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. Author manuscript; available in PMC: 2010 Jul 1.
Published in final edited form as: Clin Cancer Res. 2009 Jul 1;15(13):4401–4414. doi: 10.1158/1078-0432.CCR-09-0155

Release of HMGB1 in response to pro-apoptotic glioma killing strategies: efficacy and neurotoxicity

Marianela Candolfi 1, Kader Yagiz 1, David Foulad 1, Gabrielle E Alzadeh 1, Matthew Tesarfreund 1, AKM G Muhammad 1, Mariana Puntel 1, Kurt M Kroeger 1, Chunyan Liu 1, Sharon Lee 1, James F Curtin 1, Gwendalyn D King 1, Jonathan Lerner 1, Katsuaki Sato 2, Yohei Mineharu 1, Weidong Xiong 1, Pedro R Lowenstein 1, Maria G Castro 1
PMCID: PMC2769255  NIHMSID: NIHMS118462  PMID: 19570774

Abstract

Purpose

In preparation for a Phase I clinical trial utilizing a combined cytotoxic/immunotherapeutic strategy using adenoviruses expressing Flt3L (Ad-Flt3L) and thymidine kinase (Ad-TK) to treat glioblastoma (GBM), we tested the hypothesis that Ad-TK+GCV would be the optimal tumor killing agent in relation to efficacy and safety when compared to other pro-apoptotic approaches.

Experimental Design and Results

The efficacy and neurotoxicity of Ad-TK+GCV was compared with Ads encoding the pro-apoptotic cytokines (TNF-α, TRAIL, FasL), alone or in combination with Ad-Flt3L. In rats bearing small GBMs (day 4), only Ad-TK+GCV or Ad-FasL improved survival. In rats bearing large GBMs (day 9), the combination of Ad-Flt3L with Ad-FasL did not improve survival over FasL alone, while Ad-Flt3L combined with Ad-TK+GCV led to 70% long-term survival. Expression of FasL and TRAIL caused severe neuropathology, which was not encountered when we utilized Ad-TK+/−Ad-Flt3L. In vitro, all treatments elicited release HMGB1 from dying tumor cells. In vivo, the highest levels of circulating HMGB1 were observed after treatment with Ad-TK+GCV+Ad-Flt3L; HMGB1 was necessary for the therapeutic efficacy of AdTK+GCV+Ad-Flt3L, since its blockade with glycyrrhizin completely blocked tumor regression. We also demonstrated the killing efficacy of Ad-TK+GCV in human GBM cell lines and GBM primary cultures; which also elicited release of HMGB1.

Conclusions

Our results indicate that Ad-TK+GCV+Ad-Flt3L exhibits the highest efficacy and safety profile amongst the several pro-apoptotic approaches tested. The results reported further support the implementation of this combined approach in a Phase I clinical trial for GBM.

Keywords: glioblastoma, apoptosis, immunotherapy, adenoviral vectors, Flt3L

INTRODUCTION

Glioblastoma multiforme (GBM) is an invasive brain tumor derived from glial cells. Every year in the USA 18,000 people are diagnosed with GBM, constituting the most common malignant primary brain tumor. The standard of care for treatment of GBM consists of surgical resection, followed by radiation therapy and chemotherapy with temozolomide. Temozolomide extends the median survival by 2−12 months, with 8−40% of the patients surviving for up to two years depending on the trial and the molecular makeup of GBM1. Due to the diffuse nature of GBM, tumor resection is unlikely to be complete and recurrence occurs usually within 2−3 cm of the resection margins2. Thus, more effective strategies are urgently needed for patients with GBM. Novel therapies aimed at targeting immune cells to eliminate neoplastic cells within the brain parenchyma far from the main tumor mass, including various vaccination approaches3, 4, could have a high impact in the treatment of this devastating cancer.

Previous results from our laboratory have demonstrated that an immunotherapy approach using adenoviral vectors (Ads) encoding the cytokine Flt3L and Herpes Simplex Virus Type 1-thymidine kinase (TK) induces tumor regression, long term survival and immunological memory in rats and mice bearing large intracranial syngeneic glioblastomas or metastatic melanoma (GBM)5-9. Intracranial administration of Ad-Flt3L recruits dendritic cells into the brain parenchyma10, improving brain tumor antigen presentation; Ad-TK exerts a cytotoxic effect exclusively in proliferating GBM cells in the presence of ganciclovir (GCV) leading to the release of tumor antigens and proinflammatory molecules from dying tumor cells7.

Before clinical translation of the conditional cytotoxic/immunotherapeutic approach that combines Ad- Flt3L with Ad-TK+GCV in a Phase I clinical trial for GBM, we wished to test the hypothesis that delivery of the conditionally cytotoxic gene, TK is the optimal tumor killing agent to be used in combination with Ad-Flt3L. Thus, we compared the efficacy and neurotoxicity of Ad-TK with Ad vectors encoding the pro-apoptotic cytokines tumor necrosis factor-α (TNF-α), TNF-related apoptosis-inducing factor (TRAIL) or Fas ligand (FasL). Since expression of death receptors and their ligands has been described in human glioblastoma, targeting of these receptors has been proposed as potential approaches for GBM treatment. Importantly, pro-apoptotic cytokines released from infected cells also could also elicit strong bystander effects.

TNF-α receptor 1 (TNFR1) expression has been detected in human GBM cells, hence, delivery of TNF-α has been attempted in preclinical GBM models and Phase I clinical trails for GBM using recombinant proteins or gene therapy vectors11-14. TRAIL was selected in view that this cytokine exhibits a strong cytotoxic effect on GBM cells in vitro and in vivo that can be enhanced with chemotherapeutic agents and radiotherapy15-17. Expression of TRAIL receptors has been detected consistently in human GBM18 and their expression is enhanced by radiation and chemotherapy 15-17, 19. Thus, delivery of TRAIL in combination with irradiation or temozolomide has been attempted in preclinical models for GBM 17, 20-23.

It has also been reported that Fas is expressed in ∼90% of human GBM24, constituting a valuable target for therapy development. FasL showed a very strong pro-apoptotic effect in several human and rodent GBM cells25. Moreover, we and others found that intratumoral delivery of an adenovirus expressing FasL improved the survival of rats bearing intracranial GBM26, 27, constituting a promising therapeutic candidate.

In the present work, we found that in rats bearing small tumors (day 4) only Ad-TK+GCV and Ad-FasL improved survival. Thus, we selected them to be used in combination with immune-stimulatory Ad-Flt3L for the treatment of large tumors (day 9), in which all single therapies fail5. We found that although Ad-Flt3L only marginally improved the survival of Ad-FasL-treated rats, it significantly increased survival when combined with Ad-TK+GCV leading to over 70% of long term survivors. Administration of Ad-TK+GCV alone or combined with Ad-Flt3L did not significantly alter the structure of the normal brain, while expression of FasL or TRAIL had severe neuropathological consequences. These results suggest that Ad-TK+GCV+Ad-Flt3L is the most effective amongst the several therapeutic approaches tested and also exhibits the best safety profile.

We recently demonstrated that therapeutic efficacy of Ad-TK+GCV+Ad-Flt3L is dependent on the release of the nuclear protein high mobility group box 1 protein (HMGB1) from dying tumor cells7. HMGB1 is a ubiquitous chromatin-binding protein present in the nucleus of virtually all eukaryotic cells28. When HMGB1 is secreted by inflammatory cells or released from dying cells into the extracellular milieu, it acts as an endogenous TLR agonist7, 28, 29. We demonstrated that treatment of mice bearing syngeneic intracranial brain tumors with Ad-TK+GCV+Ad-Flt3L induces the release of HMGB1 from dying tumor cells, which in turn activates TLR2 signaling in bone marrow-derived tumor infiltrating dendritic cells, initiating a specific antitumor immune response7. Other cytotoxic agents that kill proliferating cells and are routinely used in the treatment of GBM patients, such as radiotherapy and temozolomide, also led to HMGB1 release from GBM cells7.

In the present work, we wished to test the hypothesis that HMGB1 would be released upon tumor cell death induced not only by cytotoxic agents that inhibit replication, but also by pro-apoptotic cytokines that kill cells by activation of membrane death receptors. In addition, we determined that HMGB1-release is involved in the efficacy of the immunotherapeutic approach in a rat syngeneic model of GBM. All pro-apoptotic Ads induced the release of HMGB1 from CNS-1 tumor cells in vitro and in vivo and the therapeutic efficacy of Ad-TK+GCV+Ad-Flt3L was indeed dependent on release of HMGB1, since its blockade with glycyrrhizin completely abolished the efficacy of the treatment. Further, HMGB1 was also released from human GBM cell lines and primary GBM cell cultures obtained from surgical biopsies, in response to tumor cell killing elicited by treatment with Ad-TK+GCV. Collectively our data strongly support the implementation of the combined TK/Flt3L gene therapy in a Phase I trial for human GBM.

