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Primary Care Companion to The Journal of Clinical Psychiatry logoLink to Primary Care Companion to The Journal of Clinical Psychiatry
. 2009;11(5):226–230. doi: 10.4088/PCC.08m00663

Augmentation Effect of Repetitive Transcranial Magnetic Stimulation Over the Orbitofrontal Cortex in Drug-Resistant Obsessive-Compulsive Disorder Patients: A Controlled Investigation

Chiara Ruffini 1,, Marco Locatelli 1, Adelio Lucca 1, Francesco Benedetti 1, Chiara Insacco 1, Enrico Smeraldi 1
PMCID: PMC2781034  PMID: 19956460

Abstract

Background:

The orbitofrontal cortex (OFC) plays a major role in the pathophysiology of obsessive-compulsive disorder (OCD); functional neuroimaging studies indicate that OCD symptoms are associated with increased activity in the OFC, caudate nucleus, thalamus, and anterior cingulate gyrus. The goal of our single-blind study was to assess whether repetitive transcranial magnetic stimulation (rTMS) over the left OFC would influence OCD symptoms in drug-resistant patients.

Method:

Twenty-three consecutively admitted right-handed inpatients with DSM-IV-TR–diagnosed drug-resistant OCD were given rTMS (80% motor threshold, 1 Hz seconds per minute for 10 minutes every day for 15 days) to the left OFC parallel (active: n = 16) or perpendicular (sham: n = 7) to the scalp. The patients' OCD symptoms, mood, and anxiety were rated at baseline, at the end of treatment, and once every 2 weeks for 3 months after treatment. Data were gathered from June 2006 to November 2007.

Results:

Considering changes in Yale-Brown Obsessive Compulsive Scale (YBOCS) scores with 2-way analysis of variance for repeated measures for a total of 8 observations (before rTMS, after treatment, and every 2 weeks for 12 weeks' follow-up), we found significant reduction of YBOCS scores comparing active versus sham treatment for 10 weeks after the end of rTMS (P < .02), with loss of significance after 12 weeks (P < .06). We also found a reduction of anxiety and depression symptoms but not a significant difference in the 2 groups.

Conclusions:

Low-frequency rTMS of the left OFC produced significant but time-limited improvement in OCD patients compared to sham treatment.


Obsessive-compulsive disorder (OCD) is a highly debilitating condition with a lifetime prevalence of 2%–3%.1,2 Although the introduction of selective serotonin reuptake inhibitors (SSRIs) has improved the treatment and prognosis of OCD, a notable percentage of patients (from 40% to 60%) do not respond to treatment, and the response has a latency of 4–8 weeks.3 This low rate of overall response to first-line strategies has led to the development of several augmenting pharmacologic and nonpharmacologic strategies, including cognitive-behavioral therapy, clomipramine, low doses of atypical antipsychotics,4,5 deep brain stimulation (DBS), functional neurosurgery, and transcranial magnetic stimulation (TMS).

Transcranial magnetic stimulation is a noninvasive technique that delivers magnetic pulses to the cortex by means of a hand-held stimulating coil applied directly to the head. One single pulse produces an intense magnetic field that causes depolarization of lower neurons. The limit is 2.5–3 cm under the scalp, but TMS can influence subcortical neurons with a transsynaptic mechanism, as seen in positron emission tomographic studies.6

Six trials of TMS on OCD patients have been published to date, and their findings are promising712; however, the small sample size, a considerable variability in the stimulation site, and parameters used have prevented the drawing of definitive conclusions about its clinical efficacy. Available data show positive effects after stimulation of the right and left prefrontal cortex11 and of the supplementary motor area,7 with response rates in drug-resistant OCD ranging from 25% to 60% with a Yale-Brown Obsessive Compulsive Scale (YBOCS) score reduction > 40%. The results over the prefrontal cortex were not confirmed after controlled studies (sham condition).10,12,13

The orbitofrontal cortex (OFC) plays a major role in the pathophysiology of OCD. Functional neuroimaging studies indicate that OCD symptoms are associated with increased activity in the OFC, caudate nucleus, thalamus,and anterior cingulate gyrus. Baxter et al14 proposed that OCD symptoms are mediated by hyperactivity in orbitofrontal-subcortical circuits due to an imbalance of tone between direct and indirect striatopallidal pathways. Increased functional activity in the OFC was found bilaterally1418 or restricted to the left side.19,20 Functional magnetic resonance imaging studies evidenced dysfunctions in the same orbitofrontal-subcortical circuits21,22; thus, a stimulation over the OFC could be OCD specific.

