Abstract
Background
This review summarizes promising approaches for the treatment of traumatic brain injury (TBI), which are either in preclinical or clinical trials.
Objective
The pathophysiology underlying neurological deficits after TBI is described. An overview of select therapies for TBI with neuroprotective and neurorestorative effects is presented.
Methods
A literature review of pre-clinical TBI studies and clinical TBI trials related to neuroprotective and neurorestorative therapeutic approaches is provided.
Results/conclusion
Nearly all phase II/III clinical trials in neuroprotection have failed to show any consistent improvement in outcome for TBI patients. The next decade will witness an increasing number of clinical trials which seek to translate preclinical research discoveries to the clinic. Promising drug- or cell-based therapeutic approaches include erythropoietin and its carbamylated form, statins, bone marrow stromal cells, stem cells singularly or in combination or with biomaterials to reduce brain injury via neuroprotection and promote brain remodeling via angiogenesis, neurogenesis, and synaptogenesis with a final goal to improve functional outcome of TBI patients. In addition, enriched environment and voluntary physical exercise show promise in promoting functional outcome after TBI, and should be evaluated alone or in combination with other treatments as therapeutic approaches for TBI.
Keywords: clinical trials, neurogenesis, neuroprotection, neurorestoration, pharmacological, traumatic brain injury
1. Background
1.1 TBI
Traumatic brain injury (TBI) is the leading cause of death and disability in the most active population (<45 years of age). An estimated 1.4 million people sustain TBI each year in the United States alone, and more than 5 million people are coping with disabilities from TBI and costs $56 billion a year [1] A review of European epidemiological data estimated a TBI incidence (hospitalized and fatal) of 235 per 100,000 per year and a case fatality rate of 11 per 100 with 775,500 new cases occurring each year [2]. In addition, TBI is an epigenetic risk factor for Alzheimer’s and Parkinson’s diseases [3]. Thus, TBI is a significant health concern and an enormous socioeconomic burden.
The most prevalent and debilitating features in survivors of brain trauma are cognitive deficits and motor dysfunctions. The most common cognitive impairment among severe TBI patients is memory loss, characterized by some loss of specific memories and the partial inability to form or store new ones. Natural recovery after TBI is greatest within the first 6 months after the injury and is more gradual after that, but outcome varies with different types of brain injury [4, 5]. To date, there is no effective treatment to promote functional recovery except for routine medical intervention and care [4, 6–8]. Thus, the development of improved treatment modalities would be of enormous clinical and economic benefit.
1.2. Pathophysiology of TBI
TBI results from direct impact to the head or from acceleration-deceleration injury. TBI results in functional deficits due to both primary and secondary mechanisms. Primary injury is the result of immediate mechanical damage that occurs at the time of injury. TBI is also associated with secondary injury that evolves over a period of hours to days to even months after the primary insult, and is the result of biochemical and physiological events which ultimately lead to neuronal cell death. In the past decades, several biochemical derangements responsible for secondary injury have been demonstrated, including perturbation of cellular calcium homeostasis [9,10], increased free radical generation and lipid peroxidation [11–13], mitochondrial dysfunction [10, 14, 15], inflammation, apoptosis, and diffuse axonal injury [16]. The period of evolution of secondary injury provides a window of opportunity for therapeutic intervention with the potential to prevent and/or reduce secondary damage and to improve long-term patient outcome. To date, however, promising preclinical results have not been translated into successful clinical trials. There is now strong indication that the pathophysiological heterogeneity of TBI patients, lack of sufficient pharmacokinetic analysis for determination of optimal dose and therapeutic window of the target compounds have led the clinical trials to fail [17].
2. Medical needs
As the primary injury, which represents the direct mechanical damage, cannot be mended, therapeutic targets focus on the secondary damage. The multidimensional cascade of secondary brain injury can result in dramatically impaired sensorimotor and cognitive deficits as well as offer multiple therapeutic options [16]. Since the first Guidelines for Management of TBI were published in 1995, there have been several studies clearly demonstrating that management of TBI in accordance with the Guidelines can achieve substantially better outcomes such as improved functional outcome scores and reduced mortality rate, length of hospital stay, and costs [18]. Although many multi-center clinical trials, aimed to determine the clinical value of a range of approaches to the treatment of TBI patients, have been conducted since 1985, most involved pharmacologic agents; none have demonstrated a convincing benefit in the overall TBI population [6]. Therefore, it is warranted to identify and design novel approaches capable of improving motor, sensory and cognitive outcome in order to enhance the quality of life of the TBI patients.
3. Existing treatments
Many preclinical studies have tested therapeutic efficacy of drugs in animal TBI models by targeting secondary injury mechanisms including calcium channel blockers, corticosteroids, excitatory amino acid inhibitors, N-methyl D-aspartate (NMDA) receptor antagonist, free radical scavengers, magnesium sulfate, and growth factors [6]. Several phase-II clinical trials have shown favorable effects including polyethylene glycol-conjugated superoxide dismutase (PEG-SOD), moderate hypothermia, nimodopine, and triamcinolone [6]. Unfortunately, all the compounds or approaches that have been tested thus far in phase-III trials have failed to clearly show efficacy [19]. The efficacy of existing neuroprotective treatments for TBI remains uncertain. For example, mannitol is sometimes effective in reducing brain swelling after TBI. However, its effectiveness in the ongoing treatment of severe TBI remains unclear. There is evidence that excessive administration of mannitol may be harmful, for mannitol passes from the bloodstream into the brain, increases pressure within the skull, and worsens brain swelling [20]. A small benefit arises when mannitol treatment is directed by measurement of intracranial pressure (ICP) compared to standard treatment. There is insufficient data on the effectiveness of pre-hospital administration of mannitol [20]. Updated meta-analysis supports previous findings that hypothermic therapy constitutes a beneficial treatment of TBI in specific circumstances. Until more evidence from well-conducted trials becomes available, clinicians should continue to exercise caution when considering administering hypothermia for treatment of TBI [21]. High ICP is still the most frequent cause of death and disability after severe TBI. Elevated ICP is usually defined as an ICP above 15 to 20 mm Hg when measured within any intracranial space (the subdural, intraventricular, extradural, or intraparenchymal compartments). Mortality and morbidity after severe TBI have been strongly related to raised ICP [22]. The cause of high ICP is an increase in brain volume at the expense of one or more intracranial components. Mass lesions and an increase in brain water content (edema) and cerebral blood volume contribute to raised ICP in TBI [23]. However, there is no evidence to support the routine use of decompressive craniotomy (DC) to improve mortality and quality of life in TBI adults with high ICP[23]. The results of non-randomized trials and controlled trials with historical controls involving adults, suggest that DC may be a useful option when maximal medical treatment has failed to control ICP. There is one ongoing randomized controlled trial of DC (DECRA) with severe TBI that may allow further conclusions on the efficacy of this procedure in adults [24].
