to be healthy and smoke less. However the minority of smokers who continue to smoke post transplant may affect the donor T cells on a continuing basis. In a study from Boston(16) the risk of relapse appeared to be higher in smokers and increased with each pack year of exposure. In that study, 14 of 17 patients who had relapse smoked (p=0.01). The same group however found no effect of smoking on 1 year survival.(17)

Additionally, there may be effects on pulmonary function although reports vary. Twenty years ago the Seattle group(18) found that smoking was associated with a lower FEV1/FVC at 1 year post transplant (p=0.01); the effect on pulmonary function tests (particularly gas transfer) at 1 year was confirmed by a French group.(19) Gas transfer was impaired at baseline and during the first year post transplant in smokers, including in transplants with non-TBI conditioning.(20) Barrett and colleagues found that smoking increased TBI related pulmonary mortality 5 fold but that this effect could be reduced by giving a high CD34 dose.(3) However, effects on pulmonary outcomes were not seen after all studies. Ho and colleagues from Boston(4) found no increase in severe pulmonary complications post transplant.

This study has limitations that should influence data interpretation. First, the registry forms did not capture whether the smoking was current or past or if smoking was resumed after transplant. Secondly, we had limited ‘dose’ data and could not calculate pack years accurately in many cases which may explain the inconsistent dose-related findings. Thirdly, the self-reported smoking history may be inaccurate and there may be some under-reporting. Fourthly, knowledge of the demographic factors that are associated with smoking(21) would have improved our ability to make conclusions. Finally, in retrospect, it might have been informative to examine outcomes in other transplant eligible diseases as smoking may have more effect in patients who had substantial pre-transplant chemotherapy. In many countries fewer patients with early phase CML proceed to transplant now, however the EBMT risk score for CML has been validated for other diseases and it seems likely that the effect seen in CML patients would also be seen in patients with other haematological malignancies. Patients with diseases such as acute leukemia are exposed to recurrent episodes of neutropenia which has the potential to augment some of the organ related effects of smoking including pulmonary infection.

Further examination of this issue would require a prospective study; this would have several advantages. There would be more accurate correlation of past and current exposure of patients and their donors with outcome and this could be associated with regular pulmonary function tests. There would also be the opportunity to collect patient-reported outcomes and determine if there are effects on rehospitalisation, chest infections and reemployment. Furthermore, prospective demographic data could be collected, allowing the study to separate the effects of smoking from effects that the different demographic characteristics that smokers may have. Nonetheless, this study presents clinically important findings. It is the largest study ever that examines the impact of smoking on transplant outcome and contains data that patients and transplanters will be able to use in making clinical decisions.

Acknowledgments

The CIBMTR is supported by Public Health Service Grant U24-CA76518 from the National Cancer Institute, the National Institute of Allergy and Infectious Diseases, and the National Heart, Lung and Blood Institute; Office of Naval Research; Health Resources and Services Administration (DHHS); and grants from AABB; Aetna; American Society for Blood and Marrow Transplantation; Amgen, Inc.; Anonymous donation to the Medical College of Wisconsin; Association of Medical Microbiology and Infectious Disease Canada; Astellas Pharma US, Inc.; Baxter International, Inc.; Bayer HealthCare Pharmaceuticals; BloodCenter of Wisconsin; Blue Cross and Blue Shield Association; Bone Marrow Foundation; Canadian Blood and Marrow Transplant Group; Celgene Corporation; CellGenix, GmbH; Centers for Disease Control and Prevention; ClinImmune Labs; CTI Clinical Trial and Consulting Services; Cubist Pharmaceuticals; Cylex Inc.; CytoTherm; DOR BioPharma, Inc.; Dynal Biotech, an Invitrogen Company; Enzon Pharmaceuticals, Inc.; European Group for Blood and Marrow Transplantation; Gambro BCT, Inc.; Gamida Cell, Ltd.; Genzyme Corporation; Histogenetics, Inc.; HKS Medical Information Systems; Hospira, Inc.; Infectious Diseases Society of America; Kiadis Pharma; Kirin Brewery Co., Ltd.; Merck & Company; The Medical College of Wisconsin; MGI Pharma, Inc.; Michigan Community Blood Centers; Millennium Pharmaceuticals, Inc.; Miller Pharmacal Group; Milliman USA, Inc.; Miltenyi Biotec, Inc.; National Marrow Donor Program; Nature Publishing Group; New York Blood Center; Novartis Oncology; Oncology Nursing Society; Osiris Therapeutics, Inc.; Otsuka Pharmaceutical Development & Commercialization, Inc.; Pall Life Sciences; PDL BioPharma, Inc; Pfizer Inc; Pharmion Corporation; Saladax Biomedical, Inc.; Schering Plough Corporation; Society for Healthcare Epidemiology of America; StemCyte, Inc.; StemSoft Software, Inc.; Sysmex; Teva Pharmaceutical Industries; The Marrow Foundation; THERAKOS, Inc.; Vidacare Corporation; Vion Pharmaceuticals, Inc.; ViraCor Laboratories; ViroPharma, Inc.; and Wellpoint, Inc. The views expressed in this article do not reflect the official policy or position of the National Institute of Health, the Department of the Navy, the Department of Defense, or any other agency of the U.S. Government.

Footnotes

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