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. Author manuscript; available in PMC: 2010 Dec 1.
Published in final edited form as: Psychiatr Genet. 2009 Dec;19(6):292–304. doi: 10.1097/ypg.0b013e32832a50bc

Association study of DTNBP1 with schizophrenia in a US sample

Lingjun Zuo 1,2, Xingguang Luo 1,2, Henry R Kranzler 3, Lingeng Lu 4, Robert A Rosenheck 1,2, Joyce Cramer 1,2, Daniel P van Kammen 5, Joseph Erdos 1,2, Dennis S Charney 6, John Krystal 1,2, Joel Gelernter 1,2,7,8
PMCID: PMC2771321  NIHMSID: NIHMS99320  PMID: 19862852

Abstract

Background

Straub et al. (2002b) located a susceptibility region for schizophrenia at the DTNBP1 locus. At least 40 studies (including one study in US populations) attempted to replicate this original finding, but the reported findings are highly diverse and at least five pathways by which dysbindin protein might be involved in schizophrenia have been proposed. The present study aimed to test the association in two common US populations by using powerful analytic methods.

Methods

Six markers at DTNBP1 were genotyped by mass spectroscopy (“MassARRAY” technique) in a sample of 663 subjects, including 346 healthy subjects [298 European-Americans (EAs) and 48 African-Americans (AAs)] and 317 subjects with schizophrenia (235 EAs and 82 AAs). Thirty-eight ancestry-informative markers (AIMs) were genotyped in this sample to infer the ancestry proportions. Diplotype, haplotype, genotype, and allele frequency distributions were compared between cases and controls, controlling for possible population stratification, admixture, and sex-specific effects, and taking interaction effects into account, using a logistic regression analysis (an extended structured association (SA) method).

Results

Conventional case-control comparisons showed that genotypes of the markers P1578 (rs1018381) and P1583 (rs909706) were nominally associated with schizophrenia in EAs and in AAs, respectively. These associations became less or non-significant after controlling for population stratification and admixture effects (using SA or regression analysis), and became non-significant after correction for multiple testing. However, regression analysis demonstrated that the common diplotypes (ACCCTT/GCCGCC or GCCGCC/GCCGCC) and the interaction effects of haplotypes GCCGCC × GCCGCC significantly affected risk for schizophrenia in EAs, effects that were modified by sex. Fine-mapping using δ or J statistics located the specific markers (δ: P1328; J: P1333) closest to the putative risk sites in EAs.

Conclusions

The present study shows that DTNBP1 is a risk gene for schizophrenia in EAs. Variation at DTNBP1 may modify risk for schizophrenia in this population.

Keywords: schizophrenia, DTNBP1, admixture, structured association (SA) method

Introduction

At least twenty-three complete or nearly complete genome scans for schizophrenia in 27 samples have been published, which have localized risk regions for schizophrenia to numerous different chromosomes (reviewed by Sullivan 2005). Since Straub et al. (1995) and Kendler et al. (1996) initially reported the linkage of markers mapped to chromosome 6p24-21 to schizophrenia spectrum disorders, there have been at least 15 additional linkage studies; of these, at least 7 provided supportive evidence for susceptibility loci on chromosome 6p (Schwab et al. 1995; Levinson et al. 1996; Maziade et al. 1997; Lindholm et al. 1999; Turecki et al. 1997; Straub et al. 2002a; Lewis et al. 2003). These susceptibility loci span a broad region of 25Mb between D6S296 and D6S291, including four possibly distinct subregions: 6p25-24, 6p24, 6p23-22, and 6p21 (reviewed by Straub et al. 2002b). Association studies using linkage disequilibrium mapping methods have served to fine-map the risk alleles within these subregions. Using a family-based association method, Straub et al. (2002b) initially identified the dystrobrevin-binding protein 1 gene, i.e., the dysbindin gene (DTNBP1) at 6p22.3, as a susceptibility gene for schizophrenia based on a set of 270 Irish high-density pedigrees. They found several polymorphisms within this gene that associated with schizophrenia (see Table 2). At least 40 family-based or population-based association studies have attempted to replicate this initial finding (summarized in Table 1), although not necessarily in the strict sense of repeating the design and methods of the initial study. One linkage study in an Israeli isolate directly located a risk region for major psychiatric disorders at the DTNBP1 locus (Kohn et al. 2004). At least twenty-two association studies supported the associations between DTNBP1 and schizophrenia in different populations, but seven did not. However, the positive findings from these studies were variable: (1) Some putative risk alleles (even at the same marker locus) are minor alleles in some populations [e.g., P1635^G in Irish (Straub et al. 2002b)] but common alleles in other populations [e.g., P1635^A in Bulgarian (Kirov et al. 2004) and in German-Israeli (Schwab et al. 2003)]; some risk haplotypes are rare in some populations [e.g., in Irish (Straub et al. 2002b; van den Oord et al. 2003)] but common in other populations [e.g., in German (Schwab et al. 2003), in Chinese (Tang et al. 2003) and in Japanese (Numakawa et al. 2004)], and some common or rare haplotypes protect against disease (Williams et al. 2004); (2) Some markers or haplotypes, even in the same population (e.g., Irish), are associated with schizophrenia in some studies (e.g., Straub et al. 2002b and Williams et al. 2004), but not in other studies (e.g., Morris et al. 2003); (3) The most significantly-associated risk markers are different across different studies (e.g., P1635 in Straub et al. 2002b, Kirov et al. 2004 and Numakawa et al. 2004; but P1320 in Schwab et al. 2003); (4) The risk or protective haplotypes have different block boundaries in different populations and the numbers of these haplotypes differ among studies.

Table 2.