4. Therapeutic class review
Recent reviews have identified several therapeutic classes showing promise for the treatment of TBI [25]. These includes erythropoietin (EPO), carbamylated form of EPO (CEPO), statins, bone marrow stromal cells (MSC), methylphenidate, progesterone, dexanabinol, and rivastigmine [25]. So far, the preclinical and clinical trials have exclusively focused on neuroprotective strategies with the goal to prevent and/or reduce brain damage induced by secondary injury. However, recent preclinical studies have revealed that TBI induces neurogenesis in the subgranular zone (SGZ) of the dentate gyrus (DG) in rat and mouse and treatments that enhance neurogenesis promote cognitive function after TBI [26, 27]. Newly generated neurons in the SGZ are capable of projecting axons to the CA3 region in normal [28] and injured adult rats [29]. Previous studies show that treatment of TBI with EPO [30], S100B [31], MSC [32] or other manipulations such as environmental enrichment (EE) [33] enhance neurogenesis along with functional improvement. In addition to neurogenesis, the brain remodeling after TBI includes angiogenesis, axonal sprouting and synaptogenesis [34, 35]. All the TBI clinical trials so far are related to neuroprotective strategies. The approaches that enhance brain remodeling may represent another promising strategy (neurorestoration) to improve the neurological function [34]. We will present some of these promising strategies in this review.
5. Competitive environment
Publicly disclosed information regarding new compounds, and new approaches of already marketed compounds, undergoing clinical trials in human TBI were searched on Pharmaprojects, Pub Med, and ClinicalTrials.gov in November 2008. At the time of writing, these searches yielded some compounds of interest (Table 1).
Table 1.
Drugs or approaches | Company group | Development stage (trial name) | Mechanism of action |
---|---|---|---|
Nimodipine | Bayer | HIT 4 | Calcium channel blocker |
SNX-111 | Neurox/Parke Davis | I/II (terminated due to high mortality) | N-type calcium channel blocker |
Corticosteroids | Pharmacia/Upjohn, Pfizer | CRASH | Anti oxidative effect |
Darbepoetin alfa | Amgen | II | Erythropoiesis and neuroprotection |
Dexanabinol | Pharmos | III | NMDA receptor antagonist |
Recombinant factor VIIa | NovoSeven | I | Haemostatic effect |
Methylphenidate (Ritalin) | Novartis | IV | Dopamine antagonist |
Amantadine | Banner Pharmacaps | II | Dopaminergic agonist |
Anatibant | Solvay | II | Bradykinin B2 antagonist |
Progesterone | Emory University Investigational Drug Service | II (ProTECT) | Multiple effects (anti-inflammatory, anti-oxidative, anti- apoptotic) |
Rosuvastatin(Crestor) | AstraZeneca | I | β-hydroxy-β-methylglutaryl coenzyme A reductase inhibitor |
EPO | Amgen | III | Erythropoiesis and neuroprotection |
6. Neuroprotective approaches
6.1 Calcium channel blockers
Calcium channel blockers (calcium antagonists) have been used in an attempt to prevent cerebral vasospasm after injury, maintain blood flow to the brain, and thereby to prevent further damage [36]. The first report on nimodipine treatment in patients with severe TBI dates from 1984 [37]. The first randomized controlled trials investigating the effect of nimodipine in head injury, the Head Injury Trials (HIT) 1 and 2, were published in the early 1990s [38, 39]. Recently, 6 randomized controlled trials involving 1862 participants were reviewed [40]. This review of randomized controlled trials of calcium channel blockers in acute TBI patients shows that considerable uncertainty remains over their effects. Nimodipine administered to a subgroup of brain injury patients with subarachnoid hemorrhage shows a beneficial effect although there was an increase in adverse reactions (suffered by the intervention group which may mean that the drug is harmful for some patients) [40]. However, a recent systematic review including 1074 patients with traumatic subarachnoid hemorrhage [41] did not confirm the beneficial effects of nimodipine shown in a previous review [40] that included 460 patients with this condition. The recent review [41] presents data from all head-injury trials, including previously unpublished results from head injury trial 4 (HIT 4). The occurrence of poor outcome was similar in patients treated with nimodipine (39%) and those treated with placebo (40%). Mortality rates did not differ between nimodipine (26%) and placebo (27%) treated patients. These results do not lend support to the finding of a beneficial effect of nimodipine on outcome in patients with traumatic subarachnoid hemorrhage, as reported in an earlier review by Langham et al [40]. Intracellular calcium overload following TBI has been implicated in the pathogenesis of neuronal injury and death [42, 43]. SNX-111, also known as ziconotide, is an N-type calcium channel blocker [44]. An important finding in studies of stroke mechanisms was that this drug was effective if given 24 hr after transient forebrain ischemia [45]. Posttraumatic administration of SNX-111 (15 min to 6 hr) was effective in improving mitochondrial function after TBI in rats [44]. This long “window of opportunity” was one of the attractive features of the drug. One hundred sixty patients were enrolled in a clinical trial before the trial was terminated. The mortality for the SNX arm was almost 25% because the drug caused hypotension, and for the placebo arm it was 15%. More recently, direct injection of SNX-185, another specific N-type Voltage-gated calcium channel blocker, into the CA2-3 region of the hippocampus reduced neuronal injury 24 hr after TBI and increased neuronal survival at 42 days. Behavioral outcome in both the beam walk and Morris water maze was also improved by SNX-185 [43]. Although the results of this direct cerebral injection in rodents subjected to TBI is promising without evidence of side effects found after systemic administration, application to TBI patients is problematic.
6.2 Corticosteroids
After TBI, the brain may swell which can cause a fatal elevation of ICP. Corticosteroids have been used to treat head injuries for more than 3 decades because they are thought to reduce ICP [46]. Some examples of corticosteroids are dexamethasone and methylprednisolone [47]. Edwards et al randomly allocated 10,008 adults with TBI and a Glasgow Coma Scale score of 14 or less, within 8 hr of injury, to a 48-hr infusion of corticosteroid (methylprednisolone) or placebo [48]. Data at 6 months were obtained for 9673 (96.7%) patients. The risk of death was higher in the corticosteroid group than in the placebo group (25.7% vs 22.3%), as was the risk of death or severe disability (38.1% vs 36.3%). There was no evidence that the effect of corticosteroids differed by injury severity or time since injury. These results support the conclusion that corticosteroids should not be used routinely in the treatment of TBI [48]. Twenty trials with 12,303 randomized participants were identified in a recent report [47]. The effect of corticosteroids on the risk of death was reported in 17 included trials. The largest trial, with about 80% of all randomized participants, found a significant increase in the risk ratio of death with steroids and an increased risk of death or severe disability. The increase in mortality with steroids in this trial suggests that steroids should no longer be routinely used in people with TBI [47].