MATERIALS AND METHODS

Adenoviral vectors

Ad vectors used are based on adenovirus type 5 (Ad5), with deletion in the E1 and E3 regions; the expression cassette containing the appropriate transgene is inserted within the E1 region30. Six different vectors were used: Ad-TRAIL (expresses human TRAIL under the control of the CAG promoter, which combines the human cytomegalovirus immediate-early enhancer and a modified chicken beta-actin promoter31), Ad-TNF-α (expresses human TNF-α under the control of the human CMV promoter, hCMV32), Ad-FasL (expresses murine FasL under the control of the hCMV promoter25, 32, Ad-TK (expresses HSV1-thymidine kinase under the control of the hCMV promoter5), Ad-Flt3L (expresses human soluble fms-like tyrosine kinase ligand under the control of the hCMV promoter5, 7, 10, 33 and, as a control, we used an Ad without transgene (Ad0). The Ads were grown and purified as previously described30. All viral preparations were free from replication-competent adenovirus and lipopolysaccharide contamination30.

Ads were administered within the intracranial tumors or in naïve striatum as described below using the following doses: Ad-TNF-α, Ad-FasL, Ad-TRAIL and Ad-TK: 5×107 pfu/3 μl; Ad-Flt3L: 108pfu/3 μl; Ad0: 5×107pfu/3 μl (to mimic dose of single pro-apoptotic Ad treatment) or 1.5×108 pfu/3 μl (to deliver equivalent total pfus in all experimental treatment groups).

Brain tumor rodent models

Intracranial CNS-1 syngeneic model

4,500 rat GBM CNS-1 cells (3 μl) were implanted intracranially in the right striatum of syngeneic Lewis rats (220−250g, Harlan, Indianapolis, IN USA) as previously described34. Rats were treated 4 (small tumor) or 9 days (large tumor) after tumor implantation.

Recurrent intracranial CNS-1 syngeneic model

4,500 rat GBM CNS-1 cells (3 μl) were implanted intracranially in the left striatum of Ad-TK+GCV+Ad-Flt3L-treated rats that survived the primary brain tumor (implanted on the right striatum) for over 90 days. Rechallenged rats were not treated further. Naïve rats were used as controls for CNS-1 cells’ tumor growth in this experimental paradigm.

CNS-1 cells were grown in DMEM culture media (CellGro, Herndon, VA), supplemented with 10% FCS, 1% L-Glutamine, 1% Pen-Strep, 1% non-essential aminoacids and passaged routinely. The day of surgery cells were trypsinized, resuspended in DMEM without supplements and kept on ice for up to 2h.

Rats were housed in pathogen free environment, humidity and temperature controlled vivarium on a 12:12 hour light/dark cycle (lights on 07:00) with free access to food and water. All animal experiments were performed after prior approval by the Institutional Animal Care and Use Committee at Cedars Sinai Medical Center and conformed to the policies and procedures of the Comparative Medicine Department. After anesthesia, animals were placed in a stereotactic apparatus and injected unilaterally into the right striatum. Rats were injected using a 10 μl Hamilton syringe (coordinates: 1 mm forward from bregma, 3.1 mm lateral and ventral 5 mm from the dura). Animals were allowed to recover and their health status was closely monitored. Treatment was performed at the times indicated in each figure, utilizing the same drill hole to inject saline or Ad in a volume of 3 μl (delivered in 3 locations ventral of the dura: 5.5, 5.0 and 4.5 mm) into the tumor mass. Twenty-four hours after delivery of viral vectors, animals that received Ad-TK began treatment with GCV (7 mg/100 μl i.p.), twice daily for 7 days. In order to block HMGB1, groups of rats received 100 mg glycyrrhizin7, 35 i.p. twice a day for 10−15 days, starting on the day of the injection of saline or Ad-TK+Ad-Flt3L or the day of GBM rechallenge. Glycyrrhizin (Calbiochem, San Diego, CA), was diluted to a concentration of 100 mg/ml in 50 mM NaOH at 37°C and pH was adjusted to pH 7.4 using 1M Tris-HCl. The solution was then filtered through a 0.22 μm syringe pump filter and 1 ml was administered per rat per dose.

Animals were monitored daily and euthanized at the first signs of moribund behavior or at predetermined time points for DNA purification, serum HMGB1 ELISA or immunostaining. Animals were euthanized according to the guidelines of the Institutional Animal Care and Use Committee at Cedars–Sinai Medical Center, by terminal perfusion with Tyrodes solution (132 mM NaCl, 1.8 mM CaCl2, 0.32 mM NaH2PO4, 5.56 mM glucose, 11.6 mM NaHCO3, and 2.68 mM KCl) followed by perfusion with 4% paraformaldehyde (PFA) under deep anesthesia. Brains were removed and further fixed in 4% PFA for 4−5 days.

Immunofluorescence

Transgene expression of the pro-apoptotic Ads was evaluated in CNS-1 cells in vitro fixed with 4% PFA (20 min at 4°C) 24h after infection with 100 pfu/cell (50,000 cells in 24-well plates). Immunofluorescence was performed as described in Supplementary Data.

Expression of therapeutic targets was performed in vitro in PFA-fixed CNS-1 cells and in vivo in PFA-fixed free-floating 60 μm coronal sections from rat brain 9 days after tumor implantation. Immunofluorescence was performed as described elsewhere6, 9, 32 using specific antibodies indicated in Supplementary Data section.

Nuclei were stained with 4', 6-diamidino-2-phenylindole (DAPI) (5μg/ml, Invitrogen Molecular Probes); cells and tissues were mounted with ProLong Antifade (Invitrogen Molecular Probes). Confocal micrographs were obtained using a Leica confocal microscope TCS SP2 with AOBS equipped with 405-nm violet-diode UV laser, 488-nm argon laser, and 594- and 633-nm helium-neon lasers; and using a HCX PL APO 63X 1.4 numerical aperture oil objective (Leica Microsystems Heidelberg, Mannheim, Germany).

Neuropathological analysis

Neuropahological analysis was performed in naïve rat brain 7 and 60 days after injecting pro-apoptotic Ads alone or in combination with Ad-Flt3L. Following perfusion with Tyrode's solution and 4% PFA, brains were fixed in 4% paraformaldehyde for 3 additional days. Sixty-micrometer serial coronal sections were cut through the striatum and free-floating immunocytochemistry was performed as previously described9, 34. Nissl staining was used to determine the histopathological features of the brains. For a brief description of these methods and the antibodies used see Supplementary Data section. Tissues were photographed with Carl Zeiss Optical Axioplan microscope using Axiovision Rel 4.6 and MOSAIX software (Carl Zeiss, Chester, VA, USA).

ELISA assays

HMGB1 release was determined in rat serum and cell culture supernatant using a specific anti-HMGB1 ELISA (IBL International, Hamburg, Germany) following the manufacturer's protocol1. Release of TNF-α and TRAIL was evaluated in cell culture supernatant of CNS-1 cells infected with the corresponding pro-apoptotic Ads (200 pfu/cell for 48 h) by ELISA following the manufacturer's protocol (eBioscience 88−7346−22 and R&D systems DTRl00, respectively). Wells were read on a 96 well plate reader (Spectramax Plus, Molecular Devices Sunnyvale, CA) at 450nm and at 570nm to subtract background absorbance.

Flow cytometry

CNS-1 cells were seeded (25,000 cells/well) and infected, 24 h later, with the pro-apoptotic Ads (100 pfu/cell). After 24 h, GCV (25 μM) was added to Ad-TK-infected cells. 72 h after infection or addition of GCV, cell death was determined by PI-Annexin V staining (see Supplementary Data). Human GBM cell lines (U251 and U87) and human GBM short term cell cultures (IN2045 and IN859) were seeded (25,000 in 24-well plates) and infected 24h with the Ad-TK or Ad0 (200 pfu/cell). GCV was added to Ad-TK-infected cells 24h later. Cell death was determined 72 h after addition of GCV.

To detect FasL release from CNS-1 cells, we collected conditioned media from Ad-FasL-infected (100pfus/cell) CNS-1 cells and used it to incubate LN18 cells (50,000 cells/well in 24-well plates), which are highly sensitive to FasL-induced cytotoxicity26. 24 h later cell death was detected by Annexin-PI staining.

DNA ladder

The cytotoxic effect of the pro-apoptotic Ads was analyzed in vitro and in vivo by the pattern of DNA fragmentation. DNA was obtained from CNS-1 cells (106 cells in T25 flask) infected with the pro-apoptotic Ads (100 pfu/cell for 72h) and from CNS-1 intracranial tumors dissected from the rat brain 5 days after injection of 5×107 pfu of each Ad. DNA fragmentation was performed as described in Supplementary Data.

Statistical analysis

Sample sizes were calculated to detect differences between groups with a power of 80% at a 0.05 significance level using PASS 2008 (Power and sample size software, NCSS, Kaysville, Utah). Kaplan-Meier survival curves were analyzed using the Mantel-log Rank (GraphPad Prism version 3.00, GraphPad Software, San Diego CA). Levels of HMGB1 and cell death percentages were analyzed by One-way ANOVA followed by Tukey's test or Student’ t test (NCSS). When data failed normality or Levene's test for Variance Homogeneity (NCSS), they were log transformed before analysis. Pearson test was used to determine correlation coefficient (R2) between HMGB1 release and percentage of cell death (GraphPad Prism). Randomization test was used to analyze body weight curves (NCSS). p values of less than 0.05 were used to determine the null hypothesis to be invalid. The statistical tests used are indicated in the figure legends.