(Supplemental) Risk or protective alleles and haplotypes in previous association studies

Markers1
Haplotype
Population 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 Frequency Effect Reference
Irish -- -- C T A A T G G -- T -- risk Straub et al., 2002b
G C C T A A C G G C rare risk
-- -- G -- -- T A A -- G -- -- -- -- risk van den Oord et al. 2003
G C C T A A C G 0.060 risk
(German, Israeli, Arab, Hungary) -- A C G C A risk Schwab et al., 2003
C A C G C A most common risk
Chinese A C A G T most common risk Tang et al., 2003
Bulgarian -- -- -- -- -- G -- A -- risk Kirov et al., 2004
A C G G 0.115 risk
Irish -- -- -- -- -- -- -- --H risk Morris et al. 2003
German -- -- -- -- -- risk Van Den Bogaert et al., 2003
Polish -- -- -- -- -- risk
Swedish T F -- AF T -- risk
Swedish (FH+) T T A C A 0.178 risk
Welsh A -- C -- -- -- -- -- -- -- -- -- G -- -- -- -- -- -- -- risk
A A C 0.290 protective
A G G 0.100 risk Williams et al., 2004
T A C 0.210 risk
T G G 0.000 protective
Irish A A C 0.300 protective Williams et al., 2004
T A C 0.210 risk
T G G 0.000 protective
German -- -- -- -- -- risk Zill et al., 2004
Japanese T C T -- G -- risk Numakawa et al. 2004
A C T C G G 0.026 risk
EAs -- T C A -- risk Funke et al. 2004
Hispanic -- T C T A -- risk
EAs G T C T A C 0.117 risk
AAs -- -- -- -- -- -- risk
Chinese no mutation risk Liao and Chen, 2004
Welsh T risk Raybould et al. 2005
T A C 0.210 risk
Caucasian A risk Bray et al. 2005
Welsh T A A 0.456 risk
Caucasian T A A risk
1

Marker numbers are consistent with Table 3.

F

in patients with positive family history (FH+);

H

Hardy-Weinberg Disequilibrium; “--” denotes non-significant allele that had been studied; the bold italic ones are most significant; the YELLOW shadow denotes risk or protective haplotypes; the highlighted marker numbers denote the studied markers in the present study.

Table 1.

(Supplemental) Summary of the designs and methods used in previous association studies of DTNBP1 with schizophrenia

Design Sample Size Ethnic Phenotype Genotyping Program Reference
Family-based pedigrees 270 Irish S FP-TDI Simwalk (Simwalk, TRANSMIT, FBAT) Straub et al., 2002b
pedigrees 268 Irish (German, Israeli, Arab, Hungary) S FP-TDI van den Oord et al. 2003
sid-pairs, trios 78,125 S FP-TDI MLE Schwab et al., 2003
trios 233 Chinese S TaqMan (FP-TDI, Amplifluor) ETDT, TRANSMIT Tang et al., 2003
trios 488 Bulgarian S TDTPHASE Kirov et al., 2004
Population-based Cases, controls 219,231 (65FH+) Irish S SNaPshot Morris et al. 2003
418,285 German S Pyro-sequencing COCAPHASE Van Den Bogaert et al., 2003
294,113 Polish S
142,272 Swedish S
32FH+ Swedish S
708,711 Welsh S (FP-TDI, SNaPshot or Sequencing) EHPLUS Williams et al., 2004
219,231 Irish S
293,220 German MD SNaPshot Zill et al., 2004
670,588 Japanese S TaqMan Numakawa et al. 2004
524,573 EAs S or SAD MALDI-ToF Funke et al. 2004
Hispanic
EAs
AAs
Cases 50+94 Chinese S Sequencing Liao and Chen, 2004
Cases, controls 726, 1407 Welsh PBD Amplifluor UNPHASED Raybould et al. 2005
Cases 31 Caucasian mRNA SNaPshot Bray et al. 2005
Cases, controls 708,711 Welsh S
30,711 Caucasian mRNA

FH+, positive family history; S, schizophrenia; MD, major depression; SAD, schizoaffective disorder; PBD, psychotic bipolar disorder; mRNA, DTNBP1 mRNA expression in brain; FP-TDI, fluorescence-polarization template–directed incorporation (FP-TDI) technique; TaqMan, a fluorogenic 5′ nuclease assay method; MALDI-ToF, Matrix-Assisted Laser Desorption Ionization - Time of Flight (MALDI-TOF) Mass Spectrometry; Program, the haplotype-reconstruction program; MLE, maximum-likelihood estimate. “–” denotes unknown.

Most researchers (e.g., Straub et al. 2002b; Funke et al. 2004; Bray et al. 2005) have attributed the diversity of findings to allelic heterogeneity or haplotypic heterogeneity per se. However, other potential issues need to be considered, particularly, sampling bias and sampling variance. The sampling in all of these studies was non-random. Serious sampling bias may lead to “surprising” (i.e., unexpected) findings that might be false. Mild sampling bias or sampling variance may lead to inconsistent findings within a single gene, because of various stratification effects from variables such as population, familiality, age, sex, etc., which are not random in the sampling. (1) Population stratification effects. Different populations have different evolutionary histories with different numbers of generations. The difference in generation number (i.e., the age of the population) leads to a difference in recombination that leads to LD decay and thus results in different haplotype block sizes between populations. Population-specific gene frequency distributions and haplotype block sizes often lead to population-specificity of associations between genes and diseases. To guard against false positives, and because of unfeasibility of random sampling from all populations, many researchers limit sampling to one specific population (even for family-based studies) or conduct analyses only within single populations. Thus, the findings are also limited to that specific population, and replication is required in other populations if the findings are to be generalized. Although more than 30 studies have attempted to replicate the original linkage findings, the results were highly diverse; only two studies were performed in US populations. Additionally, ten studies were performed in at least seven European subpopulations, with diverse findings (see Tables 1, 2), which suggests that the European-Americans that originate from different geographic regions should be taken as potentially admixed. African-Americans (AAs) and Hispanics have high admixture with EAs (Parra et al, 1998; Hoggart et al, 2003), and thus should also be taken as admixed populations. Within a single population, especially those admixed populations, population-based studies are also vulnerable to admixture effects, but this has not been considered in previous studies (see Table 1). Although the family-based design is thought to be immune to population stratification effect, it may be not immune to other stratification effects. (2) Familiality stratification effects. Familial patients represent a specific subgroup, different from sporadic patients. The sporadic/familial distinction might lead to the different findings between the family-based studies and the population-based studies, even in the same population. Familiality could confound the association analysis. (3) Age stratification effects. Schizophrenia is an age-dependent phenotype. Age could be a stratification factor confounding the association analysis. (4) Sex stratification effects. Sex-specificity of schizophrenia has been reported by several studies (e.g., Franzek and Beckmann, 1992; Hafner et al. 1993; Kitamura et al. 1993; Sham et al. 1994; Leung and Chue, 2000; Aleman et al. 2003). In the present study, we stratified the sample by sex or took sex as a covariate in the regression analysis. (5) Other known or unknown factors might generate stratification effects that contribute to the diversity of findings. Because completely random sampling so as to randomly distribute these factors usually is unfeasible, replication is very important. As for previous studies, important factors were not randomized in our case-control sample, but the stratification effects of the main confounding factors, including population and sex, were controlled for in our analysis. Additionally, our sample is reasonably representative of the general population, based on similar allele and haplotype frequency distributions of different markers to those from other independent studies within the same populations, e.g., the OPRM1 haplotype frequency distribution in our AA controls (Luo et al, 2003) is similar to that in the study by Crowley et al. (2003) (comment in Luo et al, 2005a; other comparisons are not shown here), thus, our sample is apparently reasonable for a replication study.