6.3 Mannitol
Mannitol is sometimes effective in reversing acute brain swelling [49], but its effectiveness in the ongoing management of severe TBI remains unclear. Four eligible randomized controlled trials were identified [20]. One trial compared ICP-directed therapy to standard care. One trial compared mannitol to pentobarbital. One trial compared mannitol to hypertonic saline. One trial tested the effectiveness of pre-hospital administration of mannitol against placebo. Mannitol therapy for raised ICP may reduce mortality when compared to pentobarbital treatment, but may have a detrimental effect on mortality when compared to hypertonic saline [20]. ICP-directed treatment shows a small beneficial effect compared to treatment directed by neurological signs and physiological indicators. There are insufficient data on the effectiveness of pre-hospital administration of mannitol to draw any conclusion [20]. Although mannitol proved to significantly decrease the neuroinflammatory response and calpain activity in rats after TBI, it did not affect apoptosis, and its effect was significantly less than that of hypertonic saline [50]. However, a large retrospective study of high-frequency ICP data quantitatively shows that the effect of mannitol on ICP is dose-dependent and that higher doses provide a more durable reduction in ICP [51]. In a study of 34 TBI patients, acute infusion of a sodium lactate-based hyperosmolar solution was effective in treating intracranial hypertension following TBI. This therapeutic response is significantly more pronounced than that of an equivalent osmotic load of mannitol. Additionally, long-term outcome was better in terms of Glasgow Outcome Score (GOS) in those receiving sodium lactate-based hyperosmolar solutions than mannitol. Larger trials are warranted to confirm these findings [52].
6.4 Magnesium
Magnesium is a potential therapeutic tool because of its activity on NMDA-receptors, calcium channels and neuron membranes [53]. Animal studies have indicated a beneficial effect of magnesium on outcome such as cognitive function and sensorimotor function after TBI [54–57]. In addition, magnesium sulfate treatment was found to be the most effective choice due to the absence of side effects and comparable efficacy to corticosteroids [58]. But its efficacy in humans is still unknown. There is currently no evidence to support the use of magnesium salts in patients with acute TBI [59]. In a double-blind trial, 499 patients aged 14 years or older were admitted to a level-1 regional trauma center between August, 1998, and October, 2004, with moderate or severe TBI and were randomly assigned one of two doses of magnesium or placebo within 8 hr of injury and continuing for 5 days. Continuous infusions of magnesium for 5 days given to patients within 8 hr of moderate or severe TBI were not neuroprotective and might even have had a negative effect in the treatment of TBI [60].
6.5 Modest cooling
The benefits of reducing body temperature to between 35 °C and 37.5 °C after TBI has been reviewed [61]. Physical cooling techniques include cooling blankets, use of ice, fans or other devices. Chemical cooling techniques include drugs used to reduce fever, like paracetamol (acetaminophen). This review did not identify any randomized controlled trials or controlled clinical trials. Based on present evidence, no recommendations can be made for the use of interventions that reduce body temperature to between 35 °C and 37.5 °C after TBI because there is no satisfactory research that shows this therapy to be effective and safe [61].
6.6 Hypothermia
When hypothermia (32 °C) was administered immediately or 1 hr after TBI, injured rats showed an improvement in functional outcome and a decrease in edema while delayed hypothermia treatment had no effect on functional outcome or on edema [62]. A recent review of patients treated with hypothermia finds that reductions in risk of mortality were greatest and favorable neurologic outcomes much more common when hypothermia was maintained for more than 48 hr. However, this evidence comes with the suggestion that the potential benefits of hypothermia may likely be offset by a significant increase in risk of pneumonia [21]. This updated meta-analysis supports previous findings that hypothermic therapy constitutes a beneficial treatment of TBI in specific circumstances. Accordingly, the Brain Trauma Foundation/American Association of Neurological Surgeons guidelines task force has issued a Level III recommendation for optional and cautious use of hypothermia for adults with TBI [21]. There remains significant interest in the benefits of hypothermia after TBI and, in particular, traumatic axonal injury (TAI), which is believed to significantly contribute to morbidity and mortality of TBI patients [63]. Hypothermia (32 °C) initiated 1 hr after TBI partially preserves vascular function in rats [64]. However, there is no evidence that interventions aimed at reducing body temperature to between 35 °C and 37.5 °C in the first week after TBI improves patient outcomes [61]. The basic mechanisms through which hypothermia protects the brain are clearly multifactorial and include at least the following: reduction in brain metabolic rate, effects on cerebral blood flow, reduction of the critical threshold for oxygen delivery, calcium antagonism, blockade of excitotoxic mechanisms, preservation of protein synthesis, reduction of brain thermopooling, modulation of the inflammatory response, a decrease in edema formation, neuroprotection of the white matter and modulation of apoptotic cell death [65]. By targeting many of the abnormal neurochemical cascades initiated after TBI, induced hypothermia may modulate neurotoxicity and, consequently, may play a unique role in opening up new therapeutic avenues for treating severe TBI and reducing its devastating effects. Furthermore, greater understanding of the pathophysiology of TBI, new data from both basic and clinical research, the good clinical results obtained in randomized clinical trials in cardiac arrest and better and more reliable cooling methods have given hypothermia a second chance in the treatment of TBI patients. A critical evaluation of hypothermia is therefore mandatory to elucidate the reasons for previous failures. Further multi-center randomized clinical trials are warranted that would definitively confirm or refute the potential of this therapeutic modality in the management of severe TBI [65]. Several methods of conferring preferential neuroprotection via selective hypothermia currently are being tested in the experimental phases, including surface cooling, intranasal selective hypothermia, transarterial or transvenous endovascular cooling, extraluminal vascular cooling, and epidural cerebral cooling [66].
6.7 Decompressive craniotomy
Decompressive craniotomy (DC) is used to treat elevated ICP that is unresponsive to conventional treatment modalities [23]. In addition to infusion of hypertonic solutions, e.g., mannitol, and other medical measures, DC by surgical removal of a portion of the cranium (craniotomy) has been used for many decades as an intuitive strategy for the treatment of post-traumatic ICP increase. Controversial experimental data and lack of evidence-based clinical data, however, resulted in DC to be recommended by most national and international guidelines only as a third tier therapy for the treatment of pathologically elevated ICP [23]. In a trial with a pediatric population DC was associated with increased death and an unfavorable outcome (i.e., death, vegetative status, or severe disability 6 to 12 months after injury) [23]. However, in another study with a small pediatric population, DC reduced the refractory elevated ICP to less than 20 mm Hg [67]. To date, no results are available to confirm or refute the effectiveness of DC in adults. There is no evidence from randomized controlled trials that supports the routine use of secondary DC to reduce unfavorable outcomes in adults with severe TBI and refractory high ICP. The timing of DC may be of utmost importance in order to exploit the full neuroprotective potential of DC following TBI [68]. Early DC prevents secondary brain damage and significantly reduces brain edema formation after experimental TBI [69]. There is one ongoing randomized controlled trial of early DC (DECRA-Phase III) that will allow further conclusions on the efficacy of this procedure in adults after severe TBI [24]. Ongoing clinical trials on the use of DC after TBI may clarify many aspects of the clinical application of this technique, however, some important pathophysiological issues, e.g. the timing of DC, its effect on brain edema formation, and its role for secondary brain damage, are still widely discussed and can only be addressed in experimental settings [23].