RESULTS

In vitro characterization of pro-apoptotic adenoviral vectors (Ads) and their targets in rat glioblastoma cells

In anticipation of Phase I clinical trials in patients with GBM, we aimed to test the hypothesis that Ad-TK, which kills dividing cells in the presence of ganciclovir (GCV) in combination with the immune stimulatory Ad-Flt3L is both the safest and most effective tumor cell killing approach when compared to Ads expressing pro-apoptotic TNF-α (Ad-TNF-α), FasL (Ad-FasL) and TRAIL (Ad-TRAIL). We used immunocytochemistry to determine the presence of the target receptor for each pro-apoptotic cytokine in CNS-1 cells in culture (Supp Fig 1 A). CNS-1 tumor cells in culture expressed all necessary death receptors (i.e., TNFR1, TRAILR2, Fas). Proliferating CNS-1 cells, the target cells for the cytotoxic effects of Ad-TK+GCV, were abundant in culture as determined by staining of the nuclear protein Ki67, a cellular marker of proliferation (Supp Fig. 1 A).

Transgene expression of the therapeutic Ads was confirmed by immunocytochemistry using specific antibodies against the transgenes (Supp Fig. 1B). Release of the pro-apoptotic cytokines TNF-α and TRAIL was detected by ELISA in cell culture supernatants (Supp Figure 1 C). The levels of TNF-α and TRAIL in the cell supernatants were ∼0.3ng/ml and 1.5ng/ml, respectively. Release of FasL was evaluated by a biological assay using conditioned media from Ad-FasL-infected CNS-1 cells to induce cell death in LN18 cells, which are sensitive to FasL-induced cytotoxicity26. Ad-FasL conditioned media had strong cytotoxic effects, reducing LN18 cell viability to less than 10% in 24 h (Supp Fig. 1C).

We then tested the pro-apoptotic effects of Ads in vitro using cultures of rat CNS-1 GBM cells (Fig. 1A). We infected the cells with the pro-apoptotic Ads, and 24h later the cells infected with Ad-TK received GCV (25 μM). Seventy two hours after infection, cells were collected and stained with Annexin-PI. Flow cytometric analysis revealed that Ad-TRAIL induced apoptosis in nearly 100% of the cells, Ad-TK+GCV and Ad-FasL in >80%, and Ad-TNF-α in ∼40% of the cells (Fig. 1 A). Electrophoretic analysis of DNA purified from these cells confirmed that cells underwent cell death by apoptosis (Fig. 1B).

Figure 1. Efficacy of adenoviral vectors expressing pro-apoptotic transgenes in vitro and in vivo.

Figure 1

A, CNS-1 cells were infected with Ads expressing pro-apoptotic transgenes, i.e. HSV1-thymidine kinase (Ad-TK), TNF-α (Ad-TNF-α), FasL (Ad-FasL) or TRAIL (Ad-TRAIL). 24h after infection, cells infected with Ad-TK were incubated with GCV. Untreated cells and cells infected with an Ad containing no transgene (Ad0) were used as controls. Cell death was determined 72h after infection or addition of GCV by flow cytometric analysis of Annexin V-PI-stained cells. B, Release of HMGB1 was assessed in the cell culture supernatant by ELISA. *p<0.05 vs mock (One-way ANOVA followed by Tukey's test). Inset: Pearson correlation analysis was used to determine the correlation coefficient (R2) between the concentration of HMGB1 in the cell supernatant and the percentage of cell death in vitro in CNS-1 cells infected with the pro-apoptotic Ads. *p<0.05 C, Kaplan Meier survival curves of rats implanted with CNS-1 cells in the brain and treated 4 days later with intratumoral injection of saline (n=9), Ad-TK (n=7), Ad-TNF-α (n=5), Ad-FasL (n=9) or Ad-TRAIL (n=8). Ad-TK-treated rats received GCV. *p<0.05 vs saline, ^p<0.05 vs Ad-FasL (Mantel log-rank test). Representative microphotographs show the appearance of the tumor at the time of treatment (day 4), as assessed by vimentin staining. Tumor volume is indicated; scale bar: 1 mm. D, Serum levels of HMGB1 were determined by ELISA 5 days after the treatment. *p<0.05 vs saline (One-way ANOVA followed by Tukey's test).

Release of HMGB1 from dying GBM cells in vitro upon infection with pro-apoptotic Ads

We recently determined that mouse GBM cells release HMGB1 upon cell death induced by a variety of genotoxic agents, including Ad-TK, radiotherapy and temozolomide. HMGB1 is an abundant chromatin protein that acts as an endogenous TLR2 agonist when released by either dying cells and inflammatory cells7, 28, 29. In these experiments, we aimed to test the hypothesis that HMGB1 would be released upon tumor cell death induced not only by cytotoxic agents that inhibit replication, but also following tumor cell death induced by pro-apopototic cytokines that kill cells by activation of membrane death receptors. We found that infection of CNS-1 cells with pro-apoptotic Ads led to release of HMGB1, as detected by ELISA in the cell culture supernatant (Fig. 1 B). Pearson correlation analysis was used to determine the correlation coefficient (R2) between the concentration of HMGB1 in the cell supernatants and the percentage of cell death in vitro in CNS-1 cells infected with the pro-apoptotic Ads. The levels of HMGB1 (Fig. 1 B) exhibited strong correlation (R2: 0.96, p<0.05; Inset in Fig. 1 B) with the levels of cell death (Fig. 1A). Our results indicate that HMGB1 release following tumor cell death is a widespread phenomenon which is independent of the tumor cell killing mechanism.

In vivo efficacy of pro-apoptotic Ads in a rat orthopic syngeneic glioblastoma model: release of HMGB1 from dying tumor cells into the general circulation, tumor regression and long term survival

We tested the efficacy of the pro-apoptotic Ads in a syngeneic intracranial GBM rat model. We implanted CNS-1 GBM cells in the striatum of syngeneic Lewis rats and treated them 4d later (small tumor, volume: 1.6±0.2 mm3) by intratumoral administration of the pro-apoptotic Ads. Rats that received Ad-TK were injected with GCV i.p. for 7d (7 mg/twice a day). Tumor regression and long term survival was achieved only after the administration of Ad-TK (6 out of 7 rats) and Ad-FasL (3 out of 9 rats), while Ad-TRAIL (0 out of 8) or Ad-TNF-α (0 out of 5) did not improve the survival of rats when compared to saline treated animals (Fig. 1C). However, all the Ads induced apoptosis in vivo, as determined by analysis of DNA purified from the intracranial tumor 5d after treatment. Agarose gel electrophoresis showed the typical laddering of apoptotic DNA fragmentation in the tumors treated with all pro-apoptotic Ads tested (Supp. Fig. 2B).

We then tested the hypothesis that the Ads expressing pro-apoptotic cytokines would induce HMGB1 release from rat GBM in vivo. Circulating levels of HMGB1 were determined by ELISA in the serum of tumor bearing rats 5d after treatment with Ads (Fig. 1 D). We found increased HMGB1 levels in the serum of tumor-bearing rats after administration of the pro-apoptotic Ads, but not with an empty Ad (Ad0) or saline (Figure 1D), which indicates that HMGB1 release from dying tumor cells occurs in vivo upon tumor cell killing induced by a wide spectrum of pro-apoptotic agents and that this phenomenon can be monitored in the peripheral circulation in vivo.

Distribution of therapeutic targets of pro-apoptotic molecules within intracranial CNS-1 tumors and peritumoral brain tissue

Since in GBM patients Ads may be injected directly into the margins of the tumor after surgical resection36 or Ad-expressed transgenes can diffuse from the tumor, it is critical to evaluate whether the cytotoxic effect is limited to tumor cells and will not affect normal peritumoral tissues. We performed the qualitative evaluation for the distribution of the targets of the therapeutic genes to allow the assessment of potential effectiveness and side effects. We evaluated the expression of the receptors for the pro-apoptotic gene therapy approaches, in the tumor and surrounding normal brain, 9d after GBM cells’ implantation. To this end we employed immunofluorescence techniques using antibodies specific for death receptors TNFR1, TRAILR2, Fas, and also determined the distribution of proliferating cells, the target cells for TK+GCV (stained with an anti-Ki67 antibody). We stained tumor cells using anti-vimentin antibodies, and neurons and astrocytes were identified with anti-NeuN and anti-GFAP antibodies, respectively (Fig. 2 and supplementary Fig 3 and 4). Tissues were analyzed by confocal microscopy, which revealed that all receptors were expressed in the tumor. TNFR1, Fas and Ki67 were expressed throughout the tumor mass, while TRAILR2 was more concentrated surrounding areas of necrosis. Ki67 was more abundant than the expression of the death receptors within the tumor mass. Nuclear protein Ki67 was rarely detected in the brain tissue adjacent to the tumor mass; expression was only detected within a small number of peritumor reactive GFAP positive astrocytes. Expression of TNFR1 was also confined to GFAP positive cells in the brain adjacent to the tumor. Expression of TRAIL was readily detected in neurons surrounding the tumor mass, and Fas was profusely expressed in structures resembling neuronal axons.

Figure 2. Distribution of therapeutic targets of pro-apoptotic molecules within intracranial CNS-1 tumors and peritumoral brain tissue.

Figure 2

Rats were implanted in the striatum with CNS-1 tumors and 9 days later brains were processed for immunocytochemistry. Confocal microphotographs show detection of therapeutic targets (green) using specific antibodies against the death receptors TNFR1, TRAILR2, Fas, while proliferating cells, the target for TK+GCV, were stained with an anti-Ki67 antibody. Tumor cells were labeled with anti-vimentin antibodies (red), neurons were stained with anti-NeuN (red) and astrocytes with anti-GFAP antibodies (red). Nuclei were stained with DAPI (blue). T: tumor area. N: necrotic patch. Arrows indicate cells expressing the therapeutic target indicated. Dashed line represents tumor border. Scale bars: 10 μm.