The diversity of findings may also result from design variance and variation in methods among studies. (1) The replication studies used family-based and population-based association designs, which differ in power, e.g., several studies claimed that case-control studies can be more powerful than family-based studies in identifying disease genes, both for qualitative traits (Risch et al. 1996; 1998; 2000) and for quantitative traits (Van den Oord. 1999). (2) Multiple genes with minor effects might contribute to the risk for complex diseases. Detection of these minor effects is sensitive to study power. Differing power may be due to different designs, different sample sizes, different marker sets, and different analytic methods, which may lead to different results. For example, most studies do not exactly “repeat” the initial design and methods, but involve further exploratory analyses and aim to generally replicate the findings in the sense of identifying some relationship between markers or haplotypes at the locus, and the phenotype.

In summary, the present study aimed to replicate the study by Straub et al. (2002b), but adopted design features intended to overcome some limitations present in some other replication studies. These include (1) controlling for population stratification, admixture effects, and sex stratification effects; (2) preserving the haplotypes with unknown phases in the analysis; (3) taking marker-marker epistasis into account; (4) waiving the requirement of the HWE assumption on haplotype reconstruction; (5) avoiding multiple tests due to involving multiple populations and multiple markers; and (6) fine-mapping the risk sites.

Materials and Methods

1. Subjects

Six hundred sixty-three subjects were included in the study: 346 healthy controls [298 European-Americans (EAs) and 48 African-Americans (AAs)] and 317 subjects with schizophrenia (235 EAs and 82 AAs). Four hundred twenty-seven subjects were male and 208 were female. Males constituted 98.2% of the cases and 41.3% of the controls. Cases and controls showed a roughly matched age distribution. The population groups for individual subjects were classified by ancestry proportions rather than self-report (see below). The diagnosis of schizophrenia was according to DSM-III-R criteria (American Psychiatric Association, 1987) as determined by the Structured Clinical Interview for DSM-III-R (SCID) (Spitzer et al, 1992). The control subjects were screened using the SCID, the Computerized Diagnostic Interview Schedule for DSM-III-R (Blouin et al, 1988), or the Schedule for Affective Disorders and Schizophrenia (Spitzer and Endicott 1975) to exclude major Axis I disorders, including substance dependence, psychotic disorders (including schizophrenia or schizophrenia-like disorders), mood disorders, and major anxiety disorders.

Subjects were recruited at the VA Connecticut Healthcare System, West Haven Campus, the University of Connecticut Health Center, or 14 other Veterans Affairs medical centers (described in Rosenheck et al, 1997). The study was approved by the Institutional Review Boards (IRB) at Yale University School of Medicine, University of Connecticut Health Center, VA Connecticut Healthcare Center, and in some cases additional IRBs at sample collection sites. All subjects signed informed consent, with the exception of a subsample collected at Highland Drive VA (Pittsburgh), which was determined by the Yale IRB to be exempt from review because the research involved use of existing anonymous samples.

2. Marker inclusion

Six markers within DTNBP1 were genotyped in the present study, including two markers (P1583: rs909706 and P1578: rs1018381) at intron 1, one marker (P1320: rs760761) at intron 3, one marker (P1655: rs2619539) at intron 5, one marker (P1333: rs742105) at intron 7, and one marker (P1328: rs742106) at intron 9 (see Table 3). These markers were selected from the original 12 markers in the study by Straub et al. (2002b), because they could be genotyped by multiplex PCR in the MassARRAY system, and we could validate their allele frequencies in a small sample prior to the high-throughput genotyping. All six markers have also been examined in many other studies and most of them were found to be associated with schizophrenia (see Table 2). The six markers span a total of 136Kb, with an average intermarker distance of 22kb. Most of them are tagSNPs in the HapMap database (www.hapmap.org), and cover most of the information content of DTNBP1.

Table 3.

Marker information

No. rs number Alias Base Chromsome Position Map Position
1 rs2619538 P42111, A T/A 15773188 Promoter
2 rs12204704 B C/T 15773184 Promoter
3 rs2743852 C C/G 15772743 Promoter
4 rs2619537 D C/T 15772392 Promoter
5 rs909706 P1583,E C/T 15768850 intron1
6 rs1997679 P1795 C/T 15766884 intron1
7 rs1474605 P1792 A/G 15766191 intron1
8 rs1018381 P1578 C/T 15765049 intron1
9 rs2619522 P1763 A/C 15761628 intron1
10 rs760761 P1320 C/T 15759111 intron3
11 rs2005976 P1757 G/A 15758781 intron3
12 rs2619528 P1765 G/A 15757808 intron3
13 rs2619550 F′ C/G 15742221 intron4
14 rs1011313 P1325 C/T 15741411 intron4
15 rs2619542 E′ C/T 15737202 intron4
16 rs13198195 F T/C 15736802 intron4
17 rs13198335 G A/G 15736727 intron4
18 N/A H C/T 15736141 intron4
19 rs3213207 P1635 A/G 15736081 intron4
20 rs12527496 I C/T 15736060 intron4
21 rs12525702 J G/A 15735750 intron4
22 rs16876738 K G/C 15735532 intron5
23 rs2619539 P1655 C/G 15728834 intron5
24 rs3829893 P31701,L C/T 15723616 intron5
25 rs760666 P1287 C/T 15697100 intron7
26 rs12524251 M C/T 15694111 intron7
27 rs742105 P1333 C/T 15681053 intron7
28 N/A N G/- 15658414 intron7
29 N/A O A/G 15632897 intron8
30 rs742106 P1328 C/T 15632459 intron9
31 rs1047631 P32301,A′,P A/G 15631080 3′UTR

The markers in different haplotype blocks are separated by “__” in the first column. Base, major allele/minor allele;

1

Weickert et al. 2004; A–P, markers names by Williams et al. 2004; A′, E′ and F′, markers named by Morris et al. 2003. The six bolded markers were genotyped in the present study. The marker numbers are consistent with Figure 1 and Table 2. N/A, not applicable due to unknown.