6.8 Excitatory amino acid (EAA) inhibitors
Reduced cerebral blood flow depletes energy stores and causes membrane depolarization. EAAs (mainly glutamate) are released into the synapse in supra-physiological concentrations and overstimulate mainly the NMDA receptor [70]. Ionic imbalance occurs with potassium ion efflux and sodium and calcium ion influx, leading to further depolarization which can overcome the magnesium ion blockade of the NMDA receptor [71]. Glutamate reuptake is diminished due to the ionic imbalance, and the concentration is further elevated. The increase in calcium ion leads to neuronal death, while the efflux of potassium ion leads to swelling in the brain [72]. Neuroprotective therapy is aimed at interrupting the excitotoxic cascade in brain tissues before neuronal toxicity is irreversible [70], leading to a reduction in severity of damage. The dopaminergic agonist amantadine has effects on both dopamine and NMDA channels and has been the subject of considerable interest and clinical use in acute TBI [73]. There was a consistent trend toward a more rapid functional improvement regardless of when a patient with DAI-associated TBI was started on amantadine in the first 3 months after injury [74]. Amantadine enhances presynaptic dopamine release and inhibits dopamine reuptake, resulting in an increased amount of dopamine in the synaptic cleft. Amantadine may also increase the density of postsynaptic dopamine receptors and alter the conformation of these receptors. Amantadine acts as an NMDA receptor antagonist, blocking glutamate, an NMDA channel activator. This effect may be responsible for possible beneficial effect of amantadine soon after TBI [74]. At doses of 200 400 mg/day, amantadine appears to safely improve arousal and cognition in patients with TBI. Additional prospective controlled studies with homogeneous patient populations will better define the role of amantadine for early arousal [75]. Dexanabinol (HU 211, dexanabinone, sinnabidol, PA 50211, PRS 211007), a non-psychotropic cannabinoid NMDA receptor antagonist under development by Pharmos Corp, may prevent some of the bad effects of glutamate on the brain and may protect the brain against uncontrollable swelling and death. Severe TBI patients (861) admitted to 86 specialist centers from 15 countries were included in a multi-centre, placebo-controlled, phase III trial [76]. Patients were randomized to receive a single intravenous 150 mg dose of dexanabinol or placebo within 6 hr of injury. The primary outcome was the extended Glasgow outcome scale assessed at 6 months, with the point of dichotomization into unfavorable versus favorable outcome differentiated by baseline prognostic risk. This clinical trial shows that dexanabinol is safe, but is not efficacious in the treatment of TBI [76].
6.9 Beta 2 receptor
The release of kinins is thought to be an important factor in the development of cerebral vasogenic edema and the detrimental role of beta 2 receptor (B2R) in the development of the inflammatory secondary injury and of the neurological deficits resulting from diffuse TBI [77]. Therefore, blockade of bradykinin B2R might represent a therapeutic approach in the pharmacological treatment of TBI. B2R antagonist, anatibant, administered as single subcutaneous injections of 3.75 mg and 22.5 mg, was well tolerated in severe TBI patients without clinical adverse events or biological abnormalities observed [78]. Three studies were included, involving 178 participants [78]. There is no reliable evidence that B2R antagonists are effective in reducing mortality or disability after TBI. Further well-conducted randomized controlled trials are required [79].
6.10 Barbiturates
ICP is an important complication of severe TBI, and is associated with a high mortality rate. Barbiturates are believed to reduce ICP by suppressing cerebral metabolism, thus reducing cerebral metabolic demands and cerebral blood volume [80]. However, barbiturates also reduce blood pressure and may, therefore, adversely affect cerebral perfusion pressure [80]. One study found pentobarbital was less effective than mannitol for control of raised ICP. There is no evidence that barbiturate therapy in patients with acute severe TBI improves outcome. Barbiturate therapy results in a fall in blood pressure in 25% TBI patients. This hypotensive effect will offset any ICP-lowering effect on cerebral perfusion pressure [80]. Although barbiturate coma is the second tier measure recommended by guidelines to treat post-traumatic refractory ICP and systemic hypotension is its most important side effect, recent evidence suggests that low-dose corticosteroid therapy may be used in a subset of patients with TBI to avoid hypotension [81]. However, TBI patients treated with barbiturate coma are at higher risk of developing adrenal insufficiency [81]. Some TBI patients treated with barbiturates developed adrenal impairment and required higher doses of norepinephrine to maintain cerebral perfusion pressure than patients treated with barbiturates without adrenal impairment [81].
6.11 Progesterone
To date, most of the pharmacological trials for TBI and stroke have failed. One reason may be that many of these drugs targeted a single aspect of the injury cascade. Preclinical studies have indicated that administering relatively large doses of progesterone during the first few hours to days after injury significantly limits brain damage, reduces loss of neural tissue, and improves functional recovery [82]. Although the research published to date has focused primarily on progesterone’s effects on blunt traumatic brain injury, there is evidence that the hormone affords protection from several forms of acute central nervous system injury, including penetrating brain trauma, stroke, anoxic brain injury, and spinal cord injury. Progesterone appears to exert its protective effects by protecting or rebuilding the blood-brain barrier, decreasing development of cerebral edema, down-regulating the inflammatory cascade, and limiting cellular necrosis and apoptosis [83]. The single clinical trial investigating progesterone was performed on closed head blunt trauma with moderate to severe damage in 100 male and female patients [84]. Over 70% of the patients sustained severe TBI. These patients received emergency treatment plus progesterone or vehicle. The progesterone group received 3 days of post-injury continuous intravenous treatment. At 30 days post-injury, the severe TBI patients showed a statistically significant reduction in mortality compared to those receiving vehicle (i.e., 13.4% vs. 33.6%). Progesterone-treated moderate TBI patients had significantly better functional outcome (Disability Rating Scale) scores than the placebo group [84]. Recently, Xiao and colleagues performed an in-hospital, double-blind, randomized, controlled clinical trial utilizing progesterone in the treatment of acute TBI patients evaluating safety and long-term clinical outcomes [85]. These data, combined with the results of the previously published ProTECT trial (phase II, randomized, double-blind, placebo-controlled trial) [84], show progesterone to be safe and potentially efficacious in the treatment of TBI. Larger phase-III trials will be necessary to verify results prior to clinical implementation [86]. Progesterone treatment of blunt TBI is ongoing at Emory University [24]. In a recent preclinical trial, a continuous infusion of progesterone after TBI decreased edema and anxiety and increased activity, thus enhancing behavioral recovery [[87]. These results suggest that a continuous mode of pharmacological administration may prove to be more beneficial in translational and clinical testing than bolus injections over the same period of time.
6.12 Monoaminergic agonists
Methylphenidate is a dopamine agonist that blocks the dopamine transporter. Ten clinical trials (1966-June 2004) evaluating the safety and efficacy of methylphenidate in pediatric and adult patients with TBI are reviewed by Siddall [88]. Improvements in different aspects of cognition and behavior were evaluated before, during, and after methylphenidate treatment. The results demonstrated that methylphenidate is likely to improve memory, attention, concentration, and mental processing, but its effects on behavior have not been determined [88]. Animal models suggest that agents enhancing monoaminergic transmission, particularly amphetamines, promote motor recovery from focal brain injury and it is proposed that this might represent a complementary means of therapeutic intervention in the later post-injury phase [89]. However, there is, at present, insufficient evidence to support the routine use of mono-amino acids to promote recovery from TBI [89]. Larger, double-blind, placebo-controlled studies are needed to determine optimal doses, phase of recovery in which to begin treatment, length of treatment, and the long-term effects for patients with mild, moderate, and severe TBI [88].