For a therapy to be implemented in human clinical trials, it is not only important to determine its efficacy, but it is also critical to assess its safety. Considering that Ads can express very powerful proapoptotic molecules and that the targets for some of them, such as TRAILR2 and Fas, were detected in neuronal cell bodies and axons surrounding the tumors (Fig. 2), we tested the neurotoxicity profile of the pro-apoptotic Ads in the normal brain parenchyma 7d (Fig. 3A) and 60d (Supp Figure 5) post vector delivery into the striatum; rats that were injected with Ad-TK also received GCV for 7d. Brain structure was evaluated by Nissl staining and immunocytochemistry of tyrosine hydroxylase (TH, as an index of striatal tissue integrity) and myelin basic protein (MBP, as an index of oligodendrocyte integrity), while infiltration of inflammatory cells was studied by immunostaining of MHCII, CD68 (macrophages) and CD8 (cytotoxic T cells). Injection of Ad-TNF-α and Ad-TK+GCV did not affect the normal structure of the brain or the expression of TH and MBP, and only induced a mild infiltration of inflammatory cells. However, Ad-FasL and Ad-TRAIL exerted severe neuropathology, i.e. hemorrhages and loss of brain tissue. Reduction of TH expression and demyelinization were detected in large areas of the striatum surrounding the site of injection of Ad-FasL and Ad-TRAIL. Concomitantly, profuse infiltration of macrophages, MHCII positive cells and T cells were found in the brains of these rats. Sixty days later, reduction of TH expression was still evident in Ad-FasL and Ad-TRAIL injected animals, as well as large uni-lateral and sometimes bi-lateral ventriculomegaly (Supp Fig.5), a result of significant brain tissue loss.

Figure 3. Acute toxicity of pro-apoptotic Ads after injection into normal brain.

Figure 3

Lewis rats (n=4/treatment) were injected in the striatum with saline, Ad-TNF-α, Ad-TRAIL, Ad-FasL or Ad-TK. Rats treated with Ad-TK received GCV. After 7d (A) post-vector delivery, neuropathological analysis of the brain was assessed by Nissl staining and immunocytochemistry using antibodies against tyrosine hydroxylase (TH), myelin basic protein (MBP), major histocompatibility complex II (MHCII), CD68 (macrophages) and CD8 (cytotoxic T cells). Scale bar: 2 mm. B, The body weight of the rats was assessed daily. * p<0.05 vs saline (Randomization test).

Putative systemic toxicity was assessed by weighing these rats daily after intracranial injection of the pro-apoptotic Ads. We detected a rapid drop of 15−25% in the weight of rats injected in the striatum with Ad-FasL (Fig 3 B). The reduction in body weight was sustained for 9−10d, after which rats started slowly gaining weight, without, however, reaching the weight of control rats throughout the 4 week-duration of the study. In rats injected in the brain with Ad-TRAIL, their weight remained stable ∼300g until day 10, at this time point, their weight dropped ∼15−25%, and remained low for 3d, after which, they started to gain weight and recovered. On the other hand, the body weight of rats that were injected in the brain with Ad-TNF-α or Ad-TK showed a similar pattern to the rats injected with saline and Ad0, maintaining their weight at ∼300g for 10d, from that time point onwards, they started gaining weight at a rate of ∼2.5g/day.

Efficacy of pro-apoptotic viruses in combination with Ad-Flt3L in large CNS-1 tumors; release of HMGB1

Considering that the pro-apoptotic Ads with the highest efficacy in vivo in small tumors were Ad-TK+GCV and Ad-FasL (Fig. 1 C), we selected these Ads to use in combination with the immune-stimulant Ad-Flt3L for the treatment of rats bearing large tumors (9d post-implantation, volume: 35± 5.5 mm3). We implanted CNS-1 GBM cells in the striatum of syngeneic Lewis rats and treated them 9d later with either Ad-TK or Ad-FasL alone or in combination with Ad-Flt3L (Fig. 4 A). These tumors are ostensibly larger at the time of treatment than those treated 4d after the implantation (Fig. 4 A). In this model Ad-TK+GCV and Ad-FasL alone failed to induce tumor regression and long term survival. Although Ad-TK+GCV exerted a slight increase in median survival (median survival rate: 1.17), all the rats succumbed due to tumor growth. When Ad-Flt3L was combined with Ad-FasL, the survival did not improve compared to the saline treated rats, and only 1 out of 10 rats survived long term. However, when Ad-Flt3L was used together with Ad-TK+GCV the treatment led to long term survival of 7 out of 10 rats (Fig. 4 A). Supplementary Table I shows the median survival or percentage of long term survival upon treatment with all the therapeutic approaches described. Note that combination of Ad-TK+GCV+Ad-Flt3L led to ∼70% survival; and thus median survival was not reached. Circulating serum levels of HMGB1 were determined by ELISA in tumor-bearing rats 5d after the treatment with Ad-TK+GCV or Ad-FasL alone or in combination with Ad-Flt3L, as controls, rats were injected with saline or Ad0 (Fig. 4B). While control rats exhibited basal levels of HMGB1, we detected HMGB1 in the serum of most rats treated with Ad-TK+GCV or Ad-FasL alone or in combination with Ad-Flt3L. However, Ad-TK+GCV+Ad-Flt3L led to the highest levels of serum HMGB1 (Figure 4 B).

Figure 4. Role of HMGB1 in mediating the efficacy of immunotherapy using pro-apoptotic Ads combined with Ad-Flt3L.

Figure 4

A, Kaplan Meier survival curve of Lewis rats that were implanted in the brain with CNS-1 tumors and treated 9d later with an intratumoral injection of saline (n=9), Ad-TK (n=11) or Ad-FasL (n=8) alone or in combination with Ad-Flt3L (n=10/group). Rats treated with Ad-TK received GCV. *p<0.05 vs saline, ^ p<0.05 vs Ad-TK, op<0.05 vs Ad-FasL+Ad-Flt3L (Mantel log-rank test). Representative microphotographs show the appearance of the tumor at the time of treatment, as assessed by vimentin staining. Tumor volume is indicated; scale bar: 1 mm. B, Serum levels of HMGB1 were determined by ELISA 5d after the treatment. *p<0.05 vs saline (One-way ANOVA followed by Tukey's test). C, Tumor bearing rats received intratumoral injection of saline (n=10) or Ad-TK+Ad-Flt3L (n=12), followed by GCV and glyzhirrizin (Gly), an antagonist of HMGB1 (n=5−6/group). *p<0.05 vs saline, ^ p<0.05 vs Ad-TK+Ad-Flt3L+Gly (Mantel log-rank test). D, Ad-TK+GCV+Ad-Flt3L-treated rats that survived over 90d after primary tumor implantation were rechallenged in the contralateral striatum (left) with a second CNS-1 implant. Rechallenged long term survivors received glyzhirrizin (SURVIVOR+GLY, n=6) or vehicle (SURVIVOR, n=6) for 15d. Naïve rats were implanted with CNS-1 tumor as controls for tumor growth (NAÏVE, n=6). *p<0.05 vs naïve (Mantel log-rank test).

Efficacy of combined conditional cyotoxicity and immunotherapy depends on circulating HMGB1

To assess the hypothesis that the endogenous TLR ligand HMGB1, released from dying tumor cells is necessary for efficacy of the immunotherapy in the CNS-1 GBM rat model, we blocked its activity using glycyrrhizin, which binds to both of the box domains on HMGB1 and prevents subsequent HMGB1 signaling7, 35. Tumor bearing rats received intratumoral injection saline or Ad-TK+GCV+Ad-Flt3L, followed by the administration of glycyrrhizin, starting on the day of the vector administration (Fig. 4C). Rats treated with Ad-TK+GCV+Ad-Flt3L (4 out of 6) survived long term, whilst simultaneous administration of glycyrrhizin completely blocked the therapeutic effect of the immunotherapy and all the rats succumbed due to tumor burden (Fig. 4C). Taken together these results suggest that the efficacy of the combined treatment is strongly dependent on the release of HMGB1 from dying tumor cells. Further, HMGB1 could be used as a biomarker to assess therapeutic efficacy in vivo.

Role of HMGB1 in the induction of anti-GBM immunological memory induced by the combined Ad-TK+GCV+Ad-Flt3L treatment

Treatment with Ad-TK+GCV+Ad-Flt3L induces brain tumor regression and immunological memory in both murine and rat syngeneic GBM models7, 8. Now we aimed to uncover the role of HMGB1 in the rejection of a second brain tumor in a model of recurrent GBM. Ad-TK+GCV+Ad-Flt3L treated rats that survived a primary CNS-1 tumor were rechallenged with a second CNS-1 tumor in the contralateral striatum 90d after primary tumor implantation (Fig. 4D). In order to block HMGB1, rats received glycyrrhizin for 15d, starting the day of the second tumor implantation. Naïve rats were used as controls of tumor growth. We found that 50% of Ad-TK+GCV+Ad-Flt3L-treated long term survivors that were implanted in the contralateral hemisphere survived the rechallenge without further treatment. Blocking HMGB1 by administration of glycyrrhizin did not block anti-GBM immunological memory induced by the combined treatment (Fig. 4D), thus suggesting that HMGB1 is not essential for memory T cell elimination of CNS-1 cells.