Thirty-eight ancestry-informative markers (AIMs) unlinked to DTNBP1, including 37 STRs and one Duffy antigen gene (FY) marker (rs2814778) that is highly ancestry-informative, were also genotyped, to examine the population structure of our sample. These markers were employed in the studies by Stein et al. (2004), Kaufman et al (2004), and Luo et al. (2005b;c); their characteristics were described in the study by Yang et al. (2005), and the genotyping methods have been described in these studies.

3. Genotyping

Genomic DNA was extracted from peripheral blood by standard methods. The six SNPs were genotyped by Matrix-Assisted Laser Desorption Ionization - Time of Flight (MALDI-TOF) Mass Spectrometry via the Sequenom MassARRAY system (SEQUENOM, Inc., San Diego, CA, USA) in three 2-plex PCRs, using six pairs of primers. These multiplexes and primers were designed using the MassARRAY Assay Design Software and all primers were extended by a 5′ “cap” sequence “ACGTTGGATG” to increase the molecular weight of these primers to > 9000 daltons, so that any residual PCR primer would not interfere with the SNP genotyping software, that is, the PCR primers would not be in the mass range of 5000–9000 Daltons that is used in the genotyping process. PCR was performed in a final volume of 5 μl for each system, which included 2.5–5.0 ng genomic DNA, 200 nM each PCR primer for uniplex reactions or 50 nM each PCR primer for multiplex reactions, 200 μM each dNTP, 1 × HotStar buffer, HotStar Taq polymerase (Qiagen, Inc., Valencia, CA, USA), and 2.5 mM MgCl2. A strict validation experiment was performed prior to high-throughput genotyping: (1) PCR conditions for multiplex PCR were optimized based on the manufacturer’s recommendation until the genotypes completely agreed with those by the uniplex PCR; (2) One large CEPH family pedigree including 27 individuals, from whom DNAs were available through Coriell (http://locus.umdnj.edu/nigms/ceph/ceph.html), were genotyped by the optimized PCR to assure that the genotypes completely agreed with the Mendelian rule; (3) The success rate for each multiplex PCR was higher than 90%. Both positive controls (CEPH DNA sample) and negative controls (water and blank) were included in the high-throughput genotyping.

4. Statistical analysis

(1) LD analysis, Hardy-Weinberg Equilibrium (HWE) test, and case-control comparisons for allele and genotype frequency distributions

Pairwise LD between any two DTNBP1 markers was analyzed separately by population, i.e., EAs and AAs. The value of the standardized disequilibrium coefficient, D′, for each LD pair was calculated and the statistical significance for D′ was tested. HWE of the genotype frequency distribution for each marker was tested within different populations, and separately in cases and controls.

The allele and genotype frequencies of the DTNBP1 markers in different phenotype groups are shown in Table 4. Associations between either the alleles or the genotypes and the phenotypes were analyzed by comparing the allele and genotype frequency distributions between cases and controls (within EAs and AAs, respectively) with exact tests. All of the above tests were performed via PowerMarker software (Liu & Muse, 2004).

Table 4.

Genotype and allele frequency distributions

European-Americans
African-Americans
Cases (n=235)
Controls (n=298)
Cases (n=82)
Controls (n=48)
n f n f n f n f
P1328 TT 29 0.148 30 0.102 8 0.136 4 0.087
TC 84 0.429 135 0.458 11 0.186H1 11 0.239
CC 83 0.423 130 0.441 40 0.678 31 0.674
T 142 0.362δ1 195 0.331 27 0.229 19 0.207
C 250 0.638 395 0.669 91 0.771 73 0.793
P1333 TT 29 0.188 62 0.213 5 0.125 6 0.128
TC 82 0.532J1 140 0.481 16 0.400 10 0.213H4
CC 43 0.279 89 0.306 19 0.475 31 0.660
T 140 0.455 264 0.454 26 0.325δ2 22 0.234
C 168 0.545 318 0.546 54 0.675 72 0.766
P1655 CC 31 0.197 58 0.197 4 0.093 6 0.125
CG 78 0.497 140 0.475 19 0.442 11 0.229H5
GG 48 0.306 97 0.329 20 0.465 31 0.646
C 140 0.446 256 0.434 27 0.314 23 0.240
G 174 0.554 334 0.566 59 0.686 73 0.760
P1320 TT 12 0.069 22 0.075 12 0.255 10 0.213
TC 55 0.314 80 0.274H2 18 0.383J2 21 0.447
CC 108 0.617 190 0.651 17 0.362 16 0.340
T 79 0.226 124 0.212 42 0.447 41 0.436
C 271 0.774 460 0.788 52 0.553 53 0.564
P1578 TT 0 0.000 5 0.017 7 0.092 3 0.063
TC 44 0.201A1 38 0.131H3 35 0.461 25 0.521
CC 175 0.799 247 0.852 34 0.447 20 0.417
T 44 0.100 48 0.083 49 0.322 31 0.323
C 394 0.900 532 0.917 103 0.678 65 0.677
P1583 AA 27 0.130 36 0.125 2 0.027 3 0.063
AG 92 0.442 128 0.443 32 0.427A2 11 0.229
GG 89 0.428 125 0.433 41 0.547 34 0.708
A 146 0.351 200 0.346 36 0.240 17 0.177
G 270 0.649 378 0.654 114 0.760 79 0.823

n, individual number (for genotypes) or chromosome number (for alleles); f, frequency; p<0.05 for ACase-control frequency comparison and HHardy-Weinberg Disequilibrium test;

δThe marker with highest δ among all markers (δ1=0.047 for P1328 in EAs; δ2=0.119 for P1333 in AAs);

J

The marker with highest J value among all markers (J1=0.062 for P1333 in EAs; J2=0.182 for P1320 in AAs).