For Clinical Use

  • ♦ A large percentage of patients with obsessive-compulsive disorder are drug resistant.

  • ♦ Additional nonpharmacologic approaches are needed.

  • ♦ Repetitive transcranial magnetic stimulation was found to be effective in reducing obsessive-compulsive symptoms in drug-resistant patients.

No study has attempted to improve response to drug treatment by combining repetitive TMS (rTMS) in the OFC. In the present exploratory study, we evaluated the effect of combined rTMS over the left OFC and drug treatment in drug-resistant OCD patients.

METHOD

Subjects

Twenty-three consecutively admitted right-handed inpatients with DSM-IV-TR–diagnosed OCD were studied. Exclusion criteria included other Axis I diagnoses, major medical or neurologic conditions, age younger than 18 years or older than 75 years, and a YBOCS score < 16. In accordance with the safety criteria for rTMS,23 patients with a history of seizure or bearing pacemakers, mobile metal implants, implanted medical pumps, or metal clips placed inside the skull were also excluded.

All patients gave written informed consent after complete description of the study. The study was approved by the Ethical Committee of San Raffaele Hospital, Milan, Italy, and was conducted in accordance with the declaration of Helsinki and the Good Clinical Practice Guidelines. The study was registered by the Ethical Committee of the Azienda Sanitaria Locale, Milan, Italy (study code: 708S0). Data were gathered from June 2006 to November 2007.

Treatment

Patients were randomly administered real (n = 16) or sham (n = 7) rTMS, given every day for 5 days a week for 3 weeks. Randomization was performed by a computer-generated schedule with a 2:1 ratio (active:sham).24 We chose this large proportion because of the ethical problem of administering drug-resistant patients the same unsuccessful therapy for an additional 3 months.

The patients included in the study had failed adequate trials for at least 2 antiobsessional drugs and cognitive-behavioral therapy; an adequate trial of pharmacotherapy was at least 12 weeks of treatment with the maximum dosage of drug. Drug-resistant OCD literature indicates an absence of a significant reduction in YBOCS scores (> 35%) after at least 2 trials with SSRIs and 1 trial with clomipramine. At the beginning of the study, pharmacologic treatments included serotonin reuptake inhibitors(23/23), atypical neuroleptics (2/23), antiepileptics (6/23), and benzodiazepines (18/23); these drugs were continued without modifications throughout the study.

Stimulation Procedure

The rTMS was performed with a Magstim Rapid Stimulator for biphasic pulses (Magstim Company Ltd, Whiteland, London) with a focal 70-mm 8-shaped coil. To determine the resting motor threshold, we used the thumb movement visualization method, stimulating the left primary motor cortex.25

The brain target was the left OFC, which corresponds to Fp1 (International 10–20 EEG System).26 For sham treatment, the coil was placed over the same area but perpendicular to the scalp. The patients received 10 minutes of 1 Hz left-sided subthreshold rTMS (intensity 80% of the resting motor threshold) over the left frontopolar cortex targeting the OFC for 15 sessions (1 session per day, 5 sessions per week for 3 weeks).

Data Collection and Statistical Analysis

The YBOCS,27,28 Hamilton Depression Rating Scale (HDRS),29 and Hamilton Anxiety Rating Scale (HARS)30 were administered at baseline, after 15 rTMS sessions, and every 2 weeks for 3 months after the end of rTMS. Effects of treatment over time were assessed with 2-way analysis of variance (ANOVA) repeated measures, with time and treatment (active vs sham) as independent factors and rating scale scores as dependent variables. Post hoc analysis was performed with the Scheffé test.

RESULTS

All patients completed the study and the procedure was well tolerated. Patients belonging to distinct treatment options (sham vs active rTMS) did not differ in terms of clinical and demographic characteristics (age, age at onset of OCD, insight into disease, and baseline YBOCS, HDRS, and HARS scores).

We considered first the effect of the treatment in terms of reduction of total YBOCS scores after 3 weeks of active rTMS treatment versus sham: ANOVA of YBOCS total score showed a nonsignificant effect of group (F1,21 = 0.17; P < .68), a highly significant effect of time (F1,21 = 18.73; P < .00), and a significant time × group interaction (F1,21 = 4.55; P < .04), meaning that the pattern of changes of obsessive-compulsive symptoms did not follow parallel slopes of time course.