Acute and chronic neurotoxicity of the combined therapy in the normal brain

We next assessed whether Ad-TK+GCV or Ad-FasL when combined with Ad-Fl3L are neurotoxic when injected into the normal brain parenchyma. We injected the Ads in the striatum of naïve Lewis rats and performed neuropathological analysis 7d (Fig. 5) and 60d later (Supplementary Fig. 6). As controls, we administered saline or Ad0. We found that Ad-TK+GCV+Ad-Flt3L did not affect the brain structure or the expression of TH and MBP, and induced a mild infiltration of inflammatory cells, similar to that observed using Ad0. However, Ad-FasL+Ad-Flt3L injection led to severe neuropathology, with hemorrhages, and large areas of tissue loss (Fig. 5). Reduction of TH expression and patches of demyelinization were seen in the striatum surrounding the injection site of Ad-FasL+Ad-Flt3L, as well as large infiltration of macrophages, MHCII positive cells and CD8+ cells. Sixty days later, inflammation declined, but ventriculomegaly secondary to brain tissue loss was evident in Ad-FasL+Ad-Flt3L injected rats (Supplementary Fig. 6).

Figure 5. Acute neurotoxicity of combined pro-apoptotic/immune-stimulatory gene therapy after injection into normal brain tissue.

Figure 5

Lewis rats were injected in the striatum with saline, Ad-FasL+Ad-Flt3L, Ad-TK+Ad-Flt3L or an Ad without transgene (Ad0). Rats treated with Ad-TK+Ad-Flt3L received GCV. Seven days post-vector delivery, neuropathological analysis of the brain was assessd by Nissl staining and immunocytochemistry using antibodies against tyrosine hydroxylase (TH), myelin basic protein (MBP), major histocompatibility complex II (MHCII), CD68 (macrophages) and CD8 (cytotoxic T cells). Scale bar: 2 mm.

Induction of cell death and HMGB1 release in vitro from human GBM cell lines and primary GBM cell cultures

Human GBM cell lines (U251 and U87) and short term cultures of human GBM (IN859 and IN2045) were infected with Ad0 or Ad-TK followed by addition of GCV. HMGB1 release was evaluated in the cell culture supernatants 72 h after addition of GCV and cell death was determined by Annexin-PI staining and flow cytometry (Fig. 6). We found that human GBM cells were very sensitive to Ad-TK+GCV induced cell death, exhibiting 60−80% cell death (Fig. 6). Accordingly, HMGB1 release was greatly increased when cells were treated with Ad-TK+GCV. These results support the notion that HMGB1 is released upon killing of human GBM cells; suggesting that this is a universal mechanism independent of the tumor cells’ origin.

Figure 6. Induction of cell death and release of HMGB1 from human GBM cells in vitro.

Figure 6

A, Human GBM cell lines (U251 and U87) and primary GBM cell cultures (IN2045 and IN859) were infected with Ad-TK. Untreated cells and cells infected with an Ad containing no transgene (Ad0) were used as controls. 24h after infection, cells infected with Ad-TK were incubated with 25 μM GCV. Cell death was determined 72h after addition of GCV by flow cytometric analysis of Annexin V-PI-stained cells. *p<0.05 vs mock (Two-way ANOVA followed by Tukey's test). B, Release of HMB1 was assessed in the cell cultures supernatant by ELISA. *p<0.05 vs mock (One-Way ANOVA followed by Tukey's test).

DISCUSSION

In anticipation of a Phase I clinical trial in GBM patients using an immunotherapeutic approach that combines Ad-Flt3L with Ad-TK+GCV, it was critical to determine the optimal cytotoxic agent to use in this approach. Therefore, we compared the efficacy and neurotoxicity of Ad-TK+GCV with Ad vectors encoding the pro-apoptotic cytokines TNF-α, TRAIL and FasL. Our hypothesis was that Ad-TK+GCV would exhibit superior efficacy and safety when compared to Ads expressing pro-apoptotic cytokines. Since Ad-TK kills proliferating cells in the presence of GCV37, we expected this agent to have a powerful anti-tumor effect due to the presence of mitotic tumor cells within GBM. Also, the by-stander effect of phosphorilated GCV would amplify the cytotoxic effect of this approach37. The highest therapeutic efficacy was indeed achieved when using Ad-TK+GCV by itself for small tumors, and in combination with Ad-Flt3L for large tumors. Although all the pro-apoptotic Ads certainly induced apoptosis in vitro and in vivo in tumor cells, delivery of pro-apoptotic cytokines was insufficient to induce therapeutically effective tumor regression in vivo. This could be related to the relative low levels of death receptor expression. In fact, weak expression of TRAILR2 in GBM cells has been suggested to limit the therapeutic efficacy of TRAIL delivery in GBM patients38. Preclinical research demonstrated that radiation and chemotherapeutic agents increase TRAILR expression and GBM sensitivity to TRAIL-induced apoptosis15, 17, 39, although the therapeutic implications of this increase remain to be determined.

Another possible cause for the lack of efficacy of pro-apoptotic cytokines could be related to their effect on the immune cells that infiltrate the tumors. The Fas/FasL system has been implicated in the immune-privilege of GBM40. FasL expression has been detected in GBM patients’ tumor cells as well as in endothelial cells of the tumor blood vessel, which has been postulated as a mechanism of depletion of Fas+ T cells in these tumors 41. In fact, expression of FasL in human GBM was found to negatively correlate with the degree of intratumoral CD4+ and CD8+ T-cell infiltration41. Also, expression of Fas was found to positively correlate with the malignancy grade of astrocytomas in brain tumor patients24.

Soluble receptors have also been involved in the mechanism by which GBM cells downregulate the effects of pro-apoptotic cytokines42. Expression of soluble receptors for FasL by tumor cells has been suggested to mediate GBM escape from FasL-induced apoptosis42. Expression of soluble TNFR1 has also been detected in GBM specimens from patients. These receptors were found to reduce the function of TNF-α in GBM cells43, and may be playing a role in the lack of efficacy of Ad-TNF-α observed in our study. Also, delivery of pro-apoptotic cytokines that only target tumor cells expressing a specific death receptor may lead to the selection of non-expressing cells that are resistant to the targeted therapy.

Since proliferating cells are encountered within the tumor in all the stages and tumor cell replication is a requirement for tumor progression, targeting these cells with intratumoral delivery of TK is a very attractive candidate to induce apoptosis in GBM36. Importantly, synergy between TK+GCV and temozolamide, an alkylating agent routinely used in the treatment of GBM patients1, has been reported in preclinical mouse models of GBM44. Since phosphorylated GCV was found to inhibit DNA polymerase δ, an enzyme involved in repair of DNA cross-links, this synergy has been explained by the TK+GCV-mediated inhibition of the repair of temozolomide-induced cross-links in tumor cells’ DNA44.

Considering that in some clinical trials Ads are injected in the tumor cavity margins following surgical resection36 it is critical to use pro-apoptotic agents whose cytotoxic effect is restroted to tumor cells. To determine the specificity of each cytotoxic agent we studied the presence of their therapeutic targets, i.e. TNFR1, TRAILR2, Fas, and to detect proliferating cells, we immunolabeled for nuclear protein Ki67 in rat intracranial CNS-1 GBM and in non-neoplastic brain surrounding the tumor. A small number of astrocytes expressing TNFR1 or Ki67 were detected in the non-neoplastic brain surrounding the tumor. However, we found that TRAILR2 and Fas are expressed in neuronal cell bodies and fibers in the normal brain adjacent to CNS-1 tumors. Expression of these death receptors has also been detected in the normal human brain. Fas has been detected in neurons in the cerebral cortex of normal human brains, as well as in neuropil and white matter fibers45, while TRAILR2 is expressed in neurons and oligodendrocytes, as well as in endothelial cells in the meninges and capillaries of the normal human brain46, 47. In fact, TRAIL-induced apoptosis was reported in human normal brain cells, including neurons and glial cells, in temporal lobe sections ex vivo 48, and FasL has been postulated to be involved in neuronal damage following brain injury49. Considering the bystander effect exerted by the release of the pro-apoptotic cytokines from tumor cells and the expression of TRAILR2 and Fas in normal brain cells surrounding the tumor, administration of Ads encoding FasL or TRAIL into the normal brain bears a high risk of neurotoxicity.