6.13 Recombinant factor VIIa
Recombinant factor VIIa (rFVIIa, NovoSeven) is a hemostatic agent that has been shown to limit intracerebral hemorrhage (ICH) expansion in patients with spontaneous ICH (sICH) [90]. The similarities of hemorrhage progression in sICH and traumatic ICH (tICH) as well as the possibly related secondary injuries, provide an appropriate rationale for exploring the use of rFVIIa in TBI [91]. tICHs typically form early after TBI and tend to demonstrate maximum expansion in the first hours after injury. Surgical evacuation of tICHs can be of uncertain benefit, especially if the hematoma is deep or in eloquent areas of the brain and, therefore, is usually undertaken for large lesions (>25 ml), most frequently only after secondary deterioration has occurred. Therefore, identifying methods to limit hemorrhagic progression in TBI is desirable. In the heterogeneous diseases like TBI, the use of clinical outcome scales alone as the primary end point can make trials long, expensive, and impractical. The reduction of hematoma expansion as demonstrated by serial CT scans can serve as a useful indicator of pharmacological efficacy and as a surrogate for outcome. This dose-escalation study in patients with tICHs shows the potential for rFVIIa to limit hematoma expansion at doses of 80 μg/kg or greater in a manner very similar to that seen in sICH. However, a possible increase in the rate of deep venous thrombosis (DVT) was observed in the rFVIIa group. In any future study to confirm the clinical benefit of rFVIIa in tICH, DVT risk should be carefully monitored [90]. In a recent report, rFVIIa rapidly and effectively reversed coagulopathy in patients with severe TBI [92]. rFVIIa decreased the time to intervention and decreased the use of blood products without increasing the rate of thromboembolic complications [92].
6.14 Free radical scavengers
Free radicals are highly reactive species generated predominantly during cellular respiration and normal metabolism [93]. Imbalance between cellular production and scavenging of free radicals is referred to as oxidative stress. Oxidative stress has been implicated as a potential contributor to the pathogenesis of acute central nervous system injury [93]. After brain injury, the overproduction of reactive oxygen species (ROS) and reactive nitrogen species (RNS) leads to tissue damage via several different cellular molecular pathways. Radicals can cause damage to lipids, proteins, and nucleic acids (e.g., DNA), leading to subsequent cell death [94]. A few agents with antioxidant effects are neuroprotective in experimental TBI including corticosteroids [47, 48]. However, their neuroprotective efficacy has not been successfully translated into the clinical setting [6]. Polyethylene glycol (PEG)-conjugated SOD (PEG-SOD or pegorgotein) has been demonstrated to be the only agent showing efficacy in a Phase II trial of TBI patients receiving 10,000 U/kg of PEG-SOD [95]. In a larger multicenter Phase III trial with 463 patients randomized, 162 received placebo; 149 received PEG-SOD 10 000 U/kg; and 152 received PEG-SOD 20 000 U/kg [96]. Although, at 3 months, there was an absolute difference of 7.9% improvement, and at 6 months, a 6% improvement using the dichotomized GOS (good recovery or moderately disabled vs. severely disabled, vegetative or dead) [96] in this clinical trial with severe head injury, no statistically significant difference in neurologic outcome or mortality was observed between patients treated with PEG-SOD and those receiving placebo. It should be noted that in the Phase II and III trials PEG-SOD was administered approximately 4 or 8 hr after TBI [95, 96]. This delayed treatment of TBI with a single dose of PEG-SOD may not provide timely antioxidant effects. After TBI, there is an immediate, posttraumatic burst in hydroxyl radical formation, followed by a progressive increase in lipid peroxidation in injured brain [97]. A recent study with lecithinized superoxide dismutase (PC-SOD) prevented CA3 neuronal loss 3 days after TBI, and increased the number of surviving CA3 neurons 7 days after TBI when administered 1 min and every 24 hr until 2 or 3 days post-TBI in rats [98]. Further investigations on efficacy of free radical scavengers such as PEG-SOD or PC-SOD for treatment of TBI are warranted in terms of therapeutic windows and dosing paradigms.
7. Promising neuroprotective and neurorestorative approaches
7.1 Erythropoietin (EPO)
EPO, a naturally occurring cytokine, is most widely recognized for its role in stimulating the maturation, differentiation and survival of hematopoietic progenitor cells [99, 100]. While EPO and its receptor (EPOR) are only weakly expressed in normal adult brain, expression of EPO and the EPORs is greatly increased in neurons, neuronal progenitor cells, glia and cerebrovascular endothelial cells in response to many different types of cell injury [101, 102]. Intraperitoneal administration of rhEPO crosses the blood brain barrier to protect against brain injury [103, 104]. When EPO binds to its receptors, it causes dimerization of receptor, autophosphorylation of Janus-tyrosine-kinase-2 (JAK-2) and receptor activation. JAK-2 activation leads to phosphorylation of several downstream signaling pathways such as phosphatidylinositol 3-kinase (PI3K) [105]. PI3K then activates v-akt murine thymoma viral oncogene homolog (Akt) [106]. These pathways are crucial for the therapeutic efficacy of EPO, since specific inhibitors of the PI3K pathway largely abolish the EPO-increased neuronal survival in a model of hypoxia [106]. EPO activates PI3K/Akt and extracellular signal-regulated kinase (ERK1/2) and promotes neural progenitor cell migration in cultured mouse brain endothelial cells [107].
A systemic injection of a single dose of rhEPO transiently increases adult hippocampal neurogenesis without long-term effects in normal mice [108]. However, rhEPO administration for 14 days significantly increases the number of BrdU-labeled cells in both the contralateral and ipsilateral DG after TBI and promotes restoration of spatial memory after TBI [26]. rhEPO administration significantly increases the percentage of newly generated cells that differentiate into mature neurons in the granular cell layer of both the contralateral and ipsilateral DG. A significant increase in BDNF expression and improvement in spatial learning are seen in animals treated with rhEPO or CEPO after TBI [109]. Interestingly, after treatment of TBI with rhEPO, male mice exhibit higher neurogenesis in the DG and cortex than the female mice [30]. At present, there are three ongoing clinical trials for treatment of TBI with EPO [23]: EPO effects after TBI (Medical College of Wisconsin, NCT00260052), Effects of EPO on cerebral vascular dysfunction and anemia in TBI (Baylor College of Medicine, NCT00313716), and safety of darbepoetin alfa treatment in patients with severe TBI (Royal Alexandra Hospital, University of Alberta, NCT00375869). CEPO devoid of hematopoietic bioactivity (i.e., does not increase hematocrit) has also been shown to improve functional recovery after stroke and TBI [109, 110]. A safety study using CEPO (Lu AA24493) to treat patients with acute ischemic stroke is ongoing (NCT00756249) [24].