We then performed an ANOVA analysis with the YBOCS total scores over time (8 observations: baseline, after rTMS treatment, and every 2 weeks for 3 months after the end of rTMS treatment), finding a significant difference between active and sham stimulation until week 10 after the end of rTMS (F6,126 = 2.48; P < .02; Figure 1). After this time, significance was lost (F7,147 =1.93; P < .06).

Figure 1.

Figure 1

Comparison of YBOCS Scores for Active vs Sham rTMS Groupsa,b

aSignificant difference between baseline, poststimulation, and follow-up ratings according to repeated-measures analysis of variance (P < .02).

bF6,126 = 2.4839; P = .02640.

Abbreviation: YBOCS = Yale-Brown Obsessive Compulsive Scale.

Post hoc analysis with the Scheffé test revealed no significant difference among sham group YBOCS scores. In post hoc analysis, sham versus active group single observations were not significantly different, while in the active group, the comparison between the after-treatment observations and the basal YBOCS scores were significant. The absence of significance was probably due to the small number of patients (it was an exploratory study) and the large number of observations (8 in total).

Using 2-way ANOVA analysis for repeated measures, we observed that depression symptoms measured by the HDRS did not significantly decrease after active treatment (after rTMS: F1,21 = 2.33; P < .14; after 12 weeks' follow-up: F7,147 = 0.64; P < .71). The same analysis was performed for anxiety scores (HARS); we found no significant decrease comparing active and sham stimulation (after rTMS: F1,21 = 0.07; P < .79; after 12 weeks' follow-up: F7,147 = 0.50; P < .82). We could conclude that the rTMS effect in OCD drug-resistant patients is specific for obsessive-compulsive symptoms. We decided not to covariate YBOCS decreasing scores for depression or anxiety because depressive and anxiety symptoms are part of the OCD clinical presentation.

An analysis of the percentage of reduction in YBOCS scores after rTMS treatment found that 15 of 16 patients who received active rTMS had a reduction; 8 of 16 patients had a reduction ≥ 25%; and 4 of 16 patients had a reduction ≥ 35%. One of 7 patients who received sham stimulation had a YBOCS score reduction of 26% (Table 1).

Table 1.

Clinical Characteristics and Drug Treatment of Patients With Obsessive-Compulsive Disorder Who Received Active or Sham Repetitive Transcranial Magnetic Stimulation (rTMS)

Pharmacologic Treatment BaselineYBOCS Score YBOCS ScoreAfter rTMS YBOCS Score After rTMS (12-wk follow-up)
Group and Patients 2wk 4 wk 6 wk 8 wk 10 wk 12 wk
Active rTMS
 1 Fluvoxamine 36 34 34 34 33 33 33 33
 2 Venlafaxine, risperidone 26 18 19 22 19 19 19 19
 3 Fluvoxamine 25 15 15 15 15 15 15 15
 4 Fluvoxamine 32 30 30 30 30 30 30 30
 5 Fluoxetine 37 24 27 29 27 25 25 25
 6 Fluvoxamine, paroxetine 28 17 17 17 17 17 16 16
 7 Fluvoxamine, clomipramine, risperidone 31 21 21 21 21 21 21 21
 8 Clomipramine 34 34 34 34 34 34 34 34
 9 Fluvoxamine 31 28 28 28 28 28 28 28
 10 Clomipramine 39 36 35 40 40 40 39 39
 11 Sertraline 16 10 6 6 6 6 6 6
 12 Clomipramine, risperidone 34 25 25 25 25 25 30 30
 13 Fluvoxamine 38 33 33 33 34 34 34 34
 14 Clomipramine 36 24 12 12 12 20 28 36
 15 Fluvoxamine 38 36 36 36 36 36 36 36
 16 Fluvoxamine 34 33 33 34 34 34 34 34
Sham rTMS
 17 Venlafaxine 26 26 26 26 26 26 26 26
 18 Fluvoxamine, clomipramine 22 22 22 22 22 22 22 22
 19 Clomipramine 28 28 28 28 28 28 28 28
 20 Clomipramine, risperidone 37 37 37 37 37 37 37 37
 21 Clomipramine 29 24 24 29 24 24 29 24
 22 Fluvoxamine 40 40 40 40 40 40 40 40
 23 Fluoxetine 38 28 28 30 30 28 30 30

Abbreviation: YBOCS = Yale-Brown Obsessive Compulsive Scale.

DISCUSSION

To our knowledge, this is the first study of OFC stimulation in the treatment of OCD. Ours is an exploratory study: the number of patients is small, especially considering that it is divided into 2 groups; the sample is well characterized and selected (OCD patients with no Axis I codiagnosis, especially for depression, drug resistant with stable therapy, and no drug changing for 3 months); and the site and the paradigm of stimulation is innovative.