Tallying with the presence of death receptors in neuronal cell bodies and fibers, delivery of FasL and TRAIL caused severe neuropathological side effects. Importantly, we also detected systemic toxicity as assessed by a reduction in the body weight (50−75g) of Ad-TRAIL and Ad-FasL-injected rats. On the other hand, administration of Ad-TK+GCV alone or combined with Ad-Flt3L did not significantly alter the structure of the normal brain and induced only a mild, transient local inflammation. Intracranial delivery of TK using Ads has been tested in several clinical trials in GBM patients with a very good safety profile36. Importantly, an extra safety feature of this approach is that the withdrawal of the GCV can limit any potential therapy-associated toxic events50. Also, we have assessed the toxicity of vectors by performing dose response curves with Ads expressing several transgenes51-54. The summary of the data55 indicates that vector toxicity is dependent on vector dose, but requires the structural integrity of vector capsids (independently of transgenes expressed); thus, doses of vector need to be kept below 1×109pfu to avoid serious, deleterious, long term brain toxicity. Concerning transgene expression, we have determined that even low doses of vectors can provide expression detectable by immunocytochemistry53. However, to elicit therapeutic efficacy, doses of at least 5×107pfu need to be delivered into brain tumors. This explains the doses utilized in this manuscript; i.e., the safest and most effective doses. In preparation for the clinical trial, i.e. for the submission of the IND to FDA, the clinical grade vectors will be tested for toxicity and efficacy using at least three doses of each vector. Clinical dose in human brain tumor patients is otherwise limited by the MTD for adenoviral vectors in the human brain, which has been determined to be 1×1012 vp56. Thus, all doses to be used in humans will be kept below the adenoviral vector MTD.

We have recently reported that mouse GBM cells release HMGB1 upon cell death induced by cytotoxic agents that inhibit DNA replication and, thus, kill proliferating cells, such as temozolomide, irradiation and Ad-TK+GCV7. In the present work, we tested the hypothesis that HMGB1 would not only be released upon tumor cell death induced by cytotoxic agents that inhibit replication, but also due to tumor cell death induced by pro-apoptotic cytokines that kill cells by activation of membrane death receptors. Here we show that HMGB1 is also released from rat GBM cells when they are killed by pro-apoptotic cytokines upon death receptor activation. Importantly, our data indicate that circulating levels of HMGB1 could have potential application as biomarker of therapeutic efficacy in vivo. The fact that human GBM cells also responded to the cell killing effect of Ad-TK+GCV by releasing HMGB1 supports the notion that this molecule could be used as a pharmacodynamic predictor of tumor regression in GBM patients.

We previously demonstrated in a mouse GBM model that HMGB1 released from dying tumor cells activates TLR2 signaling in bone marrow-derived dendritic cells that infiltrate the tumor in response to the immunotherapy with Ad-TK+GCV+Ad-Flt3L7. In this paper, we show that circulating levels of HMGB1 increase in parallel with the efficacy of the treatment in the rat GBM model. We found that out of all the treatments tested the highest circulating levels of HMGB1 are reached when tumor-bearing rats are treated with Ad-TK+GCV+Ad-Flt3L. These levels were indeed higher than those observed in the rats treated with Ad-TK+GCV alone. This could be due to the release of HMGB1 by immune cells28 recruited by Ad-Flt3L 6, 7, 10 or by the induction of additional tumor cell death by cytotoxic T cells, macrophages or NK cells, which infiltrate the tumor and we have shown are crucial for therapeutic efficacy of this immunotherapy5, 7. Release of HMGB1 from dying tumor cells has been postulated to direct the immunological response to dying cells, which determines the clinical outcome of anticancer therapies7, 57, 58. In fact, here we show that HMGB1 release from dying tumor cells is crucial for the efficacy of Ad-TK+GCV+Ad-Flt3L in GBM-bearing rats and its blockade completely abolishes the efficacy of the therapy, these results are in accordance with those obtained in the murine GBM model7. The data reported strongly support the use of cytotoxic therapies to enhance the efficacy of immunotherapeutic approaches in GBM patients59.

Considering that the majority of GBM patients succumb due to recurrence of tumors that have become completely resistant to any form of chemotherapy and radiation therapy36, is crucial to develop immunotherapeutic approaches that induce immunological memory against the tumor. Tallying with our previous results7, 8, approximately 50% of Ad-TK+GCV+Ad-Flt3L-treated long term survivors survived the rechallenge without further treatment. HMGB1 did not seem to play a critical role in the induction of anti-GBM immunological memory induced by the combined therapy.

Translation of a novel therapeutic approach into clinical trial requires assessing therapeutic efficacy in other tumor models. We recently demonstrated that this approach is also effective in eradicating B16-F10 melanomas implanted in the brain of syngeneic mice7. These results are very encouraging since metastatic brain tumors are very frequent and its incidence is predicted to rise with the increasing survival of patients with extracranial cancers that metastasize to the CNS60.

In summary, our study provides the first systematic, comparative assessment of the neurotoxicity and efficacy of several pro-apoptotic molecules, some of which have already progressed to Phase I clinical trials for GBM. Further, we demonstrate that HSV1-TK in combination with GCV exerted the most potent anti-tumor activity, and also displayed the most satisfactory safety profile when used as single therapy. Our data also show that the combination of Ad-TK+GCV and Ad-Flt3L exerts a strong anti-tumoral effect in several intracranial rodent models of GBM, and has the safest neurotoxic profile of all the approaches tested. Thus, Ad-TK+GCV+Ad-Flt3L displays the highest therapeutic efficacy of all the therapies tested so far in preclinical experimental GBM models. Further, the efficacy of the combined treatment is mediated by the release of the endogenous ligand HMGB1, which we have previously shown signals via TLR2 receptors on tumor infiltrating dendritic cells7. These results strongly support the translation of this immunotherapy in a Phase I clinical trial for GBM.

Supplementary Material

1

SUPPLEMENTARY DATA

MATERIALS AND METHODS

Immunofluorescence

Transgene expression of the proapoptotic Ads was evaluated in vitro in CNS-1 cells fixed with 4% PFA using the following antibodies: anti-TNF-α in rabbit (1:100, Pierce P350), anti-FasL in Armenian hamster (1:50, BD Biosciences 555022), anti-TRAIL in mouse (1:25, R&D systems MAB375), and anti-TK in rabbit (1:10,000, developed in our lab5), followed by FITC-conjugated anti-Armenian hamster goat IgG (1:800, Jackson labs 127−095−160) or Alexa Fluor488-conjugated anti-rabbit or anti-mouse goat IgG (1:1000, Invitrogen Molecular Probes, A11034 and A11029, respectively). Nuclei were stained with 4', 6-diamidino-2-phenylindole (DAPI) (5μg/ml, Invitrogen Molecular Probes, Carlsbad, CA, USA) and coverslips were mounted with ProLong Antifade (Invitrogen Molecular Probes).

Expression of therapeutic targets was performed in vitro in PFA-fixed CNS-1 cells and in vivo in PFA-fixed free-floating coronal sections from rat brain 9 days after tumor implantation. Immunofluorescence was performed using the following antibodies: anti-TNFR1 in rabbit (1:50, Assay Design Inc. CSA-815E), anti-TRAILR2 in rabbit (1:50, Prosci. Inc. 2019), anti-Fas in goat (1:100, R&D systems AF2159), anti-Ki67 in rabbit (1:25, Vector labs VP-RM04) followed by Alexa Fluor488-conjugated anti-rabbit goat IgG or Alexa Fluor488-conjugated anti-goat chicken IgG (1:1000, Invitrogen Molecular probes A11034 and A21467, respectively). Before staining with anti-Fas and anti-Ki67, cells and tissues underwent antigen retrieval by microwave irradiation in 200 ml of 10 mM citrate buffer (pH=6) for 10 min at medium power. Cell types in the brain were identified using the following antibodies: anti-vimentin in mouse (1:1000, Sigma V6630), anti-NeuN in mouse (1:1000, Chemicon MAB377), anti-GFAP in Guinea pig (1:500, Advance immunochemical 31223−200) or anti-GFAP in rabbit (1:1000, Chemicon AB 5840) followed by Alexa Fluor594-conjugated anti-mouse or anti-Guinea pig goat IgG (1:1000, Invitrogen Molecular probes A11032 and A11076, respectively) or Alexa Fluor594-conjugated anti-mouse or anti-rabbit chicken IgG (1:1000, Invitrogen Molecular probes A21201 and A21442, respectively).

Neuropathological analysis

Neuropahological analysis was performed in naïve the rat brain 7 and 60 days after Ad injection. Briefly, endogenous peroxidases were inactivated with 0.3% hydrogen peroxide, followed by blocking in 10% horse serum/phosphate-buffered saline. Sections were incubated for 72 h with the following antibodies: anti-tyrosine hydroxylase in rabbit (TH; 1:5000, Calbiochem 657012), anti-myelin basic protein in mouse (MBP; 1:1,000; Chemicon MAB1580), anti-rat CD68 in mouse (clone ED1 to identify macrophages/activated microglia; 1:1,000, Serotec MCA341R), anti–rat major histocompatibility complex II (MHC II, 1:1,000, Serotec MCA46GA), and anti-rat CD8α (to identify cytotoxic T cells; 1:1,000, Serotec MCA48G). Then, the sections were incubated for 4 h with biotin-conjugated anti-rabbit goat IgG or anti-mouse rabbit IgG (1:800, DAKO, Denmark, E0432 and E0464, respectively). Binding of biotinylated secondary antibodies was detected using the Vectastain Elite ABC horseradish peroxidase method (Vector Laboratories, Burlingame, CA, USA) followed by the glucose oxidase and nickel ammonium sulfate-intensified diaminobenzidine method. Sections were mounted on gelatinized glass slides and dehydrated through graded ethanol solutions and coverslipped using DPX mounting media for histology (Sigma, St. Louis, MO, USA).

For Nissl staining brain sections were mounted on gelatinized glass slides and incubated in cresyl violet (0.1%; Sigma). Sections were passed through destain solution (70% ethanol, 10% acetic acid), dehydrated (100% ethanol and xylene) and coverslipped using DPX mounting media for histology.