More recently, it has been demonstrated that helix B (amino acid residues 58-82) of EPO and an 11-aa peptide composed of adjacent amino acids forming the aqueous face of helix B are both tissue protective, as confirmed by its therapeutic benefit in models of ischemic stroke and renal ischemia-reperfusion [111]. Further, this peptide simulating the aqueous surface of helix B also exhibits EPO’s trophic effects by accelerating wound healing and augmenting cognitive function in rats [111]. As anticipated, neither helix B nor the 11-aa peptide is erythropoietic in vitro or in vivo. Thus, the tissue-protective activities of EPO are mimicked by small, nonerythropoietic peptides that simulate a portion of EPO’s three-dimensional structure. These peptides have promise for treatment of brain injury because they do not have side effects of increased hematocrit by EPO.
7.2 Statins
Statins, potent inhibitors of cholesterol biosynthesis, also benefit brain injury. Many of the pleiotropic effects of statins are cholesterol independent, such as improvement of endothelial function, increased NO bioavailability, antioxidant properties, inhibition of inflammatory responses, immunomodulatory actions, upregulation of endothelial nitric oxide synthase (eNOS), decrease of platelet activation, regulation of angiogenesis, neurogenesis and synaptogenesis [112].
Atorvastatin administration after brain injury significantly reduces neurological functional deficits, increases neuronal survival and synaptogenesis in the boundary zone of the lesion and in the CA3 regions of the hippocampus, and induces angiogenesis in these regions in rats subjected to TBI [113].
Simvastatin treatment increases phosphorylation of Akt, glycogen synthase kinase-3β (GSK-3β), and cAMP response element-binding proteins (CREB); elevates the expression of brain-derived neurotrophic factor (BDNF) and vascular endothelial growth factor (VEGF) in the DG; increases cell proliferation and differentiation in the DG; and enhances the recovery of spatial learning [114]. Pre-administration of lovastatin to rats subjected to TBI improves functional outcomes and reduces the extent of brain damage, with a concomitant decrease in tissue levels of tumor necrosis factor-α (TNF-α) and interleukin-1 β (IL-1β) mRNA and protein [115]. Protective mechanisms for lovastatin may be partly attributed to a dampening of the inflammatory response [108]. Treatment with atorvastatin or simvastatin (20mg/kg sc., daily once for 3 consecutive days starting at 30 min post injury) markedly reduces functional neurological deficits and degenerating hippocampal neurons, suppresses inflammatory cytokine mRNA expression in brain parenchyma after TBI in mice [116]. Furthermore, statin treatment improves cerebral hemodynamics in mice following TBI [116].
Amnesia is a common sequelae following TBI, for which there is no current treatment. Statins promote rapid recovery of spatial memory after TBI in animals [114, 117]. A double-blind randomized clinical trial of 21 patients with TBI (16–50 years of age), with Glasgow Coma Scale scores of 9–13, and intracranial lesions as demonstrated by computed tomography scan has been performed [118]. Each patient received the same treatment and was randomly allocated to receive either rosuvastatin (20 mg/day orally) or placebo over a period of 10 days. No difference was detected in disability at 3 months. While statins may reduce amnesia time after TBI, possibly by immunomodulation, further trials are needed in order to confirm this positive association. Given the wide use of statins, their favorable safety profile in patients, the extensive preclinical data showing both neuroprotection and neurorestoration, and provocative positive clinical data in patients, further clinical studies are warranted to determine the neuroprotective and neurorestorative properties of statins after TBI.
When administered in combination with bone marrow stromal cells (MSCs), atorvastatin increases MSC access and/or survival within the injured brain and enhances functional recovery compared with monotherapy [119]. Statins induce neuroglial differentiation of human MSCs [120]. A combination therapy of MSCs and atorvastatin amplifies endogenous cellular proliferation [119]. These cholesterol-lowering agents might be used in conjunction with MSC transplantation in the future for treating neurological disorders and injuries.
7.3 Nitric oxide (NO)
NO activates soluble guanylyl cyclase, leading to the formation of cyclic GMP (cGMP). As a second messenger, cGMP is involved in diverse cellular processes, including regulation of cellular proliferation. Increases in cGMP levels enhance proliferation of endothelial cells and motor neurons [112]. Thus, increased cGMP production may facilitate neuroprotection and neurorestoration after TBI. cGMP levels in brain may be increased by cGMP production via increases in NO or inhibition of cGMP hydrolysis using phosphodiesterase 5 inhibitors, e.g. Sildenafil [112].
In the CNS, NO is an important messenger involved in the modulation of sensory motor functions, control of cerebral blood flow and neuroprotection and neurotoxicity after cerebral synaptic formation and remodeling, brain development, synaptic plasticity, neuroendocrine secretion, sensory processing, and cerebral blood flow [121]. However, its role in neurogenesis has not been identified until recently. The inhibitory effect of nNOS-derived NO on DG and SVZ neurogenesis has been demonstrated; an opposite effect has been found for eNOS- and iNOS-derived NO [122]. While the proliferative effect of NO on endogenous progenitor cells in adult brain could be mediated through an increase in the tissue levels of cGMP [123], the antiproliferative effect of NO depends on the inhibition of cyclin-dependent kinases and transcription factors by p53 and the Rb protein, respectively [124]. Atorvastatin upregulates the eNOS isoform and thus increases cGMP [125]. NO donors increase cGMP levels via activation of soluble guanylyl cyclase [123]. Moreover, the effect of cGMP on neurogenesis could be related to the activation of cGMP-dependent protein kinase type I, which has been described to enhance sensory neuron precursor proliferation [126]. Clarification of the effects of different NOS isoforms on neuronal plasticity, survival rate and neurological functions after TBI is needed.
NO promotes angiogenesis, and neurogenesis, and increases neuroblast migration after brain injury such as stroke [112,122,125,127–129]. Our previous findings show that TBI increases proliferation of the progenitor cells in the hippocampus, SVZ, and cortex in both the ipsilateral and contralateral hemispheres [130]. TBI alters the migration pathway of SVZ progenitor cells from the rostral migratory stream (RMS) to the striatum and corpus callosum. Treatment with NO donor, DETA/NONOate, enhances these responses. DETA/NONOate increases progenitor cell migration, induces differentiation of the progenitor cells, and enhances the survival of the newly generated cells in the striatum, corpus callosum, and boundary zone of the lesion. DETA/NONOate treatment improves the neurological outcome in rats subjected to TBI [130]. In addition, injection of DETA/NONOate enhances the TBI-induced cell proliferation in the SGZ, hilus, and CA1 3 of the ipsilateral hippocampus after TBI. Use of DETA/NONOate also promotes survival of the newly generated cells in the hippocampus after TBI. Therefore, DETA/NONOate enhances progenitor cell proliferation and survival in the hippocampal formation after TBI in rats, which may contribute to neurological functional improvement. Sildenafil, a phosphodiesterase type-5 inhibitor, increases cGMP level [131]. A clinical trial of Sildenafil for treatment of subacute ischemic stroke is ongoing in Henry Ford Health System (NCT00452582) [24].