We report a clinically significant improvement in OCD symptoms in a sample of drug-resistant OCD patients with benefits lasting up to 10 weeks after the end of rTMS treatment. This time-limited efficacy of rTMS could indicate the necessity of administering a second session of rTMS after 2 months in those patients who received benefit from a first session of rTMS; this could be the subject of future studies.

Placebo effect was found only in 1 patient of 7 who received sham stimulation. There was also a benefit in terms of depressive and anxiety symptoms, but it did not reach significance. We can conclude that the effect of rTMS over the left OFC is specific for OCD symptoms and only secondary in influencing depression and anxiety symptoms in OCD patients.

The results we found are similar to those reported in DBS studies.31 Deep brain stimulation of the anterior limb of the internal capsule has been shown to be beneficial in the short term for OCD patients who exhaust conventional therapies. Nuttin et al,32 who published the first DBS for OCD series, found promising results using a capsule target immediately rostral to the anterior commissure. In a collaborative study,33 10 adult OCD patients meeting stringent criteria for severity and treatment resistance received DBS. Four of 8 patients had a ≥ 35% decrease in YBOCS score severity at 36 months; in 2 patients, scores declined between 25% and 35%. This open study found promising long-term effects of DBS in highly treatment-resistant OCD.

A report34 using DBS for refractory OCD showed a benefit in 2 patients. Follow-up positron emission tomographic studies revealed decreased OFC activation in these 2 responding patients, which suggested to the authors that a successfully disrupted cortical-subcortical circuit mediated the clinical effect.34 These results are comparable to those achieved with ablative, anterior capsulotomy,35 which has not been amenable to study in blinded protocols.

To date, there have been only 6 studies of TMS in OCD.7,913 These trials were promising but inconclusive for several reasons. The studies differed in design in important ways: site stimulation, parameters, and treatment duration. In addition, the samples were small, few of them9,10,12,13 were double-blind, and they included patients with comorbidity for major depression7,9,11 and patients who were drug resistant and drug naive.9,10 A uniform target area for stimulation, such as the left prefrontal cortex for major depression, has not been established; there are reports of symptom reduction following stimulation in both the right9 and left prefrontal cortex11 and the supplementary motor area.7 For all of these reasons, it is difficult to compare our results to the previous studies using rTMS to treat OCD patients.

We decided to stimulate with a proven paradigm over the left OFC in consideration of OCD pathophysiology. Functional neuroimaging studies indicate that OCD symptoms are associated with increased activity in the OFC, caudate nucleus, thalamus, and anterior cingulate gyrus. Increased functional activity in the OFC was found bilaterally1418 or restricted to the left side.19,20 This is the reason why a stimulation over the OFC is OCD specific. Schutter and colleagues36 obtained an improvement in memory for happy faces after 3 daily sessions of 1 Hz rTMS over the left OFC in comparison with sham condition in a sample of 12 healthy volunteers. The authors proved the tolerability of this technique and its efficacy.

Limitations of this study are the small sample size and the absence of a neuroimaging or neuorophysiologic technique supporting clinical assessments in order to show neural patterns associated with clinical improvement and to better understand the specific neuronal action of rTMS over the OFC. Our clinical results together with those of Schutter et al36 seem to prove the efficacy of this technique, but it is necessary to give a direct demonstration of the interaction between rTMS and the OFC. Another limitation is the imprecision of the stimulation that can be avoided using neuronavigators.

Further investigation involving larger groups of patients should be performed to clarify whether rTMS could be a useful therapy in OCD patients and to determine the optimal stimulation characteristics for its delivery.

Drug names: clomipramine (Anafranil and others), fluoxetine (Prozac and others), fluvoxamine (Luvox and others), paroxetine (Paxil, Pexeva, and others), risperidone (Risperdal and others), sertraline (Zoloft and others), venlafaxine (Effexor and others).

Disclosure of off-label usage: The authors have determined that, to the best of their knowledge, risperidone and venlafaxine are not approved by the US Food and Drug Administration for the treatment of obsessive-compulsive disorder.

Financial disclosure: Drs Ruffini, Locatelli, Lucca, Benedetti, Insacco, and Smeraldi have no personal affiliations or financial relationships with any commercial interest to disclose relative to the article.

Funding/support: None reported.

Pretest and Objectives

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Instructions and Posttest

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Registration Form

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