(2) Structured association (SA) analysis

EAs and AAs can be taken as admixed populations with different degrees of admixture (Parra et al. 1998; Hoggart et al. 2003; Shriver et al. 2003; Collins-Schramm et al. 2004). The extent of admixture (i.e., ancestry proportions) can be estimated using the program STRUCTURE (Pritchard et al, 2000a) to analyze the 38 AIMs (Yang et al, 2005; Luo et al, 2005c). The case-control design is vulnerable to admixture effects, but the admixture effects on case-control association analysis can be controlled for using the program STRAT (Pritchard et al, 2000b), which adjusts for ancestry proportions to yield a so-called structured association (SA) analysis. The SA method is limited to genotypewise and allelewise analyses. Therefore, the ancestry proportions were also entered into the regression models described below for an extended analysis, which included diplotypewise, haplotypewise, genotypewise, and allelewise analyses and tested for the population-specificity of associations.

In the present study, in order to increase statistical power by expanding the sample, EAs and AAs were combined as a single admixed sample for association study. Then, EAs and AAs were analyzed separately to identify the sources of the observed associations.

(3) Haplotype and diplotype probability estimation and case-control comparisons for haplotype and diplotype frequency distributions

The program PHASE was used to reconstruct haplotypes and to estimate the probabilities of all likely pairs of haplotypes (i.e., diplotypes) for every individual in this study. This program was developed by Stephens et al. (2001; 2003), based on a Bayesian approach and the Partition Ligation algorithm. These algorithms may be more accurate in reconstructing haplotypes than the Expectation-Maximum (EM) algorithm, especially when the HWE does not hold among some markers, as is the case for our data (see Table 4) (Stephens et al. 2001; Stephens and Donnely 2003; Niu et al. 2002). In spite of its advantages, PHASE still has its limitations, and thus the below regression analysis on the diplotype and haplotype probabilities estimated by PHASE has to be considered as being exploratory. The haplotypes were reconstructed within two separate subgroups, that is, the genetically-inferred EAs (European ancestry proportion>0.5) and the genetically-inferred AAs (African ancestry proportion>0.5).

(4) Regression analysis

A backward stepwise logistic regression analysis was used to test associations between gene and disease. We modeled the analysis with the following equation: ln[p/(1p)]= β0 + ΣβiXi + ΣβijXiXj, where p is probability of disease; XiXj is the interaction between Xi and Xj; β is regression coefficient; βi can be interpreted as the magnitude of main effect of Xi, when all other predictor items are equal to 0; Σβ=βi +βij can be interpreted as the magnitude of total effect of Xi, when Xj=1 and all other Xs are equal to 0; other Xs can be interpreted similarly to this. Four kinds of regression models were employed in the present study: Xi includes African ancestry proportions predicted by the program STRUCTURE, sex of individuals, and diplotype probabilities (model 1), haplotype probabilities (model 2), genotypes (model 3), or alleles (model 4). In models 1 and 2, only diplotypes or haplotypes with frequencies >0.01 (see Table 5) were included; the interaction effects between haplotypes were also considered (diplotypes and haplotypes per se have incorporated the interaction information between SNPs). In models 3 and 4, only two genotypes and one allele from each SNP were included, respectively; and the two-way interaction effects between alleles or between genotypes from different SNPs were included as well. In all four models, the interaction effects between sex and diplotypes, haplotypes, genotypes, or alleles were also considered.

Table 5.

(Supplemental) Haplotype and diplotype frequency distributions

European-Americans
African-Americans
Haplotype and Diplotype f Haplotype and Diplotype f
GCCGCC 0.370 GCCGCC 0.291
ACCCTT 0.228 GTTGCC 0.286
ACCCTC 0.089 ACCCTC 0.108
GCTCTC 0.086 ACCCTT 0.102
GTTGCC 0.078 GCTGCC 0.049
GCCGCT 0.068 GCCGCT 0.042
GCTCTT 0.026 GCTCTC 0.034
ACCGTC 0.017 GTTGCT 0.033
GCTGCC 0.011 GCTCTT 0.017
ACCCTT/GCCGCC 0.161 GCCGCC/GCCGCC 0.157
GCCGCC/GCCGCC 0.153 GTTGCC/GCCGCC 0.146
ACCCTC/GCCGCC 0.071 GTTGCC/GCTGCC 0.083
GCCGCT/GCCGCC 0.068 ACCCTC/GTTGCC 0.074
GCTCTC/GCCGCC 0.065 GTTGCC/GTTGCC 0.073
ACCCTT/ACCCTT 0.055 ACCCTT/GTTGCC 0.063
ACCCTT/GTTGCC 0.045 ACCCTC/GCCGCC 0.044
ACCCTT/ACCCTC 0.042 ACCCTT/GCCGCC 0.031
ACCCTT/GCTCTC 0.039 ACCCTT/GCCGCT 0.028
GTTGCC/GCCGCC 0.031 GCTCTC/GTTGCC 0.027
ACCCTT/GCCGCT 0.026 ACCCTT/ACCCTC 0.024
GCTCTC/GTTGCC 0.020 ACCCTC/ACCCTC 0.022
ACCGTC/GCCGCC 0.015 GCCGCT/GCCGCC 0.012
GCTCTT/ACCCTT 0.015 GCTCTC/ACCCTC 0.010
ACCCTC/GTTGCC 0.014
GCTCTT/GCCGCC 0.014
GCCGCT/ACCCTC 0.012
GTTGCC/GCTGCC 0.011
GCTCTC/ACCCTC 0.010

The haplotypes were constructed by the order from 5′ to 3′: P1583-P1578-P1320-P1655-P1333-P1328. The disease-associated haplotype and diplotypes are presented in bold.