Tumor histology was studied by free-floating immunocytochemistry using anti-vimentin antibodies as described above.

DNA ladder

Tumor DNA was purified using DNeasy blood and tissue kit (QIAgen 69506) following manufacturer's protocol. Columns were eluted with 100 μl AE buffer and eluates were incubated with RNAse (1mg/ml) for 20 min at RT. DNA (100 μl) was subjected to electrophoresis on 2% agarose gel for 90 minutes at 45 V. DNA was stained with ethidium bromide.

Flow cytometry

To determine levels of cell death, human and rat GBM cells were harvested with with AccutaseTM Enzyme Cell Detachment Medium (eBiosciences, 00−4555−56) and resuspended in 100 μl binding buffer (150mM NaCl, 18mM CaCl2, 10mM HEPES, 5mM KCl, 1mM MgCl2). Cell death was detected by incubating the cell suspension with 5μl Annexin V-FITC (Bender MedSystems, Burlingame CA, BMS306FI/a) for 5 min followed by addition of 10 μl propidium iodide (50 μg/ml, Sigma, St Louis MO, P4864) before analysis using a FACScan (Becton–Dickinson). Cells that were positive for Annexin V-FITC and/or propidium iodide were quantified to determine the percentage of cell death using WinMDI 2.9 software (J. Trotter, Scripps Research Institute, La Jolla, CA).

Supplementary Figure 1: In vitro characterization of pro-apoptotic Ads and their targets. A, Expression of therapeutic targets were determined in vitro in CNS-1 cells by immunofluorescence (green) using antibodies specific for TNF-α receptor 1 (TNFR1), TRAIL receptor 2 (TRAILR2), Fas and Ki67, a cellular marker of proliferating cells. Nuclei were stained using DAPI (blue). Arrows indicate immunopositive cells. B, CNS-1 cells were infected with the Ads expressing the pro-apoptotic transgenes and 24 h later, transgene expression was determined by immunofluorescence using antibodies specific for TNF-α, TRAIL, FasL and TK. Arrows indicate immunopositive cells. C, Transgene expression of pro-apoptotic cytokines was also assessed by ELISA in the supernatant of CNS-1 cells infected with Ad-TNF-α and Ad-TRAIL 48 h after infection. Release of FasL was detected by using conditioned media from Ad-FasL-infected CNS-1 cells to induce LN18 cell death, which have high sensitivity to FasL cytotoxicity. Cell viability was assessed by flow cytometric analysis of Annexin-PI-stained LN18 cells 24 h after incubation with conditioned media. As controls, LN18 cells were incubated with fresh media or conditioned media from CNS-1 cells non-treated or infected with an Ad without transgene (Ad0). * p<0.05 vs mock; ^ p<0.05 vs Ad0 (One-way ANOVA followed by Tukey's test).

Supplementary Figure 2: Tumor DNA fragmentation in vitro and in vivo upon administration of pro-apoptotic Ads. A, CNS-1 cells were infected with Ads expressing pro-apoptotic transgenes, i.e. HSV1-thymidine kinase (Ad-TK), TNF-α (Ad-TNF-α), FasL (Ad-FasL) or TRAIL (Ad-TRAIL). 24h after infection, cells infected with Ad-TK were incubated with GCV. Untreated cells and cells infected with an Ad containing no transgene (Ad0) were used as controls. DNA fragmentation was determined by agarose gel electrophoresis 72h after infection or addition of GCV. B, Rats were implanted with CNS-1 cells in the brain and treated 4 days later with intratumoral injection of saline, Ad-TK, Ad-TNF-α, Ad-FasL or Ad-TRAIL. Ad-TK-treated rats received GCV. Tumor DNA was purified 5 days after the treatment and DNA fragmentation was assessed by agarose gel electrophoresis

Supplementary Figure 3: Single channel images of therapeutic targets of TNF-α and TRAIL within intracranial CNS-1 tumors and peritumoral brain tissue. Rats were implanted in the striatum with CNS-1 tumors and 9d later brains were processed for immunocytochemistry. Confocal microphotographs show staining of therapeutic targets (TNFR1 and TRAILR2, green) and tumor cells (vimentin, red), neurons (NeuN, red) and astrocytes (GFAP, red). Nuclei were stained with DAPI (blue). T: tumor area. N: necrotic patch. Arrows indicate cells expressing the therapeutic target indicated. Dashed line represents tumor border. Scale bars: 10 μm.

Supplementary Figure 4: Single channel images of therapeutic targets of FasL and TK within intracranial CNS-1 tumors and peritumoral brain tissue. Rats were implanted in the striatum with CNS-1 tumors and 9d later brains were processed for immunocytochemistry. Confocal microphotographs show staining of therapeutic targets (Fas and Ki67, green) and tumor cells (vimentin, red), neurons (NeuN, red) and astrocytes (GFAP, red). Nuclei were stained with DAPI (blue). T: tumor area. N: necrotic patch. Arrows indicate cells expressing the therapeutic target indicated. Scale bars: 10 μm.

Supplementary Figure 5: Chronic neurotoxicity of pro-apoptotic Ads after injection into normal brain. Lewis rats (n=4/treatment) were injected in the striatum with saline, Ad-TNF-α, Ad-TRAIL, Ad-FasL or Ad-TK. Rats treated with Ad-TK received GCV. Sixty days post-vector delivery, neuropathological analysis of the brain was assessed by Nissl staining and immunocytochemistry using antibodies against tyrosine hydroxylase (TH), myelin basic protein (MBP), major histocompatibility complex II (MHCII), CD68 (macrophages) and CD8 (cytotoxic T cells). Scale bar: 2 mm.

Supplementary Figure 6: Chronic neurotoxicity of combined gene therapy after injection into normal brain tissue. Lewis rats were injected in the striatum with saline, Ad0, Ad-FasL+Ad-Flt3L, Ad-TK+Ad-Flt3L. Rats treated with Ad-TK+Ad-Flt3L received GCV. Sixty days after delivery, neuropathological analysis was assessd by Nissl staining and immunocytochemistry using antibodies against tyrosine hydroxylase (TH), myelin basic protein (MBP), major histocompatibility complex II (MHCII), CD68 (macrophages) and CD8 (cytotoxic T cells). Scale bar: 2 mm.

Acknowledgements

We thank Drs S. Melmed, L. Fine and Mark Greene for their support and academic leadership.

Funding: This work is supported by National Institutes of Health/National Institute of Neurological Disorders & Stroke (NIH/NINDS) Grant 1R01 NS44556.01, Minority Supplement NS445561.01; 1R21-NSO54143.01; 1UO1 NS052465.01, 1 RO3 TW006273-01; 1RO1-NS 057711 to M.G.C.; NIH/NINDS Grants 1 RO1 NS 054193.01; RO1 NS 42893.01, U54 NS045309-01 and 1R21 NS047298-01 to P.R.L. The Bram and Elaine Goldsmith and the Medallions Group Endowed Chairs in Gene Therapeutics to PRL and MGC, respectively, The Linda Tallen & David Paul Kane Foundation Annual Fellowship and the Board of Governors at CSMC. M.C is supported by NIH/NINDS 1F32 NS058156.01.

Footnotes

Statement of Translational Relevance

In preparation for a forthcoming clinical trial for the treatment of glioblastoma multiforme, we tested the hypothesis that HSV1-TK encoded within adenoviral vectors would be the optimum GBM killing strategy to be used in combination with the immune stimulatory cytokine Flt3L. We performed a side by side comparison of the efficacy and safety profiles of FasL, TRAIL, TNFα, and TK+GCV in two brain tumor models. Our data indicate that TK+GCV is the most effective and least neurotoxic tumor-killing strategy, used alone or combined with Flt3L. Also, we demonstrate that circulating levels of HMGB1, an endogenous chromatin associated protein which release upon tumor cell death is essential to activate the immune arm of the treatment, could serve as a biomarker of treatment efficacy. This provides strong confidence in the clinical testing of this combined approach and represents a significant development in the treatment of brain cancer.

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Associated Data

This section collects any data citations, data availability statements, or supplementary materials included in this article.

Supplementary Materials

1

SUPPLEMENTARY DATA

MATERIALS AND METHODS

Immunofluorescence

Transgene expression of the proapoptotic Ads was evaluated in vitro in CNS-1 cells fixed with 4% PFA using the following antibodies: anti-TNF-α in rabbit (1:100, Pierce P350), anti-FasL in Armenian hamster (1:50, BD Biosciences 555022), anti-TRAIL in mouse (1:25, R&D systems MAB375), and anti-TK in rabbit (1:10,000, developed in our lab5), followed by FITC-conjugated anti-Armenian hamster goat IgG (1:800, Jackson labs 127−095−160) or Alexa Fluor488-conjugated anti-rabbit or anti-mouse goat IgG (1:1000, Invitrogen Molecular Probes, A11034 and A11029, respectively). Nuclei were stained with 4', 6-diamidino-2-phenylindole (DAPI) (5μg/ml, Invitrogen Molecular Probes, Carlsbad, CA, USA) and coverslips were mounted with ProLong Antifade (Invitrogen Molecular Probes).