7.4 S100B
The S100B protein belongs to a multigenic family of low molecular weight calcium-binding S100 proteins [132]. S100B is primarily produced by glial cells [133]. S100B acts as a neurotrophic factor and a neuronal survival protein. In contrast, overproduction of S100B by activated glia can lead to exacerbation of neuroinflammation and neuronal dysfunction [134]. S100B is released after brain insults, and serum levels are positively correlated with the degree of injury and negatively correlated with outcome [135,136]. Serum and brain S100B levels are poorly correlated, with serum levels dependent primarily on the integrity of the blood-brain barrier, and not the level of S100B in the brain. Cerebrospinal S100B may be useful as one of the outcome predictors in cases of severe TBI in adults [137], but is not a reliable prognostic index in pediatric TBI [138].
Interestingly, while higher serum levels of S100B seem to reflect the degree of blood brain barrier opening and severity of injury, a beneficial effect of intraventricular S100B administration on long-term functional recovery after TBI has been demonstrated [139]. S100B has been shown to improve memory function [31]. S100B profoundly increases hippocampal neurogenesis 5 weeks after TBI. Spatial learning ability, as assessed by the Morris water maze on day 30–34 post-injury, reveals an improved cognitive performance after S100B infusion. An intraventricular S100B infusion induces neurogenesis within the hippocampus, which can be associated with an enhanced cognitive function following experimental TBI [140]. So far, S-100B has not been used for clinical treatment of TBI. However, in a clinical trial entitled S-100B as Pre-Head CT Scan Screening Test After Mild TBI (NCT00717301) [24], S-100B will be used to determine the ability of a serum to predict traumatic abnormalities on brain CT scan after mild TBI. The secondary objective is to determine the relationship between initial S-100B levels and cognitive outcome at one month. In a recent report with 102 adult patients with severe TBI admitted between June 2001 and November 2003, serum S-100B levels were measured on admission and every 24 hr thereafter for a maximum of 7 days. Initial S-100B levels were significantly related to pupillary status, computed tomography severity 1, and 1-month survival. Initial S-100B was an independent predictor of 1-month survival, in the presence of dilated pupils, and with increased age. Subjects with initial levels above 1 μg/l had a nearly threefold increased probability of death within 1 month. Serum S-100B alteration indicated neurological improvement or deterioration. Finally, surgical treatment reduced S-100B levels. Serum S-100B protein reflects injury severity and improves prediction of outcome after severe TBI. S-100B may also have a role in assessing the efficacy of treatment after severe TBI [141].
7.5 Bone marrow stromal cells (MSCs)
Neuronal tissue has limited capacity to repair after injury. Cellular therapies using neural stem/progenitor cells are promising approaches for the treatment of brain injury. However, the clinical use of embryonic stem cells or fetal tissues is limited by ethical considerations and other scientific problems. Thus, MSCs could represent an alternative source of stem cells for cell replacement therapies. MSCs are mesoderm-derived cells, primarily resident in adult bone marrow. MSCs can give rise to neuronal cells as well as many tissue-specific cell phenotypes [142, 143].
MSCs spontaneously express certain neuronal phenotype markers in culture, in the absence of specialized induction reagents [144]. When cultured in neural stem cell (NSC) culture conditions, 8% of MSCs are able to generate neurospheres. These MSC-derived neurospheres express characteristic NSC antigens (nestin and musashi-1) and are capable of self-renewal and multi-lineage differentiation into neurons, astrocytes and oligodendrocytes. When these MSC-derived neurospheres are co-cultured with primary astrocytes, they differentiate into neurons, forming dendrites, axonal processes and synapses as well as firing tetrodotoxin-sensitive action potentials [145]. Nestin-positive MSCs can differentiate in vitro into excitable neuron-like cells. MSC-derived neuron-like cells exhibit several electrophysiological key properties classically devoted to neurons, including firing of action potentials [146].
When grafted into the lateral ventricles of neonatal mouse brain, MSCs migrate extensively and differentiate into olfactory bulb (OB) granule cells and periventricular astrocytes [144]. Intra-arterially infused rat MSCs can migrate into injured rat brain and survive [147]. Most of these cells are distributed in the boundary zone of the lesion and the corpus callosum of the ipsilateral hemisphere. Some implanted cells express the markers for neurons and astrocytes. MSC treatment significantly improves neurological functional recovery after TBI [147–149].
When MSCs are administered 24 hours after TBI, functional outcome is significantly improved after treatment [32, 150–153]. This benefit is probably not attributable to the very few MSCs that differentiate into brain cells [147]. Instead, it seems to be that MSCs secrete various growth factors [34, 154–156] that promote functional outcome after injury, thus amplifying their endogenous brain levels. MSCs also induce intrinsic parenchymal cells to produce these growth factors [155]. Recent data indicate that growth factors such as fibroblast growth factor-2 (FGF-2), VEGF, and BDNF and promote neurogenesis [156–158]. The improvement in functional outcome observed after MSC treatment of TBI involves more than one mechanism. MSCs produce and induce within parenchymal cells many cytokines and trophic factors that enhance angiogenesis and vascular stabilization in the lesion boundary zone, where the majority of MSCs that survive in the brain are located. In addition, MSCs induce other proteins within injured brain, such as bone morphogenetic proteins BMP2 and BMP4 or connexin 43 expression in astrocytes [159]. In concert with enhancing angiogenesis, neurogenesis, and synaptogenesis, MSCs significantly decrease glial scar formation and promote glial–axonal remodeling [160]. MSCs influence several neural restorative functions such as synaptogenesis [34], angiogenesis [34, 153], and neurogenesis [112]. Thus, MSCs act in a pleiotropic way to stimulate brain remodeling. MSCs alone do not reduce the lesion volume after TBI. Our recent study shows that collagen scaffolds populated with MSCs improve spatial learning and sensorimotor function, reduce the lesion volume, and foster the migration of MSCs into the lesion boundary zone after TBI in rats compared to MSCs without scaffolds [161].
The safety and feasibility of autologous MSC treatment of TBI patients have been assessed a single center [162]. TBI patients received autologous cell transplantation of MSCs isolated by bone marrow aspiration and expanded in culture. A primary administration of MSCs was applied directly to the injured area during the cranial operation with a second iv dose of MSCs. There was no immediate or delayed toxicity related to the cell administration within the 6-month follow-up period. Neurologic function was significantly improved at 6 months after MSC therapy [162].
7.6 Inhibitors of complement system
Activation of the innate immune response, including the complement system, plays an important role in the pathogenesis of TBI [163]. Research strategies to prevent the neuroinflammatory pathological sequelae of TBI have largely failed in clinical trials [6], exemplified by the recent failure of the “CRASH” trial (Corticosteroid randomization after significant head injury) [164]. These data imply that the “pan”-inhibition of the immune response by the use of glucocorticoids may represent an approach that is too broad and unspecific for controlling neuroinflammation after TBI. Complement can be activated either through the classical, lectin, or alternative pathways [165]. Thus, research efforts are currently focusing on more specific therapeutic modalities, such as the inhibition of the complement cascade [166]. For instance, by the use of a recombinant Crry molecule (termed Crry-Ig), a potent murine complement inhibitor at the level of C3 convertases, the systemic injection of 1 mg Crry-Ig at 1 and 24 hr after TBI resulted in a significant neurological improvement for up to 7 days [167]. A monoclonal anti-factor B antibody, a specific and potent inhibitor of the alternative complement pathway, led to a substantial attenuation of cerebral tissue damage and neuronal cell death when administered at 1 and 24 hr after TBI [165]. Pharmacological complement inhibition represents a promising approach for attenuation of neuroinflammation and secondary neurodegeneration after TBI. Although activation of the complement system is known to promote tissue injury, recent evidence has also indicated that this process can have neuroprotective effects [168, 169]. Further studies on the therapeutic effects of inhibition of the complement system should be pursued with caution.