Regression analysis using the haplotype probabilities as predictors (model 2) is called haplotype trend regression (HTR). The probabilities, instead of the categories, of haplotypes being included in HTR makes HTR more powerful, because the probabilities preserve more information than does the direct use of categorical variables. The rationale of HTR was first described by Zaykin et al. (2002) and HTR has been widely applied. Regression analysis using the diplotype probabilities as predictors (model 1) is called diplotype trend regression (DTR). DTR has been successfully applied in many previous studies (e.g., Luo et al., 2005b; c; 2006) and its advantages have been demonstrated. DTR increases effective sample size by combining different populations in a single model, avoids multiple testing that would accrue due to the inclusion of multiple populations and markers, controls for population stratification and admixture effects and the potential confounding by sex, allows uncertainty for haplotype inference, obviates the HWE assumption, and takes marker–marker interactions into account.

At a single locus, two alleles could be incorporated into a genotype. Similarly, at the multiple loci, the haplotype information content could be incorporated into the diplotype. The information content of alleles and genotypes from multiple loci could be incorporated into multi-locus haplotypes and diplotypes, respectively. Therefore, the above four regression models are not independent of each other; they actually are equivalent to a single regression model that does not require for correction for multiple testing. Among the four regression models, the diplotype trend regression model (model 1) is most powerful.

Within each regression analysis, multiple predictor variables are tested. These kinds of multiple testing are corrected by the degree of freedom. Thus, p-values derived from the regression analysis do not require for further correction for multiple testing and the significant level (α) is set at 0.05.

(5) Fine-mapping the risk locus

Many measures for LD in case-control samples, e.g., the population attributable risk δ (Levin and Bertell, 1978; Devlin and Risch 1995), have been advanced as tools to fine-map risk loci. Many measures for HWD in case-only samples have also been advanced to fine-map the risk loci, including F, F′, J and J′ (Feder et al. 1996; Jiang et al. 2001). These statistics were used for fine-mapping the risk locus in the present study. Because there are no methods available to test the statistical significance for δ or J statistics, we used diplotype trend regression analysis or haplotype trend regression analysis (at the “whole gene” level) to test the statistical significance of gene-disease association first, and then we used a δ or J statistic to fine-map the risk site (at a “single-point” level) within this gene. The marker with the highest δ or J value is thought to be closest to the putative disease locus.

Results

  1. DTNBP1 markers were in several haplotype blocks in patterns that differed by population. Genotype frequency distributions of some markers were in HWD in cases or in controls. Genotypes and/or alleles of two markers were nominally associated with schizophrenia in EAs and AAs, respectively. Diplotype GCCGCC/GCCGCC was nominally associated with schizophrenia in males and/or females in EAs or EAs+AAs.

    Pairwise LD analysis showed that P1333 and P1655 were in one haplotype block both in EAs (D′=0.995) and AAs (D′=1.000); in EAs, P1320 and P1578 belonged to one haplotype block (D′=0.993) and in AAs, P1578 and P1583 were in one haplotype block (D′=1.000). There were no significant differences in LD between cases and controls (data not shown).

    In EAs, P1320 (p=0.002) and P1578 (p=0.031) were in HWD in controls; in AAs, P1333 (p=0.011) and P1655 (p=0.013) were in HWD in controls and P1328 (p=0.001) was in HWD in cases. After correction for multiple testing using SNPSpD (Nyholt, 2004; Luo et al. 2005b), where α=0.01, only P1320 in EA controls and P1328 in AA cases remained in significant HWD (see Table 4).

    Case-control comparisons showed that the genotypes of P1578 (p=0.015) and P1583 (p=0.052) were nominally associated with schizophrenia in EAs and in AAs, respectively. After controlling for population stratification and admixture effect using the SA method, genotypes of P1578 were suggestively associated with schizophrenia in the combined sample (p=0.070, in EAs+AAs); decomposing the association by ethnicity, genotypes (p=0.045) and alleles (p=0.047) of P1578 yielded a significant association with phenotype in EAs, and genotypes of P1583 were suggestively associated with phenotype in AAs (p=0.081). After correction for multiple testing using SNPSpD, where α=0.01, none of these remained significantly associated with schizophrenia (see Table 4).

    Case-control comparisons showed that the frequencies of diplotype GCCGCC/GCCGCC were nominally associated with schizophrenia in EAs or in EAs+AAs. In males, its frequencies were nominally lower in cases than controls (In EAs: f=0.123 vs. 0.203; p =0.076; in EAs+AAs: f=0.125 vs. 0.204; p =0.053). In females, its frequencies were nominally higher in cases than controls (In EAs: f=0.647 vs. 0.132; p =0.049; in EAs+AAs: f=0.485 vs. 0.137; p =0.101).

  2. Two ancestries, i.e., European and African, were detected in our sample.

    One hundred percent of self-reported EAs were “genetic” EAs (European ancestry proportion >0.5) and 100% of self-reported AAs were “genetic” AAs (African ancestry proportion >0.5). Within the 533 EA subjects, the degree of admixture was 1.9% (the total estimated weight of African ancestry proportions divided by N: 9.89 ÷ 533); the degree of admixture was 2.9% for EA cases and 1.0% for EA controls. Within the 130 AA subjects, the degree of admixture detected was 4.7% (the total estimated weight of European ancestry proportions divided by N: 6.1 ÷ 130); the degree of admixture was 5.8% for AA cases and 2.8% for AA controls.

  3. Regression analysis demonstrated that diplotypes and haplotypes at the DTNBP1 locus were associated with schizophrenia (Table 6).

    Only the independent variables that have contributions to the risk for disease and whose contributions were statistically significant were retained in the final logistic regression equations (see Table 6). Four kinds of regression models including the diplotypewise, haplotypewise, genotypewise, and/or allelewise analyses showed that men were more common among cases compared with controls in the combined sample (i.e., EAs+AAs), in EAs, and in AAs (βfemale<0, and Σβ= βfemale + βs for interaction effects of female<0); African ancestry was more common in patients with schizophrenia compared with controls in the combined sample (βancestry>0).