Expression of therapeutic targets was performed in vitro in PFA-fixed CNS-1 cells and in vivo in PFA-fixed free-floating coronal sections from rat brain 9 days after tumor implantation. Immunofluorescence was performed using the following antibodies: anti-TNFR1 in rabbit (1:50, Assay Design Inc. CSA-815E), anti-TRAILR2 in rabbit (1:50, Prosci. Inc. 2019), anti-Fas in goat (1:100, R&D systems AF2159), anti-Ki67 in rabbit (1:25, Vector labs VP-RM04) followed by Alexa Fluor488-conjugated anti-rabbit goat IgG or Alexa Fluor488-conjugated anti-goat chicken IgG (1:1000, Invitrogen Molecular probes A11034 and A21467, respectively). Before staining with anti-Fas and anti-Ki67, cells and tissues underwent antigen retrieval by microwave irradiation in 200 ml of 10 mM citrate buffer (pH=6) for 10 min at medium power. Cell types in the brain were identified using the following antibodies: anti-vimentin in mouse (1:1000, Sigma V6630), anti-NeuN in mouse (1:1000, Chemicon MAB377), anti-GFAP in Guinea pig (1:500, Advance immunochemical 31223−200) or anti-GFAP in rabbit (1:1000, Chemicon AB 5840) followed by Alexa Fluor594-conjugated anti-mouse or anti-Guinea pig goat IgG (1:1000, Invitrogen Molecular probes A11032 and A11076, respectively) or Alexa Fluor594-conjugated anti-mouse or anti-rabbit chicken IgG (1:1000, Invitrogen Molecular probes A21201 and A21442, respectively).

Neuropathological analysis

Neuropahological analysis was performed in naïve the rat brain 7 and 60 days after Ad injection. Briefly, endogenous peroxidases were inactivated with 0.3% hydrogen peroxide, followed by blocking in 10% horse serum/phosphate-buffered saline. Sections were incubated for 72 h with the following antibodies: anti-tyrosine hydroxylase in rabbit (TH; 1:5000, Calbiochem 657012), anti-myelin basic protein in mouse (MBP; 1:1,000; Chemicon MAB1580), anti-rat CD68 in mouse (clone ED1 to identify macrophages/activated microglia; 1:1,000, Serotec MCA341R), anti–rat major histocompatibility complex II (MHC II, 1:1,000, Serotec MCA46GA), and anti-rat CD8α (to identify cytotoxic T cells; 1:1,000, Serotec MCA48G). Then, the sections were incubated for 4 h with biotin-conjugated anti-rabbit goat IgG or anti-mouse rabbit IgG (1:800, DAKO, Denmark, E0432 and E0464, respectively). Binding of biotinylated secondary antibodies was detected using the Vectastain Elite ABC horseradish peroxidase method (Vector Laboratories, Burlingame, CA, USA) followed by the glucose oxidase and nickel ammonium sulfate-intensified diaminobenzidine method. Sections were mounted on gelatinized glass slides and dehydrated through graded ethanol solutions and coverslipped using DPX mounting media for histology (Sigma, St. Louis, MO, USA).

For Nissl staining brain sections were mounted on gelatinized glass slides and incubated in cresyl violet (0.1%; Sigma). Sections were passed through destain solution (70% ethanol, 10% acetic acid), dehydrated (100% ethanol and xylene) and coverslipped using DPX mounting media for histology.

Tumor histology was studied by free-floating immunocytochemistry using anti-vimentin antibodies as described above.

DNA ladder

Tumor DNA was purified using DNeasy blood and tissue kit (QIAgen 69506) following manufacturer's protocol. Columns were eluted with 100 μl AE buffer and eluates were incubated with RNAse (1mg/ml) for 20 min at RT. DNA (100 μl) was subjected to electrophoresis on 2% agarose gel for 90 minutes at 45 V. DNA was stained with ethidium bromide.

Flow cytometry

To determine levels of cell death, human and rat GBM cells were harvested with with AccutaseTM Enzyme Cell Detachment Medium (eBiosciences, 00−4555−56) and resuspended in 100 μl binding buffer (150mM NaCl, 18mM CaCl2, 10mM HEPES, 5mM KCl, 1mM MgCl2). Cell death was detected by incubating the cell suspension with 5μl Annexin V-FITC (Bender MedSystems, Burlingame CA, BMS306FI/a) for 5 min followed by addition of 10 μl propidium iodide (50 μg/ml, Sigma, St Louis MO, P4864) before analysis using a FACScan (Becton–Dickinson). Cells that were positive for Annexin V-FITC and/or propidium iodide were quantified to determine the percentage of cell death using WinMDI 2.9 software (J. Trotter, Scripps Research Institute, La Jolla, CA).

Supplementary Figure 1: In vitro characterization of pro-apoptotic Ads and their targets. A, Expression of therapeutic targets were determined in vitro in CNS-1 cells by immunofluorescence (green) using antibodies specific for TNF-α receptor 1 (TNFR1), TRAIL receptor 2 (TRAILR2), Fas and Ki67, a cellular marker of proliferating cells. Nuclei were stained using DAPI (blue). Arrows indicate immunopositive cells. B, CNS-1 cells were infected with the Ads expressing the pro-apoptotic transgenes and 24 h later, transgene expression was determined by immunofluorescence using antibodies specific for TNF-α, TRAIL, FasL and TK. Arrows indicate immunopositive cells. C, Transgene expression of pro-apoptotic cytokines was also assessed by ELISA in the supernatant of CNS-1 cells infected with Ad-TNF-α and Ad-TRAIL 48 h after infection. Release of FasL was detected by using conditioned media from Ad-FasL-infected CNS-1 cells to induce LN18 cell death, which have high sensitivity to FasL cytotoxicity. Cell viability was assessed by flow cytometric analysis of Annexin-PI-stained LN18 cells 24 h after incubation with conditioned media. As controls, LN18 cells were incubated with fresh media or conditioned media from CNS-1 cells non-treated or infected with an Ad without transgene (Ad0). * p<0.05 vs mock; ^ p<0.05 vs Ad0 (One-way ANOVA followed by Tukey's test).

Supplementary Figure 2: Tumor DNA fragmentation in vitro and in vivo upon administration of pro-apoptotic Ads. A, CNS-1 cells were infected with Ads expressing pro-apoptotic transgenes, i.e. HSV1-thymidine kinase (Ad-TK), TNF-α (Ad-TNF-α), FasL (Ad-FasL) or TRAIL (Ad-TRAIL). 24h after infection, cells infected with Ad-TK were incubated with GCV. Untreated cells and cells infected with an Ad containing no transgene (Ad0) were used as controls. DNA fragmentation was determined by agarose gel electrophoresis 72h after infection or addition of GCV. B, Rats were implanted with CNS-1 cells in the brain and treated 4 days later with intratumoral injection of saline, Ad-TK, Ad-TNF-α, Ad-FasL or Ad-TRAIL. Ad-TK-treated rats received GCV. Tumor DNA was purified 5 days after the treatment and DNA fragmentation was assessed by agarose gel electrophoresis

Supplementary Figure 3: Single channel images of therapeutic targets of TNF-α and TRAIL within intracranial CNS-1 tumors and peritumoral brain tissue. Rats were implanted in the striatum with CNS-1 tumors and 9d later brains were processed for immunocytochemistry. Confocal microphotographs show staining of therapeutic targets (TNFR1 and TRAILR2, green) and tumor cells (vimentin, red), neurons (NeuN, red) and astrocytes (GFAP, red). Nuclei were stained with DAPI (blue). T: tumor area. N: necrotic patch. Arrows indicate cells expressing the therapeutic target indicated. Dashed line represents tumor border. Scale bars: 10 μm.

Supplementary Figure 4: Single channel images of therapeutic targets of FasL and TK within intracranial CNS-1 tumors and peritumoral brain tissue. Rats were implanted in the striatum with CNS-1 tumors and 9d later brains were processed for immunocytochemistry. Confocal microphotographs show staining of therapeutic targets (Fas and Ki67, green) and tumor cells (vimentin, red), neurons (NeuN, red) and astrocytes (GFAP, red). Nuclei were stained with DAPI (blue). T: tumor area. N: necrotic patch. Arrows indicate cells expressing the therapeutic target indicated. Scale bars: 10 μm.

Supplementary Figure 5: Chronic neurotoxicity of pro-apoptotic Ads after injection into normal brain. Lewis rats (n=4/treatment) were injected in the striatum with saline, Ad-TNF-α, Ad-TRAIL, Ad-FasL or Ad-TK. Rats treated with Ad-TK received GCV. Sixty days post-vector delivery, neuropathological analysis of the brain was assessed by Nissl staining and immunocytochemistry using antibodies against tyrosine hydroxylase (TH), myelin basic protein (MBP), major histocompatibility complex II (MHCII), CD68 (macrophages) and CD8 (cytotoxic T cells). Scale bar: 2 mm.

Supplementary Figure 6: Chronic neurotoxicity of combined gene therapy after injection into normal brain tissue. Lewis rats were injected in the striatum with saline, Ad0, Ad-FasL+Ad-Flt3L, Ad-TK+Ad-Flt3L. Rats treated with Ad-TK+Ad-Flt3L received GCV. Sixty days after delivery, neuropathological analysis was assessd by Nissl staining and immunocytochemistry using antibodies against tyrosine hydroxylase (TH), myelin basic protein (MBP), major histocompatibility complex II (MHCII), CD68 (macrophages) and CD8 (cytotoxic T cells). Scale bar: 2 mm.

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