7.7 Physical therapy
7.7.1 Environmental enrichment (EE)
New neurons are generated in two areas of the adult brain, the SVZ and the SGZ, throughout life and integrate into the normal functional circuitry. This process is not fixed, but can be highly manipulated, revealing a plastic mechanism by which the performance of brain can be optimized for a given environment [170]. Adult hippocampal neurogenesis in mice living in an enriched environment (EE) is higher than in controls [171]. EE doubles the amount of new hippocampal granule cells. Relatively, the increase in neuronal phenotypes is entirely at the expense of newly generated astrocytes [172]. EE (particularly during the earlier period) improves performance on the Morris water maze and tends to increase immunoreactivity to CREB in the hippocampus [173]. Late application of EE is also sufficient for a continuous restoration of neurological functions after TBI [174].
EE and voluntary exercise (VE) have consistently been shown to increase adult hippocampal neurogenesis and improve spatial learning ability. Evidence exists that EE and VE affect different phases of the neurogenic process in distinct ways. EE increases the likelihood of survival of new cells, whereas VE increases the level of proliferation of progenitor cells [175]. BDNF is required for the enhancement of hippocampal neurogenesis following EE [176]. Increasing hippocampal VEGF increases neurogenesis associated with improved cognition in adult rats. Inhibition of VEGF expression by RNA interference completely blocks the environmental induction of neurogenesis [177]. EE leads to improved long-term recognition memory and increases hippocampal neurogenesis. Elimination of dividing cells with methylazoxymethanol acetate treatment during EE completely prevents both the increase in neurogenesis and enrichment-induced long-term memory improvement [178]. Relatively low doses of irradiation can acutely abolish precursor cell proliferation in the DG by more than 90% [179]. This reduction in precursor proliferation is persistent and led to a significant decline in the granule cell population 9 months later. EE housing enhances the number of newborn neurons and increases residual neurogenesis. EE also significantly increases the total number of immature neurons in the DG. These irradiated animals after EE housing show a significant improvement in spatial learning and memory during the water-maze test and in rotarod motor. These results support that adult-generated neurons participate in modulating memory function.
Among EE, physical exercise and training, training/learning is generally more effective on structural and functional assessments of recovery than physical exercise, and EE is a more potent therapy than either of these two other treatments [180], the combination of enriched experience with other neurosurgical and/or pharmacological treatments may further improve its therapeutic effectiveness.
The beneficial effects of EE on behavioral recovery following fluid percussion injury may be related to increased neurogenesis in the granular cell layer [32]. EE-mediated functional improvement after TBI is contingent on task-specific neurobehavioral experience [181]. EE is a very effective treatment which improves motor function and spatial learning after TBI [182]. Interestingly, intervention with EE after experimental TBI enhances cognitive recovery in male but not female rats [183].
7.7.2 Exercise
Physical activity also causes a robust increase in neurogenesis in the DG of the hippocampus, a brain area important for learning and memory. The positive correlation between running and neurogenesis has generated the hypothesis that the new hippocampal neurons may contribute to, in part, improved learning associated with exercise [184]. Exercise increases synaptic plasticity by directly affecting synaptic structure and potentiating synaptic strength, and by strengthening the underlying systems that support plasticity including neurogenesis, metabolism and vascular function [185].
Exercise can increase levels of BDNF, stimulate neurogenesis, increase resistance to brain insult and improve learning and mental performance. In addition to increasing levels of BDNF, exercise mobilizes gene expression profiles that would be predicted to benefit brain plasticity processes [186]. Thus, exercise could provide a simple and effective means to maintain brain function and promote brain plasticity. Running doubles the number of surviving newborn cells in amounts similar to EE [187]. Lack of exercise via hindlimb suspension reduces neurogenesis with downregulation of neurotrophic factors [188]. However, the low-, but not the high-, intensity exercise paradigm results in significantly increased expression of BDNF, NMDAR1, and Flk-1 mRNA, which contribute to hippocampal neurogenesis [189].
However, at present there are no standardized recommendations concerning physiotherapy of individuals with TBI resulting in a high variability of methods and intensity [190]. Fourteen studies met the inclusion criteria and were grouped into subgroups: sensory stimulation, therapy intensity, casting/splinting, exercise or aerobic training and functional skill training. While for sensory stimulation evidence could not be proven, strong evidence exists that more intensive rehabilitation programs lead to earlier functional abilities.
8. Expert opinion
The current medical management of TBI patients mainly includes specialized prehospital care, intensive clinical care and long-term rehabilitation, but lacks clinically proven effective management with neuroprotective agents to limit secondary injury or enhance repair [191]. The enormous burden of TBI, however, clearly supports the need for such neuroprotective and/or neurorestorative agents or approaches. However, translating promising preclinical benefit into the clinical setting has proven difficult. The disappointing clinical phase-III trials may be due to heterogeneity of the population of TBI patients and variability in treatment approaches. However, there are many aspects that need to be considered before and during the clinical trials. First, prior to translation of an agent into clinical trial, preclinical evidence should be sufficiently strong, based on multiple experiments, preferably in several models, and include optimal administration routes and doses, single doses versus multiple doses, bolus dose versus continuous infusion, and therapeutic windows. Extensive pharmacokinetic evaluation of the potential neuroprotective agents in the injured brain should also be performed, ensuring adequate tissue penetration once the agent is studied in efficacy trials. Second, although many pathophysiologic cascades inducing secondary injury have been identified, it remains uncertain which of and where these cascades are active in individual TBI patients after injury. Moreover, some pathways may initially be detrimental, but can be protective at later stages. Therefore, effective translation of agents into clinical trials will probably require a more mechanistic approach, i.e., only patients with the proven presence of a certain pathophysiological mechanism are included in trials evaluating a compound that interferes with this particular mechanism. Third, many pathophysiologic cascades may contribute to secondary injury after TBI. Combined treatments may provide better benefits. These potential combinations include agents (e.g., pharmaceuticals or cytokines) or cells (e.g., MSCs, neural stem cells) or other approaches (physical or electric stimulation). Fourth, inadequacy in the design and analysis of clinical trials may affect the outcome. A more sensitive analysis of outcome in new clinical trials is warranted, with an important role for surrogate outcome measures as well as new types of outcome analysis. Further development of evidence-based treatments and implementation of these suggestions are likely to improve the chance that experimentally effective agents will show positive results in future clinical trials.
Acknowledgments
This work was supported by NINDS grants PO1 NS23393, PO1 NS42345, RO1 NS42259 and RO1 NS062002.
References
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