    In females (i.e., when female=1), (i) the diplotype ACCCTT/GCCGCC significantly increased risk for schizophrenia in the combined sample (Σβ= (β for ACCCTT/GCCGCC) + (β for female × ACCCTT/GCCGCC)=2.408–0.609>0; p<0.05); (ii) the diplotype GCCGCC/GCCGCC significantly increased risk for schizophrenia in EAs (β=2.499>0; p<0.05); (iii) the interaction of haplotypes GCCGCC × GCCGCC significantly increased risk for schizophrenia both in the combined sample (Σβ= (β for GCCGCC × GCCGCC) + (β for female × CCGCCG × CCGCCG)=2.646–0.679=1.967>0; p<0.05) and in EAs (β=3.016>0; p<0.05); the magnitude of this interaction effect (GCCGCC × GCCGCC) in EAs (β=3.016) did not increase when combining EAs and AAs (Σβ=1.967). In males (i.e., when female=0), the diplotype ACCCTT/GCCGCC (β=−0.609; p<0.05) and the interaction of haplotypes GCCGCC × GCCGCC (β=−0.679; p<0.05) significantly decreased risk for schizophrenia in the combined sample.

    Regression analysis did not detect associations in either EAs or AAs between any genotype or allele and schizophrenia. In AAs, no gene effects were found in the diplotypewise or the haplotypewise analyses either.

  4. Fine-mapping the risk locus using δ, the putative risk locus was closest to P1328 in EAs. Fine-mapping the risk locus using J, the putative risk locus was closest to P1333 in EAs. (δ and J values are shown in the legend of Table 4).

Table 6.

Logistic regression analysis on the relationship between schizophrenia and DTNBP1

Combined sample
European-American
African-American
Models Variates β p β p β p
Diplotypewise Female −5.020 2.1×10−12 −5.322 6.4×10−8 −4.335 3.8×10−5
Ancestry 0.649 0.031
ACCCTT/GCCGCC −0.609 0.040
Female × ACCCTT/GCCGCC 2.408 0.025
Female × GCCGCC/GCCGCC 2.499 0.043
Haplotypewise Female −5.302 7.5×10−11 −5.806 1.3×10−6 −4.335 3.8×10−5
Ancestry 0.623 0.039
GCCGCC × GCCGCC −0.679 0.034
Female × GCCGCC × GCCGCC 2.646 0.030 3.016 0.040
Genotypewise Female −4.416 4.6×10−25 −4.311 2.3×10−20
Ancestry 0.788 0.004
Allelewise Female −4.416 2.0×10−48 −4.311 4.3×10−39
Ancestry 0.788 5.6×10−5

Combined sample, all subjects including European-Americans and African-Americans; Ancestry, African ancestry; β, regression coefficient; p, p-value.

Discussion

The present study demonstrated that the diplotypes and haplotypes at DTNBP1 locus affected risk for schizophrenia in EAs. We conclude that DTNBP1 is a risk gene for schizophrenia, and it may harbor a risk locus for the disorder. The present study has also provided additional map information regarding the probable location of functional variants within the locus.

Conventional case-control comparisons on allele and genotype frequency distributions showed that two polymorphisms (P1578: p=0.015 and P1583: p=0.052) were nominally associated with schizophrenia in EAs and in AAs, respectively. The associations became less significant after controlling for population stratification and admixture effects using the SA method and were no longer significant after the correction for multiple tests. These findings suggest that the methods were not powerful enough to identify the gene as a susceptibility gene, possibly due to a small effect size. Moreover, these two methods have other limitations. For example, the conventional case-control comparison method is vulnerable to population stratification and admixture effects; the SA method cannot handle unphased haplotype data; both methods are limited by multiple testing; potential confounders such as sex and age cannot be controlled for by either method; and neither method is capable of considering marker-marker interaction effects. These limitations reduce the statistical power, accuracy, and robustness of both methods, so that the results are considered to be exploratory.

Regression analysis overcomes these limitations and thus increases the statistical power and leads to more accurate and robust findings. Cases and controls, and EAs and AAs, were combined in one regression model to increase sample size; different markers were entered in one regression model to avoid multiple tests; ancestry proportions were entered as a covariate in the regression model to control for population stratification and admixture effects on association analysis; data on sex were entered in the regression model as a covariate to take into account the sex-specificity of the prevalence of schizophrenia and correct for asymmetric sampling of cases and controls, thereby controlling for its stratification effects and potential confounding effects on the association analysis; the phased and unphased diplotype and haplotype data, which are thought to contain more information than single markers in many cases, were included in the analysis; finally, marker-marker interaction effects and marker-covariate interaction effects were considered to avoid erroneously interpreting the main effect of each marker in the presence of a significant interaction.

P1328 was found to be in HWD in AA cases but in HWE in AA controls, which may be an indication of association between P1328 and schizophrenia (Feder et al. 1996; Nielsen et al. 1999; Jiang et al. 2001; Hoh et al. 2001; Lee 2003; Hao et al. 2004; Wittke-Thompson et al. 2005; Luo et al. 2005b). P1320 and P1578 were in HWD in EA controls, and P1333 and P1655 were in HWD in AA controls, which most likely resulted from sampling bias, or unrecognized copy number variation in this genomic region [such variation in other regions has been related to schizophrenia risk (Walsh et al, 2008)]; it is unlikely to have resulted from genotyping errors [the genotyping missing rates for these four markers in those groups were 2.01%, 2.68%, 2.08% and 0%, respectively]. The presence of HWD led us to use a Bayesian approach and the Partition Ligation algorithm instead of the Expectation-Maximum (EM) algorithm to reconstruct diplotypes and haplotypes. When the diplotype and haplotype data were analyzed in our regression models, the regression method was independent of the HWE assumption. Additionally, the predicted diplotype and haplotype probabilities that can be analyzed by regression methods are continuous variables, which usually are more informative than diplotypes or haplotypes (i.e., categorical variables).

In view of the advantages of the regression method and the limitations of conventional association analysis methods (including the HWD test, case-control comparison and the SA method), we believe that the results from the regression analysis are more accurate and robust, and the different results may reflect the greater accuracy and robustness of the regression method. Using regression analysis, we found that: (1) Males predominate in cases both in EAs and AAs in our sample. Although the incidence of schizophrenia differs by sex (McGrath et al, 2004), the imbalance on sex in our sample is mostly due to a sampling bias (males constituted 98.2% of the cases and 41.3% of the controls). Thus, sex data were taken as a key confounder for gene-disease association analysis and the interaction effects between sex and gene were also considered. (2) African ancestry was more common in cases (82/317 (25.9%) were AA) than controls (48/346 (13.9%) were AA). However, when we analyzed the data separately for EAs and AAs, we noted that African ancestry was also more common in EA cases than controls (2.9% vs. 1.0%; p=0.001), and European ancestry was more common in AA cases than controls (5.8% vs. 2.8%; p=0.052), suggesting that the degree of admixture per se was higher in patients with schizophrenia than in controls. This asymmetry in the degree of admixture between cases and controls is probably also attributable to sampling bias. It is difficult to avoid biased sampling in relation to admixture, since it is not feasible to measure the degree of admixture clinically in order to match cases and controls during the sampling process. Instead, a genetic experiment makes it possible to measure the extent of admixture, so that its potential confounding effects on association analysis can be controlled for. An alternative explanation for the association between the degree of admixture and schizophrenia is that admixture per se may increase risk for schizophrenia. Further studies are warranted to test this hypothesis. (3) In the combined sample or in EAs, the most common diplotype and haplotype were ACCCTT/GCCGCC (f=0.161) and GCCGCC (f=0.370), respectively; the second most common diplotype is GCCGCC/GCCGCC (f=0.153). In AAs, the most common diplotype and haplotype were GCCGCC/GCCGCC (f=0.157) and GCCGCC (f=0.291). Generally, for the majority of individuals in a population, the common haplotypes and diplotypes protect against a disease that is present at low frequency in the population, as observed in the present study. However, these gene effects can be modified by sex. For example, in the combined sample, the common diplotype ACCCTT/GCCGCC and the interaction of the common haplotypes GCCGCC × GCCGCC protected against (β<0) schizophrenia only in males, which constituted the majority of our sample. This is basically consistent with the results from straightforward case-control comparison on diplotype frequency distributions, i.e., the frequencies of diplotype GCCGCC/GCCGCC were lower in male cases than male controls both in EAs and in combined sample. In females, the common diplotype and haplotype increased risk for schizophrenia (β>0), both in EAs and in the combined sample. This is also basically consistent with the results from straightforward case-control comparison on diplotype frequency distributions, i.e., the frequencies of diplotype GCCGCC/GCCGCC were higher in female cases than female controls both in EAs and in combined sample. (The findings in females might be chance findings given that only 2% of cases were women). The associations of diplotypes and haplotypes with schizophrenia suggest that DTNBP1 may harbor a disease locus for schizophrenia, which is in LD with these risk or protective diplotypes or haplotypes. The magnitude of the interaction effect of GCCGCC × GCCGCC in EAs (β=3.016) did not increase when combined with AAs (Σβ=1.967), which suggests that the gene effects were significant mainly in EAs and that the addition of AA subjects did not increase information. Fine-mapping using δ or J located the specific markers (δ: P1328; J: P1333) closest to the putative risk sites in EAs. These fine-mapping methods have limitations; for example, δ is subject to the assumption of HWE and J ignores the information from controls, which may explain the different localization provided by the methods.

All of the risk markers were located in introns spanning DTNBP1. They may affect risk for schizophrenia in three possible ways. First, these markers may be in LD with nearby functional variation. However, despite intensive resequencing efforts (e.g., Liao and Chen, 2004; Williams et al, 2004), no DTNBP1 coding variants have yet been identified. Second, DTNBP1 has at least 12 different known mRNA transcripts resulting from alternative splicing (Williams et al. 2004), and these markers may be involved in the post-transcriptional alternative RNA splicing process, so that genetic variation in pre-mRNA may yield distinct mature mRNAs, which can be translated to distinct dysbindin proteins with differing, or even opposing activities. Third, these intronic variants and their haplotypes per se might directly affect the expression of dysbindin protein in the brain and thus directly affect the susceptibility to schizophrenia. Recently, Bray et al. (2003, 2005) detected strong allele-specific and haplotype-specific expression of DTNBP1 in the brain, and several other studies have reported significant reduction of DTNBP1 expression in the brains of patients with schizophrenia (Weickert et al, 2004; Numakawa et al, 2004; McClintock et al, 2003; Talbot et al, 2004), raising the possibility that cis-acting variation may contribute to the role of DTNBP1 in the etiology of schizophrenia. Because the present study does not repeat the design and methods of the initial study, but involve novel approaches, replication of our findings is warranted in the future.

How dysbindin protein affects risk for schizophrenia is still under investigation. Because dysbindin protein, binding with β-dystrobrevin, is likely a component of the brain dystrophin protein complex (DPC) (Benson et al. 2001), Straub et al. (2002b) speculated that dysbindin protein’s involvement in the development of schizophrenia may be mediated by DPC via three possible pathways (reviewed by Straub et al. (2002b)). In addition, Talbot et al. (2004) identified a new presynaptic signaling pathway that is not mediated by DPC. Specifically, the dysbindin protein is also located in presynaptic glutamatergic neurons, independent of DPC. Presynaptic dysbindin reductions are frequent in schizophrenia and are related to glutamatergic alterations in intrinsic hippocampal formation connections. Such changes may contribute to the cognitive deficits common in schizophrenia. Finally, there has also been recent speculation that the mechanism involves a phosphatidylinositol 3-kinase -Akt (PI3-kinase-Akt) signaling pathway (Weickert et al. 2004; Numakawa et al. 2004; McClintock et al. 2003; Talbot et al. 2004; Emamian et al. 2004; Numakawa et al. 2004). Further research is needed to specify the mechanism(s) by which DTNBP1 contributes to the risk of schizophrenia.

Acknowledgments

This work was supported in part NIH grants R01-DA12849, R01-DA12690, K24-DA15105, R01-AA11330, P50-AA12870, K08-AA13732, K24-AA13736, R01-AA016015, K02-MH01387, and M01-RR06192 (University of Connecticut General Clinical Research Center), by funds from the U.S. Department of Veterans Affairs (the VA Medical Research Program, and the VA Connecticut Massachusetts Mental Illness Research, Education and Clinical Center [MIRECC], and the VA Research Enhancement Award Program [REAP] research center), and Alcoholic Beverage Medical Research Foundation (ABMRF) grant award R06932 (X Luo). Dr. Karl Hager provided valuable assistance with generating genotypes. The helpful comments of the two anonymous reviewers are highly appreciated.

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